1. Appeal and Error--findings of fact--support by evidence--general contention
The North Carolina Supreme Court would not review a trial court's findings of fact in
the denial of a motion to suppress where defendant made only a general contention that the
findings were not supported by the evidence.
2. Search and Seizure--investigatory stop--erratic bicycle riding
Observation of the manner and place in which defendant was riding his bicycle was
sufficient to raise a reasonable suspicion for an investigatory stop where the officers observed
defendant weaving in heavy traffic, so that his operation of the bicycle constituted a traffic
offense. Additionally, defendant agreed to speak with the officers when they pulled him over.
3. Search and Seizure--consent--voluntary
The trial court in a first-degree murder prosecution properly determined that defendant's
consent to a search following a traffic stop was voluntary where the court found that defendant
had had experience with the criminal justice system, agreed to speak with the officers, the
officers noticed an odor of alcohol about defendant and that his eyes appeared dilated, the
officers asked if they could search defendant and he agreed, and one of the officers noticed
blood spots on defendant's shirt and person.
4. Search and Seizure--clothing--following arrest
A search of a first-degree murder defendant's clothing was not unconstitutional or
otherwise unlawful where he was arrested for possession of drug paraphernalia and stolen credit
cards, his clothing was taken and a jumpsuit issued on his arrival at the jail, he became the focus
of a murder investigation while he was in jail, an officer told him that he was a suspect in an
armed robbery investigation and defendant gave consent for his clothes to be examined, and
blood and glass particles were found. Defendant was in custody and the effects in his possession
could be searched without a warrant; his consent is irrelevant. Furthermore, he had previously
consented to a search of his person, which included his clothing, the glass did not compare with
the glass at the victim's home, and the blood was defendant's rather than the victim's.
5. Confessions and Incriminating Statements--statements--voluntary--not
incriminating--not admitted
The trial court in a first-degree murder prosecution properly determined that defendant's
statements to the police were voluntary and not in violation of Miranda where defendantacknowledged in his brief that none of his statement
s were admitted into evidence, the trial court
found that no incriminating statement was made, a review of the record by the Supreme Court
did not reveal the slightest hint of coercion or police impropriety, and defendant was given his
Miranda rights when he was first placed in custody.
6. Search and Seizure--hair and saliva samples--six hours after arrest
The trial court did not err in a first-degree murder prosecution by concluding that neither
a court order nor a search warrant was necessary for the police to take hair and saliva samples
from defendant six hours after he was taken into custody. There is no indication of intervening
events which broke the continuity between defendant's arrest and the collection of the samples;
furthermore, taking hair and saliva samples as long as one day following arrest has been
approved on the basis of being in police custody rather than on the basis of the taking being
incident to arrest.
7. Search and Seizure--statements in warrant application--good faith
The trial court did not err in a first-degree murder prosecution by concluding that officers
who had applied for a search warrant had acted in good faith where defendant contended that
information in the application was false.
8. Jury--selection--capital trial--death penalty questions
The trial court did not abuse its discretion during jury selection for a capital first-degree
murder prosecution by permitting the prosecutor to make statements and ask questions which
barely mentioned mitigating circumstances. The record reflects that the purpose of the questions
was to determine whether a prospective juror had the ability to vote for the death penalty and,
even if the prosecutor minimized the role of mitigating circumstances, defendant explained the
significance of mitigating circumstances during voir dire and the court cured any adverse effect
from the prosecutor's questions in the instructions at the conclusion of the penalty phase.
9. Jury--selection--capital sentencing process--requested instructions
The trial court did not abuse its discretion during jury selection for a capital first-degree murder
prosecution by denying defendant's requested instructions on the capital sentencing process and
giving an instruction essentially in accordance with North Carolina's pattern jury instructions.
10. Jury--selection--capital trial--individual voir dire--juror sequestration
The trial court did not abuse its discretion in a capital first-degree murder prosecution by
refusing to allow individual voir dire and juror sequestration.
11. Jury--selection--capital trial--rehabilitation
The trial court did not abuse its discretion in a capital prosecution for first-degree murderby denying defendant's
motion for rehabilitation of each juror challenged for cause where the
court stated that further questions would be allowed on a juror-by-juror basis if there was some
equivocation in the responses.
12. Appeal and Error--preservation of issues--failure to object
A capital first-degree murder defendant did not preserve for appellate review the issue of
whether the trial court sufficiently inquired into an alleged improper contact between a juror and
a third party where defense counsel's ultimate request was for the court to select two more
alternate jurors and to instruct all of the jurors not to discuss the case with anyone. There was no
indication that defendant objected to the trial court's response or requested that the court inquire
into the matter further.
13. Appeal and Error--plain error rule--issues within trial court's discretion
The plain error rule has not been and is not applied to issues which fall within the trial
court's discretion. N.C. R. App. P.10(b)(2).
14. Sentencing--capital--mitigating circumstances--defendant's age
The trial court did not err in a capital sentencing proceeding by not submitting the
mitigating circumstance of defendant's age, N.C.G.S. § 15A-2000(f)(7), where defendant had
suffered a head injury which caused organic brain damage, borderline mental retardation, and
severe memory impairment; he was 26 at the time of the murder; he was gainfully employed and
able to perform his job duties proficiently; he functioned adequately in society; and there was
substantial evidence that he had the mental capacity to premeditate and plan his crime.
15. Sentencing--capital--mitigating circumstances--peremptory instructions
The trial court did not err during a capital sentencing proceeding by denying defendant's
request for peremptory instructions on the mitigating circumstances of mental or emotional
disturbance, N.C.G.S. § 15A-2000(f)(2), and impaired capacity to appreciate the criminality of
conduct, N.C.G.S. § 15A-2000(f)(6). Defendant's evidence of the statutory circumstances was
controverted and, even though the court determined that there was sufficient evidence to warrant
a peremptory instruction on the nonstatutory mitigating circumstances that defendant's brain
injury affected his ability to function on a daily basis and affected his personality, the focus of
the mitigating circumstances differed.
16. Appeal and Error--denial of peremptory instructions--no assessment of evidence--
issue abandoned
An assignment of error to the trial court's denial of defendant's requested peremptory
instruction on certain nonstatutory mitigating circumstances in a capital sentencing proceeding
was deemed abandoned where defendant merely referred the Supreme Court to the statement of
facts in his brief and did not assess the evidence as to each of the asserted circumstances or pointout the evidence he believes is uncontr
overted and manifestly credible.
17. Sentencing--capital--instructions--statutory and nonstatutory mitigating
circumstances
The trial court did not err in a capital sentencing proceeding in its instructions on capital
and noncapital mitigating circumstances where the instructions were consistent with the pattern
jury instructions. Although defendant argued that repeating the nonstatutory instruction nineteen
times could lead a reasonable juror to apply that instruction to both nonstatutory and statutory
mitigating circumstances, the number of times a jury is instructed on nonstatutory mitigating
circumstances necessarily parallels the number of nonstatutory circumstances requested and
submitted.
18. Sentencing--capital--instructions--neutral phrasing
The trial court did not err in a capital sentencing proceeding by giving an instruction on
mitigating circumstances with a neutral, conditional phrase beginning with whether, rather
than the declarative contention requested by defendant, to which jurors could have indicated
their agreement with a yes or no. The court instructed the jury in accordance with the
pattern jury instructions, the jurors understood that the questions called for a yes or no answer,
and they answered accordingly.
19. Sentencing--capital--instructions--nonstatutory mitigating circumstance--
circumstance found--no plain error
There was no plain error in a capital sentencing proceeding where defendant contended
that the court's instruction on a nonstatutory mitigating circumstance was confusing, but at least
one juror found the circumstance to exist and to have value.
20. Sentencing--capital--instructions--mitigating circumstances--unanimity
A trial court's instruction in a capital sentencing proceeding requiring unanimity in
finding mitigating circumstances was merely a lapsus linguae. It is clear from a review of its
other instructions that the court understood that the law does not require the jury to find
mitigating circumstances unanimously, and the instructions overall made it clear that each juror
could find any mitigating circumstance and that unanimity is not required.
21. Jury--selection--capital trial--parole--questioning of prospective jurors
The trial court did not err in a capital first-degree murder trial by denying defendant's
request to question prospective jurors on their understanding of parole eligibility. N.C.G.S. §
15A-2002 does not apply to the jury selection process.
22. Sentencing--capital--parole--instructions on changes in the law
The trial court did not err in a capital sentencing proceeding by refusing to instruct jurors
on changes in the law regarding parole. The jury was repeatedly and clearly instructed that
defendant would either receive a sentence of death or life imprisonment without parole.
23. Sentencing--capital--instructions--parole--pattern jury instructions
Although the better practice would be to charge the jury using the precise language found
in N.C.G.S. § 15A-2002, the trial court did not err in a capital sentencing proceeding by reading
from the pattern jury instructions on parole eligibility.
24. Criminal Law--defendant's argument--capital sentencing--life without parole
The trial court did not abuse its discretion in a capital sentencing proceeding by not
allowing defendant to argue to the jury changes in the parole laws and that there would be no
parole in this case. Defendant was, in fact, permitted to argue that defendant should be
sentenced to life imprisonment without parole and the jury was clearly made aware that life
imprisonment meant life imprisonment without parole.
25. Criminal Law--prosecutor's argument--capital sentencing--future dangerousness
The trial court did not abuse its discretion during a capital sentencing proceeding by
allowing the prosecutor to argue future dangerousness; even though parole has been eliminated
in capital cases, it is permissible to argue the possibility of future dangerousness to prison staff
and inmates.
26. Criminal Law--prosecutor's argument--capital sentencing--escape
The trial court did not abuse its discretion in a capital sentencing proceeding by denying
a mistrial after giving a curative instruction to the prosecutor's argument that defendant might
escape from prison. Defendant failed to show that the curative instruction was insufficient to
erase any potential prejudice.
27. Criminal Law--prosecutor's argument--grand jury indictment
There was no plain error in a capital sentencing proceeding in the prosecutor's argument
concerning a changed date on the grand jury indictment. The argument was proper to refute
defendant's attack on the procedure used in charging defendant and the instruction that being
charged or indicted was not evidence of guilt was sufficient to eliminate any confusion or false
impression the jury might have had.
28. Sentencing--capital--death sentence--not arbitrary
The record fully supported the aggravating circumstances found by the jury in a capital
sentencing proceeding and there was no indication that the sentence of death was imposed under
the influence of passion, prejudice, or any other arbitrary factor.
29. Sentencing--capital--death penalty not disproportionate
A sentence of death for a first-degree murder was not disproportionate where defendant
was convicted of a premeditated and deliberate murder committed in the victim's home, the jury
found the especially heinous, atrocious or cruel aggravating circumstance, and the case was more
similar to cases in which the sentence of death was found proportionate than to those in which it
was found disproportionate. Based upon the entire record, the sentence was not excessive or
disproportionate.
Appeal as of right by defendant pursuant to N.C.G.S. § 7A-27(a) from a judgment
imposing a sentence of death entered by Downs, J., on 28 August 1998 in Superior Court,
Mecklenburg County, upon a jury verdict finding defendant guilty of first-degree murder.
Defendant's motion to bypass the Court of Appeals as to additional judgments was allowed by
the Supreme Court on 31 August 1999. Heard in the Supreme Court 17 April 2000.
Michael F. Easley, Attorney General, by William B. Crumpler and Robert C.
Montgomery, Assistant Attorneys General, for the State.
Paul M. Green for defendant-appellant.
LAKE, Justice.
On 12 January 1998, defendant was indicted for first-degree murder and for felonious
breaking and entering and common law robbery as a habitual felon. On 16 March 1998, he was
also indicted for first-degree rape. Defendant was tried capitally to a jury at the 20 July 1998
Mixed Session of Superior Court, Mecklenburg County. Prior to the jury's consideration of the
charges, the first-degree rape charge was reduced to attempted first-degree rape. On 21 August
1998, the jury found defendant guilty of first-degree murder on the basis of premeditation and
deliberation and under the felony murder rule. The jury also found defendant guilty of felonious
breaking and entering and common law robbery, but the jury found defendant not guilty of
attempted first-degree rape. Following a capital sentencing proceeding, the jury recommended asentence of death for the first-degree murde
r conviction. The jury also found defendant guilty of
being an habitual felon upon both the breaking and entering and robbery convictions. On 28
August 1998, the trial court sentenced defendant to death. The trial court also sentenced
defendant to consecutive sentences of 145 to 183 months' imprisonment for the breaking and
entering conviction and 145 to 183 months' imprisonment for the common law robbery
conviction. Defendant appeals his conviction for first-degree murder and his sentence of death
to this Court as of right. On 31 August 1999, this Court allowed defendant's motion to bypass
the Court of Appeals as to his appeal of the remaining convictions.
At trial, the State's evidence tended to show that on 29 February 1996, shortly before
4:00 p.m., Officer Gordon Ogilvie of the Charlotte-Mecklenburg Police Department responded
to a report of a broken window at 2626 Tanglewood Lane. The victim, eighty-year-old Virginia
Frost, had resided at the residence for forty years. When Officer Ogilvie arrived at Mrs. Frost's
residence, a neighbor, Susan Bankson, met him. She explained that her children had been
playing in Mrs. Frost's yard and found some broken glass. Ms. Bankson went to Mrs. Frost's
house and saw that the glass door leading to the sunroom was shattered. Ms. Bankson called
Mrs. Frost's daughter, Ann Copeland, and also the police.
Officer Richard Stahnke also arrived at the scene. The officers entered the victim's
house to determine if a break-in had occurred. Once inside, the officers noticed that the house
appeared to have been ransacked. The officers then observed the lifeless body of Virginia Frost
lying in a bathroom. Mrs. Frost was nude except for a shirt pulled up around her neck. The
officers also observed what appeared to be dried blood on Mrs. Frost's face and on one of her
hands. There was a pool of blood around her head, and there appeared to be an indentation on
her head as though she had been struck with some object. A pair of pantyhose was underneathMrs. Frost's body.
An autopsy performed on 1 March 1996 revealed contusions over the bridge of the
victim's nose, around her left eye and over the left side of her cheek; a laceration on the right
side of her scalp; bruising over her head, neck, left arm, shoulder, chest and buttocks; and a
broken tooth. The autopsy also revealed areas of hemorrhage around the brain, swelling and
bruising of the brain, sixteen separate fractures to ten different ribs, and small tears in the inner
lining of the chest. The autopsy report described the head injuries as blunt-trauma injuries
caused when the body was impacted by something blunt. The report also stated that none of the
blows would have been immediately fatal, and that Mrs. Frost would have survived for three to
four hours. The cause of Mrs. Frost's death was determined to be blunt-trauma injuries to her
head due to an assault.
On the same day that the police discovered Mrs. Frost's body, Officers A.J. Mullis and
P.M. Ensminger of the Charlotte-Mecklenburg Police Department responded to a call
concerning a man on a bicycle weaving on Randolph Road, which is less than two miles from
the victim's residence. The officers discovered the defendant, Patrick Joseph Steen, on a bicycle
on the roadway, weaving back and forth through heavy traffic. The officers pulled defendant
over on the side of the road and observed a large contusion running across defendant's forehead
and what appeared to be dried blood on his left cheek. The officers also noticed an odor of
alcohol about defendant. After obtaining consent to search defendant, the officers found a
driver's license issued to a William H. Maynard and numerous credit cards with the same name.
The officers also found a crack pipe and a marijuana pipe on defendant's person. The officers
arrested defendant for possession of drug paraphernalia and theft of the credit cards. Officer
Mullis subsequently sent information about defendant to a homicide investigator looking into themurder of Mrs. Frost.
On 6 March 1996, defendant gave written consent for the search of the clothes he was
wearing when he was arrested. Defendant was released from custody on 14 March 1996. On 16
March 1996, two of the murder investigators went to his home and asked defendant to
accompany them to the Law Enforcement Center. Defendant was told he was not under arrest
and was questioned about his whereabouts from 26 February to 29 February 1996. Defendant
was subsequently placed under arrest for Mrs. Frost's murder and was advised of his Miranda
rights.
At trial, Henrietta Doster, an acquaintance of defendant's, testified that in late February
1996, defendant showed her and her boyfriend, Charlie Davis, a small red television. Defendant
also emptied the contents of a small blue tote bag which contained coins, buttons and a lady's
wallet. Doster looked at the wallet and saw an elderly lady's driver's license with the name
Virginia on it. Davis gave defendant thirty dollars for the television.
Ann Copeland testified that on 10 March 1996, she was allowed to enter her mother's
residence. She noticed that a small red television that she had given her mother was missing
from the kitchen. Ann Copeland identified the red television collected from Charlie Davis as the
one she had given her mother. Mrs. Copeland also identified pieces of silverware collected from
Davis as belonging to her mother.
In his first assignment of error, defendant contends that the trial court erred in denying
defendant's motion to suppress evidence. Prior to trial, defendant filed a motion to suppress
several categories of evidence. Defendant subsequently filed an amendment to that motion.
From 20 July 1998 to 24 July 1998, the trial court conducted a suppression hearing on
defendant's motion and the amendment. During jury selection on 31 July 1998, the trial courtruled that the motion to suppress is den
ied in each and every respect. On 28 August 1998, the
trial court stated its findings and conclusions in support of its denial of defendant's motion to
suppress. Because defendant challenges on various grounds the trial court's rulings for several
separate categories of evidence under this single assignment of error, we will separately address
the trial court's findings and conclusions for each individual category of evidence.
As a preliminary matter, we note that this Court has long held that the following rules
apply when reviewing a trial court's ruling on a motion to suppress evidence:
When the competency of evidence is challenged and the trial judge
conducts a voir dire to determine admissibility, the general rule is that he should
make findings of fact to show the basis of his ruling. State v. Silver, 286 N.C.
709, 213 S.E.2d 247 (1975). If there is a material conflict in the evidence on voir
dire, he must do so in order to resolve the conflict. State v. Smith, 278 N.C. 36,
178 S.E.2d 597, cert. denied, 403 U.S. 934, 29 L. Ed. 2d 715 (1971). If there is
no material conflict in the evidence on voir dire, it is not error to admit the
challenged evidence without making specific findings of fact, although it is
always the better practice to find all facts upon which the admissibility of the
evidence depends. State v. Ladd, 308 N.C. 272, 302 S.E.2d 164 (1983); State v.
Phillips, 300 N.C. 678, 268 S.E.2d 452 (1980); State v. Riddick, 291 N.C. 399,
230 S.E.2d 506 (1976); State v. Biggs, 289 N.C. 522, 223 S.E.2d 371 (1976). In
that event, the necessary findings are implied from the admission of the
challenged evidence. State v. Whitley, 288 N.C. 106, 215 S.E.2d 568 (1975).
State v. Vick, 341 N.C. 569, 580, 461 S.E.2d 655, 661 (1995). Furthermore, a trial court's
resolution of a conflict in the evidence will not be disturbed on appeal, State v. Braxton, 344
N.C. 702, 709, 477 S.E.2d 172, 176 (1996), and its findings of fact are conclusive if they are
supported by the evidence, State v. Robinson, 346 N.C. 586, 596, 488 S.E.2d 174, 181 (1997).
Once this Court concludes that the trial court's findings of fact are supported by the evidence,
then this Court's next task is to determine whether the trial court's conclusion[s] of law [are]
supported by the findings. State v. Hyde, 352 N.C. ___, ___, ___ S.E.2d ___, ___, slip op. at 8
(June 16, 2000) (No. 529A98). [1]Defendant first contends that the trial court erred in denying his motion to suppr
ess
evidence obtained from the stop and seizure of defendant on 29 February 1996. Defendant
argues that, under the totality of the circumstances, the police did not have a reasonable and
articulable suspicion that defendant was engaged in criminal activity and, therefore, defendant's
stop was unconstitutional. Defendant also argues that the trial court's conclusion that the stop
was justified is erroneous and based upon inadequate factual findings. We disagree.
First, we will address defendant's contention that the trial court based its conclusion upon
inadequate findings of fact. However, defendant has failed to specify in what respect the
findings are inadequate or which findings are not supported by the evidence. This Court will not
review a trial court's findings of fact when defendant merely makes a general contention that the
trial court's findings are not supported by the evidence. State v. Cheek, 351 N.C. 48, 520 S.E.2d
545 (1999), cert. denied, ___ U.S. ___, ___ L. Ed. 2d ___, 2000 WL 366308 (June 19, 2000)
(No. 99-8913). In Cheek, this Court addressed a similar contention as follows:
In this assignment of error, defendant has failed to specifically except to any of
the trial court's findings of fact relating to this motion. Defendant has
additionally failed to identify in his brief which of the trial court's . . . findings of
fact are not supported by the evidence. Therefore, this Court's review of this
assignment of error is limited to whether the trial court's findings of fact support
its conclusions of law.
Id. at 63, 520 S.E.2d at 554.
[2]Because defendant has assigned error to the trial court's findings only in a general
fashion, the focus of our analysis is whether the trial court's findings overall support its
conclusion that the stop of defendant was constitutional. This Court has held:
An investigatory stop must be justified by a reasonable suspicion, based on
objective facts, that the individual is involved in criminal activity. Brown v.
Texas, 443 U.S. 47, 51, 61 L. Ed. 2d 357, 362 (1979).
A court must consider the totality of the circumstances--the whole
picture in determining whether a reasonable suspicion to make an investigatory
stop exists. U.S. v. Cortez, 449 U.S. 411, 417, 66 L. Ed. 2d 621, 629 (1981).
The stop must be based on specific and articulable facts, as well as the rational
inferences from those facts, as viewed through the eyes of a reasonable, cautious
officer, guided by his experience and training. [Terry v. Ohio, 392 U.S. 1, 21-22,
20 L. Ed. 2d 889, 906 (1968)]; State v. Thompson, 296 N.C. 703, 706, 252 S.E.2d
776, 779, cert. denied, 444 U.S. 907, 62 L. Ed. 2d 143 (1979). The only
requirement is a minimal level of objective justification, something more than an
unparticularized suspicion or hunch. U.S. v. Sokolow, 490 U.S. 1, 7, 104 L. Ed.
2d 1, 10 (1989).
State v. Watkins, 337 N.C. 437, 441-42, 446 S.E.2d 67, 70 (1994). In the case sub judice, we
have carefully reviewed the trial court's findings as to this issue, and we hold the trial court did
not base its conclusion upon inadequate findings of fact. The police in this case observed that
defendant operated the bicycle in an erratic and reckless manner by weaving in heavy traffic,
and that defendant's dangerous operation of the bicycle constituted a motor traffic offense.
Additionally, the trial court found that when the officers pulled defendant over on the bike, they
asked defendant if they could speak to him, and defendant agreed. We therefore conclude that
the officers' observation of the manner and place in which defendant was riding his bicycle was
sufficient to raise a reasonable suspicion to make an investigatory stop under the above
standards.
[3]With regard to the search of his person subsequent to the stop, defendant argues that
this was illegal because his consent to the search was involuntary. It appears that defendant
bases this argument solely on the ground that Officers Mullis and Ensminger illegally detained
him. As noted above, we have already concluded that the trial court properly found that the stop
was justified by reasonable and articulable suspicion and that it was thus a valid stop. Officers
who lawfully stop someone for investigation may ask the person a moderate number of questions
to determine his identity and to gain information confirming or dispelling the officers'suspicions that prompted the stop. Berkemer v.
McCarty, 468 U.S. 420, 439, 82 L. Ed. 2d 317,
334 (1984).
The trial court in the instant case found that the defendant had prior experiences with
the criminal justice system, having been previously arrested and convicted of felonies on three
separate occasions. In addition, the trial court found that after defendant agreed to speak with
the officers, the officers noticed that defendant had an odor of alcohol about him and that his
eyes appeared to be dilated. The trial court also found that after making these observations, the
officers asked defendant if they could search him, and again defendant agreed. One of the
officers then observed what appeared to be blood spots on defendant's shirt and person.
Defendant does not dispute these findings of fact. N.C.G.S. § 15A-221(b) provides that a
consent to a search requires a voluntary statement to the officer giving the officer permission to
make a search. '[T]he question whether a consent to a search was in fact voluntary or was
the product of duress or coercion, expressed or implied, is a question of fact to be determined
from the totality of all the circumstances.' State v. Brown, 306 N.C. 151, 170, 293 S.E.2d 569,
582 (quoting Schneckloth v. Bustamonte, 412 U.S. 218, 227, 36 L. Ed. 2d 854, 862-63 (1973)),
cert. denied, 459 U.S. 1080, 74 L. Ed. 2d 642 (1982). Based on our review of the trial court's
findings in this regard, we conclude that the trial court properly determined that defendant
voluntarily consented to the search of his person.
[4]Defendant next contends that the search and seizure of his clothing on 6 March 1996
was unlawful and unconstitutional. The trial court made extensive findings of fact, based on its
four-day hearing, including the following: that defendant was arrested and taken to jail on 29
February 1996; that defendant's clothing was taken upon his arrival at the jail; that defendant
was issued a standard jail jumpsuit; that defendant's clothing was available to him only upon hisrelease from jail; that on 6 March 1996, O
fficer H.L McMillian went to the jail to obtain
defendant's clothes for analysis of blood and glass particles; that Officer McMillian did not
inform defendant that he was a suspect in the murder investigation; that Officer McMillian
gained written consent from defendant by telling defendant that he was a suspect in an armed
robbery investigation; and that defendant subsequently gave consent for Officer McMillian to
take his clothes for examination.
The trial court then concluded
[t]hat the clothes that were taken from the defendant for analysis, . . . that was a
valid exercise of police power in view of the fact, regardless of reasons that were
given to the defendant for the taking of the clothes, because they were in the
process of taking and analyzing clothes that were already in their possession,
nothing being taken from him, and the defendant had no privacy rights in clothes
that he didn't even have on him at the time that they were obtained for those
particular purposes.
Defendant argues that this conclusion is erroneous and based upon inadequate factual findings.
Specifically, defendant argues that the warrantless search and seizure is not valid because it was
not closely related to the reason defendant was arrested. State v. Farmer, 333 N.C. 172, 189,
424 S.E.2d 120, 130 (1993). Defendant was first arrested for possession of drug paraphernalia
and stolen credit cards, not for suspicion of murder, and while in custody on these charges, he
became a focus of the investigation of the murder in this case.
Defendant also contends that the clothes that were taken at the jail were not in the
possession of the police and that the search of those clothes does not constitute a search incident
to arrest. Defendant asserts that the jail served only as a custodian of his property. Further,
defendant asserts that officers used false pretenses to obtain his consent to the search of his
clothes. These arguments are without merit.
It is well settled in North Carolina that clothing worn by a person while in custodyunder a valid arrest may
be taken from him for examination. State v. Dickens, 278 N.C. 537,
543, 180 S.E.2d 844, 848 (1971). Also, the United States Supreme Court has held that
once the accused is lawfully arrested and is in custody, the effects in his
possession at the place of detention that were subject to search at the time and
place of his arrest may lawfully be searched and seized without a warrant even
though a substantial period of time has elapsed between the arrest and subsequent
administrative processing, on the one hand, and the taking of the property for use
as evidence, on the other.
United States v. Edwards, 415 U.S. 800, 807, 39 L. Ed. 2d 771, 778 (1974), quoted in State v.
Payne, 328 N.C. 377, 396, 402 S.E.2d 582, 593 (1991). In the instant case, because defendant
was in police custody pursuant to a valid arrest, and the clothing in question had already been
administratively taken from defendant's possession, the trial court correctly determined that the
officers were well within their authority in obtaining defendant's clothing, regardless of the
reasons the officers used for the consent. Since defendant was lawfully in custody and even the
effects in his possession . . . may lawfully be searched and seized without a warrant, the
question of defendant's consent at this point is irrelevant. Further, as we have noted above,
defendant had already voluntarily consented to the search of his person, which included his
clothing. Accordingly, we conclude that the search of defendant's clothing was not
unconstitutional or otherwise unlawful. Additionally, we note that the analysis of the glass
particles and blood found in and upon defendant's clothes showed the glass did not compare
with the glass at the victim's home and the blood was not the victim's, but rather was
defendant's.
[5]Defendant next contends that the statements he made on 16 March 1996 were
involuntary and that they were tainted by police coercion. Defendant argues that the trial court's
conclusion to the contrary was erroneous and based upon inadequate factual findings. Becausedefendant does not specify which of the trial
court's findings of fact he contends are inadequate,
we will limit our review to whether the trial court's findings of fact support its conclusions of
law. State v. Cheek, 351 N.C. at 63, 520 S.E.2d at 554.
We note at the outset of our analysis here that defendant acknowledges in his brief that
none of his statements were admitted into evidence, and we further note that the trial court made
a specific finding that no incriminating statement was made. The trial court made extensive
findings of fact with respect to each of defendant's interviews and exchanges with the
investigating officers, and our review of the record relating to all of these interviews and
exchanges does not reflect the slightest hint of coercion or any police impropriety. Further, the
record at this point shows that defendant was properly given his Miranda rights at the
appropriate time, when he was first placed in custody. The record supports the trial court's
findings of fact, and the findings of fact support the conclusions of law. Accordingly, we
conclude these arguments are without merit, and the trial court properly determined that
defendant's statements to the police were voluntary and were not in violation of Miranda.
[6]Next, defendant contends that the police unlawfully took hair and saliva samples from
him on 16 March 1996, following his arrest for the murder. Defendant argues that the trial court
erroneously concluded that the police did not need a court order or a search warrant to obtain
samples of his hair and saliva because they were taken while the defendant was in custody
incident to arrest. We disagree and affirm the trial court's conclusion.
Defendant does not dispute the trial court's finding of fact that defendant was in police
custody when the hair and saliva samples were taken from him. This Court has approved
warrantless seizures of hair and saliva samples from a defendant incident to his arrest. State v.
Cobb, 295 N.C. 1, 19-20, 243 S.E.2d 759, 769-70 (1978). Our review of the record in this casereveals that defendant was in custody app
roximately six hours prior to the taking of samples of
his hair and saliva. There is no indication that there were any intervening events which broke
the continuity between defendant's arrest and the collection of hair and saliva samples.
Furthermore, this Court has approved the taking of samples of a defendant's hair and saliva as
long as one day following a defendant's arrest and upon the basis of the defendant's being in
police custody, rather than on the basis of the taking being incident to arrest. State v. Thomas,
329 N.C. 423, 437-38, 407 S.E.2d 141, 150-51 (1991). Accordingly, we hold the trial court did
not err in concluding that neither a court order nor a search warrant was necessary for the police
to take hair and saliva samples from defendant in the instant case.
[7]Finally, defendant contests the validity of the search of defendant's residence
pursuant to a search warrant. Specifically, defendant argues that the information contained in
the application for a search warrant on 17 March 1996 was false or was the product of
unconstitutional procedures, in that the application for the warrant contained insufficient
evidentiary information to establish probable cause in support of a search warrant. Defendant
argues that because the search warrant was invalid, the evidence obtained as a result of the
search of defendant's residence should be suppressed. We disagree.
In determining whether there is sufficient probable cause to justify a search warrant, a
magistrate must consider the facts under the totality-of-circumstances standard. State v.
Arrington, 311 N.C. 633, 641, 319 S.E.2d 254, 257 (1984). An application for a search warrant
is sufficient when the affidavit supporting the application
supplies reasonable cause to believe that the proposed search for evidence
probably will reveal the presence upon the described premises of the items sought
and that those items will aid in the apprehension or conviction of the offender.
Probable cause does not mean actual and positive cause nor import absolute
certainty. The facts set forth in an affidavit for a search warrant must be such thata reasonably discreet and prudent person would rely u
pon them before they will
be held to provide probable cause justifying the issuance of a search warrant. A
determination of probable cause is grounded in practical considerations.
Id. at 636, 319 S.E.2d at 256 (citations omitted).
There is a presumption of validity with respect to the affidavit supporting a search
warrant. State v. Fernandez, 346 N.C. 1, 14, 484 S.E.2d 350, 358 (1997). A defendant
nonetheless may challenge the truthfulness of the testimony showing probable cause and thereby
challenge the validity of the warrant. Id. at 13-14, 484 S.E.2d at 358. This opportunity is
expressly provided by N.C.G.S. § 15A-978(a), which defines truthful testimony as testimony
which reports in good faith the circumstances relied on to establish probable cause. N.C.G.S. §
15A-978(a) (1999). The mere presence of incorrect facts in the affidavit, however, does not
necessarily mean the affiant is not being truthful. Fernandez, 346 N.C. at 13, 484 S.E.2d at 358.
The long-standing rule in North Carolina is that in order for a claim for relief based on falsity in
the affidavit to succeed, 'the evidence must establish facts from which the finder of fact might
conclude that the affiant alleged the facts in bad faith.' Id. at 14, 484 S.E.2d at 358 (quoting
State v. Winfrey, 40 N.C. App. 266, 269, 252 S.E.2d 248, 249, disc. rev. denied, 297 N.C. 304,
254 S.E.2d 922 (1979)).
The trial court in the case sub judice ultimately concluded that the officers acted in good
faith in supplying information to the magistrate for the search warrant. However, defendant
makes several arguments as to why the trial court erred in reaching this conclusion. Upon
review, we find these arguments unpersuasive. First, defendant contends that when the
investigators applied for the search warrant, they relied heavily on the fact that the victim's
bloody body was discovered on 29 February 1996, the same day defendant was arrested on a
different charge and was observed with blood on his clothing. Defendant asserts that theinvestigators intentionally did not disclose to th
e magistrate that the victim had been dead for
three days when the victim's body was found, in order to create an incriminating coincidence
linking defendant with the murder. However, our review of the record reveals that Officer
William E. Ward testified during the suppression hearing that the medical examiner could not
pinpoint a specific time when the beating of the victim occurred. Officer Ward testified that he
was aware that the victim's injuries could have occurred on the 29th, or prior to the 29th, and
that he told the magistrate that the homicide occurred on or before, or on or about, February
29th. Officer Ward's testimony is sufficient evidence for the trial court to conclude that Officer
Ward acted in good faith in informing the magistrate of the approximate date of the murder.
Second, defendant asserts that the search warrant also relied upon the finding of glass
particles on defendant's clothing. Defendant argues that only one glass particle was found, and a
test showed that it had come from a source other than from the victim's door. Defendant also
asserts that the test revealing the source of the glass was completed three days prior to the
application for the search warrant. Therefore, defendant contends that the officers should have
had the completed test results when they applied for the search warrant. Defendant argues that
the failure to learn the source of the glass prior to their application for the search warrant shows
that the officers had a reckless disregard for the accuracy of the search warrant application.
However, the trial court found that the magistrate knew that the results of the glass test were still
pending when the magistrate issued the search warrant. Additionally, the trace evidence analyst
with the Charlotte-Mecklenburg Police Department, Linus Whitlock, testified at the suppression
hearing that he completed the tests on 14 March 1996. Whitlock further testified that he did not
inform anyone of the test's results, except for his supervisor, until 18 March 1996, the day
following application for the search warrant. Because the evidence indicates that the officerswere not aware that the tests were even comp
leted, we cannot conclude that the officers' failure
to obtain the test results prior to applying for the search warrant amounted to an act of bad faith.
Third, defendant argues that the search warrant application is inconsistent with one of the
trial court's findings of fact. Defendant asserts that the application refers to defendant's sale of
the television to Charlie Davis, but the trial court found that defendant made no incriminating
statements. When Officers Ward and McMillian questioned defendant on 16 March 1996,
defendant offered several exculpatory statements. Defendant stated, inter alia, that Charlie
Davis would be able to provide an alibi for him. Later, when defendant was confronted with the
fact that the police had recovered the television from Davis, who said defendant sold the
television to him, defendant claimed that he had found the television on the side of the road.
Defendant stated that he took the abandoned television to Davis' house and sold it to him for
twenty or thirty dollars. The evidence thus supports that defendant told the officers that he sold
the television to Davis. We have thoroughly reviewed the trial court's order denying
defendant's motion to suppress, and we conclude that the trial court's finding that defendant did
not make an incriminating statement after he waived his Miranda rights was simply a comment
that defendant never confessed to committing the murder. In these catchall assertions, defendant
lists several other complaints of a similar nature which we find to be totally without merit.
Defendant has failed to show any material inconsistency in the trial court's pertinent findings of
fact. We therefore conclude that the trial court's findings support its conclusion that the officers
applying for the search warrant acted in good faith. We also conclude that the trial court
correctly determined that there was a sufficient showing of probable cause to justify the search
warrant.
This assignment of error is overruled. [8]In his next assignment of error, defendant assert
s that he is entitled to a new trial
because the trial court erred in various rulings prior to and during jury selection. Defendant first
argues that during the State's initial questioning of prospective jurors, the trial court erroneously
permitted the prosecutor to inform jurors that the death penalty was required to be imposed if the
State proved an aggravating circumstance beyond a reasonable doubt. Defendant tenders the
following quote as an example of what the prosecutor told several prospective jurors:
Do you all further understand that it is not every first-degree murder case in
which the State can even ask for the death penalty? For example, in order for the
State to be able to ask for the death penalty in a particular first-degree murder
case, the State must be able to prove to you beyond a reasonable doubt the
existence of an aggravating circumstance.
Defendant contends that this statement, and others substantially similar to it, was improper
because the prosecutor gave only a scant mention of mitigating circumstances. Additionally,
defendant argues that the prosecutor failed to mention mitigating circumstances when he
questioned individual prospective jurors. The prosecutor stated the following to the first
prospective juror:
[I]f and when we get to that portion of this trial, which would be described as the
punishment phase, or a phase two of the trial, the judge at that point will instruct
you if you are a juror and all the other jurors as to the procedure to go through in
terms of evaluating any aggravating circumstance and any mitigating
circumstance that the defense may prove in this case.
Defendant notes that the above-quoted statement was the first mention of mitigating
circumstances to any of the prospective jurors. The colloquy between the prosecutor and the
first prospective juror then continued as follows:
[PROSECUTOR]: And do you understand that as the final part of that
procedure the State has the burden of proving to you beyond a reasonable doubt
that the aggravating circumstance is sufficiently substantial to call for the death of
the defendant? Do you understand that, sir?
A. I do.
[PROSECUTOR]: Do you further understand that if the State carries that
burden, that is, proves to you beyond a reasonable doubt that the aggravating
circumstance is sufficiently substantial to call for the death of this defendant, do
you understand that under the law of North Carolina it would then be your duty
under the law to vote for the death of the defendant?
[DEFENSE COUNSEL]: Objection.
THE COURT: Overruled.
THE COURT: Do you understand that sir?
A. Yes, I understand.
[PROSECUTOR]: That at that point in the procedure if the State had
proven to you beyond a reasonable doubt that the aggravating circumstance was
sufficiently substantial to call for the death of the defendant, that it would then be
your duty to vote for his death?
[DEFENSE COUNSEL]: Objection.
THE COURT: Overruled.
[PROSECUTOR]: Do you understand, sir?
A. Yes.
[PROSECUTOR]: Would you be able to do that?
[DEFENSE COUNSEL]: Objection.
THE COURT: Overruled.
A. Yes, I would.
Defendant asserts that in the preceding colloquy the prosecutor improperly characterized
a juror's duty by explaining that if the State proved a sufficiently substantial aggravating
circumstance, then North Carolina law required a juror to vote for the death penalty; that the trial
court improperly allowed the prosecutor to repeat such erroneous statements in substantially thesame form not less than forty-four times du
ring jury selection; and that these improper questions
and comments adversely affected the composition of the jury and prejudiced defendant because
they enabled the State to exclude jurors who were not prepared to vote for a death sentence
without considering mitigating circumstances. We disagree.
This Court has stated:
Both the State and the defendant have the right to question prospective
jurors about their views on the death penalty. State v. Green, 336 N.C. 142, 159,
443 S.E.2d 14, 24, cert. denied, [513] U.S. [1046], 130 L. Ed. 2d 547 (1994).
The manner and extent of such an inquiry lie within the trial court's discretion.
Id. The trial court has broad discretion to see that a competent, fair, and
impartial jury is impaneled, and its rulings in that regard will not be reversed
absent a showing of an abuse of its discretion. State v. Conaway, 339 N.C. 487,
508, 453 S.E.2d 824, 837-38, [cert. denied, 516 U.S. 884, 133 L. Ed. 2d 153]
(1995).
State v. Buckner, 342 N.C. 198, 213, 464 S.E.2d 414, 422 (1995), cert. denied, 519 U.S. 828,
136 L. Ed. 2d 47 (1996). Furthermore, '[i]n reviewing any voir dire questions, this Court
examines the entire record of the voir dire, rather than isolated questions.' Cheek, 351 N.C. at
66, 520 S.E.2d at 556 (quoting State v. Jones, 347 N.C. 193, 203, 491 S.E.2d 641, 647 (1997)).
In Buckner, this Court examined an issue similar to defendant's argument in the case sub
judice. The defendant in Buckner contended that the trial court abused its discretion in allowing
the prosecutor to ask the following question of each prospective juror:
If you found that an aggravating circumstance existed and you found that the
aggravating factors outweigh the mitigating factors and you found that the
aggravating factors were substantially--were sufficiently substantial to call for the
imposition of the death penalty; could you return a sentence of death?
Buckner, 342 N.C. at 213, 464 S.E.2d at 422. The defendant in Buckner argued that the question
was improper because it enabled the prosecutor [to] repeatedly suggest[] to the jurors that they
could decide this final issue without reference to mitigating circumstances. Id. This Courtconcluded that the trial court di
d not abuse its discretion in allowing the prosecutor to ask that
question because [t]he purpose of the question was merely to screen potential jurors' views on
capital punishment. Id. at 213-14, 464 S.E.2d at 422. Such inquiry is permissible. Id. at 214,
464 S.E.2d at 422. Finally, this Court determined that even assuming arguendo that the question
was not proper, the trial court's instructions to the jury, which were in accordance with the North
Carolina pattern jury instructions, cured any error. Id. at 214, 464 S.E.2d at 423.
We have reviewed the complete voir dire transcript contained in the record for the case
sub judice, and we conclude that the trial court did not abuse its discretion in allowing the
prosecutor's questions in this regard. The record, in its entirety, reflects that the purpose of the
prosecutor's questions during this aspect of the voir dire was to determine whether a prospective
juror had the ability to vote for the death penalty if that juror found that the aggravating
circumstance outweighed any mitigating circumstances. This Court has repeatedly held that
counsel may ask the jurors if they can follow the long-settled law. State v. Fletcher, 348 N.C.
292, 310, 500 S.E.2d 668, 678 (1998), cert. denied, 525 U.S. 1180, 143 L. Ed. 2d 113 (1999).
Even if the prosecutor's questions tended to minimize the proper role or significance of
mitigating circumstances, defendant had full opportunity during voir dire to explain to
prospective jurors the significance of mitigating circumstances in determining the appropriate
penalty, and defendant did so with a full explanation. Finally, as this Court held proper in
Buckner, the trial court in the instant case cured any adverse effect the prosecutor's questions
may have had on the jurors when the trial court instructed the jurors at the conclusion of the
penalty phase. The trial court explained the procedure for determining punishment in
accordance with North Carolina's pattern jury instructions, and this Court presumes that jurors
follow the trial court's instructions. State v. Daniels, 337 N.C. 243, 275, 446 S.E.2d 298, 318(1994), cert. denied, 513 U.S
. 1135, 130 L. Ed. 2d 895 (1995). Accordingly, we conclude that
the trial court did not abuse its discretion in overruling defendant's objections to these questions.
[9]By this same assignment of error, defendant argues that the trial court erred in
denying defendant's written request that the trial court give prospective jurors instructions
explaining the capital sentencing process. Defendant filed a pretrial motion requesting that the
trial court inform jurors of the process of finding, evaluating and weighing evidence of
aggravating and mitigating circumstances. The trial court refused defendant's request and
instead read an instruction which was essentially in accordance with North Carolina's pattern
jury instructions.
In order for a defendant to show reversible error in the trial court's regulation of jury
selection, a defendant must show that the court abused its discretion and that he was prejudiced
thereby. State v. Lee, 335 N.C. 244, 268, 439 S.E.2d 547, 559, cert. denied, 513 U.S. 891, 130
L. Ed. 2d 162 (1994), quoted in Fletcher, 348 N.C. at 308, 500 S.E.2d at 677. In rejecting a
similar claim, this Court reasoned:
We find no abuse of discretion by the trial court in refusing to give the
defendant's requested preliminary instruction. By utilizing the pattern
instruction, a trial court accurately and sufficiently explains the bifurcated nature
of a capital trial, avoids potential prejudice to the defendant, and helps to insure
the uniformity of jury instructions for all trials.
State v. Jones, 339 N.C. 114, 143, 451 S.E.2d 826, 841 (1994), cert. denied, 515 U.S. 1169, 132
L. Ed. 2d 873 (1995). Defendant argues that the case sub judice is distinguishable from prior
holdings on this issue because the trial court erroneously allowed the prosecutor to give
improper or incomplete statements of the law. However, as noted above, we have rejected this
contention. The trial court properly explained the punishment process, and we conclude that it
did not abuse its discretion in refusing defendant's proffered instructions. [10]Defendant also contends under this
assignment of error that the trial court abused its
discretion in refusing to allow individual voir dire and juror sequestration. This Court has
consistently denied relief on this basis. State v. Gregory, 348 N.C. 203, 208, 499 S.E.2d 753,
757, cert. denied, 525 U.S. 952, 142 L. Ed. 2d 315 (1998); State v. Skipper, 337 N.C. 1, 57, 446
S.E.2d 252, 284 (1994), cert. denied, 513 U.S. 1134, 130 L. Ed. 2d 895 (1995). Defendant does
not assert or show how the instant case differs from our prior holdings on this issue, and
defendant does not show prejudice. The trial court did not abuse its discretion in denying these
requests.
[11]Additionally, defendant argues that the trial court erred in denying defendant's
motion seeking permission to rehabilitate each juror challenged for cause. Defendant filed a
motion prior to jury selection requesting that the trial court allow rehabilitation of every
prospective juror the State challenged for cause. The trial court responded as follows:
Well, that motion is denied. I will on a juror by juror basis give you the
right to potentially ask questions if there's some equivocation in their responses
which there's a predication for their being challenged for cause. Other than that,
I think the court has within its discretion to preclude those jurors if they clearly
and unequivocally state positions that are contrary to their being able to serve.
This Court has held that [a] defendant has no absolute right to question or to rehabilitate
prospective jurors before or after the trial court excuses such jurors for cause. State v. Warren,
347 N.C. 309, 326, 492 S.E.2d 609, 618 (1997), cert. denied, 523 U.S. 1109, 140 L. Ed. 2d 818
(1998). The defendant in Warren, like defendant in the case sub judice, sought permission to
rehabilitate every juror challenged for cause. Id. at 326, 492 S.E.2d at 619. On appeal, this
Court found no error in the trial court's denial of defendant's request to rehabilitate each
challenged juror and approved the trial court's decision to exercise its discretion upon each
individual request for rehabilitation. Id. Defendant, in the case sub judice, has not shown thatthe trial cour
t abused its discretion in denying defendant's motion to rehabilitate each juror
challenged for cause. The trial court in this instance has properly proceeded pursuant to our
holding in Warren, and there was no error in this regard.
Finally, defendant contends that the ultimate composition of the jury was flawed because
the trial court improperly excused prospective jurors who could not agree to recommend the
death penalty without consideration of mitigating circumstances. Specifically, defendant argues
that the trial court did not properly determine whether the challenged jurors' views regarding
capital punishment would impair each juror's ability to follow the law, because the trial court
allowed the prosecutor to misinform the jurors as to what their duties were. Defendant's
arguments presuppose that the prosecutor's comments and questions during voir dire were
improper. However, because we have concluded that there was no impropriety in the
prosecutor's conduct during voir dire, we conclude that defendant's arguments are without
merit. This assignment of error is overruled.
[12]In his next assignment of error, defendant argues that the trial court erred in failing
to sufficiently inquire into an alleged improper contact between a juror and a third party. The
record reflects that near the end of jury selection, defense counsel told the trial court that an
intern with the public defender's office used the same hairdresser as juror number eight, Ms.
Sherry Rogers, and that the hairdresser informed the intern that Ms. Rogers had discussed the
case with her. The trial court had previously instructed the jury not to discuss the case with
anyone. In this regard, the record reflects the following colloquy:
THE COURT: All right. Let the record reflect the jury's out of the
courtroom. What is it, Mr. Williams?
[DEFENSE COUNSEL]: I'm trying to find out. We've just been given a
note, Your Honor, about a juror that's already selected. I'm trying to find outwhat it involves so I can intelligently inform the court if
this is a potential juror
problem. I don't know whether it is or not; if you'd give me just a moment.
. . . .
[DEFENSE COUNSEL]: -- we have just received some information
about juror number eight, Ms. Sherry Rogers. The information was given to us
by an intern with the Public Defender's Office who has been working with us in
the case. And I'll be glad to put her on the stand and question her about it, --
. . . .
THE COURT: What is it?
[DEFENSE COUNSEL]: Well, the issue's been raised that this juror
apparently has made some comments to her hairdresser about being on this jury,
and apparently it's the same hairdresser that this person has been to. And there
was some indication that she had talked about it being circumstantial evidence
and some other things; there were some comments about it, and it concerns us.
We're just bringing it to the attention of the court. I'll be glad to put this
young lady on the stand, ask her about it under oath. I'll be happy to have the
prosecutors ask her about it, the court ask her about it. I don't know; I'm just
bringing this to the attention of the court. Whether she just happened to be there
and be at the same hairdresser, whether she's an intern with the public defender
or not doesn't make any difference.
THE COURT: Well, that information doesn't whet my appetite too much.
You got any information this juror is apt to be prejudiced or unfair?
[DEFENSE COUNSEL]: I think if we had to request that you allow us to
put this young lady on the witness stand and ask her some questions.
THE COURT: Did she have any communications with the juror?
. . . .
[DEFENSE COUNSEL]: No, she did not have any communications --
THE COURT: Well, what benefit is that to anybody?
. . . .
[DEFENSE COUNSEL]: Well, if she's formed some opinion based upon
the statements to a hairdresser about this case with regard to circumstantialevidence and how she views it, I think that would have some ef
fect on her
partiality.
THE COURT: I suspect you better get the hairdresser in here. What
you've got here is the one who had her hair dressed. She's not much benefit.
She wasn't privy to the conversation. She's too far down the line. Now, if you
want to do that, I'll hear from you.
[DEFENSE COUNSEL]: Thank you, Your Honor.
THE COURT: I'll leave it in your court. All right, let's bring the jury
back in, please.
On the next day, this colloquy continued:
THE COURT: All right. Before continuing with jury selection, I'm
going to ask the defense about what you intend to do about this business that you
brought up about this so-called conversation that Ms. Rogers had with the
beautician.
[DEFENSE COUNSEL]: We're not sure what to do about it at this point,
Your Honor.
THE COURT: What do you mean you're not sure?
. . . .
You've had a day since that time. I need to know, otherwise I'm going to
pick two alternates. I'm not going to be buying a pig in a poke here for you to be
fishing over what you're going to do about it. Are you going to put on evidence
about it? Have you contacted the beautician? Have you done anything about it?
[DEFENSE COUNSEL]: We've advised the court of it, Your Honor,
which I and we as officers of this court understand is our duty to do so. Simply
bringing the matter to the court, we --
THE COURT: You brought a hearsay matter to the attention of the court
--
. . . .
[DEFENSE COUNSEL]: Well, because I think, Your Honor, we are
officers of this court and as we're required under the code of ethics and officers
of this court, at anytime that there's a question raised about a juror talking about
the case in direct violation of the court's instruction, then I think it's incumbentupon us to bring it to the attention of the court. We
did that. But we're afraid to
do anything else, quite frankly. That's an honest answer.
THE COURT: Well, I'll cure your fear. If you're going to do anything
about it, you need to do it. Otherwise, I'm going to start picking two more
alternates.
Now, what's your intention? To do nothing or do something?
. . . .
[DEFENSE COUNSEL]: My response to the court's inquiry is that we do
not intend to do anything further with regard to investigating this juror or
contacting the hairdresser in question. We would request of the court, therefore,
that you -- that the court has indicated to select two additional alternates, and that
you instruct the jurors again, and I made a very specific note, that they not discuss
this case with anyone, and emphasize that instruction to them, which would mean
they just can't talk about it, period. And maybe that would help alleviate any
potential misunderstanding that these jurors may have throughout the trial.
Defendant now argues that the trial court improperly placed the burden on defense counsel to
investigate this potential juror misconduct. Defendant contends that it was the trial court's duty,
and not that of the defense, to determine whether any misconduct occurred. However, this Court
has ruled that the existence of [juror] misconduct and the effect of [juror] misconduct are
determinations within the trial court's discretion. State v. Murillo, 349 N.C. 573, 600, 509
S.E.2d 752, 767-68 (1998), cert. denied, ___ U.S. ___, 145 L. Ed. 2d 87 (1999).
We conclude that defendant has failed to preserve this issue for appellate review. There
is no indication in the record that defendant objected to the trial court's response or requested
that the trial court further inquire into the matter. Rather, as the above-quoted dialogue shows,
defense counsel's ultimate request to the trial court was for the court to select two more alternate
jurors and to specifically instruct all of the jurors not to discuss the case with anyone. Where, as
in the case sub judice, a defendant has failed to properly object to the trial court's decision, this
Court will conclude that defendant has waived this purported error. N.C. R. App. P. 10(b)(1);State v. Jaynes, 342 N.C. 249, 262-63,
464 S.E.2d 448, 457 (1995), cert. denied, 518 U.S. 1024,
135 L. Ed. 2d 1080 (1996). Even alleged errors arising under the Constitution of the United
States are waived if defendant does not raise them in the trial court. Jaynes, 342 N.C. at 263,
464 S.E.2d at 457.
We note that at the conclusion of this assignment of error in his brief to this Court,
defendant wrote, [i]n the event this Court finds that this error was not properly preserved for
appellate review, defendant specifically asserts plain error. However, for the reasons discussed
herein, we will not review this assignment of error under the plain error rule.
[13]This Court adopted the plain error rule in State v. Odom, 307 N.C. 655, 300 S.E.2d
375 (1983), and defined the rule as follows:
[T]he plain error rule . . . is always to be applied cautiously and only in the
exceptional case where, after reviewing the entire record, it can be said the
claimed error is a fundamental error, something so basic, so prejudicial, so
lacking in its elements that justice cannot have been done, or where [the error]
is grave error which amounts to a denial of a fundamental right of the accused,
or the error has 'resulted in a miscarriage of justice or in the denial to appellant
of a fair trial' or where the error is such as to seriously affect the fairness,
integrity or public reputation of judicial proceedings or where it can be fairly
said the instructional mistake had a probable impact on the jury's finding that
the defendant was guilty.
Id. at 660, 300 S.E.2d at 378 (quoting United States v. McCaskill, 676 F.2d 995, 1002 (4th Cir.),
cert. denied, 459 U.S. 1018, 74 L. Ed. 2d 513 (1982) (footnotes omitted). In defining the plain
error rule, this Court emphasized that the term 'plain error' does not simply mean obvious or
apparent error, but rather has the meaning given it by the court in McCaskill. Id.
Initially, this Court applied the plain error rule only to assignments of error relating to
Rule 10(b)(2) of the North Carolina Rules of Appellate Procedure. That rule addresses the
preservation of issues relating to jury instructions for appellate review. This Court reasoned: &
nbsp;The adoption of the plain error rule does not mean that every failure to
give a proper instruction mandates reversal regardless of the defendant's failure to
object at trial. To hold so would negate Rule 10(b)(2) which is not the intent or
purpose of the plain error rule. See United States v. Ostendorff, 371 F.2d 729
(4th Cir.), cert. denied, 386 U.S. 982, 18 L. Ed. 2d 229 (1967). The purpose of
Rule 10(b)(2) is to encourage the parties to inform the trial court of errors in its
instructions so that it can correct the instructions and cure any potential errors
before the jury deliberates on the case and thereby eliminate the need for a new
trial.
Odom, 307 N.C. at 660, 300 S.E.2d at 378. However, this Court later expanded the application
of the plain error rule to include also issues regarding the admission of evidence:
Because of the similarity of the requirements limiting the scope of review
in Rules 10(b)(1) and 10(b)(2) and the likeness of the rationale for the adoption of
the two rules we conclude, and so hold, that the plain error rule as applied in
Odom to Rule 10(b)(2) applies with equal force to Rule 10(b)(1).
State v. Black, 308 N.C. 736, 741, 303 S.E.2d 804, 807 (1983). Even though Rule 10(b)(1) is a
general rule pertaining to the preservation of questions for appellate review, this Court has not
applied the plain error rule to issues which fall within the realm of the trial court's discretion,
and we decline to do so now. For the aforementioned reasons, this assignment of error has been
waived, and it is dismissed.
[14]In his next assignment of error, defendant contends that he is entitled to a new
sentencing proceeding because the trial court failed to instruct the jury on the (f)(7) statutory
mitigating circumstance, defendant's age at the time of the offense. N.C.G.S. § 15A-2000(f)(7)
(1999). Our review of the transcript reveals that defendant did not request the trial court to
submit this mitigating circumstance to the jury, and there was no discussion during the charge
conference regarding the submission of the (f)(7) circumstance. Defendant thus asserts in this
issue that, notwithstanding his failure to request submission of the mitigating circumstance, it
was the trial court's duty to submit the (f)(7) mitigating circumstance. In State v. Spruill, 338 N.C. 612, 4
52 S.E.2d 279 (1994), cert. denied, 516 U.S. 834, 133
L. Ed. 2d 63 (1995), as in the case sub judice, the defendant did not request the age mitigating
circumstance at trial but on appeal contended that the trial court should have submitted that
mitigating circumstance. Id. at 660, 452 S.E.2d at 305. The evidence in Spruill revealed that
even though defendant was thirty-one years old, he was an immature and dependent person who
had borderline intelligence. Id. Additionally, this Court noted that the defendant in Spruill
had worked as an automobile mechanic and in a shipyard, moved on to a better position,
attended church, and functioned quite well in the community. Id. In determining that the trial
court did not err in failing to submit the (f)(7) mitigating circumstance, this Court in Spruill
reasoned as follows:
In State v. Johnson, 317 N.C. 343, 346 S.E.2d 596 (1986), the Court
reiterated that the statutory mitigating circumstance of age is based on a flexible
and relative concept of age. Id. at 393, 346 S.E.2d at 624. Nevertheless,
evidence showing emotional immaturity is not viewed in isolation, particularly
where other evidence shows more mature qualities and characteristics. Id.
Where evidence of emotional immaturity is counterbalanced by a chronological
age of twenty-three years, apparently normal physical and intellectual
development, and experience, the trial court is not required to submit the
mitigating circumstance of age.
Spruill, 338 N.C. at 660, 452 S.E.2d at 305. Accordingly, this Court will not conclude that the
trial court erred in failing to submit the age mitigator where evidence of defendant's emotional
immaturity is counterbalanced by other factors such as defendant's chronological age,
defendant's apparently normal intellectual and physical development, and defendant's lifetime
experience. Id.
In the case sub judice, defendant was twenty-six at the time of the crime, and all of the
expert witnesses at trial agreed that when defendant was twenty-one, he suffered a head injury
which caused organic brain damage and resulted in a personality change. There is also evidenceshowing that defendant's injury caused him t
o suffer borderline mental retardation with an IQ in
the seventy to seventy-nine range, that defendant's performance IQ component was in the lowest
percentile, and that defendant's memory was impaired. Tests indicated that defendant had a
memory quotient of sixty-three, which falls below the lowest percentile.
However, the record reflects evidence which counterbalances the evidence of
defendant's mental condition. Defendant was twenty-six when the murder was committed.
Defendant was also competent to manage simple financial transactions and had a fair ability to
understand, retain and follow instructions. After defendant was released from prison, he resided
with his mother. The evidence reflects that defendant understood that he had to follow his
mother's rules, that defendant agreed to do so, and also that he agreed to help his mother
financially. Defendant also always apologized to his mother after losing his temper with her.
Additionally, the testimony of defendant's employer/supervisor at the Myers Park Country Club,
regarding defendant's performance as an employee, included observations that defendant was
oriented well to his job on the 153-acre golf course; that he quickly picked up on his duties; that
he was good in following orders; that he did not demonstrate any memory problems; that he had
good common sense; that he was always polite; and that, except for slow speech, he appeared to
be a mentally alert person.
Furthermore, the State presented substantial evidence that defendant had the mental
capacity to premeditate and plan his crime. The evidence showed defendant had staked out the
victim's house. At trial Katherine Stanford, a crime-scene search technician with the Charlotte-
Mecklenburg Police Department, testified that on 17 March 1996, she searched defendant's
residence pursuant to a search warrant and found a map of the City of Charlotte among
defendant's possessions. Two areas of this map had been labeled with hand-drawn circles. Oneof the circled areas was the Southpark area,
and it had a hand-written label with the words very
rich. The other circled area was the Myers Park neighborhood, which was where the victim
resided. This area had a hand-written description of old rich.
Thus, in light of the foregoing evidence of premeditation and evidence that defendant
was twenty-six at the time of the murder, that he was gainfully employed and able to perform his
job duties proficiently and that he functioned adequately in society, we conclude that the trial
court did not err in failing to submit this circumstance. This assignment of error is overruled.
[15]In his next assignment of error, defendant contends that the trial court erred in
denying his request for a peremptory instruction on two statutory mitigating circumstances. This
Court has repeatedly held that a 'trial court should, if requested, give a peremptory instruction
for any mitigating circumstance, whether statutory or nonstatutory, if it is supported by
uncontroverted and manifestly credible evidence.' State v. Richmond, 347 N.C. 412, 440, 495
S.E.2d 677, 692 (quoting State v. McLaughlin, 341 N.C. 426, 449, 462 S.E.2d 1, 13 (1995), cert.
denied, 516 U.S. 1133, 133 L. Ed. 2d 879 (1996)), cert. denied, 525 U.S. 843, 142 L. Ed. 2d 88
(1998).
Defendant argues that the trial court should have given a peremptory instruction on the
(f)(2) statutory mitigating circumstance, that defendant was under the influence of a mental or
emotional disturbance at the time of the murder. N.C.G.S. § 15A-2000(f)(2). Defendant also
argues that the trial court should have peremptorily instructed the jury on the (f)(6)
circumstance, that defendant's capacity to appreciate the criminality of his conduct or to
conform his conduct to the requirements of the law was impaired. N.C.G.S. § 15A-2000(f)(6).
In support of these two circumstances, defendant offered evidence from his expert witness, Dr.
John F. Warren, a clinical psychologist specializing in medical psychology and forensicpsychology. Defense counsel questioned Dr. Warren a
s follows:
Q. How has the loss of intellectual ability and the loss of this special
physical skills that he possessed affected him?
A. Well, he described himself as recognizing that he wasn't doing as well
as before. He described being frustrated with that, he described continuing to ask
for help from doctors and other professionals with regard to his thinking and
emotional and physical problems, so he has been experiencing a lot of frustration
due to his brain injury.
His brain injury was very, very significant and life threatening, and the
dealing with that in the last year since that time has been an extremely frustrating
[sic] for him.
Q. Does he have a normal capacity to deal with frustration, or was that
affected also?
A. He does not. He has a quite abnormal frustration tolerance as well-
documented in the medical records, and in my own personal experience with him
when Mr. Steen experiences challenges either verbal challenges or frustrations
that exceed his ability to cope, he very quickly exceeds his frustration tolerance.
His ability to stay cool and calm and collected, and he very quickly goes
into what has been described in the medical records as rage, or explosiveness, or
irrational anger including not only verbal expressions of that but physical
expressions of that.
Another expert witness, Dr. Jeffery J. Fahs, a neuropsychiatrist, testified that his diagnosis of
defendant was personality change due to brain injury combined type aggressive and
disinhibited. Defendant also presented evidence tending to show that he was borderline
retarded, had memory deficits, had a personality disorder and did not have the normal capacity
to deal with frustration.
We conclude that the trial court was not required to give a peremptory instruction on the
(f)(2) mitigating circumstance in this case because defendant's evidence was not uncontroverted.
For example, Dr. Fahs, a defense witness, testified that there was nothing about defendant's
condition that would have forced him to beat an elderly lady to death. Additionally, Dr. WandaKarriker, an expert in psychological evaluat
ions, conducted a disability evaluation of defendant
in 1991. At trial, Dr. Karriker testified that she tested defendant and reported the following
observations to the Disability Determination Services:
Attitude toward testing was positive. There was no evidence of gross
motor impairment. No involuntary movements were observed. Ability to
concentrate and focus attention on the task at hand was poor. [Defendant]
appeared to make sincere effort to cooperate with the examiner. Visual motor
speed was slow.
Dr. Karriker also testified that defendant's [a]bility to understand, retain, and follow
instructions was fair, and that defendant is considered competent to manage simple financial
transactions. Finally, as noted in the previous assignment of error, defendant's supervisor at the
Myers Park Country Club testified that defendant did his job correctly, exhibited no memory
problems, came to work on time, picked up his paycheck on time, demonstrated good common
sense, caused no trouble and did not appear to be mentally deficient. All of this evidence
contradicts defendant's evidence supporting the (f)(2) mitigating circumstance, that defendant
was under the influence of a mental or emotional disturbance at the time of the murder.
Accordingly, the trial court did not err in failing to give a peremptory instruction for the (f)(2)
circumstance.
Evidence in the record also contradicts defendant's evidence supporting the (f)(6)
mitigator, that defendant's capacity to appreciate the criminality of his conduct or to conform his
conduct to the requirements of the law was impaired. In addition to the evidence set forth
above, Lonnie Henderson, one of defendant's fellow inmates at Central Prison, testified on
direct examination as follows:
Q. During the time that you were in Central Prison with the defendant
Patrick Steen, did you and he have occasion to spend some time together, playing
chess?
A. A game called chess, yes, and we played spades and stuff. He taught
me how to play chess. I had never played it; I had never been to prison before.
. . . .
Q. During the time that you spent with the defendant, Mr. Steen, in
Central Prison, did there come a time when he talked with you about his murder
case?
A. It was some discussion about it, yes, sir.
. . . .
Q. What, if anything, did he tell you about the victim of his crime?
A. He said -- some of the stuff I can't recall. It's been a bunch of stuff
happened in the past, since then, that's been on my mind.
Some of the stuff that was discussed, it was 80 -- around an 80 year old
lady that was murdered. He had been watching her house. Also, he said that her
daughter came back and forth over there to the residence. And he was watching
the residence. And when she left and he was on some type of drugs; he was on
drugs, narcotics.
. . . .
Q. What did the defendant say to you, about what he did to the 80 year
old lady?
A. He said, when he was watching the house over there, when he knew
there wasn't nobody there, that's when he had broke in the residence and went in
there. And he didn't say exactly how he killed her. He said that he had murdered
her, and he had took something; a television, and money, and stuff; pawned it for
drugs.
This testimony tends to show that defendant committed a calculated and planned crime, and thus
defendant was able to understand and appreciate the criminality of his conduct and was able to
conform his conduct to the requirements of the law. Because the evidence of impaired capacity
was not uncontroverted, we conclude that the trial court was not required to give a peremptory
instruction on the (f)(6) mitigating circumstance. Additionally, defendant draws this Court's attention to the fact
that the trial court granted
defendant's request for peremptory instructions as to several related nonstatutory mitigating
circumstances. As to the twelfth nonstatutory mitigating circumstance, the trial court instructed
the jury as follows:
12, after his brain damage, the defendant, Jody Steen's ability to function
on a daily basis was significantly imparied [sic], and his personality changed
substantially.
All the evidence tends to show that after his brain damage, the defendant,
Jody Steen's ability to function on the daily basis was significantly impaired, and
his personality change[d] substantially. Accordingly, as to this mitigating
circumstance, I charge that if one or more of you find the facts to be as all the
evidence tends to show, you'll answer that issue number 12 yes, that mitigating
circumstance number 12 yes, on the Issues and Recommendation Form. If one or
more of you also deem that circumstance to have mitigating value.
Defendant argues that because the trial court correctly recognized that the evidence supporting
this nonstatutory circumstance was manifestly credible and uncontroverted, the trial court erred
in failing to recognize the same for the two related statutory mitigating circumstances. We
disagree. The focus of the nonstatutory circumstance was that after defendant's brain injury, his
ability to function on a daily basis was impaired and his personality changed significantly. In
contrast, the (f)(2) and (f)(6) circumstances focus on whether the defendant's brain damage
caused a mental or emotional disorder which influenced defendant's behavior at the time of the
crime, or whether defendant's injury otherwise impaired defendant's capacity to appreciate the
criminality of his conduct or to conform his conduct to the requirements of the law at the time
defendant committed the murder. We cannot conclude that because the trial court determined
there was sufficient evidence to warrant a peremptory instruction that defendant's brain injury
affected his ability to function on a daily basis and also substantially affected his personality, the
trial court necessarily had to find that there was uncontroverted and manifestly credible evidencesupporting the circumstances that defenda
nt's brain damage amounted to a mental or emotional
disturbance or that defendant was unable to conform his conduct to the requirements of the law
at the time of the murder.
Therefore, because there is contradictory evidence refuting the (f)(2) and (f)(6)
mitigators in this case, we cannot conclude that defendant's evidence was uncontroverted and
manifestly credible so as to warrant a peremptory instruction on these statutory mitigators.
Accordingly, the trial court did not err in refusing defendant's request, and this assignment of
error is overruled.
[16]In his next assignment of error, defendant asserts that he is entitled to a new
sentencing proceeding because the trial court erred in refusing to give peremptory instructions
on seven nonstatutory mitigating circumstances. Those seven nonstatutory circumstances are
listed on the Issues and Recommendation as to Punishment form as follows:
(4) Whether the murder was committed while the defendant, Jody Steen, was
under the influence of a mental or emotional disturbance that is caused by a
medical condition?
(8) Whether in February of 1991, the defendant, Jody Steen, was involved in
a motorcycle accident which resulted in severe brain damage?
(9) Whether after emerging from the coma, the defendant, Jody Steen, was
unable to speak or walk, requiring extensive rehabilitation and determination on
his part?
(11) Whether the defendant, Jody Steen's brain damage was so severe that
when he was assessed for social security in June of 1991, he was classified as
mentally retarded?
(13) Whether after his brain damage, the defendant, Jody Steen, sought out
help for his emotional and mental problems he was experiencing as a result of his
brain damage, but he did not receive effective help?
(17) Whether since his brain damage, the defendant, Jody Steen, has been
prescribed a number of psychiatric medications, but they were inappropriatemedications?
(18) Whether sometimes when he is unable to control his behavior, the
defendant, Jody Steen, does not recall the events that occur, and he has been
diagnosed with deficits in memory and attention?
We note that the jury found circumstances (4), (8), (11), (13) and (17) to exist and to have
mitigating value.
As previously stated, a trial court should grant defendant's request for a peremptory
instruction for any mitigating circumstance if that circumstance is supported by uncontroverted
and manifestly credible evidence. State v. Richmond, 347 N.C. at 440, 495 S.E.2d at 692.
However, defendant does not specifically assess the evidence as to each of these seven asserted
circumstances or point out which evidence he believes is uncontroverted and manifestly
credible and thus supports each of these circumstances. Rather, defendant merely invites this
Court to refer to the statement of facts contained in his brief. Because defendant makes no such
assessment or argument with cited authorities and does not present this assignment of error in a
way for this Court to give it meaningful review, we conclude defendant has abandoned this
assignment of error. N.C. R. App. P. 28(a); State v. Cheek, 351 N.C. at 71, 520 S.E.2d at 558.
[17]In his next assignment of error, defendant contends that the trial court erred in
failing to explain to the jury the difference between statutory and nonstatutory mitigating
circumstances. Defendant argues that instead of instructing the jury that statutory mitigating
circumstances, if found to exist, have mitigating value as a matter of law, the trial court merely
described mitigating circumstances generally and instructed the jury to consider all the
mitigating circumstances, both statutory and nonstatutory, in the same manner.
The trial court initially instructed the jury as to mitigating circumstances as follows:
A mitigating circumstance is a fact or a group of facts which don't, do notconstitute a jus
tification for a killing, or an excuse for a killing, or reduce it to
any lesser degree of crime than first degree murder, but which may be considered
as extenuating or reducing the moral culpability of the killing, or making the
killing less deserving of extreme punishment than other first degree murders.
Our law identifies possible mitigating circumstances. However, in
determining the Issue number 2, it'd be your duty to consider as a mitigating
circumstance any aspect of the defendant's character, and or record, and any of
the circumstances of this murder that the defendant contends is the basis for
sentence less than death, and any other circumstances arising from the evidence
which you deem to have mitigating value.
. . . .
If the evidence satisfies any of you that a mitigating circumstance exists,
you would indicate that finding on the Issues and Recommendation Form. A
juror may find any -- any or a juror may find that any mitigating circumstance
exists by a preponderance of the evidence, whether or not that circumstance was
found to exist by any or the rest of the jurors.
In any event, you would move on to consider the other mitigating
circumstances, and continue in a like manner until you have considered all of
them, all the mitigating circumstances listed on the form, and any others that you
deem to have mitigating value. Now, it will be your duty to consider three
statutory mitigating circumstances, and they'll be the first three, and any others
that you find from the evidence.
The trial court then proceeded to instruct the jury as to each of the three statutory mitigating
circumstances submitted to the jury. After each explanation or statement of a statutory
mitigating circumstance, the trial court gave the following instruction or a substantially similar
instruction:
If one or more of you find, by the preponderance of the evidence, that this
circumstance exists, then you would so indicate by having your foreperson write
yes in the space provided after this mitigating circumstance on the Issues and
Recommendation Form.
If none of you find this circumstance to exist, you would so indicate by
having your foreperson write no in that same space.
The trial court thus completed its instructions regarding statutory mitigating circumstances andthen proceeded to nonstatutory circumstance
s. The trial court stated:
Then members of the jury, you go to what's to the remainder of these or
non-statutory mitigating factors, and they start with number four and you should,
you should consider those circumstances starting with number four and following
from it that arise from the evidence, which you find to have mitigating value.
And if any one or more of you find -- if any one of or more of you find, by a
preponderance of the evidence, that any of these following or additional
mitigating circumstances exist, and also are deemed to have, or deemed by you to
have mitigating value, then you would so indicate by having your foreperson
write yes in the space provided after each of the circumstance as it applies.
These instructions are consistent with the pattern jury instructions for capital sentencing
proceedings. See N.C.P.I.--Crim. 150.10 (1998).
In State v. Hedgepeth, 350 N.C. 776, 517 S.E.2d 605 (1999), cert. denied, ___ U.S. ___,
___ L. Ed. 2d ___, 68 U.S.L.W. 3565 (2000), this Court recently reaffirmed that a jury is
properly instructed as to the difference between statutory and nonstatutory mitigating
circumstances when the trial court follows the pattern jury instructions. Id. at 790, 517 S.E.2d at
613-14. The trial court in Hedgepeth, just like the trial court in the case sub judice, instructed
the jury from the appropriate pattern jury instruction, N.C.P.I.--Crim. 150.10, and thus the
instructions in Hedgepeth are substantially similar in both form and content to the instructions at
issue here. Hedgepeth, 350 N.C. at 790, 517 S.E.2d at 613-14. Therefore, we conclude that
here, as in Hedgepeth,
the trial court properly informed the jurors that in order to find a statutory
mitigating circumstance to exist, all [the jury] must find is that the circumstance
is supported by a preponderance of the evidence. However, unlike statutory
mitigating circumstances, the trial court instructed the jurors that in order to find
nonstatutory mitigating circumstances, they must (1) find by a preponderance of
the evidence that the circumstance existed, and (2) find that the circumstance has
mitigating value. These instructions properly distinguished between statutory and
nonstatutory mitigating circumstances and informed the jurors of their duty under
the law.
Id. at 790, 517 S.E.2d at 614 (quoting State v. Davis, 349 N.C. 1, 56, 506 S.E.2d 455, 485(1998), cert. denied, 526 U.
S. 1161, 144 L. Ed. 2d 219 (1999)).
However, even though the jury instructions in the case sub judice are substantially
similar to those this Court has previously upheld, defendant argues that the trial court
committed error because the instructions, considered in their entirety, informed the jurors, in
effect, that they could elect to give no weight to a statutory mitigating circumstance that they
found to exist. Defendant asserts that because there were twenty nonstatutory mitigating
circumstances submitted (including the catchall), the trial court repeated the instruction that a
juror must find both that the mitigating circumstance existed and that it had mitigating value at
least nineteen times. Defendant argues that because that particular instruction was repeated so
many times, a reasonable juror would conclude that he or she must apply that instruction to all
mitigating circumstances, statutory and nonstatutory alike. Further, defendant asserts that this
error is compounded by the fact that the trial court commingled statutory and nonstatutory
circumstances in its preliminary general instructions. We disagree.
The number of times a jury is instructed as to nonstatutory mitigating circumstances
necessarily parallels the number of nonstatutory mitigating circumstances that defendant requests
and the trial court submits to the jury. When the trial court instructed the jury as to the
nonstatutory mitigating circumstances, the trial court in the normal course and context of its
charge had already properly instructed the jury with regard to the statutory mitigating
circumstances. As previously noted, the instructions in this case were given in accordance with
the law. This Court presumes that the jury understood and followed the trial court's instructions.
State v. Daniels, 337 N.C. at 275, 446 S.E.2d at 318. This assignment of error is overruled.
[18]In his next assignment of error, defendant argues that he is entitled to a new
sentencing proceeding because the trial court's instructions regarding defendant's statutory andnonstatutory mitigating circumstances were
confusing and incorrect. Defendant requested that
the trial court submit the statutory and nonstatutory mitigating circumstances to the jury in the
form of a declarative contention or statement of fact, to which the jurors could indicate their
agreement or disagreement with a yes or no answer. However, in giving its instructions, the
trial court changed each of these declarative statements to a neutral, conditional phrase
beginning with whether. In contrast, defendant points out the trial court submitted the
aggravating circumstances to the jury as unambiguous or less neutral questions beginning with
was. Defendant argues that the submission of the mitigating circumstances as neutral,
conditional phrases beginning with whether failed to place defendant's contentions squarely
before the jury. This contention is without merit.
Defendant presents no authority in support of his argument that a question beginning
with the word whether does not call for a yes or no answer. North Carolina's pattern jury
instructions provide for the use of the word whether in setting out mitigating circumstances.
N.C.P.I.--Crim. 150.10. The record reflects that the trial court instructed the jury in accordance
with the pattern jury instructions. Our review of the record shows that the jury well understood
that the questions on the Issues and Recommendation as to Punishment form called for either a
yes or no answer and that the jury answered the questions accordingly. Thus, we conclude
that the trial court did not err in following the pattern jury instructions.
[19]Under the same assignment of error, defendant contends that the trial court
improperly phrased the instruction for number sixteen of defendant's nonstatutory mitigating
circumstances. The trial court gave the following instruction:
Number 16, whether the defendant, Jody Steen, received effective
treatment for his brain disorder. If any one or more of you find this mitigating
circumstance to exist by a preponderance of the evidence, and any one or more ofyou deem it to have mitigating value, then you would answer
number 16 yes. If
none of you deem it to have that, that circumstance to -- strike that. If none of
you find it to exist, and or if none of you deem it to have mitigating value, then
you would answer 16 no.
Defendant argues that the trial court's phrasing of this instruction, as well as the phrasing of this
circumstance on the Issues and Recommendation as to Punishment form, conveyed the opposite
of defendant's contention that he did not receive effective treatment for his brain disorder.
Defendant contends that this instruction, as phrased by the trial court, was confusing to the jury
and therefore constituted prejudicial error. We disagree.
There is no indication in the record that defendant objected to the trial court's
instructions or to the Issues and Recommendation as to Punishment form on the ground he now
asserts. Rule 10(b)(2) of the North Carolina Rules of Appellate Procedure addresses the
preservation of jury instruction issues for appellate review.
A party may not assign as error any portion of the jury charge or omission
therefrom unless he objects thereto before the jury retires to consider its verdict,
stating distinctly that to which he objects and the grounds of his objections;
provided, that opportunity was given to the party to make the objection out of the
hearing of the jury, and, on request of any party, out of the presence of the jury.
N.C. R. App. P. 10(b)(2). Because defendant failed to object to the jury instructions on the
grounds stated in this assignment of error, defendant has failed to properly preserve this
argument for appellate review. Defendant is therefore entitled to review pursuant only to the
plain error rule. N.C. R. App. P. 10(c)(4); State v. Call, 349 N.C. 382, 424, 508 S.E.2d 496, 522
(1998). In order to prevail under a plain error analysis, defendant must establish not only that
the trial court committed error, but that 'absent the error, the jury probably would have reached a
different result.' State v. Sierra, 335 N.C. 753, 761, 440 S.E.2d 791, 796 (1994) (quoting State
v. Jordan, 333 N.C. 431, 440, 426 S.E.2d 692, 697 (1993)). The jurors' responses on the Issues and Recommendatio
n as to Punishment form indicate
that at least one juror found nonstatutory mitigating circumstance number sixteen to exist and
deemed it to have mitigating value. Nonstatutory mitigating circumstance number sixteen was
thus found and answered in defendant's favor on the form. Therefore, defendant has failed to
show prejudice. Even assuming arguendo that the instruction confused the jurors, we cannot
conclude that it rises to the level of plain error. Because at least one juror found circumstance
number sixteen to exist and to have mitigating value, defendant cannot show that absent the
error, the jury probably would have reached a different result. State v. Jordan, 333 N.C. at 440,
426 S.E.2d at 697. This assignment of error is overruled.
[20]By his next assignment of error, defendant contends that he is entitled to a new
sentencing proceeding because the trial court incorrectly instructed the jury that your answers
[on the Issues and Recommendation as to Punishment form] to Issues 1, 2, 3, and 4, either yes or
no must be unanimous. The United States Supreme Court has held that it is a violation of the
Eighth Amendment of the federal Constitution to require a capital sentencing jury to be
unanimous in finding the existence of mitigating circumstances. McKoy v. North Carolina, 494
U.S. 433, 108 L. Ed. 2d 369 (1990). Because Issue Two on the Issues and Recommendation as
to Punishment form deals with whether the jury determines that the mitigating circumstances
exist, defendant argues that his constitutional rights were violated. We disagree.
The record reflects that the trial court essentially followed the pattern jury instructions
throughout its penalty phase charge. However, the transcript reveals one sentence where the
trial court erroneously deviated from the approved instructions. During its preliminary charge to
the jury, the trial court stated:
When you retire to deliberate your recommendation as to punishment,you'll take with you a f
orm entitled Issues and Recommendation as to
Punishment. That form includes a written list of four issues relating to
aggravating and mitigating circumstances, and I'm going to take these four issues
up with you in greater detail and one by one.
Now, to enable you to follow me more easily, the Bailiff is going to give
you a copy of -- give each of you a copy of that form that is entitled Issues and
Recommendation as to Punishment, which you'll take with you when you retire
to deliberate.
Now, don't read ahead on the form, but refer to it as I instruct you on the
law as we go through it.
Again, your answers to Issues 1, 2, 3, and 4, either yes or no must be
unanimous.
This last sentence reflects the trial court's single error.
We cannot discern from the record whether that one sentence in the trial court's
preliminary instruction merely contained a lapsus linguae by including Issue Two in that portion
of the challenged instruction, or whether there was a mistake in the transcription of the
instruction. State v. Sanderson, 346 N.C. 669, 684-85, 488 S.E.2d 133, 141 (1997). However,
prior to determining whether this error misled the jury, we note that defendant failed to object to
the trial court's instruction at issue. Accordingly, this Court's review of this assignment of error
is limited to one for plain error. N.C. R. App. P. 10(c)(4); State v. Call, 349 N.C. at 424, 508
S.E.2d at 522. Looking at the trial court's instructions in its entirety, we conclude that the error
was harmless.
Following its preliminary instruction, the trial court specifically instructed the jury as to
each of the four issues on the Issues and Recommendation as to Punishment form. Following its
specific instructions as to Issue One, the trial court instructed the jury as to Issue Two relating to
the mitigating circumstances as follows:
If the evidence satisfies any of you that a mitigating circumstance exists,you would
indicate that finding on the Issues and Recommendation Form. A
juror may find any -- any or a juror may find that any mitigating circumstance
exists by a preponderance of the evidence, whether or not that circumstance was
found to exist by any or the rest of the jurors.
(Emphasis added.) Here, the trial court clearly explained that only one or more jurors needed to
find that a mitigating circumstance existed.
The trial court then stated that there were three statutory mitigating circumstances
submitted for the jury's consideration, and the trial court proceeded to describe each
circumstance in detail. After its description of the first statutory circumstance, and before
moving to the second circumstance, the trial court gave the following instruction:
If one of or more of you find, by the preponderance of the evidence, that
this circumstance exists, then you would so indicate by having your foreperson
write yes in the space provided after this mitigating circumstance on the Issues
and Recommendation form.
If none of you find that circumstance to exist, you would so indicate by
having your foreperson write no in that same space.
(Emphasis added.) The trial court then repeated this instruction, or gave one substantially
similar to it, following its description of the second and third statutory mitigating circumstances.
In addition, prior to giving the jury detailed instructions as to each nonstatutory
mitigating circumstance, the trial court stated, as part of its instruction hereinabove set out, as
follows:
And if any one or more of you find -- if any one of or more of you find, by
a preponderance of the evidence, that any of these following or additional
mitigating circumstances exist . . . .
If none of you find the circumstance to exist or if none of you deem it to
have mitigating value . . . .
(Emphasis added.)
Finally, when the trial court proceeded to instruct the jury as to Issue Three, the trialcourt stated:
Members of the jury, if you find from the evidence one or more mitigating
circumstances, you must weigh the aggravating circumstance or circumstances
against the mitigating circumstance or circumstances, and when deciding this
issue, each juror may consider any mitigating circumstance or circumstances that
the juror determined to exist by a preponderance of the evidence in issue number
2.
(Emphasis added.)
After reviewing the trial court's specific instructions regarding Issue Two, it is clear that
the trial court understood that the law did not require the jurors to unanimously find a mitigating
circumstance. We therefore conclude that the portion of the preliminary charge stating that the
jury's answers to Issues 1, 2, 3, and 4 . . . must be unanimous was merely a lapsus linguae by
the trial court. We also conclude that the trial court's instructions overall make it clear that
each juror could find any submitted mitigating circumstance to exist . . . [and that the
instructions] plainly state that unanimity is not required for a finding of any mitigating
circumstance. State v. Sanderson, 346 N.C. at 683, 488 S.E.2d at 141. Furthermore, it is
significant that the Issues and Recommendation as to Punishment form contains the following
instruction:
Before you answer Issue Two, consider each of the following mitigating
circumstances. In the space after each mitigating circumstance, write yes, if
one or more of you finds that circumstance by a preponderance of the evidence.
Write, no, if none of you finds that mitigating circumstance.
(Emphasis added.)
Notwithstanding the trial court's lapsus linguae in its preliminary instruction, the record
shows the trial court clearly and unambiguously instructed that for each of the mitigating
circumstances submitted in Issue Two, only one or more of the jurors was required to find that a
mitigating circumstance existed. It is also clear from the trial court's instruction regarding IssueThree that no juror was precluded from
considering any mitigating circumstance or evidence that
he or she found in Issue Two. The instructions contained in the Issues and Recommendation as
to Punishment form further clarify that the jury need not be unanimous in finding a mitigating
circumstance. Accordingly, we conclude that the trial court's error was harmless beyond a
reasonable doubt. This assignment of error is overruled.
In his next assignment of error, defendant argues that he is entitled to a new sentencing
proceeding because the trial court's rulings during jury voir dire, jury instructions, and closing
arguments deprived the jury of a correct instruction on the sentence of life without parole.
[21]First, defendant contends that the trial court erred in denying defendant's general
request to question prospective jurors regarding their understanding of parole eligibility in
capital cases. This Court has considered this issue and decided it against defendant's position.
State v. Skipper, 337 N.C. at 24, 446 S.E.2d at 264. However, defendant argues that N.C.G.S. §
15A-2002 imposes a duty upon trial courts to instruct juries that life imprisonment means life
without parole. That statute provides, in pertinent part:
The judge shall instruct the jury, in words substantially equivalent to those
of this section, that a sentence of life imprisonment means a sentence of life
without parole.
N.C.G.S. § 15A-2002 (1999). Defendant's argument is misplaced. This statute requires the trial
court to give the jury an instruction on the meaning of life imprisonment during the sentencing
proceeding following trial. Skipper, 337 N.C. at 43, 446 S.E.2d at 275. N.C.G.S. § 15A-2002
does not apply to the jury selection process. Defendant's argument is meritless.
[22]Defendant also assigns error to the trial court's refusal to instruct the jury as to the
changes in the laws regarding parole. The trial court refused defendant's request to give the
following jury instruction: You have received evidence that indicates that at some time in t
he past,
the defendant was paroled from prison without serving the sentence he received
in its entirety.
I instruct you that the law of North Carolina has changed from that
applied in those earlier and different cases in that parole no longer [exists] for
offenses committed after October 1, 1994.
I instruct you that as applied to the sentence you are considering today, the
applicable law provides for only two results death by execution, or life
imprisonment without parole.
Defendant failed to cite any authority in support of his contention that the trial court was
required to specifically explain to the jury how the parole laws have changed since earlier and
different cases. Furthermore, defendant failed to show how the fact that he was paroled after
his breaking and entering convictions would have confused the jury about the possibility of
parole for a first-degree murder conviction.
Based upon our review of the record in its entirety, we conclude that the jury was
informed that defendant in the instant case would be sentenced to either death or life
imprisonment without parole. For example, after closing arguments were completed, the trial
court charged the jury as follows:
Members of the jury, having found the defendant guilty of murder in the
first degree, it is now your duty to recommend to the court whether the defendant
should be sentenced to death or to life imprisonment without parole. Your
recommendation, whichever it would be, would be binding upon the court. If you
unanimously recommend that the defendant be sentenced to death, the court will
impose a sentence of death.
If you unanimously recommend a sentence of life without parole, the
court will impose a sentence of life imprisonment without parole.
(Emphasis added.) Additionally, as the trial court instructed the jury regarding the Issues and
Recommendation as to Punishment form, the trial court explained as to Issues Three and Four:
If you unanimously find, beyond a reasonable doubt, that the mitigatingcircumstances found
are insufficient to outweigh the aggravating circumstance or
circumstances found, you would answer Issue number 3 yes.
If you unanimously fail to so find, you would answer Issue number 3 no.
If you answer Issue number 3 no, it would be your duty to recommend that the
defendant be sentenced to life imprisonment without parole.
. . . .
If you answer Issue number 4 no, then you must recommend that the
defendant be sentenced to life imprisonment without parole.
In addition to this instruction, the Issues and Recommendation as to Punishment form stated that
the jury had a choice between life imprisonment without parole or death. Accordingly, as
the record reflects that the jury was repeatedly and clearly instructed that defendant would either
receive a sentence of death or life imprisonment without parole, we conclude that the trial court
did not err in refusing defendant's requested instruction as to changes in the parole laws.
[23]By this same assignment of error, defendant contends that the trial court failed to
correctly instruct the jury that a life sentence means life without parole pursuant to N.C.G.S. §
15A-2002. Again, we disagree. The trial court's instructions followed the pattern jury
instructions almost verbatim. See N.C.P.I.--Crim. 150.10. In addressing the jury, the trial court
stated, If you unanimously recommend a sentence of life without parole, the court will impose a
sentence of life imprisonment without parole. This Court recently addressed this identical
argument and concluded that even though the better practice would be to charge the jury by
using the precise language contained in N.C.G.S. § 15A-2002, the trial court did not err by
reading from the pattern jury instructions. State v. Smith, 351 N.C. 251, 270-71, 524 S.E.2d 28,
42 (2000).
[24]Defendant also argues under this assignment of error that the trial court erred in
preventing defense counsel from arguing to the jury the changes in the parole laws. Additionally, defendant contends that the trial court e
rroneously refused to allow defendant to
argue before the jury that there would be no parole in this case. Defendant's arguments are
without merit.
The following colloquy occurred during a motions proceeding:
[DEFENSE COUNSEL]: [W]e request . . . [t]hat you instruct the jury,
again, that life sentence means life without parole pursuant to statute, and we
intend to argue, unless the court instructs us otherwise, that there is no parole.
Life without parole means without.
THE COURT: No, you're not going to get into that. You just stated what
it is. You're not going to get into whether or not there's any parole board or
anything of that. That's not evidence before this jury at all. No evidence for that
before the jury.
[DEFENSE COUNSEL]: Can we not argue that the law changed in
October?
THE COURT: No, sir. No, sir.
A decision regarding the substance of counsel's arguments is a matter within the trial
court's discretion. State v. Bowman, 349 N.C. 459, 473, 509 S.E.2d 428, 437 (1998), cert.
denied, ___ U.S. ___, 144 L. Ed. 2d 802 (1999). The record reflects that the trial court did
permit defendant to argue that defendant should be sentenced to life imprisonment without
parole, and thus defendant's argument to the contrary is without merit. During closing
arguments, defense counsel asserted that life imprisonment did mean precisely life imprisonment
without parole. Defense counsel argued:
And you don't have to kill him, you're not required to. You don't have
to, because when you get to that point in your soul, in your heart, you can say
I've got another way to solve this problem, and it's to send him to prison for the
rest of his natural life.
. . . .
You can bring closure to everybody in this case, and protect society if youdecide that Patr
ick should spend the rest of his life in prison without parole.
Furthermore, as we have previously stated in this assignment of error, the jury was
clearly made aware that life imprisonment meant life imprisonment without parole. Defendant
has failed to show that the trial court abused its discretion by prohibiting defendant from making
arguments concerning the abolition of the parole board or changes in the parole laws. This
assignment of error is overruled.
[25]Defendant's next assignment of error addresses the trial court's failure to prevent the
prosecutor from arguing defendant's future dangerousness during the penalty phase closing
arguments. During this proceeding, defendant objected at two points to portions of the
prosecutor's argument. In addition to those two portions of argument where defendant did
object, defendant now also challenges the following underlined portions of the prosecutor's
argument:
He is a cold-blooded person. He is a heartless person. He is vicious. He
has no sense of pity. He values money more than human life. He has no
compassion. He is very dangerous. He has absolutely no conscience. He is
savage. He has absolutely no sense of mercy. He is selective about who he
assaults, and he is calculating clever, and cunning. He is a career criminal.
. . . .
Now, I want you to keep in mind that there are doctors, there are nurses,
there are administrators, there are secretaries, there are innocent people, innocent
people just like Virginia Frost. Maybe not quite as old, but innocent nevertheless
who work inside prisons every day, and the defendant there will have access to
those people --
[DEFENSE COUNSEL]: Objection.
THE COURT: Overruled. Go ahead.
[PROSECUTOR]: And I ask you to keep in mind that there is no prison
in North Carolina that is escape proof.
[DEFENSE COUNSEL]: Objection.
THE COURT: Objection is sustained. Members of the jury, don't
consider that argument from the district attorney.
[PROSECUTOR]: I ask you ladies and gentlemen to recognize that the
only way to protect his next victim from him is to find that the death penalty is
the appropriate penalty.
At the conclusion of the State's argument, defendant's counsel addressed the trial court:
Very briefly, Your Honor. The defense would move for a mistrial with
regard to the State's improper argument.
We have previously moved in limine to prevent the State to introduce
evidence or offer or argue with regard to future dangerousness issues. It's not
part of the aggravating circumstances statute, and the State has chosen to
disregard that, and argue it anyway.
They argued it, we objected. Your Honor did sustain the objection, and
direct the jury not to consider it. We move for a mistrial.
THE COURT: Motion denied.
Defendant concedes that this Court has held that the prosecutor may urge the jury to
recommend death as a specific deterrent to a defendant committing another murder. State v.
Syriani, 333 N.C. 350, 397, 428 S.E.2d 118, 144, cert. denied, 510 U.S. 948, 126 L. Ed. 2d 341
(1993). However, defendant argues that the case sub judice is distinguishable from this Court's
previous holdings because those cases were decided prior to the elimination of parole in capital
cases. Defendant also argues that the prosecutor improperly argued more than ordinary future
dangerousness by arguing that defendant could potentially harm prison personnel. We conclude
these contentions are without merit.
In addressing the propriety of arguments in capital cases regarding issues of future
dangerousness, this Court has analyzed the United States Supreme Court's decision in Simmons
v. South Carolina, 512 U.S. 154, 129 L. Ed. 2d 133 (1994). State v. Richmond, 347 N.C. at444-46, 495 S.E.2d at 695. This Court
recognized that the Supreme Court in Simmons ruled:
The State may not create a false dilemma by advancing generalized
arguments regarding the defendant's future dangerousness while, at the same
time, preventing the jury from learning that the defendant never will be released
on parole.
Id. at 445, 495 S.E.2d at 695 (quoting Simmons, 512 U.S. at 171, 129 L. Ed. 2d at 147). This
Court also noted that the United States Supreme Court limited its analysis in Simmons to
arguments concerning future dangerousness to the public at large. In this regard, this Court has
stated:
Of course, the fact that a defendant is parole ineligible does not prevent
the State from arguing that the defendant poses a future danger. The State is free
to argue that the defendant will pose a danger to others in prison and that
executing him is the only means of eliminating the threat to the safety of other
inmates or prison staff.
Id. (quoting Simmons, 512 U.S. at 165 n.5, 129 L. Ed. 2d at 143 n.5). Accordingly, this Court
concluded:
The Court [in Simmons] thus sought to protect against prosecutorial
arguments that [misled] jurors into believing that if they do not sentence a
defendant to death, he will eventually be released from prison and once again be a
threat to society. If a defendant would be imprisoned for life in the absence of a
death sentence, then when the State makes such an argument, Simmons requires
that the defendant be allowed to inform the jury of the nature of his life-without-
parole sentence. If, on the other hand, the State refers to future dangerousness
only in terms of dangerousness while incarcerated, the concerns of the Court in
Simmons are not implicated.
Id. at 445, 495 S.E.2d at 695-96. This Court has therefore recognized that it is proper for the
State to argue future dangerousness even though a defendant will never receive parole. Id.
More recently, the United States Supreme Court and this Court have held that it is
permissible to argue the possibility of future dangerousness to prison staff and inmates. In State
v. Williams, 350 N.C. 1, 510 S.E.2d 626, cert. denied, ___ U.S.___, 145 L. Ed. 2d 162 (1999), acapital case where defendant woul
d receive either a sentence of death or life imprisonment
without parole, the prosecutor's sentencing argument referred to evidence concerning
defendant's behavior while in jail. In upholding the State's argument this Court stated:
When read in context, this prosecutor's argument focused on defendant's inability
to adapt to prison life if given a life sentence. The prosecutor's argument also
suggested that the death penalty would specifically deter defendant from
committing future crimes. We have previously held that it is not improper for a
prosecutor to urge the jury to recommend death out of concern for the future
dangerousness of the defendant.
Id. at 28, 510 S.E.2d at 644. Based on the United States Supreme Court's decision in Simmons,
as well as our decisions in Richmond and Williams, we conclude that the prosecutor's argument
relating to defendant's potential for future dangerousness was proper.
[26]Under this same assignment of error, defendant argues that the trial court's brief
curative instruction to disregard the State's improper argument that defendant may escape from
prison was insufficient to ensure that the jury did not consider that argument in its deliberations.
Defendant therefore contends that the trial court erred in refusing to declare a mistrial.
This Court has held that the decision 'to grant a motion for mistrial is within the sound
discretion of the trial court and its ruling will not be disturbed on appeal unless it is so clearly
erroneous as to amount to a manifest abuse of discretion.' State v. Sanders, 347 N.C. 587, 595,
496 S.E.2d 568, 573 (1998) (quoting State v. McCarver, 341 N.C. 364, 383, 462 S.E.2d 25, 35
(1995), cert. denied, 517 U.S. 1110, 134 L. Ed. 2d 482 (1996)). A trial court should declare a
mistrial only 'when there are such serious improprieties as would make it impossible to attain a
fair and impartial verdict under the law.' State v. Norwood, 344 N.C. 511, 537, 476 S.E.2d
349, 361 (1996) (quoting State v. Calloway, 305 N.C. 747, 754, 291 S.E.2d 622, 627 (1982)),
cert. denied, 520 U.S. 1158, 137 L. Ed. 2d 500 (1997). Our review of the transcript reveals that the trial co
urt sustained defendant's objection
and then issued a curative instruction. This Court presumes that jurors follow the trial court's
instructions. Norwood, 344 N.C. at 537, 476 S.E.2d at 361. In the case sub judice, defendant
has failed to show that the trial court's curative instruction was insufficient to erase any potential
prejudice resulting from the comment, and thus the trial court did not abuse its discretion by
denying defendant's motion for a mistrial. Furthermore, to the extent that defendant's motion
for a mistrial also relates to the prosecutor's comments, to which defendant failed to object
during the State's penalty phase argument, we note that we have already determined that the
challenged comments relating to future dangerousness were proper. Accordingly, we conclude
that the trial court did not abuse its discretion, and we overrule this assignment of error.
[27]In his final assignment of error, defendant contends that the trial court erred by
allowing the prosecutor to argue the significance of the grand jury indictment during the
guilt/innocence phase closing argument. Additionally, defendant argues that the trial court erred
by refusing to give defendant's requested jury instruction, which would have cured this error.
Defendant challenges the following portion of the State's closing argument:
Ladies and gentlemen, what you need to know is, that any date, on any
indictment or any charge, is on or about. Meaning that, this crime occurred on or
about this date. Even if there's one day placed down there, it's on or about that
day. Meaning that an indictment says that it happened on or about that time;
doesn't pin down an exact time. And if during the course of an investigation
develop more information, you can go back to the grand jury and change the
alleged date of offense.
But the police didn't just white out the original date, and pencil in a new
date, neither did the district attorney's office. It took a grand jury, of eighteen
citizens from the community, to listen to that evidence, and to agree. Yes, we're
going to hand down a superseding indictment.
Yes, the evidence is there that this, on or about date, needs to be changed.
And we, the grand jury, the people of this community, say, yes, it needs to bechanged. And the same thing for the other charge, that came
out earlier this year.
The police just didn't dream up this charge. They didn't just write it and
hand it to the defendant, nor did the district attorney's office. A grand jury was
convened. They heard evidence, they decided; eighteen people just like
yourselves. Yes, there's evidence to hand down an indictment on this charge.
And they did so; they did so.
This isn't just the police just randomly charging. This is people from the
community, listening to evidence, and deciding, yes, this charge is warranted.
This isn't a haphazard investigation; it's a very careful investigation.
Defendant did not object at the time this argument was made. At the conclusion of the State's
argument, the trial court advised the jury that the court would give its instructions to the jury the
following morning. The next morning, defendant's counsel presented the following additional
request for jury instructions:
[DEFENSE COUNSEL]: A grand jury indictment is no evidence of guilt.
The defendant has no opportunity to confront or cross-examine the witnesses who
appear before the grand jury. The grand jury only determining [sic] if there is
probable cause to believe the crime has been committed, and if the defendant
should be charged.
The standard of proof, to convince a grand jury to issue indictment, is not
that required for conviction. The fact, that the defendant has been charged by a
grand jury, is no evidence of, guilt whatsoever, and you may not consider that in
your deliberations.
The following colloquy then ensued:
THE COURT: What gives rise to that issue?
[DEFENSE COUNSEL]: Your Honor, what gives rise is the argument of
[the prosecutor], that a jury --
THE COURT: You folks brought up the business of the indictment in
your arguments.
[DEFENSE COUNSEL]: Right. But he said that a jury has already heard
this case, and made a decision to charge and --
THE COURT: Well, I'll tell them the fact he's charged with anything isno evidence of guilt
, that -- including all that. That's blanket instruction.
[DEFENSE COUNSEL]: Yes, sir.
THE COURT: The objection, and the request of the defense is noted, but
denied. You can put it in the record.
Defendant did not bring his objection to the trial court's attention until the day after
closing arguments concluded. Because defendant failed to object at the time the argument was
made, this Court's review is limited to determining whether the argument was so improper as
to require the trial court's intervention ex mero motu. State v. Atkins, 349 N.C. 62, 84, 505
S.E.2d 97, 111 (1998), cert. denied, 526 U.S. 1147, 143 L. Ed. 2d 1036 (1999). A trial court is
required to intervene ex mero motu only when the argument strays so far from the bounds of
propriety as to impede defendant's right to a fair trial. Id. We cannot conclude that the
prosecutor's argument was improper because it was made in response to defendant's closing
argument. Defendant's counsel stated during the guilt/innocence phase argument:
The significant thing about Ruth Steen's [defendant's mother] testimony, and you
can use whatever tests you want to use in judging her credibility, is that at the
time she was being questioned, that's the time that the police took the warrant out
on Patrick. And the warrant's in evidence, and you can look at it. But the
warrant alleges that Patrick committed this crime on Thursday the 29th of
February, 1996.
The police were questioning her about her son's conduct on Thursday the
29th. And do you know what she told the police she remembered? She said, I
can't tell you where he was Wednesday and Thursday after he left. There was
some indication he'd been home the lights were out. But I can't tell you; I don't
know.
Now if she's the kind of person who's trying to save her son or would lie
for her son, then she would have been giving him an alibi to the police, on tape,
for the 29th of February; and she didn't. She gave him up, if that was the date of
the crime.
She told them the bad and the good. But as the investigation developed,
the police learned about the crashing noise, they learned about the time of Mrs.Frost's death, and by March 12th, when they got there on th
e 25th, when they got
the indictments, they'd moved the date from Thursday to Tuesday. Make the
facts fit so that we can deal with Mr. Steen. They'd already arrested him, they'd
already charged him. Make the facts fit. We got one fiber in a TV, that's good
enough. It's a red TV, that's good enough. That's not careful enough, it's not
thoughtful enough, and it's wrong.
And then in January of 1998 they change it again to fit, make it fit, make
Patrick Steen show where he was every single minute of every single day during
that four day period.
Charge him with doing it sometime between the 26th and the 29th. And
he can't do it; you couldn't do it.
. . . .
. . . You have to see whether or not all this physical evidence that the State
talks about, all this fancy physical evidence, circumstantial evidence, is consistent
with the crime being committed when it happened; that's the problem.
So what'd they do? They started with the 29th of February. They
changed it to the 27th, then they changed it again between the 26th and the 29th,
you know. All right.
The focus of the State's response to this argument was that neither the police nor the
district attorney determined what date should appear on the original indictments or on the
superceding indictments. Rather, the State explained that the grand jury handed down the
indictments based on the evidence presented to it. We conclude that defendant's guilt/innocence
phase closing argument regarding the dates on the various indictments opened the door to the
State's closing argument regarding the grand jury's role in determining the alleged date of the
offenses. See State v. Gladden, 315 N.C. 398, 423, 340 S.E.2d 673, 689, cert. denied, 479 U.S.
871, 93 L. Ed. 2d 166 (1986). Accordingly, we hold the prosecutor's comments were proper to
refute defendant's attack on the procedure used in charging defendant, and the trial court was not
required to intervene ex mero motu.
As to defendant's argument that the trial court erred in refusing to give defendant'srequested jury instruction, we
note that the trial court did instruct the jury that [t]he fact that
he's been charged or indicted is no evidence of guilt, whatsoever. This instruction, given in the
context of these closing arguments, was sufficient to eliminate any confusion or false impression
the jury may have had in this regard. This assignment of error is overruled.
*** Converted from WordPerfect ***