STATE OF NORTH CAROLINA
v.
RONALD ROGERS
Appeal as of right pursuant to N.C.G.S. § 7A-27(a) from
a judgment imposing a sentence of death entered by Beale, J., on
8 December 1997 in Superior Court, Richmond County, upon a jury
verdict finding defendant guilty of first-degree murder. On
1 November 1999, the Supreme Court allowed defendant's motion to
bypass the Court of Appeals as to his appeal of additional
judgments. Heard in the Supreme Court 18 May 2000.
Michael F. Easley, Attorney General, by Ralf F.
Haskell, Special Deputy Attorney General, and Robert
Montgomery, Assistant Attorney General, for the State.
Malcolm Ray Hunter, Jr., Appellate Defender, by
Constance E. Widenhouse, Assistant Appellate Defender,
for defendant-appellant.
WAINWRIGHT, Justice.
On 20 February 1996, Ronald Rogers (defendant) was
indicted for first-degree murder and assault with a deadly weapon
with intent to kill inflicting serious injury. In addition, on
18 March 1996, he was indicted for discharging a firearm into
occupied property. Defendant was tried capitally before a jury
at the 3 November 1997 Criminal Session of Superior Court,
Richmond County. The jury found defendant guilty of first-degreemurder on the basis of malice, premeditation, and deliberation;
under the felony murder rule; and on the basis of lying in wait.
Defendant was also found guilty of assault with a deadly weapon
with intent to kill inflicting serious injury and discharging a
firearm into occupied property. After a capital sentencing
proceeding, the jury recommended a sentence of death for the
first-degree murder conviction. On 8 December 1997, the trial
court sentenced defendant in accordance with the jury's
recommendation. In addition, the trial court imposed consecutive
sentences of 108 to 139 months' imprisonment for the assault
conviction and 36 to 53 months' imprisonment for the discharging
a firearm into occupied property conviction.
The State's evidence tended to show, inter alia, that
on the night of 16 June 1995, a group of people from Richmond
County, including Ralph Crump (Crump) and Saifullah Muhammad
(Saifullah), went to a drag strip outside of Rockingham to watch
some races. A group from Scotland County, including defendant,
his brother Eddie Mookie Rogers (Mookie), Greg Morrison
(Morrison), and Michael Goodwin (Goodwin), was also at the drag
strip. An argument began between Morrison and some girls from
Richmond County, and a physical altercation resulted, involving
Morrison, Crump, Mookie, and Saifullah.
The next evening, a number of persons involved in the
previous evening's altercation were at the Universal Lounge near
Bennettsville, South Carolina. Defendant, Mookie, Crump,
Goodwin, and Morrison were at the club along with Pete Hale
(Hale), Victor McCallum (McCallum), and Eddie Keith (Keith). Ricky Thomas (Ricky), the decedent in this case, and his friend
Danny Hayes (Hayes) also went to the club that night. There,
they met Ricky's cousin, Mike Thomas (Mike), and the three went
into the club.
At some point during the evening, a fight broke out in
which Mookie was severely beaten. Defendant jumped into the
crowd to help his brother. After Mookie got up, the crowd
scattered, and people began yelling that someone had a gun.
Crump was seen waving a silver handgun. Everyone began running
outside. Several witnesses testified that defendant appeared
upset because his brother had been hurt and that they saw him
outside shooting his handgun into the air. As Ricky and Hayes
left the club in Ricky's car, defendant and Mookie approached the
car, and either defendant or Mookie pointed a gun at the
occupants. Neither Hayes nor Ricky had been involved in the
fight.
Saifullah had just arrived at the club when the fight
broke out. Saifullah's father, Abdul Muhammad (Abdul), had come
along but stayed outside in Saifullah's Ford Bronco. Saifullah
left when he saw the crowd start to run, and he and his father
drove toward Hamlet, North Carolina. Saifullah had heard that
Crump may have been involved in the fight and wanted to see if he
was all right, so he drove to the Tall Pines Apartments in Hamlet
where Crump lived. He parked his Bronco in front of the
apartment complex office and got out to talk to some people who
were in the parking lot. Abdul remained in the Bronco.
Saifullah testified that he had several guns in his Bronco,including a .38-caliber handgun and a .45-caliber handgun, but
stated that he did not fire them that night.
Ricky and Hayes drove to Hayes' mother's home in
Hamlet. Ricky and Hayes then left Hayes' mother's home and drove
to Tall Pines Apartments so Ricky could find out why someone had
pointed a gun at him. At the apartments, Ricky parked his car
beside Saifullah's Bronco and got out to talk with some people
there about what had happened at the club. Ricky did not have a
weapon.
Defendant, Keith, Hale, and McCallum got into
McCallum's car at the club and drove toward Hamlet. Goodwin;
Goodwin's wife, Angela; and Morrison followed in a second car.
Defendant wanted to go to Hamlet to find out why there had been a
fight. Several persons attempted to persuade defendant to go
back and check on his brother, who had been taken to the
hospital, but defendant refused. The two cars drove by the Tall
Pines Apartments in Hamlet and stopped just past the entrance.
The occupants of the vehicles got out of the cars and talked by
the side of the road. Defendant, Morrison, and McCallum had
guns. They walked over a hill toward the apartments.
Approximately five minutes later, the other occupants of the
vehicles heard gunshots coming from the direction of the
apartments. Defendant, Morrison, and McCallum ran back to the
cars, and they all left.
Both Hayes and Saifullah heard gunshots coming from
behind them as they stood near the office of the Tall PinesApartments. Both ran away from the gunfire, and neither saw who
was shooting.
Officer Mark Terry of the Hamlet Police Department
arrived at the apartment complex at around 4:10 a.m. He
discovered Ricky lying on his back in the driver's side
floorboard of the Bronco. He had suffered a gunshot wound to the
back and later died. Abdul was discovered lying on the ground
beside the passenger side of the Bronco. He had been shot at
least eight and possibly nine times, but survived. Law
enforcement officers recovered from the Bronco two weapons
matching the descriptions given by Saifullah and found a
Jennings/Bryco 9-mm handgun on the ground near the apartment
office. They later recovered a High Point 9-mm handgun from
Morrison's residence. Officers found numerous shell casings and
bullets on the ground in the area of the shooting and recovered
several bullets from the Bronco.
Defendant assigns error to the trial court's denial of
his repeated motions for a continuance. He argues the denial of
his requests for a continuance resulted in a violation of his
constitutional rights to effective assistance of counsel, to
confront his accusers, and to due process of law. For the
reasons stated below, we find merit in defendant's assignment of
error and grant him a new trial.
In the instant case, defendant made his first
appearance in court on 7 July 1995. At that time, the trial
court appointed Tommy Nichols to represent him. A short time
later, defendant retained the services of Eddie Meacham as
defense counsel. A probable cause hearing was held on
14 September 1995, and the trial court determined that probablecause existed. Subsequently, indictments were handed down
against defendant on 20 February 1996 and 18 March 1996. A
Rule 24 hearing was conducted on 18 March 1996 at which the State
indicated there was evidence of aggravating circumstances.
Defendant was later arraigned and pled not guilty. Throughout
these events, defendant was represented by Meacham.
Meacham filed a number of pretrial motions on
defendant's behalf on 27 June 1997. These motions were heard on
2 July 1997. However, none of the corresponding orders arising
out of these motions were ever prepared for entry. Two weeks
later, on 16 July 1997, Meacham made a motion to be allowed to
withdraw from the case. Meacham argued that he had not been paid
a sufficient fee to proceed with a capital case. At the hearing
on Meacham's motion to withdraw, defendant said he would attempt
to obtain more funds for Meacham, but he expected Meacham to work
on his behalf in the meantime. Defendant indicated that he did
not believe Meacham had been performing any work up to that point
and that Meacham had been pushing him to take a plea bargain,
which he did not want to accept. The trial court denied
Meacham's motion.
The trial, which was originally scheduled to begin on
18 August 1997, was postponed to 25 September 1997 because the
trial judge was involved in another trial. Subsequently, on 18
September 1997, defendant moved to dismiss Meacham, arguing that
conflicts of interest existed for Meacham and that Meacham had
not been properly preparing for trial. Judge Michael Beale
allowed defendant to dismiss Meacham and to retain new counsel. On 22 September 1997, another hearing regarding defendant's
counsel was held before Judge Howard Manning. Judge Manning
allowed defendant an additional week to retain counsel, but
defendant was unsuccessful. A week later, on 29 September 1997,
a second hearing was held before Judge Manning, who appointed Ira
Pittman as lead counsel. The following day, Judge Manning
appointed Joseph Davis, III, as co-counsel. Defendant's trial
was rescheduled to begin during the 3 November 1997 term of
court, only thirty-four days later.
Defendant's new counsel met with Meacham and obtained
his case file. The file showed that Meacham had not interviewed
any of the many witnesses involved. Defense counsel then
requested funds from the trial court to hire a private
investigator to assist in interviewing witnesses. The motion was
allowed on 13 October 1997.
On 22 October 1997, just twenty-three days after being
appointed, defense counsel gave immediate notice that they were
in need of a continuance by filing a motion to that effect. At
the motion hearing on 24 October 1997, defense counsel argued
strenuously that they had not had enough time to prepare the case
and would not be able to proceed on 3 November as scheduled. The
private investigator hired by defendant just the week before had
not had time to report any results at the time of the hearing.
Further, Pittman had not previously acted as lead counsel in a
capital case, and Davis had never participated in a capital case.
Defendant's counsel also noted that they were being required to
prepare, in effect, for two trials: the guilt/innocence phaseand, if necessary, a capital sentencing proceeding. Defendant's
counsel also argued that a previous motion for a jury
questionnaire had been allowed by the court and that they had not
been able to prepare one that could be returned by prospective
jurors prior to the commencement of the term of court.
In addition to the motion for a continuance,
defendant's counsel filed a motion to withdraw from the case,
citing Rule 6(a) of the Rules of Professional Conduct as
prohibiting them from undertaking a case for which there was no
possibility for them to be fully prepared. Judge Beale denied
both motions. On 29 October 1997, defendant's counsel again
renewed their motion for a continuance. At a motions hearing on
3 November 1997, Judge Beale denied the motion. Defendant's
counsel then renewed their motion to be allowed to withdraw from
the case, and the trial court denied that motion. The case then
proceeded to trial.
In determining whether to grant a continuance, the
trial court should consider, inter alia, the following factors:
(1) Whether the failure to grant a
continuance would be likely to result in
a miscarriage of justice;
(2) Whether the case taken as a whole is so
unusual and so complex, due to the
number of defendants or the nature of
the prosecution or otherwise, that more
time is needed for adequate preparation.
N.C.G.S. § 15A-952(g) (1999). In most circumstances, a motion to
continue is addressed to the sound discretion of the trial court,
and absent a manifest abuse of that discretion, the trial court's
ruling is not reviewable. See State v. Walls, 342 N.C. 1, 463
S.E.2d 738 (1995), cert. denied, 517 U.S. 1197, 143 L. Ed. 2d 794(1996). However, when a motion to continue raises a
constitutional issue, as in the instant case, the trial court's
ruling is fully reviewable by an examination of the particular
circumstances of each case. State v. Searles, 304 N.C. 149,
153, 282 S.E.2d 430, 433 (1981). Generally, the denial of a
motion to continue, whether a constitutional issue is raised or
not, is sufficient grounds for the granting of a new trial only
when the defendant is able to show that the denial was erroneous
and that he suffered prejudice as a result of the error. See
State v. Branch, 306 N.C. 101, 291 S.E.2d 653 (1982).
The rights to effective assistance of counsel, to
confrontation of accusers and witnesses, and to due process of
law are guaranteed in the Fifth, Sixth, and Fourteenth Amendments
to the Constitution of the United States and Sections 19 and 23
of Article I of the Constitution of North Carolina. See U.S.
Const. amends. V, VI, XIV; N.C. Const. art. I, §§ 19, 23; State
v. Tunstall, 334 N.C. 320, 432 S.E.2d 331 (1993). It is
implicit in the constitutional guarantees of assistance of
counsel and confrontation of one's accusers and witnesses against
him that an accused and his counsel shall have a reasonable time
to investigate, prepare and present his defense. State v.
McFadden, 292 N.C. 609, 616, 234 S.E.2d 742, 747 (1977). A
defendant must 'be allowed a reasonable time and opportunity to
investigate and produce competent evidence, if he can, in defense
of the crime with which he stands charged and to confront his
accusers with other testimony.' State v. Thomas, 294 N.C. 105,
113, 240 S.E.2d 426, 433 (1978) (quoting State v. Baldwin, 276N.C. 690, 698, 174 S.E.2d 526, 531 (1970)). This Court has
previously recognized and discussed the United States Supreme
Court's analysis of these claims:
In addressing the propriety of a trial
court's refusal to allow a defendant's
attorney additional time for preparation, the
Supreme Court of the United States has noted
that the right to effective assistance of
counsel is recognized . . . because of the
effect it has on the ability of the accused
to receive a fair trial. United States v.
Cronic, 466 U.S. 648, 658, 80 L. Ed. 2d 657,
667 (1984). While a defendant ordinarily
bears the burden of showing ineffective
assistance of counsel, prejudice is presumed
without inquiry into the actual conduct of
the trial when the likelihood that any
lawyer, even a fully competent one, could
provide effective assistance is remote. Id.
at 659-60, 80 L. Ed. 2d at 668. A trial
court's refusal to postpone a criminal trial
rises to the level of a Sixth Amendment
violation only when surrounding
circumstances justify this presumption of
ineffectiveness. Id. at 661-62, 80 L. Ed. 2d
at 669-70.
Tunstall, 334 N.C. at 329, 432 S.E.2d at 336. To establish a
constitutional violation, a defendant must show that he did not
have ample time to confer with counsel and to investigate,
prepare and present his defense. Id. at 329, 432 S.E.2d at 337;
see also State v. Harris, 290 N.C. 681, 228 S.E.2d 437 (1976).
After a thorough review of the record, we are convinced
that defendant's counsel had insufficient time to prepare for the
defense of this case. While it is clear that defendant's prior
counsel, Meacham, filed most of the usual pretrial motions, it is
equally clear that there was little or no trial preparation
conducted before Meacham was dismissed. There was no evidence
that any witness interviews had been performed. The orders basedon the trial court's rulings on pretrial motions had not been
prepared. A jury questionnaire was not submitted for
distribution to prospective jurors even though requested by
defendant's prior counsel and allowed by the trial court.
Pittman and Davis were appointed to a case involving multiple
incidents in multiple locations over a two-day period for which
they had only thirty-four days to prepare. It is unreasonable to
expect that any attorney, no matter his or her level of
experience, could be adequately prepared to conduct a bifurcated
capital trial for a case as complex and involving as many
witnesses as the instant case.
Prejudice to a defendant is presumed when 'the
likelihood that any lawyer, even a fully competent one, could
provide effective assistance' is remote. Tunstall, 334 N.C. at
329, 432 S.E.2d at 336 (quoting Cronic, 466 U.S. at 659-660, 80
L. Ed. 2d at 668); see also State v. Maher, 305 N.C. 544, 550,
290 S.E.2d 694, 698 (1982). This presumption is applied in
response to an error committed before the trial began.
Therefore, [p]rejudice is presumed because no one can be certain
how trial counsel might have been able to perform if he had had
adequate time to prepare for trial. Maher, 305 N.C. at 550, 290
S.E.2d at 698. Taking into account the unique factual
circumstances of this case, we hold the presumption of
ineffective assistance of counsel is applicable here.
In so holding, we emphasize that courts do not deny
due process just because they act expeditiously. The law's delay
is the lament of society. State v. Gibson, 229 N.C. 497, 502,50 S.E.2d 520, 524 (1948). In the instant case, however, defense
counsel was justified in seeking a continuance of defendant's
capital trial under the unique circumstances demonstrated here.
Nonetheless, we will vigilantly resist any manipulation by
parties or their counsel, in capital cases or otherwise, to
disrupt or obstruct the orderly progress of the court,
McFadden, 292 N.C. at 615, 234 S.E.2d at 747, under the guise of
generalized, unsupported, or otherwise nonmeritorious motions to
continue.
Accordingly, defendant is entitled to a new trial. As
defendant is entitled to a new trial because of an error that
occurred before the trial began, we need not address his
remaining assignments of error.
NEW TRIAL.
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