1. Jury--peremptory challenge--black prospective juror--race-neutral explanations
The trial court did not err in a capital trial by overruling defendant's objection to the
State's use of a peremptory challenge to strike from the jury a black prospective juror, because:
(1) the prosecutor gave race-neutral explanations for the challenge after defendant made a prima
facie showing of potential purposeful discrimination, including the prospective juror's limited
education, his limited ability to read and write, his failure to answer all questions on the juror
questionnaire, his statement that he had never considered his views on the death penalty until
that day, and the prosecutor's impression that the prospective juror may be out of touch with
reality; and (2) defendant offered no rebuttal at trial to show that any explanation given by the
prosecution was a pretext.
2. Constitutional Law--self-incrimination--trial court's instruction--defendant's
decision not to testify
The trial court did not violate defendant's privilege against self-incrimination in a capital
trial by its instruction that defendant's decision not to testify creates into presumption against
him rather than the phrase found in the pattern jury instructions of creates no presumption
against him, because: (1) defendant failed to properly preserve this issue for appellate review
since he did not object to this instruction at trial; (2) even if this issue was preserved, the alleged
error was a misstatement rather than an omission, in light of the fact that the trial court went on
to state that defendant's silence was not to influence the jury's decision in any way; and (3) the
instruction taken in context and as a whole conveyed the correct legal standard to the jury and
does not constitute plain error.
3. Sentencing--capital--mitigating circumstance--defendant has family and friends
who support him
The trial court did not err during a capital sentencing proceeding by excluding testimony
from defendant's friend as to the impact defendant's death would have on the friend in an effort
to show the mitigating circumstance that defendant has family and friends who support him,
because a third party's feelings are irrelevant to the capital sentencing proceeding.
4. Sentencing--capital--mitigating circumstance--defendant had adjusted and could
adjust to a lifetime of incarceration
The trial court did not err during a capital sentencing proceeding by excluding testimony
from defendant's father regarding a conversation the father had with defendant during
defendant's pretrial incarceration to show the mitigating circumstance that defendant had
adjusted and could adjust to a lifetime of incarceration, because: (1) defendant failed to properly
preserve this issue for appellate review since he made no offer of proof to show the content of
the excluded conversation as required by N.C.G.S. § 8C-1, Rule 103(a)(2); and (2) even if the
issue was properly preserved, any error was harmless beyond a reasonable doubt when the
substance of the excluded conversation, that defendant's father believed his son would turn his
life over to the Lord, did come before the jury.
5. Sentencing--capital--aggravating circumstance--murder committed to avoid or
prevent lawful arrest
The trial court did not err during a capital sentencing proceeding by submitting the
N.C.G.S. § 15A-2000(e)(4) aggravating circumstance that the murder was committed for the
purpose of avoiding or preventing a lawful arrest because defendant's statement to a co-worker,
that the victim won't be able to tell who robbed the store based on the fact that defendant was
going to kill the victim, could lead a reasonable jury to find that one purpose in killing the victim
was to avoid apprehension.
6. Criminal Law--prosecutor's argument--funeral services for the victim--victim's
sons prayed for forgiveness of defendant
The trial court did not abuse its discretion by failing to intervene ex mero motu in a
capital trial when the prosecutor commented during closing arguments on the funeral services
for the victim and described how the victim's sons prayed for forgiveness for defendant, because
even though the prosecutor traveled outside the record, taken in context the reference was made
to illustrate to the jury the necessity for it to follow the law and to leave forgiveness to a higher
power.
7. Criminal Law--prosecutor's argument--reference to one side of defendant's face as
a monster
The trial court did not abuse its discretion by failing to intervene ex mero motu in a
capital trial when the prosecutor stated during closing arguments that defendant was a one-eyed
Jack with one side of his face that he showed to his friends and family versus the other side that
he showed to the victim, because: (1) the prosecution's reference to one side of defendant's face
as a monster was made to show the two sides of defendant's character; and (2) the prosecutor did
not directly call defendant a monster, but simply compared the hidden side of defendant's
character to that of a monster.
8. Criminal Law--prosecutor's argument--mischaracterization of evidence--trial
court's warning sufficient
The trial court did not abuse its discretion by failing to intervene ex mero motu in a
capital trial when the prosecutor stated during closing arguments that defendant had gotten a
teenager involved in drugs when the evidence showed only that the teenager sold drugs for
defendant and owed money to defendant for drugs, because: (1) the trial court sustained
defendant's objection to this statement and admonished the jury to take the evidence as the jury
recalled it; (2) the trial court's warning was sufficient to cure any mischaracterization of the
evidence by the prosecution; and (3) jurors are presumed to follow the trial court's instructions.
9. Sentencing--capital--death penalty not disproportionate
The trial court did not err by imposing the death sentence because: (1) defendant was
convicted of first-degree murder on the basis of premeditation and deliberation and under the
felony murder rule; (2) defendant committed this crime while on pretrial release pending a
separate murder trial; (3) the jury found the N.C.G.S. § 15A-2000(e)(2) aggravating
circumstance that defendant had been previously convicted of another capital felony; (4) the jury
found the N.C.G.S. § 15A-2000(e)(4) aggravating circumstance that defendant committed the
murder for the purpose of avoiding a lawful arrest; and (5) the jury found the N.C.G.S. § 15A-
2000(e)(5) aggravating circumstance that defendant was engaged in the commission of robbery
with a firearm.
Appeal as of right pursuant to N.C.G.S. § 7A-27(a) from a
judgment imposing a sentence of death entered by Bridges, J., on18 December 1998 in Superior Court, Mecklenburg County, upon a
jury verdict finding defendant guilty of first-degree murder. On
10 April 2000, the Supreme Court allowed defendant's motion to
bypass the Court of Appeals as to his appeal of an additional
judgment. Heard in the Supreme Court 13 September 2000.
Michael F. Easley, Attorney General, by Robert C.
Montgomery, Assistant Attorney General, for the State.
Burton Craige for defendant-appellant.
PARKER, Justice.
Defendant Melvin James Hardy, Jr., was indicted for the
first-degree murder of Andrew Ray and for robbery with a
dangerous weapon. Defendant was tried capitally and found guilty
of first-degree murder on the basis of premeditation and
deliberation and under the felony murder rule. He was also found
guilty of robbery with a dangerous weapon. Following a capital
sentencing proceeding, the jury recommended a sentence of death
for the murder conviction; and the trial court entered judgment
accordingly. The trial court also sentenced defendant to a term
of 146 to 185 months' imprisonment for defendant's conviction of
robbery with a dangerous weapon.
The State's evidence tended to show that defendant was an
employee of the Hardee's restaurant where the victim was an
assistant manager. On 19 March 1997 defendant gave his friendEssa Davidson a duffel bag containing a shotgun and a Bojangle's
uniform. Defendant told Davidson to come to the restaurant that
evening with the duffel bag and wearing the uniform. While
working at the restaurant later that night, defendant had a
telephone conversation with Martha Nicole Morris, a co-worker,
during which he told her that he planned to rob the restaurant
and that the victim would not be able to tell it because
defendant was going to kill him.
Around 9:45 p.m. Davidson arrived at the restaurant in the
uniform and carrying the duffel bag containing the shotgun.
Defendant took the bag from Davidson and went to the kitchen.
Defendant then walked the victim into his office at gunpoint and
ordered the victim to open the safe. Shortly thereafter,
Davidson and two other employees, Patricia Robinson and J.T.
Sturdivant, heard a gunshot. Davidson then saw defendant holding
the shotgun while standing over the victim, who was lying on the
floor with his legs twitching.
Defendant came out of the office and told Davidson,
Robinson, and Sturdivant to gather the money and clean up.
Defendant asked Robinson how much money she wanted. Robinson
initially refused to take any money, but then agreed to take two
hundred dollars. Defendant told Robinson to mop, but she could
not do so after seeing the victim's feet in a pool of blood on
the floor.
Defendant told the others to act as if it were an ordinary
day by cleaning up and clocking out as usual and told Robinson
and Sturdivant to say that the victim was alive when they left. Defendant, Sturdivant, and Davidson then divided the remaining
money, approximately $1,600. Defendant, Sturdivant, and Robinson
left; and Davidson remained behind to find out the bus schedule.
Davidson could not find a bus schedule, so he went across
the street to a Harris-Teeter grocery store to call a cab from
the pay phone. Davidson was carrying the blue duffel bag with
him at this time. A security guard from the grocery store spoke
with Davidson and told him that he could use the store phone.
Davidson and the guard then went inside the store.
During this time, the victim's wife, Elichia Ray, had
arrived at the Hardee's to drive the victim home. Ray became
concerned when the victim did not come out of the restaurant and
called the district manager to come check inside the store. The
district manager called the general manager, Martin Green, and
asked him to go to the store. Once Green arrived, he and Ray
went inside the store and discovered the victim's body. Green
took Ray out to the parking lot and had to restrain her, as she
was screaming and trying to go back inside the store.
Davidson and the guard noticed Ray screaming, with Green
restraining her, in the Hardee's parking lot. The guard called
the police from a phone inside the grocery store, then went to
help Ray. The police arrived; and the guard told them what was
happening, then returned to the grocery store. At that point
Davidson was sitting down inside the grocery store. The guard
asked Davidson if he had seen anything earlier at the Hardee's,
and Davidson responded that he had not. Davidson left the store,
carrying the blue duffel bag. The guard then returned to theHardee's parking lot and described Davidson and the duffel bag he
was carrying to the officers.
The guard rode with the officers and located Davidson
walking down the street. Davidson was no longer carrying the
duffel bag. The officers picked up Davidson, who then led them
to the duffel bag, which he had hidden near the Harris-Teeter.
Among the items in the duffel bag were a shotgun, a paper bag
containing coins, and two shirts bearing Hardee's restaurant
logos. The officers took Davidson to the police station, where
he eventually told them what happened. Police later determined
that a live shell found in the shotgun was the same type and
brand as a shell casing and pellets found at the crime scene.
Furthermore, tests confirmed that the shell found at the crime
scene had been fired from the shotgun.
The pathologist who performed the autopsy on the victim
found that the victim suffered a close-range shotgun wound to the
head inflicted at an angle consistent with the victim kneeling or
sitting. The pathologist opined that the victim died within five
to ten minutes after the shooting as a result of brain damage and
blood loss.
Prior to this incident, on 12 June 1995, defendant and
Davidson drove sixteen-year-old Kedrin Bradley to Reedy Creek
Park, telling her they were going to a church picnic. Once
there, defendant told Bradley to leave her beeper and jewelry in
the car and to go for a walk with them. After about ten minutes
walking on the trail, defendant told Bradley he was robbing her.
He pulled out a bandana, placed it around her neck, and began
choking her. Defendant then dragged Bradley into the woods andbeat her with a stick. Bradley died as a result of the attack.Defendant and Davidson were charged with Bradley's murder on
6 December 1995. At the time of the killing of the victim in
this case, both defendant and Davidson were on pretrial release
for the killing of Bradley. Defendant was convicted for
Bradley's murder on 11 June 1998, prior to the trial of this
case.
Additional facts will be presented as necessary to discuss
specific issues.
[1]Defendant first contends that the trial court erred in
overruling defendant's objection to the State's impermissible use
of a peremptory challenge to strike from the jury a black
prospective juror, William Carter, solely on account of his race.
Article I, Section 26 of the Constitution of North Carolina
prohibits the use of peremptory challenges for racially
discriminatory reasons, see State v. Fletcher, 348 N.C. 292, 312,
500 S.E.2d 668, 680 (1998), cert. denied, 525 U.S. 1180, 143 L.
Ed. 2d 113 (1999), as does the Equal Protection Clause of the
Fourteenth Amendment to the United States Constitution, see
Batson v. Kentucky, 476 U.S. 79, 89, 90 L. Ed. 2d 69, 83 (1986).
In Batson the United States Supreme Court established a
three-part test to determine if the prosecutor has engaged in
impermissible racial discrimination in the selection of jurors.
See Hernandez v. New York, 500 U.S. 352, 358, 114 L. Ed. 2d 395,
405 (1991) (citing Batson, 476 U.S. at 96-98, 90 L. Ed. 2d at
87-89). First, the defendant must establish a prima facie case
that the State has exercised a peremptory challenge on the basis
of race. See id. Second, once the prima facie case has been established by
the defendant, the burden shifts to the State to rebut the
inference of discrimination by offering a race-neutral
explanation for attempting to strike the juror in question. See
id. at 358-59, 114 L. Ed. 2d at 405; see also State v. Gaines,
345 N.C. 647, 668, 483 S.E.2d 396, 408, cert. denied, 522 U.S.
900, 139 L. Ed. 2d 177 (1997). The explanation must be clear and
reasonably specific, but 'need not rise to the level justifying
exercise of a challenge for cause.' State v. Porter, 326 N.C.
489, 498, 391 S.E.2d 144, 151 (1990) (quoting Batson, 476 U.S. at
97, 90 L. Ed. 2d at 88). The prosecutor is not required to
provide a race-neutral reason that is persuasive or even
plausible. See Fletcher, 348 N.C. at 313, 500 S.E.2d at 680.
The issue at this stage is the facial validity of the
prosecutor's explanation; and unless a discriminatory intent is
inherent in the explanation, the reason offered will be deemed
race-neutral. See State v. Barnes, 345 N.C. 184, 209-10, 481
S.E.2d 44, 57, cert. denied, 522 U.S. 876, 139 L. Ed. 2d 134
(1997), and cert. denied, 523 U.S. 1024, 140 L. Ed. 2d 473
(1998). Our courts also permit the defendant to introduce
evidence at this point that the prosecutor's explanations are
merely a pretext. See Gaines, 345 N.C. at 668, 483 S.E.2d at
408.
Third, and finally, the trial court must make the ultimate
determination as to whether the defendant has carried his burden
of proving purposeful discrimination. See Hernandez, 500 U.S. at
359, 114 L. Ed. 2d at 405; Fletcher, 348 N.C. at 313, 500 S.E.2d
at 680. As this determination is essentially a question of fact,
the trial court's decision as to whether the prosecutor had adiscriminatory intent is to be given great deference and will be
upheld unless the appellate court is convinced that the trial
court's determination is clearly erroneous. See Fletcher, 348
N.C. at 313, 500 S.E.2d at 680; State v. Kandies, 342 N.C. 419,
434-35, 467 S.E.2d 67, 75, cert. denied, 519 U.S. 894, 136 L. Ed.
2d 167 (1996). 'Where there are two permissible views of the
evidence, the factfinder's choice between them cannot be clearly
erroneous.' State v. Thomas, 329 N.C. 423, 433, 407 S.E.2d 141,
148 (1991) (quoting Anderson v. City of Bessemer City, 470 U.S.
564, 574, 84 L. Ed. 2d 518, 528 (1985)).
With respect to prospective juror Carter, the trial court
found that defendant made a prima facie showing of potential
purposeful racial discrimination. The prosecutor then gave race-
neutral explanations for the challenge, including the prospective
juror's limited education, his limited ability to read and write,
his failure to answer all questions on the juror questionnaire,
his statement that he had never considered his views on the death
penalty until that day, and the prosecutor's impression that the
juror may be out of touch with reality. The trial court
concluded that the peremptory strike of prospective juror Carter
was without racially discriminatory intent.
Defendant contends that the prosecutor's proffered
explanations were clearly a pretext in that the prosecutor
focused on prospective juror Carter's ability to comprehend the
evidence despite the lack of significant scientific or complex
evidence in this case. We disagree. We again note that a
prosecutor's explanations for a peremptory strike 'need not rise
to the level justifying exercise of a challenge for cause.'
Porter, 326 N.C. at 498, 391 S.E.2d at 151 (quoting Batson, 476U.S. at 97, 90 L. Ed. 2d at 88). Therefore, the prosecution is
not required to show that prospective juror Carter could not
understand the evidence, so long as the trial court believes that
the race-neutral explanation is the prosecution's true motivation
in exercising the challenge. Furthermore, we note that defendant
proffered no rebuttal at trial to show that any explanation given
by the prosecution was a pretext. See id. at 501, 391 S.E.2d at
152 (noting that defense counsel was apparently satisfied by the
explanations offered by the prosecutor since defendant did not
attempt to demonstrate that the explanations were merely a
pretext); Gaines, 345 N.C. at 669, 483 S.E.2d at 409 (same).
We have reviewed the transcript and conclude that the
explanations offered by the prosecution are supported in the
record and are race-neutral reasons for exercising a peremptory
challenge. See, e.g., State v. Carter, 338 N.C. 569, 587, 451
S.E.2d 157, 166 (1994) (holding that peremptory challenge based
on incomplete answers to juror questionnaire was race-neutral),
cert. denied, 515 U.S. 1107, 132 L. Ed. 2d 263 (1995); State v.
Robinson, 336 N.C. 78, 96, 443 S.E.2d 306, 314 (1994) (holding
that peremptory challenge based on prospective juror's
inattention to detail and possible inability to retain evidence
at trial was race-neutral), cert. denied, 513 U.S. 1089, 130 L.
Ed. 2d 650 (1995); Thomas, 329 N.C. at 430-32, 407 S.E.2d at
146-47 (holding that peremptory challenge on basis that juror had
never considered death penalty before was race-neutral). The
trial court's determination that there was no purposeful
discrimination in the challenge of prospective juror Carter is
not clearly erroneous. This assignment of error is overruled.
[2]In his only argument pertaining to the guilt-innocence
phase of his trial, defendant contends that the trial court
violated his constitutional privilege against self-incrimination
by erroneously instructing the jury regarding defendant's
decision not to testify.
Both the Fifth Amendment to the United States Constitution
and Article I, Section 23 of the North Carolina Constitution
establish a privilege against self-incrimination. This Court has
held that a trial court must, upon request, 'minimize the danger
that the jury will give evidentiary weight to a defendant's
failure to testify' by giving an appropriate instruction. State
v. Ross, 322 N.C. 261, 265, 367 S.E.2d 889, 892 (1988) (quoting
Carter v. Kentucky, 450 U.S. 288, 305, 67 L. Ed. 2d 241, 254
(1981)).
Addressing defendant's failure to testify, the trial court
in this case instructed the jury as follows:
Now, the defendant in this case has not testified.
The law of North Carolina, indeed the Constitution
of this State as well as the Constitution of the United
States, affords him this privilege.
These same laws also assures [sic] this defendant
. . . that his decision not to testify creates into
presumption against him and therefore his silence in
this case is not to influence your decision in any way.
Defendant argues that the trial court erred in using the
phrase creates into presumption against him, rather than the
phrase as found in the pattern jury instructions, creates no
presumption against him. See N.C.P.I.--Crim. 101.30 (1974).
Defendant contends the word into in this context implies that apresumption is created against defendant by virtue of his failure
to testify in his own defense.
We begin by noting that defendant did not object to the
instruction at trial and, thus, failed to properly preserve this
issue for appellate review.
A party may not assign as error any portion of the jury
charge or omission therefrom unless he objects thereto
before the jury retires to consider its verdict . . .;
provided, that opportunity was given to the party to
make the objection out of the hearing of the jury, and,
on request of any party, out of the presence of the
jury.
N.C. R. App. P. 10(b)(2); see also Ross, 322 N.C. at 265, 367
S.E.2d at 891; State v. Morgan, 315 N.C. 626, 644-46, 340 S.E.2d
84, 95-96 (1986).
Defendant in this case had ample opportunity to object to
the instruction outside the presence of the jury. After excusing
the jury to the deliberation room, the trial court asked, Prior
to sending back the verdict sheets does the State wish to point
out any errors or omissions from the charge? The trial court
then asked the same of defendant, and defendant responded with
respect to other issues but did not object to the instruction in
question. Though there is an exception to this rule where a
requested instruction is omitted, see Ross, 322 N.C. at 265, 367
S.E.2d at 891, the alleged error here was a misstatement rather
than an omission. As defendant failed to preserve this issue by
objecting during trial, we will review the record to determine if
the instruction constituted plain error. See State v. Cummings,
326 N.C. 298, 315, 389 S.E.2d 66, 75 (1990); Morgan, 315 N.C. at
644, 340 S.E.2d at 95.
Under a plain error analysis, defendant is entitled to a new
trial only if the error was so fundamental that, absent theerror, the jury probably would have reached a different result.
See State v. Collins, 334 N.C. 54, 62, 431 S.E.2d 188, 193
(1993). [E]ven when the 'plain error' rule is applied, '[i]t is
the rare case in which an improper instruction will justify
reversal of a criminal conviction when no objection has been made
in the trial court.' State v. Odom, 307 N.C. 655, 660-61, 300
S.E.2d 375, 378 (1983) (quoting Henderson v. Kibbe, 431 U.S. 145,
154, 52 L. Ed. 2d 203, 212 (1977)), quoted in State v. Anderson,
350 N.C. 152, 177, 513 S.E.2d 296, 311, cert. denied, ___ U.S.
___, 145 L. Ed. 2d 326 (1999). Furthermore, in reviewing jury
instructions this Court has stated:
'The charge of the court must be read as a whole
. . . , in the same connected way that the judge is
supposed to have intended it and the jury to have
considered it . . . .' State v. Wilson, 176 N.C. 751,
[754-55,] 97 S.E. 496[, 497] (1918). It will be
construed contextually, and isolated portions will not
be held prejudicial when the charge as [a] whole is
correct. If the charge presents the law fairly and
clearly to the jury, the fact that some expressions,
standing alone, might be considered erroneous will
afford no ground for reversal.
State v. Rich, 351 N.C. 386, 393-94, 527 S.E.2d 299, 303 (2000)
(quoting State v. Lee, 277 N.C. 205, 214, 176 S.E.2d 765, 770
(1970)) (alterations in original).
Defendant contends that the phrase creates into presumption
against him could have led the jury to incorrectly understand
that defendant's silence creates a presumption against him.
However, the record shows that the trial court immediately went
on to state, therefore his silence in this case is not to
influence your decision in any way. Use of the word no rather
than into would not have led the jury to reach a different
result in this case, given the context of the misstatement and
the language immediately surrounding it. This Court will notconstrue isolated expressions in a charge out of context to infer
prejudice to a defendant. See State v. Jones, 294 N.C. 642, 653,
243 S.E.2d 118, 125 (1978). We conclude that this instruction,
when taken in context and as a whole, conveyed the correct legal
standard to the jury and does not constitute plain error.
Therefore, this assignment of error is overruled.
[3]Defendant next contends that the trial court erred
during the sentencing proceeding by excluding testimony from
defendant's friend Fred Walker as to the impact defendant's death
would have on Walker. Defendant asserts this violated his right
to present a complete defense, including evidence of mitigating
circumstances, under the Sixth Amendment to the United States
Constitution and Article I, Section 23 of the North Carolina
Constitution.
A capital defendant must be permitted to present any aspect
of the defendant's character, record, or any other circumstance
which a jury could deem to have mitigating value. See Lockett v.
Ohio, 438 U.S. 586, 604, 57 L. Ed.2d 973, 990 (1978); State v.
Locklear, 349 N.C. 118, 160-61, 505 S.E.2d 277, 302 (1998), cert.
denied, 526 U.S. 1075, 143 L. Ed. 2d 559 (1999). This Court has
further explained that [t]he feelings, actions, and conduct of
third parties have no mitigating value as to defendant and,
therefore, are irrelevant to a capital sentencing proceeding.
Locklear, 349 N.C. at 161, 505 S.E.2d at 302.
The trial court sustained the prosecutor's objection to the
following question posed to Walker during the sentencing
proceeding: How do you feel about the possibility of losing[defendant]? Defendant asserts that this testimony would have
supported one of the mitigating circumstances submitted to the
jury -- that defendant has family and friends who support him
-- by showing the degree of attachment between defendant and
Walker.
However, that mitigating circumstance and Walker's answer to
this question, deal with a third party's feelings and are,
therefore, irrelevant to the capital sentencing proceeding. We
considered a similar mitigating circumstance in Locklear.
Locklear, 349 N.C. at 160, 505 S.E.2d at 302 (finding no error
where the trial court refused to submit the nonstatutory
mitigating circumstance that defendant continues to have family
members, such as his mother, brother, aunts, and uncles, who care
for and support him). Therefore, we conclude that the trial
court did not err in excluding this testimony.
[4]Next, defendant argues that the trial court similarly
erred by refusing to allow defendant's father to testify during
the sentencing proceeding regarding a conversation he had with
defendant during defendant's pretrial incarceration. The
following exchange occurred between defendant's counsel and
defendant's father:
Q. Do you feel that your son has been saved or if not
can be saved?
A. He hasn't been saved. I feel that he can. He
just needs to turn his life over to the Lord. I don't
think he's done that.
Q. But you believe he can do that?
A. I believe he can do that.
Q. Do you believe he will do that?
A. I believe he will do that. I was talking with him
this past Sunday. He called the church. And I finallygot the phone and it was him on the phone. I was
talking with him, and I kind of went back and forth
over all the things that we're all faced with because I
feel there are a lot of victims here. I was just
talking with him and he said, dad --
[PROSECUTOR]: OBJECTION to what he said.
THE COURT: SUSTAINED.
Q. Based on that conversation you feel given the
opportunity he will be saved?
[PROSECUTOR]: OBJECTION; repetitious.
THE COURT: OVERRULED.
Q. You can answer that.
A. I believe he will.
The trial court sustained the prosecutor's objection on
hearsay grounds. We initially note that the Rules of Evidence do
not apply to sentencing proceedings. See N.C.G.S. §
15A-2000(a)(3) (1999); N.C.G.S. § 8C-1, Rule 1101(b)(3) (1999);
see also State v. Gray, 347 N.C. 143, 172, 491 S.E.2d 538, 550
(1997) (relevant evidence should not ordinarily be excluded under
the Rules of Evidence during a capital sentencing proceeding),
cert. denied, 523 U.S. 1031, 140 L. Ed. 2d 486 (1998).
Defendant argues that the conversation would have supported
the mitigating circumstance submitted to the jury that
[d]efendant has adjusted and could adjust to a lifetime of
incarceration. However, inasmuch as defendant made no offer of
proof to show the content of the excluded conversation, this
Court is precluded from evaluating the import of the excluded
evidence. By failing to make an offer of proof, defendant has
failed to properly preserve this issue for appellate review,
pursuant to N.C.G.S. § 8C-1, Rule 103(a)(2). Furthermore, even
if the issue were properly preserved, any error here would beharmless beyond a reasonable doubt. The record shows that
defendant's father did, in fact, answer the question asked by
stating his belief that his son would turn his life over to the
Lord. Therefore, the substance of the excluded conversation, as
argued by defendant on appeal, did come before the jury. See
State v. Hightower, 340 N.C. 735, 745, 459 S.E.2d 739, 745
(1995). We overrule this assignment of error.
[5]Defendant next assigns error to the trial court's
submission of the (e)(4) aggravating circumstance, that the
murder was committed for the purpose of avoiding or preventing a
lawful arrest. See N.C.G.S. § 15A-2000(e)(4). Defendant
contends that this aggravating circumstance was not supported by
the evidence, as the evidence showed he was motivated solely by
resentment and dislike towards the victim, not by a desire to
avoid apprehension for the robbery. We disagree.
Before the trial court may instruct the jury on the (e)(4)
aggravating circumstance, it must find substantial, competent
evidence in the record from which the jury can infer that at
least one of defendant's purposes for the killing was the desire
to avoid subsequent detection and apprehension for a crime. See
State v. Wilkinson, 344 N.C. 198, 224-25, 474 S.E.2d 375, 389
(1996); State v. Oliver, 309 N.C. 326, 350, 307 S.E.2d 304, 320
(1983); State v. Goodman, 298 N.C. 1, 27, 257 S.E.2d 569, 586
(1979).
In this case the record contains substantial evidence that
defendant was motivated by a desire to avoid subsequent detection
and apprehension for the robbery he had just committed.
Defendant's co-worker Martha Nicole Morris testified as followsregarding a telephone conversation she had with defendant the day
of the killing:
He was talking about he was going to rob Hardee's. And
I was like you're going to rob the place you work? He
was like yeah. I was like how are you going to rob the
place you work? They are you [sic] going to know who
done it. I was like you all going to be wearing a mask
or something? He was like, no. He was like he won't
be able to tell it. He was speaking of [the victim].
I was like why not. He was like I'm going to kill him.
And when he said that he was going to kill him I was
like you're going to kill Andrew. He was like, yeah.
I was like you can't just go rob Hardee's, you have got
to kill this man? He was like, yeah. He was like he
got to go, he got to go. I was like, well, I don't
want to hear it, and I hung up.
We conclude that the jury could reasonably infer from the
above statement that defendant was motivated, at least in part,
by a desire to avoid apprehension. Defendant's comment that
[the victim] won't be able to tell it because I'm going to
kill him could certainly lead a reasonable jury to find that one
purpose in killing the victim was to avoid apprehension. This
testimony constituted sufficient, substantial evidence to support
submission of this aggravating circumstance, and we find no error
in the trial court's decision to submit it to the jury.
Defendant next contends that the trial court denied
defendant's constitutional right to due process and to a fair
trial by permitting the prosecutor to make three grossly improper
statements during closing argument.
Closing arguments are left largely to the discretion of the
trial court, though counsel cannot argue facts that are not
supported by the evidence. See State v. Fullwood, 343 N.C. 725,
740, 472 S.E.2d 883, 891 (1996), cert. denied, 520 U.S. 1122, 137
L. Ed. 2d 339 (1997). However, [w]hen a defendant fails to
object to an allegedly improper closing argument, the standard ofreview is whether the argument was so grossly improper that the
trial court erred in failing to intervene ex mero motu. State
v. Roseboro, 351 N.C. 536, 546, 528 S.E.2d 1, 8 (2000).
Furthermore, '[t]he impropriety of the argument must be gross
indeed in order for this Court to hold that a trial judge abused
his discretion in not recognizing and correcting ex mero motu an
argument which defense counsel apparently did not believe was
prejudicial when he heard it.' State v. Hipps, 348 N.C. 377,
411, 501 S.E.2d 625, 645 (1998) (quoting State v. Johnson, 298
N.C. 355, 369, 259 S.E.2d 752, 761 (1979)), cert. denied, 525
U.S. 1180, 143 L. Ed. 2d 114 (1999).
[6]Defendant first argues that the trial court erred by
permitting the prosecutor to comment on the funeral services for
the victim and to describe how the victim's sons prayed for
forgiveness for defendant, though no evidence was introduced at
trial to support this argument. Defendant did not object to
these statements at trial. While the prosecutor traveled outside
the record by referring to the victim's funeral and the sons'
prayers, taken in context, this reference was made to illustrate
to the jury the necessity for it to follow the law and to leave
forgiveness to a higher power. The prosecutor further stated:
Melvin James Hardy can be forgiven. All he has to
do is ask and it will be given to him.
But that kind of forgiveness is going to have to
come from a power far, far higher than this Court.
You, ladies and gentlemen, have a duty, taken an
oath, to decide based on the evidence and the law in
this case the appropriate punishment.
. . . .
What this is about here today is to decide what
the law and what the evidence tell[ ] you, the jury, .
. . the appropriate sentence is.
. . . .
You're still human beings. And you still have the
capacity for pity and sympathy, but that's not the
factors upon which you make your decision.
The objectionable statements were a passing reference to focus
the jury's attention on its duty. In comparison to the
prosecutor's entire closing argument, the comments were minor.
Thus considered, the mention of the funeral and the sons'
participation, though perhaps moving, could not have prejudiced
defendant. We conclude, therefore, that the prosecutor's
statements regarding the funeral were not so improper that the
trial court erred in not intervening ex mero motu.
[7]Defendant next argues that the following statement by
the prosecutor was grossly improper:
[Defendant] is a one-eyed Jack. You know what a
one-eyed Jack is? You see one side of the face.
That's the side that these people that come up here
have seen.
The other side of his face is more horrible than
even those pictures, what he did to his victims [sic].
Other side of his face is a monster. A monster.
Defendant did not object to this statement at trial. Again,
we hold that the trial court did not abuse its discretion by
failing to intervene ex mero motu during this portion of the
prosecutor's closing argument. In previous cases, we have held
that similar references do not warrant ex mero motu intervention
by the trial court. See, e.g., State v. Walls, 342 N.C. 1,
63-64, 463 S.E.2d 738, 772 (1995) (referring to the defendant as
that devil and comparing him to movie villains Jason and
Freddie Kruger), cert. denied, 517 U.S. 1197, 134 L. Ed. 2d 794
(1996); State v. Wilson, 338 N.C. 244, 259-60, 449 S.E.2d 391,
400-01 (1994) (comparing the defendant to Hitler); State v.Hamlet, 312 N.C. 162, 173, 321 S.E.2d 837, 845 (1984) (referring
to the defendant as an animal).
The prosecution's reference to one side of defendant's face
as a monster was made to show the two sides of defendant's
character: the one he showed to his family and friends, and the
other one he showed to the victim. The prosecutor did not
directly call defendant a monster, but simply compared the hidden
side of defendant's character to that of a monster. While we do
not condone referring to any defendant as a monster, we decline
to hold that the reference here rose to a level that required
intervention by the trial court.
[8]Finally, the prosecutor stated in closing argument that
defendant had gotten a teenager, Kedrin Bradley, involved in
drugs. However, the evidence at trial showed only that Bradley
sold drugs for defendant and owed money to defendant for drugs,
not that defendant had gotten her involved in drugs. The trial
court sustained defendant's objection to this statement and
admonished the jury, Members of the jury, again take the
evidence as you recall it to be.
Once an objection is sustained, the trial court has a duty
to censor remarks not warranted by either the evidence or the
law. State v. Monk, 286 N.C. 509, 516, 212 S.E.2d 125, 131
(1975); accord State v. Sanderson, 336 N.C. 1, 15, 442 S.E.2d 33,
42 (1994). Defendant contends that the trial court's curative
instruction was not adequate to censor the prosecutor's
misstatement of the evidence. We disagree. By sustaining the
objection and admonishing the jurors to take the evidence as they
recalled it, the trial court sent a clear signal that the
prosecutor had misstated the evidence. Accordingly, we concludethat the trial court's warning in this instance was sufficient to
cure any mischaracterization of the evidence by the prosecution.
Jurors are presumed to follow the trial court's instructions, see
State v. McNeil, 350 N.C. 657, 689, 518 S.E.2d 486, 505 (1999),
cert. denied, ___ U.S. ___, 146 L. Ed. 2d 321 (2000); therefore,
a stronger or more thorough admonishment was not required. This
assignment of error is overruled.
Defendant raises nine additional issues that he concedes
have been decided contrary to his position previously by this
Court: (i) the trial court lacked jurisdiction to try or impose
judgment on defendant for first-degree murder because the short-
form murder indictment did not allege all the elements of first-
degree murder; (ii) the trial court violated defendant's
constitutional right to be present at every stage of his capital
trial by permitting the oath to be administered to the jurors
when neither defendant nor his counsel was present; (iii) the
trial court erred in instructing the jury that a person acting in
concert with another is guilty of any other crime committed by
the other in pursuance of the common purpose to commit that
original crime or [that] is a natural or probable consequence
thereof; (iv) the trial court erred in submitting aggravating
circumstance N.C.G.S. § 15A-2000(e)(2) for the reason that
defendant had only been charged with but had not been convicted
of a capital felony at the time he committed the murder for which
he was on trial; (v) the trial court erred in instructing the
jury that each juror may consider mitigating circumstances;
(vi) the trial court erred in using the inherently ambiguous and
vague terms satisfaction and satisfy in defining the burdenof proof applicable to mitigating circumstances; (vii) the trial
court erred in instructing that the jurors were required to
determine whether nonstatutory mitigating circumstances had
mitigating value; (viii) the trial court erred in instructing the
jury that in deciding Issue Three a juror may consider any
mitigating circumstance or circumstances that the juror
determined to exist by a preponderance of the evidence in Issue
Two; (ix) the trial court erred in sentencing defendant to death
because the death penalty is inherently cruel and unusual, and
the North Carolina capital sentencing scheme is
unconstitutionally vague and overbroad.
Defendant raises these issues for purposes of urging this
Court to reexamine its prior holdings and also for the purpose of
preserving the issues for any possible further judicial review.
We have considered defendant's arguments on these issues and find
no compelling reason to depart from our prior holdings. We
overrule these assignments of error.
[9]Finally, this Court exclusively has the statutory duty
in capital cases, pursuant to N.C.G.S. § 15A-2000(d)(2), to
review the record and determine (i) whether the record supports
the jury's findings of the aggravating circumstances upon which
the court based its death sentence; (ii) whether the sentence was
imposed under the influence of passion, prejudice, or any other
arbitrary factor; and (iii) whether the death sentence is
excessive or disproportionate to the penalty imposed in similar
cases, considering both the crime and the defendant. See Statev. McCollum, 334 N.C. 208, 239, 433 S.E.2d 144, 161 (1993), cert.
denied, 512 U.S. 1254, 129 L. Ed. 2d 895 (1994).
After a thorough review of the transcript, record on appeal,
briefs, and oral arguments of counsel, we are convinced that the
jury's findings of the three aggravating circumstances submitted
were supported by the evidence. We also conclude that nothing in
the record suggests that defendant's death sentence was imposed
under the influence of passion, prejudice, or any other arbitrary
factor.
Finally, we must consider whether the imposition of the
death penalty in defendant's case is proportionate to other cases
in which the death penalty has been affirmed, considering both
the crime and the defendant. See Robinson, 336 N.C. at 133, 443
S.E.2d at 334. The purpose of proportionality review is to
eliminate the possibility that a person will be sentenced to die
by the action of an aberrant jury. State v. Holden, 321 N.C.
125, 164-65, 362 S.E.2d 513, 537 (1987), cert. denied, 486 U.S.
1061, 100 L. Ed. 2d 935 (1988). Proportionality review also acts
[a]s a check against the capricious or random imposition of the
death penalty. State v. Barfield, 298 N.C. 306, 354, 259 S.E.2d
510, 544 (1979), cert. denied, 448 U.S. 907, 65 L. Ed. 2d 1137
(1980). Our consideration is limited to those cases which are
roughly similar as to the crime and the defendant, but we are not
bound to cite every case used for comparison. See State v.
Syriani, 333 N.C. 350, 400, 428 S.E.2d 118, 146, cert. denied,
510 U.S. 948, 126 L. Ed. 2d 341 (1993). Whether the death
penalty is disproportionate ultimately rest[s] upon the
'experienced judgments' of the members of this Court. State v.Green, 336 N.C. 142, 198, 443 S.E.2d 14, 47, cert. denied, 513
U.S. 1046, 130 L. Ed. 2d 547 (1994).
Defendant was convicted of first-degree murder on the basis
of premeditation and deliberation and under the felony murder
rule. Defendant was also convicted of robbery with a dangerous
weapon. The jury found all three aggravating circumstances
submitted: (i) that defendant had been previously convicted of
another capital felony, N.C.G.S. § 15A-2000(e)(2); (ii) that
defendant committed the murder for the purpose of avoiding a
lawful arrest, N.C.G.S. § 15A-2000(e)(4); and (iii) that the
murder was committed while defendant was engaged in the
commission of robbery with a firearm, N.C.G.S. § 15A-2000(e)(5).
The trial court submitted two statutory mitigating
circumstances for the jury's consideration: (i) defendant was
19 years old at the time of the commission of this offense,
N.C.G.S. § 15A-2000(f)(7); and (ii) the catchall mitigating
circumstance that there existed any other circumstance arising
from the evidence which the jury deemed to have mitigating value,
N.C.G.S. § 15A-2000(f)(9). The jury found only the age mitigator
to exist. The trial court also submitted ten nonstatutory
mitigating circumstances; the jury found none of these to exist.
We begin our proportionality analysis by comparing this case
to those cases in which this Court has determined the sentence of
death to be disproportionate. This Court has determined the
death sentence to be disproportionate on seven occasions. State
v. Benson, 323 N.C. 318, 372 S.E.2d 517 (1988); State v. Stokes,
319 N.C. 1, 352 S.E.2d 653 (1987); State v. Rogers, 316 N.C. 203,
341 S.E.2d 713 (1986), overruled on other grounds by Gaines, 345
N.C. 647, 483 S.E.2d 396, and by State v. Vandiver, 321 N.C. 570,364 S.E.2d 373 (1988); State v. Young, 312 N.C. 669, 325 S.E.2d
181 (1985); State v. Hill, 311 N.C. 465, 319 S.E.2d 163 (1984);
State v. Bondurant, 309 N.C. 674, 309 S.E.2d 170 (1983); State v.
Jackson, 309 N.C. 26, 305 S.E.2d 703 (1983). This case is not
substantially similar to any of the cases in which this Court has
found that the death sentence was disproportionate.
The present case has several features that distinguish it
from the cases in which we have found the sentence to be
disproportionate. First, the jury convicted defendant on the
basis of premeditation and deliberation and under the felony
murder rule. The finding of premeditation and deliberation
indicates a more cold-blooded and calculated crime. State v.
Artis, 325 N.C. 278, 341, 384 S.E.2d 470, 506 (1989), sentence
vacated on other grounds, 494 U.S. 1023, 108 L. Ed. 2d 604
(1990), quoted in State v. Braxton, 352 N.C. 158, 226, 531 S.E.2d
428, 467 (2000). Second, defendant committed this crime while on
pretrial release pending a separate murder trial. Though a
defendant on pretrial release is still presumed to be innocent,
he is in a special position and should be especially cautious
about committing another criminal offense. Whether or not he is
guilty of the first crime, such a defendant demonstrates a
disdain for the law by committing another offense while on
pretrial release. See State v. Webb, 309 N.C. 549, 559, 308
S.E.2d 252, 257 (1983). Finally, in none of those cases were
three aggravating circumstances found. Here, the jury found that
the (e)(2), (e)(4), and (e)(5) aggravating circumstances existed.
Therefore, we conclude that the present case is distinguishable
from those cases in which we have found the death penalty
disproportionate. We also consider cases in which this Court has found the
death penalty to be proportionate. This Court has deemed the
(e)(5) aggravating circumstance, standing alone, to be sufficient
to sustain a sentence of death, see State v. Lawrence, 352 N.C.
1, 36, 530 S.E.2d 807, 829 (2000), and has never found a death
sentence to be disproportionate where either the (e)(2) or (e)(4)
aggravating circumstance was found to exist, see State v.
Braxton, 352 N.C. 158, 531 S.E.2d 428 (N.C.G.S. §
15A-2000(e)(2)); State v. Warren, 348 N.C. 80, 499 S.E.2d 431
(N.C.G.S. § 15A-2000(e)(2)), cert. denied, 525 U.S. 915, 142 L.
Ed. 2d 216 (1998); State v. McCarver, 341 N.C. 364, 407, 462
S.E.2d 25, 49 (1995) (N.C.G.S. § 15A-2000(e)(4)), cert. denied,
517 U.S. 1110, 134 L. Ed. 2d 482 (1996). Furthermore, we note
that the (e)(2) aggravating circumstance reflects on defendant's
character as a recidivist. See State v. Cummings, 323 N.C. 181,
197, 372 S.E.2d 541, 552 (1988), sentence vacated on other
grounds, 494 U.S. 1021, 108 L. Ed. 2d 602 (1990). Viewed in this
light, we conclude that the present case is more similar to
certain cases in which we have found the sentence of death
proportionate than to those in which we have found the sentence
disproportionate or those in which juries have consistently
returned recommendations of life imprisonment.
Defendant received a fair trial and capital sentencing
proceeding, free from prejudicial error, and the death sentence
in this case is not disproportionate. Accordingly, the judgments
of the trial court are left undisturbed.
NO ERROR.
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