STATE OF NORTH CAROLINA v. ROGER MCKINLEY BLAKENEY
No. 203A98
(Filed 13 July 2000)
1. Jury--selection--representation of African-American citizens
The trial court did not err in a capital first-degree murder prosecution by denying
defendant's written and oral motions to dismiss the jury venire based on an alleged
underrepresentation of African-American citizens where defendant's contention was that
affirmative efforts should have been made to ensure that the jury venire was racially
proportionate rather than that the selection process involved systematic exclusion, with the
argument based upon the venire that actually reported for service rather than the venire
summoned. Defendant's showing of a 7.85 percent difference between African-Americans in the
county's population and the venire that actually reported does not render the venire
constitutionally infirm; moreover, defendant does not argue, and there is no evidence, that the
statutory scheme in N.C.G.S. § 9-2 was not followed or that the selection process otherwise
failed to be racially neutral.
2. Jury--selection--questionnaire--contact with other races
The defendant in a first-degree murder prosecution did not show that the trial court
abused its discretion or that he was otherwise prejudiced by a ruling deleting from a jury
questionnaire a question concerning prospective jurors' contacts with people of other races.
Defendant did not demonstrate that the ruling was arbitrary or that he was prohibited from
asking prospective jurors the question.
3. Jury--selection--capital trial--death penalty views
The trial court did not abuse its discretion during jury selection in a first-degree murder
prosecution by excusing two jurors based on their opposition to the death penalty where their
responses to questions revealed that their views of the death penalty would prevent or
substantially impair the performance of their duties at trial and that they could not temporarily
set aside their own beliefs and agree to follow the law or the court's instructions.
4. Jury--selection--capital trial--rehabilitation
The trial court did not abuse its discretion during jury selection in a first-degree murder
prosecution by refusing to allow defense counsel to rehabilitate jurors where defendant failed to
show that any questioning on his part would have produced different answers.
5. Jury--selection--newspaper articles--motion for continuance
A first-degree murder defendant's right to an impartial jury was not violated by the trial
court's denial of his pretrial motion for a continuance where defendant contended that the jury
pool was tainted by two newspaper articles which incorrectly identified him as a convicted felon
on parole at the time of the crime. The only juror who admitted reading an article at issue
served as an alternate and did not participate in jury deliberations. No juror who participated
was exposed to the challenged article and all three jurors who admitted reading newspaper
articles about the case indicated that they could set aside what they had read.
6. Constitutional Law--presence at capital trial--post-trial evidentiary findings
A first-degree murder defendant's right to be present at his trial was not violated where
the transcript did not indicate whether defendant was present at a post-trial proceeding at which
the trial court made findings of fact and conclusions of law supporting oral evidentiary rulings
made during trial. Assuming that defendant was not present, there was no prejudicial error
because any objections to the findings and conclusions will be considered on appeal as fully as if
defendant had specifically objected at the time they were entered; the judge's findings appear to
be his own considered determinations based upon evidence presented during the suppression
hearing at trial, although he confirmed his findings with the prosecutor and an SBI agent; and
the findings are supported by competent evidence.
7. Constitutional Law--presence at capital trial--bench conferences
A first-degree murder defendant's right to be present at his capital trial was not violated
by bench conferences where defendant was represented by counsel at each conference, defendant
was present in the courtroom, and defendant failed to demonstrate that the challenged bench
conferences implicated defendant's confrontation rights or that his presence would have had a
reasonably substantial relation to his opportunity to defend.
8. Criminal Law--recordation--bench conferences
The right of a first-degree murder defendant to recordation under N.C.G.S. § 15A-1241
was not violated by unrecorded bench conferences where defendant never requested that the
subject matter of a bench conference be reconstructed for the record. Appellate review is
facilitated by the trial court's rulings, not the arguments of counsel during a bench conference,
and the substance of the challenged rulings in this case is apparent based on the resulting
admission of evidence.
9. Criminal Law--recordation--dismissal of juror--appellate review
The lack of recordation of a bench conference preceding dismissal of a prospective juror
during jury selection for a first-degree murder prosecution did not inhibit defendant's ability to
argue or the Supreme Court's ability to review whether the trial counsel's failure to make a
Batson objection constituted ineffective assistance of counsel. The transcript of proceedings
contained sufficient information to determine whether a Batson challenge should have been
made and defendant did not demonstrate (nor does the record reveal) that a prima facie case of
racial discrimination in jury selection could be made in this case.
10. Evidence--photographs--crime scene
The trial court did not abuse its discretion in a first-degree murder prosecution by
admitting photographs and a videotape of the victim and the crime scene where the challenged
photographs and videotape were not used excessively and solely to inflame the passions of the
jury; the photographs and the portions of the videotape which the court found to be repetitive
and nonprobative were excluded; each photograph illustrated a unique aspect of the manner in
which the victim was killed; the videotape uniquely depicted the condition and location of the
victim's body in the context of the crime scene; and the photographs and videotape illustrated
the testimony of the SBI agent who conducted the crime scene search and the testimony of the
pathologist who performed the autopsy.
11. Witnesses--expert--SBI agent--burning of home
The trial court did not err in a first-degree murder prosecution by admitting the testimony
of an SBI arson investigator that the burning of the victim's home was of incendiary origin. The
agent had sufficient knowledge to form an opinion, his testimony concerned matters which arenot within the knowledge of the average person,
and his testimony was helpful to the jury.
12. Homicide--first-degree murder--district attorney's discretion to prosecute--lack of
discretion to try capitally--no constitutional conflict
There is no constitutional conflict between a district attorneys's discretion to try a
homicide defendant for first-degree murder, second-degree murder, or homicide, and the lack of
discretion to try a first-degree murder defendant capitally or noncapitally. N.C.G.S. § 15A-
2000.
13. Homicide--choice of first-degree murder or lesser crime--district attorney's
discretion
A district attorney's discretion to determine whether to try a homicide defendant for first-
degree murder or for a lesser crime does not render N.C.G.S. § 15A-2000 unconstitutional.
There is no evidence that the district attorney's decision to prosecute defendant for first-degree
murder was based on any improper factor such as race, religion, or other arbitrary classification.
14. Homicide--first-degree murder--instructions--circumstantial evidence
There was no plain error in a first-degree murder prosecution where the court instructed
the jury that it could rely on circumstances surrounding the murder to infer premeditation and
deliberation. The instruction given was based upon the pattern jury instruction and prior cases
have found no error in nearly identical instructions.
15. Evidence--flight--evidence sufficient
There was sufficient evidence in a first-degree murder prosecution to warrant an
instruction on flight where defendant telephoned his wife from his mother's residence before the
victim arrived and told her he would be home in a few minutes; defendant instead left the area in
his vehicle; a longstanding friend waved at him, but he did not respond; he drove to a shack in
the country to trade the victim's gun for cocaine and cash; he continued to drive through the
country, trading more stolen items for drugs; and he went to another friend's house, where he
was apprehended.
16. Sentencing--capital--evidence--scene of prior crime
The trial court did not abuse its discretion in a first-degree murder sentencing proceeding
by admitting testimony from the victim of a prior armed robbery and photographs of the crime
scene showing blood. The Rules of Evidence do not apply in capital sentencing proceedings;
moreover, the probative value of the evidence was not outweighed by the prejudice because the
photographs illustrated the testimony and both the testimony and the photographs were relevant
to an aggravating circumstance.
17. Sentencing--capital--nonstatutory mitigating circumstance--not submitted
There was no prejudicial error in a capital sentencing proceeding where the court
erroneously refused to submit a proposed nonstatutory mitigating circumstance that was
supported by defendant's statements to authorities and which a reasonable juror could find to
have mitigating value, but defendant's statement was read to the jury, the evidence underlying
the circumstance was fully argued to the jury by defense counsel, the catchall mitigating
circumstance was argued to the jury, and the error did not preclude any juror from considering
and giving weight to any evidence underlying the proposed circumstance.
18. Sentencing--capital--mitigating circumstances--no significant history of criminal
activity
The trial court did not err in a capital sentencing proceeding by submitting the statutory
mitigating circumstance that defendant had no significant history of criminal activity, N.C.G.S.
§ 15A-2000(f)(1), where defendant had a conviction for robbery with a dangerous weapon and a
history of drug abuse.
19. Sentencing--capital--mitigating and aggravating circumstances--no significant
history of criminal activity--prior conviction involving violence--both submitted
The trial court did not err during a capital sentencing proceeding by submitting the no
significant history of criminal activity mitigating circumstance, N.C.G.S. § 15A-2000(f)(1), after
having submitted the aggravating circumstance that defendant had a prior felony conviction
involving violence, N.C.G.S. § 15A-2000(e)(3).
20. Sentencing--capital--instructions--result of unanimous recommendation
The trial court did not err in a capital sentencing proceeding by granting the State's
motion to prohibit defendant from arguing to the jury that the failure to agree on punishment
would result in life imprisonment and then instructing the jury that the defendant would be
sentenced to death if they unanimously recommended death and sentenced to life if they
unanimously recommended life. The instruction was in accord with N.C.G.S. § 15A-2002 and it
has been held that it is improper for a trial court to inform the jury of the effect of its failure to
reach a unanimous verdict.
21. Criminal Law--prosecutor's argument--not improper
The argument of the prosecutor in a capital sentencing proceeding was not so grossly
improper as to require the court to intervene ex mero motu where defendant contended that the
prosecutor made false and improper statements regarding a clinical psychologist who testified
for defendant, but the prosecutor did not travel outside the record.
22. Criminal Law--prosecutor's argument--preparation of defense psychologist's report
There was no error so grossly improper that the court was required to intervene ex mero
motu in the prosecutor's argument in a capital sentencing proceeding where the prosecutor
argued that a psychiatrist's report was prepared at the last moment to surprise the prosecution,
that defense counsel had prepared the report, and that the diagnosis was taken from a manual.
The argument concerning the psychiatrist's motive was a permissible inference from the
evidence, there was testimony that the psychiatrist had dictated tapes and sent them to defense
counsel to be typed, and the psychiatrist testified that he relied in part on the DSM.
23. Sentencing--capital--death penalty not disproportionate
A sentence of death for a first-degree murder was not imposed under the influence of
passion, prejudice, or any other arbitrary factor; the record supports the aggravating
circumstances found by the jury; and the sentence was not disproportionate. Defendant was
convicted based upon premeditation and deliberation and the jury found the prior violent felony
aggravating circumstance, this case is more similar to those where the death penalty was found
proportionate than to those where it was found disproportionate, and, based upon the
characteristics of the defendant and the crime, the Supreme Court was convinced that the
sentence was not disproportionate.
Appeal as of right pursuant to N.C.G.S. § 7A-27(a) from a
judgment imposing a sentence of death entered by Helms
(William H.), J., on 10 September 1997 in Superior Court, Union
County, upon a jury verdict finding defendant guilty of first-
degree murder. The Supreme Court, on 26 May 1998, allowed
defendant's motion to bypass the Court of Appeals as to his
appeal of additional judgments. Heard in the Supreme Court
13 October 1998.
Michael F. Easley, Attorney General, by William N. Farrell,
Jr., Senior Deputy Attorney General, for the state.
Marilyn G. Ozer and William F.W. Massengale for defendant-
appellant.
MARTIN, Justice.
On 13 May 1996 defendant Roger McKinley Blakeney (defendant)
was indicted for the first-degree murder of Callie Washington
Huntley (the victim). Defendant was also indicted for arson,
common law robbery, felonious breaking and entering, felonious
larceny, and felonious possession of stolen goods. Defendant was
tried capitally at the 25 August 1997 Criminal Session of
Superior Court, Union County. At the close of the evidence, the
state voluntarily dismissed the larceny charge. In addition, the
charge of felonious possession of stolen goods was not submitted
to the jury. The jury found defendant guilty of first-degree
murder on the basis of malice, premeditation, and deliberation
and under the felony murder rule. The jury also found defendant
guilty of first-degree arson, common law robbery, and felonious
breaking and entering. Following a capital sentencing
proceeding, the jury recommended a sentence of death for thefirst-degree murder conviction, and the trial court entered
judgment in accordance with that recommendation. The trial court
also entered judgments sentencing defendant to consecutive terms
of imprisonment for the remaining convictions.
The state presented evidence at trial which is summarized as
follows: On 15 April 1996, between the hours of 10:00 a.m. and
12:00 noon, defendant, age thirty-three, opened and crawled
through a back window in his mother's home for the purpose of
stealing something of value that he could sell. Defendant stole
three of his mother's rings, a brown leather pouch, approximately
$4.00 in change, a small herringbone chain, and his mother's
savings account deposit book. Defendant then telephoned his wife
and told her he would be home in a few minutes.
After defendant finished speaking with his wife, the victim,
age seventy-six, drove behind the house. The victim had lived
with defendant's mother for over twenty years. Defendant hid in
a small room behind the refrigerator as the victim entered the
residence. According to defendant's confession, which was
admitted into evidence at trial, defendant entered the kitchen,
and the two began arguing. Defendant told authorities that he
turned to leave, but the victim grabbed him. Defendant charged
at the victim, grabbed and wrestled a .22-caliber revolver out of
the victim's hand, and hit the victim in the back of the head
with the butt of the gun. The victim fell facedown on the
kitchen floor and started bleeding. According to defendant,
after some additional period of physical struggle, a metal can of
kerosene was accidentally spilled. Defendant also claimed that acigarette he was smoking fell out of his mouth at some time
during the struggle. According to defendant, at some point, he
pulled the victim off the floor, sat him in a chair, and wrapped
an electrical cord around his hands and legs. Defendant then
removed $78.00 from the victim's wallet, exited the residence,
and departed the area in defendant's vehicle.
Terry Lee Bivens (Bivens), defendant's longstanding friend,
worked at a nearby business and observed defendant departing his
mother's residence on the day in question. Bivens recognized
defendant's vehicle. Seconds later, Bivens noticed smoke coming
from the residence. Bivens and several other witnesses looked on
as the house began to burn.
Firefighters arrived at the scene and discovered the
victim's wire-bound body as they fought the fire. Agent Van
Worth Shaw, Jr. (Agent Shaw), an arson investigator for the State
Bureau of Investigation (SBI), determined that the fire had two
distinct points of origin and was caused by the use of a
flammable liquid. In contrast to defendant's statement, all
accidental causes were eliminated during the investigation, and
Agent Shaw opined that the fire was intentionally set. The
investigation revealed traces of kerosene on samples taken from
the couch in the den and on the victim's clothing.
Dr. Robert Thompson, a forensic pathologist with the Office
of the Chief Medical Examiner, performed an autopsy on the
victim's body. The autopsy revealed that seventy-five percent of
the victim's skin was charred. Dr. Thompson also observed that
the victim had received a wound to the back and a wound to theleft temporal area of the head, which resulted in injury to the
brain. Dr. Thompson opined that the victim was conscious for
approximately three to five minutes after the fire started, that
the victim died within approximately ten minutes, and that the
cause of death was carbon monoxide poisoning produced by the
fire.
On 16 April 1996 law enforcement officers located defendant
at a friend's residence, sitting in the passenger seat of his
vehicle. Defendant consented to a search of his vehicle, where
the officers found his mother's stolen jewelry, leather pouch,
and savings deposit book in the glove compartment. The
authorities later recovered the .22-caliber revolver that
defendant had taken from the victim. Defendant had exchanged the
gun for a loan. The investigation also revealed that bloodstains
found on defendant's clothing were consistent with the victim's
blood.
Defendant did not present evidence during the guilt-
innocence phase of trial.
Additional facts will be provided as necessary to discuss
specific issues pertaining to defendant's assignments of error.
JURY SELECTION
[1]By assignment of error, defendant contends the trial
court erred in denying his written and oral motions to dismiss
the jury venire based on an alleged underrepresentation of
African-American citizens. Defendant does not argue that the
jury selection process in this case involved systematic exclusion
of African-Americans from the jury pool. Rather, defendantcontends that affirmative efforts should have been made to ensure
that the jury venire called for his trial was racially
proportionate.
Defendant attached a copy of the 1994 census for Union
County in support of his written motion to dismiss the venire.
The census revealed that African-Americans comprised 16.15% of
the county's population. Defendant does not state, and the
record does not otherwise indicate, the percentage of African-
Americans that were represented in the venire summoned for jury
service. Rather, defendant bases his argument on the venire that
actually reported for jury service.
The venire that actually reported for jury service consisted
of 8.3% African-Americans. Defendant argues that the difference
between the percentage of African-Americans in the general
population compared to the venire, without more, violated his
constitutional right to have a jury drawn from a venire
representative of the community.
A criminal defendant has a constitutional right to be tried
by a jury of his or her peers. U.S. Const. amend. VI; N.C.
Const. art. I, §§ 24, 26. This constitutional guarantee assures
that members of a defendant's 'own race have not been
systematically and arbitrarily excluded from the jury pool which
is to decide [his] guilt or innocence.'
State v. Bowman, 349
N.C. 459, 467, 509 S.E.2d 428, 434 (1998) (quoting
State v.
McNeill, 326 N.C. 712, 718, 392 S.E.2d 78, 81 (1990)),
cert.
denied, ___ U.S. ___, 144 L. Ed. 2d 802 (1999). The Sixth
Amendment does not, however, guarantee[] the defendant the rightto a jury composed of members of a certain race or gender.
State v. Norwood, 344 N.C. 511, 527, 476 S.E.2d 349, 355 (1996),
cert. denied, 520 U.S. 1158, 137 L. Ed. 2d 500 (1997).
To establish a
prima facie case of disproportionate
representation in a venire, a defendant must show:
(1) that the group alleged to be excluded is a
distinctive group in the community; (2) that the
representation of this group in venires from which
juries are selected is not fair and reasonable in
relation to the number of such persons in the
community; and (3) that this underrepresentation is due
to systematic exclusion of the group in the
jury-selection process.
Duren v. Missouri, 439 U.S. 357, 364, 58 L. Ed. 2d 579, 587
(1979);
see Bowman, 349 N.C. at 467-68, 509 S.E.2d at 434;
State
v. McNeill, 326 N.C. 712, 717, 392 S.E.2d 78, 81 (1990);
State v.
McCoy, 320 N.C. 581, 583, 359 S.E.2d 764, 765 (1987).
The state does not dispute that the first prong of the
Duren
test has been satisfied. Rather, the dispositive issue is
whether defendant has established the second and third prongs.
The second prong of the
Duren test requires us to determine
whether the representation of African-Americans in the venire was
fair and reasonable. 439 U.S. at 364, 58 L. Ed. 2d at 587. This
Court has previously addressed cases in which similar census data
was presented as a basis for alleged underrepresentation of
African-Americans in the venire.
See Bowman, 349 N.C. at 468,
509 S.E.2d at 434;
State v. Price, 301 N.C. 437, 447, 272 S.E.2d
103, 110 (1980). The disputed evidence in
Bowman revealed that
African-Americans made up 23% of the summoned jury pool, while
the county's population was 39.17% African-American, a difference
of 16.17%.
See Bowman, 349 N.C. at 467-68, 509 S.E.2d at 433-34. Upon reviewing that data, this Court stated, [W]e can
not
conclude that this figure, standing alone, is unfair or
unreasonable.
Id. at 468, 509 S.E.2d at 434.
Similarly, in
Price, the evidence showed that African-
Americans made up 17.1% of the jury pool, while the county's
population was 31.1% African-American, a difference of 14%.
Price, 301 N.C. at 447, 272 S.E.2d at 110. Based on that data,
this Court stated, [W]e are unable to conclude as a matter of
law that the applicable percentages are sufficient to establish
that the representation of [African-Americans] is not fair and
reasonable in light of their presence in the community.
Id.
In the instant case, the record discloses that the
statistical variation alleged by defendant is comparable to that
presented in
Bowman and
Price. Therefore, under our precedent,
defendant's showing of a 7.85% difference, standing alone, does
not render the jury venire constitutionally infirm.
The third prong of the
Duren test requires us to determine
whether the alleged underrepresentation of African-Americans is
because of systematic exclusion in the jury selection process.
See 439 U.S. at 364, 58 L. Ed. 2d at 587. As noted above,
defendant does not argue before this Court that the jury
selection process in this case involved the systematic exclusion
of African-Americans from the jury pool. Rather, defendant
contends that affirmative efforts should have been made to ensure
that the jury venire was racially proportionate.
We note that N.C.G.S. § 9-2, which governs the selection of
the jury pool, has been expressly recognized as providing 'asystem for objective selection of veniremen.'
McNeill, 326
N.C.
at 718, 392 S.E.2d at 82 (quoting
State v. Avery, 299 N.C. 126,
133, 261 S.E.2d 803, 807 (1980)). In this case, there is no
evidence, and defendant does not argue, that the statutory scheme
set out in N.C.G.S. § 9-2 was not followed or that the selection
process otherwise failed to be racially neutral. Moreover,
defendant . . . is not entitled to a jury of any particular
composition, nor is there any requirement that the jury actually
chosen must mirror the community and reflect various and
distinctive population groups.
State v. Avery, 299 N.C. 126,
130, 261 S.E.2d 803, 806 (1980). Therefore, this assignment of
error is overruled.
[2]In his next assignment of error, defendant contends the
trial court erred in deleting a question from the jury
questionnaire concerning the prospective jurors' contacts with
people of other races.
It is well settled that [r]egulation of the manner and
extent of the inquiry of prospective jurors concerning their
fitness rests largely in the discretion of the trial court, and
such regulation will not be found to constitute reversible error
absent a showing of an abuse of discretion.
State v. Fisher,
336 N.C. 684, 693-94, 445 S.E.2d 866, 871 (1994),
cert. denied,
513 U.S. 1098, 130 L. Ed. 2d 665 (1995);
accord State v. Lyons,
340 N.C. 646, 667, 459 S.E.2d 770, 782 (1995);
State v. McLamb,
313 N.C. 572, 575, 330 S.E.2d 476, 478 (1985). The trial court
may be reversed for an abuse of discretion only upon a showing
that its ruling was so arbitrary that it could not have been theresult of a reasoned decision.
State v. Allen, 322 N.C. 176,
189, 367 S.E.2d 626, 633 (1988).
In the instant case, defendant has not demonstrated that the
trial court's ruling was arbitrary. Moreover, defendant has not
shown that he was in any way prohibited from asking prospective
jurors the same question that was deleted from the questionnaire.
See Fisher, 336 N.C. at 694, 445 S.E.2d at 871;
Lyons, 340 N.C.
at 667-68, 459 S.E.2d at 782. Defendant has therefore failed to
show that the trial court abused its discretion or that he was
otherwise prejudiced by the trial court's ruling. Accordingly,
this assignment of error fails.
[3]By defendant's next assignment of error, he contends the
trial court erred by excusing two jurors for cause based on their
opposition to the death penalty.
The standard for determining whether a prospective juror may
be excused for cause because of that juror's views on capital
punishment is whether those views would 'prevent or
substantially impair the performance of his duties as a juror in
accordance with his instructions and his oath.'
Wainwright v.
Witt, 469 U.S. 412, 424, 83 L. Ed. 2d 841, 851-52 (1985) (quoting
Adams v. Texas, 448 U.S. 38, 45, 65 L. Ed. 2d 581, 589 (1980)).
Prospective jurors in a capital case are properly excused if they
are unable to 'state clearly that they are willing to
temporarily set aside their own beliefs in deference to the rule
of law.'
State v. Brogden, 334 N.C. 39, 43, 430 S.E.2d 905, 908
(1993) (quoting
Lockhart v. McCree, 476 U.S. 162, 176, 90 L. Ed.
2d 137, 149-50 (1986)). We have recognized that a prospective juror's bias for or
against the death penalty cannot always be proven with
unmistakable clarity.
State v. Miller, 339 N.C. 663, 679, 455
S.E.2d 137, 145,
cert. denied, 516 U.S. 893, 133 L. Ed. 2d 169
(1995). Therefore, we must defer to the trial court's judgment
as to whether the prospective juror could impartially follow the
law.
State v. Morganherring, 350 N.C. 701, 726, 517 S.E.2d 622,
637 (1999),
cert. denied, ___ U.S. ___, 146 L. Ed. 2d 322 (2000).
The trial court's decision to excuse a juror is discretionary and
will not be disturbed absent an abuse of discretion.
See State
v. Smith, 351 N.C. 251, 261, 524 S.E.2d 28, 36 (2000);
Morganherring, 350 N.C. at 726, 517 S.E.2d at 637;
State v.
Jaynes, 342 N.C. 249, 270, 464 S.E.2d 448, 461 (1995),
cert.
denied, 518 U.S. 1024, 135 L. Ed. 2d 1080 (1996).
In the case at hand, prospective jurors George Crawford
(G. Crawford) and Jane Austin (Austin) both responded
affirmatively when the prosecutor asked whether they had any
moral, religious, or personal beliefs against the death penalty.
G. Crawford told the prosecutor that it was not his
responsibility to sentence someone to death and that he did not
want to make that decision. He further stated that he could not
decide guilt or innocence. Finally, G. Crawford indicated that
he did not want to participate at all in a process that may call
for imposition of the death penalty. These responses reveal that
G. Crawford's views of the death penalty would prevent or
substantially impair the performance of his duties at trial.
Further, G. Crawford's responses clearly demonstrated that hecould not temporarily set aside his own beliefs about the death
penalty and agree to follow the law. Therefore, the trial court
did not abuse its discretion by excusing him for cause.
During
voir dire of Austin, she initially indicated that her
views of the death penalty would probably prevent her from
being able to decide guilt or innocence knowing that it may
result in imposition of the death penalty. When asked whether
she would be inclined to vote against the death penalty in all
cases regardless of the facts and circumstances, Austin
responded, Probably I would have some reservations there.
Circumstances involving children or extended torture of a victim
before death. In certain circumstances maybe I would vote for
the death penalty. Not as a rule all of the way across the
board. The prosecutor then asked, Should the evidence in this
case not meet what's in your mind . . . would you be unable to
follow the law the Court gives you as to what the appropriate
punishment would be? Austin replied, Probably. When the
prosecutor restated the question and asked once again whether
Austin would be unable to follow the law, Austin replied, I
think so. Based on that response, the trial court questioned
Austin as follows:
THE COURT: Are you saying, ma'am, that you're
going to substitute your own personal beliefs as to
what's appropriate rather than what the law of the
state [sic]? Is that correct?
JANE AUSTIN: Well, if I sit here in the jury and
if I stay and you told me to do this and that and the
other, or I have to vote either or, which you have
outlined, I don't think I could vote for. I'd have to
vote for the whatever you said, life imprisonment.
THE COURT: So you believe that you're going tofollow your own personal convictions?
JANE AUSTIN: Yes, sir. I have to.
THE COURT: Okay. I understand that. It's not a
criticism of you, but --
JANE AUSTIN: I know.
THE COURT: The question becomes if it's a choice
between following the law as I give it to you and your
own personal convictions, you're going to follow your
own personal convictions?
JANE AUSTIN: Oh, yes, sir.
Following this exchange, Austin was excused for cause.
Austin's responses reveal that her views of the death
penalty would interfere with her ability to decide guilt or
innocence in a capital case. Further, Austin was unable to set
aside her personal beliefs and follow the trial court's
instructions. Indeed, Austin expressly stated that she would
follow her own personal beliefs concerning the death penalty
rather than the trial court's instructions. Therefore, the trial
court did not abuse its discretion in excusing Austin for cause.
[4]Further, we reject defendant's argument that the trial
court abused its discretion by refusing to allow defense counsel
the opportunity to rehabilitate G. Crawford, Austin, and twelve
other unnamed jurors. The trial court does not abuse its
discretion by refusing to allow a defendant an attempt to
rehabilitate a juror unless the defendant can show that further
questions would have produced different answers by the juror.
See State v. Cummings, 346 N.C. 291, 313, 488 S.E.2d 550, 563
(1997),
cert. denied, 522 U.S. 1092, 139 L. Ed. 2d 873 (1998);
Brogden, 334 N.C. at 44, 430 S.E.2d at 908. Both G. Crawford andAustin expressed their inability, based on their views of the
death penalty, to properly perform the duties of a juror in a
capital case. Moreover, defendant has failed to show that any
questioning on his part would have produced different answers
from any juror. Accordingly, this assignment of error is
rejected.
[5]In his next assignment of error, defendant contends his
constitutional right to an impartial jury was violated by the
trial court's denial of his pretrial motion for a continuance.
Defendant's motion was based upon two newspaper articles
published prior to trial, which defendant claims incorrectly
identified him as a convicted felon on parole at the time of the
murder. Defendant claims that the newspaper articles tainted the
jury pool and, therefore, that his constitutional rights were
violated by the trial court's denial of the motion.
A motion for a continuance is ordinarily addressed to the
sound discretion of the trial court, and the ruling will not be
disturbed absent a showing of abuse of discretion.
See State v.
Beck, 346 N.C. 750, 756, 487 S.E.2d 751, 755 (1997);
State v.
Poole, 305 N.C. 308, 318, 289 S.E.2d 335, 341 (1982). When a
motion to continue raises a constitutional issue, however, the
trial court's ruling thereon involves a question of law that is
fully reviewable on appeal by examination of the particular
circumstances presented in the record.
See State v. Branch, 306
N.C. 101, 104, 291 S.E.2d 653, 656 (1982);
see also State v.
Jones, 342 N.C. 523, 530-31, 467 S.E.2d 12, 17 (1996). Even when
the motion raises a constitutional issue, denial of the motion isgrounds for a new trial only upon a showing that the denial was
erroneous and also that [defendant] was prejudiced as a result of
the error.
Branch, 306 N.C. at 104, 291 S.E.2d at 656.
In the present case, only three jurors who served on
defendant's jury stated that they had read a newspaper article
about the case. The record reveals that jurors Vicki Turman and
Sammy Bryant had not read either of the articles that were the
subject of defendant's motion for a continuance. Juror Julie
Brown (Brown) admitted that she had read an article about
defendant in the newspaper at issue in this case. The record
indicates, however, that Brown served as an alternate juror and
did not participate in jury deliberations. Thus, no juror that
participated in jury deliberations in this case was exposed to
the challenged article. Moreover, all three jurors indicated
during
voir dire that they could set aside what they had read and
decide the case based solely on the evidence and law presented at
trial. Therefore, defendant has failed to demonstrate that he
was prejudiced by the trial court's denial of his motion for a
continuance or that the trial court abused its discretion. This
assignment of error is without merit.
GUILT-INNOCENCE PHASE
[6]In his next assignment of error, defendant complains of
a proceeding in which the trial court made findings of fact and
conclusions of law in support of its ruling at trial on several
of defendant's pretrial motions to suppress evidence. Defendant
alleges that the transcript does not reveal whether he or his
counsel were present at this proceeding. Therefore, defendantargues, the proceeding violated his right to presence under the
Sixth Amendment to the United States Constitution and Article I,
Section 23 of the North Carolina Constitution.
After an evidentiary hearing during trial, the trial court
orally denied defendant's motions to suppress his written
confession to the police, his blood sample, and evidence obtained
from the search of defendant's automobile. The trial judge
indicated he would dictate an order for the record at a later
time.
The trial judge began the challenged proceeding by
announcing his intention to make findings of fact. He started
his findings by explaining that defendant was personally present
in open court with his attorneys when an evidentiary hearing was
held in the absence of the jury. The trial judge interrupted his
findings to state to those present, y'all follow this as I go
along so if there [sic] any corrections or anything, speak up so
I can address it as I come to it. The trial court then
proceeded to make findings of fact based on the evidence
presented at trial.
As the trial court announced findings relevant to the
admissibility of defendant's confession, the following exchange
occurred:
THE COURT: . . . That Detective Underwood told
[defendant] that he was not under arrest, that he just
wanted to talk to him. Is that right now? Detective
Underwood told him that?
[PROSECUTOR]: Yes.
At another time, the trial court announced its findings
concerning a blood sample taken from defendant, and the followingexchange occurred:
THE COURT: . . . That thereafter a consent form
was written for purposes of taking a blood sample from
the defendant, and that the defendant signed it.
The next morning he signed it, is that correct?
[AGENT] UNDERWOOD: Yes, sir.
The trial judge then completed his findings and recited his
conclusions of law for the record.
In a capital case, the defendant has a nonwaivable right to
be present at every stage of the proceeding.
See N.C. Const.
art. I, § 23;
State v. Atkins, 349 N.C. 62, 101, 505 S.E.2d 97,
121 (1998),
cert. denied, 526 U.S. 1147, 143 L. Ed. 2d 1036
(1999). This constitutional mandate serves to safeguard both
defendant's and society's interests in reliability in the
imposition of capital punishment.
Id.;
see State v. Huff, 325
N.C. 1, 30, 381 S.E.2d 635, 651 (1989),
sentence vacated on other
grounds, 497 U.S. 1021, 111 L. Ed. 2d 777 (1990).
In the instant case, defendant apparently relies on the lack
of any indication in the record that he was present to establish
that he was in fact absent. This Court has held, however, that
'whatever incompleteness may exist in the record precludes
defendant from showing that error occurred.'
State v. Daughtry,
340 N.C. 488, 517, 459 S.E.2d 747, 762 (1995) (quoting
State v.
Adams, 335 N.C. 401, 410, 439 S.E.2d 760, 764 (1994)),
cert.
denied, 516 U.S. 1079, 133 L. Ed. 2d 739 (1996). As in
Daughtry,
the transcript in this case does not indicate, and defendant has
not shown, that he was absent. We will not assume error 'when
none appears on the record.'
Id. (quoting
State v. Williams,274 N.C. 328, 333, 163 S.E.2d 353, 357 (1968)).
Nonetheless, we note that the better practice is for the trial
court to expressly indicate on the record whether the parties and
their counsel are present during trial proceedings.
Assuming
arguendo that defendant was not present at the
challenged post-trial proceeding, the trial court nonetheless
committed no prejudicial error. This Court has held that a trial
court does not commit prejudicial error by dictating findings of
fact and conclusions of law into the record after entry of
judgment and without the presence of a capital defendant or hiscounsel.
See State v. Richardson, 295 N.C. 309, 320, 245 S.E.
2d
754, 761-62 (1978);
see also State v. Rich, 346 N.C. 50, 55-56,
484 S.E.2d 394, 398,
cert. denied, 522 U.S. 1002, 139 L. Ed. 2d
412 (1997);
State v. Horner, 310 N.C. 274, 278-79, 311 S.E.2d
281, 285 (1984). As we stated in
Richardson, [a]ny objections
defendant wished to make to the findings of fact and conclusions
of law which the trial court belatedly entered . . . will be
considered by appellate courts of this State just as fully as if
defendant had specifically objected to the findings or
conclusions at the time they were entered. 295 N.C. at 320, 245
S.E.2d at 761-62.
We further conclude the trial court did not commit
prejudicial error by confirming its findings of fact with the
prosecutor and Agent Underwood during the challenged proceeding.
Although it is the better practice for the trial court to make
its findings of fact independently, the trial court's findings
are nonetheless binding on appeal if supported by competent
evidence.
See State v. Hipps, 348 N.C. 377, 395, 501 S.E.2d 625,
636 (1998),
cert. denied, 525 U.S. 1180, 143 L. Ed. 2d 114
(1999).
In the present case, the challenged proceeding was
conducted
after the trial court had already conducted an
evidentiary hearing outside the presence of the jury and ruled on
defendant's suppression motions in open court. Prior to
announcing his findings, the trial judge explained that he had
an opportunity to see and observe each witness to determine what
weight and credibility to give to each of the witness' [sic]testimony. The trial judge's findings therefore appear to
represent his own considered determinations based on evidence
presented at the suppression hearing during trial. Moreover,
assuming error
arguendo, our review of the record reveals, and
defendant does not argue otherwise, that the trial court's
findings of fact are supported by competent evidence.
See
Richardson, 295 N.C. at 320, 245 S.E.2d at 761-62. Therefore,
the comments by the prosecutor and Agent Underwood did not
prejudice defendant. Accordingly, defendant's argument is
without merit.
[7]Defendant next contends that the trial court erred
in holding various unrecorded bench conferences during his
capital trial at which defendant was not personally present.
Although present in the courtroom and represented by counsel at
the conferences, defendant nonetheless contends his absence from
the bench conferences violated his constitutional right to be
present at every stage of the capital proceeding.
Defendant complains of one such unrecorded bench
conference in particular. During the
voir dire of prospective
juror Robert Crawford (R. Crawford), the prosecutor began his
examination with questions concerning R. Crawford's beliefs on
the death penalty, his ability to follow the law, and his
personal knowledge about the case and defendant. R. Crawford
expressed reservations about his ability to follow the trial
court's instructions because of his educational background in
criminal justice. As the prosecutor continued to question
R. Crawford, the following exchange occurred: [PROSECUTOR]: His attorneys are within
the court here this afternoon, of course. Do
you know either Mr. Bob Huffman personally
or --
THE COURT: Approach the bench.
(Conference at the bench.)
[PROSECUTOR]: Your Honor, the State
with its thanks would excuse Mr. Crawford.
THE COURT: All right, thank you, sir.
You're free to leave.
No objection to R. Crawford's dismissal appears in the record.
This Court has repeatedly held that a defendant's
constitutional right to be present at all stages of his capital
trial is not violated when, with defendant present in the
courtroom, the trial court conducts bench conferences, even
though unrecorded, with counsel for both parties.
State v.
Buchanan, 330 N.C. 202, 223, 410 S.E.2d 832, 845 (1991);
accord
State v. White, 349 N.C. 535, 545, 508 S.E.2d 253, 260 (1998),
cert. denied, 527 U.S. 1026, 144 L. Ed. 2d 779 (1999);
State v.
Speller, 345 N.C. 600, 605, 481 S.E.2d 284, 286 (1997);
State v.
Cummings, 332 N.C. 487, 496-98, 422 S.E.2d 692, 697-98 (1992).
We have stated that bench conferences typically concern legal
matters with which an accused is likely unfamiliar and incapable
of rendering meaningful assistance.
Buchanan, 330 N.C. at 223,
410 S.E.2d at 845. The defendant's presence in the courtroom
allows him to observe the context of each conference, and the
presence of counsel at the bench conference provides the
defendant with constructive knowledge of all that transpired.
Id. at 223, 410 S.E.2d at 844. A defendant's constitutional
right of presence is violated, however, if the subject matter ofthe conference implicates the defendant's confrontation rights,
or is such that the defendant's presence would have a reasonably
substantial relation to his opportunity to defend.
Id. at
223-24, 410 S.E.2d at 845.
In the instant case, our review of the transcript
reveals that defendant was represented by counsel at each of the
challenged bench conferences. Defendant was also present in the
courtroom during each conference. Moreover, defendant has failed
to demonstrate, and the record does not in any way suggest, that
the challenged bench conferences implicated defendant's
confrontation rights or that his presence would have had a
reasonably substantial relation to his opportunity to defend. As
in
Speller, defendant was in a position to observe the context
of the conferences and to inquire of his attorneys as to the
nature and substance of each one. 345 N.C. at 605, 481 S.E.2d
at 286. Likewise, defendant had a firsthand source as to what
transpired, and defense counsel had the opportunity and
obligation to raise for the record any matter to which defendant
took exception.
Id. at 605, 481 S.E.2d at 286-87. Therefore,
defendant's state and federal constitutional right to presence
was not violated by the challenged bench conferences.
[8]Defendant next argues that the unrecorded bench
conferences violated his statutory right to recordation under
N.C.G.S. § 15A-1241 and deprived him of his constitutional right
to due process by rendering appellate review impossible.
Specifically, defendant contends it is impossible for this Court
to meaningfully review evidentiary rulings that were addressed inunrecorded bench conferences. Defendant also hypothesizes that
the dismissal of prospective juror R. Crawford
may have been the
result of racially discriminatory jury selection in violation of
Batson v. Kentucky, 476 U.S. 79, 90 L. Ed. 2d 69 (1986).
Defendant contends, however, that the lack of recordation of the
bench conference which preceded that dismissal has deprived him
of the ability to demonstrate on appeal that his counsel's
failure to make a
Batson objection constitutes ineffective
assistance of counsel.
This Court has repeatedly held that section 15A-1241
does not require recordation of private bench conferences
between trial judges and attorneys.
Cummings, 332 N.C. at 497,
422 S.E.2d at 697;
accord Speller, 345 N.C. at 605, 481 S.E.2d at
287. If, however, a party requests that the subject matter of a
private bench conference be put on the record for appellate
review, section 15A-1241(c) requires the trial judge to
reconstruct the matter discussed as accurately as possible.
See
Cummings, 332 N.C. at 498, 422 S.E.2d at 698.
In this case, defendant never requested that the
subject matter of a bench conference be reconstructed for the
record. Thus, the trial court did not err under section 15A-1241
in failing to record its bench conferences with counsel.
We also reject defendant's argument that the unrecorded
bench conferences have rendered appellate review impossible.
With regard to evidence admitted at trial, we stress that it is
the trial court's evidentiary rulings, and not the arguments of
counsel during a bench conference, that facilitate effectiveappellate review.
Cf. Bizzell v. Bizzell, 237 N.C. 535, 538, 75
S.E.2d 536, 539 (1953). Further, our review of the record
reveals that the challenged evidentiary rulings do not thwart our
task because the substance of the trial court's rulings is
apparent based on the resulting admission of evidence.
[9]We likewise disagree with defendant's assertion
that the lack of recordation of the bench conference preceding
dismissal of R. Crawford inhibits defendant's ability to argue,
or our ability to review, whether defense counsel's failure to
make a
Batson objection constitutes ineffective assistance of
counsel.
To successfully assert an ineffective assistance of
counsel claim, defendant must satisfy a two-prong test.
See
Strickland v. Washington, 466 U.S. 668, 687, 80 L. Ed. 2d 674,
693 (1984). First, he must show that counsel's performance fell
below an objective standard of reasonableness.
See State v.
Braswell, 312 N.C. 553, 561-62, 324 S.E.2d 241, 248 (1985).
Second, once defendant satisfies the first prong, he must show
that the error committed was so serious that a reasonable
probability exists that the trial result would have been
different absent the error.
See Strickland, 466 U.S. at 691-96,
80 L. Ed. 2d at 696-99. Thus, to establish ineffective
assistance of trial counsel, defendant must demonstrate that a
Batson objection was proper and, further, that his counsel's
failure to raise a
Batson objection fell below an objective
standard of reasonableness. In
Batson, the United States Supreme Court recognized
that the Equal Protection Clause of the Fourteenth Amendment to
the United States Constitution forbids the use of peremptory
challenges for a racially discriminatory purpose. 476 U.S. at
89, 90 L. Ed. 2d at 82-83;
see White, 349 N.C. at 547, 508 S.E.2d
at 262.
A three-step process has been
established for evaluating claims of racial
discrimination in the prosecution's use of
peremptory challenges. First, defendant must
establish a
prima facie case that the
peremptory challenge was exercised on the
basis of race. Second, if such a showing is
made, the burden shifts to the prosecutor to
offer a racially neutral explanation to rebut
defendant's
prima facie case. Third, the
trial court must determine whether the
defendant has proven purposeful
discrimination.
Cummings, 346 N.C. at 307-08, 488 S.E.2d at 560 (citations
omitted). Several factors are relevant to the determination of
whether a
prima facie showing of discrimination has been made.
Those factors include the defendant's race,
the victim's race, the race of the key
witnesses, questions and statements of the
prosecutor which tend to support or refute an
inference of discrimination, repeated use of
peremptory challenges against blacks such
that it tends to establish a pattern of
strikes against blacks in the venire, the
prosecution's use of a disproportionate
number of peremptory challenges to strike
black jurors in a single case, and the
State's acceptance rate of potential black
jurors.
State v. Quick, 341 N.C. 141, 145, 462 S.E.2d 186, 189 (1995).
Based on the relevant factors, we note that the
transcript of proceedings in the present case contains sufficient
information to determine whether a
Batson objection should havebeen made and, further, whether defense counsel's failure to
raise a
Batson objection under the circumstances constitutes
ineffective assistance of counsel. Therefore, defendant's
assertion that appellate review of his ineffective assistance of
counsel claim is impossible is without merit.
In short, defendant has not demonstrated that his
counsel was ineffective by failing to make a
Batson objection.
Rather, [d]efendant has shown only that he is black and that the
State peremptorily struck one black prospective juror. This is
insufficient to establish a
prima facie case of racial
discrimination.
State v. Smith, 347 N.C. 453, 462, 496 S.E.2d
357, 362,
cert. denied, 525 U.S. 845, 142 L. Ed. 2d 91 (1998);
accord State v. Hoffman, 348 N.C. 548, 551, 500 S.E.2d 718,
720-21 (1998).
Our own review of the record does not otherwise reveal
any discriminatory intent by the state. None of the questions
and statements of the prosecutor support an inference of
discrimination. We also note that both defendant and the victim
in this case were African-Americans, thus diminishing the
likelihood that 'racial issues [were] inextricably bound up with
the conduct of the trial'
State v. Davis, 325 N.C. 607, 620,
386 S.E.2d 418, 424 (1989) (quoting
State v. Robbins, 319 N.C.
465, 491, 356 S.E.2d 279, 295,
cert. denied, 484 U.S. 918, 98 L.
Ed. 2d 226 (1987)) (alteration in original),
cert. denied, 496
U.S. 905, 110 L. Ed. 2d 268 (1990). Because defendant has not
demonstrated, and the record does not otherwise reveal, that a
prima facie case of racial discrimination in jury selection couldhave been made in this case, counsel's failure to raise a
Batson
objection does not constitute ineffective assistance of counsel.
[10]In his next assignment of error, defendant
contends the trial court erred in admitting photographs and a
videotape of the victim and the crime scene. Defendant argues
the photographs and videotape were repetitive, inflammatory, and
unfairly prejudicial.
In determining whether to admit photographic evidence,
the trial court must weigh the probative value of the photographs
against the danger of unfair prejudice to defendant.
See
N.C.G.S. § 8C-1, Rule 403 (1999);
State v. Goode, 350 N.C. 247,
258, 512 S.E.2d 414, 421 (1999);
State v. Hennis, 323 N.C. 279,
283, 372 S.E.2d 523, 526 (1988). This determination lies within
the sound discretion of the trial court, and the trial court's
ruling should not be overturned on appeal unless the ruling was
'manifestly unsupported by reason or [was] so arbitrary that it
could not have been the result of a reasoned decision.'
Goode,
350 N.C. at 258, 512 S.E.2d at 421 (quoting
Hennis, 323 N.C. at
285, 372 S.E.2d at 527) (alteration in original).
Photographs of a homicide victim may be introduced
even if they are gory, gruesome, horrible or revolting, so long
as they are used for illustrative purposes and so long as their
excessive or repetitious use is not aimed solely at arousing the
passions of the jury.
Hennis, 323 N.C. at 284, 372 S.E.2d at
526;
accord State v. Gregory, 340 N.C. 365, 387, 459 S.E.2d 638,
650 (1995),
cert. denied, 517 U.S. 1108, 134 L. Ed. 2d 478
(1996). Photographs may also be admitted into evidence 'toillustrate testimony regarding the manner of killing so as to
prove circumstantially the elements of murder in the first
degree.'
State v. Thomas, 344 N.C. 639, 647, 477 S.E.2d 450,
453-54 (1996) (quoting
State v. Rose, 335 N.C. 301, 319, 439
S.E.2d 518, 528,
cert. denied, 512 U.S. 1246, 129 L. Ed. 2d 883
(1994)),
cert. denied, 522 U.S. 824, 139 L. Ed. 2d 41 (1997).
'Even where a body is in advanced stages of decomposition and
the cause of death and identity of the victim are uncontroverted,
photographs may be exhibited showing the condition of the body
and its location when found.'
Gregory, 340 N.C. at 387, 459
S.E.2d at 650-51 (quoting
State v. Wynne, 329 N.C. 507, 517, 406
S.E.2d 812, 816-17 (1991)). These same basic principles govern
the admissibility of videotapes.
See State v. Strickland, 276
N.C. 253, 258, 173 S.E.2d 129, 132 (1970).
In the present case, the record does not demonstrate
that the challenged photographs and videotape of the victim were
used excessively and solely to inflame the passions and
prejudices of the jury. The trial court carefully reviewed the
challenged photographs and videotape, attentively considered the
objections and arguments of counsel, and excluded photographs and
portions of the videotape that it found to be repetitive and
nonprobative. Our review of the record reveals that each
photograph at issue illustrated, in some unique respect, the
manner in which the victim was killed, including depiction of
electrical wire used to bind the victim at the wrists, knees, and
ankles. Likewise, the videotape uniquely depicted the condition
and location of the victim's body in the context of the crimescene. Further, the challenged photographs and videotape
illustrated the testimony of SBI Special Agent Bobby Bonds, who
conducted the crime scene search. The autopsy photographs at
issue similarly illustrated the testimony of Dr. Robert Thompson,
the forensic pathologist who performed the autopsy on the
victim's body. Therefore, we cannot say that the trial court
abused its discretion by admitting the challenged evidence. This
assignment of error is without merit.
[11]By his next assignment of error, defendant
contends the trial court erred in admitting the testimony of SBI
Agent Shaw that the burning of the victim's home was of
incendiary origin. Defendant argues that Agent Shaw was not
qualified to render an opinion on this subject and that his
opinion was not of assistance to the jury.
A witness qualified as an expert by knowledge, skill,
experience, training, or education may testify in the form of an
opinion if his or her specialized knowledge will assist the trier
of fact to understand the evidence or to determine a fact in
issue.
See N.C.G.S. § 8C-1, Rule 702 (1999). This Court has
previously held that a properly qualified arson expert may offer
opinion testimony that a fire was set intentionally.
See State
v. Hales, 344 N.C. 419, 424, 474 S.E.2d 328, 331 (1996);
State v.
Eason, 328 N.C. 409, 421-22, 402 S.E.2d 809, 815 (1991). In both
Hales and
Eason, we noted that the experts had testified as to
the matters upon which their opinions were based.
See Hales, 344
N.C. at 425, 474 S.E.2d at 331;
Eason, 328 N.C. at 422, 402
S.E.2d at 815. Moreover, in
Hales we stated that the expert'stestimony regarding the basis for his opinion was in regard to
matters not within the knowledge of the average person, and it
was helpful to the jury in reaching a decision. 344 N.C. at
425, 474 S.E.2d at 331.
In the instant case, Agent Shaw testified that he is an
arson investigator for the SBI, responsible for the determination
of the cause and origin of fires, and that he has held that
position for over two years. Agent Shaw has attended over five
hundred hours of arson investigation courses and has attended
numerous seminars organized by the International Association of
Arson Investigators. He has also been certified as a fire
investigator by the North Carolina Fire and Rescue Commission,
and has taught classes on arson. Agent Shaw also testified that
he has participated in approximately 125 to 135 arson
investigations. After
voir dire by defendant, the trial court
accepted Agent Shaw as an expert in the area of the cause or
origin determination of fires.
Like the experts in
Hales and
Eason, Agent Shaw stated
his opinion and testified as to the matters upon which he based
his opinion. During direct examination, Agent Shaw testified
that his investigation revealed that the fire had two distinct
points of origin. Agent Shaw noted evidence of low burning,
including several ignitable liquid pour patterns on the floor,
which indicated to him that an ignitable liquid had been poured,
then set on fire. Agent Shaw also testified that he had
eliminated all accidental causes or other natural phenomena such
as lightning. Based on these and other observations, Agent Shawtestified that, in his opinion, the fire that had occurred at
this residence was an incendiary or set fire.
After careful review of the record, we conclude the
trial court did not err in determining that Agent Shaw had
sufficient knowledge to form an opinion that the fire was
intentionally set. We likewise believe that the testimony of
Agent Shaw was in regard to matters not within the knowledge of
the average person, and it was helpful to the jury.
Id.
Accordingly, this assignment of error fails.
[12]In his next assignment of error, defendant
contends the trial court erred by denying his motion to dismiss
the charge of first-degree murder. Specifically, defendant
argues that N.C.G.S. § 15A-2000, as interpreted by this Court,
conflicts with Article IV, Section 18 of the North Carolina
Constitution in that it interferes with the district attorney's
constitutional responsibility to prosecute.
Under Article IV, Section 18 of the North Carolina
Constitution, [t]he District Attorney shall . . . be responsible
for the prosecution on behalf of the State of all criminal
actions in the Superior Courts of his district. Although the
district attorney has broad discretion in a homicide case to
determine whether to try a defendant for first-degree murder,
second-degree murder, or manslaughter, see
State v. Wallace, 345
N.C. 462, 468, 480 S.E.2d 673, 677 (1997), the district attorney
does not have the discretion to determine whether to try a
defendant capitally or noncapitally for first-degree murder.
See
N.C.G.S. § 15A-2000 (1999);
State v. Rorie, 348 N.C. 266, 270-71,500 S.E.2d 77, 80 (1998);
State v. Britt, 320 N.C. 705,
710, 360
S.E.2d 660, 662 (1987).
Put simply, this statutory limitation on prosecutorial
discretion does not impermissibly conflict with the prosecutor's
constitutional duty to prosecute criminal actions on behalf of
the state. Therefore, defendant's argument fails.
[13]We likewise reject defendant's argument that
N.C.G.S. § 15A-2000 is otherwise unconstitutional because the
district attorney has the discretion, in a homicide case, to
determine whether to try a defendant for first-degree murder or a
lesser homicide crime. The exercise of prosecutorial discretion
does not invalidate the death penalty.
See McCleskey v. Kemp,
481 U.S. 279, 307, 313, 95 L. Ed. 2d 262, 288, 292 (1987);
Proffitt v. Florida, 428 U.S. 242, 254, 49 L. Ed. 2d 913, 924
(1976). 'This Court has consistently recognized that a system
of capital punishment is not rendered unconstitutional simply
because the prosecutor is granted broad discretion.'
State v.
Lineberger, 342 N.C. 599, 603, 467 S.E.2d 24, 26 (1996) (quoting
State v. Garner, 340 N.C. 573, 588, 459 S.E.2d 718, 725 (1995),
cert. denied, 516 U.S. 1129, 133 L. Ed. 2d 872 (1996)). We have
likewise recognized
that there may be selectivity in
prosecutions and that the exercise of this
prosecutorial prerogative does not reach
constitutional proportion unless there be a
showing that selection was deliberately based
upon 'an unjustifiable standard such as race,
religion or other arbitrary classification.'
[
Oyler v. Boles, 368 U.S. 448, 456, 7 L. Ed.
2d 446, 453 (1962).]
State v. Lawson, 310 N.C. 632, 644, 314 S.E.2d 493, 501 (1984)
(quoting
State v. Cherry, 298 N.C. 86, 103, 257 S.E.2d 551, 562
(1979),
cert. denied, 446 U.S. 941, 64 L. Ed. 2d 796 (1980)),
cert. denied, 471 U.S. 1120, 86 L. Ed. 2d 267 (1985).
In the present case, there is no evidence, nor has
defendant argued, that the district attorney's decision to
prosecute defendant for first-degree murder was based on any
improper factor such as race, religion, or other arbitrary
classification. Accordingly, this assignment of error is
rejected.
[14]By his next assignment of error, defendant
contends the trial court committed plain error by instructing the
jury that it could rely on various circumstances surrounding the
murder to infer premeditation and deliberation. Defendant argues
that the circumstances described by the trial court were not all
supported by the evidence in this case and served only to
reemphasize the grotesque effect the fire had upon the victim's
body after death.
Defendant did not object to the trial court's
instructions at trial. He thus failed to preserve this issue for
appellate review.
See N.C. R. App. P. 10(b)(2). The
instructions are therefore only reviewed for plain error.
See
State v. Odom, 307 N.C. 655, 660, 300 S.E.2d 375, 378 (1983).
In order to rise to the level of plain error, the error in the
trial court's instructions must be so fundamental that (i) absent
the error, the jury probably would have reached a different
verdict; or (ii) the error would constitute a miscarriage ofjustice if not corrected.
State v. Holden, 346 N.C. 404, 435,
488 S.E.2d 514, 531 (1997),
cert. denied, 522 U.S. 1126, 140 L.
Ed. 2d 132 (1998).
The trial court instructed the jury on premeditation
and deliberation as follows:
Now, neither premeditation nor
deliberation is usually susceptible of direct
proof. They may be proved by proof of
circumstances from which they may be
inferred, such as the conduct of the
defendant before, during and after the
killing, the use of grossly excessive force,
the infliction of lethal wounds after the
victim is felled, the brutal or vicious
circumstances of the killing, and the manner
in which or means by which the killing was
done.
This instruction is based upon the North Carolina
pattern jury instructions. N.C.P.I.--Crim. 206.10 (1998). This
Court has previously found no error in jury instructions on
premeditation and deliberation that were nearly identical to the
instruction given in this case and has rejected very similar
arguments.
See,
e.g.,
State v. Crawford, 344 N.C. 65, 78, 472
S.E.2d 920, 928 (1996);
State v. Leach, 340 N.C. 236, 241-42, 456
S.E.2d 785, 788-89 (1995);
State v. Weathers, 339 N.C. 441,
454-55, 451 S.E.2d 266, 273 (1994). We have said that 'the
elements listed [in this pattern jury instruction] are merely
examples of circumstances which, if found, the jury could use to
infer premeditation and deliberation. It is not required that
each of the listed elements be proven beyond a reasonable doubt
before the jury may infer premeditation and deliberation.'
Weathers, 339 N.C. at 454, 451 S.E.2d at 273 (quoting
State v.
Cummings, 326 N.C. 298, 315, 389 S.E.2d 66, 76 (1990)). Thus, in
State v. Leach, we held that the trial court did not err
by
giving the instruction at issue here, even in the absence of
evidence to support each of the circumstances listed. 340 N.C.
at 242, 456 S.E.2d at 789.
Likewise, in the instant case, the trial court did not
err by giving the challenged instruction. This assignment of
error is rejected.
[15]In his next assignment of error, defendant
contends the trial court erred in instructing the jury that it
could consider his flight from the scene as evidence of guilt.
The trial court gave the pattern jury instruction on flight.
N.C.P.I.--Crim. 104.36 (1994). Defendant argues there was
insufficient evidence of flight to warrant the trial court's
instruction.
This Court has held that an instruction on flight is
justified if there is 'some evidence in the record reasonably
supporting the theory that the defendant fled after the
commission of the crime charged.'
State v. Allen, 346 N.C. 731,
741, 488 S.E.2d 188, 193 (1997) (quoting
Fisher, 336 N.C. at 706,
445 S.E.2d at 878);
accord State v. Johnson, 341 N.C. 104, 113,
459 S.E.2d 246, 251 (1995). Mere evidence that defendant left
the scene of the crime is not enough to support an instruction on
flight. There must also be some evidence that defendant took
steps to avoid apprehension.
State v. Thompson, 328 N.C. 477,
490, 402 S.E.2d 386, 392 (1991).
In the present case, defendant telephoned his wife from
his mother's residence, before the victim arrived, and informedher he would be home in a few minutes. The record reveals,
however, that defendant did not return home as planned. Rather,
defendant ran from the scene of the crime and departed the area
in his vehicle. One of defendant's longstanding friends waved at
him, but defendant did not respond. After departing the area,
defendant drove to [Emanuel Blackman's] shack out in the
country, where he traded the victim's gun for cocaine and twenty
dollars in cash. Defendant then continued to drive through the
country, stopping in Pageland, South Carolina, where he traded
more stolen items for drugs. Rather than return home, as
originally intended, defendant then went to Kenneth Funderburk's
house and remained there overnight. Law enforcement officers
apprehended defendant at this residence the next afternoon.
The evidence presented in the present case, when
considered in the light most favorable to the state, was more
than sufficient to warrant the trial court's instruction on
flight. This assignment of error is overruled.
CAPITAL SENTENCING
[16]By his next assignment of error, defendant
contends the trial court erred in denying his motion to exclude
testimonial and photographic evidence concerning his prior
conviction for armed robbery. The challenged evidence was
proffered by the state to prove the existence of the aggravating
circumstance that defendant had previously been convicted of a
felony involving violence to another person.
See N.C.G.S. §
15A-2000(e)(3). The photograph at issue depicted blood in the
victim's grocery store, which resulted from a head injurydefendant inflicted on the victim when he struck him with a gun
during the robbery. Defendant argues that the probative value of
the challenged evidence was outweighed by its prejudice to
defendant.
See N.C.G.S. § 8C-1, Rule 403.
At the outset, we note the Rules of Evidence do not
apply in capital sentencing proceedings.
See N.C.G.S. § 8C-1,
Rule 1101(b)(3) (1999). The trial court, therefore, has great
discretion to admit any evidence relevant to sentencing.
State
v. Thomas, 350 N.C. 315, 359, 514 S.E.2d 486, 513,
cert. denied,
___ U.S. ___, 145 L. Ed. 2d 388 (1999);
accord State v. Warren,
348 N.C. 80, 123, 499 S.E.2d 431, 455,
cert. denied, 525 U.S.
915, 142 L. Ed. 2d 216 (1998);
State v. Heatwole, 344 N.C. 1, 25,
473 S.E.2d 310, 322 (1996),
cert. denied, 520 U.S. 1122, 137 L.
Ed. 2d 339 (1997). The State must be allowed to present any
competent evidence in support of the death penalty, including
'evidence of the circumstances surrounding a defendant's prior
felony, notwithstanding the defendant's stipulation to the record
of conviction, to support the existence of aggravating
circumstances.'
Warren, 348 N.C. at 123, 499 S.E.2d at 455
(quoting
State v. Warren, 347 N.C. 309, 316, 492 S.E.2d 609, 612
(1997),
cert. denied, 523 U.S. 1109, 140 L. Ed. 2d 818 (1998))
(citation omitted). The graphic nature of the evidence does not
make it inadmissible.
See State v. Moseley, 336 N.C. 710, 720,
445 S.E.2d 906, 912 (1994),
cert. denied, 513 U.S. 1120, 130 L.
Ed. 2d 802 (1995). Moreover, the determination of whether
photographic evidence is more probative than prejudicial iswithin the trial court's discretion.
See Heatwole, 344 N.C. at
25, 473 S.E.2d at 322.
In this case, the grocery store photograph illustrated
the testimony of the victim of defendant's prior violent felony.
Both the photograph and the accompanying testimony were relevant
to support the existence of the (e)(3) aggravating circumstance,
that defendant had been previously convicted of a felony
involving the use of violence to the person.
See N.C.G.S. §
15A-2000(e)(3). In any event, defendant has failed to
demonstrate that the trial court abused its discretion by
admitting the challenged photograph. Accordingly, this
assignment of error fails.
[17]In another assignment of error, defendant contends
the trial court erred in denying his request to submit to the
jury an instruction on the nonstatutory mitigating circumstance
that the defendant did not set out to kill Callie Huntley.
Defendant initially requested that the trial court
submit the following nonstatutory mitigating circumstance: The
circumstances of the case in that the defendant did not set out
to kill Callie Huntley and attempted to leave the house several
times before the lethal acts occurred. The trial court
determined not to submit the first half of defendant's proposed
instruction but did allow submission of the nonstatutory
mitigating circumstance that [t]he defendant attempted to leave
the house several times before the lethal acts occurred.
To demonstrate that the trial court erred by refusing
to submit a requested nonstatutory mitigating circumstance,defendant must establish that (1) the nonstatutory mitigating
circumstance is one which the jury could reasonably find had
mitigating value, and (2) there is sufficient evidence of the
existence of the circumstance to require it to be submitted to
the jury.
State v. Benson, 323 N.C. 318, 325, 372 S.E.2d 517,
521 (1988);
accord State v. Cummings, 326 N.C. 298, 324, 389
S.E.2d 66, 80 (1990).
In
State v. Green, 336 N.C. 142, 443 S.E.2d 14,
cert.
denied, 513 U.S. 1046, 130 L. Ed. 2d 547 (1994), this Court
determined that the trial court erred when it refused to submit
as a possible nonstatutory mitigating circumstance that the
defendant did not intend to take the life of Sheila Bland or John
Michael Edmondson when he entered Young's Cleaners.
Id. at 185,
443 S.E.2d at 39. We explained that self-serving portions of the
defendant's statement to authorities, although controverted by
most of the evidence of record, tended to support the requested
circumstance, and that a reasonable juror could find such a
circumstance to be mitigating.
Id. Nonetheless, we determined
in
Green that certain submitted mitigating circumstances as well
as the catchall mitigating circumstance provided a vehicle for
the jury to consider all the evidence tending to support the
nonstatutory mitigating circumstance that was not submitted.
Id.;
see State v. Bishop, 343 N.C. 518, 549, 472 S.E.2d 842,
858-59 (1996),
cert. denied, 519 U.S. 1097, 136 L. Ed. 2d 723
(1997);
State v. Frye, 341 N.C. 470, 504-05, 461 S.E.2d 664, 682
(1995),
cert. denied, 517 U.S. 1123, 134 L. Ed. 2d 526 (1996).
Therefore, we held in
Green that the trial court's error washarmless beyond a reasonable doubt because it was clear that the
jury was not prevented from considering any potential mitigating
evidence. 336 N.C. at 185-86, 443 S.E.2d at 39;
accord State v.
Hartman, 344 N.C. 445, 470, 476 S.E.2d 328, 342 (1996),
cert.
denied, 520 U.S. 1201, 137 L. Ed. 2d 708 (1997);
State v. Hill,
331 N.C. 387, 417, 417 S.E.2d 765, 780 (1992),
cert. denied, 507
U.S. 924, 122 L. Ed. 2d 684 (1993).
Likewise, in the present case, self-serving portions of
defendant's statement to authorities tended to support his
requested mitigating circumstance. Moreover, a reasonable juror
could find the proposed circumstance to have mitigating value.
Therefore, the trial court erred by refusing to submit the
circumstance for the jury's consideration.
As in
Green, however, the trial court's error in this
case did not preclude any juror from considering and giving
weight to any mitigating evidence underlying defendant's proposed
circumstance. Defendant's complete statement, upon which the
proposed circumstance was based, was read to the jury.
Furthermore, the record reveals that the evidence underlying the
requested circumstance was fully argued to the jury by defense
counsel during closing argument. Finally, the trial court
submitted the catchall mitigating circumstance to the jury.
See
N.C.G.S. § 15A-2000(f)(9). Therefore, the trial court's error
was harmless beyond a reasonable doubt.
See N.C.G.S. §
15A-1443(b) (1999).
[18]By defendant's next assignment of error, he
contends the trial court erred by submitting the (f)(1) statutorymitigating circumstance: The defendant has no significant
history of prior criminal activity. N.C.G.S. § 15A-2000(f)(1).
Defendant argues the evidence does not support a conclusion that
his criminal history was insignificant. He also contends the
trial court erred by submitting the (f)(1) mitigating
circumstance after having submitted the (e)(3) aggravating
circumstance: The defendant had been previously convicted of a
felony involving the use or threat of violence to the person
. . . . N.C.G.S. § 15A-2000(e)(3).
The statute governing capital sentencing proceedings
requires that:
In all cases in which the death penalty may
be authorized, the judge
shall include in his
instructions to the jury that it must
consider any aggravating circumstance or
circumstances or mitigating circumstance or
circumstances from the lists provided in
subsections (e) and (f) which may be
supported by the evidence . . . .
N.C.G.S. § 15A-2000(b) (emphasis added). Construing subsection
15A-2000(b), this Court has stated that the test governing the
trial court's decision to submit the (f)(1) mitigator is whether
a rational jury could conclude that defendant had no
significant
history of prior criminal activity.
State v. Wilson, 322 N.C.
117, 143, 367 S.E.2d 589, 604 (1988);
accord State v. White, 343
N.C. 378, 394-95, 471 S.E.2d 593, 602-03,
cert. denied, 519 U.S.
936, 136 L. Ed. 2d 229 (1996);
Smith, 347 N.C. at 469, 496 S.E.2d
at 366. If the trial court determines that a rational jury could
so conclude, the trial court has no discretion; the trial court
must submit the statutory mitigating circumstance to the jury
without regard to the State's or the defendant's wishes.
Statev. Parker, 350 N.C. 411, 436, 516 S.E.2d 106, 123 (1999),
ce
rt.
denied, ___ U.S. ___, 145 L. Ed. 2d 681 (2000);
accord Smith, 347
N.C. at 469, 496 S.E.2d at 366;
State v. Mahaley, 332 N.C. 583,
597, 423 S.E.2d 58, 66 (1992),
cert. denied, 513 U.S. 1089, 130
L. Ed. 2d 649 (1995).
In determining whether a defendant's history is
significant under section 15A-2000(f)(1), the [trial court's]
focus should be on whether the criminal activity is such as to
influence the jury's sentencing recommendation.
State v.
Greene, 351 N.C. 562, ___, 528 S.E.2d 575, 580 (2000);
accord
State v. Williams, 350 N.C. 1, 11, 510 S.E.2d 626, 633,
cert.
denied, ___ U.S. ___, 145 L. Ed. 2d 162 (1999);
Parker, 350 N.C.
at 436, 516 S.E.2d at 123.
During the sentencing proceeding in this case, the
state presented evidence of, and defendant stipulated to, one
conviction for robbery with a dangerous weapon. The state's
evidence tended to show that, in 1989, defendant robbed a grocery
store and struck the store owner in the back of the head with a
gun. Evidence at trial also indicated that defendant had a
history of drug abuse.
Based on this evidence, the trial court properly
determined that a rational jury could conclude that defendant had
no significant history of criminal activity and, therefore, that
defendant's history could influence the jury's sentencing
recommendation as a mitigating circumstance.
See Greene, 351
N.C. at ___, 528 S.E.2d at 580-81. Therefore, defendant's
argument is without merit.
[19]We likewise reject defendant's argument that the
trial court erred by submitting the (f)(1) mitigating
circumstance after having submitted the (e)(3) aggravating
circumstance. This Court has repeatedly upheld submission of the
(f)(1) mitigating circumstance in cases where the (e)(3)
aggravating circumstance was submitted to the jury.
See,
e.g.,
State v. Ball, 344 N.C. 290, 311, 313, 474 S.E.2d 345, 357, 359
(1996),
cert. denied, 520 U.S. 1180, 137 L. Ed. 2d 561 (1997);
State v. Walker, 343 N.C. 216, 224-26, 469 S.E.2d 919, 923-24,
cert. denied, 519 U.S. 901, 136 L. Ed. 2d 180 (1996);
State v.
Brown, 315 N.C. 40, 61-63, 337 S.E.2d 808, 824-25 (1985),
cert.
denied, 476 U.S. 1164, 90 L. Ed. 2d 733 (1986),
overruled on
other grounds by State v. Vandiver, 321 N.C. 570, 364 S.E.2d 373
(1988). Therefore, defendant has failed to demonstrate that the
trial court erred by submitting the (f)(1) mitigating
circumstance to the jury. Accordingly, this assignment of error
fails.
[20]In another assignment of error, defendant contends
the trial court erred by instructing that the jury must be
unanimous in its recommendation of a sentence of life and by
prohibiting defendant from informing the jury that a life
sentence would be imposed if the jury was not unanimous.
The state filed a pretrial motion asking the trial
court to prohibit defendant from arguing to the jury during the
penalty phase of trial that the failure of the jury to
unanimously agree on punishment would result in life
imprisonment. The trial court granted the state's motion. Thereafter, the trial court instructed prospective jurors as
follows:
If the jury unanimously recommends that the
defendant be sentenced to death, I will be
required by the law of this state to impose a
sentence of death. If you unanimously
recommend a sentence of life imprisonment, I
will be required by that same law to impose a
punishment of imprisonment in the state's
prison for life without parole.
The trial court's statement to prospective jurors is in
accord with N.C.G.S. § 15A-2002.
See Smith, 351 N.C. at 270, 524
S.E.2d at 42. Moreover, this Court has repeatedly held that it
is improper for a trial court to inform the jury of the effect of
its failure to reach a unanimous verdict.
See State v. Jones,
339 N.C. 114, 137, 451 S.E.2d 826, 837 (1994),
cert. denied, 515
U.S. 1169, 132 L. Ed. 2d 873 (1995);
State v. Hutchins, 303 N.C.
321, 353, 279 S.E.2d 788, 807 (1981);
State v. Johnson, 298 N.C.
355, 369-70, 259 S.E.2d 752, 761-62 (1979). Such an instruction
is improper because it permits the jury to escape its
responsibility to recommend the sentence to be imposed.
Jones,
339 N.C. at 137, 451 S.E.2d at 837. Accordingly, this assignment
of error must fail.
[21]In his next assignment of error, defendant argues
the trial court failed to intervene
ex mero motu to preclude the
prosecutor from making false and improper statements to the jury
during closing arguments. The statements at issue pertained to
Dr. Mark Worthen (Dr. Worthen), a clinical psychologist who
testified for defendant during the capital sentencing proceeding.
When, as here, defendant fails to object during closing
argument, the standard of review is whether the argument was sogrossly improper that the trial court erred in failing to
intervene
ex mero motu.
See State v. Trull, 349 N.C. 428, 451,
509 S.E.2d 178, 193 (1998),
cert. denied, ___ U.S. ___, 145 L.
Ed. 2d 80 (1999). '[T]he trial court is not required to
intervene
ex mero motu unless the argument strays so far from the
bounds of propriety as to impede defendant's right to a fair
trial.'
State v. McNeil, 350 N.C. 657, 684, 518 S.E.2d 486, 503
(1999) (quoting
Atkins, 349 N.C. at 84, 505 S.E.2d at 111),
cert.
denied, ___ U.S. ___, 146 L. Ed. 2d 321 (2000). '[O]nly an
extreme impropriety on the part of the prosecutor will compel
this Court to hold that the trial judge abused his discretion in
not recognizing and correcting
ex mero motu an argument that
defense counsel apparently did not believe was prejudicial when
originally spoken.'
State v. Fletcher, 348 N.C. 292, 322, 500
S.E.2d 668, 685 (1998) (quoting
State v. Richardson, 342 N.C.
772, 786, 467 S.E.2d 685, 693,
cert. denied, 519 U.S. 890, 136 L.
Ed. 2d 160 (1996)),
cert. denied, 525 U.S. 1180, 143 L. Ed. 2d
113 (1999).
In a capital sentencing proceeding, trial counsel are
allowed wide latitude in their argument to the jury.
See Smith,
351 N.C. at 268, 524 S.E.2d at 41;
State v. Robinson, 346 N.C.
586, 606, 488 S.E.2d 174, 187 (1997). Counsel may argue the
facts in evidence as well as all reasonable inferences that may
be drawn therefrom.
See State v. Guevara, 349 N.C. 243, 257, 506
S.E.2d 711, 721 (1998),
cert. denied, 526 U.S. 1133, 143 L. Ed.
2d 1013 (1999);
Warren, 348 N.C. at 124, 499 S.E.2d at 456.
Counsel may not, however, travel outside the record byinterjecting facts of their own knowledge or other facts not
included in the evidence.
State v. Syriani, 333 N.C. 350, 398,
428 S.E.2d 118, 144,
cert. denied, 510 U.S. 948, 126 L. Ed. 2d
341 (1993).
Defendant first argues the prosecutor falsely informed
the jury that Dr. Worthen brought only the answers to questions
that he wanted the jury to hear. The prosecutor stated in
pertinent part:
He didn't bring you this four hundred and
eighty some questions that he put to this
defendant. He only brought the ones that he
chose to bring, so you don't know what those
questions were or what the answers were that
this defendant gave. He chose to leave those
at home.
The record reveals conflicting answers from Dr. Worthen
as to whether all of the questions posed to defendant were
included in his report. Initially, Dr. Worthen testified that
only 85 of 566 questions and answers were in his report. The
following exchange occurred:
[PROSECUTOR]: So you don't have the
questions and the specific answers to the
other four hundred and eighty questions, do
you?
[DR. WORTHEN]: Yes. I apologize, that is
correct.
. . . .
[PROSECUTOR]: So you have no way of being
able to tell this jury what this defendant's
response was to Question Number 41, I do not
always tell the truth, do you?
[DR. WORTHEN]: Unless it's in here, no.
After further questioning, however, Dr. Worthen remembered that
all of the answers to the questions were on the last page of hisreport. The record reveals that the prosecutor held a copy of
the Diagnostic and Statistical Manual for Mental Disorders and
Mental Diseases (DSM) as he questioned Dr. Worthen. The DSM was
the source of Dr. Worthen's questions to defendant. The
prosecutor apparently asked questions from his copy of the
manual, and Dr. Worthen responded from the answer sheet on the
last page of his report. It appears from the record, then, that
Dr. Worthen's report contained only eighty-five questions from
the DSM, but all of defendant's answers. Therefore, the
prosecutor did not travel outside the record. Even if improper,
the prosecutor's argument was not so grossly improper as to
require the trial court to intervene
ex mero motu.
See State v.
Gladden, 315 N.C. 398, 424, 340 S.E.2d 673, 689 (prosecutor's
factual argument, though not supported by the evidence, was not
so grossly improper as to warrant
ex mero motu action by the
trial court),
cert. denied, 479 U.S. 871, 93 L. Ed. 2d 166
(1986).
[22]Defendant next argues the prosecutor improperly
argued that Dr. Worthen prepared his report at the last moment
solely to surprise the prosecution unfairly. The prosecutor
argued as follows:
He prepares a report only at the very last
minute, the night before he testifies. We
would argue and contend to you it's so that
we wouldn't have an opportunity to be able to
fairly question him about it, point out the
real motive.
The record reveals that Dr. Worthen testified that his
final report was not completed until the previous day. The trial
court had previously ordered that the report be turned over tothe state by the end of the state's case-in-chief. The report
was not turned over, however, until after the conclusion of the
guilt-innocence phase of trial. Therefore, the prosecutor's
argument concerning Dr. Worthen's motive was a permissible
inference based on the evidence and was not grossly improper.
Accordingly, the trial court did not err in failing to intervene
ex mero motu.
Defendant further argues the prosecutor improperly
suggested to the jury that defense counsel had prepared
Dr. Worthen's report. The prosecutor commented as follows:
And actually the report was prepared by
Mr. Blakeney's lawyers. How fair is that?
How fair is that, members of the jury? We
ask you to carefully consider what he said.
In response to questions by the prosecutor, Dr. Worthen
testified that he dictated the report and sent the dictation
tapes to defense counsel for them to type. Based on this
testimony, we conclude the prosecutor's argument was grounded
upon facts in the record and was not so grossly improper as to
require action by the trial court
ex mero motu.
Finally, defendant argues the prosecutor's assertion
that Dr. Worthen took his diagnosis out of the DSM was unfair and
not based on the testimony. The prosecutor argued in pertinent
part as follows:
He's here to take a diagnosis out of a manual
that he agreed with me had a cautionary
statement at the beginning that says it
shouldn't be used in any context other than
treatment setting, use great caution in
diagnosing from this manual for a legal
setting. He diagnosed from it anyway.
Dr. Worthen testified that he relied, in part, on the
DSM to diagnose defendant. He further testified that the DSM is
the main manual that is used to provide official diagnosis.
Moreover, Dr. Worthen conceded that the DSM contains the
following cautionary statement: The clinical and the scientific
considerations involved in characterizations for these conditions
as mental disorders may not be wholly relevant to legal
judgments. Thus, the prosecutor's argument was not so grossly
improper as to require the trial court to intervene
ex mero motu.
PRESERVATION
Defendant raises eight additional issues for the
purpose of permitting this Court to reexamine its prior holdings
and also for the purpose of preserving these issues for any
possible further judicial review: (1) the North Carolina death
penalty statute is unconstitutional; (2) the trial court erred by
instructing the jury concerning the unanimity requirement in
various jury decisions; (3) the trial court erred by instructing
the jury that it had a duty to recommend a sentence of death if
it determined that the mitigating circumstances found were
insufficient to outweigh the aggravating circumstances and that
the aggravating circumstances were sufficiently substantial to
warrant the imposition of the death penalty; (4) the trial court
erred by denying defendant's motions for a bill of particulars
seeking information from the state regarding aggravating and
mitigating circumstances; (5) the trial court erred by denying
defendant's motions to increase the number of peremptory
challenges; (6) the trial court erred by denying defendant'spretrial motion for disclosure of the names of the state's
witnesses to whom defendant made statements; (7) the trial court
erred by denying defendant's motion for separate juries for the
guilt-innocence phase and the capital sentencing proceeding; and
(8) the trial court erred by submitting the aggravating
circumstance that the crime was especially heinous, atrocious, or
cruel.
We have considered defendant's arguments on these
issues and find no compelling reason to depart from our prior
holdings. Therefore, we reject these assignments of error.
PROPORTIONALITY REVIEW
[23]Having concluded that defendant's trial and
capital sentencing proceeding were free of prejudicial error, we
are required to review and determine: (1) whether the record
supports the jury's finding of any aggravating circumstances upon
which the sentencing court based its sentence of death;
(2) whether the death sentence was imposed under the influence of
passion, prejudice, or any other arbitrary factor; and
(3) whether the death sentence is excessive or disproportionate
to the penalty imposed in similar cases, considering both the
crime and the defendant. N.C.G.S. § 15A-2000(d)(2).
In the present case, defendant was convicted of first-
degree murder on the basis of malice, premeditation, and
deliberation and under the felony murder rule. The jury found
four aggravating circumstances: (1) defendant had been
previously convicted of a felony involving the use of violence to
the person, N.C.G.S. § 15A-2000(e)(3); (2) the murder wascommitted while defendant was engaged in the commission of first-
degree arson, N.C.G.S. § 15A-2000(e)(5); (3) the murder was
committed for pecuniary gain, N.C.G.S. § 15A-2000(e)(6); and
(4) the murder was especially heinous, atrocious, or cruel,
N.C.G.S. § 15A-2000(e)(9).
Of the eight mitigating circumstances submitted, one or
more jurors found the following: (1) defendant grew up in very
unfortunate and difficult circumstances in that he grew up in a
physical and psychological environment which significantly
retarded the proper development of his character and functional
abilities; (2) defendant's father was absent from the home since
defendant was two or three years old; and (3) defendant's mother
was in and out of the home and involved in an alcoholic and
verbally and sometimes physically abusive relationship with
Mr. Huntley, the victim here, which the defendant witnessed.
After thoroughly examining the record, transcript, and
briefs in this case, we conclude the evidence fully supports the
aggravating circumstances found by the jury. Further, there is
no indication that the death sentence was imposed under the
influence of passion, prejudice, or any other arbitrary
consideration. We turn now to our final statutory duty of
proportionality review.
In conducting our proportionality review, it is proper
to compare the present case with other cases in which this Court
has concluded that the death penalty was disproportionate.
See
State v. McCollum, 334 N.C. 208, 240, 433 S.E.2d 144, 162 (1993),
cert. denied, 512 U.S. 1254, 129 L. Ed. 2d 895 (1994). Onepurpose of our proportionality review 'is to eliminate the
possibility that a person will be sentenced to die by the action
of an aberrant jury.'
Atkins, 349 N.C. at 114, 505 S.E.2d at
129 (quoting
State v. Holden, 321 N.C. 125, 164-65, 362 S.E.2d
513, 537 (1987),
cert. denied, 486 U.S. 1061, 100 L. Ed. 2d 935
(1988)). We have found the death penalty disproportionate in
seven cases.
See State v. Benson, 323 N.C. 318, 372 S.E.2d 517;
State v. Stokes, 319 N.C. 1, 352 S.E.2d 653 (1987);
State v.
Rogers, 316 N.C. 203, 341 S.E.2d 713 (1986),
overruled on other
grounds by State v. Gaines, 345 N.C. 647, 483 S.E.2d 396,
cert.
denied, 522 U.S. 900, 139 L. Ed. 2d 177 (1997),
and by State v.
Vandiver, 321 N.C. 570, 364 S.E.2d 373;
State v. Young, 312 N.C.
669, 325 S.E.2d 181 (1985);
State v. Hill, 311 N.C. 465, 319
S.E.2d 163 (1984);
State v. Bondurant, 309 N.C. 674, 309 S.E.2d
170 (1983);
State v. Jackson, 309 N.C. 26, 305 S.E.2d 703 (1983).
We conclude that this case is not substantially similar
to any case in which this Court has found the death penalty
disproportionate. Defendant was convicted of first-degree murder
on the basis of malice, premeditation, and deliberation. This
Court has held that a finding of premeditation and deliberation
indicates 'a more calculated and cold-blooded crime.'
State v.
Harris, 338 N.C. 129, 161, 449 S.E.2d 371, 387 (1994) (quoting
State v. Lee, 335 N.C. 244, 297, 439 S.E.2d 547, 575,
cert.
denied, 513 U.S. 891, 130 L. Ed. 2d 162 (1994)),
cert. denied,
514 U.S. 1100, 131 L. Ed. 2d 752 (1995). Moreover, the jury's
finding of the (e)(3) aggravating circumstance, prior conviction
of a violent felony, is particularly significant because none ofthe cases in which this Court has held the death sentence to be
disproportionate have included this aggravating circumstance.
See State v. Peterson, 350 N.C. 518, 538, 516 S.E.2d 131, 143-44(1999),
cert. denied, ___ U.S. ___, 145 L. Ed. 2d 1087
(2000);
State v. Murillo, 349 N.C. 573, 613, 509 S.E.2d 752, 775 (1998),
cert. denied, ___ U.S. ___, 145 L. Ed. 2d 87 (1999);
Harris, 338
N.C. at 161, 449 S.E.2d at 387;
State v. Rose, 335 N.C. 301, 351,
439 S.E.2d 518, 546,
cert. denied, 512 U.S. 1246, 129 L. Ed. 2d
883 (1994).
We also compare the present case with cases in which
this Court has found the death penalty to be proportionate.
See
McCollum, 334 N.C. at 244, 433 S.E.2d at 164. Although this
Court considers all the cases in the pool of similar cases when
engaging in proportionality review, we will not undertake to
discuss or cite all of those cases each time we carry out the
duty.
Id.;
accord State v. Gregory, 348 N.C. 203, 213, 499
S.E.2d 753, 760,
cert. denied, 525 U.S. 952, 142 L. Ed. 2d 315
(1998).
There are four statutory aggravating circumstances
which, standing alone, this Court has held sufficient to sustain
a death sentence.
See Warren, 347 N.C. at 328, 492 S.E.2d at
619. The (e)(3), (e)(5), and (e)(9) aggravating circumstances,
which the jury found here, are among them.
See State v. Bacon,
337 N.C. 66, 110 n.8, 446 S.E.2d 542, 566 n.8 (1994),
cert.
denied, 513 U.S. 1159, 130 L. Ed. 2d 1083 (1995). Thus, we
conclude that the present case is more similar to cases in which
we have found a sentence of death proportionate than to those in
which we have found a sentence of death disproportionate.
Whether a sentence of death is disproportionate in a
particular case ultimately rest[s] upon the 'experiencedjudgments' of the members of this Court.
Green, 336 N.C. at
198, 443 S.E.2d at 47. Therefore, based upon the characteristics
of this defendant and the crime he committed, we are convinced
that the sentence of death recommended by the jury and ordered by
the trial court in the instant case is not disproportionate.
Based on the foregoing, we hold that defendant received
a fair trial, free of prejudicial error. The judgments and
sentences entered by the trial court, including the sentence of
death for first-degree murder, must therefore be left
undisturbed.
NO ERROR.
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