STATE OF NORTH CAROLINA v. THOMAS RICHARD JONES
No. 347A99
Filed 21 December 2000
1. Homicide--felony murder--DWI--implied intent
First-degree murder convictions which arose from driving while impaired were reversed
where the defendant was found guilty under the felony murder rule, based upon injuries to others
in the victims' car and resulting assault convictions. The North Carolina murder statute.
N.C.G.S. § 14-17, designates five specific felonies as the basis for felony murder, each requiring
actual intent to commit the crime; while there is a catchall category of felonies committed with a
deadly weapon (such as an automobile), all of the crimes qualified by case law require actual
intent to commit the underlying crime. There is no first-degree murder case premised on
implied intent as evidenced by culpable or criminal negligence and no language in N.C.G.S. §
14-17 suggesting that the legislature intended or even contemplated that first-degree murder
might be premised on implied intent; however, the General Assembly has passed N.C.G.S. §
20-141.4, felony and misdemeanor death by vehicle, in contemplating situations similar to the
case at hand. Moreover, the State's theory as to the applicability of the felony murder rule in
reckless driving cases has the potential for profoundly unjust results, and it is presumed that the
legislature did not intend an unjust result. If culpable negligence is to be a building block in a
capital case, it must be by clear mandate of the legislature and not through judicial fiat or
through innovative application by prosecutors. There is, however, ample evidence in the record
to support a charge of second-degree murder.
2. Evidence--murder prosecution--pending DWI charge--malice
The trial court did not err in a prosecution for murder and assault arising from driving
while impaired by admitting defendant's pending DWI charge. The circumstances attendant to
the pending charge, such as speeding on the wrong side of the road and running another motorist
off the road, demonstrate that defendant was aware that his conduct was reckless and inherently
dangerous. The evidence therefore tended to show malice, an element of second-degree murder,
and was properly admitted under N.C.G.S. § 8C-1, Rule 404(b).
3. Homicide--DWI--proximate cause and insulating negligence--denied--instructions
denied
The trial court did not err in a prosecution for murder and assault resulting from driving
while impaired by not instructing the jury on proximate cause and insulating acts of negligence.
The requested instruction that defendant's actions must be the sole and only proximate cause of
the collision in order to hold him criminally liable was a misstatement of the law and the record
shows no evidence of any negligence by the driver of the other car. Defendant was in her lane
and she was forced to swerve into the left lane to try to avoid a collision; defendant's argument
that she should have swerved to the right and hit a telephone pole and/or mailboxes is entirely
unpersuasive.
Appeal pursuant to N.C.G.S. § 7A-30(2) from the decision of
a divided panel of the Court of Appeals, 133 N.C. App. 448, 516
S.E.2d 405 (1999), finding no error in judgments entered by
Freeman, (William H.) J., on 6 May 1997 in Superior Court,
Forsyth County. On 2 December 1999, the Supreme Court retained
defendant's notice of appeal as to a substantial constitutionalquestion pursuant to N.C.G.S. § 7A-30(1) and allowed
discretionary review of additional issues. Heard in the Supreme
Court 13 March 2000.
Michael F. Easley, Attorney General, by Isaac T. Avery, III,
Special Deputy Attorney General, and Jonathan P. Babb,
Assistant Attorney General, for the State.
David B. Freedman, Dudley A. Witt, and Carol L. Teeter for
defendant-appellant.
ORR, Justice.
Defendant was indicted on 21 October 1996 for the first-
degree murders of Julie Marie Hansen and Maia C. Witzl.
Defendant was simultaneously indicted for assault with a deadly
weapon inflicting serious injury (AWDWISI) on Aline J. Iodice,
Melinda P. Warren, and Margaret F. Penney. The State later
reduced the charge related to Penney to assault with a deadly
weapon (AWDW). On 10 February 1997, an additional indictment
charged defendant with AWDWISI on Lea Temple Billmeyer and
driving while impaired (DWI).
Defendant was tried capitally at the 21 April 1997 Criminal
Session of Superior Court, Forsyth County. The State's evidence
at trial tended to show that at approximately 10:30 p.m. on
4 September 1996, defendant crashed his vehicle into another
vehicle occupied by six Wake Forest University students. Two of
the students were killed in the collision, while three others
were seriously injured.
Shortly before the crash, defendant was involved in an
altercation while stopped at a red light at an intersection in
Winston-Salem, North Carolina. Defendant repeatedly bumped
another vehicle from behind with his own vehicle. A witness to
the incident heard the defendant use profanity and tell the otherdriver to get out of the way. According to the witness, when the
light changed defendant zoomed around the car and shot on
off, moving at an excessive rate of speed. The driver defendant
bumped from behind followed defendant to obtain his vehicle tag
number and observed defendant's car run up on a curb, causing a
hub cap to fall off. After obtaining defendant's plate number,
the driver and his passenger stopped and called 911. The
passenger told a police officer that defendant was driving real
crazy and that if somebody doesn't get him, he's going to kill
somebody.
Prior to the collision at issue in this case, the six
students from Wake Forest University were traveling eastbound on
Polo Road, while defendant was traveling westbound on the same
road at an excessive rate of speed. As the students rounded a
curve, they observed two headlights moving quickly toward them in
their lane of travel. Iodice, a passenger in the front seat of
the vehicle driven by Penney, testified that the headlights were
moving so quickly and I realized they were in our lane from the
very first time I saw them until the collision occurred. Penney
raised her foot off the accelerator pedal but could not pull her
car to the right because of a telephone pole and mailboxes lining
the side of Polo Road. Penney attempted to turn left onto
Brookwood Drive to avoid colliding with defendant's vehicle, but
defendant moved his vehicle back into his proper lane and crashed
into the side of Penney's vehicle.
Hansen and Witzl, each nineteen-year-old passengers in
Penney's vehicle, were killed. Billmeyer sustained serious
injuries, including a contusion of her kidney, a concussion, and
a fractured pelvis. Iodice was diagnosed with a rupturedbladder, internal bleeding, a fractured hip and pelvic bone, and
a concussion. Warren's injuries included fractures to her ankle,
femur, and pelvis, as well as internal bleeding. Penney received
minor injuries, including abrasions and bruises.
The crash investigation revealed that defendant had
been drinking alcohol and had a blood-alcohol content level of
.046, well below the legal limit of .08. However, the presence
of the drugs Butalbital, Alprazlam, and Oxycodone was also found.
Although these controlled substances were prescribed by a
physician, defendant's doctor and a registered nurse had
previously instructed him not to drink or drive while taking the
medications. The State's expert at trial testified that the
combination of controlled substances and alcohol caused defendant
to be appreciably impaired and unfit to operate a motor vehicle
safely. Furthermore, the State introduced a record of
defendant's 1992 conviction for DWI, as well as testimony
concerning a pending DWI charge.
At the conclusion of the evidence, the jury found
defendant guilty of the first-degree murders of Hansen and Witzl
under the felony murder rule. The jury also found defendantguilty of AWDWISI on Billmeyer, Iodice, and Warren; AWDW on
Penney; and DWI. After a capital sentencing proceeding, the jury
recommended a sentence of life imprisonment without parole for
the murders of Hansen and Witzl, and the trial court entered
judgments in accord with that recommendation. The trial court
arrested judgment on the three convictions for AWDWISI and
sentenced defendant to an active term of 120 days for the AWDW on
Penney and 90 days for the DWI. Defendant appealed to the Court
of Appeals.
The Court of Appeals, in a divided opinion, found no
error. State v. Jones, 133 N.C. App. 448, 516 S.E.2d 405 (1999).
Defendant appealed to this Court as a matter of right based on a
constitutional question and on the dissent below. On 2 December
1999, we allowed defendant's petition for discretionary review of
additional issues.
The paramount issue in the case, as raised by the
dissent and, in the alternative, defendant's Petition for
Discretionary Review, is whether the defendant was properlyconvicted of first-degree murder under the felony murder rule.
The Court of Appeals affirmed the decision of the trial court to
allow defendant to be tried capitally for first-degree murder.
For reasons outlined and discussed below, we hold the Court of
Appeals erred in that for purposes of felony murder:
(1) culpable negligence may not be used to satisfy the intent
requirements for a first-degree murder charge; and, (2) a
defendant may not be subject to a potential death sentence absent
a showing of actual intent to commit one or more of the
underlying felonies delineated or described in our state's murder
statute, N.C.G.S. § 14-17. As a consequence of so holding, we
find it unnecessary to address defendant's alternative arguments
concerning alleged constitutional violations, see State v.
Colson, 274 N.C. 295, 163 S.E.2d 376 (1968), cert. denied, 393
U.S. 1087, 21 L. Ed. 2d 780 (1969), and the so-called merger
doctrine. As for defendant's conviction for AWDW, he offers no
arguments for appeal. It, therefore, stands affirmed. In
addition, we affirm the Court of Appeals holding that the trial
court committed no error by admitting evidence of defendant's
prior acts or by omitting defendant's proposed jury instruction.
Thus, defendant's convictions for DWI and AWDWISI are affirmed.
I
[1]In 1893 the General Assembly codified the common
law offense of murder and subdivided first-degree murder into
three categories, one of which was killings occurring in the
commission of certain specified felonies 'or other felony.'
State v. Davis, 305 N.C. 400, 423, 290 S.E.2d 574, 588 (1982). In 1977, the General Assembly amended this third category of
first-degree murder, commonly known as felony murder, so that it
applies to any killing committed in the perpetration or
attempted perpetration of any arson, rape or a sex offense,
robbery, kidnapping, burglary, or other felony committed or
attempted with the use of a deadly weapon. N.C.G.S. § 14-17;
for a discussion on the history of section 14-17,
see Davis, 305
N.C. at 422-23, 290 S.E.2d at 588. When a killing is committed
in the perpetration of an enumerated felony (arson, rape, etc.)
or other felony committed with the use of a deadly weapon, murder
in the first degree is established 'irrespective of
premeditation or deliberation or malice aforethought.'
State v.
Wilson, 313 N.C. 516, 537, 330 S.E.2d 450, 465 (1985) (quoting
State v. Maynard, 247 N.C. 462, 469, 101 S.E.2d 340, 345 (1958).
Moreover, intent to kill is
not an element of felony murder.
See
State v. York, 347 N.C. 79, 97, 489 S.E.2d 380, 390 (1997).
In the instant case, defendant was charged with first-
degree murder under the felony murder rule based on the
underlying felony of AWDWISI. The elements of AWDWISI are:
(1) an assault, (2) with a deadly weapon, (3) inflicting serious
injury, (4) not resulting in death.
See N.C.G.S. § 14-32(b)
(1999). We have defined assault as an overt act or attempt,
with force or violence, to do some immediate physical injury to
the person of another, which is sufficient to put a person of
reasonable firmness in fear of immediate physical injury.
State
v. Porter, 340 N.C. 320, 331, 457 S.E.2d 716, 721 (1995). A
deadly weapon is 'any article, instrument or substance which is
likely to produce death or great bodily harm.'
State v. Bagley,
321 N.C. 201, 212, 362 S.E.2d 244, 251 (1987) (quoting
State v.
Sturdivant, 304 N.C. 293, 301, 283 S.E.2d 719, 725 (1981))
(alteration in original),
cert. denied, 485 U.S. 1036, 99 L. Ed.
2d 912 (1988).
It is well settled in North Carolina that an automobile
can be a deadly weapon if it is driven in a reckless or dangerous
manner.
State v. Eason, 242 N.C. 59, 65, 86 S.E.2d 774, 779
(1955). Thus, a driver who operates a motor vehicle in a manner
such that it constitutes a deadly weapon, thereby proximately
causing serious injury to another, may be convicted of AWDWISI
provided there is either an actual intent to inflict injury or
culpable or criminal negligence from which such intent may be
implied.
Id. at 65, 86 S.E.2d at 778. Culpable or criminal
negligence has been defined as 'such recklessness or
carelessness, proximately resulting in injury or death, as
imports a thoughtless disregard of consequences or a heedless
indifference to the safety and rights of others.'
State v.
Weston, 273 N.C. 275, 280, 159 S.E.2d 883, 886 (1968) (quoting
State v. Cope, 204 N.C. 28, 30, 167 S.E. 456, 458 (1933).
Moreover, '[a]n intentional, wilful or wanton violation of a
statute . . . , designed for the protection of human life or
limb, which proximately results in injury or death, is culpable
negligence.'
State v. McGill, 314 N.C. 633, 637, 336 S.E.2d 90,
92-93 (1985) (quoting
Cope, 204 N.C. at 31, 167 S.E. at 458
(1933)). When a safety statute is unintentionally violated,
culpable negligence exists where the violation is 'accompaniedby recklessness of probable consequences of a dangerous nature,
when tested by the rule of reasonable [foreseeability], amounting
altogether to a thoughtless disregard of consequences or of a
heedless indifference to the safety of others.'
State v.
Hancock, 248 N.C. 432, 435, 103 S.E.2d 491, 494 (1958) (quoting
Cope, 204 N.C. at 31, 167 S.E. at 458). We note, too, that
N.C.G.S. § 20-138.1, which prohibits drivers from operating motor
vehicles while under the influence of impairing substances, is a
safety statute designed for the protection of human life and limb
and that its violation constitutes culpable negligence as a
matter of law.
McGill, 314 N.C. at 637, 336 S.E.2d at 93.
In the case
sub judice, Hansen and Witzl were killed
while defendant committed the crime of AWDWISI on Billmeyer,
Iodice, and Warren. Defendant perpetrated the assault by
operating his automobile, a deadly weapon, in a culpably or
criminally negligent manner. His criminal or culpable negligence
was established, as a matter of law, when he was convicted of DWI
by the jury,
see id.; such negligence was also demonstrated by
other evidence tending to show that defendant was driving his
vehicle substantially in excess of the posted speed limit and on
the wrong side of the road.
See N.C.G.S. § 20-141 (1999);
N.C.G.S. § 20-146 (1999), respectively. Moreover, it is clear
from the evidence presented at trial that defendant's actions
proximately caused serious injury to Billmeyer, Iodice, and
Warren. Thus, the elements of AWDWISI have been satisfied, and
defendant was properly convicted of that offense as to each of
the three victims. We next examine whether AWDWISI may serve asthe underlying felony for defendant's first-degree murder
conviction under the felony murder rule.
From the outset, we recognize that our analysis of
defendant's conviction for AWDWISI demonstrates that culpable or
criminal negligence may be used to satisfy the intent requisites
for certain dangerous felonies, such as manslaughter, assault
with a deadly weapon with intent to kill and AWDWISI.
See
N.C.G.S. § 14-32;
Eason, 242 N.C. at 65, 86 S.E.2d at 778;
State
v. Sudderth, 184 N.C. 753, 755, 114 S.E. 828, 829 (1922).
However, we are aware of no circumstance in which such negligence
has served to satisfy the intent element of first-degree murder,
a capital offense in North Carolina. Moreover, in interpreting
our state's homicide statute, N.C.G.S. § 14-17, we can find no
language suggesting that the legislature either contemplated or
intended such a result.
A close examination of our state's murder statute
reveals three types of criminal conduct that qualify as first-
degree murder: (1) willful, deliberate, and premeditated
killings (category 1); (2) killings resulting from poison,
imprisonment, starvation, torture, or lying in wait (category 2);
and (3) killings that occur during specifically enumerated
felonies or during a felony committed or attempted with the use
of a deadly weapon (category 3). N.C.G.S. § 14-17. All of
these categories require that the defendant have a
mens rea
greater than culpable or criminal negligence; that is, they all
require that the defendant had actual intent to commit the act
that forms the basis of a first-degree murder charge. First-degree murders committed under circumstances of
willful deliberation and premeditation (category 1), by
definition, require an actual intent on the part of a defendant
to kill another.
State v. Duncan, 282 N.C. 412, 193 S.E.2d 65
(1972) (holding that a specific intent to kill is an essential
element of first-degree murder). Case law has also established
that a murder perpetrated by lying in wait (category 2)
demonstrates by circumstance an actual intent to participate in
conduct that results in a homicide.
State v. LeRoux, 326 N.C.
368, 390 S.E.2d 314,
cert. denied, 498 U.S. 871, 112 L. Ed. 2d
155 (1990). Other specifically designated criminal conduct under
category 2, while not necessarily mandating an actual intent to
kill, requires at minimum an actual intent to undertake the
conduct resulting in death. Thus, even if the killing itself was
not intended, the actual intent to torture, poison, starve, or
imprison the victim must be present in order for the killing to
qualify as first-degree murder.
See,
e.g.,
State v. Johnson, 317
N.C. 193, 344 S.E.2d 775 (1986) (killing by poison is murder in
first degree if evidence tends to show only an intent to poison
and not a specific intent to kill). Felony murder, as
exemplified by criminal conduct in category 3, operates
similarly. Again, the actual intent to kill may be present or
absent; however, the actual intent to commit the underlying
felony is required. This is not to imply that an accused must
intend to break the law, but rather that he must be purposely
resolved to participate in the conduct that comprises the
criminal offense. N.C.G.S. § 14-17 initially enumerates five specific
crimes that may serve as underlying felonies for purposes of the
felony murder rule (arson, rape, robbery, kidnapping, and
burglary). The statute also incorporates a sixth umbrella
grouping of other felon[ies] committed or attempted with the
use of a deadly weapon, which includes such crimes as AWDWISI
and shooting into an occupied dwelling or vehicle.
See,
e.g.,
N.C.G.S. § 14-32
and N.C.G.S. § 14-34.1 (1999), respectively.
Each of the five enumerated felonies requires that the
perpetrator intends to commit the offense. Burglary requires
specific intent as one of its elements while rape, kidnapping,
and robbery are general intent crimes.
See N.C.G.S. §§ 14-51
(1999) (burglary), 14-27.2 (1999) (rape), 14-39 (1999)
(kidnapping); for elements of robbery, a common law crime,
see
State v. Lawrence, 262 N.C. 162, 136 S.E.2d 595 (1964). Arson,
as a malice type crime, is neither a specific nor a general
intent offense but requires
willful and malicious conduct.
State v. Vickers, 306 N.C. 90, 100, 291 S.E.2d 599, 606 (1982)
(emphasis added),
overruled on other grounds by State v. Barnes,
333 N.C. 666, 430 S.E.2d 223 (1993).
Whether general intent, specific intent, or
malice crimes, all of the enumerated offenses require a level
of intent greater than culpable negligence on the part of the
accused. In short, the accused must be purposely resolved to
commit the underlying crime in order to be held accountable for
unlawful killings that occur during the crime's commission.
See,
e.g.,
Maynard, 247 N.C. 462, 101 S.E.2d 340 (holding that first-degree murder conviction is appropriate if killing occurred
during defendant's perpetration or attempt to perpetrate a
robbery); other case examples showing defendant's actual intent
to commit the underlying enumerated offense include
State v.
Simmons, 286 N.C. 681, 213 S.E.2d 280 (1975) (burglary),
death
sentence vacated, 428 U.S. 903, 49 L. Ed. 2d 1208 (1976);
State
v. McGlaughlin, 286 N.C. 597, 213 S.E.2d 238 (1975) (arson),
death sentence vacated, 428 U.S. 903, 49 L. Ed. 2d 1208 (1976);
State v. Mays, 225 N.C. 486, 35 S.E.2d 494 (1945) (rape); and
State v. Roseborough, 344 N.C. 121, 472 S.E.2d 763 (1996)
(kidnapping).
Specific crimes that have qualified as an underlying
felony under both the pre- and post-amendment statute's catchall
grouping include: discharging a firearm into an occupied vehicle
or structure,
see,
e.g.,
State v. King, 316 N.C. 78, 340 S.E.2d
71 (1986); felonious escape,
see,
e.g., State v. Lee, 277 N.C.
205, 176 S.E.2d 765 (1970); armed felonious breaking and entering
and larceny,
see, e.g.,
State v. Thompson, 280 N.C. 202, 185
S.E.2d 666 (1972); sodomy under threat of deadly weapon,
see,
e.g.,
State v. Doss, 279 N.C. 413, 183 S.E.2d 671 (1971),
death
sentence vacated, 408 U.S. 939, 33 L. Ed. 2d 762 (1972); assault
with a deadly weapon with intent to kill or with intent to
inflict serious injury,
see,
e.g.,
State v. Terry, 337 N.C. 615,
447 S.E.2d 720 (1994); and felonious child abuse,
see,
e.g.,
State v. Pierce, 346 N.C. 471, 488 S.E.2d 576 (1997). Without
exception, each of these crimes, whether individually typed as
specific intent or general intent in nature, have required actualintent on the part of the perpetrator. As with the enumerated
felonies, in order to be held accountable for unlawful killings
that occur during the commission or attempted commission of these
crimes, the perpetrator must have been purposely resolved to
commit the underlying offense. For example, a defendant may face
a first-degree murder charge for an unintended killing that
resulted from his firing a weapon into an occupied structure,
but
only if the defendant intended to shoot into the building.
See,
e.g.,
State v. Cannon, 341 N.C. 79, 459 S.E.2d 238 (1995)
(evidence supported instruction that defendant confessed to
first-degree murder [under felony murder rule] when he stated he
willfully fired three times into an occupied vehicle). An
examination of cases involving other felonies qualifying as
committed or attempted with the use of a deadly weapon yields
identical results: actual intent to commit the felony is
required.
See,
e.g.,
Terry, 337 N.C. 615, 447 S.E.2d 720
(holding that facts show defendant intentionally committed
assault with deadly weapon with intent to kill, an underlying
felony for purposes of the felony murder rule). Moreover, after
an exhaustive review, we can find in our jurisdiction no capital
case of any variety which suggests that the intent element of
first degree murder can be satisfied without a showing of either
a specific intent to kill or an actual intent to participate in
the conduct described in N.C.G.S. § 14-17. In every conviction
for first degree murder by torture, poisoning, etc., the State
proved beyond a reasonable doubt that the defendant actually
intended to commit those acts. Similarly, in every felony murderconviction of which we are aware, the State proved beyond a
reasonable doubt either that the defendant specifically intended
to kill or that the defendant actually intended to commit the
underlying offense. Although a showing of culpable negligence
can satisfy the intent requirement for certain aforementioned
crimes, it has not formed the basis of intent for a first-degree
murder conviction.
In sum, the North Carolina murder statute designates
five specific felonies as qualifying to act as a basis for felony
murder. Each requires a minimum of actual intent on the part of
the accused to commit the crime. As for the statute's catchall
category of felonies committed with the use of a deadly weapon,
case law has qualified a host of other crimes, all of which share
the requirement of actual intent to commit the underlying crime).
Conspicuously absent is a first-degree murder case premised on
implied intent as evidenced by a defendant's culpable or criminal
negligence. Moreover, we can find no language in N.C.G.S. §
14-17 suggesting that our state's legislature even contemplated,
no less intended, that the crime of first-degree murder might be
premised on a defendant's implied intent (to kill or commit the
underlying offense). If anything, recent action by our General
Assembly indicates just the opposite is true for homicides
resulting from impaired or negligent drivers. In contemplating
situations similar to the case
sub judice, the legislature passed
N.C.G.S. § 20-141.4, titled Felony and misdemeanor death by
vehicle. The statute provides, in pertinent part:
(a1) Felony Death by Vehicle -- A person
commits the offense of felony death byvehicle if he unintentionally causes the
death of another person while engaged in the
offense of impaired driving . . . and
commission of that offense is the proximate
cause of death.
(a2) Misdemeanor Death by Vehicle -- A
person commits the offense of misdemeanor
death by vehicle if he unintentionally causes
the death of another person while engaged in
the violation of any State law or local
ordinance applying to the operation or use of
a vehicle or to the regulation of traffic,
other than impaired driving . . . , and
commission of that violation is the proximate
cause of the death.
(b) Punishments -- Felony death by
vehicle is a Class G felony. Misdemeanor
death by vehicle is a Class 1 misdemeanor.
(c) No Double Prosecutions -- No person
who has been placed in jeopardy upon a charge
of death by vehicle may be prosecuted for the
offense of manslaughter arising out of the
same death . . . .
N.C.G.S. § 20-141.4 (1999).
(See footnote 1)
Significantly, the sanctions
associated with these crimes are substantially less draconian
than the capital trial defendant faced in the instant case. It
is apparent that the General Assembly has demonstrated its belief
that the conduct described, though egregious and deserving of
severe punishment, does not warrant the severity of sanctions
concomitant with felony murder.
(See footnote 2)
When interpreting statutes, this Court presumes that
the legislature did not intend an unjust result.
King v.
Baldwin, 276 N.C. 316, 325, 172 S.E.2d 12, 20 (1970). The
State's theory as to the applicability of the felony murder rule
in reckless driving cases has the potential for just such a
result. Consider the following: Driver
A, who drives with
criminal negligence, hits another car containing only its driver,
who is killed. Meanwhile, Driver
B acts precisely the same way,
but has the added misfortune of injuring a third party. In the
State's view, Driver
A can be convicted of, at most, second-
degree murder; there is no second victim and, hence, no
underlying felony on which a felony murder charge could depend.
(See footnote 3)
Driver
B, on the other hand, could well be charged with first-
degree murder and capitally tried, with the AWDWISI on the third
party serving as the underlying felony for felony murder.
While we acknowledge the legislature considered killing
one person and injuring another a more serious crime than killing
only one person, we conclude the increased punishment for
hypothetical Driver
B would bear no rational relationship to thepunishment for Driver
A. Driver
A, who kills one person and is
convicted of second-degree murder, may receive a sentence as
short as ninety-four months, while Driver
B, who kills one person
and injures another, is subject to the death penalty and upon
conviction receives, at minimum, a sentence of life in prison
without parole.
See N.C.G.S. § 14-17; N.C.G.S. § 15A-2000 (1999)
(sentencing options for first-degree murder convictions);
and
N.C.G.S. § 15A-1340.17 (1999) (sentencing guidelines for
felonies).
Although common sense, case law, and legislative
history each suggest a driver who kills one person and injures
another can expect greater sanction than a driver who kills only
one person, the offenses and their respective punishments must
reflect a rational relationship. In our view, that means Driver
B may be punished for: (1) the death he caused -- as felony
death by vehicle, manslaughter, or second-degree murder; and
(2) the separate injury he caused -- as assault with a deadly
weapon with intent to inflict serious injury. Such a limitation
simultaneously eliminates the result of subjecting the accused to
the extreme sanction of the death penalty while providing a means
to enhance a defendant's punishment in proportion to his crimes.
For the conduct as described, Driver
B would face one prison
sentence for the killing and an additional prison sentence for
his assault on the injured person. Thus, if Driver
B were
convicted of second-degree murder for the killing and AWDWISI for
the assault, he would receive a sentence of at least ninety-four
months for the killing, and an additional sentence of fifteen toseventy-four months for the assault. Alternative conviction
combinations would follow suit.
Finally, the potential effects of defendant's first-
degree murder conviction serve well as harbingers of profoundly
unjust results that could lie ahead. Consider the following:
(1) A mother, late for a PTA meeting, weaves through
traffic driving 80 m.p.h. in a 55 m.p.h. speed
zone. If she causes a collision that kills
another driver and hurts his passenger, might she
be subject to a death sentence for her actions?
(2) A corner-cutting contractor building a bleacher
for a local college uses five-inch bolts instead
of the six-inch bolts required by a safety
statute.
(See footnote 4)
If those bleachers later collapse,
killing one fan and injuring another, could the
contractor face a capital trial?
Under the felony murder rule as espoused by the State in the
instant case, both the mother and contractor could be tried
capitally for their respective offenses -- an extreme result to
be sure and, not insignificantly, one without precedent in our
state's jurisprudence. As our courts have never before yielded
such results, we are equally certain the legislature neithercontemplated nor intended such apparent injustices when it
amended the state's murder statute in 1977. Moreover, we refuse
to rely on prosecutorial discretion as a means to determine
whether one criminally negligent driver should be tried capitally
(as defendant in the instant case was) while another (the
hypothetical mother) should not. If culpable negligence is to be
a building block of a capital case, it must be by clear mandate
of the legislature and not by judicial fiat or through innovative
application by prosecutors.
See Price v. Edwards, 178 N.C. 493,
101 S.E. 33 (1919) (holding that General Assembly is not presumed
to intend innovations upon the common law and, accordingly,
innovations not within the Assembly's intentions shall not be
carried into effect). As a consequence, we hold that defendant's
first-degree murder convictions must be reversed. In addition,
we find there is ample evidence in the record to support a charge
of the lesser included offense of second-degree murder.
Therefore, pursuant to N.C.G.S. § 15A-1447(c), this case is
remanded for proceedings not inconsistent with this opinion.
II
[2]Defendant additionally contends that the trial
court erred by admitting evidence of his pending DWI charge and
by omitting his proffered jury instruction on proximate cause and
insulating acts of negligence. We disagree.
Evidence of defendant's pending DWI charge was used to
demonstrate that he had the requisite state of malice, one of the
elements of the charge of second-degree murder that was submittedto the jury. Rule 404(b) of the North Carolina Rules of Evidence
allows evidence of other crimes, wrongs, or acts by a defendant
if it is used to show a mental state such as malice.
State v.
Byers, 105 N.C. App. 377, 383, 413 S.E.2d 586, 589 (1992). While
we recognize that such evidence may not be used to show a
defendant's propensity to commit a crime,
id., we agree with the
State's contention that the circumstances attendant to the
pending DWI charge -- defendant was speeding on the wrong side of
the road and ran another motorist off the road while impaired --
demonstrate that defendant was aware that his conduct leading up
to the collision at issue here was reckless and inherently
dangerous to human life. Thus, such evidence tended to show
malice on the part of defendant and was properly admitted under
Rule 404(b).
[3]As for defendant's contention that the trial court
erred by failing to instruct the jury on proximate cause and
insulating acts of negligence, we find his arguments to be
unpersuasive. Defendant's requested instruction required the
jury to find his actions were the sole and only proximate cause
of the collision in order to hold him criminally liable. As such
an instruction is a misstatement of the law, the trial court
properly rejected it.
See State v. Hollingsworth, 77 N.C. App.
36, 39, 334 S.E.2d 463, 465 (1985) (holding that defendant's
culpable negligence need not be the only proximate cause of a
victim's death in order to be found criminally liable; a showing
that defendant's actions were one of the proximate causes is
sufficient). As to the jury instruction for insulating acts of
negligence, the trial court again was correct in not submitting
the charge. In order for the negligence of another to insulate
defendant from criminal liability, that negligence must be such
as to break the causal chain of defendant's negligence;
otherwise, defendant's culpable negligence remains a proximate
cause, sufficient to find him criminally liable.
Id. As the
Court of Appeals duly noted in the case
sub judice,
see Jones,
133 N.C. App. at 461, 516 S.E.2d at 414, the record shows no
evidence of any negligence on the part of Penney while driving
her automobile. Defendant was in Penney's lane of travel and she
was forced to swerve into the left lane in an effort to avoid a
collision. Defendant's argument that Penney should have swerved
to the right and hit a telephone pole and/or mailboxes is
entirely unpersuasive and is, accordingly, overruled.
As a result, we affirm the Court of Appeals' finding of
no error on the part of the trial court involving defendant's
multiple convictions for AWDWISI, AWDW or DWI. However, as we
have reversed defendant's convictions of and sentences for first-
degree murder, it is not necessary to arrest judgments for the
AWDWISI convictions, as they are no longer underlying felonies
for the murders. We thus remand the AWDWISI convictions to the
Court of Appeals for further remand to the trial court for
sentencing.
In conclusion, as a result of the foregoing analysis,
we affirm the Court of Appeals' holding of no error as to
defendant's convictions and sentences for AWDW and DWI. Wereverse the decision of the Court of Appeals as well as
defendant's convictions and sentences of life imprisonment
without parole for the first-degree murders of Julie Marie Hansen
and Maia C. Witzl, and we remand those cases to the Court of
Appeals for further remand to the trial court for proceedings not
inconsistent with this opinion. Finally, we affirm the Court of
Appeals' holding of no error as to defendant's convictions for
AWDWISI, but we remand those three cases to the Court of Appeals
for further remand to the trial court for sentencing.
AFFIRMED IN PART, REVERSED AND REMANDED IN PART, AND
REMANDED FOR SENTENCING IN PART.
Footnote: 1