STATE OF NORTH CAROLINA
v. Wake County
No. 05 CRS 9423
CLARENCE MANEL MITCHELL
Attorney General Roy Cooper, by Assistant Attorney General
Thomas H. Moore, attorney for the State.
Bryan Gates, attorney for defendant-appellant.
MARTIN, Chief Judge.
Defendant was indicted for malicious conduct by a prisoner.
On 24 March 2005, defense counsel filed a motion for examination of
defendant to determine whether defendant was competent to proceed
to trial. The motion was allowed by the trial court on the same
date. Following an examination of defendant, a forensic
psychiatrist reported that defendant was competent to stand trial.
Following a hearing on 26 May 2005, the trial court determined that
the defendant was competent to stand trial.
On 10 January 2006, the date that defendant's trial was
scheduled to begin, the trial court decided that another competency
examination was necessary. Following this second evaluation, apsychiatrist again concluded that defendant was competent to stand
trial and suffered only from behavioral disorders that do not rise
to the level of affecting his capacity.
On 28 March 2006, the trial court conducted a hearing on the
issue of the defendant's mental capacity. The State offered the
psychiatrist's report into evidence and asserted that the defendant
was competent to proceed with trial. Following the State's
argument, the trial court and defense counsel had the following
exchange:
[DEFENSE COUNSEL]: Your honor, defendant stipulates to
the admissibility of that report,
but we don't stipulate to his
capacity to proceed, but that he is
able.
THE COURT: Do you have any evidence that you
wish to issue or to . . .
[DEFENSE COUNSEL]: No, Your Honor.
After offering the parties an opportunity to be heard further
on the matter, the trial court concluded that defendant was
competent and proceeded immediately to defendant's trial.
Following his conviction by a jury, the trial court sentenced
defendant to a prison term of fifteen to eighteen months. In
imposing the sentence, the trial court found as a factor in
mitigation that the defendant was suffering from a mental
condition that was insufficient to constitute a defense but
significantly reduced the defendant's culpability for the offense.
Defendant's sole assignment of error on appeal is that the
trial court violated N.C.G.S. §§ 15A-1001 and 15A-1002 by adoptingan unsworn report of a non-testifying psychiatrist rather than
holding a hearing and making specific findings of fact that the
defendant was competent to proceed to trial. N.C. Gen. Stat. §§
15A-1001, 15A-1002 (2006).
As an initial matter, we note that defendant not only
stipulated to the admission of the psychiatrist's report, but also
made no objection to the manner in which the trial court made its
competency determination. By failing to raise an objection, to
request that the trial court conduct further proceedings pursuant
to N.C. Gen. Stat. § 15A-1002, or to offer evidence to contradict
the psychiatrist's report, defendant has arguably waived any
objection that he might have had in this regard. See State v.
King, 353 N.C. 457, 466, 546 S.E.2d 575, 585 (2001) (holding that
defendant waived his statutory rights under N.C. Gen. Stat. §
15A-1002(b) by failing to request a competency hearing or to make
a motion specifying the basis for believing that defendant was not
competent); State v. Young, 291 N.C. 562, 567, 231 S.E.2d 577, 580
(1977) (holding that a defendant may waive a right to a hearing on
competency, by conduct inconsistent with a purpose to insist upon
it) (quoting State v. Gaiten, 277 N.C. 236, 239, 176 S.E.2d 778,
781 (1970)); see also, generally, N.C. R. App. P., Rule 10(b)(1)
(requiring that counsel make a timely objection during the
proceedings to preserve an error for appellate review).
Nevertheless, even if the issue had been properly preserved,
we conclude that the trial court's determination of defendant's
competency was not erroneous. When the capacity of a defendant toproceed is questioned, the trial court is required to conduct a
hearing. N.C. Gen. Stat. § 15A-1002(b). A trial court's
determination on the issue of competency is conclusive on appeal if
supported by the evidence. State v. Willard, 292 N.C. 567, 575,
234 S.E.2d 587, 592 (1977). Although the better practice is for
the trial court to make findings and conclusions when ruling on a
motion under G.S. 15A-1002(b), it is not error for the trial court
to fail to do so where the evidence would have compelled the ruling
made. State v. Gates, 65 N.C. App. 277, 283, 309 S.E.2d 498, 502
(1983).
With no objection from defendant, the State offered the
psychiatrist's report, which concluded that while defendant
suffered from personality disorder and problems with substance
abuse, those behavioral disorders do not rise to the level of
affecting his capacity to proceed to trial. The psychiatrist
specifically reported that defendant understood the nature and
object of the proceedings against him, as well as of his position
in relationship to these proceedings and was capable of working
with his attorney in a rationale and reasonable manner in the
preparation of his defense if he so chooses. Though given an
opportunity, defendant offered no evidence in rebuttal to this
evidence. Because the report of the psychiatrist was the only
evidence of defendant's competence before the trial court, we hold
that the trial court did not err in determining that defendant was
mentally competent to proceed. Moreover, because the evidence
before the trial court would have compelled the ruling made, anyerror in failing to make findings of fact and conclusions of law
was harmless. See Gates, 65 N.C. App. at 283, 309 S.E.2d at 502.
Affirmed.
Judges CALABRIA and JACKSON concur.
Report per Rule 30(e).
*** Converted from WordPerfect ***