**FINAL**
STATE OF NORTH CAROLINA v. CERRON THOMAS HOOKS
No. 89A00
(Filed 20 July 2001)
1. Criminal Law--reasonable doubt--instructions--academic
doubt--ingenuity of counsel
There was no plain error in a first-degree murder
prosecution where the trial court's definition of reasonable
doubt included the statements it's not an academic doubt and
nor . . . doubt suggested by the ingenuity of counsel.
Although defendant argued that the academic doubt phrase
effectively instructed the jury to forego intellectual analysis,
the phrase in context would be interpreted by an ordinary jury to
mean that a mere theoretical or speculative doubt is insufficient
to constitute reasonable doubt. The ingenuity of counsel
phrasing, contended by defense counsel to be an instruction to
ignore his closing argument, in context refers to a doubt created
by the ingenuity of counsel that is not supported by the
evidence.
2. Sentencing--capital--aggravating circumstances--especially
heinous, atrocious or cruel--sufficiency of the evidence
There was sufficient evidence in a capital sentencing
proceeding to submit the aggravating circumstance that the murder
was especially heinous, atrocious, or cruel where a jury could
infer from the evidence that the victim was aware of his
impending death but was helpless to prevent it, and defendant's
decision to kick, pistol-whip and taunt his felled and dying
victim showed an unusual depravity of mind and a physically
agonizing and unnecessarily torturous death. N.C.G.S. § 15A-
2000(e)(9).
3. Sentencing--capital--mitigating circumstances--mental or
emotional disturbance--substance abuse
The trial court did not err in a capital sentencing
proceeding by not submitting as a mitigating circumstance that
defendant committed the murder under the influence of mental or
emotional disturbance where defendant's expert testified that
defendant had primitively developed skills for emotional
expression, social connection, and adult functioning as a result
of the early onset of chronic substance dependence and that both
marijuana abuse and alcohol dependence are mental disorders.
Notwithstanding the American Psychiatric Association's listing of
alcohol and drug abuse as mental disorders, voluntary
intoxication is not a mental disturbance for the (f)(2)
mitigating circumstance and the trial court did not err by
submitting instead the (f)(6) circumstance of impaired capacity.
4. Sentencing--capital--victim impact statement
The trial court did not err in a capital sentencing
proceeding by allowing the victim's older brother to state in a
victim impact statement that the victim was easygoing; gave
everything 110 percent; wanted to make something of himself; was
loving, kind, and respectful; had accepted Jesus Christ after a
neighbor had died of a heart attack; and left a favorable
impression on everyone he met. The testimony as a whole showed
that the victim was a living human being with aspirations, fears,
a family, and friends; the fleeting comment regarding acceptance
of Jesus Christ briefly addressed the religious facet of the
victim's life and did not inflame the jury.
5. Sentencing--capital--death sentence--not arbitrary
The record fully supports the aggravating circumstances
found by the jury in a capital sentencing proceeding and the
sentence of death was not imposed under the influence of passion,
prejudice, or any other arbitrary consideration.
6. Sentencing--capital--death sentence--proportionate
A death sentence was not disproportionate considering all
the circumstances, including the senseless nature of the crime
and defendant's shocking behavior as the victim lay dying, and
that this case was more similar to cases in which a death
sentence was found proportionate than to those in which a death
sentence was found disproportionate or to those in which juries
have consistently returned recommendations of life imprisonment.
Appeal as of right pursuant to N.C.G.S. § 7A-27(a) from a
judgment imposing a sentence of death entered by Greeson, J., on
9 February 2000 in Superior Court, Forsyth County, upon a jury
verdict finding defendant guilty of first-degree murder. Heard
in the Supreme Court 16 May 2001.
Roy A. Cooper, Attorney General, by William N. Farrell, Jr.,
Senior Deputy Attorney General, and Ellen B. Scouten,
Special Deputy Attorney General, for the State.
J. Clark Fischer for defendant-appellant.
PARKER, Justice.
Defendant Cerron Thomas Hooks was indicted on 19 October
1998 for the first-degree murder of Michael Miller. Defendant
was tried capitally and found guilty of first-degree murder onthe basis of premeditation and deliberation. Following a capital
sentencing proceeding, the jury recommended a sentence of death;
and the trial court entered judgment accordingly.
The State's evidence tended to show that on 5 September 1998
the victim invited friends to a pool party at the apartment
complex where the victim resided. Shortly after the party
started, defendant went to the pool area and joined the
gathering. Defendant was drinking beer at the pool, although
witnesses testified that he did not appear to be intoxicated.
Around 9:30 that night, the victim invited the guests at the pool
back to his apartment to continue the party.
Later that night, the victim's roommate saw defendant
playing outside the apartment with a .45-caliber automatic
pistol equipped with a laser scope. A short time later defendant
returned to the apartment and began looking for a shirt that he
had taken off in the apartment earlier in the evening. The
victim told defendant that he had not seen the shirt and that he
would return it to a mutual friend should he find it later.
Defendant then got loud and began searching the apartment for
his shirt, eventually entering the victim's closed bedroom. The
victim told defendant that defendant can't disrespect his house
and asked defendant to leave. While defendant was walking
towards the door to leave, he and the victim had words back and
forth, culminating in defendant telling the victim just outsidethe front door, you ain't going to disrespect me in front of
them bitches.
As defendant was walking down the stairs outside the
apartment, the victim followed defendant down to the ground level
to make sure that he left. Defendant and the victim continued
arguing face to face at the bottom of the stairs. Defendant
stated that he was going to f--k [the victim] up. The victim
began backing away, and defendant pulled a .38-caliber handgun
from his pocket and pointed it at the victim's face. The victim
said, Oh, you're going to shoot me now; and after a silent
moment, defendant shot the victim four times.
The victim fell to the ground; and defendant began kicking
him in the face and chest, pistol-whipping him, and taunting him
by saying, you thought I was playing, you thought I wasplaying. Defendant then fled the scene. The victim remained
conscious and in obvious extreme pain for at least fifteen
minutes after the shooting while a neighbor administered aid.
Officers with the Winston-Salem Police Department apprehended
defendant on 8 September 1998. At the time, defendant, with a
fully loaded nine-millimeter Luger in his hand, was crouching
behind a retainer wall at the top of a stairwell.
The medical examiner who autopsied the victim's body found
four gunshot entry wounds: one in the face, which broke the
victim's jaw and went through his tongue; one in the abdomen,
which traveled through the victim's liver; one in the victim's
left arm, which traveled completely through the arm; and one in
the upper back, fragments of which lodged in the victim's neck
and cheek. The victim died approximately twelve hours after the
shooting as a result of the gunshot wounds.
GUILT-INNOCENCE PHASE
[1]In his only assignment of error relating to the guilt-
innocense phase of the trial, defendant contends that the trial
court committed plain error while instructing the jury by
defining reasonable doubt in a manner that was legally incorrect
and that lowered the State's burden of proof. We disagree.
The trial court gave the following instruction defining
reasonable doubt:
Now, a reasonable doubt, members of the jury,
means exactly what it says. It's not a mere possible,
it's not an academic and it's not a forced doubt.
There are few things in human experience which are
beyond all doubt or which are beyond a shadow of a
doubt, nor is it a doubt suggested by the ingenuity of
counsel for either side or even by your own ingenuity
of mind, not legitimate or warranted by the evidence
and the testimony you've heard in this case. Of
course, your reason and your common sense would tell
you that a doubt wouldn't be reasonable if it wasfounded upon or suggested by any of these type [sic] of
considerations.
A reasonable doubt is a doubt based on reason and
common sense arising out of all or some of the evidence
-- excuse me, out of some or all of the evidence that
has been presented or the lack of or insufficiency of
the evidence as the case may be. Proof beyond a
reasonable doubt is proof that fully satisfies or
entirely convinces you of the defendant's guilt.
We initially note that [a]bsent a specific request, the trial
court is not required to define reasonable doubt, but if the
trial court undertakes to do so, the definition must be
substantially correct. State v. Miller, 344 N.C. 658, 671, 477
S.E.2d 915, 923 (1996). Furthermore,
so long as the court instructs the jury on the
necessity that the defendant's guilt be proved beyond a
reasonable doubt, see Jackson v. Virginia, 443 U.S.
307, 320, n.14[, 61 L. Ed. 2d 560, 574, n.14] (1979),
the Constitution does not require that any particular
form of words be used in advising the jury of the
government's burden of proof. Cf. Taylor v. Kentucky,
436 U.S. 478, 485-486[, 56 L. Ed. 2d 468, 475] (1978).
Rather, taken as a whole, the instructions [must]
correctly conve[y] the concept of reasonable doubt to
the jury. Holland v. United States, 348 U.S. 121,
140[, 99 L. Ed. 150, 167] (1954).
Victor v. Nebraska, 511 U.S. 1, 5, 127 L. Ed. 2d 583, 590 (1994).
Upon appeal the proper inquiry is not whether the instruction
'could have' been applied in an unconstitutional manner, but
whether there is a reasonable likelihood that the jury did so
apply it. Id. at 6, 127 L. Ed. 2d at 591.
The trial court gave defendant numerous opportunities to
object to the jury instructions outside the presence of the jury,
and each time defendant indicated his satisfaction with the trial
court's instructions. Having failed to object to this
instruction at trial, defendant did not properly preserve this
issue for review; therefore, we review the record to determine
whether the instruction constituted plain error. N.C. R. App. P.10(b)(2); State v. Hardy, 353 N.C. 122, 131, 540 S.E.2d 334, 342
(2000).
Under a plain error analysis, defendant is entitled to a new
trial only if the error was so fundamental that, absent the
error, the jury probably would have reached a different result.
State v. Collins, 334 N.C. 54, 62, 431 S.E.2d 188, 193 (1993).
[E]ven when the 'plain error' rule is applied, '[i]t is the rare
case in which an improper instruction will justify reversal of a
criminal conviction when no objection has been made in the trial
court.' State v. Odom, 307 N.C. 655, 660-61, 300 S.E.2d 375,
378 (1983) (quoting Henderson v. Kibbe, 431 U.S. 145, 154, 52 L.
Ed. 2d 203, 212 (1977)). Furthermore, in reviewing jury
instructions this Court has stated:
'The charge of the court must be read as a whole
. . . , in the same connected way that the judge is
supposed to have intended it and the jury to have
considered it . . . .' State v. Wilson, 176 N.C. 751,
[754-55,] 97 S.E. 496[, 497] (1918). It will be
construed contextually, and isolated portions will not
be held prejudicial when the charge as [a] whole is
correct. If the charge presents the law fairly and
clearly to the jury, the fact that some expressions,
standing alone, might be considered erroneous will
afford no ground for reversal.
State v. Rich, 351 N.C. 386, 393-94, 527 S.E.2d 299, 303 (2000)
(quoting State v. Lee, 277 N.C. 205, 214, 176 S.E.2d 765, 770
(1970) (citations omitted)) (alterations in original).
Defendant acknowledges that various versions of the above
instruction have been upheld in other cases. See State v.
Lambert, 341 N.C. 36, 52, 460 S.E.2d 123, 132-33 (1995); State v.
Adams, 335 N.C. 401, 420, 439 S.E.2d 760, 770 (1994). However,
defendant argues that those cases upheld the instructions on
other grounds and did not explicitly approve the language
defendant finds objectionable here. Assuming arguendo thatdefendant's interpretation of the bases underlying the holdings
in Lambert and Adams is correct, we decline to find plain error
in the language about which defendant complains.
Defendant first contends that the phrase it's not an
academic doubt lessens the State's burden of proof. Defendant
cites a definition from the 1995 edition Microsoft Bookshelf, a
computer reference source, as evidence that the word academic
normally relates to school, higher education, learning, and
scholarship.
(See footnote 1)
Thus, defendant argues, this phrase effectively
instructs the jury to forgo intellectual analysis in reviewing
the evidence. However, defendant's own cited authority also
defines academic as scholarly to the point of being unaware of
the outside world and theoretical or speculative without a
practical purpose or intention. American Heritage Dictionary 9
(3d ed. 1992). Furthermore, the cited definition suggests the
words pedantic and theoretical as possible synonyms. Id.
The phrase in question, when read in context, would, in our
judgment, be interpreted by an ordinary juror to mean that a mere
theoretical or speculative doubt is insufficient to constitute
reasonable doubt. Immediately before the phrase in question --
it's not an academic -- the trial judge stated, [i]t's not a
mere possible. Immediately afterwards the trial judge stated,
its not a forced doubt. Thus, we conclude that no reasonable
likelihood exists that the jury, considering this instruction as
a whole, would have applied the instruction in anunconstitutional manner. See Victor, 511 U.S. at 6, 127 L. Ed.
2d at 591.
Defendant also contends that the phrase nor is it a doubt
suggested by the ingenuity of counsel directs the jury to ignore
the closing arguments of defendant's counsel. We have previously
held that this phrase is not erroneous. State v. Bishop, 346
N.C. 365, 399-400, 488 S.E.2d 769, 787-88 (1997). In this case
the sentence containing the objectionable phrase ends with the
following qualifying language not present in the instruction in
Bishop: not legitimate or warranted by the evidence and the
testimony you've heard in this case. When read in context, this
phrase instructs the jury that a doubt created by the ingenuity
of counsel that is not supported by the evidence is not a
reasonable doubt. Therefore, as this phrase is the same as in
Bishop, except for a limiting qualification, we decline to find
error. For these reasons, we find this assignment of error to be
without merit.
SENTENCING PROCEEDING
[2]By another assignment of error, defendant contends that
the trial court committed prejudicial error by submitting as the
sole aggravating circumstance that the murder was especially
heinous, atrocious, or cruel, N.C.G.S. § 15A-2000(e)(9) (1999),
in that the evidence was insufficient to warrant submission of
this aggravating circumstance. We disagree.
Whether the trial court properly submitted the (e)(9)
aggravating circumstance depends upon the particular facts and
circumstances of this case. State v. Holman, 353 N.C. 174, 181,
540 S.E.2d 18, 23 (2000). Furthermore, we must consider the
evidence in the light most favorable to the State; and the Stateis entitled to every reasonable inference to be drawn therefrom.
State v. Fleming, 350 N.C. 109, 119, 512 S.E.2d 720, 729, cert.
denied, 528 U.S. 941, 145 L. Ed. 2d 274 (1999). Contradictions
in the evidence pertaining to the aggravating circumstance are
for the jury to resolve. State v. Stanley, 310 N.C. 332, 339,
312 S.E.2d 393, 397 (1984).
This Court has categorized several types of murders which
meet the especially heinous, atrocious, or cruel criteria:
One type includes killings physically agonizing or
otherwise dehumanizing to the victim. State v. Lloyd,
321 N.C. 301, 319, 364 S.E.2d 316, 328[, sentence
vacated on other grounds, 488 U.S. 807, 102 L. Ed. 2d
18] (1988). A second type includes killings less
violent but conscienceless, pitiless, or unnecessarily
torturous to the victim, State v. Brown, 315 N.C. 40,
65, 337 S.E.2d 808, 826-27 (1985)[, cert. denied, 476
U.S. 1164, 90 L. Ed. 2d 733 (1986), overruled on other
grounds by State v. Vandiver, 321 N.C. 570, 364 S.E.2d
373 (1988)], including those which leave the victim in
her last moments aware of but helpless to prevent
impending death, State v. Hamlet, 312 N.C. 162, 175,
321 S.E.2d 837, 846 (1984). A third type exists where
the killing demonstrates an unusual depravity of mind
on the part of the defendant beyond that normally
present in first-degree murder. Brown, 315 N.C. at
65, 337 S.E.2d at 827.
State v. Gibbs, 335 N.C. 1, 61-62, 436 S.E.2d 321, 356 (1993),
cert. denied, 512 U.S. 1246, 129 L. Ed. 2d 881 (1994). In this
case the evidence, when viewed in the light most favorable to the
State, reveals that this murder falls within the scope of each of
the above categories.
First, the evidence permits the inference that the killing
was physically agonizing to the victim. After shooting the
victim four times, defendant repeatedly kicked and pistol-whipped
the helpless victim. The victim was conscious and in extreme
pain for at least fifteen minutes after the shooting and assault,
attempting to talk despite his broken jaw and wounded tongue. See Brown, 315 N.C. at 67, 337 S.E.2d at 828 (holding that
evidence that the victim was conscious for fifteen minutes after
being shot six times supports a finding that the victim suffered
great physical pain prior to death).
Further, the evidence permits the inference that the murder
was conscienceless and pitiless, leaving the victim in his last
moments aware of but helpless to prevent impending death.
Defendant's kicking, pistol-whipping, and taunting his felled
victim showed a complete lack of conscience and pity. Moreover,
a juror could reasonably infer that the victim knew that death
was imminent and that he was helpless to prevent it during the
silent moment between defendant's pointing the gun at the
victim's face and the first shot. The length of time during
which the victim fears for his life may qualify despite any
brevity. See State v. Sexton, 336 N.C. 321, 374, 444 S.E.2d 879,
909 (holding that a reasonable juror could infer that the victim
feared for her life in the ten seconds it took her to lose
consciousness), cert. denied, 513 U.S. 1006, 130 L. Ed. 2d 429
(1994). Additionally, the evidence shows that the victim was
conscious and in great pain for at least fifteen minutes after
the shooting, thereby permitting the inference that he was also
aware of, but helpless to prevent, impending death after the
shooting. See Brown, 315 N.C. at 67, 337 S.E.2d at 828 (holding
that where the dying victim remained conscious for fifteen
minutes the evidence was sufficient to show that the victim knew
that he was dying but was helpless to prevent it).
Finally, the killing demonstrates an unusual depravity of
mind on the part of the defendant beyond that normally present in
first-degree murder. Defendant demonstrated unusual depravity ofmind as he told the victim he was going to f--k him up, pointed
the gun in his face as the victim was backing away, waited a
silent moment, and then shot him four times over such trivial
matters as a missing shirt and perceived disrespect. After
shooting the victim, defendant scoffed at him by saying, you
thought I was playing while kicking the victim about the face
and upper body. This decision by defendant to taunt and continue
assaulting the victim as he lay helplessly bleeding to death on
the ground at defendant's feet further evinces defendant's lack
of remorse and unusual depravity of mind. See State v. Robinson,
342 N.C. 74, 86-87, 463 S.E.2d 218, 225-26 (1995) (holding that
evidence that defendant robbed the victim after killing him
showed a lack of remorse), cert. denied, 517 U.S. 1197, 134 L.
Ed. 2d 793 (1996).
Defendant cites numerous cases where this Court has held
that the evidence was insufficient to submit the (e)(9)
aggravator. However, upon reviewing those cases and remaining
mindful that [w]hether the trial court properly submitted the
(e)(9) aggravating circumstance depends upon the particular facts
and circumstances of this case, Holman, 353 N.C. at 181, 540
S.E.2d at 23, we find that the cases cited are factually
distinguishable and, thus, not controlling in this case.
Defendant first cites State v. Hamlette, 302 N.C. 490, 276
S.E.2d 338 (1981). In Hamlette the defendant, after drinking
beer for most of the evening, shot the victim in the back of the
head three times for no apparent reason as the victim was using a
payphone, then fled the scene. Id. at 504, 492, 276 S.E.2d at
347, 340. The victim, who did not know he was about to be
attacked, lingered for twelve days before dying. Id. at 504, 276S.E.2d at 347. The Court ruled that submission of the (e)(9)
aggravator to the jury on these facts was error. Id.
Next, defendant cites Stanley, 310 N.C. 332, 312 S.E.2d 393.
In Stanley, the Court found submission of the (e)(9) circumstance
improper where the defendant shot his wife nine times from a
passing car while she was walking along a sidewalk. Id. at 340,
312 S.E.2d at 398. Defendant then drove to a police station and
surrendered. Id. at 341, 312 S.E.2d at 398. The medical
evidence was that the victim was unconscious within minutes,
though death was not instantaneous. Id. at 340, 312 S.E.2d at
398. The Court deemed this evidence to be insufficient to show
prolonged suffering for purposes of (e)(9). Furthermore, the
Court held that the evidence was insufficient to support a
reasonable inference that the victim knew she was about to be
shot. Id.
Defendant next relies upon Hamlet, 312 N.C. 162, 321 S.E.2d
837. In Hamlet the defendant ambushed the victim, shot him
numerous times, and fled the scene. Id. at 165-66, 321 S.E.2d at
840-41. The Court held that the evidence was insufficient to
submit the (e)(9) aggravating circumstance, as no evidence
suggested that the victim knew he was about to be shot or that he
remained conscious after the first shot. Id. at 175-76, 321
S.E.2d at 846.
Defendant also contends that State v. Oliver, 302 N.C. 28,
274 S.E.2d 183 (1981), is substantially similar to the present
case. In Oliver the Court held that where the defendant fatally
shot a clerk while robbing a convenience store, then shot a
bystander as the defendant was running from the store, the (e)(9)
aggravating circumstance was improperly submitted as to thebystander, who had pulled up to the gas pump and died
instantaneously. Id. at 61, 274 S.E.2d at 204.
Finally, defendant argues that the case of State v. Moose,
310 N.C. 482, 313 S.E.2d 507 (1984), is similar to the case at
bar. In Moose, the defendant followed the victim's car, honking
his horn and bumping the other car. Id. at 485, 313 S.E.2d at
510. When the victim stopped his car, he stated, Oh, God, what
are they going to do. Id. at 495, 313 S.E.2d at 516. The
defendant then shot the victim from inside his own car. Id. The
Court held the victim's statement showed merely general
apprehension rather than a fear of death. Id. at 495-96, 313
S.E.2d at 516.
Defendant argues that the present case is similar to Moose,
as the shooting was the result of a sudden escalation in the
argument. However, this contention ignores the evidence that
defendant told the victim he was going to f--k [him] up and the
evidence of the silent moment when the gun was pointed at the
victim's face before he was shot. Thus, assuming arguendo that
the victim's statement in this case, Oh, you're going to shoot
me now, is properly interpreted as incredulity rather than fear,
other evidence would permit a jury reasonably to infer that the
victim feared for his life. Therefore, we do not find Moose
persuasive or controlling on the issue in this case.
Based on the evidence in the instant case, a jury could
reasonably infer that the victim was aware of impending death but
was helpless to prevent it. Furthermore, defendant's behavior,
namely, his decision to kick, pistol-whip, and taunt his felled
and dying victim, shows an unusual depravity of mind and a
physically agonizing and unnecessarily torturous death that wasnot present in the cases cited by defendant. When taken in the
light most favorable to the State, the evidence supports a
finding that the murder was especially heinous, atrocious, or
cruel as previously defined by this Court. See Gibbs, 335 N.C.
at 61-62, 436 S.E.2d at 356. Accordingly, we hold that the trial
court properly submitted the N.C.G.S. § 15A-2000(e)(9)
aggravating circumstance to the jury. Therefore, this assignment
of error is overruled.
[3]In another assignment of error, defendant contends that
the trial court erred in failing to submit the (f)(2) mitigating
circumstance, that defendant committed the murder under the
influence of mental or emotional disturbance, N.C.G.S. §
15A-2000(f)(2).
A trial court must submit all mitigating circumstances
supported by substantial evidence. State v. Strickland, 346 N.C.
443, 463, 488 S.E.2d 194, 206 (1997), cert. denied, 522 U.S.
1078, 139 L. Ed. 2d 757 (1998). A trial court must do so
regardless of whether submission is requested by the defendant.
State v. Holden, 338 N.C. 394, 407, 450 S.E.2d 878, 885 (1994).
The burden is on the defendant to provide this substantial
evidence. State v. Rouse, 339 N.C. 59, 100, 451 S.E.2d 543, 566
(1994), cert. denied, 516 U.S. 832, 133 L. Ed. 2d 60 (1995).
As to the mitigating circumstance that the defendant was
under the influence of a mental or emotional disturbance at the
time of the offense, N.C.G.S. § 15A-2000(f)(2), this Court has
stated:
Defendant's mental and emotional state at the time of
the crime is the central question presented by the
(f)(2) circumstance. State v. McKoy, 323 N.C. 1,
28-29, 372 S.E.2d 12, 27 (1988), sentence vacated on
other grounds, 494 U.S. 433, 108 L. Ed. 2d 369 (1990). The use of the word disturbance in the (f)(2)
circumstance shows the General Assembly intended
something more . . . than mental impairment which is
found in another mitigating circumstance [N.C.G.S. §
15A-2000(f)(6)]. State v. Spruill, 320 N.C. 688, 696,
360 S.E.2d 667, 671 (1987), cert. denied, 486 U.S.
1061, 100 L. Ed. 2d 934 (1988).
State v. Geddie, 345 N.C. 73, 102-03, 478 S.E.2d 146, 161 (1996),
cert. denied, 522 U.S. 825, 139 L. Ed. 2d 43 (1997).
In this case defendant's expert witness, Dr. Tyson,
testified that defendant didn't suffer from an impairing mental
disorder such as psychosis or mental retardation, any condition
that would have grossly impaired his ability to function on a day
to day basis. However, Dr. Tyson further opined that defendant
had primitively developed skills for emotional expression, social
connection, and adult functioning as a result of the early onset
of chronic substance dependence. Dr. Tyson concluded that the
combination of substance dependence and the impoverished skills
for adult functioning combined such that his ability to think
through his behavior, to consider the consequences of his
actions, to reasonably plan or to understand and appreciate the
connection between his actions and consequent events would have
been impaired at the time of the offense. Dr. Tyson opined that
defendant's impoverished skills for functioning in adult life
were in large part the result of the early onset of substance
dependence and the ongoing substance dependence into his adult
life.
After considering the above testimony, the trial court
refused to submit the (f)(2) mitigating circumstance, that
defendant was under the influence of mental or emotional
disturbance at the time of the offense, choosing instead to
submit the (f)(6) mitigating circumstance, that the capacity ofdefendant to appreciate the criminality of his conduct or to
conform his conduct to the requirements of the law was impaired.
Defendant urges this Court to hold that the testimony was
sufficient to warrant submission of the (f)(2) mitigating
circumstance. We decline to do so.
Defendant contends that this case is similar to State v.
Greene, 329 N.C. 771, 408 S.E.2d 185 (1991), in which the Court
found the evidence to be sufficient to submit the (f)(2)
mitigator where the evidence showed that the defendant's organic
brain damage had left him with little foresight and poor impulse
control and that these deficiencies were exacerbated by alcohol
consumption. Id. at 775, 408 S.E.2d at 186-87. According to an
expert witness, the defendant was likely to lose control and act
violently when aroused by anger or frustration. Id. at 775, 408
S.E.2d at 187. After consuming alcohol, the defendant killed his
father out of anger over the possibility of being disinherited.
Id. at 775, 408 S.E.2d at 186.
We do not find Greene to be controlling in this case. The
evidence in Greene showed that the defendant may have been under
an emotional disturbance at the time of the crime, rather than
just having general emotional or mental impairments. There, the
defendant's mental problems, when coupled with his drinking and
anger at his father, led to an overwhelming emotional disturbance
at the time of the crime. By contrast, nothing in the evidence
in the present case suggests that defendant suffered any
emotional or mental disturbance at the time of the offense beyond
his general mental deficiencies.
In our view this case is analogous to Geddie, 345 N.C. 73,
478 S.E.2d 146. In Geddie the defendant relied upon experttestimony that he lacked coping skills, was a substance abuser,
and was a victim of child abuse in contending that the (f)(2)
mitigator should have been submitted. Id. at 102, 478 S.E.2d at
161. Finding the evidence insufficient, this Court held that the
evidence presented in support of the (f)(2) mitigator did not
show that the defendant was under the influence of a mental or
emotional disorder or disturbance at the time of the crime. Id.
at 103, 478 S.E.2d at 161. The Court further approved the trial
court's submission of the (f)(6) mitigator rather than the (f)(2)
mitigator based on this evidence. Id. at 102, 478 S.E.2d at 161.
The evidence presented in this case tended to show that
defendant's impoverished skills, which resulted from chronic
substance abuse, led to poor impulse control and a failure to
understand the consequences of his actions. Thus, as we held in
Geddie, we hold that this evidence showed diminished capacity
rather than any mental disturbance at the time of the killing.
Defendant emphasizes that, when asked whether this murder
was committed while defendant was under the influence of a mental
or emotional disturbance at the time, Dr. Tyson responded, Yes.
. . . Both marijuana abuse and alcohol dependence are considered
mental disorders. He also would have been seen as suffering from
a personality disorder, a failure to develop adult functioning
skills at the time of the offense. Dr. Tyson later explained
that [a]lcohol dependence and marijuana or cannabis abuse are
both listed as mental disorders in the Diagnostic and Statistical
Manual of the American Psychiatric Association.
Notwithstanding the American Psychiatric Association's
listing alcohol and drug abuse as mental disorders, this Court
has consistently held that voluntary intoxication is not a mentaldisturbance for purposes of the (f)(2) mitigating circumstance.
See, e.g., Geddie, 345 N.C. at 103, 478 S.E.2d at 161-62. As
discussed above the evidence in this case did not establish a
mental or emotional disturbance supporting submission of the
(f)(2) mitigator. On this record the trial court did not err by
failing to submit the (f)(2) mitigating circumstance and
submitting instead the (f)(6) mitigating circumstance for the
jury's consideration. See State v. Syriani, 333 N.C. 350, 395,
428 S.E.2d 118, 142-43 (holding that (f)(6) applies where there
is evidence of some mental disorder . . . to the degree that it
affected the defendant's ability to understand and control his
actions.), cert. denied, 510 U.S. 948, 126 L. Ed. 2d 341 (1993).
Accordingly, we find this assignment of error to be without
merit.
[4]Defendant next argues that the trial court erred in
allowing the prosecutor to offer a victim-impact statement that
exceeded the allowable scope of such statements. Defendant
objected to the testimony of the victim's older brother, who
testified that the victim was easygoing; gave everything
110 percent; wanted to make something of himself; and was
loving, kind, and respectful. The witness further testified that
the victim had accepted Jesus Christ after a neighbor died of a
heart attack and that the victim left a favorable impression on
everyone he met.
Victim-impact evidence is admissible in a capital sentencing
proceeding unless the evidence is so unduly prejudicial that it
renders the trial fundamentally unfair. Payne v. Tennessee, 501
U.S. 808, 825, 115 L. Ed 2d 720, 735 (1991). The victim-impact
statement may flesh[] out the humanity of the victim so long asit does not go too far. State v. Reeves, 337 N.C. 700, 7
23, 448
S.E.2d 802, 812 (1994), cert. denied, 514 U.S. 1114, 131 L. Ed.
2d 860 (1995). The prosecutor cannot ask the jury to impose the
death penalty because the victim was a good person. Id.
Defendant argues that the testimony in this case went too far as
it implied that anyone who kills a well-mannered young man who
has accepted Jesus Christ is more deserving of the death penalty
than someone whose victim has not made such a religious choice.
We disagree.
The testimony in question constituted a small portion of the
State's overall case and did no more than 'remind[] the
sentencer that . . . the victim is an individual whose death
represents a unique loss to society and in particular to his
family.' Payne, 501 U.S. at 825, 115 L. Ed. 2d at 735 (quoting
Booth v. Maryland, 482 U.S. 496, 517, 96 L. Ed. 2d 440, 457
(1987) (White, J., dissenting), overruled by Payne, 501 U.S. 800,
115 L. Ed. 2d 720). The fleeting comment regarding the victim's
acceptance of Jesus Christ briefly addressed the religious facet
of the victim's life and did not inflame the jury to sentence
defendant to death because the victim was a Christian. The
testimony as a whole showed that the victim was a living human
being with aspirations, fears, a family, and friends. This
testimony did not go beyond the bounds of proper victim-impact
evidence. See State v. Bowman, 349 N.C. 459, 478, 509 S.E.2d
428, 439-40 (1998), cert. denied, 527 U.S. 1040, 144 L. Ed. 2d
802 (1999). This assignment of error is overruled.
PRESERVATION ISSUE
Defendant raises one additional issue that he concedes has
previously been decided contrary to his position by this Court: whether the especially heinous, atrocious, or cruel aggravating
circumstance, N.C.G.S. § 15A-2000(e)(9), is unconstitutionally
vague and overbroad.
Defendant raises this issue for purposes of urging this
Court to reexamine its prior holdings. We have considered
defendant's arguments on this issue and conclude that defendant
has demonstrated no compelling reason to depart from our prior
holdings. This assignment of error is overruled.
PROPORTIONALITY
[5]Finally, defendant argues that the death sentence
imposed in this case is disproportionate to the sentences imposed
in similar cases, considering both the crime and the defendant.
This Court has the exclusive statutory duty in capital cases to
review the record and determine: (i) whether the record supports
the aggravating circumstances found by the jury; (ii) whether the
death sentence was entered under the influence of passion,
prejudice, or any other arbitrary factor; and (iii) whether the
death sentence is excessive or disproportionate to the penalty
imposed in similar cases, considering both the crime and the
defendant. N.C.G.S. § 15A-2000(d)(2). Having thoroughly
reviewed the record, transcripts, and briefs in the present case,
we conclude that the record fully supports the aggravating
circumstance found by the jury. Likewise, we find no suggestion
that the sentence of death was imposed under the influence of
passion, prejudice, or any other arbitrary consideration.
Accordingly, we turn to our final statutory duty of
proportionality review.
[6]Defendant was found guilty of first-degree murder based
on premeditation and deliberation. At the conclusion ofdefendant's sentencing proceeding, the jury found the only
aggravating circumstance submitted: that the murder was
especially heinous, atrocious, or cruel. N.C.G.S. §
15A-2000(e)(9).
The jury found two statutory mitigating circumstances: that
defendant has no significant prior criminal history, N.C.G.S. §
15A-2000(f)(1), and that the capacity of defendant to appreciate
the criminality of his conduct or to conform his conduct to the
requirements of the law was impaired, N.C.G.S. § 15A-2000(f)(6).
Two additional statutory mitigating circumstances were submitted
to but not found by the jury: the age of defendant at the time
of the crime, N.C.G.S. § 15A-2000(f)(7), and the catchall
statutory mitigating circumstance, N.C.G.S. § 15A-2000(f)(9). Of
the eleven nonstatutory mitigating circumstances submitted, the
jury found that three had mitigating value: (i) that defendant
has no prior history of violence or violent acts, (ii) that
defendant has behaved well while in confinement, and (iii) that
defendant has shown remorse.
We begin our analysis by comparing this case to those cases
in which this Court has determined the sentence of death to be
disproportionate. We have determined the death penalty to be
disproportionate on seven occasions. State v. Benson, 323 N.C.
318, 372 S.E.2d 517 (1988); State v. Stokes, 319 N.C. 1, 352
S.E.2d 653 (1987); State v. Rogers, 316 N.C. 203, 341 S.E.2d 713
(1986), overruled on other grounds by State v. Gaines, 345 N.C.
647, 483 S.E.2d 396, cert. denied, 522 U.S. 900, 139 L. Ed. 2d
177 (1997), and by Vandiver, 321 N.C. 570, 364 S.E.2d 373; State
v. Young, 312 N.C. 669, 325 S.E.2d 181 (1985); State v. Hill, 311
N.C. 465, 319 S.E.2d 163 (1984); State v. Bondurant, 309 N.C.674, 309 S.E.2d 170 (1983); State v. Jackson, 309 N.C. 26, 305
S.E.2d 703 (1983).
Of the seven cases in which we have held the death sentence
to be disproportionate, only Stokes and Bondurant involved the
especially heinous, atrocious, or cruel aggravating circumstance.
See State v. Spruill, 338 N.C. 612, 664, 452 S.E.2d 279, 307
(1994), cert. denied, 516 U.S. 834, 133 L. Ed. 2d 63 (1995). The
case at hand is distinguishable from Stokes in that the Court in
Stokes emphasized that the record was devoid of evidence
suggesting that the defendant was the ringleader. Stokes, 319
N.C. at 21, 352 S.E.2d at 664. In this case defendant acted on
his own and is solely responsible for his crime. Furthermore,
the defendant in Stokes was only seventeen years old at the time
of the crime, id.; whereas, defendant in this case was twenty
years old at the time of the crime. We have previously
distinguished Stokes on this basis. Robinson, 342 N.C. at 89,
463 S.E.2d at 227 (holding Stokes distinguishable where the
defendant was twenty-one years old).
This case also differs substantially from Bondurant, where
the defendant immediately exhibited remorse and concern for the
victim by seeking medical treatment. Bondurant, 309 N.C. at 694,
309 S.E.2d at 182-83. Significantly, in the case at hand
defendant exhibited no such remorse, deciding instead to further
assault and taunt his dying victim after the shooting.
We also consider cases in which this Court has found the
death penalty proportionate; however, we will not undertake to
discuss or cite all of those cases each time we carry out that
duty. State v. McCollum, 334 N.C. 208, 244, 433 S.E.2d 144, 164
(1993), cert. denied, 512 U.S. 1254, 129 L. Ed. 2d 895 (1994).
Defendant was convicted of first-degree murder on the basis of
premeditation and deliberation. We have noted that '[t]hefinding of premeditation and deliberation indicates a more cold-
blooded and calculated crime.' State v. Mitchell, 353 N.C. 309,
331, 543 S.E.2d 830, 834 (2001) (quoting State v. Artis, 325 N.C.
278, 341, 384 S.E.2d 470, 506 (1989), sentence vacated on other
grounds, 494 U.S. 1023, 108 L. Ed. 2d 604 (1990)). Furthermore,
this Court has held that the (e)(9) aggravating circumstance,
standing alone, is sufficient to support a sentence of death.
State v. Bacon, 337 N.C. 66, 110 n.8, 446 S.E.2d 542, 566 n.8
(1994), cert. denied, 513 U.S. 1159, 130 L. Ed. 2d 1083 (1995).
Although the presence of the (e)(9) aggravating circumstance is
not determinative in itself, it is an indication that the death
sentence was neither excessive nor arbitrary. State v. Moseley,
338 N.C. 1, 64, 449 S.E.2d 412, 450 (1994), cert. denied, 514
U.S. 1091, 131 L. Ed. 2d 738 (1995).
Defendant cites numerous cases in which either a jury
returned a sentence of life imprisonment or a judge imposed a
life sentence when the jury could not reach a unanimous
sentencing recommendation. Defendant claims these cases are
factually similar to or substantially more heinous, atrocious, or
cruel than the case at bar. Such factual similarity, however, is
only one part of our proportionality review.
[T]he fact that in one or more cases factually similar
to the one under review a jury or juries have
recommended life imprisonment is not determinative,
standing alone, on the issue of whether the death
penalty is disproportionate in the case under
review. . . . [S]imilarity of cases, no matter how
many factors are compared, will not be allowed to
become the last word on the subject of proportionality
rather than serving as an initial point of inquiry.
[State v. Williams, 308 N.C. 47, 80-81, 301 S.E.2d 335,
356, cert. denied, 464 U.S. 865, 78 L. Ed. 2d 177
(1983).] . . . [T]he constitutional requirement of
individualized consideration as to proportionality
[can] only be served if the issue of whether the death
penalty [is] disproportionate in a particular caseultimately rest[s] upon the experienced judgments of
the members of this Court, rather than upon mere
numerical comparisons of aggravators, mitigators and
other circumstances. Further, the fact that one, two,
or several juries have returned recommendations of life
imprisonment in cases similar to the one under review
does not automatically establish that juries have
consistently returned life sentences in factually
similar cases.
State v. Green, 336 N.C. 142, 198, 443 S.E.2d 14, 46-47, cert.
denied, 513 U.S. 1046, 130 L. Ed. 2d 547 (1994). While the cases
cited by defendant give us a point of initial inquiry, our
statutory task of proportionality review requires us to make our
ultimate determination on the totality of circumstances, not
solely on similarities to isolated cases where a jury returned a
life sentence.
We conclude that the present case is more similar to certain
cases in which we have found the sentence of death proportionate
than to those in which we have found the sentence
disproportionate or those in which juries have consistently
returned recommendations of life imprisonment. Accordingly,
after considering all the circumstances including the senseless
nature of this murder and defendant's shocking behavior as the
victim lay dying, the experienced judgment of this Court is that
the death sentence is not disproportionate in this case.
Defendant received a fair trial and capital sentencing
proceeding, free from prejudicial error; and the death sentence
in this case is not disproportionate. Accordingly, the judgment
of the trial court is left undisturbed.
NO ERROR.
Footnote: 1 Our research discloses that Micros
oft Bookshelf (1995 ed.)
utilized American Heritage Dictionary (3d ed.) as its source. We
have verified the definition using American Heritage Dictionary
(3d ed.).
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