STATE OF NORTH CAROLINA
v
.
Johnston County
No. 05 CRS 55697-98
WILLIAM DAVID CAUFMAN
Attorney General Roy Cooper, by Assistant Attorney General
Laura E. Crumpler, for the State.
Glenn Gerding, attorney for defendant.
ELMORE, Judge.
The State charged William David Caufman (defendant) with one
count of first-degree rape of a child, three counts of first-degree
sexual offense, and three counts of indecent liberties with a
child. At trial, defendant moved for dismissal at the close of the
State's evidence and again at the close of all evidence. He
offered no evidence in his defense. The jury found him guilty of
one count of first-degree rape of a child, two counts of first-
degree sexual offense, and two counts of indecent liberties with a
child.
(See footnote 1)
The trial court entered judgment on 26 January 2006, andsentenced defendant to three consecutive sentences of 433 to 489
months each. After the Department of Corrections brought a
miscalculation in sentencing to the trial judge's attention, the
maximum sentence for each judgment was amended on 29 March 2006,
from 489 months to 529 months. Defendant appeals his conviction
and sentence.
In his first argument, defendant contends that the trial court
erred in admitting Dr. Vivian Everett's (Dr. Everett) testimony
that the allegations made by M.L., the alleged victim, were
consistent with Dr. Everett's physical examination of M.L.
Generally, to preserve a question for appellate review, a party
must have presented to the trial court a timely . . . objection .
. . stating the specific grounds for the ruling the party desired
the court to make if the specific grounds were not apparent from
the context. N.C.R. App. P. 10(b)(1) (2005) (emphasis added).
Defendant made only general objections to the witness['s]
testimony, and this Court has held 'a general objection, if
overruled, is ordinarily not effective on appeal.' State v.
Parker, 140 N.C. App. 169, 183, 539 S.E.2d 656, 665 (2000) (quoting
State v. Hamilton, 77 N.C. App. 506, 509, 335 S.E.2d 506, 508
(1985) (citations omitted)). Here, where there was a general
objection, the objection was overruled, and the testimony was
presented without further discussion, this issue was not preserved
for appeal. We find defendant's argument that there was nopurpose for which Dr. Everett's opinion could be admitted
unpersuasive.
Recognizing the likelihood that the issue was not preserved
for appeal, defendant also alleges plain error. In criminal
cases, a question which was not preserved by objection noted at
trial . . . may be made the basis of an assignment of error where
the judicial action questioned is specifically and distinctly
contended to amount to plain error. N.C.R. App. P. 10(c)(4)
(2007). Plain error is error 'so fundamental as to amount to a
miscarriage of justice or which probably resulted in the jury
reaching a different verdict than it otherwise would have
reached.' State v. Leyva, ___ N.C. App. ___, ___, 640 S.E.2d 394,
399 (2007) (quoting State v. Bagley, 321 N.C. 201, 213, 362 S.E.2d
244, 251 (1987)).
Defendant attempts to analogize Dr. Everett's statement that
it was her assessment that the exam was consistent with the
history that [M.L.] gave, to cases in which an expert testified
that sexual abuse [had] in fact occurred. State v. Stancil, 355
N.C. 266, 266-67, 559 S.E.2d 788, 789 (2002) (in which a
pediatrician testified that the victim was 'sexually assaulted and
[that there was] also maltreatment, emotionally, physically, and
sexually.') see also State v. Trent, 320 N.C. 610, 613, 359 S.E.2d
463, 465 (1987) (in which a physician stated that the diagnosis he
arrived at was that of sexual abuse.) State v. Parker, 111 N.C.
App. 359, 366, 432 S.E.2d 705, 709 (1993) (in which the physician
testified, 'It was my opinion that she had been sexually abusedover a long period of time based on my exam.') State v. Ewell,
168 N.C. App. 98, 100, 606 S.E.2d 914, 916 (2005) (in which the
witness stated that the alleged victim 'probably suffered sexual
abuse').
Whereas in the cited cases, the witnesses uniformly opined
that the alleged victim had or probably had been subjected to
sexual abuse, in the present case, Dr. Everett merely stated that
her examination of M.L. was consistent with such abuse.
Defendant's reliance on these cases is therefore misplaced. As
this Court has recently stated, while it is impermissible for an
expert, in the absence of physical evidence, to testify that a
child has been sexually abused, it is permissible for an expert to
testify that a child exhibits characteristics consistent with
abused children. Id. at 103, 606 S.E.2d at 918 (quoting State v.
Grover, 142 N.C. App. 411, 419, 543 S.E.2d 179, 184 (2001))
(internal quotations, citations, and alterations omitted). Dr.
Everett's testimony falls within the range of permissible
statements; defendant's contention is therefore without merit.
Defendant next argues that the trial court erred in admitting
the testimony of three separate witnesses, all of whom claimed that
defendant previously abused them. Defendant acknowledges our
Supreme Court's holding that evidence of prior sex acts may have
some relevance to the question of a defendant's guilt of the crime
charged if it tends to show a relevant state of mind such as
intent, motive, plan, or opportunity. State v. Jones, 322 N.C.
585, 588, 369 S.E.2d 822, 823 (1988) (citations omitted). However,he argues both that the acts alleged by the three witnesses were
too remote in time and dissimilar in nature to be properly
admitted, and that the testimony should have been excluded as
unduly prejudicial. The admissibility of prior bad acts is
governed by Rule 404(b) of the North Carolina Rules of Evidence;
undue prejudice is determined under Rule 403. N.C. Gen. Stat. §
8C-1, Rule 404(b), 403 (2005). A trial court's rulings under Rule
403 are reviewed for an abuse of discretion, as are those under
Rule 404(b). State v. Theer, ___ N.C. App. ___, ___, 639 S.E.2d
655, 662 (2007) (citations omitted).
Recent cases decided by this Court under
Rule 404(b) state a clear general rule of
inclusion of relevant evidence of other
crimes, wrongs or acts by a defendant, subject
to but one exception requiring its exclusion
if its only probative value is to show that
the defendant has the propensity or
disposition to commit an offense of the nature
of the crime charged. Thus, even though
evidence may tend to show other crimes,
wrongs, or acts by the defendant and his
propensity to commit them, it is admissible
under Rule 404(b) so long as it also is
relevant for some purpose other than to show
that defendant has the propensity for the type
of conduct for which he is being tried.
Additionally, our decisions, both before and
after the adoption of Rule 404(b), have been
markedly liberal in holding evidence of prior
sex offenses admissible for one or more of the
purposes listed in the Rule, especially when
the sex impulse manifested is of an unusual or
unnatural character. Such evidence is
relevant and admissible under Rule 404(b) if
the incidents are sufficiently similar and not
too remote.
State v. Bullock, ___ N.C. App. ___, ___, 631 S.E.2d 868, 874
(2006) (quotations, citations, and alterations omitted). In this case, each of the witnesses' testimony revealed that
defendant was alone with young girls, that he touched them in a
sexual manner, that he attempted to keep his inappropriate behavior
a secret, and that he was motivated by sexual impulses. Defendant
claims that the incidents were insufficiently similar; he notes
that in two of the incidents described by the witnesses, he did not
remove the girls' clothing, did not force the girls to touch him
back, and did not carry on a course of abuse with the children.
However, a situation need not be factually identical to justify its
admission. Defendant is simply arguing as to the degree of his
misconduct; the underlying behavior is more than sufficiently
similar to warrant its admission.
Defendant argues further that the third witness's testimony,
that she observed him engaging in intercourse with an underage
girl, was inconsistent and unreliable. However, as our Supreme
Court has noted, 'It is the province of the jury . . . to assess
and determine witness credibility.' State v. Smith, 360 N.C. 341,
348 (2006) (quoting State v. Hyatt, 355 N.C. 642, 666, 566 S.E.2d
61, 77 (2002)) (alteration in original).
Defendant also argues that the alleged prior acts, which took
place five, nine, and eight years before the trial, were too remote
in time to justify their admission. Defendant is correct in his
assertion that our Supreme Court has held that periods of seven
years, nine years, and even seven months are too remote to be
admissible. See State v. Jones, 322 N.C. 585, 589, 369 S.E.2d 822,
824 (1988) (holding that the passage of seven years between the endof the defendant's alleged previous misconduct and the conduct at
issue in that case rendered evidence inadmissible); State v. Scott,
318 N.C. 237, 244, 347 S.E.2d 414, 418 (1986) (holding that the
defendant's alleged sexual misconduct with his sister, which took
place when the defendant was only thirteen, nine years prior to the
crime at issue in that case, was not admissible); State v. Shane,
304 N.C. 643, 655-56, 285 S.E.2d 813, 820-21 (1982) (holding that
the passage of seven months' time, combined with other differences
in the alleged crimes, precluded the admissibility of the
evidence).
However, we are mindful of our Supreme Court's more recent
declaration that [w]hen similar acts have been performed
continuously over a period of years, the passage of time serves to
prove, rather than disprove, the existence of a plan. State v.
Frazier, 344 N.C. 611, 616, 476 S.E.2d 297, 300 (1996) (quotations
and citations omitted). The Frazier court specifically
distinguished Jones, noting that in the years since that decision,
it had allowed evidence of acts committed over a twenty-year period
and after a passage of ten years. Id. at 615-16, 476 S.E.2d at
300. See also State v. Beckham, 145 N.C. App. 119, 122, 550 S.E.2d
231, 235 (2001) (holding, as to the admissibility of prior bad acts
that allegedly took place fourteen and twelve years before the acts
alleged in that case, that the lapse of time between the
defendant's sexual acts . . . goes to the weight of the evidence,
not to its admissibility.) The testimony in this case was not tooremote to be probative; the trial court properly acted within its
discretion in allowing the testimony.
Defendant next claims that the trial court erred in refusing
to give the jury an instruction on attempted rape. Instructions
on a lesser-included offense are required only when there is
conflicting evidence as to a crucial element of the offense
charged, and the evidence supports the elements of the
lesser-included offense. State v. Cofield, 129 N.C. App. 268,
281, 498 S.E.2d 823, 832 (1998) (citation omitted). Because
defendant is over the age of twelve and more than four years older
than M.L., the pertinent elements of first-degree rape are (1)
vaginal intercourse (2) with a child under thirteen years of age.
N.C. Gen. Stat. § 14-27.2 (2005). Defendant does not contest his
age or that of the victim. Rather, he asserts that M.L. was
equivocal in her testimony that he penetrated her vaginally.
Defendant's assertion is without merit.
Defendant focuses on M.L.'s testimony that defendant tried
[to penetrate her] in [her] front, but he never did. Defendant's
attempt to characterize M.L.'s later clarification, that defendant
penetrated her [a] little bit, as a response to a leading
question is misleading. To the contrary, the prosecuting attorney
presented M.L. with simple questions phrased in the disjunctive.
M.L. then clarified that defendant was trying to touch her
inside, that he touched her inside a little bit, and that he
never actually went all the way inside. Far from creating a
conflict in the evidence, M.L.'s ability to distinguish betweenpartial and full penetration only makes her testimony more
persuasive.
Defendant also argues that M.L. testified that defendant's
penis was soft, that he never used any lubrication, and that M.L.'s
legs were closed. All of this misses the point; any penetration at
all is sufficient to eliminate the need for the trial court to
instruct the jury on attempted rape. State v. Brown, 312 N.C. 237,
244-245, 321 S.E.2d 856, 861 (1984) (citation omitted) (holding
that evidence of the slightest penetration of the female sex organ
by the male sex organ is sufficient [to prove] vaginal
intercourse.) M.L.'s testimony, particularly when combined with
Dr. Everett's expert testimony that her examination of M.L.
revealed an absence of hymen indicative of penetration, was not
contradictory so as to require the trial court to give an
instruction on attempted rape. Defendant's contention is therefore
without merit.
Defendant next claims that the prosecuting attorney, in her
closing argument to the jury, misstated evidence, made personal
statements, and personally vouched for M.L.'s credibility.
Recognizing that defendant did not object to the State's closing
arguments at trial, defendant argues that the trial court ought to
have corrected the arguments ex mero motu.
Because defendant did not object to the
[S]tate's arguments to which he now assigns
error, defendant must show that the alleged
impropriety was so gross that the trial court
abused its discretion in not correcting the
arguments ex mero motu. Under this standard,
only an extreme impropriety on the part of the
prosecutor will compel this Court to hold thatthe trial judge abused his discretion in not
recognizing and correcting ex mero motu an
argument that defense counsel apparently did
not believe was prejudicial when originally
spoken.
State v. Wiley, 355 N.C. 592, 620, 565 S.E.2d 22, 42 (2002)
(quotations and citations omitted). Even if we accepted
defendant's claim that the State's closing argument was
inappropriate, it certainly did not rise to the level of an
extreme impropriety. This argument must therefore fail.
Finally, defendant suggests that the trial court lacked
jurisdiction and authority to change the maximum term of his
sentence after the term of court ended. This contention is simply
incorrect.
[A] court of record has the inherent power to make its
records speak the truth and, to that end, to amend its records to
correct clerical mistakes or supply defects or omissions therein .
. . . State v. Jarman, 140 N.C. App. 198, 202, 535 S.E.2d 875,
878 (2000) (quotations and citation omitted). While it is true
that a court cannot, under the guise of an amendment of its
records, correct a judicial error, id., defendant's
characterization of the trial judge's correction of a mathematical
error as judicial is altogether vacuous. Such a correction is
clearly clerical in nature; the amendment was entirely proper.
Defendant received a full and fair trial. Having conducted a
thorough review of the briefs and the record on appeal, we find no
error.
No error. Judges MCGEE and STEPHENS concurs.
Report per Rule 30(e).
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