ODETTA BATTS,
Employee,
Plaintiff-Appellant,
v. N.C. Industrial Commission
I.C. No. 283730
FRESENIUS KABI CLAYTON,
Employer,
and
N.C. INSURANCE GUARANTY ASSOCIATION,
Carrier,
Defendants-Appellees,
Schiller & Schiller, PLLC, by David G. Schiller, for
plaintiff-appellant.
Teague, Rotenstreich & Stanaland, LLP, by Paul A. Daniels, for
defendants-appellees.
JACKSON, Judge.
Odetta Batts (plaintiff) sustained a compensable workplace
injury on 18 September 2001, while employed with Fresenius Kabi
Clayton (defendant). Plaintiff's injury to her left knee
resulted in her having surgery to repair torn cartilage in the
knee. She returned to work briefly following her surgery, howevershe experienced an increased level of pain, and was diagnosed as
having Reflex Sympathetic Dystrophy. Dr. Richard Alioto (Dr.
Alioto), who performed plaintiff's first surgery in November 2001,
and performed a second surgery on plaintiff's knee in April 2002.
Dr. Alioto diagnosed plaintiff as having reached maximum
medical improvement on 10 January 2003, and he determined that she
had a twelve percent permanent partial impairment rating for her
left knee. He imposed work restrictions for plaintiff, stating
that she was not to stand for more than one to two hours, she was
not to walk excessively, no climbing or squatting, and she must be
allowed to sit. At Dr. Alioto's 13 December 2004 deposition, he
indicated that he did not believe plaintiff's work restrictions
needed to be altered.
On 3 July 2002, Dr. Alioto referred plaintiff to a pain
clinic, where she began treatment with Dr. Thomas Buchheit (Dr.
Buchheit). From July 2002 though December 2004, plaintiff was
treated with several medications and a series of fourteen lumbar
sympathetic blocks, which worked to alleviate the continuing pain
plaintiff felt in her knee. Plaintiff last saw Dr. Buchheit in
December 2004, at which time he found plaintiff's condition was
improving, although she continued to experience pain.
In October 2003, plaintiff began working with Paul Goodney
(Goodney), a vocational rehabilitation specialist. She met with
Goodney on a weekly basis as she actively sought employment which
would fit within Dr. Alioto's work restrictions. Plaintiff wasvery active in the process, however, as of the date of the Full
Commission's Order she had been unable to secure employment.
On 23 December 2003, plaintiff filed a Form 33 Request that
Claim Be Assigned for Hearing with the North Carolina Industrial
Commission. In the Form 33, plaintiff sought payment for permanent
partial disability and permanent and total disability, citing that
defendant failed to acknowledge that she was totally disabled. In
an Opinion and Award filed 9 August 2005 by Deputy Commissioner
James C. Gillen, plaintiff's request was denied, and she was
granted temporary total disability compensation that was ordered to
continue until further order of the Commission. Defendant also was
ordered to pay all medical expenses incurred by plaintiff as a
result of her compensable injury. Plaintiff appealed the award to
the Full Commission.
In an Opinion and Award filed 11 April 2006, the Full
Commission affirmed the award of the Deputy Commissioner, with
minor modifications. The Full Commission concluded that the
medical evidence failed to establish plaintiff was unable to
perform gainful employment of any kind, including light duty
positions. The Full Commission held plaintiff was not permanently
and totally disabled, and continued her temporary total disability
compensation and payment of her medical expenses. Plaintiff
appeals from the Opinion and Award of the Full Commission.
On appeal, our review of a decision of the Full Commission is
limited to a consideration of whether there is any competent
evidence to support the Commission's findings of fact, and whetherthe findings of fact support the Commission's conclusions of law.
Deese v. Champion Int'l Corp., 352 N.C. 109, 116, 530 S.E.2d 549,
553 (2000). The Commission's findings of fact are deemed
conclusive on appeal when they are supported by competent evidence,
even when there is evidence that would support contrary findings.
Pittman v. International Paper Co., 132 N.C. App. 151, 156, 510
S.E.2d 705, 709, aff'd, 351 N.C. 42, 519 S.E.2d 524 (1999).
Findings of fact not assigned as error, or for which no argument on
appeal is presented, are presumed to be supported by competent
evidence and are binding on appeal. Dreyer v. Smith, 163 N.C. App.
155, 156-57, 592 S.E.2d 594, 595 (2004). [T]he [F]ull Commission
is the sole judge of the weight and credibility of the evidence.
Deese, 352 N.C. at 116, 530 S.E.2d at 553 (citing Adams v. AVX
Corp., 349 N.C. 676, 680, 509 S.E.2d 411, 413 (1998)). This Court
does not have the right to weigh the evidence and decide the issue
on the basis of its weight. Anderson v. Construction Co., 265
N.C. 431, 434, 144 S.E.2d 272, 274 (1965). Our review goes no
further than to determine whether the record contains any evidence
tending to support the finding. Id.
Plaintiff first contends the Commission erred in making
certain findings of fact that she argues are contrary to the
evidence, and thus not supported by competent evidence in the
record. Plaintiff specifically contends the following findings are
not supported by the evidence before the Commission:
12. On July 3, 2003, Dr. Buchheit examined
plaintiff and found her to be improving
and near maximum medical improvement.
Plaintiff last saw Dr. Buchheit onDecember 29, 2004. Dr. Buchheit was
satisfied that plaintiff was stable on
her medications and that her pain would
improve over time. Dr. Buchheit's
December 29, 2004, note further states
that plaintiff is able to conduct job
search activities while taking her
medications, which are Trileptal,
Klonopin, Aleve, and Flexeril.
13. Dr. Buchheit testified that he does not
restrict patients from driving or working
who are taking the same medications as
plaintiff.
. . . .
15. Goodney testified at the hearing that
plaintiff was a good prospect for
employment and that plaintiff lives
within 35-50 miles of a job market
containing jobs that plaintiff was
capable of doing.
We begin by noting that plaintiff has failed to cite to any
caselaw in support of her first argument. Pursuant to Rule
28(b)(6) of our appellate rules, an appellant's argument shall
contain citations of the authorities upon which the appellant
relies. N.C. R. App. P. 28(b)(6) (2006). Our Rules of Appellate
Procedure 'are mandatory and not directory.' Reep v. Beck, 360
N.C. 34, 38, 619 S.E.2d 497, 500 (2005) (quoting State v. Fennell,
307 N.C. 258, 263, 297 S.E.2d 393, 396 (1982)). Failure to comply
with the rules will subject an appeal to dismissal. Steingress
v. Steingress, 350 N.C. 64, 65, 511 S.E.2d 298, 299 (1999).
However, as our Supreme Court recently held, an appeal that is
subject to dismissal for rules violations need not be dismissed
for simply any violation of the rules. State v. Hart, __ N.C. __,__, __ S.E.2d __, __ (2007) (No. 446A06). Thus, we address
plaintiff's argument.
Plaintiff's contention that the specific findings of fact are
unsupported by the evidence is wholly without merit. Dr.
Buchheit's own deposition testimony supports findings of fact
twelve and thirteen. His deposition testimony is nearly identical
to the Commission's findings, in that on 3 July 2003, he found
plaintiff to be very near maximum medical improvement and that
while she was not free of pain, her condition was improving.
Further, when he saw plaintiff on 29 December 2004, he informed her
that her pain would improve over time. He did testify that the
medications plaintiff took could impair an individual's ability to
drive, operate heavy machinery, or function in a high cognitive
environment, however, these side effects would vary from person to
person. In addition, the evidence in the record clearly shows that
plaintiff had been taking the various medications since she began
seeing Dr. Buchheit in 2002, and that she continued to take the
medications during the time in which she participated in vocational
rehabilitation efforts from October 2003 through the date of the
hearing in the instant case.
Based upon the evidence in the record, particularly Dr.
Buchheit's deposition testimony, we hold findings of fact twelve
and thirteen to be supported by competent evidence. Although
plaintiff may have presented testimony that she was unable to
function at her full capacity while on the medications, this Court
may not re-weigh the evidence and our role is only to determinewhether the findings are supported by competent evidence.
Anderson, 265 N.C. at 434, 144 S.E.2d at 274.
We further hold that finding of fact fifteen also is supported
by the evidence in the record. Goodney testified before the Deputy
Commissioner that he believes plaintiff is a good prospect for
employment, and that there is a good job market in the geographic
area around plaintiff's home. Goodney's testimony, along with his
reports detailing plaintiff's vocational rehabilitation efforts,
indicate that plaintiff was very active in her pursuit of
employment, and that she regularly applied for several positions
each week which were within her work restrictions. Thus, the
Commission's finding of fact fifteen is clearly supported by
competent evidence in the record, and plaintiff's assignment of
error is therefore overruled.
Next, plaintiff contends the Commission erred in failing to
conclude that she is permanently and totally disabled. Plaintiff
argues the evidence in the record supports a conclusion that she is
physically incapable of work in any employment, and that after a
reasonable effort on her part, she has been unable to obtain
employment.
Our state's Workers' Compensation Act defines disability as
an incapacity because of injury to earn the wages which the
employee was receiving at the time of injury in the same or any
other employment. N.C. Gen. Stat. § 97-2(9) (2005). In order to
show that an individual is disabled under the Act, the plaintiff
employee has the burden of proving: (1) that [she] was incapable after [her]
injury of earning the same wages [she] had
earned before [her] injury in the same
employment, (2) that [she] was incapable after
[her] injury of earning the same wages [she]
had earned before [her] injury in any other
employment, and (3) that [her] incapacity to
earn was caused by [her] injury.
Demery v. Perdue Farms, Inc., 143 N.C. App. 259, 264, 545 S.E.2d
485, 489 (quoting Hilliard v. Apex Cabinet Co., 305 N.C. 593, 595,
290 S.E.2d 682, 683 (1982)), aff'd, 354 N.C. 355, 554 S.E.2d 337
(2001). An employee may meet this burden by producing:
(1) . . . medical evidence that [she] is
physically or mentally, as a consequence of
the work related injury, incapable of work in
any employment; (2) . . . evidence that [she]
is capable of some work, but that [she] has,
after a reasonable effort on [her] part, been
unsuccessful in [her] effort to obtain
employment; (3) . . . evidence that [she] is
capable of some work but that it would be
futile because of preexisting conditions,
i.e., age, inexperience, lack of education, to
seek other employment; or (4) . . . evidence
that [she] has obtained other employment at a
wage less than that earned prior to the
injury.
Id. at 264-65, 545 S.E.2d at 489-90 (quoting Russell v. Lowes
Product Distribution, 108 N.C. App. 762, 765, 425 S.E.2d 454, 457
(1993)).
In the instant case, the Commission found as fact that
[n]either Dr. Alioto nor Dr. Buchheit currently evaluate plaintiff
as being unable to work in any capacity. To the contrary, they
establish that job searching and sedentary work are possible for
plaintiff. Although plaintiff initially assigned error to this
finding of fact, she did not present any argument regarding it on
appeal, thus the finding of fact is deemed binding on us. Dreyer,163 N.C. App. at 156-57, 592 S.E.2d at 595. The Commission did not
make any findings of fact that plaintiff is unable to earn wages in
any employment. See Russell, 108 N.C. App. at 765, 425 S.E.2d at
457. However, plaintiff contends the evidence, particularly her
testimony, proves that her physical limitations and pain prevent
her from being able to work.
Although evidence a plaintiff suffers from
pain as a result of her compensable injury may
be competent evidence to support a conclusion
the plaintiff is disabled, see Niple v.
Seawell Realty & Insurance Co., 88 N.C. App.
136, 139, 362 S.E.2d 572, 574 (1987)
(plaintiff's degree of pain may be considered
when determining whether he or she is capable
of work), disc. review denied, 321 N.C. 744,
366 S.E.2d 861 (1988), the evidence must show
that pain renders the plaintiff incapable of
work in any employment, see, e.g., Errante v.
Cumberland County Solid Waste Management, 106
N.C. App. 114, 118, 415 S.E.2d 583, 585-86
(1992) (plaintiff's testimony he suffered from
excessive pain, in conjunction with his
physician's testimony plaintiff could not 'do
any kind of gainful employment at this time,
under any light duty of any kind' is
competent evidence plaintiff is permanently
and totally disabled).
Demery, 143 N.C. App. at 265-66, 545 S.E.2d at 490.
The record before us does not contain any such evidence that
plaintiff's pain renders [her] incapable of work in any
employment. Id. at 265, 545 S.E.2d at 490. Plaintiff also did
not present any evidence from a medical doctor or vocational
specialist that she is unable to work in any employment. While she
did testify that she cannot think of any position that she could
perform due to her pain and her medications, these issues did not
prevent her from actively seeking employment for more than threeyears. Moreover, evidence plaintiff had only a twelve percent
permanent partial impairment rating on her left knee and that she
had job restrictions does not constitute medical evidence that
plaintiff has a permanent and total disability. See Demery v.
Converse, Inc., 138 N.C. App. 243, 250-52, 530 S.E.2d 871, 876-77
(2000) (evidence plaintiff had a twenty percent partial impairment
to his back and evidence plaintiff had permanent work restrictions
insufficient to support conclusion plaintiff suffered a permanent
total disability); Royce v. Rushco Food Stores, Inc., 139 N.C. App.
322, 331-32, 533 S.E.2d 284, 290 (2000) (Commission's findings of
fact that 'plaintiff is not capable of working in a job that
requires standing from eight to ten hours a day,' that plaintiff
could 'perform a seated job if she can keep her left leg elevated
most of the time,' and that plaintiff 'made no effort to find
alternative employment within her restrictions after she reached
maximum medical improvement' support the Commission's conclusion
plaintiff did not meet her burden of showing it would be futile for
her to seek other employment).
Thus, we hold there was not medical evidence that [she] is
physically or mentally, as a consequence of the work related
injury, incapable of work in any employment[,] and as such,
plaintiff's contention that she is physically incapable of work in
any employment is without merit, and the Commission's Conclusion of
Law two is properly supported by the evidence and findings of fact.
Plaintiff also contends the evidence presented establishes
that she has a disability, in that it shows [she] is capable ofsome work, but that [she] has, after a reasonable effort on [her]
part, been unsuccessful in [her] effort to obtain employment.
Demery, 143 N.C. App. at 265, 545 S.E.2d at 489. Again,
plaintiff's contention is unsupported by the evidence and without
merit. There is no evidence in the record indicating that any of
plaintiff's physicians or vocational rehabilitation specialists
have reached the determination that having plaintiff continue to
seek employment should be ceased. The evidence simply indicates
that plaintiff has been actively seeking employment for three
years, but has been unsuccessful for one reason or another. There
is no indication that she has been unsuccessful due to her age,
inexperience, lack of education or other preexisting factors; in
fact, the converse is true. The evidence contained in the record
indicates that many of the employers are very impressed by
plaintiff's work ethic and her past employment experience. The
Commission did find that plaintiff is disabled, as evidenced by the
award of temporary total disability compensation. However, as
there was not evidence in the record to support a determination
that she is permanently and totally disabled, we hold the
Commission did not err in failing to conclude as much. Thus,
plaintiff's final assignment of error is also overruled.
Affirmed.
Judges HUNTER and TYSON concur.
Report per Rule 30(e).
*** Converted from WordPerfect ***