ANDREW LEWIS WEST,
Employee,
Plaintiff-Appellee,
v. N.C. Industrial Commission
I.C. Nos. 364195 & 367025
CONSOLIDATED DIESEL COMPANY,
Employer,
ACE USA/ESIS, Servicing
Agent,
Carrier,
Defendants-Appellants.
Yolanda L. Nowlin for Plaintiff-Appellee.
McAngus, Goudelock & Courie, P.L.L.C., by Jessica C. Smythe
and Carolyn T. Marcus, for Defendants-Appellants.
McGEE, Judge.
Consolidated Diesel Company (CDC) and Ace USA/ESIS
(collectively Defendants) appeal from an opinion and award of the
North Carolina Industrial Commission (the Commission) filed on 25
May 2006, reversing a Deputy Commissioner's decision denying
benefits to Andrew Lewis West (Plaintiff). We affirm the
Commission's opinion and award.
Plaintiff filed two workers' compensation claims against CDC.
He alleged disability resulting from a specific traumatic incidenton or about 23 December 2002, as well as disability resulting from
an occupational disease, specifically carpal tunnel syndrome. In
support of his claims, Plaintiff testified that he had worked for
CDC since 11 July 1989. At the time of the alleged traumatic
incident on 23 December 2002, Plaintiff was employed as a line
technician. He was responsible for operating machines and loading
engine heads. Each engine head weighed approximately 200 pounds.
Plaintiff testified that while loading an engine head, he bent down
to hook a hoist to the engine head. When he looked up to ensure
that the chain was secured, he felt a "funny move" or "crick" in
his neck. Plaintiff stated that he tried to ignore the pain, but
the pain persisted and he was unable to straighten his neck after
the incident.
Plaintiff testified that he contacted his family physician,
Dr. Matthew Chamberlain (Dr. Chamberlain), who subsequently
referred Plaintiff to a neurologist, Dr. Lucas Martinez (Dr.
Martinez). Dr. Martinez told Plaintiff that he needed immediate
cervical disc fusion surgery because Plaintiff's cervical discs
were so badly damaged that they would not "keep [Plaintiff's] head
straightened back up." Dr. Martinez performed surgery on
Plaintiff's neck and Plaintiff stated that as a result of the
surgery he was out of work until approximately 29 June 2003. After
the surgery, Plaintiff said he experienced dizziness and that he
had continually taken medication to treat the dizziness.
Plaintiff testified that he had pre-existing lower back pain
prior to the 23 December 2002 incident. He stated that the pain heexperienced from this incident did not stop, that his neck was
"caught in a crook[,]" and that he could not straighten his head or
neck. He stated he had never before felt pain like the pain he
experienced after the 23 December 2002 incident.
Dr. Martinez testified that he treated Plaintiff's neck pain
on 6 January 2003. Dr. Martinez further testified that after
performing a lumbar and cervical MRI, as well as a myelogram, he
recommended that Plaintiff undergo cervical disc fusion surgery.
Dr. Martinez performed the surgery on 29 January 2003. Dr.
Martinez stated that Plaintiff's cervical disc herniation could
have been caused by Plaintiff's work duties, but stated that it was
"impossible" for him to say whether it was more likely than not the
cause. However, Dr. Martinez explained that
the only way to determine whether something
like that can cause a [cervical disc
herniation] is just historical. [If a
patient] tells me that he was doing something
and he noticed something sharp that would
indicate that the disc ruptured at that time,
then I will have an indication that that was
more likely than not the cause. In the
absence of that, there is no way that I can
tell you whether it was more likely than not.
Dr. Martinez stated that "the timing of the accident" was an
important factor. He indicated that if the herniated disc symptoms
started at approximately the same time as an accident or a specific
incident described by a patient, then he would conclude that the
incident significantly contributed to the herniated disc. However,
if the symptoms arose several months or years prior to the
incident, then he would conclude the incident did not significantly
contribute to the herniated disc. In a 26 April 2004 letter to Plaintiff's attorney, Dr.
Chamberlain stated that he was "uncertain as to whether
[Plaintiff's] cervical dis[c] herniation was caused in any way by
his employment," but felt it "certainly would have been aggravated
by [Plaintiff's] employment." As a result of the disc surgery,
Plaintiff was out of work until approximately 29 June 2003.
Plaintiff also alleged that he developed carpal tunnel
syndrome as a result of his employment. According to his
testimony, Plaintiff felt a pain and a snap in the palm of his
right hand while pushing an engine head into place on a conveyor on
or about 30 July 2003. Plaintiff pushed another engine head into
place and felt the same severe pain. He continued to feel intense
pain, and after a day Plaintiff's hand was very swollen. Plaintiff
reported the injury to the medical nurse and went to see Dr.
Chamberlain. Dr. Chamberlain referred him to Dr. William Deans
(Dr. Deans). Dr. Deans checked both of Plaintiff's hands, and
recommended carpal tunnel surgery for both. On cross-examination,
Plaintiff admitted that he had been diagnosed with mild carpal
tunnel syndrome in 1991.
Plaintiff testified that Dr. Frederick Park (Dr. Park)
performed carpal tunnel release surgery on Plaintiff's right and
left hands in March and May 2003, respectively. Plaintiff
testified that his ability to sleep improved after the surgery, but
that he still experienced pain in his hands and remained unable to
grip anything. He stated that he continued to experience numbness
and severe pain in his hands, even after the surgeries. Plaintiff also described his daily job responsibilities.
Plaintiff stated that until 1999, he worked as a blockline
technician and then was transferred to the C-encore line, but that
his job tasks, for the most part, remained the same while in both
positions. Plaintiff testified that he used his hands for almost
everything he did, including loading and off-loading parts,
changing tools in machines, carrying tools, cleaning machines, and
gauging parts. Plaintiff testified that when gauging parts, he
"had to twist [his hands] all the time." He estimated that he
gauged between five to six parts each day, and that it took between
eight to twelve minutes to gauge each part.
Dr. Chamberlain stated that Plaintiff's carpal tunnel syndrome
was "related to the repetitive movement that [Plaintiff] underwent
at work." Dr. Chamberlain testified that he based his opinion on
Plaintiff's description of his particular job duties and
responsibilities. Dr. Chamberlain stated that, compared to a
member of the general public not equally exposed to Plaintiff's
work conditions, he felt Plaintiff's employment placed him at an
increased risk for developing carpal tunnel syndrome. He testified
that "the job described, with fine manipulation and repetitive
activity, certainly could contribute to or cause carpal tunnel
syndrome." Dr. Chamberlain testified that he intended to keep
Plaintiff out of work indefinitely after Plaintiff reported
continued and severe pain and weakness in his hands after the
carpal tunnel surgery. In a medical note dated 13 April 2004, Dr.
Chamberlain stated that Plaintiff "need[ed] to be out of workindefinitely until he recovers from [carpal tunnel syndrome]." Dr.
Chamberlain stated he was keeping Plaintiff out of work due to
Plaintiff's hand pain and weakness. Dr. Chamberlain stated during
his testimony that he felt Plaintiff was unable to return to work.
Dr. Deans testified that he began treating Plaintiff on 7
November 2003, and that Plaintiff complained of numbness and
tingling in his hands, and aching in his arms. Plaintiff also
reported that his hands would "go to sleep" at night and interfere
with Plaintiff's ability to sleep. Dr. Deans concluded that
Plaintiff's previous neck problems were not the cause of the
numbness, and diagnosed Plaintiff with carpal tunnel syndrome. Dr.
Deans treated Plaintiff with oral steroids and wrist splints, with
no improvement. Dr. Deans stated that if Plaintiff was involved
with repetitive work with his hands, the repetitive work would
aggravate Plaintiff's carpal tunnel syndrome. Further, Dr. Deans
stated that if Plaintiff was repeatedly and forcefully "grasping
and twisting[,]" then Plaintiff would be at an increased risk for
carpal tunnel syndrome. However, Dr. Deans stated that he did not
have enough information to state with a reasonable degree of
medical certainty that Plaintiff's employment caused Plaintiff's
carpal tunnel syndrome.
Dr. Park testified that Dr. Chamberlain referred Plaintiff to
him for carpal tunnel release surgery on both of Plaintiff's hands.
Dr. Park stated that after surgery, Plaintiff complained of "a lot
of pain and problems recovering from surgery[.]" Plaintiff told
Dr. Park that he was in so much pain that he "would prefer to havehis hands amputated[.]" As a result, Dr. Park sent Plaintiff to a
pain clinic and started Plaintiff on physical therapy. The
physical therapy reports indicated that Plaintiff reported
experiencing severe pain, an inability to grip, and a decrease of
strength in his wrists and hands. When asked about Plaintiff's
ability to return to work, Dr. Park stated that Plaintiff's
activities would only be restricted based upon Plaintiff's
experience of pain.
Plaintiff also offered into evidence CDC's job description of
a blockline technician. The job description indicated that a
blockline technician's work involved continuous and repetitive
actions of the upper extremities, including carrying and lifting of
one to twenty-four pounds, simple grasping, fine manipulation, and
firm grasping. "Continuous" denoted that the worker spent between
67 percent and 100 percent of each workday on such tasks.
In an opinion and award filed on 22 March 2005, a Deputy
Commissioner concluded that Plaintiff sustained an injury by
accident on 23 December 2002, but that the accident produced only
transient symptoms. The Deputy Commissioner also concluded that
Plaintiff had not proven he developed a compensable occupational
disease. Accordingly, Plaintiff's claims for benefits were denied.
Plaintiff appealed to the Commission. In an opinion and award
filed 25 May 2006, the Commission reversed the Deputy
Commissioner's opinion and award. The Commission concluded that
(1) Plaintiff suffered a cervical spine injury as a result of a
specific traumatic incident on 23 December 2002, which exacerbateda previously nondisabling condition and made it disabling; (2)
Plaintiff was entitled to benefits for the cervical spine
condition; (3) Plaintiff's carpal tunnel syndrome was a compensable
occupational disease pursuant to N.C. Gen. Stat. § 97-53(13); and
(4) Plaintiff was entitled to benefits for his carpal tunnel
syndrome. Defendants appeal. Additionally, Plaintiff requests
that he be awarded attorney's fees pursuant to N.C. Gen. Stat. §
97-88.
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