STATE OF NORTH CAROLINA
v
.
Forsyth County
No. 04 CRS 64976
ANDREW JERMAINE AIKEN 05 CRS 8654
Attorney General Roy Cooper, by Assistant Attorney Generals
Joseph Finarelli and Brandon L. Truman, for the State.
D. Tucker Charns, for defendant.
SMITH, Judge.
Andrew Jermaine Aiken (defendant) appeals a judgment entered
upon his conviction for possession of cocaine. We find no error in
part and reverse and remand in part.
On the morning of 16 December 2004, the Winston-Salem Police
Department received a telephone call reporting drug activity in
Piedmont Circle, a public housing community. Sergeant Jay Edwards
and Officer Edward King of the Winston-Salem Police Department were
dispatched to the 2800 block of Piedmont Circle, and arrived at
approximately 10:40 a.m. Having received a report that several
African American males were selling drugs on the short street that
bisects the horseshoe-shaped community, Sergeant Edwards drove
around in search of subjects matching the descriptions provided tohim. On his second pass through the neighborhood, Sergeant Edwards
observed three African American males, two of whom matched the
physical descriptions provided by the caller. Sergeant Edwards
exited his police cruiser and instructed the subjects, who had
begun to walk off in separate directions, to stop and approach him.
However, the subjects disregarded Sergeant Edwards' command and
continued to disperse.
One subject, later identified as defendant, walked around an
adjacent building and out of the line of sight of Sergeant Edwards
while the other subjects approached an apartment and began knocking
on its back door. Sergeant Edwards then heard, over his radio, a
report that Officer King was in a foot chase in the community. As
defendant ran, he ignored Officer King's commands to stop.
Meanwhile, Sergeant Edwards returned to his car and, after driving
a short distance, observed Officer King in pursuit of defendant,
whom Sergeant Edwards recognized as one of the subjects he had
confronted earlier. During the chase, defendant was out of Officer
King's line of sight for approximately two to three seconds.
Officer King eventually caught defendant and subdued him with the
help of Sergeant Edwards. After advising defendant he was under
arrest, Sergeant Edwards searched defendant and discovered: (1) a
cell phone in his hand; (2) $134 neatly folded in defendant's front
pocket and (3) $80 in crumpled currency in his right pocket. Based
upon his training and experience in undercover drug operations,
Edwards testified that the manner in which defendant kept money was
consistent with that used by other drug dealers. Officer King then began to retrace the path of his foot
pursuit of defendant. While doing so, Officer King found a clear
baggie laying on a grassy area beside a sidewalk. The baggie,
which appeared to Officer King to contain crack cocaine, was warm
to the touch and was not covered by frost like that covering the
ground on that cold morning. Officer King returned to the arrest
location with the plastic baggie filled with what was confirmed
by field tests to be crack cocaine.
Subsequently, the crack
cocaine was sent to the State Bureau of Investigation for testing
and was determined to consist of 4.6 grams of crack cocaine.
At the close of the evidence, defendant moved to dismiss the
charges of possession of cocaine with intent to sell and deliver
and possession of cocaine, which were denied by the trial court.
A jury convicted defendant of the offense of possession of cocaine
on 23 February 2006. The following day, defendant pled guilty to
being a habitual felon, and was sentenced to 133 to 189 months
imprisonment in a judgment entered 24 February 2006. Defendant
timely filed notice of appeal to this Court.
In defendant's first argument on appeal, he contends that the
trial court erred by admitting a statement defendant made regarding
the weight of the cocaine discovered on the ground shortly after
defendant was taken into custody.
In the case sub judice, defendant complained of chest pain
after his being taken into custody, and was escorted to a local
hospital by Sergeant Edwards and Officer King. Defendant became
combative at the hospital and in an effort to calm defendant,Officer King told defendant that he would only charge defendant
with a misdemeanor rather than a felony. However, when defendant
was taken before a magistrate, Officer King submitted a probable
cause sheet which indicated that defendant was being charged with,
inter alia, felony possession with intent to sell and deliver
cocaine. Upon learning of the felony charge, defendant again
became despondent. Officer King then advised defendant that the
weight of the cocaine dictated a felony charge, to which defendant
replied, [tlhat officer must have weighed it with the bag. It
only weighed 4.4 grams. It is this statement which defendant
challenges.
However, after a careful review of the record, we conclude
that defendant has not properly preserved this issue for appellate
review. Defendant's assignment of error on this issue is as
follows:
The trial court erred in overruling the
defendant's objection to the admission of the
alleged statement of the defendant while he
was in custody as to the weight of the cocaine
when the defendant had not been advised of his
right to remain silent, in violation of the
Fourth, Fifth, Sixth, Eighth and Fourteenth
Amendments to the United States Constitution,
Article I, Sections 19, 23, 24 and 27 of the
North Carolina Constitution and Federal and
North Carolina statutory and common law,
resulting in prejudice to the defendant.
There was no objection at trial to the admission of this evidence.
Thus, defendant's recourse was to assign plain error, which he has
not done. As defendant failed to assign plain error in the record
on appeal, and this Court's review is confined to a consideration
of those assignments of error set out in the record on appeal, defendant's argument is not properly before this Court. N.C.R.
App. P. 10(a); see also State v. McNeil, 350 N.C. 657, 681, 518
S.E.2d 486, 501 (1999); State v. Williams, 153 N.C. App. 192, 196,
568 S.E.2d 890, 893 (2002); N.C.R. App. P. 10(c)(4) (noting that a
question not preserved by objection at trial may be made the basis
of an assignment of error, provided that in the assignment of
error, the judicial action questioned is specifically and
distinctly contended to amount to plain error.). This assignment
of error is therefore dismissed.
On appeal, defendant next contends that the trial court erred
by failing to grant defendant's motion to dismiss the instant
charges because the State failed to present substantial evidence
that defendant had either actual or constructive possession of the
cocaine located on the sidewalk. We disagree.
In ruling on a motion to dismiss, the trial court must
determine only whether there is substantial evidence of each
essential element of the offense charged and of the defendant being
the perpetrator of the offense. State v. Crawford, 344 N.C. 65,
73, 472 SE 2d 920, 925 (1996).
Evidence is substantial if it is relevant and adequate
to convince a reasonable mind to accept a
conclusion. In considering a motion to
dismiss, the trial court must analyze the
evidence in the light most favorable to the
State and give the State the benefit of every
reasonable inference from the evidence. The
trial court must also resolve any
contradictions in the evidence in the State's
favor. The trial court does not weigh the
evidence, consider evidence unfavorable to the
State, or determine any witness' credibility.
State v. Robinson, 355 N.C. 320, 336, 561 S.E.2d 245, 255-56 (2002)
(quoting State v. Parker, 354 N.C. 268, 278, 553 S.E.2d 885, 894
(2001) (internal citations and quotation marks omitted)). '[T]he
rule for determining the sufficiency of evidence is the same
whether the evidence is completely circumstantial, completely
direct, or both.' State v. Crouse, 169 N.C. App. 382, 389, 610
S.E.2d 454, 459 (quoting State v. Wright, 302 N.C. 122, 126, 273
S.E.2d 699, 703 (1981)), disc. review denied, 359 N.C. 637, 616
S.E.2d 923 (2005).
An accused's possession of narcotics may be actual or
constructive. State v. Harvey, 281 N.C. 1, 12, 187 S.E.2d 706,
714 (1972). A person has actual possession of a substance if it
is on his person, he is aware of its presence, and either by
himself or together with others he has the power and intent to
control its disposition or use. State v. Reid, 151 N.C. App. 420,
428-29, 566 S.E.2d 186, 192 (2002). However, the State is not
required to prove actual physical possession of the controlled
substance; proof of constructive possession by defendant is
sufficient to carry the issue to the jury. State v. Perry, 316
N.C. 87, 96, 340 S.E.2d 450, 456 (1986). Constructive possession
exists when a person, while not having actual possession, has the
intent and capability to maintain control and dominion over a
controlled substance. State v. Williams, 307 N.C. 452, 455, 298
S.E.2d 372, 374 (1983). Where a controlled substance is found on
premises under the defendant's control, this fact alone may be
sufficient to overcome a motion to dismiss and take the case to thejury. Harvey, 281 N.C. at 12, 187 S.E.2d at 714. Nevertheless, if
a defendant does not maintain exclusive control of the premises,
other incriminating circumstances must be established for
constructive possession to be inferred. State v. Alston, 91 N.C.
App. 707, 710, 373 S.E.2d 306, 309 (1988). Our determination then
'depends on the totality of the circumstances in each case. No
single factor controls, but ordinarily the questions will be for
the jury.' State v. Butler, 147 N.C. App. 1, 11, 556 S.E.2d 304,
311 (2001)(quoting State v. Jackson, 103 N.C. App. 239, 243, 405
S.E.2d 354, 357 (1991)).
In the instant case, because the cocaine was not found in
defendant's actual possession, we evaluate defendant's argument in
the context of constructive possession. Here, circumstantial
evidence of defendant's possession of the cocaine include the
following: the bag of cocaine was located on the precise route
defendant had taken while being pursued by Officer King; Officer
King testified that he saw no other persons on the route during the
chase or while retracing the route after defendant was taken into
custody; when Officer King retrieved the bag of cocaine it was
still warm to the touch and not covered with frost as was the
ground despite the cold weather and importantly, when Officer King
advised defendant that the weight of the cocaine dictated a felony
charge, defendant replied, [tlhat officer must have weighed it
with the bag. It only weighed 4.4 grams.
This evidence gives rise to a reasonable inference that the
cocaine found on the ground shortly after the time of the arrestcame from defendant. Taken in the light most favorable to the
State, we conclude that there was sufficient record evidence to
show that defendant had the intent and capability to maintain
dominion and control over the cocaine. This assignment of error is
overruled.
In defendant's third argument on appeal, he contends that the
trial court erred by determining that defendant qualified as a
Level IV offender when it calculated defendant's prior conviction
for possession of marijuana as a Class 1 misdemeanor. Rather,
defendant asserts that his conviction for possession of one half to
one and one half ounces of marijuana pursuant to
N.C. Gen. Stat. §
90-95(d)(4)
(2005) qualifies as a Class 3 misdemeanor, which should
have resulted in defendant being sentenced as a Level III offender.
We disagree.
Under the Structured Sentencing Act, before
imposing a felony sentence, the sentencing
judge must determine a defendant's prior
record level pursuant to N.C.G.S. §
15A-1340.14. A prior conviction, in turn, can
be proved by any of the following methods:
(1) Stipulation of the parties.
(2) An original or copy of the court record of
the prior conviction.
(3) A copy of records maintained by the
Division of Criminal Information, the Division
of Motor Vehicles, or of the Administrative
Office of the Courts.
(4) Any other method found by the Court to be
reliable.
The State bears the burden of proving, by a
preponderance of the evidence, that a prior
conviction exists.
State v. Alexander, 359 N.C. 824, 827, 616 S.E.2d 914, 916-17
(2005) (internal quotation marks and citations omitted).
Additionally, in order for a trial court to determine a defendant's
prior record level for purposes of felony sentencing, one point is
assigned for each Class A1 and Class 1 non-traffic misdemeanor
offense in accordance with N.C. Gen. Stat. § 15A-1340.14(b)(5)
(2005).
In the instant case, The North Carolina Controlled Substances
Act identifies marijuana as a Schedule VI controlled substance.
N.C. Gen. Stat. § 90-94 (2005). While the statute provides that
the possession of a Schedule VI controlled substance in an amount
less than one-half of an ounce is a Class 3 misdemeanor, it
specifically states, in pertinent part, that [i]f the quantity of
the [Schedule VI] controlled substance exceeds one-half of an ounce
(avoirdupois) of marijuana . . . the violation shall be punished as
a Class 1 misdemeanor. G.S. § 90-95 (d)(4). Accordingly,
defendant's conviction for possession of marijuana in an amount
between one half and one and one half ounces was correctly
characterized as a Class 1 misdemeanor and also properly assigned
one point for the purposes of calculating defendant's prior record
level of IV. This assignment of error is therefore overruled.
In defendant's final argument on appeal, he contends that the
trial court erred by sentencing defendant to a maximum sentence of
189 months in the instant judgment because the sentence exceeds the
statutorily imposed maximum sentence pursuant to N.C. Gen. Stat. §
15A-1340.17(e) (2005). This argument has merit. When a defendant assigns error to the sentence imposed by
the trial court, our standard of review is whether [the] sentence
is supported by evidence introduced at the trial and sentencing
hearing. State v. Deese, 127 N.C. App. 536, 540, 491 S.E.2d 682,
685 (1997) (internal quotation marks omitted). A sentence beyond
the maximum term allowed by the statute is unlawful. State v.
Templeton, 237 N.C. 440, 75 S.E.2d 243 (1953).
Defendant's plea of guilty to being a habitual felon carried
with it a Class C felony conviction in accordance with N.C. Gen.
Stat § 14-7.6 (2005). For a Level IV offender, a Class C felony
conviction carries a presumptive sentence of 107 to 133 months.
See N.C. Gen. Stat. § 15A-1340.17(c) (2005). Utilizing the
applicable sentencing tables, the maximum sentence to which
defendant was subject was a minimum term of imprisonment of 133
months and a maximum term of 167 months. See G.S. § 15A-1340.17
(e). However, the trial court, in its judgment, sentenced
defendant to a maximum term of imprisonment of 189 months.
Accordingly, we reverse the judgment and remand this matter to the
trial court for re-sentencing in accordance with the statutorily
mandated maximum sentence of 167 months for the instant offense
under North Carolina law.
No error in part; reversed and remanded in part.
Judges MCGEE and STEPHENS concur.
Report per Rule 30(e).
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