STATE OF NORTH CAROLINA
v
.
Davidson County
No. 04 CRS 58035
JOHN DAVID CAMPBELL
Attorney General Roy Cooper, by Assistant Attorney General
Leonard G. Green, for the State.
Charlotte Gail Blake, for defendant-appellant.
CALABRIA, Judge.
John David Campbell (defendant) appeals from judgments
entered upon a jury verdict finding him guilty of robbery with a
dangerous weapon and first degree kidnapping. We vacate the
judgment sentencing defendant on first degree kidnapping, and
reverse and remand for a new trial regarding the robbery with a
dangerous weapon and first degree kidnapping convictions.
At trial in Davidson County Superior Court, Rebecca Walker
(the victim) testified that she was driving a taxicab in
Lexington on 1 August 2004 when she was dispatched to an address on
West Sixth Avenue. She stated that a man exited the house carrying
a black duffel bag and entered her taxicab. Kenneth Bullabough
(Bullabough), who lived at the residence, testified thatdefendant left his home in the early morning hours of 1 August 2004
when the taxicab arrived. He further testified that defendant
carried a black duffel bag.
The victim testified that defendant directed her to take him
to a house on Louya Road, approximately five miles away. When they
arrived at Louya Road, the victim stopped the car. At this time,
defendant reached from the back seat, put one arm around her neck,
and held her head against the headrest. With his other hand,
defendant held a sharp object to the victim's neck. The victim
believed the object was a knife, but never actually saw the object.
The defendant told her, If you do exactly as I tell you, I won't
hurt you.
Defendant directed the victim to push the button unlocking the
trunk, then said, I want you to get out of the car very slowly and
don't make any sudden moves. Defendant then walked the victim to
the back of the taxicab and told her to crawl in the trunk. The
victim climbed into the trunk and sat down. The defendant closed
the trunk lid which struck the victim on the top of her head.
Defendant then drove erratically for about 10 or 15 minutes before
abandoning the taxicab. From the trunk, the victim heard a
conversation between the night-time dispatcher and the taxicab
company's manager coming from the taxicab's two-way radio. She
heard her dispatcher say, Becky, we have got a posse out for you,
right before defendant stopped the taxicab.
After defendant departed, the victim used a tire iron to bang
on the trunk. She was trapped in the trunk for approximately 30minutes before a fellow cab driver found her. The money from the
victim's fare bag was gone and the cab's two-way radio wires had
been cut. The defendant did not present any evidence at trial.
Following defendant's trial, the jury returned a verdict
finding defendant guilty of first degree kidnapping and robbery
with a dangerous weapon. The trial court arrested judgment on the
first degree kidnapping charge. Judge W. David Lee then entered
judgment upon the guilty verdict for robbery with a dangerous
weapon, sentencing defendant to a minimum of 142 months and a
maximum of 180 months in the custody of the North Carolina
Department of Corrections. Defendant appeals from this judgment.
On 16 June 2005, the State filed a motion for appropriate
relief seeking to reverse the trial court's decision to arrest
judgment on the first degree kidnapping conviction. Defendant
responded with a motion to dismiss the State's motion for
appropriate relief. The trial court heard both motions and on 19
October 2005 granted the State's motion and ordered a sentencing
hearing for the first degree kidnapping conviction.
On 2 May 2006, Judge Lee entered judgment upon the jury
verdict finding defendant guilty of first degree kidnapping and
sentenced defendant to a minimum of 158 months and a maximum of 199
months in the custody of the North Carolina Department of
Correction. The sentence for first degree kidnapping was to run
consecutive to defendant's sentence for robbery with a dangerous
weapon. Defendant appeals from these judgments.
I. Motion for Appropriate Relief Defendant initially argues the trial court erred by granting
the State's motion for appropriate relief and sentencing defendant
for first degree kidnapping. We agree.
North Carolina General Statutes . 15A-1416(a) allows the State
to correct any error which it may assert upon appeal, so long as
it brings a motion for appropriate relief [a]fter the verdict but
not more than 10 days after entry of judgment. N.C. Gen. Stat. §
15A-1416(a) (2005). Here, the State filed its motion for
appropriate relief on 16 June 2005 following the 10 June 2005 jury
verdict and entry of judgment. Since the State's motion was
timely, we need only determine whether the error is one the State
may assert on appeal.
North Carolina General Statutes . 15A-1445 provides, in
relevant part:
(a) Unless the rule against double jeopardy
prohibits further prosecution, the State may
appeal from the superior court to the
appellate division:
(1) When there has been a decision or judgment
dismissing criminal charges as to one or more
counts.
N.C. Gen. Stat. . 15A-1445(a)(1) (2005). Therefore, we must
consider whether the court's order arresting judgment on the first
degree kidnapping conviction was a decision or judgment dismissing
criminal charges. Id. In State v. Pakulski, 326 N.C. 434, 390
S.E.2d 129 (1990), our Supreme Court considered the effect of an
order arresting judgment on convictions for the two predicate
felonies that supported the defendant's felony murder conviction.
The question arose because the defendant's felony murder convictionwas reversed on appeal. 326 N.C. at 435, 390 S.E.2d at 129. The
new trial resulted in a mistrial, and the State then requested
judgment on the previously arrested predicate felony convictions.
326 N.C. at 436, 390 S.E.2d at 130. Thereafter, the trial court
sentenced the defendant on the predicate felonies. 326 N.C. at
438, 390 S.E.2d at 131.
On appeal, the defendant argued that the trial court erred by
sentencing him on the arrested predicate felonies, because the
arrest of judgment was equivalent to a dismissal of those charges.
326 N.C. at 439, 390 S.E.2d at 132. The Supreme Court disagreed,
stating:
While we agree that in certain cases an arrest
of judgment does indeed have the effect of
vacating the verdict, we find that in other
situations an arrest of judgment serves only
to withhold judgment on a valid verdict which
remains intact. When judgment is arrested
because of a fatal flaw which appears on the
face of the record, such as a substantive
error on the indictment, the verdict itself is
vacated and the state must seek a new
indictment if it elects to proceed again
against the defendant. State v. Benton, 275
N.C. 378, 167 S.E.2d 775 (1969); State v.
Cook, 272 N.C. 728, 158 S.E.2d 820 (1968);
State v. Covington, 267 N.C. 292, 148 S.E.2d
138 (1966). See also 21 Am.Jur.2d Criminal Law
§ 524 (1981) (The granting of a motion in
arrest of judgment does not operate as an
acquittal but only places the defendant in the
same situation in which he was before the
prosecution was begun.). However, we hold
that when judgment is arrested on predicate
felonies in a felony murder case to avoid a
double jeopardy problem, the guilty verdicts
on the underlying felonies remain on the
docket and judgment can be entered if the
conviction for the murder is later reversed on
appeal, and the convictions on the predicate
felonies are not disturbed upon appeal.
Pakulski, 326 N.C. at 439, 390 S.E.2d at 132.
Here, the trial court entered an order arresting judgment on
the defendant's conviction for first degree kidnapping, but
sentenced the defendant on his conviction for robbery with a
dangerous weapon. The trial court appears to have arrested
judgment due to a concern that the kidnapping was technical
asportation, inherent in the other offense perpetrated [robbery
with a dangerous weapon], such that separate and additional
punishment for the asportation would violate the defendant's
constitutional protection against double jeopardy. State v. Irwin,
304 N.C. 93, 103, 282 S.E.2d 439, 446 (1981). Under Pakulski, this
type of arrest of judgment does not vacate the verdict; rather, it
withhold[s] judgment on a valid verdict which remains intact.
Id., 326 N.C. at 439, 390 S.E.2d at 132.
In this case, because the arrest of judgment was not a
decision or judgment dismissing criminal charges pursuant to
N.C. Gen. Stat. § 15A-1445(a)(1), the State does not have a right
to appeal the arrest of judgment. Correspondingly, the State did
not have a right to file a motion for appropriate relief assigning
error to the arrest of judgment pursuant to N.C. Gen. Stat. § 15A-
1416 and the trial court should have dismissed the motion. We
therefore reverse the order of the trial court granting the State's
motion for appropriate relief and vacate the judgment sentencing
the defendant for first degree kidnapping.
II. Lesser included offense of common law robbery Defendant argues the trial court erred by refusing to instruct
the jury on the lesser included offense of common law robbery, as
requested by defendant, because the evidence supported the
submission of this issue to the jury. It is reversible error for
the trial court not to submit to the jury such lesser included
offenses to the crime charged as are supported by the evidence.
State v. Lytton, 319 N.C. 422, 426-27, 355 S.E.2d 485, 487 (1987).
We have held that where the uncontroverted
evidence is positive and unequivocal as to
each and every element of armed robbery, and
there is no evidence supporting defendant's
guilt of a lesser included offense, the trial
court does not err by failing to instruct the
jury on the lesser included offense of common
law robbery. State v. Peacock, 313 N.C. 554,
562, 330 S.E.2d 190, 195 (1985). The sole
factor determining the judge's obligation to
give such an instruction is the presence, or
absence, of any evidence in the record which
might convince a rational trier of fact to
convict the defendant of a less grievous
offense. State v. Wright, 304 N.C. 349, 351,
283 S.E.2d 502, 503 (1981).
State v. Cummings, 346 N.C. 291, 325, 488 S.E.2d 550, 570 (1997).
The critical difference between armed robbery and common law
robbery is that the former is accomplished by the use or threatened
use of a dangerous weapon whereby the life of a person is
endangered or threatened. Peacock, 313 N.C. at 562, 330 S.E.2d at
195. The use or threat of a dangerous weapon is not an essential
element of common law robbery. State v. Moore, 279 N.C. 455, 183
S.E.2d 546 (1971). Thus, if the defendant used a weapon which is
considered a dangerous weapon as a matter of law, then the trial
court should not submit the issue of common law robbery to the
jury. If there is a jury question as to whether a dangerousweapon was used, then the court must submit the lesser-included
offense of common law robbery to the jury. See State v. Palmer,
293 N.C. 633, 239 S.E.2d 406 (1977).
This Court has previously noted:
[T]he case law regarding knives as dangerous
weapons gives rise to a certain amount of
confusion.
. . . .
Our research has disclosed no case which
unequivocally holds that a knife is always a
dangerous weapon per se. Rather, the
circumstances of each case must be considered:
for example, the extent of the threat to the
victim, State v. Ross, supra (knife held to
throat); the physical stature of the knife
wielder, State v. Sturdivant, supra (large man
used knife); the weakened state of the victim,
State v. Archbell, 139 N.C. 537, 51 S.E. 801
(1905); or whether or not and to what extent
the victim was actually injured, State v.
Roper, 39 N.C. App. 256, 249 S.E.2d 870 (1978)
(victim's throat slashed). The circumstances
of the case, rather than the physical
description of the knife itself, ultimately
determine this issue. Sturdivant. This is
particularly true in armed robbery cases
because the issue of whether a weapon is
dangerous is so closely related to another key
element, i.e., whether a person's life was in
fact endangered or threatened. N.C. Gen. Stat.
. 14-87(a); State v. Alston, 305 N.C. 647, 290
S.E.2d 614 (1982).
State v. Smallwood, 78 N.C. App. 365, 368, 337 S.E.2d 143, 144-45
(1985). After surveying many cases regarding use of knives as a
weapon, this Court in Smallwood determined that [i]n cases where
the knife has not been produced or described in detail, and the
victim has not suffered injury or death, the question of whether a
knife is a dangerous weapon is generally for the jury. Id., 78
N.C. App. at 369, 337 S.E.2d at 145. In this case, the evidence showed that defendant got into the
victim's taxicab and placed a sharp object, which the victim
believed to be a knife, at her throat and robbed her. The victim
was unable to describe the sharp object. No knife or other weapon
was recovered from the defendant or the vehicle. The victim was not
actually injured by the sharp object which the defendant held to
her neck. Even if the State's evidence was fully accepted by the
jury, reasonable people could draw different conclusions about
the sharp object's dangerous character. Palmer, 293 N.C. at 643,
239 S.E.2d at 413. Thus, the evidence raised a question for the
jury as to the existence and use of a dangerous weapon by
defendant. Therefore, the trial court should have submitted the
issue of common law robbery to the jury.
If the jury determined that the sharp object held to the
victim's throat was not a knife or was not a dangerous weapon,
the jury could not have convicted defendant of robbery with a
dangerous weapon, but only of common law robbery. This option was
not given to the jury. It was raised by the evidence. The case,
therefore, falls within the principle that a defendant is entitled
to have all lesser degrees of offenses supported by the evidence
submitted to the jury as possible alternate verdicts. Id., 293
N.C. at 643-44, 239 S.E.2d at 413 (citations omitted).
The trial court's failure to submit the lesser offense was
not cured by the verdict of robbery with a dangerous weapon,
because it cannot be known whether the jury would have convicted
defendant of the lesser offense if it had been permitted to do so. Id., 293 N.C. at 644, 239 S.E.2d at 413 (citations omitted).
Therefore, in the case sub judice, failure to submit the issue of
common law robbery was prejudicial error which entitles the
defendant to a new trial on the charge of robbery with a dangerous
weapon.
III. First degree kidnapping
Because it is probable that the remaining issues raised by
defendant may arise again upon remand, as the State could still
pray for judgment upon the guilty verdict for first degree
kidnapping, we will address the other issues raised by defendant's
assignments of error as to the kidnapping conviction.
(See footnote 1)
Defendant
argues that the trial court erred by denying his motion to dismiss
the charge of first degree kidnapping because there was
insufficient evidence for a rational trier of fact to find the
elements of this offense beyond a reasonable doubt. Our courts have
established the following standard in reviewing a trial court's
denial of a motion to dismiss:
In ruling upon a motion to dismiss, the trial
court must examine the evidence in the light
most favorable to the State, giving the State
the benefit of all reasonable inferences which
may be drawn from the evidence. The court must
determine whether substantial evidence
supports each essential element of the offense
and the defendant's perpetration of that
offense. If so, the motion must be denied andthe case submitted to the jury. 'Substantial
evidence' is that amount of relevant evidence
that a reasonable mind might accept as
adequate to support a conclusion.
State v. Hairston, 137 N.C. App. 352, 354, 528 S.E.2d 29, 30 (2000)
(internal citations omitted).
Our General Statutes define kidnapping in pertinent part as
follows:
(a) Any person who shall unlawfully confine,
restrain, or remove from one place to another,
any other person 16 years of age or over
without the consent of such person, or any
other person under the age of 16 years without
the consent of a parent or legal custodian of
such person, shall be guilty of kidnapping if
such confinement, restraint or removal is for
the purpose of:
...
(2) Facilitating the commission of any felony
or facilitating flight of any person following
the commission of a felony; . . .
(b) There shall be two degrees of kidnapping
as defined by subsection (a). If the person
kidnapped either was not released by the
defendant in a safe place or had been
seriously injured or sexually assaulted, the
offense is kidnapping in the first degree and
is punishable as a Class C felony. If the
person kidnapped was released in a safe place
by the defendant and had not been seriously
injured or sexually assaulted, the offense is
kidnapping in the second degree and is
punishable as a Class E felony.
N.C. Gen. Stat. . 14-39(a) (2005).
Defendant was indicted for first degree kidnapping based upon
the purpose of facilitating the commission of Robbery with a
Dangerous Weapon and for the purpose of facilitating the flight of
[defendant] following the commission of Robbery with a Dangerous
Weapon and that the victim was not released by the defendant ina safe place. Therefore, we must consider whether there was
substantial evidence to support the jury finding that defendant
committed the crime of kidnapping to facilitate the commission of
any felony or his flight following the commission of a felony.
N.C. Gen. Stat. § 14-39(a) (2006). It is not necessary that the
defendant be found guilty of robbery with a dangerous weapon, the
alleged felony supporting the kidnapping indictment, since he could
also be found guilty of common law robbery as a felony which would
support the kidnapping charge. See State v. Parker, 81 N.C. App.
443, 344 S.E.2d 330 (1986). However, defendant must be found
guilty of one of these felonies -- either robbery with a dangerous
weapon or the lesser included offense of common law robbery -- to
support a conviction of first degree kidnapping. See State v.
Martin, 47 N.C. App. 223, 267 S.E.2d 35 (1980). Because we grant
defendant a new trial on his conviction of robbery with a dangerous
weapon, we must also reverse and grant a new trial to defendant
upon the first degree kidnapping charge.
Defendant also argues that the trial court erred by denying
his motion to dismiss the first degree kidnapping charges because
the kidnapping was an integral part of the robbery with a dangerous
weapon and not a separate and distinct crime, thus violating his
constitutional protections against double jeopardy. The Double
Jeopardy Clause of the Fifth Amendment prohibits multiple
punishments for the same offense. North Carolina v. Pearce, 395
U.S. 711, 23 L. Ed. 656 (1969). We find that defendant'sconviction for both robbery with a dangerous weapon and first
degree kidnapping did not subject him to double jeopardy.
It is clear from the record the kidnapping was not an integral
part of the robbery. Defendant points to State v. Irwin, 304 N.C.
93, 103, 282 S.E.2d 439, 446 (1981), in support of his argument
that the restraint of the victim was an integral part of the armed
robbery. In Irwin, the Court was faced with a defendant who forced
his victim, at knifepoint, to the back of a store to open a safe.
Id. The Court determined this restraint was necessary to
accomplish defendant's purpose of stealing prescription drugs and
was thus a technical asportation which did not expose the victim to
any greater harm than the robbery itself. Id.
The case sub judice is distinguishable from Irwin in that
here, defendant's purpose was to steal a money bag which was in the
passenger compartment of the taxicab. It was not necessary for
defendant to confine the victim in the trunk of the vehicle or to
keep her confined after he had access to the money bag.
Accordingly, the victim, by first being left trapped in the trunk
of a fleeing and later abandoned cab, was exposed to a danger
greater than the danger from the initial robbery. The kidnapping
was a separate and distinct act that was not part of an inherent
and integral part of a separate felony. This assignment of error
is without merit.
Similarly, defendant argues the trial court erred by
instructing the jury, over defendant's objection, that the
restraint of the victim was both for the purpose of facilitatingrobbery with a dangerous weapon and that the kidnapping was a
separate, complete act from the robbery, placing defendant in
double jeopardy. We disagree.
In instructing the jury, the trial court used the same
conjunctive language used in the indictment. Specifically, the
trial court instructed the jury that it must find the confinement
of the victim facilitated the robbery and aided defendant's escape
and constituted an act separate and apart from the crime of robbery
with a dangerous weapon. The jury instruction closely tracked the
language of the indictment, which charges alternate theories for
first degree kidnapping. Specifically, it charges that defendant
kidnapped the victim by unlawfully confining, restraining, and
removing her from one place to another without her consent, for the
purpose of facilitating the commission of Robbery with a Dangerous
Weapon and for the purpose of facilitating the flight of
[defendant] following the commission of Robbery with a Dangerous
Weapon.
Defendant contends the trial court, by instructing the jury in
the conjunctive, required the jury to reach conflicting and
irreconcilable verdicts by finding both that the kidnapping
facilitated the commission of the robbery and constituted an act
separate and distinct from the robbery. Our review of the record
leads us to conclude otherwise. The evidence shows that defendant
confined the victim with a sharp object to facilitate the
commission of the initial robbery. It also shows that defendant
kept the victim confined for an extended period of time after therobbery was complete, ultimately leaving her in the trunk of the
taxicab. Although the indictment may allege more than one purpose
for the kidnapping, the State has to prove only one of the alleged
purposes in order to sustain a conviction of kidnapping. State v.
Moore, 315 N.C. 738, 743, 340 S.E.2d 401, 404 (1986). This
assignment of error is without merit.
IV. Conclusion
We reverse the trial court's order granting the State's motion
for appropriate relief, vacate the judgment sentencing defendant
for the first degree kidnapping conviction, and we reverse the
convictions for robbery with a dangerous weapon and first degree
kidnapping and remand for new trial.
New trial.
Judges McCULLOUGH and STROUD concur.
Report per Rule 30(e).
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