1. Prisons and Prisoners--defendant's prison records--no prosecutorial misconduct
The State did not engage in prosecutorial misconduct in a capital sentencing proceeding by subpoenaing
defendant's prison records and by disclosing those records during cross-examination of witnesses, because: (1)
N.C.G.S. § 148-76 provides that these records shall be made available to the State; (2) defense counsel did not
object to the subpoena at trial, but instead requested that defense counsel be given copies of all prison records
received by the State; and (3) the record does not reveal any inappropriate references by the State to
defendant's prison records.
2. Constitutional Law--right to be present at all stages--preliminary qualifications of prospective
jurors
The trial court did not err by excusing several prospective jurors outside of defendant's presence in a
capital sentencing proceeding, because: (1) defendant's right to be present at all stages of his trial does not
include the right to be present during preliminary handling of the jury venires before defendant's own case has
been called; and (2) the record reveals that prospective jurors with justifications for excusal from jury duty on
the day defendant's case was called for trial were excused before the State called defendant's case.
3. Criminal Law--prosecutor's argument--voir dire--aggravating circumstances
Although defendant asserts plain error to the prosecutor's use of examples of aggravating circumstances
during the voir dire of prospective jurors which were not relied on in defendant's capital sentencing proceeding,
the plain error doctrine does not apply to situations where a party has failed to object to statements made by the
other party during jury voir dire, and defendant's failure to raise this issue at trial constitutes waiver under N.C.
R. App. P. 10(b)(2).
4. Jury--peremptory challenge--opposition to death penalty
The trial court did not abuse its discretion by excusing a prospective juror for cause based on her
opposition to the death penalty in a capital sentencing proceeding because: (1) the prospective juror stated that
she felt her personal beliefs would prevent her from being able to consider the death penalty; and (2) defendant
did not take the opportunity to explore and elicit the prospective juror's views further.
5. Discovery--reciprocal--expert's raw data
The trial court did not err by ordering reciprocal discovery of raw data from defendant's expert
witnesses in a capital sentencing proceeding because: (1) N.C.G.S. § 15A-905(b), governing the reciprocal
discovery provisions applicable to criminal proceedings, provides that the State was entitled to this
information; and (2) defense counsel stated that defendant did not object to copies of the data being provided to
the State and, in fact, initiated the discussion of a court order compelling discovery.
6. Criminal Law--prosecutor's argument--parole--defendant's future dangerousness
The trial court did not commit plain error in a capital sentencing proceeding by allowing the State to
interject the issues of parole and defendant's future dangerousness during opening statements, cross-
examination of defendant, and cross-examination of two witnesses, because: (1) no evidence suggested that the
prosecutor attempted to connect defendant's prior record and prior parole eligibility to improper parole
considerations with respect to sentencing in this case; (2) the prosecutor did not imply that parole was a
possibility in the instant case if the death sentence was not imposed; (3) the prosecutor's only reference to
parole was in regard to defendant's 1966 life sentence for murder, from which defendant was paroled, and
defendant opened the door to cross-examination on these issues by testifying about his previous life sentence
and parole on direct examination; and (5) a prosecutor may urge the jury to recommend death out of concern
for the future dangerousness of defendant.
7. Evidence--defendant's prior statement--recross-examination
The trial court did not abuse its discretion in allowing the State to conduct recross-examination of
defendant concerning defendant's statement that he was so drunk that he did not remember shooting and killing
his uncle in 1966, and his statement that he had no memory of the killing of the victim in this case, because the
questions were within the appropriate scope based on defendant's statements on redirect that he shot his uncle,
and that he did not kill the victim in this case.
8. Evidence--expert testimony--voir dire--basis of opinion
The trial court did not err by allowing the State, without objection from defendant, to conduct a voir
dire of a defense witness regarding the basis of his opinions prior to the witness being qualified as an expert in a
capital sentencing proceeding because: (1) the voir dire occurred entirely outside the presence of the jury; (2)
the plain error doctrine does not extend to statements made without objection outside of the presence of the jury
during witness voir dire; and (3) defendant's failure to raise this issue during trial constitutes waiver under N.C.
R. App. P. 10(b)(2).
9. Evidence--expert testimony--cross-examination--expert fees
The trial court did not abuse its discretion by allowing the State to cross-examine a defense witness
concerning his fees, because: (1) an expert's compensation is a permissible cross-examination subject to test
partiality; and (2) the record does not reveal that the question was asked in bad faith.
10. Evidence--defendant's prison records--cross-examination
The trial court did not commit plain error by allowing the State to cross-examine a witness with
documents in defendant's prison records which were alleged to be not properly introduced into evidence,
because defendant agreed to the admissibility of these documents before trial based on the parties stipulating
that the documents were competent and admissible into evidence upon motion by either party.
11. Criminal Law--prosecutor's argument--victim's last thoughts
The trial court did not abuse its discretion by failing to intervene ex mero motu during the prosecutor's
closing argument concerning the victim's last thoughts, because there is no impropriety when the prosecutor
asks the jury to imagine the fear and emotions of a victim.
12. Criminal Law--prosecutor's argument--callousness of killing--future dangerousness of defendant
The trial court did not abuse its discretion by failing to intervene ex mero motu during the prosecutor's
closing argument concerning the callousness of the killing, the fact that defendant will be dangerous in the
future, and that the State would like to give these factors as aggravating circumstances but it cannot, because:
(1) the statement was a fair synopsis of these aspects of the case, and the prosecutor made clear to the jury that
the only aggravating circumstance relevant to defendant's case was his prior capital felony conviction; (2) the
prosecutor did not misstate the law and ask the jury to find aggravating circumstances which are not included in
N.C.G.S. § 15A-2000(e); and (3) the trial court properly instructed the jurors on the one aggravating
circumstance and jurors are presumed to follow the trial court's instructions.
13. Criminal Law--prosecutor's argument--catchall mitigating circumstance
Although defendant did not object and now contends the prosecutor provided an inaccurate explanation
of the catchall mitigating circumstance under N.C.G.S. § 15A-2000(f)(9) during closing arguments of a capital
sentencing proceeding in order to diminish the importance of mitigation and denigrate the list of nonstatutory
mitigating circumstances, the trial court's failure to intervene did not amount to gross impropriety because: (1)
the prosecutor specifically stated the mitigators offered by defendant had to be acceptable under the law; and
(2) the prosecutor's arguments may legitimately attempt to minimize the significance of the mitigating
circumstances.
14. Criminal Law--prosecutor's argument--defendant's background factors not mitigating
circumstances
Even assuming arguendo that the prosecutor improperly argued during closing arguments of a capital
sentencing proceeding that factors such as defendant's difficult childhood, alcoholism, and low IQ were not
mitigating circumstances and could not be considered mitigating evidence by the jurors, any minimization of
mitigating circumstances or confusion regarding their definition and purpose was clarified and corrected by the
trial court immediately following arguments, and jurors are presumed to follow the trial court's instructions.
15. Criminal Law--prosecutor's argument--favorable diagnosis was reason defense expert hired
The trial court did not err in failing to intervene ex mero motu during the prosecutor's closing
arguments stating that the defense expert was hired and paid by defendant for his favorable diagnosis and that
the expert had testified only for defendants, because: (1) the prosecution is allowed wide latitude in its
arguments and is permitted to argue not only the evidence presented, but also all reasonable inferences which
can be drawn from the evidence; and (2) the prosecutor's statements were fully supported by direct evidence or
by reasonable inferences which could be drawn from the evidence.
16. Criminal Law--prosecutor's argument--misstatement of defense expert's testimony
Even though the prosecutor's closing argument in a capital sentencing proceeding with regard to an
aspect of the defense expert's testimony stating that the expert acknowledged that defendant would not have
called him as a witness if he had not given a favorable diagnosis may have been incorrect, defendant did not
challenge the prosecutor's recapitulation of the testimony and correct this misstatement at trial; the trial court's
instruction cured the inaccuracy; and the inaccuracy was slight and did not infect the trial with unfairness.
17. Criminal Law--prosecutor's argument--future dangerousness of defendant
Although defendant contends the prosecutor injected his personal beliefs to the jury during closing
arguments of a capital sentencing proceeding by stating that the future dangerousness of defendant was very
relevant to a jury considering whether to give this defendant the death penalty, it is not improper for a
prosecutor to urge the jury to recommend death out of concern for the future dangerousness of defendant.
18. Criminal Law--prosecutor's argument--general deterrent effect of death penalty
Although defendant contends the prosecutor improperly appealed to the jury's emotions during closing
arguments of a capital sentencing proceeding when he argued the death penalty was the only deterrent for
defendant that would sufficiently protect prison guards, prisoners, and anyone defendant would encounter if he
escaped, the prosecutor may urge the jury to sentence a particular defendant to death to specifically deter that
defendant from engaging in future murders; and the State is free to argue that defendant will pose a danger to
others in prison and that executing him is the only means of eliminating the threat to the safety of other inmates
or prison staff.
19. Criminal Law--prosecutor's argument--defendant's prior first-degree murder conviction
The trial court did not err by failing to intervene ex mero motu in a capital sentencing proceeding during
the prosecutor's closing argument that no aggravating circumstance anywhere in the United States demands the
death penalty like a prior first-degree murder, because: (1) the prosecutor did not urge the jury to disregard the
law or mislead the jury but encouraged the jury to focus on the facts the prosecutor believed justified
imposition of the death penalty; and (2) the argument was proper in light of the prosecutor's role as a zealous
advocate.
20. Criminal Law--prosecutor's argument--biblical reference
The prosecutor's biblical reference during closing arguments of a capital sentencing proceeding to
Christ's suggestion that we should render unto Caesar was not grossly improper because: (1) the reference
meant it is the duty of the jury to follow the civil law as given by the trial court, which is the same admonition
routinely stated in pattern jury instructions; and (2) the prosecutor did not contend the State's law or its officers
were divinely inspired.
21. Criminal Law--prosecutor's argument--parole eligibility
The prosecutor did not improperly interject parole eligibility into the jury's consideration during closingarguments of a capital sentencing proceeding because the prosecutor's statement regarding parole was made in
reference to defendant's previous life sentence for the murder of his uncle, and not in regard to thedetermination of defendant's sentence for the murder of the victim in this case.
22. Criminal Law--prosecutor's argument--cumulative effect
The cumulative effect of the prosecutor's allegedly improper closing arguments during a capital
sentencing proceeding did not deny defendant due process of law since defendant has failed to shown on an
individual or collective basis that the prosecutor's arguments strayed so far from the bounds of propriety as to
impede defendant's right to a fair trial.
23. Criminal Law--prosecutor's argument--mitigating circumstances
The trial court did not abuse its discretion or cause substantial and irreparable prejudice to defendant by
denying defendant's motion for a mistrial in a capital sentencing proceeding based on the prosecutor's allegedly
improper closing argument to the jury that a mitigating circumstance was something about the killing that
makes the crime less severe or has a tendency to mitigate the crime, because: (1) the trial court instructed the
jury before jury arguments were made that the closing arguments were not evidence in the case or instructions
in the law; and (2) any minimization of mitigating circumstances or confusion regarding their definition caused
by the prosecutor's argument was clarified and corrected by the trial court.
24. Sentencing--capital--aggravating circumstances--prior capital felony conviction
The trial court did not err in a capital sentencing proceeding by submitting the N.C.G.S. § 15A-
2000(e)(2) aggravating circumstance concerning defendant having been previously convicted of another capital
felony, which was based on defendant's 1966 conviction of first-degree murder upon a plea of guilty, because:
(1) it is enough that if a defendant was tried capitally and convicted, he could have received a death sentence;
(2) a crime which is statutorily considered a capital felony maintains that status even if a defendant's case is not
tried as a capital case; (3) although defendant pled guilty to first-degree murder and, under the now repealed
N.C.G.S. § 15-162.1 his case was not a capital case, the crime of first-degree murder was still a capital felony;
(4) defendant was not impacted by the invalidation of N.C.G.S. § 15-162.1 since he pled guilty to first-degree
murder and was unaffected by the reasons for the statute's invalidation; (5) the trial court decided to submit the
(e)(2) circumstance based on the Supreme Court's ruling in defendant's prior appeal stating the record supports
the (e)(2) circumstance; and (6) the importance of the prior conviction in this case was that defendant had
committed a prior murder, not that defendant was eligible for the death penalty.
25. Appeal and Error--preservation of issues--no argument in brief--issue waived
Although defendant alleges the trial court committed plain error in a capital sentencing proceeding by
its jury instruction defining mitigating circumstance, he has waived this argument by failing to provide an
explanation, analysis, or specific contention in his brief as required by N.C. R. App. P. 28(a) and (b)(5).
26. Sentencing--capital--mitigating circumstances--instructions--burden of proof--no plain error
Although defendant contends the trial court committed plain error in a capital sentencing proceeding by
its jury instruction describing defendant's burden of proof as to the existence of any mitigating circumstances,
the instruction given has previously been held to be proper, and defendant has not cited any new arguments for
reconsideration of this issue.
27. Sentencing--capital--mitigating circumstances--instructions--plain error standard
Although defendant contends the trial court's N.C.G.S. § 15A-2000(f)(2) jury instruction in a capital
sentencing proceeding should be reviewed under the constitutional error standard set forth in N.C.G.S. § 15A-
1443(b) based on the trial court submitting a circumstance that was more restrictive than the circumstance set
out in N.C.G.S. § 15A-2000(f)(2), claims of improper wording of mitigating circumstance instructions which
were not objected to at trial are reviewed under the plain error standard.
28. Sentencing--capital--mitigating circumstances--instructions--no plain error
Although defendant contends the trial court improperly worded its instruction on the (f)(2) mental or
emotional disturbance mitigator in a capital sentencing proceeding by allegedly lumping together three
disorders including borderline intelligence, alcohol dependence, and cognitive disorder, the trial court did notcommit plain error in its jury instruction for the N.C.G.S. § 15A-2000(f)(2) mitigating circumstance because:
(1) these three disorders were also submitted individually to the jury, and none were found; (2) the disorders
included together in the instruction given for the (f)(2) mitigating circumstance were not connected by any
conjunctive wording, thus negating defendant's argument that the jury was confused by the conjunctive linking
of the disorders; and (3) defendant has not shown that absent the error, the jury would have reached a different
result.
29. Sentencing--capital--mitigating circumstances--peremptory instructions--controverted evidence
The trial court did not err in a capital sentencing proceeding by denying defendant's request for
peremptory instructions on the N.C.G.S. § 15A-2000(f)(2) statutory mitigating circumstance that the capital
felony was committed while defendant was under the influence of mental or emotional disturbance and the
N.C.G.S. § 15A-2000(f)(6) statutory mitigating circumstance that defendant's capacity to appreciate the
criminality of his conduct or to conform his conduct to the requirements of the law was impaired, because the
evidence was in fact controverted.
30. Sentencing--capital--mitigating circumstances--instructions--no plain error
The trial court did not commit plain error in a capital sentencing proceeding by its submission of the
N.C.G.S. § 15A-2000(f)(6) mitigating circumstance, concerning defendant's capacity to appreciate the
criminality of his conduct or to conform his conduct to the requirements of the law, because: (1) contrary to
defendant's contention, there was no suggestion that defendant's borderline intellectual functioning, cognitive
disorder, or alcohol dependence should be included as part of the instruction; (2) defense counsel indicated his
concurrence with how the trial court planned to instruct on this circumstance; and (3) the jury unanimously
found that the mitigating circumstances which individually addressed defendant's borderline intellectual
functioning, cognitive disorder, and alcohol dependence either did not exist or did not have mitigating value.
31. Sentencing--capital--nonstatutory mitigating circumstances--jury free to reject
Although defendant contends the trial court erred in a capital sentencing proceeding by instructing the
jury that it could reject proffered nonstatutory mitigating circumstances on the ground that the circumstances
had no mitigating value, this argument has previously been rejected and defendant did not offer a new basis for
reconsideration of this issue.
32. Sentencing--capital--nonstatutory mitigating circumstances-- peremptory instructions--
controverted evidence
The trial court did not err in a capital sentencing proceeding by denying defendant's request for
peremptory instructions on the two nonstatutory mitigating circumstances that defendant is subject to being
easily influenced by others and that defendant is subject to being victimized and/or harassed by others based on
his low intelligence, because this evidence was controverted by evidence that: (1) defendant was the one who
suggested the murder to his two cohorts and defendant devised the plan to lure the victim out of his house,
revealing that defendant was a leader instead of a follower; and (2) defendant's assaultive episodes in prison
showed him to be assertive and willing to use violence, instead of being a victim.
33. Sentencing--capital--nonstatutory mitigating circumstances--peremptory instructions
The trial court did not err in a capital sentencing proceeding by refusing to submit defendant's requested
seven nonstatutory mitigating circumstances separately, because the full substance of all the requested
circumstances was subsumed into the circumstances which were submitted.
34. Sentencing--capital--mitigating circumstances--mental or emotional disturbance--catchall
The jury's sentencing decision in a capital trial was not unconstitutionally arbitrary based on its failure
to find the N.C.G.S. § 15A-2000(f)(2) mitigating circumstance that the murder was committed while defendant
was under the influence of mental or emotional disturbance and the N.C.G.S. § 15A-2000(f)(9) catchall
mitigating circumstance, because: (1) the evidence of defendant's mental or emotional distress was
controverted; (2) the jury is free to reject the evidence and not find a circumstance even if the evidence is
uncontradicted; and (3) the jury was properly instructed on the catchall circumstance, and in the absence of
contradictory evidence, there is an assumption that the jury comprehended the trial court's instructions.
35. Sentencing--capital--nonstatutory mitigating circumstances
Although defendant contends the jury's sentencing decision was unconstitutionally arbitrary based on
the jury's failure to find sixteen of the nonstatutory mitigating circumstances that were submitted, the Supreme
Court has consistently upheld the constitutionality of a jury rejecting a nonstatutory mitigating circumstance if
none of the jurors find facts supporting the circumstance or if none of the jurors deem the circumstance to have
mitigating value.
36. Sentencing--capital--death penalty not disproportionate
The trial court did not err by imposing the death sentence because: (1) defendant was convicted under
the theory of premeditation and deliberation; (2) the murder was committed in the victim's home; (3) defendant
has previously been convicted of a capital felony; and (4) defendant has numerous prior convictions.
Appeal as of right by defendant pursuant to N.C.G.S. § 7A-27(a) from a
judgment imposing a sentence of death entered by Ellis, J., on 11 November
1997 after a capital resentencing proceeding held in Superior Court,
Robeson County. Heard in the Supreme Court 20 September 1999.
Michael F. Easley, Attorney General, by Tiare B. Smiley, Special
Deputy Attorney General, and William B. Crumpler, Assistant Attorney
General, for the State.
Sue A. Berry for defendant-appellant.
LAKE, Justice.
Defendant was tried at the 19 January 1987 Special Session of Superior
Court, Robeson County, and was convicted of murder in the first degree.
Upon recommendation of the jury, defendant was sentenced to death. On
appeal, this Court found no error. State v. Cummings, 323 N.C. 181, 372
S.E.2d 541 (1988). The Supreme Court of the United States granted
defendant's petition for writ of certiorari and, on 19 March 1990, vacated
the judgment and remanded the case to this Court for further consideration
in light of McKoy v. North Carolina, 494 U.S. 433, 108 L. Ed. 2d 369
(1990). Cummings v. North Carolina, 494 U.S. 1021, 108 L. Ed. 2d 602
(1990).
On remand, this Court found McKoy error in defendant's capital
sentencing proceeding, vacated defendant's sentence of death and remanded
for a new capital sentencing proceeding. State v. Cummings, 329 N.C. 249,
404 S.E.2d 849 (1991). The resentencing proceeding was held at the 20October 1997 Criminal Session of Superior Court, Robeson County, and the
sentencing jury again recommended a sentence of death. Accordingly, a
sentence of death was again entered on 11 November 1997.
Defendant appeals to this Court as of right from the sentence of
death. On appeal, defendant makes seventy-nine arguments, supported by
seventy-nine assignments of error. We have carefully considered each of
these arguments and conclude that defendant's capital resentencing
proceeding was free of prejudicial error and that the death sentence is not
disproportionate. We therefore uphold defendant's sentence of death.
The evidence supporting defendant's conviction for first-degree murder
is summarized in this Court's prior opinion, Cummings, 323 N.C. 181, 372
S.E.2d 541. The basic facts are, as predicated upon an eyewitness account,
that on the evening of 15 August 1986, defendant volunteered to kill the
victim, Jesse Ward, because Ward and defendant's cousin, Grady Jacobs, had
argued about a dog that Ward had sold to Jacobs. That same night,
defendant shot and killed Ward in Ward's home. Additional evidence will
not be repeated in this opinion except where necessary to discuss the
issues now before us.
[1]In his first two assignments of error, defendant contends he was
prejudiced when the State engaged in prosecutorial misconduct by
subpoenaing all of defendant's confidential prison records and by the
disclosure of those records during cross-examination of witnesses. Under
section 148-76 of our General Statutes, it is the duty of the Records
Section of the State prison system to maintain the combined case records of
criminals. N.C.G.S. § 148-76 (1999). The statute specifically provides
that [t]he information collected shall be classified, compared, and made
available to law-enforcement agencies, courts, correctional agencies, or
other officials requiring criminal identification, crime statistics, and
other information respecting crimes and criminals. Id.
In the instant case, the State subpoenaed defendant's prison records,and those records were made available to the State pursuant to the
statutory mandate of section 148-76. Clearly, the State did not engage in
prosecutorial misconduct by following statutory procedure in obtaining
prison records. Additionally, defense counsel did not object to the
subpoena at trial; rather, counsel made a motion, which was granted, that
defense counsel be given copies of all prison records received by the
State.
As to defendant's contention that he was prejudiced by disclosure of
the prison records in the State's cross-examination of defense witnesses,
defendant provides no support for this contention. Notwithstanding his
lack of specificity, we have reviewed the record and find that it does not
reveal any inappropriate references by the State to defendant's prison
records. We, therefore, find no error in the State's and trial court's
adherence to the statutory mandate of section 148-76 and no evidence of
prejudicial impact resulting from the release and review of defendant's
records.
[2]In his next assignment of error, defendant contends the trial
court committed reversible error by excusing, outside of defendant's
presence and in violation of his constitutional right to be present,
several prospective jurors summoned for a special venire. Prior to
defendant's case being called for trial, the trial judge stated for the
record that he had previously been contacted by jurors with special
problems seeking excusal from jury duty. The trial judge identified each
prospective juror by name and gave the reason for each juror's excusal.
The trial judge excused one juror because he was ninety-three years old and
suffered from Alzheimer's, he excused one because he was a full-time
student who had served as a juror in several civil cases during that
session of court and he excused three because they were out of the state or
country.
'Defendant's right to be present at all stages of his trial does notinclude the right to be present during preliminary handling of the juryvenires before defendant's own case has been called.' State v. Hyde, 352
N.C. 37, 51, 530 S.E.2d 281, 291 (2000) (quoting State v. Workman, 344 N.C.
482, 498, 476 S.E.2d 301, 309-10 (1996)). The record in the present case
reflects that prospective jurors with justifications for excusal from jury
duty on the day defendant's case was called for trial were
excused before the State called defendant's case. Accordingly,
we conclude defendant had no right to be present during the
preliminary qualification of these prospective jurors, and we
overrule this assignment of error.
[3]In his fourth assignment of error, defendant asserts
constitutional error occurred during the voir dire of prospective
jurors when the prosecutor used examples of aggravating
circumstances which were not relied on in defendant's sentencing
proceeding. The record reveals that when explaining how death
penalty sentencing works, the prosecutor provided examples ofthe eleven aggravating circumstances set out by the legislature
in section 15A-2000(e) of our General Statutes, including killing
a police officer, killing while committing armed robbery and
killing for pecuniary gain. When he gave each example, the
prosecutor stated clearly that the example of an aggravating
circumstance being used did not apply to the case at hand and
that it was just an example.
Defendant did not object to the prosecutor's statements at
trial and now asserts plain error. However, we have previously
decided that plain error analysis applies only to instructions to
the jury and evidentiary matters. State v. Greene, 351 N.C.
562, 566, 528 S.E.2d 575, 578 (2000); see also State v. Atkins,
349 N.C. 62, 81, 505 S.E.2d 97, 109 (1998), cert. denied, 526
U.S. 1147, 143 L. Ed. 2d 1036 (1999). We have 'decline[d] to
extend application of the plain error doctrine to situations in
which the trial court has failed to give an instruction during
jury voir dire which has not been requested.' Greene, 351 N.C.
at 566-67, 528 S.E.2d at 578 (quoting Atkins, 349 N.C. at 81, 505
S.E.2d at 109-10). We now likewise decline to extend application
of the plain error doctrine to situations where a party has
failed to object to statements made by the other party during
jury voir dire. Defendant's failure to raise this issue during
his trial constitutes waiver, pursuant to Rule 10(b)(2) of the
Rules of Appellate Procedure. N.C. R. App. P. 10(b)(2).
[4]Next, defendant contends the trial court erred in
excusing prospective juror Inman for cause based on her
opposition to the death penalty. We disagree.
In order to determine whether a prospective juror may be
excused for cause because of that juror's views on capitalpunishment, the trial court must consider whether those views
would 'prevent or substantially impair the performance of his
duties as a juror in accordance with his instructions and his
oath.' Wainwright v. Witt, 469 U.S. 412, 424, 83 L. Ed. 2d 841,
851-52 (1985) (quoting Adams v. Texas, 448 U.S. 38, 45, 65 L. Ed.
2d 581, 589 (1980)), quoted in State v. Morganherring, 350 N.C.
701, 724, 517 S.E.2d 622, 636 (1999), cert. denied, ___ U.S. ___,
146 L. Ed. 2d 322 (2000). During voir dire, the following
colloquy occurred:
THE COURT: Do you have any personal, moral, or
religious beliefs either against the death penalty or
against life imprisonment as an appropriate sentence
for a person convicted of first-degree murder?
[PROSPECTIVE JUROR]: I don't believe in capital
punishment.
. . . .
[PROSECUTOR]: So is it -- is it a correct
statement to say that no evidence could get you to
change your personal belief; is that correct?
[PROSPECTIVE JUROR]: I wouldn't want to. How
should I say this? I don't think that I can give --
say someone should be able to die, you know, in any
shape or form.
[PROSECUTOR]: Okay. So that -- that's a personal
belief that you have?
[PROSPECTIVE JUROR]: Right.
[PROSECUTOR]: So, in other words, if part of your
responsibility as a juror would be to come in here and
sentence somebody to die, would you say that your
ability to do that is impaired by your personal beliefs
or would your personal beliefs even prevent you from
being able to do that?
[PROSPECTIVE JUROR]: I think it would prevent me.
Based on prospective juror Inman's responses, the prosecutor
moved for the juror's excusal for cause. Defense counsel did not
object to the challenge for cause or follow up with additionalquestions for prospective juror Inman, and the trial court
allowed the prosecutor's challenge.
Prospective jurors with reservations about capital
punishment must be able to 'state clearly that they are willing
to temporarily set aside their own beliefs in deference to the
rule of law.' State v. Brogden, 334 N.C. 39, 43, 430 S.E.2d
905, 908 (1993) (quoting Lockhart v. McCree, 476 U.S. 162, 176,
90 L. Ed. 2d 137, 149 (1986)) (alteration in original). The
decision '[w]hether to allow a challenge for cause in jury
selection is . . . ordinarily left to the sound discretion of the
trial court which will not be reversed on appeal except for abuse
of discretion.' State v. Stephens, 347 N.C. 352, 365, 493
S.E.2d 435, 443 (1997) (quoting State v. Locklear, 331 N.C. 239,
247, 415 S.E.2d 726, 731 (1992)), cert. denied, 525 U.S. 831, 142
L. Ed. 2d 66 (1998). This Court has previously stated that a
prospective juror's bias for or against the death penalty cannot
always be proven with unmistakable clarity. State v. Miller,
339 N.C. 663, 679, 455 S.E.2d 137, 145, cert. denied, 516 U.S.
893, 133 L. Ed. 2d 169 (1995). However, there will be
situations where the trial judge is left with the definite
impression that a prospective juror would be unable to faithfully
and impartially apply the law. . . . [T]his is why deference
must be paid to the trial judge who sees and hears the juror.
Wainwright, 469 U.S. at 425-26, 83 L. Ed. 2d at 852-53.
In the present case, Ms. Inman stated she felt her personal
beliefs would prevent her from being able to consider the death
penalty, and defendant did not take the opportunity to explore
and elicit her views further. In light of the questions and
responses here, we cannot conclude the trial court abused itsdiscretion by excusing prospective juror Inman. This assignment
of error is overruled.
[5]Next, in assignment of error six, defendant contends the
trial court committed error by ordering reciprocal discovery of
raw data from defendant's expert witnesses. The reciprocal
discovery provisions applicable to criminal proceedings require
defendants to produce the following for inspection and copying:
results or reports of physical or mental examinations
or of tests, measurements or experiments made in
connection with the case, . . . which the defendant
intends to introduce in evidence at the trial or which
were prepared by a witness whom the defendant intends
to call at the trial, when the results or reports
relate to his testimony.
N.C.G.S. § 15A-905(b) (1999); see also State v. McCarver, 341
N.C. 364, 397-98, 462 S.E.2d 25, 44 (1995) (State entitled to
inspect and copy incomplete personality test which provided
expert witness with some raw data), cert. denied, 517 U.S.
1110, 134 L. Ed. 2d 482 (1996). In the instant case, defense
counsel informed the trial court that two psychologists, who were
witnesses for the defense, had confidentiality and/or ethical
concerns with providing copies of raw data from their
interviews of defendant unless the trial court so ordered.
Defense counsel stated that defendant did not object to copies of
the data being provided to the State and, in fact, initiated the
discussion of a court order compelling discovery. In light of
clear statutory requirements for reciprocal discovery, precedent
upholding those requirements, and defendant's own request for a
court order in this case, we find no error in the trial court's
ordering such discovery.
After review of applicable law, defendant voluntarily
abandoned issue seven. [6]In assignments of error eight, nine, eleven and
fourteen, defendant argues the trial court erred in allowing the
State to interject the issue of parole during opening statements,
cross-examination of defendant and cross-examination of witnesses
Gerald DeRoach and Dr. David Hattem. Defendant did not object to
the prosecutor's questioning at trial and now asserts plain
error.
[T]he plain error rule . . . is always to be applied
cautiously and only in the exceptional case where,
after reviewing the entire record, it can be said the
claimed error is a fundamental error, something so
basic, so prejudicial, so lacking in its elements that
justice cannot have been done, or where [the error]
is grave error which amounts to a denial of a
fundamental right of the accused, or the error has
'resulted in a miscarriage of justice or in the denial
to appellant of a fair trial' or where the error is
such as to seriously affect the fairness, integrity or
public reputation of judicial proceedings or where it
can be fairly said the . . . mistake had a probable
impact on the jury's finding that the defendant was
guilty.
State v. Odom, 307 N.C. 655, 660, 300 S.E.2d 375, 378 (1983)
(quoting United States v. McCaskill, 676 F.2d 995, 1002 (4th
Cir.) (footnote omitted), cert. denied, 459 U.S. 1018, 74 L. Ed.
2d 513 (1982)), quoted in State v. Cole, 343 N.C. 399, 419-20,
471 S.E.2d 362, 372 (1996), cert. denied, 519 U.S. 1064, 136 L.
Ed. 2d 624 (1997). In order to prevail under a plain error
analysis, defendant must establish . . . that 'absent the error,
the jury probably would have reached a different result.' State
v. Sierra, 335 N.C. 753, 761, 440 S.E.2d 791, 796 (1994) (quoting
State v. Jordan, 333 N.C. 431, 440, 426 S.E.2d 692, 697 (1993)),
quoted in Morganherring, 350 N.C. at 722, 517 S.E.2d at 634.
Morganherring, 350 N.C. at 722, 517 S.E.2d at 634 (quoting State
v. Sierra, 335 N.C. 753, 761, 440 S.E.2d 791, 796 (1994)). Defendant objects to several statements regarding parole
made by the prosecutor during the resentencing proceeding.
First, during opening statements, the prosecutor stated that the
murder victim in the instant case was the second person defendant
had murdered in cold blood and that defendant had committed the
second murder while on parole from his life sentence for the 1966
murder of his uncle. Then, during cross-examination of
defendant, the prosecutor asked defendant if his sentence for the
1966 murder had been for the rest of his natural life. Next,
during cross-examination of DeRoach, a volunteer literacy tutor
at Central Prison, the prosecutor asked if DeRoach was aware that
defendant had been sentenced to a natural life term beginning
in 1966. Finally, during cross-examination of Dr. Hattem, a
psychologist who evaluated defendant, the prosecutor asked if Dr.
Hattem had an opinion about whether defendant would be physically
dangerous to other people either in prison or on parole. For the
reasons stated below, we overrule the assignments of error
associated with the aforementioned statements.
Defendant argues that this Court has consistently held that
evidence regarding parole eligibility is not a relevant
consideration in a capital sentencing proceeding. See State v.
Conaway, 339 N.C. 487, 520, 453 S.E.2d 824, 845, cert. denied,
516 U.S. 884, 133 L. Ed. 2d 153 (1995). We agree with
defendant's statement of the law; however, our review of the
record reveals no evidence suggesting that during opening
statements or during cross-examination of witnesses, the
prosecutor attempted to connect defendant's prior record and
prior parole eligibility to improper parole considerations with
respect to sentencing in this case. The prosecutor did not implythat parole was a possibility in the instant case if the death
sentence was not imposed. His only reference to parole was in
regard to defendant's 1966 life sentence for murder, from which
sentence defendant was paroled. Given the context in which the
unobjected-to statements of the prosecutor were made, we hold
they were not improper.
We also note that during direct examination of defendant,
defendant voluntarily testified regarding the 1966 murder of his
uncle, his resulting life sentence, his escape attempts and
escapes from prison, the crimes he committed while on escape, and
the several times he was paroled and recommitted after parole
violations. By testifying about his previous life sentence and
parole, defendant effectively opened the door to cross-
examination on these issues. State v. Bowman, 349 N.C. 459, 480,
509 S.E.2d 428, 441 (1998), cert. denied, 527 U.S. 1040, 144 L.
Ed. 2d 802 (1999). The prosecutor's questions on cross-
examination were merely a reiteration of facts regarding
defendant's parole from his previous life sentence brought into
evidence by defendant through his own testimony.
With regard to the prosecutor's questions to Dr. Hattem
pertaining to the doctor's opinion of defendant's future
dangerousness, this Court has previously held that a prosecutor
may urge the jury to recommend death out of concern for the
future dangerousness of the defendant. State v. Steen, 352 N.C.
227, 279, ___ S.E.2d ___, ___ (2000); see also State v. Conner,
345 N.C. 319, 333, 480 S.E.2d 626, 632-33, cert. denied, 522 U.S.
876, 139 L. Ed. 2d 134 (1997). In the instant case, there is
substantial evidence supporting a concern for the future
dangerousness of defendant, not the least of which is the factthat defendant had previously been convicted of murder.
Defendant's contention that the trial court erred in allowing the
prosecutor to ask for an opinion regarding defendant's future
dangerousness is without merit.
[7]In his next assignment of error, defendant contends the
trial court abused its discretion in allowing the State to
conduct recross-examination of defendant, over defendant's
objection, outside the scope of redirect examination. At the
outset, we note that the trial court has broad discretion
concerning the scope of cross-examination, and this discretion is
not limited by the Rules of Evidence. State v. Warren, 347 N.C.
309, 317, 492 S.E.2d 609, 613 (1997), cert. denied, 523 U.S.
1109, 140 L. Ed. 2d 818 (1998). Generally, the scope of
permissible cross-examination is limited only by the discretion
of the trial court and the requirement of good faith. State v.
Locklear, 349 N.C. 118, 156, 505 S.E.2d 277, 299 (1998), cert.
denied, 526 U.S. 1075, 143 L. Ed. 2d 559 (1999).
In the instant case, defendant testified on direct
examination about the details of the 1966 murder of his uncle,
Odis Bryant. On redirect, defense counsel asked defendant to
tell the jury about the problems which occurred between defendant
and George Moore, an inmate stabbed by defendant in prison.
Defendant stated, George Moore was a -- a violent type person.
I'm not saying that -- that I haven't had some violence in my
life as well. I don't know hardly how to explain it, but
whenever I shot my uncle --. Defendant's counsel then
interrupted defendant and said, Tell us about you and George
Moore, and defendant proceeded to do so. During redirect,defendant also stated several times that he did not kill Jesse
Ward, the victim in this case.
On recross-examination, the prosecutor asked defendant if he
remembered answering questions at his last hearing about his
uncle's murder. When defendant answered affirmatively, the
prosecutor asked defendant if he remembered saying, I was so
near drunk, they said I shot him, a statement which suggests
defendant did not remember shooting his uncle. The prosecutor
then asked defendant if defendant also remembered telling his
psychiatrist that he had no memory of what happened in the Jesse
Ward killing. Defense counsel objected to recross questioning
regarding the murder of defendant's uncle on the basis that the
redirect had focused on violent acts committed by defendant while
in prison and, other than defendant's brief mention of his uncle,
the redirect did not cover the uncle's murder or focus on the
Jesse Ward murder. At the bench, the prosecutor noted that
defendant had stated during redirect that he shot his uncle and
had also stated several times that he did not shoot Jesse Ward.
The prosecutor argued that questioning regarding defendant's
memory of both of the murders was, therefore, proper on recross,
and the trial court agreed.
Although defense counsel stopped defendant before he spoke
in detail about the murder of his uncle, defendant did state on
redirect, I shot my uncle. Defendant also stated that he did
not kill Jesse Ward. We hold that these statements were
sufficient to support the trial court's discretionary ruling that
the questions on recross were within the appropriate scope and,
therefore, we reject defendant's argument. This assignment of
error is overruled. [8]In assignment of error number twelve, defendant contends
the trial court erred in allowing the State, without objection
from defendant, to conduct a voir dire of defense witness Dr.
Hattem regarding the basis of his opinions prior to the witness
being qualified as an expert. We note that the voir dire
defendant objects to occurred entirely outside the presence of
the jury; therefore, we find no basis, and defendant offers no
basis, for how the jury could have been prejudiced by the
questions asked. Taking the impossibility of prejudicial impact
into consideration, and applying the same reasoning applied in
assignment of error number four where we declined to extend
application of the plain error doctrine to statements made
without objection during jury voir dire, we now decline to extend
application of the plain error doctrine to statements made
without objection, outside the presence of the jury, during
witness voir dire. Defendant's failure to raise this issue
during his trial constitutes waiver pursuant to Rule 10(b)(2).
This assignment of error is dismissed.
[9]In defendant's next assignment of error, he contends the
trial court erred by allowing the State to cross-examine defense
witness Hattem concerning fees charged by the witness and by
allowing the State to pose a question that required conjecture on
the part of the witness. Specifically, the prosecutor asked
defendant's psychologist:
Q. And, if you had been of the opinion that
[defendant] did not qualify for these particular
mitigating circumstances, do you think [defendant's
attorney] would put you up on there -- on the stand and
you'd be making a hundred and fifty dollars [an] hour
right now?
Although defendant contends he objected to the prosecutor's
question, the actual objection was to the form of the question,
which we would agree was poorly phrased. As to the substance of
the question, this Court has consistently held that 'an expert
witness' compensation is a permissible cross-examination subject
to test partiality towards the party by whom the expert was
called.' State v. Brown, 335 N.C. 477, 493, 439 S.E.2d 589, 636
(1994) (quoting State v. Allen, 322 N.C. 176, 195, 367 S.E.2d
626, 636 (1988)), quoted in State v. Lawrence, 352 N.C. 1, 22,
530 S.E.2d 807, 821 (2000). Additionally, we have held that the
scope of permissible cross-examination is limited only by the
discretion of the trial court and the requirement of good faith.
Locklear, 349 N.C. at 156, 505 S.E.2d at 299. 'A prosecutor's
questions are presumed to be proper unless the record shows that
they were asked in bad faith.' State v. Fleming, 350 N.C. 109,
139, 512 S.E.2d 720, 740 (quoting State v. Bronson, 333 N.C. 67,
79, 423 S.E.2d 772, 779 (1992)), cert. denied, ___ U.S. ___, 145
L. Ed. 2d 274 (1999). The record does not support defendant's
broad and unsubstantiated allegation that this question by the
prosecutor was asked in bad faith. The trial court did not abuse
its discretion in overruling defendant's objection.
[10]In his fifteenth and sixteenth assignments of error,
defendant contends the trial court erred in allowing the State to
cross-examine Dr. Hattem with documents which were not properly
introduced into evidence. Defendant acknowledges that no
objection was made at trial and that, therefore, these issues may
be reviewed only for plain error.
The documents defendant contends were not properly admitted
into evidence were part of defendant's North Carolina Departmentof Correction prison records, which the parties had stipulated
before trial were true, accurate, and authentic copies of the
original records and were competent and admissible into
evidence at [the] sentencing hearing upon the motion of either
party. Defendant had agreed, therefore, to the admissibility of
the documents in question before trial. Defense witness Dr.
Hattem testified that the defense had provided him with the
complete prison records for his review, and the doctor answered
questions regarding the content of those records during
examination. Defendant does not challenge the accuracy of the
prison records or the veracity of the statements made by Dr.
Hattem regarding their contents. Under these circumstances, and
using plain error analysis, any error in the introduction of part
of the stipulated documents into evidence without adequate
foundation is not the type of exceptional case where we can say
that the claimed error is so fundamental that justice could not
have been done. Accordingly, we find no merit in these arguments
and overrule the assignments of error on which they were based.
After review of applicable law, defendant voluntarily
abandoned issues seventeen and eighteen.
In assignments nineteen through thirty and thirty-two,
defendant assigns error to portions of the State's closing
arguments, though no objection was interposed during any portion
of the closing arguments. When the defense fails to object to a
prosecutor's argument, the remarks 'must be gross indeed for
this Court to hold that the trial court abused its discretion in
not recognizing and correcting ex mero motu the comments regarded
by defendant as offensive only on appeal.' State v. Basden, 339
N.C. 288, 300, 451 S.E.2d 238, 244 (1994) (quoting State v.Brown, 327 N.C. 1, 19, 394 S.E.2d 434, 445 (1990)), cert. denied,
515 U.S. 1152, 132 L. Ed. 2d 845 (1995). Having examined
defendant's thirteen assignments of error relating to the
prosecutor's closing arguments for gross impropriety requiring ex
mero motu intervention by the trial court, we find no error and
address each argument below.
In reviewing the prosecutor's arguments, we must stress that
prosecutors are given wide latitude in their argument[s].
State v. Rouse, 339 N.C. 59, 91, 451 S.E.2d 543, 560 (1994),
cert. denied, 516 U.S. 832, 133 L. Ed. 2d 60 (1995).
Additionally, the boundaries for jury argument at the capital
sentencing proceeding are more expansive than at the guilt
phase. State v. Thomas, 350 N.C. 315, 360, 514 S.E.2d 486, 513-
14, cert. denied, ___ U.S. ___, 145 L. Ed. 2d 388 (1999). In
fact, 'prosecutors have a duty to advocate zealously that the
facts in evidence warrant imposition of the death penalty.' Id.
at 360, 514 S.E.2d at 514 (quoting State v. Williams, 350 N.C. 1,
25, 510 S.E.2d 626, 642, cert. denied, ___ U.S. ___, 145 L. Ed.
2d 162 (1999)). To determine the propriety of the prosecution's
argument, the Court must review the argument in context and
analyze the import of the argument within the trial context,
including the evidence and all arguments of counsel. Darden v.
Wainwright, 477 U.S. 168, 179, 91 L. Ed. 2d 144, 156 (1986).
[11]Defendant first objects to the prosecutor's speculation
about the victim's last thoughts when the prosecutor posed the
following questions to the jury:
Was he thinking that he'd never have the
opportunity to bounce his grandchildren on his knee;
never have the opportunity to go out and have another
good meal; read a good book; do things that we all, in
our everyday lives, take for granted? No. He waslaying [sic] there thinking what did I do to deserve to
die? What did I do to deserve to be gunned down in my
own home?
Defendant contends the prosecutor's argument was designed to
inflame the jury and was grossly improper. Although this Court
has held that it will not condone an argument asking jurors to
put themselves in place of the victim, this Court has repeatedly
found no impropriety when the prosecutor asks the jury to imagine
the fear and emotions of a victim. State v. Warren, 348 N.C.
80, 109, 499 S.E.2d 431, 447, cert. denied, 525 U.S. 915, 142 L.
Ed. 2d 216 (1998); see also State v. Woods, 345 N.C. 294, 312,
480 S.E.2d 647, 655, cert. denied, 522 U.S. 875, 139 L. Ed. 2d
132 (1997). In the instant case, the prosecutor's argument was
fairly premised on the testimony presented by the family members
who found the victim's dead body. The argument did not misstate
or manipulate the evidence and was not improper.
[12]The next part of the closing argument defendant
contends was improper was the prosecutor's statement that
[t]here are a lot of other things about this case like
the callousness of the killing, the fact that the
defendant will be dangerous in the future, that we
would like to give you as aggravating circumstances,
but we cannot do that. We are limited by the law.
Defendant argues the State improperly argued its desire to
present aggravating circumstances which are not specifically
listed as aggravating circumstances in section 15A-2000(e), and
contends the trial court should have intervened ex mero motu.
Although the prosecutor did make the statement referenced by
defendant, the statement was a fair synopsis of these aspects of
the case, and the prosecutor made clear to the jury that there
was only one aggravating circumstance relevant to defendant's
case under North Carolina law, that defendant had a prior capitalfelony conviction. In his argument, the prosecutor did not
misstate the law or ask the jury to find aggravating
circumstances which are not included in section 15A-2000(e). The
trial court properly instructed the jurors on the one aggravating
circumstance and cautioned the jurors that they were to apply the
law as given to them and not as you think it is or as you might
like it to be. This Court presumes that jurors follow the trial
court's instructions. State v. Richardson, 346 N.C. 520, 538,
488 S.E.2d 148, 158 (1997), cert. denied, 522 U.S. 1056, 239 L.
Ed. 2d 652 (1998). Therefore, even assuming the prosecutor's
argument was improper, the trial court's instructions would have
cured the impropriety. State v. Buckner, 342 N.C. 198, 238, 464
S.E.2d 414, 437 (1995), cert. denied, 519 U.S. 828, 136 L. Ed. 2d
47 (1996).
[13]Defendant next contends the prosecutor presented an
inaccurate explanation of the catchall mitigating circumstance in
section 15A-2000(f)(9) which diminished the importance of
mitigation and denigrated the list of nonstatutory mitigating
circumstances. In explaining mitigating circumstances, the
prosecutor made the following statement:
[T]here are nine mitigating circumstances there in the
statute. But number nine says any other circumstance
arising from the evidence which the jury deems to have
mitigating value. What they use that number nine for
is to come up with anything that they can think of to
fill up this issues and recommendation sheet with as
many as they can think of to try to get you to find
them and use them to balance. Anything that they come
up with, under the law, the Judge has to submit to you.
And what they do is they just try to think of
everything that they can possibly think of and put it
all down here in the hopes that you will find all or
most of them and it's used . . . to play the numbers
game.
And the first thing I'd like to say to you is
numbers mean nothing. You assign the value to any
aggravating circumstance and you will assign the value
to any mitigating circumstance. So there can be a
hundred mitigating circumstances and one aggravating
circumstance and the aggravating circumstance can still
outweigh the mitigating circumstances.
Defendant contends the prosecutor erroneously argued that
the trial court must submit anything the defense can come up with
to fill up the issues and recommendation sheet. While we agree
that in contrast to its consideration of statutory mitigating
circumstances, the trial court may consider nonstatutory
circumstances but is not required to do so, State v. Cameron, 314
N.C. 516, 518-19, 335 S.E.2d 9, 10 (1985), we disagree with
defendant's characterization of the prosecutor's argument. The
prosecutor specifically stated that the mitigators offered by
defendant had to be acceptable under the law. The
prosecutor's arguments complained of here were an attempt to
minimize the value of the mitigating circumstances, Thomas, 350
N.C. at 361, 514 S.E.2d at 514, and it is well settled that
prosecutors may legitimately attempt to deprecate or belittle
the significance of mitigating circumstances, Basden, 339 N.C.
at 305, 451 S.E.2d at 247, quoted in Thomas, 350 N.C. at 361, 514
S.E.2d at 514. We conclude this unobjected-to argument did not
amount to gross impropriety requiring intervention by the trial
court on its own motion.
[14]In assignments of error twenty-two and twenty-six, part
of the assignments of error pertaining to the closing arguments,
defendant contends the prosecutor improperly argued that factors
such as defendant's difficult childhood, alcoholism and low IQ
were not mitigating circumstances and could not be considered
mitigating evidence by the jurors. The prosecutor stated thatmitigating circumstances are those circumstances which may be
considered extenuating or reducing the moral culpability of the
killing or making it less deserving of extreme punishment than
other first-degree murders. He also stated that circumstances
which take place before or after the killing, such as defendant's
difficult childhood, have nothing to do with the killing and are
therefore not mitigating.
Defendant argues that a mitigating circumstance does not
have to relate to what happened to the victim but rather may
relate to any aspect of defendant's character or record, or
circumstance of the particular offense which might support the
imposition of a sentence less than death. Lockett v. Ohio, 438
U.S. 586, 604, 57 L. Ed. 2d 973, 988 (1978); State v. Irwin, 304
N.C. 93, 104, 282 S.E.2d 439, 447 (1981).
The prosecutor in this case zealously encouraged the jury to
consider and question whether aspects of the defendant's
character, record and background should reduce defendant's moral
culpability for the killing. This Court has held it is not error
for the trial court to fail to interject ex mero motu in response
to a prosecutor's argument that a proffered mitigator has little
value. Thomas, 350 N.C. at 361, 514 S.E.2d at 514; see also
State v. Geddie, 345 N.C. 73, 100, 478 S.E.2d 146, 160 (1996),
cert. denied, 522 U.S. 825, 139 L. Ed. 2d 43 (1997); State v.
Moseley, 338 N.C. 1, 50, 449 S.E.2d 412, 442 (1994), cert.
denied, 514 U.S. 1091, 131 L. Ed. 2d 738 (1995). We have also
held it is not error for the trial court to fail to interject ex
mero motu in response to a prosecutor's argument that proffered
nonstatutory mitigators have no value at all. State v. Powell,340 N.C. 674, 694, 459 S.E.2d 219, 229 (1995), cert. denied, 516
U.S. 1060, 133 L. Ed. 2d 688 (1996).
Prior to closing arguments in the present case, the trial
court instructed the jury that the final arguments were neither
evidence in the case nor instructions on the law, but were given
to assist the jury in evaluating the evidence. After closing
arguments, the trial court instructed the jury as follows:
It is now your duty to decide from all the
evidence presented what the facts are. You must then
apply the law, which I'm about to give you, concerning
punishment to those facts.
It is absolutely necessary that you understand and
apply the law as I give it to you and not as you think
it is or as you might like it to be. . . .
. . . .
A mitigating circumstance is a fact or group of
facts which do not constitute a justification or excuse
for a killing or reduce it to a lesser degree of a
crime than first-degree murder, but which may be
considered as extenuating or reducing the moral
culpability of the killing or making it less deserving
of extreme punishment than other first-degree murders.
Our law identifies several possible mitigating
circumstances. However, in considering Issue 2, it
would be your duty to consider as a mitigating
circumstance any aspect of the defendant's character
and any of the circumstances of this murder that the
defendant contends is a basis for a sentence less than
death and any other circumstance arising from the
evidence which you deem to have mitigating value.
The trial court went on to outline and submit statutory
mitigating circumstances, which the jury had the duty to consider
as having mitigating value if determined to exist, including
whether defendant was under the influence of a mental or
emotional disturbance and whether defendant's capacity to
appreciate the criminality of his conduct or to conform his
conduct to the requirements of the law were impaired. Further,
as to nonstatutory mitigating circumstances, the trial courtinstructed the jury to assess whether defendant was the product
of a socially deprived environment and whether the submitted
circumstances that he dropped out of school at age fourteen,
could not read or write until after he was fifty, began drinking
alcohol at an early age, was an alcoholic when the offense was
committed, overcame illiteracy and regularly attended church
while in prison, suffered from serious health problems, had a
full scale IQ of 74, and is easily influenced by others should be
found to exist and to have mitigating value. In addition, the
jury was instructed that it had the duty to consider any other
circumstances which the jury could find from the evidence.
Therefore, any minimization of mitigating circumstances or
confusion regarding their definition and purpose resulting from
arguments of counsel was clarified and corrected by the trial
court immediately following arguments. This Court presumes that
jurors follow the trial court's instructions. Richardson, 346
N.C. at 538, 488 S.E.2d at 158. Assuming arguendo that the
prosecutor's argument about mitigating circumstances was improper
in any respect, the trial court's accurate instructions would
have cured the impropriety. Buckner, 342 N.C. at 238, 464 S.E.2d
at 437.
[15]In assignment twenty-three, again relating to the
reasonableness of the closing argument, defendant contends the
prosecutor's arguments inferring bias on the part of Dr. Hattem
were grossly improper and required intervention by the trial
court ex mero motu. The prosecutor stated that Dr. Hattem was
hired and paid by defendant for his favorable diagnosis and that
Dr. Hattem had testified only for defendants, thus implying bias
in favor of all defendants. As stated previously in thisopinion, the prosecution is allowed wide latitude in its
arguments, especially at sentencing, and is permitted to argue
not only the evidence presented, but also all reasonable
inferences which can be drawn from the evidence. State v.
Chandler, 342 N.C. 742, 757, 467 S.E.2d 636, 645, cert. denied,
519 U.S. 875, 136 L. Ed. 2d 133 (1996). The prosecutor's
statements identified by defendant as being objectionable, but
not objected to by defendant at trial, were fully supported by
the direct evidence of record or by reasonable inferences which
could be drawn from that evidence. They did not exceed the
broad bounds allowed in closing arguments at the capital
sentencing proceeding. Thomas, 350 N.C. at 362, 514 S.E.2d at
514.
[16]Defendant next contends that during closing, the
prosecutor improperly stated that Dr. Hattem acknowledged that
defendant would not have called Dr. Hattem as a witness if he had
not given a favorable diagnosis. In actuality, in response to
the prosecutor's question, Dr. Hattem stated that the prosecutor
would have to ask defense counsel that question.
We note for emphasis that, once again, defendant did not
take the opportunity to challenge the prosecutor's recapitulation
of the testimony and correct this misstatement at trial. The
jurors were left to follow the trial court's instruction that if
[their] recollection of the evidence differs from that of the
court or of the district attorney or the defense attorney, [they
were] to rely solely upon [their] recollection of the evidence in
[their] deliberations. We conclude that even though the
prosecutor's argument in regard to this aspect of Dr. Hattem's
testimony may have been incorrect, the trial court's instructioncured the inaccuracy. Buckner, 342 N.C. at 238, 464 S.E.2d at
437. This inaccuracy in the prosecutor's portrayal of the
expert's testimony was slight and did not so infect the trial
with unfairness as to deny defendant due process of law.
[17]In defendant's next assignment of error pertaining to
closing arguments, defendant contends the prosecutor, in his
argument that the future dangerousness of defendant was very
relevant to a jury considering whether or not to give this
defendant the death penalty, impermissibly injected his personal
beliefs into jury arguments. However, as previously stated in
this opinion, this Court has held that it is not improper for a
prosecutor to urge the jury to recommend death out of concern for
the future dangerousness of the defendant. Williams, 350 N.C.
at 28, 510 S.E.2d at 644. The prosecutor's argument was proper
in light of his role as a zealous advocate. State v. McCollum,
334 N.C. 208, 227, 433 S.E.2d 144, 154 (1993), cert. denied, 512
U.S. 1254, 129 L. Ed. 2d 895 (1994).
[18]In assignment of error twenty-seven, defendant argues
the prosecutor improperly appealed to the jury's emotions during
closing when he argued the death penalty was the only deterrent
for defendant that would sufficiently protect prison guards,
prisoners and anyone defendant would encounter if he escaped.
This Court has consistently approved prosecutorial arguments
urging the jury to sentence a particular defendant to death to
specifically deter that defendant from engaging in future
murders. State v. McNeil, 350 N.C. 657, 687, 518 S.E.2d 486,
504 (1999), cert. denied, ___ U.S. ___, 146 L. Ed. 2d 321 (2000).
We have also held that the State is free to argue that the
defendant will pose a danger to others in prison and thatexecuting him is the only means of eliminating the threat to the
safety of other inmates or prison staff. Steen, 352 N.C. at 279,
___ S.E.2d at ___; see also State v. Richmond, 347 N.C. 412, 445,
495 S.E.2d 677, 695-96, cert. denied, 525 U.S. 843, 142 L. Ed. 2d
88 (1998). The prosecutor's argument regarding future
dangerousness was not improper.
[19]Next, defendant contends the prosecutor improperly
argued that no aggravating circumstance anywhere in the United
States demands the death penalty like a prior first-degree
murder. In this argument, the prosecutor did not urge the jury
to disregard the law or mislead the jury, but simply encouraged
the jury to focus on the facts [the prosecutor] believed
justified imposition of the death penalty. State v. Bishop, 343
N.C. 518, 553, 472 S.E.2d 842, 861 (1996), cert. denied, 519 U.S.
1097, 136 L. Ed. 2d 723 (1997). In a similar case, this Court
found the prosecutor's argument that if the aggravating
circumstances don't outweigh the mitigating circumstances that
you may find, then there will never be a case where they do, was
proper in light of [the prosecutor's] role as a zealous
advocate. McCollum, 334 N.C. at 227, 433 S.E.2d at 154. In the
instant case, we conclude that the prosecutor's argument in this
regard was proper as well and did not warrant the trial court's
intervention ex mero motu.
[20]In his next assignment of error, assignment twenty-
nine, defendant contends the prosecutor improperly argued a
biblical reference when he said:
I want you to also remember what Jesus said when
the Pharisees tried to trip him up and asked Him should
we pay taxes. And Jesus said well, who's on the coin?
And the answer was Caesar. Jesus said well, render
unto Caesar what is Caesar's.
And, ladies and gentlemen, in this case, the
defendant belongs to Caesar and that means that
defendant belongs to the death penalty under the law of
the land. And Christ was saying to follow the law and
give to God what's God's. Give to Caesar what is
Caesar's and this defendant belongs to Caesar.
Biblical references this Court has disapproved have been
arguments to the effect that the law enforcement powers of the
State come from God and that to resist those powers is to resist
God. Geddie, 345 N.C. at 100, 478 S.E.2d at 160. When the
potential impact of a biblical reference is slight, it does not
amount to gross impropriety requiring the trial court's
intervention. Williams, 350 N.C. at 26-27, 510 S.E.2d at 643;
see also State v. Brown, 320 N.C. 179, 206, 358 S.E.2d 1, 19,
cert. denied, 484 U.S. 970, 98 L. Ed. 2d 406 (1987).
The prosecutor's argument in the case sub judice, although
inartfully stated, was not grossly improper. As read in context,
the prosecutor's reference to Christ's suggestion that we should
render unto Caesar means, in essence, that it is the duty of
the jury to follow the civil law, as given by the trial court.
This is the same admonition routinely stated by our trial courts
in pattern jury instructions. The prosecutor did not contend
that the State's law or its officers were divinely inspired; he
merely urged the jury to return a recommendation of death under
the law. This assignment of error is overruled.
[21]Defendant next contends the prosecutor improperly
interjected parole eligibility into the jury's consideration
during closing arguments when he said, You know he was paroled
from his life sentence and he acquired the same weapon he used to
kill [his uncle] with. Defendant correctly cites precedent
holding that evidence regarding parole eligibility is not arelevant consideration in a capital sentencing proceeding. See
Conaway, 339 N.C. at 520, 453 S.E.2d at 845. However, defendant
has misapplied the contextual application of that holding. In
Conaway, the holding was in response to the question of whether a
jury should consider parole eligibility in determining whether a
defendant should be given a life sentence instead of the death
penalty. In the case sub judice, the prosecutor's statement
regarding parole was made in reference to defendant's previous
life sentence for the murder of his uncle, not in regard to the
determination of defendant's sentence for the murder of Ward.
Therefore, the Conaway precedent cited by defendant is not
applicable to the reference to parole made by the prosecutor in
the case at hand.
With regard to the question of whether the prosecutor
improperly interjected defendant's prior parole eligibility in
this case, we have reviewed this same issue in assignments of
error eight, nine, eleven and fourteen of this opinion and, based
on the reasoning applied there, we conclude there was no error
here and overrule these assignments of error.
After review of applicable law, defendant voluntarily
abandoned issue thirty-one.
[22]In assignment thirty-two, defendant's final assignment
of error relating to closing arguments, he argues that the
cumulative effect of the prosecutor's allegedly improper
arguments so infected the trial with unfairness as to deny
defendant due process of law. For all of the reasons explained
above for each of defendant's individual contentions regarding
the prosecution's closing arguments, we hold this final argument
lacks merit. Defendant has not shown on an individual orcollective basis that the prosecutor's arguments stray[ed] so
far from the bounds of propriety as to impede defendant's right
to a fair trial. Atkins, 349 N.C. at 84, 505 S.E.2d at 111.
[23]After counsel completed their closing arguments, and
before the trial court charged the jury, defense counsel filed a
motion for mistrial based upon the improper closing argument of
Assistant District Attorney Rodney G. Hasty wherein he advised
the jury that a mitigating circumstance was something about the
killing that makes the crime less severe or has the tendency to
mitigate the crime. The trial judge heard oral arguments on the
motion and pointed out that before jury arguments were made, he
had instructed the jury that the closing arguments were not
evidence in the case or instructions in the law. The trial judge
also referred counsel to instructions he intended to give the
jurors concerning their duty to apply the law as given to them by
him. The trial judge stated that he believed these instructions
would cure any misstatement in the prosecutor's argument and,
accordingly, he denied the motion for mistrial. Defendant now
contends, in assignment thirty-three, that the prosecutor's
misstatement of the law in this case was too serious to be cured
by the trial court's final instructions and that the trial court
erred in denying defendant's motion for mistrial.
Section 15A-1061 of our General Statutes provides that the
trial court must declare a mistrial upon the defendant's motion
if there occurs during the trial an error or legal defect in the
proceedings . . . resulting in substantial and irreparable
prejudice to the defendant's case. N.C.G.S. § 15A-1061 (1999).
It is well established that the decision as to whether
substantial and irreparable prejudice has occurred lies withinthe sound discretion of the trial judge and that his decision
will not be disturbed on appeal absent a showing of abuse of
discretion. State v. McNeill, 349 N.C. 634, 646, 509 S.E.2d 415,
422-23 (1998), cert. denied, ___ U.S. ___, 145 L. Ed. 2d 87
(1999). A mistrial is 'a drastic remedy, warranted only for
such serious improprieties as would make it impossible to attain
a fair and impartial verdict.' State v. Sanders, 347 N.C. 587,
601, 496 S.E.2d 568, 577 (1998) (quoting State v. Stocks, 319
N.C. 437, 441, 355 S.E.2d 492, 494 (1987)).
As stated in our review and analysis pertaining to issues
twenty-two and twenty-six, any minimization of mitigating
circumstances or confusion regarding their definition caused by
the prosecutor's argument was clarified and corrected by the
trial court immediately following arguments. Assuming arguendo
that this further reference by the prosecutor about mitigating
circumstances was lacking or improper in any respect, the trial
court's instructions would have cured the impropriety. Buckner,
342 N.C. at 238, 464 S.E.2d at 437. Accordingly, we hold the
trial court did not abuse its discretion or cause substantial and
irreparable prejudice to defendant's case in denying defendant's
motion on this basis for mistrial. This assignment of error is
overruled.
After review of applicable law, defendant voluntarily
abandoned issue thirty-four.
[24]In arguments thirty-five through thirty-eight,
defendant contends the sole aggravating circumstance submitted by
the trial court and found by the jury in this case was not
supported by the record. The aggravating circumstance submitted
was the (e)(2) aggravator, which reads in pertinent part, [t]hedefendant had been previously convicted of another capital
felony, N.C.G.S. § 15A-2000(e)(2) (1999), and which was
submitted based upon defendant's 1966 conviction of first-degree
murder upon a plea of guilty. Defendant argues that his guilty
plea was entered under N.C.G.S. § 15-162.1, which was repealed
effective 25 March 1969, and under that statute if a defendant
tendered a plea of guilty to first-degree murder and that plea
was agreed to by the solicitor for the State and approved by the
presiding judge, the acceptance had the effect of limiting
defendant's potential punishment to a life sentence and
precluding a sentence of death. Defendant argues, therefore,
that since he was not eligible for the death penalty by virtue of
his plea, he was not convicted of a capital felony, as required
by the (e)(2) aggravating circumstance. We disagree.
At the outset, we note that there is a relevant distinction
between a capital case and a capital felony and the way each
is affected when it is determined whether the death penalty will
or will not be presented to the jury as a sentencing option. In
defining a capital felony, it is necessary to interpolate
definitions outlined in two different statutes. Section 14-17 of
our General Statutes provides that [a] murder which shall be
perpetrated by means of poison, lying in wait, imprisonment,
starving, torture, or by any other kind of willful, deliberate,
and premeditated killing . . . shall be deemed to be murder in
the first degree, a Class A felony, and any person who commits
such murder shall be punished with death or imprisonment in the
State's prison for life without parole as the court shall
determine pursuant to G.S. 15A-2000. N.C.G.S. § 14-17 (1999).
Section 15A-2000(a)(1) defines a capital felony as one whichmay be punishable by death. N.C.G.S. § 15A-2000(a)(1) (emphasis
added). Reading these two sections together, there is no
question that first-degree murder is a capital felony, and that
[t]he test is not the punishment which is imposed, but that
which may be imposed. Fitzpatrick v. United States, 178 U.S.
304, 307, 44 L. Ed. 1078, 1080 (1900) (emphasis added).
This Court has approved the definition of a capital case
'as one in which the death penalty may, but need not
necessarily, be imposed.' State v. Barbour, 295 N.C. 66, 70,
243 S.E.2d 380, 382-83 (1978) (quoting State v. Clark, 18 N.C.
App. 621, 624, 197 S.E.2d 605, 607 (1973)). However, whether or
not a particular defendant depending upon the date his crime was
committed faces the death penalty the crime of first degree
murder is a 'capital offense' . . . . This is so notwithstanding
that the trial itself may not be a 'capital case.' State v.
Sparks, 297 N.C. 314, 321, 255 S.E.2d 373, 378 (1979). A case
loses its 'capital' nature if it is determined that while the
death penalty is a possible punishment for the crime charged, it
may not be imposed in that particular case. State v. Jackson,
317 N.C. 1, 7, 343 S.E.2d 814, 818 (1986), sentence vacated on
other grounds, 479 U.S. 1077, 94 L. Ed. 2d 133 (1987). A capital
felony may be treated as a noncapital case when the State has no
evidence of any aggravating circumstances. State v. Britt, 320
N.C. 705, 710, 360 S.E.2d 660, 662 (1987); see also State v.
Braswell, 312 N.C. 553, 559, 324 S.E.2d 241, 246 (1985)
(prosecution announced that it would not seek the death penalty
due to a lack of any aggravating circumstances); State v.
Leonard, 296 N.C. 58, 62, 248 S.E.2d 853, 855 (1978) (prosecution
announced at the beginning of the trial that the State would notseek the death penalty). This does not, however, change the fact
that defendant in the instant case was previously convicted of
having committed an offense that is a capital felony. A crime
which is statutorily considered a capital felony maintains that
status even if a defendant's case is not tried as a capital
case. It is enough that if a defendant was tried capitally and
convicted, he could have received a death sentence. State v.
Flowers, 347 N.C. 1, 34, 489 S.E.2d 391, 410 (1997) (holding
(e)(2) appropriate where evidence showed defendant was convicted
of first-degree murder and tried capitally, but received a life
sentence), cert. denied, 522 U.S. 1135, 140 L. Ed. 2d 150 (1998).
Therefore, although defendant pled guilty to first-degree murder
and, under the now repealed N.C.G.S. § 15-162.1, his case was not
a capital case, the crime of first-degree murder was still a
capital felony.
In support of his argument, defendant relies on precedent in
State v. Bunning, 338 N.C. 483, 450 S.E.2d 462 (1994). In
Bunning, the defendant pled guilty to first-degree murder in
Virginia in 1973. The death penalty was not in effect in
Virginia at that time, as the Supreme Court of Virginia had held,
in Huggins v. Commonwealth, 213 Va. 327, 191 S.E.2d 734 (1972),
that part of the Virginia statute that allowed the death penalty
was unconstitutional. At Bunning's 1992 trial for murder in
North Carolina, the 1973 Virginia conviction for murder was used
to support the submission of the (e)(2) aggravator. On appeal,
this Court reasoned that because defendant could not have
received the death penalty for the crime to which he pled guilty
in Virginia, he had not pled guilty to a capital felony, andtherefore the (e)(2) aggravator was improperly submitted.
Bunning, 338 N.C. at 493-94, 450 S.E.2d at 467.
Defendant argues that the Bunning precedent applies to his
case and dictates that because defendant could not have received
the death penalty for his 1966 plea of guilty, there was no
support for the (e)(2) aggravator in his present case. He
further argues the definition of capital felony in (e)(2)
requires that a particular sentencer could have sentenced the
defendant to death after the defendant's conviction and not
merely that defendant was convicted of a crime which, under other
circumstances, may have been punishable by death. We disagree.
In contrast to the case sub judice, in Bunning there was not
a possibility that the defendant could receive the death penalty
under his Virginia conviction, whether he pled guilty or was
found guilty by a jury. In the instant case, the death penalty
was in place in North Carolina in 1966, and the crime of first-
degree murder to which defendant pled guilty was punishable by
death, as it is now. When defendant's plea of guilty was
accepted by the prosecutor and approved by the trial court, the
case itself may have lost its capital nature with respect to
punishment; however, his crime remained a capital crime. Had the
prosecutor or trial judge refused to accept defendant's tender of
a guilty plea, defendant could have received a death sentence or
life imprisonment, depending upon the recommendation of the jury.
N.C.G.S. § 15-162.1(a) (1965) (repealed 1969).
Defendant additionally argues there was no constitutional
death penalty in North Carolina at the time he pled guilty to
first-degree murder and, therefore, he could not have pled guilty
to a capital felony. Defendant bases this contention on the factthat his guilty plea was entered under section 15-162.1 and in
1969 this statute was invalidated because the Federal
Constitution does not permit the establishment of a death penalty
applicable only to those defendants who assert their
constitutional right to contest their guilt before a jury.
State v. Anderson, 281 N.C. 261, 267, 188 S.E.2d 336, 340 (1972).
Section 15-162.1(b) provided that, if a defendant's guilty
plea was accepted, the defendant would receive a sentence of life
imprisonment. Id. at 267, 188 S.E.2d at 341. However, at the
time, N.C.G.S. § 14-17 required punishment by death upon a
conviction for first-degree murder unless the jury recommended
life imprisonment. Id. Therefore, those who asserted their
constitutional right to contest their guilt for first-degree
murder and were subsequently convicted risked receiving the death
penalty, whereas those whose guilty pleas were accepted did not.
This inconsistency was recognized as being unconstitutional by
the United States Supreme Court and, consequently, defendants who
received death sentences while section 15-162.1 was in effect had
their sentences changed to life imprisonment. Id. at 266, 188
S.E.2d at 340.
The foregoing notwithstanding, defendant's argument that
there was not a constitutional death penalty in this state at the
time of his guilty plea is without merit. This Court has
observed that decisions that have ruled capital punishment
statutes as unconstitutional have not affect[ed] the validity of
a defendant's conviction of a capital crime; [they] merely
deprived the Court of the power to impose the death sentence.
State v. Alexander, 284 N.C. 87, 94, 199 S.E.2d 450, 455 (1973),
cert. denied, 415 U.S. 927, 39 L. Ed. 2d 484 (1974). Additionally, defendant was not impacted by the invalidation of
section 15-162.1, as he did plead guilty to first-degree murder
and, therefore, was unaffected by the reasons for the statute's
invalidation.
Further, when defendant raised his concerns about the
propriety of submitting the (e)(2) aggravating circumstance at
trial, the alternative (e)(3) circumstance, prior conviction of a
felony involving the use or threat of violence, was suggested by
the State. In deciding to submit the (e)(2) circumstance, the
trial court primarily relied on this Court's ruling in
defendant's prior appeal where we stated, as to this
circumstance, that [a]fter full and cautious deliberation, we
conclude that the record fully supports the jury's finding of the
aggravating circumstance submitted. Cummings, 323 N.C. at 196,
372 S.E.2d at 551.
We note that there is little distinction between the (e)(2)
and the (e)(3) aggravators. Warren, 348 N.C. at 118, 499 S.E.2d
at 452. Both circumstances reflect upon a defendant's character
as a recidivist and tend to demonstrate that the crime committed
was part of a long-term course of violent conduct. Brown, 320
N.C. at 224, 358 S.E.2d at 30. The importance of the prior
conviction in this case was that defendant had committed a prior
murder, not that defendant was eligible for the death penalty.
When defendant pled guilty to first-degree murder in 1966,
he pled guilty to a crime that the legislature had classified as
a capital felony, a crime for which the possibility of a death
sentence then existed. He avoided the possibility of a death
sentence by pleading guilty; however, we do not believe it was
the legislature's intent to allow defendants who plead guilty tofirst-degree murder to avoid an aggravating circumstance that
would have been applicable had they been found guilty by a jury.
As previously discussed, defendant's guilty plea to first-degree
murder did not alter the classification of the offense as a
capital felony. Therefore, after careful consideration of
defendant's current appeal of the submission of the (e)(2)
aggravator, we reaffirm our conclusion that the record fully
supports the submission and finding of this aggravating
circumstance. The trial court properly instructed the jury to
consider the (e)(2) aggravator, and this assignment of error is
overruled.
[25]In assignment thirty-nine, defendant maintains the
trial court erred in its instruction to the jury defining
mitigating circumstance. Although defendant concedes that he
made no objection at trial to the instruction given, which we
note was quoted from North Carolina criminal pattern jury
instruction 150.10, he urges this Court to review the instruction
for plain error.
The importance of a timely objection to jury instructions is
set out in Rule 10(b)(2) of the Rules of Appellate Procedure,
which provides that [a] party may not assign as error any
portion of the jury charge or omission therefrom unless he
objects thereto before the jury retires to consider its verdict,
stating distinctly that to which he objects and the grounds of
his objection. N.C. R. App. P. 10(b)(2). The purpose of Rule
10(b)(2) is to encourage the parties to inform the trial court of
errors in its instructions so that it can correct the
instructions and cure any potential errors before the jury
deliberates on the case and thereby eliminate the need for a newtrial. Odom, 307 N.C. at 660, 300 S.E.2d at 378. As discussed
previously in this opinion, a question which was not preserved
by objection noted at trial . . . may be made the basis of an
assignment of error where the judicial action questioned is
specifically and distinctly contended to amount to plain error.
N.C. R. App. P. 10(c)(4).
The plain error rule applies only in truly
exceptional cases. Before deciding that an error by
the trial court amounts to plain error, the appellate
court must be convinced that absent the error the jury
probably would have reached a different verdict. In
other words, the appellate court must determine that
the error in question tilted the scales and caused
the jury to reach its verdict convicting the defendant.
Therefore, the test for plain error places a much
heavier burden upon the defendant than [the burden]
imposed by N.C.G.S. § 15A-1443 upon defendants who have
preserved their rights by timely objection. This is so
in part at least because the defendant could have
prevented any error by making a timely objection.
State v. Walker, 316 N.C. 33, 39, 340 S.E.2d 80, 83 (1986). In
meeting the heavy burden of plain error analysis, a defendant
must convince this Court, with support from the record, that the
claimed error is so fundamental, so basic, so prejudicial, or so
lacking in its elements that absent the error the jury probably
would have reached a different verdict. Fleming, 350 N.C. at
132, 512 S.E.2d at 736; see also State v. Davis, 349 N.C. 1, 29,
506 S.E.2d 455, 470 (1998), cert. denied, 526 U.S. 1161, 144 L.
Ed. 2d 219 (1999). [D]efendant has the burden of showing . . .
(i) that a different result probably would have been reached but
for the error or (ii) that the error was so fundamental as to
result in a miscarriage of justice or denial of a fair trial.
State v. Bishop, 346 N.C. 365, 385, 488 S.E.2d 769, 779 (1997)
(emphasis added). Although defendant alleges plain error in the title of the
presentation of assignment of error thirty-nine, he provides no
explanation, analysis or specific contention in his brief
supporting the bare assertion that the claimed error is so
fundamental that justice could not have been done. The right and
requirement to specifically and distinctly contend an error
amounts to plain error does not obviate the requirement that a
party provide argument supporting the contention that the trial
court's instruction amounted to plain error, as required by
subsections (a) and (b)(5) of Rule 28. N.C. R. App. P. 28(a),
(b)(5). To hold otherwise would negate those requirements, as
well as those in Rule 10(b)(2). See Odom, 307 N.C. at 660, 300
S.E.2d at 378. Defendant's empty assertion of plain error,
without supporting argument or analysis of prejudicial impact,
does not meet the spirit or intent of the plain error rule. By
simply relying on the use of the words plain error as the
extent of his argument in support of plain error, defendant has
effectively failed to argue plain error and has thereby waived
appellate review. See N.C. R. App. P. 10(c)(4); State v.
Braxton, 352 N.C. 158, 196, 531 S.E.2d 428, 450-51 (2000); State
v. Call, 349 N.C. 382, 415, 508 S.E.2d 496, 516 (1998).
Accordingly, we hold that defendant has waived appellate review
of this assignment of error, and it is dismissed.
[26]Defendant next maintains the trial court committed
plain error in its instruction to the jury describing defendant's
burden of proof as to the existence of any mitigating
circumstances. The instruction given has previously been held to
be proper, and defendant concedes that his argument has
previously been rejected by this Court in State v. Payne, 337N.C. 505, 533, 448 S.E.2d 93, 109 (1994), cert. denied, 514 U.S.
1038, 131 L. Ed. 2d 292 (1995). Defendant has not cited any new
arguments supporting reconsideration of this issue, and this
assignment of error is therefore overruled.
[27]Defendant's complaint under assignment of error forty-
one concerns the trial court's manner of instructing on the
mitigating circumstance provided by section 15A-2000(f)(2), which
reads: (2) [t]he capital felony was committed while the
defendant was under the influence of mental or emotional
disturbance. N.C.G.S. § 15A-2000(f)(2). In the jury
instruction given, the trial court said:
It is your duty to consider the following
mitigating circumstances and any others which you find
from the evidence:
Number 1: Consider whether this murder was
committed while the defendant was under the influence
of a mental or emotional disturbance.
A defendant is under such influence if he is in
any way affected or influenced by a mental or emotional
disturbance at the time he kills.
You would find this mitigating circumstance if you
find that the defendant had borderline intelligence,
suffered from the mental disorder of alcohol
dependence, suffered from the mental order [sic] of
cognitive disorder, and that as a result, the defendant
was under the influence of a mental or emotional
disturbance when he killed the victim.
Defendant contends this instruction improperly limited the
scope of the circumstance by lumping together in the
conjunctive the potential bases for finding the circumstance.
Defense witness Dr. Hattem testified that defendant was under the
influence of three mental disorders at the time of the crime:
borderline intelligence, alcohol dependence, and cognitive
disorder. Defendant maintains that because of the way the
instruction was worded, if a juror rejected any one of thesediagnoses, he or she would reject the mitigating circumstance
completely.
At the outset, we must again discuss the standard of review
applicable to defendant's assignment of error. Defendant
concedes that he did not object to the trial court's instructions
on (f)(2). In fact, the record shows that before giving the
instruction to the jury, the trial court read the instructions to
the parties, and defendant specifically stated that he had no
objection to the wording given. However, in spite of his
agreement to the suggested instructions, defendant now submits
this issue should not be reviewed for plain error, but rather
should be reviewed under the constitutional error standard as set
forth in N.C.G.S. § 15A-1443(b). As support, defendant cites
this Court's holding that when a trial judge fails to submit a
statutory mitigating circumstance supported by the evidence, the
constitutional error standard of review applies. State v.
Mahaley, 332 N.C. 583, 598, 423 S.E.2d 58, 67 (1992), cert.
denied, 513 U.S. 1089, 130 L. Ed. 2d 649 (1995). Defendant
contends that because the trial court submitted a circumstance
that was more restrictive than the circumstance set out in
section 15A-2000(f)(2), the trial court effectively precluded
consideration of the mitigating circumstance. We disagree.
Defendant's claim of error does not relate to a question of
submission of the (f)(2) circumstance, as was the case in
Mahaley, but rather relates to the wording of the instruction as
it was given. This Court has consistently reviewed claims of
improper wording of mitigating circumstance instructions which
were not objected to at trial under the plain error standard.
See Steen, 352 N.C. at 269, ___ S.E.2d at ___; State v.Hedgepeth, 350 N.C. 776, 788, 517 S.E.2d 605, 613 (1999), cert.
denied, ___ U.S. ___, 146 L. Ed. 2d 223 (2000); State v. Trull,
349 N.C. 428, 455, 509 S.E.2d 178, 196 (1998), cert. denied, ___
U.S. ___, 145 L. Ed. 2d 80 (1999). Accordingly, defendant's
assignment of error is reviewed for plain error only.
[28]In reviewing the record to determine the validity of
defendant's assertion that he was prejudiced by the wording of
the trial court's instruction on the (f)(2) mitigator, we note
that the three disorders defendant maintains were improperly
lumped together as part of the instruction were also submitted
individually to the jury. The three disorders included in the
instruction for the (f)(2) mitigator, submitted as statutory
mitigating circumstance number one, were borderline intelligence,
alcohol dependence and cognitive disorder. In nonstatutory
mitigating circumstance number seven, the jury unanimously found
that the fact that defendant was an alcoholic when the offense
was committed either did not exist or did not have mitigating
value. In nonstatutory mitigating circumstance number sixteen,
the jury unanimously found that the fact that defendant has a
full scale IQ of 74, which falls in the borderline range of
intellectual functioning, either did not exist or did not have
mitigating value. As to the claim of a cognitive disorder, a
number of the nonstatutory mitigating circumstances submitted
relate to cognitive disorders, and the jury unanimously found
either that none of them existed or that none had mitigating
value. These include circumstances four (while attending school,
defendant was held back three different times), five (defendant
dropped out of school in the sixth grade), fifteen (cognitive
disorder and borderline intellectual functioning cannot betreated successfully), seventeen (subject to be easily influenced
by others), and eighteen (subject to being victimized and/or
harassed by others because of his low intelligence).
Additionally, the (f)(6) statutory mitigating circumstance,
[t]he capacity of the defendant to appreciate the criminality of
his conduct or to conform his conduct to the requirements of the
law was impaired, specifically relates to cognitive disorder and
was submitted to and not found by the jury. There were, in fact,
nineteen mitigating circumstances submitted to the jury in this
case and none of the nineteen were found to exist, or to have
value in the case of the nonstatutory circumstances, by the jury.
Of relevance to this particular assignment of error, however, is
the fact that none of the mitigating circumstances representing
or relating to the same circumstances defendant claims were
inappropriately lumped together as part of the (f)(2) mitigator
were found individually.
Further, we note that the disorders included together in the
instruction given for the (f)(2) circumstance were not connected
by any conjunctive wording. Therefore, defendant's argument that
the jury was confused by the conjunctive linking of the disorders
supporting the (f)(2) mitigator is without merit. Defendant has
not shown that absent the error, the jury probably would have
reached a different result in this resentencing proceeding, and
this assignment of error is overruled.
[29]In numbering the assignments of error, defendant did
not use number forty-two. Therefore, we now review assignment of
error forty-three in which defendant contends the trial court
erred in denying his request for a peremptory instruction on the
statutory mitigating circumstance that the capital felony wascommitted while defendant was under the influence of mental or
emotional disturbance, as set forth in N.C.G.S. § 15A-2000(f)(2).
In a related assignment of error, number forty-five, defendant
contends the trial court also erred in denying defendant's
request for a peremptory instruction on the statutory mitigating
circumstance that defendant's capacity to appreciate the
criminality of his conduct or to conform his conduct to the
requirements of the law was impaired, as set forth in N.C.G.S.
§ 15A-2000(f)(6). Defendant asserts that he presented plenary
evidence of his borderline intelligence, alcohol dependence and
cognitive disorder, all of which was sufficient to support a
peremptory instruction on these mitigators.
If requested, a trial court should give a
peremptory instruction for any statutory or
nonstatutory circumstance that is supported by
uncontroverted and manifestly credible evidence. If
the evidence supporting the circumstance is
controverted or is not manifestly credible, the trial
court should not give the peremptory instruction. The
trial court's refusal to give the peremptory
instruction does not prevent defendant from presenting,
or the jury from considering, any evidence in support
of the mitigating circumstance.
Bishop, 343 N.C. at 557, 472 S.E.2d at 863.
In the instant case, defendant's evidence supporting the
(f)(2) and (f)(6) mitigating circumstances was in fact
controverted. The State offered into evidence a forensic
psychiatric evaluation done by Dr. Eugene Douglas. Contrary to
conclusions reached by defense witness Dr. Hattem, Dr. Douglas
concluded there was no evidence that defendant was under the
influence of an emotional or mental disturbance or that defendant
would not be able to appreciate the criminality of his conduct or
to conform his conduct to the requirements of the law at the time
he committed the murder in this case. The doctor also concludedthat defendant's alcoholism did not constitute diminished
capacity or impairment in his ability to conform his conduct to
the requirements of the law. The fact that Dr. Douglas'
evaluation was performed two months after the murder was
committed, whereas the evaluation done by defendant's expert was
performed eleven years after the murder, was also raised as to
the value of each evaluation. Because we conclude that the
evidence as to the (f)(2) and (f)(6) mitigating circumstances was
controverted, we overrule assignments of error forty-three and
forty-five.
[30]Under assignment of error forty-four, defendant
contends the trial court's submission of the statutory mitigating
circumstance specified in section 15A-2000(f)(6), [t]he capacity
of the defendant to appreciate the criminality of his conduct or
to conform his conduct to the requirements of the law was
impaired, improperly excluded mitigating evidence of borderline
intellectual functioning, cognitive disorder or alcohol
dependence from the scope of the circumstance. Defendant argues
the trial court limited the jury's consideration of this
circumstance to whether the defendant had drunk a fifth of liquor
and, if he had, whether it impaired his capacity to appreciate
the criminality of his conduct or to conform his conduct to the
requirements of the law. For the reasons stated in our
discussion of assignment forty-one, where defendant assigned
error to the wording of the (f)(2) instructions given, assignment
forty-four, also based on wording of the instructions given, is
reviewed for plain error only.
We first note that before the trial court instructed the
jury, there was some discussion between the parties on thewording of the instruction in regard to how much alcohol
defendant had consumed. However, there was no suggestion that
the disorders about which Dr. Hattem had testified should be
included as part of the instruction on the (f)(6) circumstance.
In fact, defense counsel indicated his concurrence with how the
trial court planned to instruct on this circumstance.
We further note that the disorders defendant now claims
should have been included as part of the (f)(6) instruction were
included in the instruction for the (f)(2) circumstance. For the
same reasons we found defendant was not prejudiced by the form of
the instruction in the (f)(2) instruction in issue forty-one, we
find defendant could not have been prejudiced by the exclusion of
defendant's alleged disorders from the (f)(6) instruction. The
jury unanimously found that the mitigating circumstances which
individually addressed defendant's borderline intellectual
functioning, cognitive disorder and alcohol dependence either did
not exist or did not have mitigating value. It is illogical to
assume that the cumulative consideration of those disorders as
part of the (f)(6) mitigating circumstance instruction would have
resulted in a different conclusion by the jury. This assignment
of error is therefore overruled.
[31]Defendant next maintains, in assignment forty-six, that
the trial court committed reversible error by instructing the
jury that it could reject proffered nonstatutory mitigating
circumstances on the ground that the circumstances had no
mitigating value. This argument has previously been rejected by
this Court. See State v. Womble, 343 N.C. 667, 694, 473 S.E.2d
291, 307 (1996), cert. denied, 519 U.S. 1095, 136 L. Ed. 2d 719
(1997); State v. Hill, 331 N.C. 387, 418, 417 S.E.2d 765, 780(1992), cert. denied, 507 U.S. 924, 122 L. Ed. 2d 684 (1993).
Defendant offers no basis for this Court to reconsider this
question. This assignment of error is therefore overruled.
[32]Next, defendant contends the trial court erred in
denying defendant's request for peremptory instruction on two
nonstatutory mitigating circumstances: (1) that defendant is
subject to being easily influenced by others, and (2) that
defendant is subject to being victimized and/or harassed by
others because of his low intelligence. Defendant raises these
arguments in issues forty-seven and forty-eight, respectively.
This Court has repeatedly held that 'a trial court should,
if requested, give a peremptory instruction for any mitigating
circumstance, whether statutory or nonstatutory, if it is
supported by uncontroverted and manifestly credible evidence.'
Richmond, 347 N.C. at 440, 495 S.E.2d at 692 (quoting State v.
McLaughlin, 341 N.C. 426, 449, 462 S.E.2d 1, 13 (1995), cert.
denied, 516 U.S. 1133, 133 L. Ed. 2d 879 (1996)). Conversely, if
the evidence in support of the mitigating circumstance is
controverted, a peremptory instruction is not required. Womble,
343 N.C. at 683, 473 S.E.2d at 300.
In the instant case, defendant has failed to provide any
citation to the record establishing the introduction of any
evidence that suggests defendant is easily influenced or
victimized by others. We will assume that such evidence exists
since the trial court did submit these two circumstances for the
jury's consideration; however, any such evidence was not
uncontroverted. Defendant was the one who first suggested the
murder in this case to his two cohorts, and defendant devised the
plan to try to lure the victim out of his house. This evidenceportrays defendant as a leader, not as a follower. Defendant's
own testimony about his many assaultive episodes in prison also
did not show him to be a victim, but rather as someone who is
assertive and quite willing to use violence to handle problems
with other inmates. After a complete review of the record, we
conclude the evidence of these two nonstatutory mitigating
circumstances was, in fact, controverted. The trial court did
not err in denying to give peremptory instructions on these
mitigators, and these assignments of error are overruled.
[33]In assignments forty-nine through fifty-five, defendant
contends the trial court erred in denying defendant's request to
submit separately seven nonstatutory mitigating circumstances
which he requested in writing. In total, defendant requested one
statutory mitigating circumstance and twenty-three nonstatutory
mitigating circumstances. At the close of evidence, a charge
conference was held during which the trial court indicated it
would combine several of defendant's separate requests that were
duplicative or subsumed within other circumstances. As a result,
the jury was instructed on three statutory mitigating
circumstances, two of which were identified as necessary through
the initiative of the trial court and included the (f)(9)
catchall instruction, and sixteen nonstatutory mitigating
circumstances.
The trial court in a capital sentencing proceeding must
submit for consideration by the jury a nonstatutory mitigating
circumstance which the defendant requests if the circumstance
'is one which the jury could reasonably find had mitigating
value, and . . . there is sufficient evidence of the existence of
the circumstance to require it to be submitted to the jury.' State v. Roseboro, 351 N.C. 536, 551, 528 S.E.2d 1, 11 (2000)
(quoting State v. Benson, 323 N.C. 318, 325, 372 S.E.2d 517, 521
(1988)). However, the refusal of the trial court to submit the
proposed mitigating circumstance is not error when the proposed
circumstance is subsumed in the other mitigating circumstances
submitted to the jury. Id. at 552, 528 S.E.2d at 11; see also
Richmond, 347 N.C. at 438, 495 S.E.2d at 691.
Of defendant's seven assignments of error resulting from the
trial court's refusal to submit requested nonstatutory
circumstances, one resulted from defendant's own agreement to the
duplicative nature of an instruction. In his request for
mitigating instructions, defendant included six separate requests
that dealt with alcohol or alcohol dependence. Three were
submitted to the jury as requested; two were combined and
submitted as part of the statutory (f)(2) mitigator, to be
discussed below; and one was eliminated as duplicative.
As part of the six requests dealing with alcohol dependence,
defendant requested instruction that because of his excessive
drinking [defendant] became an alcoholic and the instruction
that [defendant] was an alcoholic when this offense was
committed. Defense counsel conceded at the charge conference
that these two instructions were duplicitous. Therefore,
because these two requests were admittedly duplicative, the trial
court did not err in refusing to submit them separately.
As to the other six nonstatutory circumstances that were
requested and denied, we first note that defendant's entire
request for mitigating circumstances included only one statutory
mitigator, N.C.G.S. § 15A-2000(f)(6): that the capacity of the
defendant to appreciate the criminality of his conduct or toconform his conduct to the requirements of the law was impaired.
The trial court recognized, however, that there was some evidence
produced to support the (f)(2) statutory circumstance that
defendant was under the influence of a mental or emotional
disturbance, N.C.G.S. § 15A-2000(f)(2), and that it would be
error not to submit that mitigating circumstance. See State v.
Wilson, 322 N.C. 117, 144-45, 367 S.E.2d 589, 605 (1988). The
trial court also recognized that six of the nonstatutory
mitigating circumstances requested by defendant were all aspects
of the (f)(2) mitigator. As submitted by defendant, these were
worded as follows: defendant suffers from the mental disorder of
alcohol dependence, psychological testing reveals that defendant
has borderline intelligence, defendant suffers from the mental
disorder of borderline intellectual functioning, defendant
suffers from the mental disorder of cognitive disorder,
defendant's mental disorder of borderline intelligence combined
with his drinking at the time the offense occurred rendered him
incapable of thinking logically or rationally, and defendant
suffers from a cognitive disorder which limits his ability to
plan ahead. These requests all dealt with defendant's alleged
mental disorders of borderline intelligence, alcohol dependence
and cognitive disorder. The jury instruction given by the trial
court for the (f)(2) mitigator specifically identified the
mitigating evidence defendant relied on in the six nonstatutory
circumstances requested, including language regarding borderline
intelligence, alcohol dependence and cognitive disorder.
Therefore, the trial court properly held that these six requests
were subsumed within the (f)(2) mitigating circumstance. In addition to the (f)(2) circumstance, other submitted
mitigating circumstances allowed the jury to further consider all
of the evidence relating to defendant's borderline intelligence,
alcohol dependence and cognitive disorder. The trial court
submitted the nonstatutory mitigators that defendant's cognitive
disorder and borderline intellectual functioning cannot be
treated successfully and that defendant has a full scale IQ of
74, which falls in the borderline range of intellectual
functioning. Based on all of the statutory and nonstatutory
mitigating circumstances submitted to the jury in this case, it
is clear that the jury was not prevented from considering any
potential mitigating evidence. In addition, the jury was always
free to consider any evidence offered under the (f)(9) catchall
mitigating circumstance and to give the evidence mitigating
value. See State v. Bonnett, 348 N.C. 417, 446, 502 S.E.2d 563,
582 (1998), cert. denied, 525 U.S. 1124, 142 L. Ed. 2d 907
(1999); McLaughlin, 341 N.C. at 448, 462 S.E.2d at 12-13. The
trial court did not err by refusing to submit the requested
nonstatutory mitigating circumstances separately because, viewed
contextually, the full substance of all the requested
circumstances was subsumed into the circumstances which were
submitted. These assignments of error are overruled.
Defendant raises four additional issues which he concedes
have been previously decided contrary to his position by this
Court: (1) in two assignments of error, defendant contends the
trial court erred when instructing the jury on verdict sheet
issues three and four that it may consider mitigating
circumstances that it found to exist in issue two; (2) in one
assignment of error, defendant contends the trial court erred byfailing to instruct the jury on the effect of a nonunanimous
verdict; and (3) defendant contends the trial court erred in its
instruction in response to the jury's inquiry concerning parole
eligibility. Defendant raises these issues for the purpose of
permitting this Court to reexamine its prior holdings and also
for the purpose of preserving them for possible further judicial
review of this case. We have considered defendant's arguments on
these issues and find no compelling reason to depart from our
prior holdings. These assignments of error are overruled.
In the record on appeal, defendant numbered two assignments
of error as assignment sixty. However, defendant briefed only
one of these assignments of error. Therefore, pursuant to Rule
of Appellate Procedure 10(c)(4), the assignment of error which
was not briefed by defendant--that the jury's failure to consider
the (f)(6) mitigating circumstance violated defendant's
constitutional rights--has been waived.
[34]In assignment of error sixty that was briefed and in
assignment of error seventy-seven, defendant contends that
because the jury did not find evidence of two of the statutory
mitigating circumstances which were submitted, the jury's
sentencing decision was unconstitutionally arbitrary.
Defendant assigns error to the jury's failure to find (i) this
murder was committed while the defendant was under the influence
of mental or emotional disturbance, N.C.G.S. § 15A-2000(f)(2);
and (ii) the catchall, N.C.G.S. § 15A-2000(f)(9).
Defendant does not contend the jury instructions given by
the trial court regarding the statutory mitigating circumstances
were in error. With regard to the (f)(2) mitigator, defendant
bases his contention that the verdict was arbitrary simply on thegrounds that the jury disregarded the testimony of his experts.
However, defendant overlooks the fact that the State introduced
evidence which directly controverted defendant's experts, through
the testimony of Dr. Douglas, who concluded there was no evidence
that defendant was under the influence of an emotional or mental
disturbance at the time he committed the murder. Notwithstanding
this contradicting evidence, when mitigating evidence is truly
uncontradicted, at most, the defendant is entitled to a
peremptory instruction, and even then, the jury may reject the
evidence and not find the circumstance. Conner, 345 N.C. at 330,
480 S.E.2d at 630. [E]ven where all of the evidence supports a
finding that the mitigating circumstance exists . . . , the jury
may nonetheless reject the evidence and not find the fact at
issue if it does not believe the evidence. State v. Alston, 341
N.C. 198, 256, 461 S.E.2d 687, 719-20 (1995), cert. denied, 516
U.S. 1148, 134 L. Ed. 2d 100 (1996).
With regard to the fact that the jury did not find the
catchall circumstance to exist or to have value, the trial
court properly instructed the jurors to consider any other
circumstance or circumstances arising from the evidence which
[they] deem[ed] to have mitigating value. In the absence of
contradictory evidence, we must assume the jury comprehended the
trial court's instructions. State v. Bond, 345 N.C. 1, 28-29,
478 S.E.2d 163, 177 (1996), cert. denied, 521 U.S. 1124, 138 L.
Ed. 2d 1022 (1997). There was no evidence in this case
suggesting the jury did not comprehend the instructions given.
Defendant's assignments of error sixty and seventy-seven are
overruled. [35]In assignments of error sixty-one through seventy-six,
defendant individually addresses the sixteen nonstatutory
mitigating circumstances submitted to the jury and contends that
because the jury did not find evidence of any of these
circumstances, the jury's sentencing decision was
unconstitutionally arbitrary. Defendant does not contend the
jury instructions given by the trial court regarding the
nonstatutory mitigating circumstances were not consistent with
the approved pattern jury instructions of this state. He does,
however, contend that the instructions given violate his Eighth
Amendment rights in that the jury was instructed that it could
reject nonstatutory mitigating circumstances, even if factually
supported, because the jury did not deem the circumstance to have
mitigating value. This Court has reviewed and consistently
upheld the constitutionality of a jury rejecting a nonstatutory
mitigating circumstance if none of the jurors find facts
supporting the circumstance or if none of the jurors deem the
circumstance to have mitigating value. See State v. Golphin, 352
N.C. 364, 483, ___ S.E.2d ___, ___ (2000); Lawrence, 352 N.C. at
31, 530 S.E.2d at 826; Basden, 339 N.C. at 304, 451 S.E.2d at
247; State v. Green, 336 N.C. 142, 173, 443 S.E.2d 14, 32, cert.
denied, 513 U.S. 1046, 130 L. Ed. 2d 547 (1994). In the instant
case, four of the nonstatutory mitigating circumstances submitted
and not found dealt with defendant's childhood. Defendant was
forty-six years old at the time he committed the crimes in this
case. A jury could rationally have found that the circumstances
of defendant's childhood did not influence his violent criminal
activity at the age of forty-six, and therefore, they were not
mitigating. Two other mitigating circumstances dealt withdefendant's alcoholism. However, there was ample evidence
presented at resentencing that defendant exhibited violent
tendencies, while in prison for example, even when he was not
drinking. Several mitigating circumstances addressed defendant's
regular participation in prison church activities. Again,
however, this evidence was contradicted by defendant's violent
acts in and out of prison. In the instant case, the jury could
rationally have concluded, on the basis of the evidence, that all
submitted nonstatutory circumstances had no mitigating value.
These assignments of error are without merit and are, therefore,
overruled.
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