STATE OF NORTH CAROLINA
v. Caldwell County
Nos. 04 CRS 51048, 5340
PHOUTTHASONG BANDON
Attorney General Roy Cooper, by Assistant Attorney General
Rufus C. Allen, for the State.
Jarvis John Edgerton, IV, for Defendant-appellant.
WYNN, Judge.
Defendant
Phoutthasong Bandon
's appeal arises from a
conviction of
possession of marijuana with intent to sell or
deliver, sale of marijuana, maintaining a vehicle for the purpose
of keeping a controlled substance
, and being an habitual felon.
Based on the reasons set forth below, we find no error.
At trial, the State presented testimony by Officer
Morris
Macchia, of the Caldwell County Sheriff's Department, who testified
that he arrested Defendant for selling drugs to an undercover
officer on 20 April 2004. Defendant informed Officer Macchia that
his date of birth was 31 July 1974 and the officer used this
information to obtain Defendant's driver's license record from the
North Carolina Department of Motor Vehicles. James Amelia, anemployee of the North Carolina Department of Correction in
Probation and Parole, testified that parole records listed
Defendant's date of birth as 31 July 1974.
Next, Carol Austin, Caldwell County Assistant Clerk of Court
in the Criminal Division, testified she identified certified copies
of the bills of indictments and judgments recording Defendant's
prior felony convictions in case numbers 91 CRS 2994 and 94 CRS
288. The State admitted into evidence, without objection,
certified copies of the indictments and judgments in 91 CRS 2994,
94 CRS 288, and 96 CRS 4842.
(See footnote 1)
These documents listed Defendant's
date of birth as 31 July 1974 and also listed the dates of offenses
corresponding to the allegations in the habitual felon indictment.
Defendant made a motion to dismiss the habitual felon charge
at the conclusion of the State's evidence, arguing that the State
failed to document Defendant's date of birth via a driver's
license, passport, [or] birth certificate. Counsel averred that
no evidence of Defendant's actual date of birth existed, because
his family emigrated from Laos when he was a child. The trial
court denied his motion.
Defendant presented testimony by Eddie Kiser, that he met
Defendant in 1980, when Kiser's church sponsored a family to come
over here from Laos. When asked his opinion of Defendant's age at
the time of his arrival in 1980, Kiser replied, [t]hey were all
really small. They were undernourished . . . I thought [Defendant]was probably three or four. Kiser further explained that
Defendant's mother lost the family's papers when her pocket book
was stolen during a trip to Texas. The family had to go to
Charlotte, back to Immigration, to get paperwork. On their way
home from Charlotte, Defendant's mother was killed in a vehicular
accident.
Defendant's next witness, his brother Soutthanou Bandon,
testified that he and Defendant were born in Laos and came to the
United States from Thailand with their mother and father in 1980.
Their mother died in an automobile accident in 1984. Sautthanou
explained that he did not know Defendant's date of birth and no
records existed in his home village. Soutthanou and Defendant were
assigned birth dates on their citizenship documents after their
father was granted United States citizenship. Soutthanou stated
that he did not know why he was assigned his particular date of
birth but acknowledged that it could be his real birth date.
Following a jury trial, Defendant was convicted of
possession
of marijuana with intent to sell or deliver, sale of marijuana,
maintaining a vehicle for the purpose of keeping a controlled
substance
, and being a habitual felon and sentenced to a
consolidated term of one hundred seven months to one hundred
thrity-eight months imprisonment.
On appeal, Defendant asserts that he was denied effective
assistance of counsel when his counsel neglected to renew his
motion to dismiss the habitual felon charge at the conclusion of
all the evidence, thereby waiving defendant's right to challengethe sufficiency of the evidence on appeal
. Specifically,
Defendant
claims he had a meritorious appeal because the State failed to
adduce adequate proof of his date of birth; and absent such
evidence the State did not show that he committed at least two of
the three felonies alleged in the habitual felon indictment after
his eighteenth birthday. We disagree.
To prevail on an ineffective assistance of counsel claim,
Defendant must show both unreasonably deficient performance by
counsel and 'a reasonable probability that, but for counsel's
unprofessional errors, the result of the proceeding would have been
different. A reasonable probability is a probability sufficient to
undermine confidence in the outcome.' State v. Al-Bayyinah, 359
N.C. 741, 751, 616 S.E.2d 500, 509 (2005) (quoting Strickland v.
Washington, 466 U.S. 668, 694, 80 L. Ed. 2d 674, 698 (1984)), cert.
denied, 547 U.S. 1076, 164 L. Ed.2d 528 (2006). [I]f a reviewing
court can determine at the outset that there is no reasonable
probability that in the absence of counsel's alleged errors the
result of the proceeding would have been different, then the court
need not determine whether counsel's performance was actually
deficient. State v. Braswell, 312 N.C. 553, 563, 324 S.E.2d 241,
249 (1985).
In considering a motion to dismiss, a trial court must deny a
defendant's motion if it finds substantial evidence -- whether
direct, circumstantial, or both -- to support a finding that the
offense charged has been committed and that the defendant committed
it[.] State v. Locklear, 322 N.C. 349, 358, 368 S.E.2d 377, 383(1988). Substantial evidence is [such] relevant evidence that a
reasonable mind might accept as adequate to support a conclusion.
State v. Vick, 341 N.C. 569, 583-84, 461 S.E.2d 655, 663 (1995).
In ruling on a motion to dismiss, all evidence admitted,
whether competent or incompetent, must be considered in the light
most favorable to the State, giving the State the benefit of every
reasonable inference to be drawn from the evidence and resolving in
its favor any contradictions in the evidence. State v. Williams,
334 N.C. 440, 447, 434 S.E.2d 588, 592 (1993), judgment vacated on
other grounds, 511 U.S. 1001, 128 L. Ed. 2d 42 (1994).
Defendant's evidence . . . may be considered only insofar as it
explains or clarifies evidence offered by the State or is not
inconsistent with the State's evidence. State v. Taylor, 337 N.C.
597, 604, 447 S.E.2d 360, 365 (1994) (citation omitted).
Defendant's habitual felon indictment listed his date of birth
as 31 July 1974, and alleged prior convictions for three felonies
committed on 25 March 1991, 1 December 1993, and 15 April 1996, and
bearing file numbers 91 CRS 2994, 94 CRS 288, and 96 CRS 4842.
According to Section 14-7.1 felonies committed before a person
attains the age of 18 years shall not constitute more than one
felony. . . . Therefore, the indictment properly alleged
Defendant's conviction for three prior felonies, two of which were
committed after his eighteenth birthday on 31 July 1992. Id.
Moreover, Defendant does not contest the evidence of his prior
convictions or the dates he committed these offenses. Rather, heargues that the State did not tender any reliable evidence
regarding [his] actual age.
The State adduced sufficient evidence of Defendant's date of
birth to support the trial court's denial of his motion to dismiss
the habitual felon indictment at the close of the State's evidence.
Defendant's statement to Macchia that he was born on 31 July 1974
was consistent with the date of birth uniformly reflected on
multiple certified public records entered into evidence by the
State without objection or request by Defendant for a limiting
instruction. A reasonable juror could find the documentary
evidence, coupled with Defendant's admission at the time of his
arrest, sufficient to establish his date of birth as 31 July 1974,
as alleged in the habitual felon indictment. See State v. Joyner,
295 N.C. 55, 62, 243 S.E.2d 367, 372 (1978) (citing N.C.R. Evid.
803(8)) (providing that certified copies of public records are
admissible into evidence . . . for purposes of proof of matters
relevant to the information contained in the official record); see
also N.C. Gen. Stat. § 14-7.4 (2005) (providing that a certified
copy of a court record shall be prima facie evidence that the
defendant named therein is the same as the defendant before the
court, and shall be prima facie evidence of the facts set out
therein).
We further hold that there was no probability that the trial
court would have granted Defendant's renewed motion to dismiss at
the conclusion of all the evidence. Contrary to his claim on
appeal, Defendant did not undermine the State's case with proofthat he was arbitrarily assigned a date of birth after arriving in
the United States. Viewed in the light most favorable to the
State, Defendant's evidence tended to show that his parents
reported his date of birth to immigration officials after their
papers were lost in 1984. A jury could reasonably infer that
Defendant's parents knew his actual date of birth and reported it
accurately. Moreover, Kiser's lay estimate of Defendant's age
based on his malnourished appearance twenty-six years prior to
trial did not refute the State's proffer, but was an issue for the
jury to consider in weighing the evidence.
Accordingly, Defendant suffered no prejudice from the alleged
error of his counsel, we overrule his ineffective assistance claim.
Braswell, 312 N.C. at 563, 324 S.E.2d at 249.
The record on appeal includes additional assignments of error
not addressed by defendant in his brief to this Court. Pursuant to
N.C.R. App. P. 28(b)(6), we deem these assignments of error
abandoned.
No error.
Judges BRYANT and ELMORE concur.
Report per Rule 30(e).
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