SUNNY D. LOVETTE and
JIM LOVETTE,
Plaintiffs,
v
.
Wilkes County
No. 04 CVS 2354
LISA S. YORK,
Executrix of the Estate of Gypsy
H. Stallings,
Defendant.
Vannoy, Colvard, Triplett & Vannoy, PLLC, by Jay Vannoy, for
plaintiff appellants.
Willardson Lipscomb & Miller, L.L.P., by John S. Willardson,
for defendant appellee.
McCULLOUGH, Judge.
Sunny Lovette and Jim Lovette (plaintiffs) appeal from
judgment entered consistent with the jury's verdict that plaintiff
Sunny Lovette was not injured by the negligence of Gypsy Stallings
and order entered denying plaintiffs' motion for judgment
notwithstanding the verdict.
On 23 September 2003, plaintiff Sunny Lovette was stopped at
a traffic light in Wilkesboro, North Carolina, when a pickup truck
driven by Gypsy Stallings collided with the rear end of Mrs.Lovette's vehicle. The impact caused Mrs. Lovette's vehicle to be
propelled forward into the rear of the car in front of it and then
caused it to collide with a sign. Mrs. Lovette and Mr. Stallings
were transported to the hospital following the accident and Mr.
Stallings subsequently died several days later.
Plaintiffs filed a complaint following the automobile accident
for recovery of damages resulting therefrom, alleging negligence on
the part of Mr. Stallings. Lisa Stallings York, executrix of Mr.
Stallings' estate (defendant) thereafter filed an answer in which
they asserted the defenses of sudden incapacitation and unavoidable
accident as a bar to any alleged negligence.
Prior to trial, plaintiffs filed a motion to exclude portions
of the testimony of Dr. Preston Miller which pertained to the cause
of the accident asserting that such testimony failed to meet the
criteria set forth under N.C. Gen. Stat. § 8C-1, Rule 702 and was
mere speculation. The trial court denied the motion prior to trial.
At trial Dr. Miller testified by deposition that based on a
review of the records and referring records, Mr. Stallings
experienced some type of event which caused him to be incapacitated
and unable to respond resulting in the accident. Dr. Miller
further testified that it was impossible to say exactly what
incapacitating event Mr. Stallings experienced but opined that it
could have been a fainting event, seizure or heart attack.
At the close of defendant's evidence, plaintiffs moved for a
directed verdict on the defense of sudden incapacitation and such
motion was denied by the trial judge. The case was then submittedto the jury who returned a verdict finding that Ms. Lovette was not
injured by the negligence of Mr. Stallings. Plaintiffs thereafter
motioned the court for judgment notwithstanding the verdict which
was denied by the trial judge. Judgment was entered consistent
with the jury verdict. Plaintiffs appeal.
Plaintiffs contend on appeal that the trial court erred in
admitting Dr. Miller's expert opinion testimony regarding sudden
incapacitation.
Specifically, plaintiffs aver that Dr. Miller's testimony
regarding causation was improper where he was not qualified as an
expert to give such testimony and further that his testimony
amounted to speculation and an improper conclusion on a legal
standard.
N.C. Gen. Stat. § 8C-1, Rule 702 states:
If scientific, technical or other specialized
knowledge will assist the trier of fact to
understand the evidence or to determine a fact
in issue, a witness qualified as an expert by
knowledge, skill, experience, training or
education, may testify thereto in the form of
an opinion.
N.C. Gen. Stat. § 8C-1, Rule 702(a) (2005). It is well established
that trial courts must decide preliminary questions concerning the
qualifications of experts to testify or the admissibility of expert
testimony. N.C. Gen. Stat. § 8C-1, Rule 104(a) (2005). In
determining the admissibility of expert testimony, the trial judge
is afforded wide discretion and as such a trial court's ruling on
the qualifications of an expert or the admissibility of an expert's
opinion will not be reversed on appeal absent a showing of abuse ofdiscretion. Howerton v. Arai Helmet, Ltd., 358 N.C. 440, 458, 597
S.E.2d 674, 686 (2004).
Dr. Miller is board certified as a critical care and general
surgeon. He testified by way of deposition that he treated Mr.
Stallings at North Carolina Baptist Hospital after the accident on
23 September 2003 and that in preparation for his deposition, he
reviewed Mr. Stallings' chart, medical records, EMS transfer
records from the scene of the accident to Wilkes Regional Hospital
and transfer records from Wilkes Regional to North Carolina
Baptist. During the deposition, Dr. Miller testified:
Q. The _- if the jury should find from
the evidence and by its greater weight that on
the day of the automobile accident that is the
subject of this lawsuit Mr. Stallings' vehicle
collided with a line of stopped vehicles at a
stoplight at an intersection in Wilkesboro and
that his vehicle left no tire impressions,
would you have an opinion, satisfactory to
yourself and to a reasonable medical certainty
based upon your knowledge of his condition, as
to what could or might have caused that
accident?
A. Yes.
Q. And what is that opinion, sir?
A. As to__- Well, let me _- let me
qualify that. He had _- based on review of the
record and based on review of the referring
records, it's clear that he had some event
that caused him to be unable to respond. That
could__- But what that was is _- is difficult
or impossible to say, but it would have been a
syncopal _- that's a fainting event. Other
possibilities would have [been] seizure or
heart attack.
Q. In your opinion, based upon your
review of all of the medical records and your
personal knowledge of the condition of Mr.Stallings, did he have either one of those
three events that incapacitated him?
A. I believe he did.
After discussing each of the three possible events which caused Mr.
Stallings to be incapacitated, Dr. Miller was again asked whether,
based on his review of the records, from a medical certainty
standpoint Mr. Stallings had some type of incapacitating event
that occurred prior to the accident. Dr. Miller responded in the
affirmative. Dr. Miller further reiterated that Mr. Stallings was
unable to move his arms or legs before the accident occurred and
that such could have been caused by any of three conditions:
seizure, syncopal event, or heart attack.
Where Dr. Miller testified to his qualifications as a board-
certified surgeon, the use of medical records as the basis for his
opinion and opined to a reasonable degree of medical certainty that
Mr. Stallings experienced one of three conditions which caused him
to be incapacitated, it cannot be said that the admission of such
opinion testimony was an abuse of discretion.
N.C. Gen. Stat. § 8C-1, Rule 704 states [t]estimony in the
form of an opinion or inference is not objectionable because it
embraces an ultimate issue to be decided by the trier of fact.
N.C. Gen. Stat. § 8C-1, Rule 704 (2005). While an expert may
testify as to an ultimate issue, no opinion may be given which
amounts to a legal conclusion. Williams v. Sapp, 83 N.C. App. 116,
118-20, 349 S.E.2d 304, 305-07 (1986). In Williams, this Court
explained that 'the question, Did T have capacity to make awill? would be excluded, while the question, Did T have
sufficient mental capacity to know the nature and extent of his
property and the natural objects of his bounty and to formulate a
rational scheme of distribution? would be allowed.' Id. at 119,
349 S.E.2d at 306.
In plaintiffs' brief on appeal the following portions of Dr.
Miller's testimony are cited as those to which plaintiffs except:
Q. Do you have an opinion, sir, based
upon your review of the records and your
knowledge of the condition of Mr. Stallings,
based upon your personal inspection of him,
your personal examination of him and your
review of all of the medical records, as to
whether Mr. Stallings suffered a sudden
incapacitating event that rendered the
automobile accident in question unavoidable by
him?
A. I do. I base that mostly on review of
the medical record and mostly on review of the
folks that spoke to him about _- at the time
of the accident.
Q. And what is that opinion, sir?
A. That he did have some event that
caused him to be incapacitated.
While the question posed by counsel for defendant seems to
seek an opinion as to a legal conclusion, Dr. Miller's answer to
such question did not amount to a conclusion regarding a legal
standard. Instead of stating that Mr. Stallings suffered an
incapacitating event that rendered the accident unavoidable, Dr.
Miller only testified that Mr. Stallings did indeed sustain an
event that caused him to be incapacitated. This opinion is
certainly within the bounds of permissible opinion testimony. Plaintiffs further aver that the trial court erred in denying
plaintiffs' motion for directed verdict and plaintiffs' motion for
judgment notwithstanding the verdict where there was insufficient
evidence.
A motion for directed verdict under Rule 50 of the Rules of
Civil Procedure presents the question of whether the evidence on
the claim is sufficient to go to the jury. Dockery v. Hocutt, 357
N.C. 210, 216, 581 S.E.2d 431, 436 (2003). In ruling upon the
motion, 'the evidence in favor of the non-movant must be deemed
true, all conflicts in the evidence must be resolved in his favor
and he is entitled to the benefit of every inference reasonably to
be drawn in his favor.' Id. at 216-17, 581 S.E.2d at 436
(citations omitted). The motion must be granted by the court where
the evidence is insufficient to support a verdict in the
nonmovant's favor. Id. The same standard applies to a motion for
judgment notwithstanding the verdict. Martishius v. Carolco
Studios, Inc., 355 N.C. 465, 473, 562 S.E.2d 887, 892 (2002).
In order to prove the defense of sudden incapacitation,
evidence must be presented which tends to show: (i) the defendant
was stricken by a sudden incapacitation, (ii) this incapacitation
was unforeseeable to the defendant, (iii) the defendant was unable
to control the vehicle as a result of this incapacitation, and (iv)
this sudden incapacitation caused the accident. Word v. Jones, 350
N.C. 557, 562, 516 S.E.2d 144, 147 (1999).
Plaintiffs contend there was insufficient evidence as to the
second element to submit the defense of sudden incapacitation tothe jury. There was evidence presented at trial that Mr. Stallings
was in an automobile accident in 2000 which resulted from a
syncopal episode and that less than a year before the accident
involved in the instant case, in February, Mr. Stallings
experienced a syncopal episode that resulted in hospitalization.
The evidence further tended to show that, after the initial
syncopal episode which resulted in an automobile accident, Mr.
Stallings had a pacemaker installed and had no further heart
problems. Also, Dr. Stutesman testified that the second syncopal
episode was a result of an attempt to wean Mr. Stallings from the
medication Lithium, due to a toxic interaction between Lithium and
Vioxx, which was thus alleviated. Dr. Stutesman testified that in
his opinion there was no reason to believe that it was unsafe for
Mr. Stallings to drive and that following the installation of the
pacemaker there had been no problems with loss of consciousness.
Viewing the evidence in the light most favorable to
defendant, it appears that there was sufficient evidence to submit
the issue of sudden incapacitation to the jury and let the jury
decide based on the conflicting evidence as to whether the
incapacitation was unforeseeable to Mr. Stallings. It was an issue
to be decided by the ultimate trier of fact, and therefore we find
no error in the denial of both motions.
Accordingly, the order and judgment of the trial court is free
from error.
No error.
Judges CALABRIA and STROUD concur.
Report per Rule 30(e).
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