SHELLIE HALLOWAY,
Administratrix of the
Estate of HAROLD
HALLOWAY, Deceased,
Employee,
Plaintiff
v
.
From the North Carolina
Industrial Commission
CMS HOLDINGS COMPANY, I.C. No. 221263
Employer
LEGION INSURANCE COMPANY,
(c/o COMPFIRST, Third-Party
Administrator),
Carrier
and/or
N.C.INSURANCE GUARANTY
ASSOCIATION,
Statutory Insurer,
Defendants
Crumley & Associates, P.C., by J. William Snyder, Jr. and
Kathleen Quinn DuBois, for plaintiff-appellant.
Hedrick, Eatman, Gardner & Kincheloe, L.L.P., by Matthew D.
Glidewell and M. Duane Jones, for defendant-appellees.
HUNTER, Judge. Harold Halloway
(See footnote 1)
(plaintiff or employee) appeals an
opinion and award by the Full Industrial Commission (Commission)
in which it granted him benefits from 9 January 2002 through 14
January 2002 but denied benefits thereafter. After careful
consideration, we affirm.
Plaintiff was a thirty-eight year old who was employed as an
exterior door builder for CMS Holdings Company
(See footnote 2)
(defendant or
employer). His primary duties consisted of assembling and
fabricating exterior doors, and his immediate supervisor was Gary
Patrick (Patrick). At the time of the injury, plaintiff reported
an approximate average weekly wage of $320.00. During the course
of this litigation, plaintiff died due to causes unrelated to the
disposition of this case.
(See footnote 3)
Plaintiff alleged that his injury occurred on or about 9
January 2002 while performing responsibilities related to his job.
According to plaintiff, as he was lifting a door he felt something
in his back pop[] and felt immediate pain in his lower back and
right leg. Plaintiff states that he attempted to report the injuryto various people but did not report it to Patrick. Plaintiff left
defendant's workshop without clocking out but the time card for the
day indicates a hand-written entry showing that he left the
workshop at 9:00 a.m.
The following day, on 10 January 2002, plaintiff went to the
emergency department of the North Wilkes Regional Medical Center.
There, plaintiff received injections to his back and was provided
with prescription pain medications. Plaintiff was to follow up
with Dr. McMahon, an internist. Plaintiff alleges that he was
instructed to stay out of work until the following week.
Defendant's response to interrogatories indicate that
plaintiff worked on 9 January 2002, 14-15 January 2002, and 17-18
January 2002. Plaintiff, however, testified that he did not work
at all after the date of his injury. Dr. Louis Yancich (Dr.
Yancich), plaintiff's primary care physician, provided plaintiff
with a copy of a note to give to Patrick which indicated that
plaintiff could perform light duty type work. Patrick, according
to plaintiff, fired plaintiff after receiving the note. Defendant
claims that plaintiff was terminated based on multiple unexcused
absences during the month of January 2002. The termination became
effective on 24 January 2002.
On 7 February 2002, plaintiff saw Dr. David L. Kelly, Jr.
(Dr. Kelly), for evaluation of his back and for pain that had
developed in his left leg. After a physical exam and an MRI, Dr.
Kelly diagnosed plaintiff with a herniated disk at L4-L5 with an
extruded fragment, and he advised plaintiff that he would needsurgery to remove the disk. On 13 February 2002, Dr. Kelly
performed a lumbar laminectomy at the L4-L5 level on plaintiff to
remove the disk.
During the deposition, Dr. Kelly was asked to assume that
plaintiff had no clinically significant back problems before 8
January 2002, and that on that date he and a co-worker were lifting
a door weighing over 100 pounds, when plaintiff felt a pop in his
back. Assuming those facts, Dr. Kelly testified that it 'sound[s]
like that injury could have caused his disc to rupture.' On
cross-examination, Dr. Kelly testified that he was unsure as to how
reliable plaintiff's medical history was and that it was not
consistent with his own notes nor the emergency room records from
10 January 2002. Defense counsel asked Dr. Kelly the following:
Given all of what we've talked about here
today and the evidence that's been put in
front of you including Mr. Snyder's
hypothetical, can you actually say that more
likely than not the symptoms with which you _
or for which you treated . . . [plaintiff]
were related probably, more likely than not,
to an incident that happened on January 9th,
2002; or are you more comfortable opining that
you just don't know or you can't give it?
Dr. Kelly responded, 'I can't answer the question.'
According to plaintiff, he was unable to obtain employment
because of residual back and leg pain after the surgery. Plaintiff
died on 29 July 2003 due to injuries sustained during a car
accident unrelated to this case.
A deputy commissioner filed an opinion and award approving
employee's claim as compensable and awarding benefits due up until
the death of plaintiff. Defendant appealed this award to the FullCommission (the Commission) which affirmed the deputy's decision
that plaintiff suffered a compensable injury and was entitled to
benefits from 9 January 2002 to 14 January 2002 but reversed the
deputy's decision to provide benefits to plaintiff after 14 January
2002. Plaintiff appeals from this order.
Plaintiff presents the following issues for review by this
Court: (1) whether the Commission erred by placing the burden of
proof upon plaintiff to prove that his medical condition after 14
January 2002 was caused by a work related injury on 9 January 2002;
and (2) whether the Commission erred in concluding that plaintiff
was not disabled for longer than the seven-day waiting period
following the alleged injury.
Our review of an opinion and award of the Commission is
limited to a determination of: (1) whether the Commission's
findings of fact are supported by any competent evidence in the
record; and (2) whether the Commission's findings justify its
conclusions of law. Goff v. Foster Forbes Glass Div., 140 N.C.
App. 130, 132-33, 535 S.E.2d 602, 604 (2000). If supported by
competent evidence, the Commission's findings are binding on appeal
even when there exists evidence to support findings to the
contrary. Allen v. Roberts Elec. Contr'rs, 143 N.C. App. 55, 60,
546 S.E.2d 133, 137 (2001).
The Commission's conclusions of law are reviewed de novo. Id.
at 63, 546 S.E.2d at 139. Accordingly, [w]hen the Commission acts
under a misapprehension of the law, the award must be set aside and
the case remanded for a new determination using the correct legalstandard. Ballenger v. ITT Grinnell Industrial Piping, 320 N.C.
155, 158, 357 S.E.2d 683, 685 (1987).
In this case, plaintiff argues that the Commission erred in
not following two of this Court's opinions. They do not, however,
challenge the actual findings of fact or whether those findings
were based on competent evidence. Accordingly, we limit our
discussion to whether the Commission failed to follow precedent.
6. On January 14 and 15, 2002, decedent
returned to work for defendant-employer.
On January 16, 2002, decedent had an
unexcused absence from work, and on
January 17, 2002, decedent worked a full
day. On January 18, 2002, decedent
worked a half-day, and thereafter, did
not ever return to work for defendant-
employer. There is no evidence in the
record that any doctor took decedent out
of work on January 16, 21, or 22, 2002,and, thus, defendant-employer terminated
plaintiff for unexcused absences in
accordance with their attendance policy.
In other words, plaintiff, according to the Commission, was no
longer disabled as of 14 January 2002. This was the same date in
which plaintiff returned to work at full duty status -- that is,
was no longer engaging in light duty work -- and plaintiff was not
terminated until ten days later. Thus, plaintiff was no longer
performing light duty work in connection with his compensable 9
January 2002 injury. Accordingly, it could not be said that
plaintiff was terminated for constructive failure to perform light
duty work.
We also note that the Commission has made adequate findings of
fact to support this conclusion of law. Specifically, the
Commission found that Dr. Kelly could not say whether plaintiff's
injuries were caused by the 9 January 2002 incident, and that after
19 January 2002 any disability was not causally related to the 9
January 2002 incident. These findings of fact are supported by
competent evidence -- the transcript from Dr. Kelly's deposition.
Furthermore, plaintiff concedes in his brief that if the
Parson's presumption does not apply, as we have concluded it does
not, then the Seagroves analysis is not appropriate. Accordingly,
we reject plaintiff's assignments of error as to this issue.
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