STATE OF NORTH CAROLINA
v
.
Davidson County
No. 05 CRS 4862
05 CRS 52157
05 CRS 52158
STEVEN ORLANDO MCINTOSH,
Defendant.
Roy Cooper, Attorney General, by Jason T. Campbell, Assistant
Attorney General, for the State.
Kevin P. Bradley for the defendant-appellant.
ELMORE, Judge.
Defendant Steven Orlando McIntosh was convicted by a jury of
felony possession of cocaine and possession with intent to
distribute marijuana. After his convictions, he admitted habitual
felon status in accordance with a plea agreement. In exchange for
defendant's admission of habitual felon status, the State dismissed
a considerable number of other charges.
At approximately 9 p.m. on 27 February 2005, defendant's
probation officer and three police officers requested entry to
defendant's home to check that defendant was not violating his
probation. The probation officer testified that he had beenchecking on defendant at that particular address since 2003. While
the officers were waiting on the porch outside the apartment, they
smelled marijuana coming from within. A man who was not defendant
answered the door and admitted the officers, telling them that
defendant was in the bathroom. A second man was also present in
the apartment. The probation officer testified that he had been to
defendant's home approximately fifty times previously, and had
never before seen the two men who were in defendant's home. Both
men allowed the officers to pat them down, but the officers did not
discover any controlled substances and let the men leave.
Defendant remained in the bathroom for thirty to sixty
seconds, repeatedly flushing the toilet. As they waited, the
officers noticed numerous bags on the kitchen table, which were
filled with marijuana and crack cocaine. The officers detained
defendant once he emerged from the bathroom, and inspected the
remainder of the house. They found more bags of marijuana and
scales in the master bedroom, as well as marijuana in the living
room. Defendant's shoes were positioned near a large bag of
marijuana in the bedroom, where it looked like somebody had been
sitting on the bed and taken their shoes off.
There were two bedrooms in the apartment, and defendant
claimed that he lived in the front bedroom and not the master
bedroom where the drugs were found. The officers testified that
the front bedroom contained a love seat and a crib filled with
children's toys, but no bed. There were also numerous, numerous
pairs of new shoes in boxes in the closet of the front bedroom. However, the master bedroom closet was also slam packed full of
defendant's shoes. Defendant told the officers that all of the
shoes were his. The apartment's only bed was in the master
bedroom.
Defendant first argues that he was denied effective assistance
of counsel because his trial counsel neither requested a particular
jury instruction, nor excepted to the instruction that was given.
Defendant specifically argues that trial counsel should have
requested or excepted to the omission of [a] jury instruction that
non-exclusive control over premises does not, by itself, permit an
inference of possession of cocaine and marijuana found therein.
In order to successfully challenge a conviction on the basis
of ineffective assistance of counsel, defendant must demonstrate:
1) that his trial counsel's performance 'fell below an objective
standard of reasonableness[;]' and 2) that this deficiency in
performance was prejudicial to his defense. State v. Lemonds, 160
N.C. App. 172, 177, 584 S.E.2d 841, 845 (2003) (quoting State v.
Braswell, 312 N.C. 553, 561-62, 324 S.E.2d 241, 248 (1985))
(alteration in original). The defendant must show that there is
a reasonable probability that, but for counsel's unprofessional
errors, the result of the proceeding would have been different.
Strickland v. Washington, 466 U.S. 668, 694, 80 L. Ed. 2d 674, 698
(1984).
Accordingly, we turn first to the question of whether trial
counsel's performance fell below an objectionable level of
reasonableness. At the conclusion of the State's evidence, defense counsel
moved to dismiss and argued that defendant was not in exclusive
control of the apartment, and not in constructive possession of the
drugs. The prosecutor replied that the State did not contend that
defendant was in exclusive possession of all of the drugs. The
trial judge then asked, [E]ven if it is nonexclusive your position
is that there are other items or facts that made it come under the
constructive possession?, and the prosecutor answered in the
affirmative. The judge read from State v. McNeil, 359 N.C. 800,
617 S.E.2d 271 (2005), and quoted the following language:
contraband found in the premises is under the
control of an accused, this fact in and of
itself gives rise [to] an inference of
knowledge and possession, which may be
sufficient to carry the case to the jury on a
charge of unlawful possession. However,
unless the person has exclusive possession of
the place where the narcotics are found, the
State must show other incriminating
circumstances before constructive possession
may be inferred.
(Emphasis added). The judge then stated that he had heard the
evidence that there were other people in the apartment, as well as
a child's bed, which indicated that someone besides defendant lived
in the apartment. All of this suggested to the judge that
defendant had nonexclusive possession of the apartment. He then
addressed the prosecutor, Now, would you tell the Court what other
incriminating circumstances . . . you are going to contend?
The prosecutor went through a laundry list of evidence that he
thought supported the inference of constructive possession,
including: (1) both police officers and [the] probation officerindicated before they ever set foot in that house they detected a
strong odor of marijuana; (2) the evidence shows it was
absolutely [defendant's] house, he had been supervised at that
location for two years; (3) the officers found defendant's receipt
for rent, which listed only defendant's name as the lessor; (4) the
controlled substances located at various locations within the
apartment; (5) drugs, money, and a scale in plain view on the
kitchen table; (6) defendant removed clothing from the main bedroom
where most of the drugs were found; (7) defendant told officers he
had items in that room in close proximity to the large bag of
marijuana, indicating an awareness and presence; and (8) when the
officers asked defendant if he wanted to put on his shoes before
they took him into custody, defendant directed the officers to
bring him a pair of shoes that were a foot or two feet away from
this large bag of marijuana. At the conclusion of this evidence,
the prosecutor argued that this evidence all indicated that
defendant was aware of [the drugs'] presence and aware to control
its disposition or use.
After hearing defense counsel's counter arguments, the trial
judge denied defendant's motion, concluding, The State has to show
incriminating circumstances. I think the State has shown enough to
let the jury decide the facts.
Without objection, the trial court gave the North Carolina
pattern jury instruction for constructive possession. N.C.P.I. -
Criminal 104.41 Actual-Constructive Possession. The judge's
instructions included the following: A person has constructive possession of a
substance if he does not have it on his person
but is aware of its presence and has either by
himself or together with others both the power
and intent to control its disposition or use.
A person's awareness of the presence of a
substance and his power and intent to control
its disposition or use may be shown by direct
evidence or may be inferred from the
circumstances. Now, if you find beyond a
reasonable doubt that a substance was found in
close proximity to a defendant, that would be
a circumstance which, together with all other
circumstances, you may infer that the
defendant was aware of the presence of the
substance and had the power and intent to
control its disposition or use.
However, the defendant's physical
proximity, if any, to the substance, does not
by itself permit an inference that the
defendant was aware of its presence or had the
power or intent to control its disposition or
use. Such an inference may be drawn only from
this and other circumstances which you find
from the evidence beyond a reasonable doubt.
Now, if you find beyond a reasonable
doubt that a substance was found in certain
premises and that the defendant exercised
control over these premises, whether or not he
owned them, this would be a circumstance from
which you may infer that the defendant was
aware of the presence of the substance and had
the power and intent to control its
disposition or use.
(Emphasis added). Defendant argues that this instruction was
improper because it allowed the jury to infer that defendant had
the power and intent to control the disposition and use of the
drugs merely because they were found in his apartment. We
disagree.
In a prosecution for possession of contraband
materials, the prosecution is not required to
prove actual physical possession of the
materials. Proof of nonexclusive,constructive possession is sufficient.
Constructive possession exists when the
defendant, while not having actual possession,
has the intent and capability to maintain
control and dominion over the narcotics.
McNeil, 359 N.C. at 809, 617 S.E.2d at 277 (citations, quotations,
and alterations omitted).
Where contraband is found on the premises
under the control of an accused, this fact, in
and of itself, gives rise to an inference of
knowledge and possession which may be
sufficient to carry the case to the jury on a
charge of unlawful possession. However,
unless the person has exclusive possession of
the place where the narcotics are found, the
State must show other incriminating
circumstances before constructive possession
may be inferred.
Id. at 809-10, 617 S.E.2d at 277 (citations, quotations, and
alterations omitted). Such incriminating circumstances may include
evidence placing the accused within close proximity to the
controlled substance . . . . State v. McNeil, 165 N.C. App. 777,
781, 600 S.E.2d 31, 34 (2004).
Here, defendant was not in exclusive possession of the
apartment, and therefore the State was required to show other
incriminating circumstances before an inference of constructive
possession, and therefore possession and control over the drugs,
could be raised. The trial judge said as much, and the State
presented other incriminating circumstances. This included
evidence placing defendant within close proximity to the drugs:
defendant, unshod, asked an officer to retrieve his shoes, which
were resting next to a large bag of marijuana. Therefore, the
inference that defendant had constructive possession of the drugswas properly raised. Because the State properly raised the
inference of constructive possession, it was appropriate for the
trial judge to give the jury instruction for constructive
possession. That instruction specifically directed the jury to
consider other circumstances apart from physical proximity to the
drugs.
The performance of defendant's trial counsel did not fall
below an objective standard of reasonableness because the
instructions given were the proper instructions under the
circumstances. It was not unreasonable for trial counsel not to
demand different instructions because the proper instructions had
already been given. In addition, trial counsel made cogent
arguments in response to the prosecutor's assertions that
sufficient evidence had been presented to infer constructive
possession. This assignment of error is therefore overruled.
Defendant next argues that it was plain error for the trial
judge to omit a jury instruction that non-exclusive control over
premises does not, by itself, permit an inference of possession of
cocaine and marijuana found therein. This argument is the same as
defendant's first, although now it arrives wearing the cloak of
judicial error.
In criminal cases, a question which was not preserved by
objection noted at trial . . . may be made the basis of an
assignment of error where the judicial action questioned is
specifically and distinctly contended to amount to plain error.
N.C.R. App. P. 10(c)(4) (2007). Plain error is error sofundamental as to amount to a miscarriage of justice or which
probably resulted in the jury reaching a different verdict than it
otherwise would have reached. State v. Bagley, 321 N.C. 201, 213,
362 S.E.2d 244, 251 (1987) (citations omitted). As discussed
above, the trial court gave the jury the proper instructions
regarding constructive possession. Therefore, the trial court did
not err by giving these instructions. Accordingly, we overrule
this assignment of error.
In his third argument, defendant argues that the record does
not support his Alford plea, and that we should therefore vacate
the judgment. We disagree.
Admission to habitual felon status it not valid without the
necessary inquiries needed to establish a record of defendant's
guilty plea. State v. Bailey, 157 N.C. App. 80, 89, 577 S.E.2d
683, 689 (2003). [A] trial court may not accept a defendant's
plea of guilty as an habitual felon without first addressing the
defendant personally and making the following inquiries of that
defendant, id. at 88, 577 S.E.2d at 689, which are listed in N.C.
Gen. Stat. § 15A-1022(a):
(1) Informing him that he has a right to
remain silent and that any statement he
makes may be used against him;
(2) Determining that he understands the
nature of the charge;
(3) Informing him that he has a right to
plead not guilty;
(4) Informing him that by his plea he waives
his right to trial by jury and his right
to be confronted by the witnesses against
him;
(5) Determining that the defendant, if
represented by counsel, is satisfied with
his representation;
(6) Informing him of the maximum possible
sentence on the charge for the class of
offense for which the defendant is being
sentenced, including that possible from
consecutive sentences, and of the
mandatory minimum sentence, if any, on
the charge; and
(7) Informing him that if he is not a citizen
of the United States of America, a plea
of guilty or no contest may result in
deportation, the exclusion from admission
to this country, or the denial of
naturalization under federal law.
N.C. Gen. Stat. § 15A-1022(a) (2005). The record must show that
defendant was aware of the direct consequences of his guilty plea
for that plea to be acceptable. State v. Williams, 133 N.C. App.
326, 331, 515 S.E.2d 80, 83 (1999).
Defendant admitted his status as a habitual felon only after
being convicted for the two underlying felonies of possession of
cocaine and possession of marijuana with the intent to distribute.
The admission was made in the form of an Alford plea, indicating
that he was pleading guilty because he perceived it to be in his
best interest but not admitting guilt. State v. Wall, 167 N.C.
App. 312, 313, 605 S.E.2d 205, 206 (2004) (citing North Carolina v.
Alford, 400 U.S. 25, 27 L. Ed. 2d 162 (1970)). [A]n 'Alford plea'
constitutes a guilty plea in the same way that a plea of nolo
contendere or no contest is a guilty plea. State v. Alston, 139
N.C. App. 787, 792, 534 S.E.2d 666, 669 (2000) (citation and
quotations omitted). The judge must advise the defendant that ifhe pleads no contest he will be treated as guilty whether or not he
admits guilt. N.C. Gen. Stat. § 15A-1022(d) (2005).
Immediately before defendant's admission, the trial court did
not read the caveat that defendant would be treated as guilty, even
though he did not admit guilt. However, the trial court had
explained this caveat to defendant earlier in the record:
(See footnote 1)
[Y]ou
know what no contest is, you are not admitting that you are guilty
but we will treat you as being guilty, but you don't have to admit
that you are guilty, they will allow you to plead to that.
Defendant responded in the affirmative. The trial court made all
of the inquiries required by N.C. Gen. Stat. § 15A-1022(a), and
defendant's responses indicate that defendant was aware of the
direct consequences of his plea. The record reflects that
defendant admitted his habitual felon status several times.
Therefore, we hold that defendant's Alford plea is properly
supported by the record.
Finally, defendant argues that the trial judge erred by
imposing consecutive sentences instead of concurrent sentences.
This argument is without merit. During sentencing, the State
requested that defendant receive consecutive sentences, and defense
counsel argued that defendant should receive concurrent sentences.
The trial judge stated, I feel I have to impose consecutive. Hereasoned, I am going to, Mr. McIntosh, because you didn't put the
jury through it which anyway they would have found you were a
habitual felon. He continued, I will give you some credit for
that but ordinarily I would sentence you to a minimum of 151 and a
maximum of 191 months in each case to run consecutively in this
case, each one of them. Instead, the judge sentenced defendant to
a minimum of 90 and a maximum of 125 months in each case to run
consecutively.
Defendant urges us to interpret the words, I feel I have to
impose consecutive, as a misinterpretation of the law by the trial
judge. It was within the trial judge's discretion to impose
consecutive sentences or concurrent sentences, and defendant
contends that the judge's words demonstrate that the judge thought
that he had no discretion in the matter. Defendant cites State v.
Partridge in support of this contention:
when a trial court has failed to exercise its
discretion regarding a discretionary matter
and has ruled on it under the mistaken
impression it is required to rule a particular
way as a matter of law, its holding must be
reversed and the matter remanded for the trial
court to exercise its discretion[.]
110 N.C. App. 786, 788, 431 S.E.2d 550, 552 (1993) (quoting Lemons
v. Old Hickory Council, 322 N.C. 271, 277, 367 S.E.2d 655, 658
(1988)) (alteration omitted). Indeed, in Partridge we reversed a
verdict because the trial judge mistakenly said, I can't run those
concurrent. I can't touch that. Only the Court of Appeals or North
Carolina Supreme Court can change that. Id. at 787, 431 S.E.2d at
551. Here, the trial judge allowed defendant to argue why he should
receive concurrent sentences, and then, after deciding to impose
consecutive sentences, reduced the normal sentences to give
defendant credit for his gift of judicial economy. Contrary to the
trial judge in Partridge, the trial judge in this case understood
that defendant's sentence was within his discretion. He exercised
that discretion by imposing consecutive sentences of shorter
duration.
Accordingly, we hold that defendant received a trial free from
error.
No error.
Judges HUNTER and GEER concur.
Report per 30(e).
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