TAMMIE DOBSON
v.
HOLLY HARRIS and J.C. PENNEY COMPANY, INC.
On discretionary review pursuant to N.C.G.S. § 7A-31 of
a unanimous decision of the Court of Appeals, 134 N.C. App. 573,
521 S.E.2d 710 (1999), affirming in part and reversing and
remanding in part an order for summary judgment entered 2 July
1998, by Spainhour, J., in Superior Court, Guilford County.
Heard in the Supreme Court 18 April 2000.
James A. Dickens for plaintiff-appellee.
Smith Helms Mulliss & Moore, L.L.P., by Jon
Berkelhammer and Shannon R. Joseph, for defendant-
appellant Holly Harris.
FREEMAN, Justice.
This case concerns provisions in the North Carolina
General Statutes, N.C.G.S. § 7A-543 (1995) (repealed and
recodified as N.C.G.S. § 7B-301 (1999)),
(See footnote 1)
that require anyonesuspecting child abuse or neglect
(See footnote 2)
to report that behavior to the
Department of Social Services. Further, this case examines the
rigor of statutory immunity from civil or criminal liability for
a person reporting such abuse or neglect, as well as that of a
statutory presumption of good faith, codified in N.C.G.S. §
7A-550 (now N.C.G.S. § 7B-309 (1999)). It is clear that the
legislative intent of these statutes is that citizens are to be
vigilant in assuring the safety and welfare of the children of
North Carolina. We therefore conclude that such policy compels a
significant evidentiary burden for those who challenge the
presumption that people who report such abuse or neglect do so in
good faith.
The circumstances giving rise to this lawsuit arose in
May 1997 in a J.C. Penney department store. Defendant Harris
worked at the catalogue-layaway counter. Plaintiff, accompanied
by her fifteen-month-old child, came to the store to pay for and
pick up an item she had put on layaway. Defendant Harris
retrieved the wrong item and mistakenly reported to plaintiff the
balance due. Neither she nor defendant Harris realized the error
until after plaintiff had written her check. When plaintiff did
so, however, she berated Harris, who apologized and retrieved the
proper item. As it was more expensive, plaintiff had to rewrite
a check for the correct amount. Plaintiff alleged that defendant
Harris' unprofessional attitude spurred her to ask for the nameof Harris' supervisor; Harris obliged. Meanwhile, plaintiff's
child had become restive, and plaintiff reportedly yelled at the
child, picked her up off the counter where she had been sitting,
and slammed her back down. Shortly thereafter, plaintiff and her
child left the store.
The parties' accounts differ as to the actual danger
threatened the child by her mother's treatment of her at the
store, but it sufficiently alarmed defendant Harris that she
subsequently notified a representative of the Guilford County
Department of Social Services (DSS). The representative
requested the name and address of plaintiff, which defendant
Harris obtained from plaintiff's check.
Plaintiff was informed by DSS that a complaint had been
made against her for abuse and neglect of her child, and an
investigation was initiated that ultimately lasted some two
months.
In her complaint and affidavit, plaintiff accused
defendant Harris of reporting her to DSS in retaliation for her
requesting the name of Harris' supervisor, and she sued Harris
and J.C. Penney as respondeat superior for damages due to slander
per se and the intentional infliction of emotional distress.
In her answer and verified responses to
interrogatories, defendant Harris asserted that she had honestly
reported her perception of plaintiff's actions to the proper
parties and that her report was made in good faith, without
malice, pursuant to a moral and social duty to make suchstatements. The qualified privilege afforded such statements,
she averred, barred plaintiff's claim for slander per se.
The trial court granted defendants' motion for summary
judgment. The Court of Appeals affirmed the grant of summary
judgment in favor of defendant J.C. Penney and in favor of
defendant Harris as to intentional infliction of emotional
distress. It reversed summary judgment on plaintiff's claim
against defendant Harris for slander per se and remanded for
trial on that issue.
This Court granted defendant Harris' petition for
discretionary review, which raised the single question whether
the facts alleged in plaintiff's complaint and affidavit
supporting her claim for slander per se were sufficient to
overcome the statutory presumption of defendant's good faith in
reporting child abuse or neglect.
False accusations of crime or offenses involving moral
turpitude are actionable as slander per se. Penner v. Elliott,
225 N.C. 33, 34, 33 S.E.2d 124, 125 (1945). As a preliminary
matter, we agree with the Court of Appeals in the case sub
judice, 134 N.C. App. at 580, 521 S.E.2d at 716, that child abuse
is one such crime or offense 'involv[ing] an act of inherent
baseness in the private, social, or public duties which one owes
to his fellowmen or to society, or to his country, her
institutions and her government.' Grievance Comm. v. Broder,
112 Conn. 269, 275, 152 A. 292, 294 (1930) (quoting Kurtz v.
Farrington, 104 Conn. 257, 262, 132 A. 540, 541 (1926)), quoted
in State v. Mann, 317 N.C. 164, 170, 345 S.E.2d 365, 369 (1986). It is this perception of child abuse or neglect as inherently
base that not only underpins serious criminal classifications
for those who commit it, see N.C.G.S. §§ 14-318.2 (1999) (Class 1
misdemeanor), 14-318.4 (1999) (felony), but also has prompted the
promulgation of laws like those before us here, which recognize
that, when a child's welfare is jeopardized, swiftly engaging the
state's protective mechanisms is paramount.
Government has no nobler duty than that of protecting
its country's lifeblood -- the children. For this reason, all
fifty states have codified mandatory reporting statutes that
impose a duty to report suspected or observed child abuse upon
specified persons or institutions, particularly those that work
regularly with children. See Danny R. Veilleux, Annotation:
Validity, Construction, and Application of State Statute
Requiring Doctor or Other Person to Report Child Abuse, 73
A.L.R.4th 782 (2000). North Carolina's reporting statutes,
however, impose this duty universally -- everyone, not just
officers of the state, physicians, teachers, administrators,
social workers or clergy, shares the state's role as parens
patriae in this regard for all North Carolina children.
Affirming that distinguishing adults from children for
purposes of definitions under the Juvenile Court Act, N.C.G.S. §
7A-278 (1969), passes muster under the Equal Protection Clause,
Justice Huskins wrote in In re Walker, 282 N.C. 28, 39, 191
S.E.2d 702, 710 (1972), it is our view that the desire of the
State to exercise its authority as parens patrieae and provide
for the care and protection of its children supplies a'compellingly rational' justification for the classification.
The doctrine of parens patriae in the context of parental
autonomy versus the child's welfare was similarly noted by
Justice Lake in In re Williams, 269 N.C. 68, 79, 152 S.E.2d 317,
326 (1967): neither rights of religion nor rights of parenthood
are beyond limitation. Acting to guard the general interest in
youth's well being, the State as parens patriae may restrict the
parent's control by requiring school attendance, regulating or
prohibiting the child's labor and in many other ways.), quoting
with approval Prince v. Massachusetts, 321 U.S. 158, 166, 64, S.
Ct. 438, 442, 88 L. Ed. 645, 652 (1949). North Carolina's
reporting statutes similarly give rein to this doctrine,
providing procedures clearly intended to encourage the
participation of all citizens in swiftly detecting and remedying
child abuse or neglect.
N.C.G.S. § 7A-543 (now N.C.G.S. § 7B-301) imposes an
affirmative duty for anyone with cause to suspect child abuse
or neglect to report that conduct to the department of social
services. It provides, in pertinent part:
Any person or institution who has cause
to suspect that any juvenile is abused,
neglected, or dependent, as defined by G.S.
7A-517 [now 7B-101] . . . shall report the
case of that juvenile to the Director of the
Department of Social Services in the county
where the juvenile resides or is found. . . .
The report shall include information as is
known to the person making it including . . .
information which the person making the
report believes might be helpful in
establishing the need for protective services
or court intervention.
N.C.G.S. § 7A-543, para. 1. In order to encourage people to
report circumstances that prompt them to believe a child is in
jeopardy, N.C.G.S. § 7A-550 (now N.C.G.S. § 7B-309) provides
immunity from liability to those who act in accordance with the
reporting statute. Notably, in addition, this latter section
presumes the reporter's good faith:
Anyone who makes a report pursuant to
this Article, cooperates with the county
department of social services in a protective
services inquiry or investigation, . . . or
otherwise participates in the program
authorized by this Article, is immune from
any civil or criminal liability that might
otherwise be incurred or imposed for such
action provided that the person was acting in
good faith. In any proceeding involving
liability, good faith is presumed.
N.C.G.S. § 7A-550 (1995) (emphasis added).
Read without this last sentence, these two provisions
together codify a qualified or conditionally privileged
communication as recognized at common law, '[t]he essential
elements [of which] . . . are good faith, an interest to be
upheld, a statement limited in its scope to this purpose, a
proper occasion, and publication in a proper manner and to proper
parties only.' Stewart v. Nation-Wide Check Corp., 279 N.C.
278, 285, 182 S.E.2d 410, 415 (1971) (quoting 50 Am. Jur. 2d
Libel and Slander § 195 (1970)).
Just as public policy underpins the immunity provided
under these statutes, so in the common law [t]he great
underlying principle of the doctrine of privileged communications
rests in public policy. Alexander v. Vann, 180 N.C. 187, 189,
104 S.E. 360, 361 (1920), quoted in Ponder v. Cobb, 257 N.C. 281,295, 126 S.E.2d 67, 77 (1962). When an otherwise defamatory
communication is made 'in pursuance of a . . . political,
judicial, social, or personal [duty], . . . an action for libel
or slander will not lie though the statement be false unless
actual malice be proved in addition.' Ponder, 257 N.C. at
294-95, 126 S.E.2d at 77 (quoting Alexander, 180 N.C. at 189, 104
S.E. at 361). In the common law, this '[q]ualified privilege
extends to all communications made bona fide upon any
subject-matter . . . in reference to which [the communicator] has
some moral or legal duty to perform.' Id. at 295, 126 S.E.2d at
77 (quoting Alexander, 180 N.C. at 189, 104 S.E. at 361). If
the court determines as a matter of law that the occasion is
privileged, defendant has 'a presumption that the statement was
made in good faith and without malice.' Clark v. Brown, 99 N.C.
App. 255, 262, 393 S.E.2d 134, 138 (quoting Shreve v. Duke Power
Co., 97 N.C. App. 648, 651, 389 S.E.2d 444, 446, disc. rev.
denied, 326 N.C. 598, 393 S.E.2d 883 (1990)), disc. rev. denied,
327 N.C. 426, 395 S.E.2d 675 (1990). To rebut this presumption,
the plaintiff must show actual malice. Phillips v.
Winston-Salem/Forsyth County Bd. of Educ., 117 N.C. App. 274,
278, 450 S.E.2d 753, 756 (1994), disc. rev. denied, 340 N.C. 115,
456 S.E.2d 318 (1995); see also Davis v. Durham City Schs., 91
N.C. App. 520, 372 S.E.2d 318 (1988).
Similarly, under sections 7A-543 and -550, when the
statutory steps are followed, the responsibility to report
suspected child abuse is conjoined with immunity from civil or
criminal liability. Equally important, this responsibility, whenmet by complying with those requisites, is conjoined with the
statutory presumption that such reports are made in good faith.
Thus, the state interest in protecting minors from abuse and
neglect is supported by strong statutory incentives to report
their occurrence. See Coleman v. Cooper, 89 N.C. App. 188,
197-98, 366 S.E.2d 2, 8 (N.C.G.S. § 7A-550 (now N.C.G.S. §
7B-309) is intended to encourage citizens to report suspected
instances of child abuse without fear of potential liability if
report made in good faith), disc. rev. denied, 322 N.C. 834, 371
S.E.2d 275 (1988).
Significantly, the reporting statutes together provide
immunity not merely conditional upon proof of good faith, but a
good faith immunity, one which endows the reporter with the
mandatory
(See footnote 3)
presumption that he or she acted in good faith. See
Lehman v. Stephens, 148 Ill. App. 3d 538, 551, 499 N.E.2d 103,
112, 101 Ill. Dec. 738, 745 (1986), appeal denied, 113 Ill. 2d
576, 505 N.E.2d 354, 106 Ill. Dec. 48 (1987). (good faith
immunity provided by statute allows a rebuttable presumption of
good faith). Thus, the statute itself relieves the defendant of
the burden of going forward with evidence of her good faith and
imposes upon the plaintiff the burden to go forward with evidenceof the defendant's bad faith or malice. See N.C.G.S. § 8C-1,
Rule 301 (1999).
One purpose of summary judgment is to bring an action
to an early decision on its merits, avoiding the delay and
expense of trial when no material facts are at issue. E.g.,
Harris v. Walden, 314 N.C. 284, 333 S.E.2d 254 (1985); Kessing v.
National Mortgage Corp., 278 N.C. 523, 180 S.E.2d 823 (1971).
This purpose is well served when the movant, who has reported
child abuse or neglect in accord with statutory mandate, is
accused of defamation for having done so, for there can be no
disincentive to report greater than the spectre of the length and
expense of a lawsuit.
Briefly, our review of the propriety of summary
judgment retraces these rules: Summary judgment is properly
granted when the forecast of evidence reveals no genuine issue
as to any material fact, and when the moving party is entitled to
a judgment as a matter of law. Koontz v. City of Winston-Salem,
280 N.C. 513, 518, 186 S.E.2d 897, 901 (1972). A genuine issue
is one that can be maintained by substantial evidence. E.g.,
Kessing, 278 N.C. 523, 180 S.E.2d 823. The showing required for
summary judgment may be accomplished by proving an essential
element of the opposing party's claim does not exist, cannot be
proven at trial, or would be barred by an affirmative defense,
e.g., Goodman v. Wenco Foods, Inc., 333 N.C. 1, 423 S.E.2d 444
(1992), or by showing through discovery that the opposing party
cannot produce evidence to support an essential element of her
claim, e.g., Lowe v. Bradford, 305 N.C. 366, 289 S.E.2d 363(1982). The movant's papers are carefully scrutinized, e.g.,
Singleton v. Stewart, 280 N.C. 460, 186 S.E.2d 400 (1972); those
of the adverse party are indulgently regarded, id. All facts
asserted by the adverse party are taken as true, e.g., Norfolk &
W. Ry. Co. v. Werner Indus., 286 N.C. 89, 209 S.E.2d 734 (1974),
and their inferences must be viewed in the light most favorable
to that party, e.g., Caldwell v. Deese, 288 N.C. 375, 218 S.E.2d
379 (1975).
On her motion for summary judgment on plaintiff's
claim of slander per se, defendant was entitled to immunity and
to the presumption of good faith once she showed she had complied
with the reporting statutes by having cause to suspect
(See footnote 4)
child
abuse or neglect and reporting to the DSS (and to none other) as
much information known to her that might be helpful in
establishing the need for the State to protect or to intervene.
Thereafter, plaintiff had the burden of setting forth specific
facts by affidavits or otherwise showing a genuine issue
existed as to whether defendant had made the alleged statements
with actual malice. N.C.G.S. § 1A-1, Rule 56(e) (1999). See,
e.g., Towne v. Cope, 32 N.C. App. 660, 233 S.E.2d 624 (1977)
(summary judgment appropriately entered against the plaintiff
where the defendant supported motion by establishing affirmativedefense of qualified privilege, and the plaintiff, who thereafter
had burden of setting forth specific facts by affidavits or
otherwise showing a genuine issue exists as to whether the
defendant made the alleged statements with actual malice, relied
simply on the allegations in his complaint).
On a motion for summary judgment, when the movant,
charged with slander, is endowed with the presumption of good
faith -- whether, in this case, by a statutory presumption
benefiting reporters of child abuse, e.g., Davis v. Durham City
Schs., 91 N.C. App. 520, 372 S.E.2d 318, or by common law
presumptions benefiting public officials, e.g., Leete v. County
of Warren, 341 N.C. 116, 462 S.E.2d 476 (1995) -- sufficient
evidence must be introduced by the opposing party to allow
reasonable minds to conclude that the privileged party acted in
bad faith or, in the case of slander per se, with malice.
'Every reasonable intendment will be made in support of the
presumption,' Huntley v. Potter, 255 N.C. 619, 628, 122 S.E.2d
681, 687 (1961) (quoting 31 C.J.S. Evidence § 146), and 'the
burden is upon the party asserting the contrary to overcome the
presumption by competent and substantial evidence,' Styers v.
Phillips, 277 N.C. 460, 473, 178 S.E.2d 583, 591 (1971) (quoting
6 N.C. Index 2d Public Officers § 8 (1968)).
The burden of production and the quantum of evidence
that must be shown to overcome a presumption is stated in Rule
301 of the North Carolina Rules of Evidence:
In all civil actions and proceedings
when not otherwise provided for by statute,
by judicial decision, or by these rules, a
presumption imposes on the party against whomit is directed the burden of going forward
with evidence to rebut or meet the
presumption . . . . The burden of going
forward is satisfied by the introduction of
evidence sufficient to permit reasonable
minds to conclude that the presumed fact does
not exist. If the party against whom a
presumption operates fails to meet the burden
of producing evidence, the presumed fact
shall be deemed proved . . . .
N.C.G.S. § 8C-1, Rule 301 (emphasis added); see also Kenneth S.
Broun, Brandis & Broun on North Carolina Evidence § 49, at 158
(Where only the burden of going forward is placed upon the
opponent, as in Rule 301, that burden is satisfied by the
introduction of evidence 'sufficient to permit reasonable minds
to conclude that the presumed fact does not exist.'). The
official commentary to this rule of evidence states:
Proof of the basic fact [compliance with
N.C.G.S. § 7A-543 (now N.C.G.S. § 7B-301)]
not only discharges the proponent's burden of
producing evidence of the presumed fact [good
faith] but also places upon the opponent the
burden of producing evidence that the
presumed fact does not exist. If the
opponent does not introduce any evidence, or
the evidence is not sufficient to permit
reasonable minds to conclude that the
presumed fact does not exist, the proponent
is entitled to a peremptory instruction[
(See footnote 5)
]
that the presumed fact shall be deemed
proved.
N.C.G.S. § 8C-1, Rule 301 official commentary (emphasis added).
Evidence offered to meet or rebut the presumption of
good faith must be sufficient by virtue of its reasonableness,
not by mere supposition. It must be factual, not hypothetical;
supported by fact, not by surmise. If plaintiff's forecast of evidence of malice is not sufficient to permit reasonable minds
to conclude that the reporter's presumed good faith was
nonexistent, then summary judgment for defendant is proper.
It was so in this case. In her answer defendant Harris
asserted the affirmative defense of qualified immunity, or,
more precisely, a statutory, good-faith immunity based upon her
compliance with N.C.G.S. §§ 7A-543 and -550. That she did so
comply was supported by facts described in her responses to
plaintiff's interrogatories, and those particular facts were
uncontradicted in the materials before the trial court.
In order to overcome the presumption of good faith that
by virtue of the statute inhered to defendant's properly
reporting what she saw, it was incumbent on plaintiff to show
defendant's actual malice. If plaintiff cannot meet his burden
of showing actual malice, . . . privilege . . . bars any recovery
for the communication, even if the communication is false.
Clark, 99 N.C. App. at 263, 393 S.E.2d at 138.
Actual malice may be proven by evidence
of ill-will or personal hostility on the part
of the declarant or by a showing that the
declarant published the defamatory statement
with knowledge that it was false, with
reckless disregard for the truth or with a
high degree of awareness of its probable
falsity.
Kwan-Sa You v. Roe, 97 N.C. App. 1, 12, 387 S.E.2d 188, 193
(1990) (citation omitted). Plaintiff offered no evidence of this
nature. In her affidavit, plaintiff stated that Harris reported
plaintiff's behavior to DSS because she was upset and angry that
I stated to her that I was going to report her to her supervisor
for her unprofessional attitude[] with the intent to cause meembarrassment and humiliation and harassment. At best,
plaintiff described retaliatory motives for defendant's report.
These conclusory averments rest, however, not on experienced or
otherwise substantiated fact, but on plaintiff's subjective
assessment of defendant's motivations. They are not in
themselves sufficient to permit reasonable minds to conclude
that the presumed fact does not exist. N.C.G.S. 8C-1, Rule 301;
see also Nasco Equip. Co. v. Mason, 291 N.C. 145, 229 S.E.2d 278
(1976) (Rule 56(e) clearly precludes any party from prevailing
against a motion for summary judgment through reliance on
conclusory allegations unsupported by facts); cf. Presnell v.
Pell, 298 N.C. 715, 260 S.E.2d 611 (1979) (good faith not
presumed; complaint specifically alleged principal had falsely
accused the plaintiff of distributing alcoholic beverages on
school premises, then maliciously and recklessly published the
rumors to the plaintiff's fellow employees notwithstanding the
plaintiff's vigorous denial of these accusations and of the
rumors upon which they were based; such allegations at the
pleading stage served to negate the good-faith element of
qualified privilege).
Although summary judgment is rarely appropriate in
actions like defamation in which the litigant's state of mind,
motive, or subjective intent is an element of plaintiff's claim,
e.g., Proffitt v. Greensboro News & Record, Inc., 91 N.C. App.
218, 371 S.E.2d 292 (1988) (libel), it is most appropriate here
where plaintiff, who, assuming the burden of production to negate
defendant's presumption of good faith with evidence of actualmalice, sets forth no specific fact showing an issue as to
defendant's motive, but rests upon bare allegation and suspicion.
We hold that the trial court, in surveying the
materials before it on defendant's motion for summary judgment,
properly granted summary judgment to defendant Harris on the
issue of slander per se. Viewed in the light most favorable to
the nonmovant, the evidence forecast in the parties' pleadings,
affidavits, and answers to interrogatories shows no genuine issue
of material fact. Because defendant's compliance with the
reporting statutes entitled her to immunity from civil liability,
plaintiff's claim against her for slander per se was barred.
Further, the statutory presumption of defendant's good faith
remained unrebutted where plaintiff failed to adduce facts
sufficient to permit reasonable minds to conclude that defendant
acted with actual malice.
For the foregoing reasons, we reverse the decision of
the Court of Appeals.
REVERSED.
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