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NO. COA08-624
NORTH CAROLINA COURT OF APPEALS
Filed: 2 December 2008
IN THE MATTER OF: Guilford County
Nos. 03 JT 287
S.N., X.Z. 06 JT 416
Appeal by respondent-mother from orders entered 14 March 2008
by Judge Lawrence McSwain in Guilford County District Court. Heard
in the Court of Appeals 29 September 2008.
James A. Dickens, for petitioner-appellee Guilford County
Department of Social Services.
Susan J. Hall, for respondent-appellant mother.
Smith, James, Rowlett & Cohen, L.L.P., by Margaret Rowlett,
for guardian ad litem.
STEELMAN, Judge.
Where the minor children were named in the caption of the
summons in a proceeding to terminate parental rights, and the
children's guardian ad litem was named as a respondent and accepted
service of the summons, the trial court had subject matter
jurisdiction. The trial court's uncontested findings of fact
supported its conclusion that grounds existed for termination of
respondent's parental rights based upon the minor children being
willfully left in foster care for twelve months (N.C. Gen. Stat. .
7B-1111(a)(2)).
I. Factual and Procedural Background
Respondent is the mother of S.N. and X.Z.
Respondent was
incarcerated from December 2004 to February 2006. While she was
incarcerated, she allowed her mother, P. Barnes (Barnes), to take
custody of S.N. Respondent gave birth to X.Z. while in prison and
allowed Barnes to take custody of X.Z. Respondent was released
from prison in February 2006 and did not assume custody of the
children.
X.Z. was born with spina bifida and has special needs. He is
able to walk with the aid of leg braces, he has to be catheterized
four times per day, and he has a shunt in his brain that drains
fluid.
On 16 June 2006, the Guilford County Department of Social
Services (DSS) became involved in the case. A petition was filed
that alleged the following: (1) respondent was addicted to crack
cocaine; (2) Barnes was an alcoholic; (3) domestic violence
occurred in the home of Barnes; and (4) X.Z. had unexplained burns
on his foot. Barnes entered into a safety plan with DSS on 7 July
2006, but she failed to comply with its terms. The juveniles were
placed in DSS custody on 27 July 2006 and have been in DSS custody
since that date. S.N. and X.Z. were adjudicated neglected and
dependent by consent on 7 September 2006.
On 15 May 2007, respondent entered into a case plan with DSS
for reunification. The case plan required her to: (1) establish a
verifiable source of income; (2) complete a medication and
parenting assessment and follow all recommendations; (3) completea drug and alcohol assessment and provide proof of completion; (4)
remain drug and alcohol free and submit to random drug screens; and
(5) establish stable and suitable housing for the return of the
children and not be evicted due to nonpayment of rent or mortgage.
Respondent entered into a second case plan on 17 August 2007, which
reiterated the previous objectives and contained an additional
condition that she obtain counseling.
On 4 September 2007, DSS filed a petition to terminate
respondent's parental rights to S.N. and X.Z. The petition also
sought to terminate the parental rights of the father of X.Z. The
father of S.N. was deceased. The petition alleged the following
grounds for termination: (1) neglect, (2) willful abandonment, (3)
willfully leaving the children in foster care for over twelve
months without showing reasonable progress in correcting the
conditions which led to removal, and (4) willful failure to pay a
reasonable portion of the cost of care for the juveniles.
The trial court conducted hearings in the matter on 5 November
2007, 3 December 2007, 14 January 2008, 17 January, 24 January, and
11 February 2008. Melissa Fox, a Licensed Clinical Social Worker,
and Christopher Hines, the Child Protective Services (CPS) case
worker assigned to the children's case, testified for DSS. Mr.
Hines testified that DSS was unable to make contact with respondent
for a long period of time after the children were taken into DSS
custody, and that respondent failed to keep appointments with DSS.
Mr. Hines further testified that, after entering into the 15 May
and 17 August 2007 case plans, respondent continued to change herresidence and was twice incarcerated. Respondent's whereabouts
were unknown to DSS for several months in the summer and fall of
2007. Finally, Mr. Hines testified that respondent had not met the
objectives in her case plan. Ms. Fox began treating S.N. for
anxiety on 26 September 2006. She felt that it was not in S.N.'s
best interest to return to live with respondent. Respondent
testified about her problems with drug and alcohol abuse, her new
job, and her attempts to meet the objectives of her case plan.
On 14 March 2008, the trial court entered an order terminating
respondent's parental rights to S.N. and X.Z. on the grounds of (1)
neglect under
N.C. Gen. Stat. § 7B-1111(a)(1) ; (2) willfully
leaving the children in foster care under N.C. Gen. Stat. .
7B-1111(a)(2); and (3)
willfully failing without justification to
pay a reasonable portion of the cost of care for the children under
N.C. Gen. Stat. . 7B-1111(a)(3)
. From these orders , respondent
appeals. X.Z.'s father's parental rights were terminated, and he
did not appeal.
II. Subject Matter Jurisdiction
In her first argument, respondent contends that the trial
court lacked subject matter jurisdiction over this case on the
grounds that the summons for the petition to terminate parental
rights did not list the minor children as a respondents. We
disagree.
The standard of appellate review for a question of subject
matter jurisdiction is de novo. Raleigh Rescue Mission, Inc. v.Bd. of Adjust. of City of Raleigh, 153 N.C. App. 737, 740, 571
S.E.2d 588, 590 (2002).
N.C. Gen. Stat. . 7B-1106 (2007) governs the issuance of a
summons in a termination of parental rights case and requires that
the juvenile be named as a respondent. The statute provides,
however, that the summons and other pleadings or papers directed
to the juvenile shall be served upon the juvenile's guardian ad
litem . . . Id. The purpose of a summons is to give notice to
a person to appear at a certain place and time to answer a
complaint against him. Latham v. Cherry, 111 N.C. App. 871, 874,
433 S.E.2d 478, 481 (1993) (quotation omitted). Service of
summons on the guardian ad litem . . . constitutes service on the
juvenile, as expressly stated in N.C. Gen. Stat. § 7B-1106(a). In
re J.A.P., ___ N.C. App. ___, ___, 659 S.E.2d 14, ___ (2008).
On 4 September 2007, a summons was issued that named
the
children's guardian ad litem as a respondent
. S.N.'s and X.Z.'s
names were included in the caption of the summons, but S.N. and
X.Z.
were not named as respondents.
Chet Zukowski, the guardian ad
litem appointed on 10 August 2006, accepted service on behalf of
the children on or about 14 September 2007.
The summons' deviation from the requirements of
N.C. Gen.
Stat. § 7B-1106(a)
are akin to a nonjurisdictional irregularity and
not a defect that deprives the trial court of subject matter
jurisdiction. See In re A.F.H-G., ___ N.C. App. ___, ___, 657
S.E.2d 738, 742 (2008) (Stephens, J., concurring).
Further, we are
bound by the holding of this Court in J.A.P. See In re CivilPenalty, 324 N.C. 373, 384, 379 S.E.2d 30, 37 (1989). Accordingly,
we hold that service of the summons upon the children's guardian ad
litem constituted service on S.N. and X.Z. for purposes of N.C.
Gen. Stat. § 7B-1106(a). The trial court had subject matter
jurisdiction over these proceedings.
This argument is without merit.
III. Willfully Leaving Children in Foster Care
In her second argument,
respondent contends that the trial
court erred in terminating her parental rights on the grounds that
the evidence did not support the trial court's conclusion that her
parental rights should be terminated. We disagree.
Standard of Review
Termination of parental rights is a two-step process.
In re
Blackburn, 142 N.C. App. 607, 610, 543 S.E.2d 906, 908 (2001)
(citation omitted). In the first phase of the termination hearing,
the petitioner must show by clear, cogent and convincing evidence
that a statutory ground to terminate exists.
In re Young, 346 N.C.
244, 247, 485 S.E.2d 612, 614 (1997) (citation omitted). The trial
court must make findings of fact which are supported by this
evidentiary standard, and the findings of fact must support the
trial court's conclusions of law.
In re Shermer, 156 N.C. App.
281, 285, 576 S.E.2d 403, 406 (2003). The standard of review in
termination of parental rights cases is whether the findings of
fact are supported by clear, cogent and convincing evidence and
whether these findings, in turn, support the conclusions of law.
In re Shepard, 162 N.C. App. 215, 221-222, 591 S.E.2d 1, 6 (2004)(quoting
In re Clark, 72 N.C. App. 118, 124, 323 S.E.2d 754, 758
(1984)). The trial court's conclusions of law are fully
reviewable
de novo by the appellate court.
Mann Contr'rs, Inc. v.
Flair with Goldsmith Consultants-II, Inc., 135 N.C. App. 772, 775,
522 S.E.2d 118, 121 (1999) (citation omitted).
So long as the
findings of fact support a conclusion [that one of the enumerated
grounds exists] the order terminating parental rights must be
affirmed.
In re Humphrey, 156 N.C. App. 533, 540, 577 S.E.2d 421,
426 (2003) (quotation omitted).
Once the trial court has found a ground for termination, the
court then considers the best interests of the child in making its
decision on whether to terminate parental rights.
Blackburn at
610, 543 S.E.2d at 908. We review this decision on an abuse of
discretion standard, and will reverse a court's decision only where
it is manifestly unsupported by reason.
Clark v. Clark, 301 N.C.
123, 129, 271 S.E.2d 58, 63 (1980).
N.C. Gen. Stat. § 7B-1111(a)(2)
In considering the ground for termination under
Section 7B-1111(a)(2), the trial court must employ a two-part
analysis and determine: (1) that a child has been willfully left by
the parent in foster care or placement outside the home for over 12
months; and (2) as of the time of the hearing, that the parent has
not made reasonable progress under the circumstances to correct the
conditions which led to the removal of the child.
In re O.C. &
O.B., 171 N.C. App. 457, 464-465, 615 S.E.2d 391, 396 (2005),
cert.
denied, 360 N.C. 64, 623 S.E.2d 587 (2005). Willfulness under thissection means something less than willful abandonment, and does
not require a finding of fault by the parent.
In re Oghenekevebe,
123 N.C. App. 434, 439, 473 S.E.2d 393, 398 (1996) (citation
omitted).
Respondent first argues that findings of fact numbers 25/26
are not supported by clear, cogent and convincing evidence. These
two findings are nearly identical, but are listed in two separate
orders.
(See footnote 1)
Finding of fact number 25/26 states that respondent has
not presented any documentation that she has in fact completed
[the] objectives [of her case plan].
The trial court entered the following findings, which are
binding on this Court due to respondent's failure to challenge
their sufficiency.
Koufman v. Koufman, 330 N.C. 93, 97, 408 S.E.2d
729, 731 (1991)
(Where no exception is taken to a finding of fact
by the trial court, the finding is presumed to be supported by
competent evidence and is binding on appeal.)
.
13/14. The circumstances that brought the
juvenile into DSS custody were that
the mother was incarcerated from
December 2004 until February 2006,
and while she was incarcerated, the
mother allowed her mother, P.Barnes, to take custody of the
juvenile while she was in prison.
. . .
15/16. The maternal grandmother entered
into a safety plan with DSS on July
7, 2006, but the grandmother
subsequently broke the safety plan,
and the juvenile was placed into DSS
custody on July 27, 2006.
16/17. The mother was released from prison
in February 2006, but she did not
assume custody of the juvenile from
the maternal grandmother.
17/18. Although the mother testified that
the maternal grandmother refused to
return custody of the juvenile to
her, the Court finds that the mother
did not take any reasonable steps to
regain custody of the juvenile, such
as contacting law enforcement or
filing a complaint for custody in
the district court.
. . .
19/20. Although the juvenile was placed
into DSS custody on July 27, 2006,
the mother did not enter into a case
plan with DSS to reunify with the
juvenile until May 15, 2007.
. . .
21/22. The juvenile has been in DSS custody
for over 12 months, and the mother
has not successfully completed the
plan of reunification.
22/23. The mother and her boyfriend have
been residing at [a] hotel in
[Greensboro,] North Carolina since
October 2007, and although she has
not been forced to move due to non-
payment of rent, the Court finds
that the mother does not have a
stable housing situation suitable
and appropriate for the return of
the juvenile to her at this time.
23/24. The mother's parenting assessment
recommended that she attend
parenting classes; however, she has
not successfully completed the
parenting classes recommended by DSS
as of the date of this hearing.
24/25. The mother has not successfully
completed her substance abuse
treatment, because although the
mother completed all of the class
requirements for her substance abuse
treatment program, she has not taken
the final drug test in order to
receive her certificate of
completion.
. . .
27/28. Although the mother maintained
stable employment, the mother did
not pay any sums of money to DSS for
the care and maintenance of the
juvenile, and by virtue of her
stable employment, she was able to
pay a sum greater than zero . . .
The trial court's uncontested findings demonstrate that
respondent willfully left her children in foster care for over
twelve months and had not made reasonable progress in correcting
the conditions which led to the removal of the minor children from
her care.
Respondent next argues that her parental rights should not
have been terminated because she made limited progress. However,
the fact that respondent made some efforts to correct the situation
does not preclude a finding of willfulness. See, e.g., In Re
Oghenekevebe at 440, 473 S.E.2d at 398 ([W]illfulness is not
precluded just because respondent has made some efforts to regain
custody of the child.); In Re Tate, 67 N.C. App. 89, 94, 312
S.E.2d 535, 539 (1984) (The fact that appellant made some effortswithin the two years does not preclude a finding of willfulness or
lack of positive response.).
Although respondent made some attempts to correct the
conditions which led to the removal of her children, she did not
make any attempt to regain custody of her children until after she
was in jeopardy of losing them, and termination of her parental
rights was proper. See Oghenekevebe at 437, 473 S.E.2d at 397
(finding grounds existed to terminate respondent's parental rights
and noting that respondent failed to show any progress until her
parental rights were in jeopardy).
We hold that there was sufficient evidence to support the
trial court's finding that respondent's
extremely limited progress
was not reasonable progress
. We further hold that the trial
court's findings were sufficient to support its conclusion that
respondent's lack of progress justified termination of her parental
rights under Section 7B-1111(a)(2). Respondent has not challenged
the court's determination that termination of her parental rights
was in the children's best interests. The trial court's
termination of respondent's parental rights is affirmed.
Having concluded that one ground for termination of parental
rights exists, we need not address the additional grounds found by
the trial court. See In re Brim, 139 N.C. App. 733, 743, 535 S.E.2d
367, 373 (2000).
AFFIRMED.
Judge ELMORE concurs.
Chief Judge MARTIN dissents in a separate opinion.
NO. COA08-624
NORTH CAROLINA COURT OF APPEALS
Filed: 2 December 2008
IN THE MATTER OF
S.N., X.Z.
Guilford County
Nos. 03 JT 287, 06 JT 416
MARTIN, Chief Judge, dissenting.
The trial court in the present case did not issue summonses
naming juveniles S.N. and X.Z. as respondents to the petition filed
by the Guilford County Department of Social Services (DSS).
N.C.G.S. § 7B-1106(a)(5) requires that, upon the filing of the
petition [to terminate parental rights], the court shall cause a
summons to be issued . . . [which] shall be directed to the
following person[] or agency, not otherwise a party petitioner, who
shall be named as respondent[]: . . . [t]he juvenile. N.C. Gen.
Stat. § 7B-1106(a)(5) (2007) (emphasis added). Because the trial
court did not comply with this express requirement of N.C.G.S.
§ 7B-1106(a)(5), I do not believe the trial court had subject
matter jurisdiction to hear the petition filed by the Guilford
County DSS, and I would vote to vacate the order terminating
respondent-mother's parental rights.
The majority concludes that it is bound to follow In re J.A.P.
& I.M.P., __ N.C. App. __, 659 S.E.2d 14 (2008), by the holding of
In re Civil Penalty, 324 N.C. 373, 379 S.E.2d 30 (1989). See In re
Civil Penalty, 324 N.C. at 384, 379 S.E.2d at 37 ([A] panel of the
Court of Appeals is bound by a prior decision of another panel ofthe same court addressing the same question, but in a different
case, unless overturned by an intervening decision from a higher
court.). J.A.P. has recently been interpreted by this Court to
hold that the requirement of N.C.G.S. § 7B-1106(a)(5) is satisfied
and subject matter jurisdiction is conferred when (1) there is
service of the summons on either the guardian ad litem or the
guardian ad litem's attorney advocate which constitutes service on
the affected juvenile, and (2) the juvenile is nam[ed] in the
caption of the summons. See In re N.C.H., G.D.H., D.G.H.,
No. COA08-413, slip op. at 2 (N.C. Ct. App. Sept. 2, 2008) (citing
J.A.P., __ N.C. App. at __, 659 S.E.2d at 17). However, prior to
J.A.P., this Court decided In re K.A.D., __ N.C. App. __,
653 S.E.2d 427 (2007), In re I.D.G., __ N.C. App. __, 655 S.E.2d
858 (2008), and In re A.F.H-G., __ N.C. App. __, 657 S.E.2d 738
(2008), which strictly interpreted N.C.G.S. § 7B-1106(a)(5) and
held that when the affected juvenile was not listed as a
respondent in the summons, as required by [N.C.G.S.]
§ 7B-1106(a)[(5)], and no summons was issued to [that juvenile],
. . . an order terminating parental rights must be vacated for lack
of subject matter jurisdiction. K.A.D., __ N.C. App. at __,
653 S.E.2d at 428_29 (citation omitted); see also I.D.G., __ N.C.
App. at __, 655 S.E.2d at 859; A.F.H-G., __ N.C. App. at __,
657 S.E.2d at 739_40. Based on In re Civil Penalty, I believe this
Court is bound by the decisions preceding J.A.P. which strictly
interpreted N.C.G.S. § 7B-1106(a)(5). Therefore, because I believe we are still bound by this
Court's earlier decisions in K.A.D. and its progeny, and for the
reasons ably and thoroughly discussed in Judge Stroud's dissent in
In re N.C.H., G.D.H., D.G.H., No. COA08-413, slip op. at 4_17 (N.C.
Ct. App. Sept. 2, 2008) (Stroud, J., dissenting), I respectfully
dissent.
Footnote: 1 The trial court entered two separate orders terminating
respondent's parental rights: one terminating her parental rights
to S.N. and one terminating her parental rights to X.Z. The two
orders are nearly identical in substance, with any major
differences being attributed to the differences between the two
juveniles. A majority of the findings pertinent to this opinion
are identical in both orders, but the numbering is slightly
different in each. Unless otherwise specified, our citations to
the findings of fact include citations to both the S.N. order and
to the X.Z. order. The first number in our citations corresponds
to the S.N. order and the second number corresponds to the X.Z.
order.
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