ANN ADAMS and husband, DEXTER ADAMS, Plaintiffs v. ERIN CHRISTINA
TESSENER, Defendant v. EDWARD SCOTT LACKEY, Intervenor
Child Support, Custody and Visitation--custody dispute between natural father and
maternal grandparents--conduct by father inconsistent with protected status--findings
In a child custody contest between the maternal grandparents and the father, the trial court
did not err in applying the best interests of the child standard and in determining that a child's
interests were best served by maintaining primary physical custody with his grandparents where
the child was born after his intoxicated parents met in a bar and had a single unprotected sexual
encounter, with neither knowing the other's last name; the mother moved in with her parents for a
time after the birth, eventually moving out and consenting to her parents having physical custody
of the child; the eventual conclusion that the mother was not fit to have custody was not disputed;
and the trial court found that the father had done nothing after being told about the pregnancy and
had not pursued any inquiry about the child after being told that he would be contacted about
child support. While the Due Process Clause ensures that the government cannot
unconstitutionally infringe upon a parent's paramount right to custody solely to obtain a better
result, a parent's right to custody is not absolute and may be lost upon clear and convincing
evidence that the parent is unfit or that the parent's conduct is inconsistent with his or her
protected status. The trial court's findings in this case, viewed cumulatively, are sufficient to
support its conclusion that the father's conduct was inconsistent with his protected interest in the
child.
On discretionary review pursuant to N.C.G.S. § 7A-31 of a
unanimous decision of the Court of Appeals, 141 N.C. App. 64, 539
S.E.2d 324 (2000), reversing and remanding an order entered by
Owsley, J., on 3 June 1999 in District Court, Burke County.
Heard in the Supreme Court 15 May 2001.
LeCroy Ayers & Willcox, by M. Alan LeCroy, for plaintiff-
appellants.
Crowe & Davis, P.A., by H. Kent Crowe, for intervenor-
appellee.
MARTIN, Justice.
This case involves a custody dispute between the mother,
father, and maternal grandparents of a minor child, Aaron
McLendon Adams (Aaron). Aaron was born on 15 February 1998 as a
result of a single instance of unprotected sexual intercourse inJuly 1997 between defendant, Erin Christina Tessener (Tessener),
and intervenor, Edward Scott Lackey (Lackey). In September 1997,
Tessener informed Lackey that she was pregnant and that he was
likely the father. Lackey took no action at that time.
Aaron was born prematurely and required extended
hospitalization after birth. He had health problems and special
medical needs in the first ten months of his life which required
costly medical visits, daily medication, and constant attachment
to a heart monitor. Aaron continues to have developmental
difficulties.
After Aaron's birth, Tessener moved in with her parents,
plaintiffs Ann and Dexter Adams, Aaron's grandparents. When
Aaron was released from the hospital, he also lived with the
Adams. Between February and April 1998, Tessener decided to
leave the Adams' home. By Consent Custody Agreement, Order and
Confession of Judgment filed 7 April 1998 (the Consent
Judgment), Tessener and the Adams agreed that Tessener was not
fit to have primary physical custody of Aaron. They further
agreed that the Adams were fit and proper persons to have primary
physical custody and that Aaron's best interests would be served
thereby. Accordingly, the trial court ordered that Aaron'sprimary physical custody remain with the Adams.
In June 1998 Tessener informed Lackey that the
Department of Social Services (DSS) would contact him about a
potential child support obligation. Lackey made no inquiry
concerning Aaron. DSS subsequently located Lackey and conducted
DNA testing which conclusively determined that Lackey was Aaron's
father. Lackey then executed a voluntary support agreement and
has provided child support for Aaron since that time.
In October and November 1998, Lackey visited Aaron at
the Adams' residence three times and removed him from theresidence for one afternoon visit. On 30 October 1998 Tessener
filed a motion in the cause seeking modification of the Consent
Judgment. On 23 November 1998 Lackey filed a motion to intervene
seeking custody of Aaron.
The matter was heard at the 2 February 1999 contested
domestic session of District Court, Burke County. The trial
court concluded that Tessener was not fit to have custody of
Aaron. Tessener has not appealed that determination. The trial
court further concluded that [t]he actions and conduct of the
Intervenor [Lackey] have been inconsistent with his protected
interest in the minor child. Specifically, the conduct of
Intervenor . . . proves that he is unfit to have the primary and
legal care, custody and control of the minor child. Therefore,
pursuant to Price v. Howard, 346 N.C. 68, 484 S.E.2d 528, the
court must look to the best interests of the child. The trial
court determined that the Adams were fit and proper to have
custody of Aaron and that Aaron's best interests would be served
thereby.
Lackey appealed to the Court of Appeals. The Court of
Appeals held that the trial court's findings of fact were
insufficient to support the conclusion that Lackey was unfit to
have custody of Aaron. Adams v. Tessener, 141 N.C. App. 64, 72,
539 S.E.2d 324, 330 (2000). The Court of Appeals stated that
there was a substantial body of evidence supporting Lackey's
fitness to have custody. Id. The Court of Appeals therefore
reversed the trial court's order and remanded with instructionsto award custody to Lackey. Id. We reverse the decision of the
Court of Appeals.
This Court has recognized that the protection of the
family unit is guaranteed by the Ninth and Fourteenth Amendments
to the United States Constitution. Petersen v. Rogers, 337 N.C.
397, 401, 445 S.E.2d 901, 903 (1994). The United States Supreme
Court has recently reaffirmed that a parent enjoys a fundamental
right to make decisions concerning the care, custody, and
control of his or her children under the Due Process Clause of
the Fourteenth Amendment to the United States Constitution.
Troxel v. Granville, 530 U.S. 57, 66, 147 L. Ed. 2d 49, 57
(2000). In Troxel, the United States Supreme Court held that a
fit parent is presumed to act in the child's best interest and
that there is normally . . . no reason for the [s]tate to inject
itself into the private realm of the family to further question
the ability of that parent to make the best decisions concerning
the rearing of that parent's children. Id. at 68-69, 147 L. Ed.
2d at 58. Similarly, this Court has enunciated the fundamental
principle that absent a finding that parents (i) are unfit or
(ii) have neglected the welfare of their children, the
constitutionally-protected paramount right of parents to custody,
care, and control of their children must prevail. Petersen, 337
N.C. at 403-04, 445 S.E.2d at 905.
We further elaborated on this principle in Price v.
Howard, 346 N.C. 68, 484 S.E.2d 528 (1997). In Price, the
defendant gave birth to a child out of wedlock and represented
that the plaintiff was the father. Id. at 70-71, 484 S.E.2d at529. When the defendant and the plaintiff separated, the child
remained in the plaintiff's physical custody for approximately
six additional years. Id. at 71, 484 S.E.2d at 529-30. A court-
ordered blood test ultimately excluded the plaintiff as the
biological father of the child. Id.
The trial court concluded that both the plaintiff and
the defendant were fit and proper to have custody of the child.
Id. at 71, 484 S.E.2d at 530. The trial court then determined
that the child's best interests would be served by granting
primary custody to the plaintiff. Id. The trial court stated,
however, that it was precluded from granting custody to the
plaintiff under Petersen. Id. Accordingly, the trial court
granted custody to the defendant. Id. The Court of Appeals
affirmed the custody award. Id. at 71-72, 484 S.E.2d at 530.
In a custody proceeding between two natural parents
(including biological or adoptive parents), or between two
parties who are not natural parents, the trial court must
determine custody based on the best interest of the child test.
Id. at 72, 484 S.E.2d at 530. Price, however, involved a custody
dispute between a natural parent and a third party who is not a
natural parent. Id. After acknowledging the Petersen
presumption -- that natural parents have a constitutionally
protected, paramount right to custody of their children -- we
conducted a due-process analysis in which the parent's well-
established paramount interest in the custody and care of the
child is balanced against the state's well-established interest
in protecting the welfare of children. Id. This Court reaffirmed that a natural parent has a
constitutionally protected liberty interest in the
companionship, custody, care and control of his or her child.
Id. at 74, 484 S.E.2d at 531. The Court noted, however, that
while a fit and suitable parent 'is entitled to custody of his
[or her] child, it is equally true that where fitness and
suitability are absent he [or she] loses this right.' Id. at
75, 484 S.E.2d at 532 (quoting Wilson v. Wilson, 269 N.C. 676,
677, 153 S.E.2d 349, 351 (1967)). In short, the Court indicated
that a parent's right to custody is not absolute. Id. at 76,
484 S.E.2d at 533.
The Court noted
that the Due Process Clause would be
offended '[i]f a [s]tate were to attempt to
force the breakup of a natural family, over
the objections of the parents and their
children, without some showing of unfitness
and for the sole reason that to do so was
thought to be in the children's best
interest.' Smith v. Organization of Foster
Families, 431 U.S. 816, 862-63, 53 L. Ed. 2d
14, [46-47 (1977)] (Stewart, J., concurring
in judgment).
Id. at 78, 484 S.E.2d at 534 (quoting Quilloin v. Walcott, 434
U.S. 246, 255, 54 L. Ed. 2d 511, 520 (1978)). The Court thus
determined when the best interest of the child test could be
applied without violating the parent's constitutional rights:
A natural parent's constitutionally
protected paramount interest in the
companionship, custody, care, and control of
his or her child is a counterpart of the
parental responsibilities the parent has
assumed and is based on a presumption that he
or she will act in the best interest of the
child. Therefore, the parent may no longer
enjoy a paramount status if his or her
conduct is inconsistent with this presumptionor if he or she fails to shoulder the
responsibilities that are attendant to
rearing a child. If a natural parent's
conduct has not been inconsistent with his or
her constitutionally protected status,
application of the best interest of the
child standard in a custody dispute with a
nonparent would offend the Due Process
Clause. However, conduct inconsistent with
the parent's protected status . . . would
result in application of the best interest
of the child test without offending the Due
Process Clause. Unfitness, neglect, and
abandonment clearly constitute conduct
inconsistent with the protected status
parents may enjoy.
Id. at 79, 484 S.E.2d at 534 (citations omitted).
Finding the situation in Price involved a period of
voluntary nonparent custody rather than unfitness or neglect,
id. at 82, 484 S.E.2d at 536, this Court reversed and remanded
for a determination of whether defendant's conduct was
inconsistent with the constitutionally protected status of a
natural parent, id. at 84, 484 S.E.2d at 537. We further
instructed that if the defendant's conduct was inconsistent with
her constitutionally protected status, the trial court should
determine custody using the best interest of the child
standard. Id.
Petersen and Price, when read together, protect a
natural parent's paramount constitutional right to custody and
control of his or her children. The Due Process Clause ensures
that the government cannot unconstitutionally infringe upon a
parent's paramount right to custody solely to obtain a better
result for the child. See Troxel, 530 U.S. at 72-73, 147 L. Ed.
2d at 61 (the Due Process Clause does not permit a [s]tate to
infringe on the fundamental right of parents to make childrearing decisions simply because a state judge believes a
'better' decision could be made). As a result, the government
may take a child away from his or her natural parent only upon a
showing that the parent is unfit to have custody, see Jolly v.
Queen, 264 N.C. 711, 715-16, 142 S.E.2d 592, 596 (1965), or where
the parent's conduct is inconsistent with his or her
constitutionally protected status, Price, 346 N.C. at 84, 484
S.E.2d at 537. See also 3 Suzanne Reynolds, Lee's North Carolina
Family Law § 224 (5th ed. 2000) (minor child should not be placed
in the hands of a third person except upon convincing proof that
the parent is an unfit person to have custody of the child or for
some other extraordinary fact or circumstance.)
Turning to the present case, we first note that in
custody cases, the trial court sees the parties in person and
listens to all the witnesses. Pulliam v. Smith, 348 N.C. 616,
625, 501 S.E.2d 898, 902-03 (1998). This allows the trial court
to detect tenors, tones and flavors that are lost in the bare
printed record read months later by appellate judges. Newsome
v. Newsome, 42 N.C. App. 416, 426, 256 S.E.2d 849, 855 (1979),
quoted in Pulliam, 348 N.C. at 625, 501 S.E.2d at 903.
Accordingly, the trial court's findings of fact 'are conclusive
on appeal if there is evidence to support them, even though the
evidence might sustain findings to the contrary.' Pulliam, 348
N.C. at 625, 501 S.E.2d at 903 (quoting Williams v. Pilot Life
Ins. Co., 288 N.C. 338, 342, 218 S.E.2d 368, 371 (1975)); see
also In re Orr, 254 N.C. 723, 726, 119 S.E.2d 880, 882 (1961)
(Findings of fact made in the custody proceeding, when supportedby competent evidence, are conclusive on appeal.); Tyner
v.
Tyner, 206 N.C. 776, 780-81, 175 S.E. 144, 147 (1934) (Clarkson,
J., concurring) (The findings of fact in the courts below are
ordinarily conclusive on this Court and rightly so. The court
below sees those most vitally interested, examines the evidence
and is in a better position to render justice on all the
facts.).
We are also cognizant of the fact that when a trial
court refuse[s] to award custody to either the mother or father
and instead award[s] the custody of the child to grandparents or
others . . . [the] 'parent's love must yield to another' to
serve the child's best interests. Wilson, 269 N.C. at 677-78,
153 S.E.2d at 351 (quoting Holmes v. Sanders, 246 N.C. 200, 201,
97 S.E.2d 683, 684 (1957)). Nonetheless, parents normally love
their children and desire not only what is best for them, but
also a deep and meaningful relationship with them. Therefore,
the decision to remove a child from the custody of a natural
parent must not be lightly undertaken. Accordingly, a trial
court's determination that a parent's conduct is inconsistent
with his or her constitutionally protected status must be
supported by clear and convincing evidence. Cf. Santosky v.
Kramer, 455 U.S. 745, 747-48, 71 L. Ed. 2d 599, 603 (1982).
In the present case, the trial court specifically
determined that Lackey's actions and conduct . . . have been
inconsistent with his protected interest in the minor child.
The trial court made the following findings of fact:
5. Erin Christina Tessener --
hereinafter referred to as Defendant -- metEdward Scott Lackey -- hereinafter referred
to as Intervenor -- at [a bar] in Catawba
County during July 1997.
6. The Defendant and the Intervenor --
who were both intoxicated -- had unprotected
sexual intercourse the night they met.
7. Neither party knew the other's last
name when they parted the following morning.
8. Defendant became pregnant as a
result of the meeting.
. . . .
10. Defendant located Intervenor in
September 1997 and informed him of her
pregnancy and the likelihood that he had
fathered the child.
11. Intervenor chose to do nothing
about the pregnancy and impending birth.
12. Intervenor never voluntarily
contacted Defendant after that meeting --
before or after the birth of the child -- to
inquire about the health and progress of the
mother or child or to inquire further about
whether he had fathered the child.
. . . .
22. In June of 1998, Defendant located
Intervenor and informed him he would be
contacted by the Department of Social
Services regarding a potential child support
obligation.
23. Intervenor, once again, did not
pursue any inquiry about the mother or child.
. . . .
47. Scott Lackey/Intervenor has worked
for thirteen years at Holland Alignment and
Service, a business belonging to his uncle.
He also volunteers with the Mountain View
Volunteer Fire Department.
48. Intervenor is married, but has been
separated for two years. There is no formal
separation agreement.
49. Intervenor owns his own residence.
50. Intervenor has a girlfriend, Sherry
Letterman, who stays overnight with him
approximately five nights a week.
Ms. Letterman has two minor children who also
stay overnight frequently with Mr. Lackey.
51. Intervenor has a brother, Bobby
Lackey, who stays with him on occasion for
several days at a time. Bobby Lackey has
prior criminal convictions for taking
indecent liberties with a minor child, simple
assault, damage to property, assault on a
female (two counts), DWI, appearing drunk and
disruptive in a public place, assault on a
law-enforcement officer, and delaying and
obstructing an[] officer. Numerous other
charges have been dismissed.
52. Intervenor has prior criminal
convictions for driving an automobile with no
insurance or registration, driving while his
license was revoked, appearing drunk and
disruptive in a public place, two counts of
careless and reckless driving (which were
plea negotiations after he had been charged
with two counts of driving while impaired)
and delaying and obstructing a law
enforcement officer.
53. Intervenor repeatedly denies
responsibility for his actions with respect
to his criminal charges and convictions.
54. Intervenor admits he has violated
the terms of the court orders in the above
convictions.
55. Intervenor denies the serious
nature of his brother's convictions.
56. Intervenor admits to drinking
alcoholic beverages and frequenting bars. He
states he does not have a substance abuse
problem.
57. Intervenor, when visiting his son
Aaron, has shown affection and appropriate
behavior to his son.
58. Intervenor states he wants to take
care of his son, and is capable of doing so.
59. Intervenor's schedule is irregular
because of his full time job and the work as
a volunteer fireman.
60. At the time of the hearing,
Intervenor had only seen [his son] seven
times since birth.
Lackey does not dispute that the evidence supports
these findings and has not otherwise assigned error to any of the
trial court's findings of fact. We must therefore determine
whether the trial court's findings support its legal conclusion
that Lackey's conduct has been inconsistent with his protected
interest in the minor child.
The trial court found that Tessener informed Lackey of
her pregnancy and the likelihood that he had fathered the child
in September 1997. Nonetheless, according to the trial court,
Lackey elected to do nothing about the pregnancy and impending
birth. The trial court determined that Lackey never voluntarily
contacted Tessener after that meeting -- before or after the
birth of the child -- to inquire about the health and progress of
the child or to inquire further about whether he had fathered the
child. The trial court also found that, in June 1998, Tessener
located Lackey and informed him that DSS would contact him
regarding a potential child support obligation. According to the
trial court, Lackey again did not pursue any inquiry about the
child.
The trial court's findings of fact are sufficient, when
viewed cumulatively, to support its conclusion that Lackey's
conduct was inconsistent with his protected interest in the
child. Moreover, the evidence of record constitutes clear andconvincing proof that Lackey's conduct was inconsistent with his
right to custody of the child. Accordingly, the trial court did
not err in applying the best interest of the child standard and
in determining that Aaron's interests were best served by
maintaining his primary physical custody with the Adams.
Accordingly, we reverse the decision of the Court of
Appeals.
REVERSED.
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