All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Car olina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the North Carolina Reports and North Carolina Court of Appeals Reports, the latest print version is to be consid ered authoritative.
1. Homicide--first-degree murder--short-form indictment
The short-form murder indictments used to charge defendant with two counts of first-degree murder
were constitutional and defendant has presented no compelling reason why the Supreme Court should
reexamine this issue.
2. Constitutional Law--due process--effective assistance of counsel--adequate period for preparation
of case for trial
A defendant was not denied his rights to due process and effective assistance of counsel in a first-degree
murder prosecution even though defendant's case was called for trial only twenty-seven days after assistant
counsel was appointed, because: (1) defendant did not object at trial to the brevity of time for assistant counsel
to prepare, nor did he move for a continuance; (2) the Supreme Court will not consider constitutional arguments
raised for the first time on appeal; (3) the change in assistant counsel did not affect defendant's ability to object
to this alleged error since the same lead counsel represented defendant from counsel's initial appointment until
the trial began over a year later; and (4) plain error review has been applied only to jury instructions and
evidentiary rulings, and even if it did apply, merely referring to the trial court's action as plain error in the
assignment of error without supporting argument is insufficient to invoke this analysis. N.C.G.S. § 7A-450(b1);
N.C. R. App. P. 10(b)(1).
3. Homicide--first-degree murder--failure to instruct on lesser-included offense
The trial court did not err in a first-degree murder prosecution by failing to instruct the jury on the lesser-
included offense of second-degree murder, because: (1) even if the evidence was sufficient to permit a jury to
rationally determine that defendant acted without premeditation and deliberation, submission of second-degree
murder would not necessarily be mandated in this case where defendant was also found guilty on the basis of
felony murder; (2) even if it were assumed that defendant did not commit robbery or attempted robbery, the
evidence was undisputed that defendant acted in concert with his coparticipant and that the coparticipant
committed robbery; (3) the evidence would not permit a rational jury to find that defendant was not engaged in
the commission of a felony at the time of the murders since under a theory of acting in concert defendant would
also be guilty of robbery with a dangerous weapon regardless of whether he actually committed or attempted to
commit the robbery himself; and (4) no evidence supports a conclusion that defendant had withdrawn from a
common plan with his coparticipant to commit robbery with a dangerous weapon.
4. Homicide--first-degree murder--trial court changed mind on submission of second-degree murder
The trial court did not err in a first-degree murder prosecution by originally agreeing to instruct on
second-degree murder and then, after defense counsel had begun closing arguments, directing defense counsel to
tell the jury that the trial court had changed its mind and would not submit second-degree murder, because: (1)
the trial court's ruling did not express the judge's opinion on the issue of premeditation and deliberation to the
jury since the court merely offered that counsel could blame the incorrect argument on the court's ruling, and
counsel could have chosen instead to claim that he had been mistaken; (2) defendant's strategic choice to reveal
the trial court's ruling to the jury was not error entitling him to relief since a defendant cannot claim to be
prejudiced by his own conduct, N.C.G.S. § 15A-1443(c); (3) the error would at most have revealed to the jury
only that the trial court did not agree that the evidence supported a finding that defendant committed second-
degree murder, and the jury was made aware that the action was required by law and was not based on the
judge's opinion of the facts the jury was to decide; (4) counsel actually told the jury that the State had caused the
circumstances that led the judge to be unable to submit second-degree murder; and (5) defendant fails to explain
how he was prejudiced given the brevity of defense counsel's comments, and defendant was not discredited by
the contradiction.
5. Constitutional Law--due process-right to a fair trial--effective assistance of counsel--correction of
misstatement in closing argument
The trial court did not violate defendant's rights to due process, a fair trial, and effective assistance of
counsel in a first-degree murder prosecution by ordering defense counsel to tell the jury after defendant's
closing argument was completed that one can commit armed robbery upon a person who is dead, because: (1)
defendant did not object to the trial court's ruling at trial and made no argument raising a constitutional issue to
the trial court; (2) plain error review is generally limited to jury instructions and evidentiary rulings, and even if
this review were available, defendant has failed to specifically allege and argue plain error; (3) defendant is
unable to show any prejudice from the alleged error since counsel's statements could have misled a jury to think
that robbery cannot be committed where the victim is dead; and (4) by being allowed to tell the jury himself,
counsel had the opportunity to minimize the damage to his credibility created by the correction.
6. Homicide--requested instruction--imperfect self-defense
The trial court did not err in a first-degree murder prosecution by denying defendant's motion for his
requested instruct on imperfect self-defense, because: (1) self-defense, perfect or imperfect, is not a defense to
first-degree murder under the felony murder theory, and only perfect self-defense is applicable to the underlying
felonies; and (2) no evidence tended to negate that defendant committed robbery with a dangerous weapon by
acting in concert with his coparticipant.
7. Appeal and Error--preservation of issue--type of gun--distance gun fired
Defendant did not preserve for appeal the admission over objection of an SBI agent's testimony that a
six inch barrel gun could have been used during commission of the crimes at a distance of less than three feet
from the victim, because: (1) defendant chose to withdraw his objection; and (2) defendant failed to allege plain
error to this issue.
8. Constitutional Law--right to remain silent--evidence of defendant's invocation of right
The trial court did not err in a first-degree murder prosecution by admitting evidence that defendant
exercised his right to remain silent, because: (1) the record discloses that at the time defendant invoked his right
to remain silent, he had already admitted to the officers that he had committed the armed robbery and disposed
of the gun; (2) the prosecutor never implied that defendant's statement was an admission of guilt; and (3) it
cannot be said as a matter of law that a reasonable probability exists that the outcome of the trial would have
been different had the trial court not admitted into evidence defendant's invocation of his right to remain silent.
9. Criminal Law--restraint of defendant during trial--shackle or leg brace--safety
The trial court did not abuse its discretion in a first-degree murder prosecution by ordering, over
defendant's objection, that defendant be restrained throughout the trial with either a shackle or a leg brace for
safety reasons, because: (1) an officer testified that officers had a lot of trouble with defendant while he was in
jail, including his involvement in at least two fights; (2) the trial court considered the seriousness of the charges
against defendant, and made the ultimate determination on the issue after hearing the officer's testimony; and
(3) nothing in the record supports a conclusion that the restraint violated defendant's constitutional rights since
defendant was restrained by a leg brace hidden under his clothing, and the trial court allowed defendant to walk
to the witness stand outside the presence of the jury to avoid any possible prejudice.
10. Homicide--first-degree murder--motion to dismiss--sufficiency of evidence
The trial court did not err by denying defendant's motion to dismiss the charge of first-degree murder as
to one of the victims on the basis that the evidence was allegedly insufficient to find that either defendant or his
coparticipant fired the bullet that caused that victim's death, because the evidence viewed in the light most
favorable to the State reveals that: (1) two of the bullets recovered from the victim store clerk's body were .38-
caliber, which could not have been fired from the other store clerk's or the coparticipant's handgun, and that one
of those bullets was consistent in weight, caliber, brand, and design with the bullets later found in defendant's
jacket pocket; and (2) substantial circumstantial evidence rising above mere suspicion and conjecture exists to
show that the third fatal bullet was also fired from defendant's gun rather than by the other store clerk.
11. Sentencing--aggravating factor--armed robbery--carrying concealed weapon
The trial court did not err by aggravating defendant's armed robbery sentence by finding that he was
carrying a concealed weapon, because: (1) the trial court's written findings clarify that the trial court actuallyconsidered a prior convic
tion for carrying a concealed weapon as an aggravating factor instead of defendant's
carrying of a concealed weapon in the present case; and (2) the trial court's misspoken oral finding is not
controlling where the more carefully crafted and deliberate written finding required by the Fair Sentencing Act
under N.C.G.S. § 15A-1340.4(b) reveals that the trial court actually relied upon a different proper aggravating
factor.
Justice BUTTERFIELD concurring.
On writ of certiorari pursuant to N.C.G.S. § 7A-32(b) to review
judgments imposing sentences of life imprisonment entered by Burroughs, J.,
on 7 April 1995 in Superior Court, Cleveland County, upon jury verdicts
finding defendant guilty of two counts of first-degree murder. On 31 July
2001, the Supreme Court allowed defendant's motion to bypass the Court of
Appeals as to his appeal of additional judgments. Heard in the Supreme
Court 17 October 2001.
Roy A. Cooper, Attorney General, by Robert C. Montgomery, Assistant
Attorney General, for the State.
Staples Hughes, Appellate Defender, by Charlesena Elliott Walker,
Assistant Appellate Defender, for defendant-appellant.
PARKER, Justice.
Defendant Christopher Lamar Wilson was indicted for the first-degree
murders of C. Ervin Lovelace and Hugh Wayne Marcrum, robbery with a
dangerous weapon, and conspiracy to commit robbery with a dangerous weapon.
Defendant was tried capitally and was found guilty of two counts of first-
degree murder on the basis of premeditation and deliberation and under the
felony murder rule. He was also found guilty of robbery with a firearm and
conspiracy to commit robbery with a firearm. Following a capital
sentencing proceeding, the jury recommended sentences of life imprisonment
for the murder convictions. Accordingly, the trial court sentenced
defendant to two sentences of life imprisonment to be served consecutively;
the trial court also sentenced defendant to consecutive terms of forty
years' imprisonment for the robbery with a firearm conviction and ten
years' imprisonment for the conspiracy to commit robbery with a firearm
conviction. The State's evidence tended to show that on 30 November 1993,
Cassandra Adams drove defendant; defendant's ex-girlfriend, Ashley Dye; and
Shalan Wilson (Shalan) to a fast-food restaurant. After Adams got her
food, she and Dye sat on the hood of the car talking while defendant and
Shalan talked to another man, Derrick Floyd, off to the side of the car.
Dye told Adams that she knew what [defendant] and [Shalan] had been doing
and that they should rob Little Dan's, a convenience store located in Kings
Mountain, North Carolina, as the camera was broken, they did not have a
security system and they did not have a red button beside the cash
register.
Later that day defendant told Dye that he had overheard her earlier
statements about Little Dan's and asked her for more details. Dye
reiterated the information; she added that the store had no safe and that
the cash was kept in a bag behind a curtain underneath the cash register.
Dye also stated that the next night, 1 December 1993, two women would be
working and would not have a gun in the store. Dye further told defendant
that if a man was working, he would have a gun. Defendant asked Dye where
the gun would be if the man was working, and Dye responded that it would be
under the cash register. After driving around for a time, Adams took
Shalan, defendant, and Dye to their respective homes.
On 2 December 1993 Adams, Dye, and defendant spoke together on the
telephone. Dye asked if Adams was still going to do that tonight. Adams
stated that she had not made up her mind yet. Adams picked up defendant in
her mother's car around 9:00 p.m. that evening and told defendant that she
was scared and did not want to go through with the robbery. Adams and
defendant drove to Shalan's home, where Adams told Shalan that she was
scared and [she] thought something was going to go wrong, and [she] didn't
want to do it. Shalan started waving his arms around and told Adams
that they were going to go through with the robbery as planned and that she
was not going to chicken out on him. Adams, defendant, and Shalan thengot into the car, whereupon Adams noticed that Shalan ha
d a black nine-
millimeter gun and a pair of gloves with him.
Adams, defendant, and Shalan then drove around for awhile,
unsuccessfully attempting to locate Dye. They drove to Little Dan's, but
Adams again became worried upon seeing the number of cars in the parking
lot. Adams continued past Little Dan's and looked for Dye at an apartment
complex near the convenience store. Again unsuccessful in her attempt to
locate Dye, Adams drove past Little Dan's to a truck stop to buy gloves for
defendant, noting that all of the cars in the Little Dan's parking lot were
now gone. Adams then drove defendant and Shalan past Little Dan's again to
see how many cars were in the parking lot. Adams turned the car around and
let defendant and Shalan out of the car, then drove away to a nearby road.
After a short time Adams drove back to Little Dan's and saw defendant
and Shalan running toward the car. After defendant and Shalan got back
into the car, Adams began driving towards Gastonia, North Carolina. At
that point she noticed that defendant had a .38-caliber gun with him and
that Shalan had another gun, a silverish, shiny revolver. When she asked
what had happened, defendant stated: He tried to play hero[,] and I had
to pop him. Adams asked defendant whether the man was dead; and defendant
replied, They're dead. At this point Adams realized for the first time
that two men were dead. Adams then drove defendant and Shalan back to
their respective homes.
Earlier that evening, in response to information from a store employee
that an attempted holdup might happen at Little Dan's that night,
officers with the Kings Mountain Police Department alerted the store clerks
and began surveillance of the store. The record is unclear as to who
relayed this information to the police department. Officer Ron Creech went
to Little Dan's with his partner, Officer Tessneer, around 10:15 p.m. on
2 December 1993. The officers began their shift surveilling the store from
their car, which was parked two to three hundred yards from the store. After watching the store for approximately forty minutes, the office
rs
noticed two black men come around the corner of the store and trot to the
front door, crouching below the front windows. In response to this
suspicious activity, the officers called for backup and began driving
toward the store. The two men exited the store after approximately ten
seconds, running in the opposite direction from which they had come. The
officers lost sight of the men and began searching for them. Unable to
locate the men, the officers returned to Little Dan's, where the backup
units were arriving. The backup units continued searching for the suspects
while Officers Creech and Tessneer entered the store to check on the
clerks. The officers discovered the dead bodies of both clerks on the
floor behind the counter.
The victims had been shot in numerous places, and the crime scene
investigators observed blood on and around the bodies. The investigators
also noticed a bullet fragment near one victim's head, a copper-jacketed
bullet on the floor in a shopping aisle of the store, and a nine-millimeter
Luger shell casing on the floor behind the other victim; an empty brown
leather holster was also found underneath this victim.
The pathologist who performed the autopsy on victim Marcrum discovered
three gunshot wounds: one bullet entered the right cheek, broke the
mandible, and exited through the neck. A second bullet entered the right
side of the back, hit the collarbone, and lodged at the base of the neck.
A third bullet also entered the right side of the back; perforated the
right lung, the aorta, the trachea, and the left lung; then lodged in the
left shoulder. The pathologist opined that the third gunshot described
above caused the victim's death.
The autopsy on victim Lovelace was performed by another pathologist,
who discovered six gunshot wounds: one bullet entered the right temple and
lodged in the brain, a second entered the left side of the face and lodged
in the left side of the head, a third entered through the left lip andexited through the jaw, a fourth entered and lodged in the chest, a f
ifth
went through the right wrist, and a sixth went through the left hand. The
wound to the left hand was caused by a bullet fired from a range of less
than four or five inches; whereas, the wound to the right wrist was caused
by a bullet fired from less than thirty inches away. The pathologist
further opined that the bullet entering the victim's brain was the cause of
death.
While the record is unclear as to how officers came to suspect that
defendant and Shalan were involved in the murders, on the morning of
3 December 1993 investigators went to defendant's home with warrants for
his arrest. Defendant was taken into custody and consented to allow
investigators to search the home. The investigators located a jacket
belonging to defendant with three .38-caliber shells in one pocket. When
asked where the gun was, defendant responded that he had thrown it out the
window of the car on an entrance ramp to Interstate 85 after the robbery.
Defendant was then taken to the police station, where he made a statement
to the investigators. Officers were unable to locate the gun during a
later search of the area indicated by defendant.
Also on the morning of 3 December 1993 investigators served an arrest
warrant on Shalan. When they took Shalan into custody, investigators
discovered a loaded Smith and Wesson nine-millimeter semiautomatic pistol
between the mattress and box spring of the bed on which Shalan had been
lying. A later search of Shalan's residence revealed a Colt Diamondback
.38-caliber revolver in a foot locker. Danny Goforth, the owner of Little
Dan's, testified that the Colt revolver found in Shalan's home belonged to
Goforth and had been taken from its normal location behind the counter at
Little Dan's.
A forensic firearms and tool-mark examiner from the State Bureau of
Investigation determined that the copper-jacketed bullet found in an aisle
in the store and the nine-millimeter casing found behind victim Marcrum'sbody were fired from the nine-millimeter Luger semiautomatic pisto
l seized
from Shalan's home. The investigator further determined that the
.38-caliber bullets retrieved from victim Lovelace's face and chest and
from victim Marcrum's chest and shoulder could not have been fired from the
gun stolen from Little Dan's or from Shalan's nine-millimeter; however,
these bullets were consistent with the three bullets discovered in
defendant's jacket. The investigator further opined that, based on his
analysis of holes in the victims' clothing, the two gunshots to Marcrum's
back and the gunshot to Lovelace's chest were fired from less than three
feet away.
Defendant took the stand in his own defense and testified that he
first heard about Little Dan's around 29 or 30 November 1993 when Adams
told him it would be easy to rob. On 2 December 1993 Adams drove defendant
and Shalan to various locations around Kings Mountain, finally stopping to
let the two men exit the car near Little Dan's. Defendant had a
.38-caliber pistol in his right pocket as he and Shalan approached the
store. When defendant and Shalan entered the store, the clerk ducked below
the counter and reappeared with a gun. At this point defendant's gun was
still hanging out of his pocket. Defendant testified that everybody
started shooting and admitted that he was shooting; however, he was
uncertain whether Shalan or the clerk was also shooting. Defendant stated
that he shot twice from a range of five to six feet, and the clerk again
ducked behind the counter. When the clerk reappeared, defendant shot at
him again. The clerk ducked behind the counter once more, leaving the gun
on the counter. Defendant then saw another clerk, previously unseen by
defendant. This second clerk reached for the gun on the counter.
Defendant heard another shot and fired another shot himself. Defendant and
Shalan then ran from the store.
Defendant stated that he shot at the first clerk because he thought
the clerk was going to kill him when the clerk initially appeared frombehind the counter with the gun. Defendant further stated that he di
d not
take any money and that he did not go behind the counter. Defendant and
Shalan got back into the car driven by Adams, and defendant threw his
bullets and gun out the window while the car was driving on the entry ramp
to Interstate 85.
On cross-examination defendant testified that on several occasions
when they passed by Little Dan's immediately prior to the murders, they saw
a police car in the parking lot. Defendant denied that Adams bought a pair
of gloves for him at the truck stop shortly before the murders. Defendant
further stated that the plan was for Adams to drive defendant and Shalan to
the store and for them to rob it by merely showing their guns. Defendant
admitted that he and Shalan had committed a similar robbery at a Hardee's
restaurant the night they learned about Little Dan's. On that occasion
upon defendant and Shalan's entering the restaurant, defendant had shown
his gun to the employees without pointing it at anyone; and an employee had
given them money from the register. Defendant testified that he and Shalan
intended the robbery at Little Dan's to proceed in the same manner. On
redirect examination defendant testified that he did not consider running
away when he saw the clerk's gun. To the contrary defendant testified:
[W]henever I saw the gun, I was going to shoot back.
Additional facts will be presented as necessary to discuss specific
issues.
Now, I told you before that I'd talk to you again about the
charge of second degree murder that the judge is not going to
charge you on. He originally said he would. Now, for reasons of
law -- and he certainly has the right to do that -- he's decided
that he cannot charge you on second degree murder.
Defendant contends that he suffered prejudicial error in that the jury
became informed of the court's ruling, made outside its presence, which
caused defense counsel to 'eat his words,' belittle himself and discredit
his own case before the jury. The State argues that these issues were not properly preserved for
appeal under N.C. R. App. P. 10(b)(1). We disagree. The record shows that
counsel objected to the trial court's decision, and counsel's objection
clearly related both to the trial court's decision not to submit the
instruction and the timing of the decision. Counsel stated, We would
OBJECT and EXCEPT, especially in light of the fact that I indicated to the
jury that it would be submitted on second degree. A necessary consequence
of the timing of the ruling was that defense counsel would have to explain
his about-face to the jury. Thus, we hold that counsel's objection was
sufficient to preserve for appeal the timing of the court's ruling and any
prejudice to defendant resulting from counsel's about-face with the jury.
However, as defendant failed to object to this issue on any constitutional
basis at trial, we decline to address any constitutional arguments on this
issue. See Benson, 323 N.C. at 321, 372 S.E.2d at 519.
We first address defendant's contention that the trial court's ruling
expressed the judge's opinion on the issue of premeditation and
deliberation to the jury. A trial judge may not express during any stage
of the trial, any opinion in the presence of the jury on any question of
fact to be decided by the jury. N.C.G.S. § 15A-1222 (1999). In State v.
Allen, 353 N.C. 504, 509-10, 546 S.E.2d 372, 375 (2001), this Court held
that [p]arties in a trial must take special care against expressing or
revealing to the jury legal rulings which have been made by the trial
court, as any such disclosures will have the potential for special
influence with the jurors. The Court in Allen further noted that how the
judge's opinion is conveyed to the jury, 'whether directly or indirectly,
by comment on the testimony of a witness, by arraying the evidence
unequally in the charge, by imbalancing the contentions of the parties, by
the choice of language in stating the contentions, or by the general tone
and tenor of the trial,' is irrelevant. Id. at 510, 546 S.E.2d at 376
(quoting State v. Williamson, 250 N.C. 204, 207, 108 S.E.2d 443, 445(1959)).
Defendant argues that the trial court violated this principle by
directing counsel to explain to the jury that the trial court had changed
its ruling. However, the transcript clearly shows that the trial judge did
not order defense counsel to tell the jury the court's ruling; rather, the
court merely offered that counsel could blame his earlier, now incorrect,
argument on the court's ruling. While the trial court erred in allowing
defense counsel to blame it on the trial court, defendant was not forced
to take that approach as the trial court stated that it would give counsel
plenty of time to correct any previous reference to second-degree murder.
Counsel could have chosen instead to claim that he had been mistaken. As a
defendant cannot claim to be prejudiced by his own conduct, N.C.G.S. §
15A-1443(c) (1999), we decline to hold that defendant's strategic choice to
reveal the trial court's ruling to the jury was error entitling him to
relief. See State v. Jaynes, 353 N.C. 534, 545, 549 S.E.2d 179, 189-90
(2001) (holding that although the trial court erred in allowing a method of
jury selection that violated the jury selection statute, the defendant was
not compelled to participate and, instead, chose to do so voluntarily;
thus, the defendant was prejudiced by his own conduct).
Even were we to assume arguendo that the trial court ordered defendant
to reveal the court's ruling to the jury, or that defendant was essentially
forced to do so by the circumstances created by the trial court, we hold
that defendant was not prejudiced by the error. The error would at most
have revealed to the jury only that the trial court did not agree that the
evidence supported a finding that defendant committed second-degree murder,
which was no longer an issue before the jury. In fact defense counsel told
the jurors that the trial court changed its ruling for reasons of law.
Thus, the jury was made aware that the action was required by law and was
not based on the judge's opinion of the facts the jury was to decide.
Furthermore, by the following arguments counsel actually told the jury thatthe State had caused the circumstances that led the judge to be
unable to
submit second-degree murder:
And about that, I'm going to say that the State has more or
less painted you into a corner and is daring you to come out, and
I'm going to tell you why I say that.
The legislature . . . [has] made a crime -- a law -- that
fits just about every criminal act you can do. There are
thousands of them. The State has some responsibility to charge a
person with the correct crime. . . .
Second degree murder is the unlawful killing of a human
being with malice but without premeditation and deliberation, and
if that murder was done with a deadly weapon, you can infer that
there was malice --
. . . .
. . . The State chose, instead, to charge [defendant] with
first degree murder based on malice, premeditation, deliberation.
First degree murder based on felony murder. . . . That corner
that you're in is that neither of these crimes fit what
[defendant] did. He could have been charged with the correct
crime.
. . . .
. . . There's a calculated gamble here, I believe, that even
though the crimes don't fit, by golly, you'll never let him go.
. . .
. . . .
. . . [I]t would take a lot of strength to find him not
guilty of these offenses. I'm not saying he's not guilty. Not
guilty as charged is what I'm saying.
Thus, from this argument the jury would not deduce that the judge had
expressed his opinion on the facts. Rather, the jury would more likely
conclude that the State had charged defendant with the inappropriate crime
and that, therefore, the trial court could not submit the appropriate
crime. While this argument is in itself an inappropriate statement of the
law inasmuch as a trial court must instruct on second-degree murder as a
lesser-included offense if such instruction is warranted by the evidence,
see Gary, 348 N.C. at 524, 501 S.E.2d at 67, defendant's argument clearly
would have led the jury to think that the trial court's hands were bound by
the State's decision and that, thus, the court's decision did not reflect
its opinion on the matter. Defendant further contends that this case is like Allen, where the
prosecutor stated that the trial court permitted the jury to hear the words
of a witness 'because the Court found they were trustworthy and
reliable. . . . If there had been anything wrong with that evidence, you
would not have heard that.' Allen, 353 N.C. at 508, 546 S.E.2d at 374
(alterations in original). This Court held that the trial court erred in
allowing this argument. The present case is distinguishable from Allen,
however, as the comment in question did not bolster the State's case or
even imply that the trial court had an opinion as to a witness' veracity or
defendant's guilt. Withdrawal of second-degree murder did not imply that
the trial court thought defendant was guilty of first-degree murder.
Moreover, while defendant's brief is replete with general allegations that
the jury's knowledge of the trial court's ruling prejudiced defendant, he
does not explain how defendant was so prejudiced. We conclude that
defendant suffered no prejudice from the jury's knowledge of the court's
ruling.
Defendant further contends that the trial court's reversal of its
prior ruling caused defendant to be discredited before the jury to his
prejudice. Defendant argues that the reversal required defense counsel to
discredit their own earlier argument and appear to be conniving, dishonest
and talking out of both sides of their faces. This change in approach
was, according to defendant, especially prejudicial, as counsel had told
the jurors that he would not intentionally mislead [them].
Defendant had made only two brief references to second-degree murder
in his argument prior to the trial court's decision not to submit the
instruction. First, counsel argued that if the jury were to find defendant
guilty it should be only of second-degree murder rather than first-degree.
Second, counsel mentioned that the verdict sheet would allow the jury to
find defendant guilty of first-degree murder, guilty of second-degree
murder, or not guilty. The significance defense counsel attached to theseprior arguments is reflected in defense counsel's statement that
he had
not really argued second-degree murder to the jury when the trial court
initially considered changing its ruling. Given the brevity of these
comments, any prejudice to defendant caused by the retraction was de
minimus. Counsel had not argued that defendant was guilty of second-degree
murder; he had merely argued that if defendant was guilty of anything, it
was certainly not first-degree murder. Moreover, as noted above defendant
chose to explain his prior argument by telling the jurors that the court
had changed its ruling. Thus, counsel did not appear to go back on their
word not to intentionally mislead [the jurors] or appear to be
conniving, dishonest and talking out of both sides of their faces;
therefore, defendant was not discredited by the contradiction. For these
reasons we are not persuaded that a reasonable possibility exists that the
outcome of the trial would have been different if defendant had not had to
explain to the jury that second-degree murder would not be an option
available to them. See N.C.G.S. § 15A-1443(a). These assignments of error
are overruled.
[5]Defendant next contends that the trial court erred and violated
defendant's state and federal constitutional rights to due process, a fair
trial, and effective assistance of counsel by ordering defense counsel to
tell the jury, after defendant's closing argument was completed, that one
can commit armed robbery upon a person who is dead. Defense counsel had
initially made the following statements to the jury:
One of the elements that the State has to prove just cannot be
overcome, and that is that the defendant obtained the property by
endangering or threatening the life of a person with a firearm.
All of the available evidence shows that these clerks had already
been shot and Shalan was on his way out of the door when he took
that gun. He did not endanger anyone for the purpose of robbing
them of that gun. . . .
. . . And [defendant] did not commit an armed robbery, and
I'm asking you to find that the State did not prove those seven
elements of armed robbery to you beyond a reasonable doubt as far
as it relates to [defendant]. If the State wanted to charge
Shalan with larceny, that's fine. I don't represent Shalan, but
I would argue and contend that he didn't even commit an armedrobbery. He didn't endanger anyone for the purpose of taking a
gun. Those people, by all accounts, as sad as it is, were dead
-- shot when on the way out of the store, Shalan grabbed the gun.
The trial court later told defense counsel that he must tell [the jurors]
that you can commit armed robbery after the person's dead because [counsel]
told them to the contrary, indicating that counsel should clear up any
misconception. Pursuant to the trial court's direction, counsel told the
jury:
During the course of my deliberations with you, I may have
said something that could mislead you with regard to armed
robbery and whether or not an armed robbery can be committed when
a person is dead. And I want to read something for you to clear
that up.
To be found guilty of robbery with a dangerous weapon, a
defendant['s] threatened use or use of a dangerous weapon must
precede or be co-committed [sic] with the taking or be so joined
by time and circumstances with the taking as to be part of one
continuous transaction.
Defendant did not object to the trial court's ruling at trial and made
no argument raising a constitutional issue to the trial court. Thus,
defendant has failed to preserve this issue for appellate review. N.C. R.
App. P. 10(b)(1); see also Benson, 323 N.C. at 322, 372 S.E.2d at 519
(holding that constitutional issues not raised and passed on at trial will
not be considered for the first time on appeal). Defendant further
described the trial court's action as plain error in the assignment of
error, although defendant's argument in the brief does not contend that
this ruling was plain error. However, as noted previously, plain error
review is generally limited to jury instructions and evidentiary rulings.
Davis, 349 N.C. at 29, 506 S.E.2d at 470. Even were plain error review
available for this issue, defendant has failed to specifically allege and
argue plain error. Thus, defendant has failed to preserve this issue for
appeal.
Even had defendant properly preserved this issue for appeal, however,
he is unable to show any prejudice from the alleged error. While counsel
is allowed wide latitude in making arguments to the jury, the trial courtdoes not abuse its discretion by sustaining an objection or otherw
ise
correcting an argument the jury could interpret to misstate the law. State
v. McKoy, 323 N.C. 1, 27, 372 S.E.2d 12, 26 (1988), sentence vacated on
other grounds, 494 U.S. 433, 108 L. Ed. 2d 369 (1990). In this case
counsel's argument likely would have left the jury with the impression that
robbery with a dangerous weapon could not occur where the property was
taken from a dead person. Counsel argued that robbery did not occur
because Shalan took the gun after the clerks were shot and, thus, did not
endanger a life to obtain the property. However, the law is clear that
[a] homicide victim is still a 'person,' within the meaning of a robbery
statute, when the interval between the fatal blow and the taking of
property is short. Pakulski, 319 N.C. at 572, 356 S.E.2d at 325. Thus,
counsel's statements could have misled a jury to think that robbery cannot
be committed where the victim is dead, and the trial court properly sought
to correct any possible confusion.
Defendant's argument that the statements were intended to show that as
to him no robbery occurred in that the plan was aborted during the shooting
and that Shalan took the gun as an afterthought is unpersuasive. First, no
evidence showed that the plan to rob the store was abandoned. Second, the
crux of the issue is not counsel's intent but whether the jury could be led
to misunderstand the law as a result of the statement; clearly, the jury
could be so misled in this case.
Defendant argues that, even if counsel did misstate the law, the trial
court has no authority to delegate its duty to correct the jury's possible
misinterpretation to counsel. Assuming arguendo that the trial court
cannot delegate that duty, we conclude any error in this case was not
prejudicial to defendant. Regardless of who had the duty to correct the
erroneous impression, the statements had to be clarified to prevent the
jury's misapplication of the law. By being allowed to tell the jury
himself, counsel had the opportunity to minimize the damage to hiscredibility created by the correction.
Defendant also argues that the trial court's timing exacerbated the
prejudice as the correction undermined defendant's entire defense.
However, defendant himself contends that counsel was generally arguing that
as to defendant no robbery occurred because the use of force was not done
with the intention of taking the gun and that taking the gun was an
afterthought. The trial court's order to correct any misperceptions as to
the possibility of robbing a dead victim would, therefore, not contradict
the premise of defendant's argument. We hold that defendant has failed to
show prejudice as required by N.C.G.S. § 15A-1443(a). This assignment of
error is without merit and is overruled.
[6]Defendant next contends that the trial court erred by denying
defendant's motion to instruct the jury on imperfect self-defense, thereby
violating defendant's federal and state constitutional rights. The trial
court also overruled defendant's objection to submission of the following
instruction to the jury: [N]either the issue of self defense [n]or death
by accident is available to the defendant, and neither are [sic] to be
considered by you in connection with the accusation of first degree murder
in perpetration of a felony. Defendant argues that the trial court erred
in failing to submit the requested instruction, which was supported by the
evidence.
A trial court must give a requested instruction that is a correct
statement of the law and is supported by the evidence. State v. Conner,
345 N.C. 319, 328, 480 S.E.2d 626, 629, cert. denied, 522 U.S. 876, 139 L.
Ed. 2d 134 (1997). The law of imperfect self-defense is as follows:
[I]f the defendant believed it was necessary to kill the deceased
in order to save himself from death or great bodily harm, and the
defendant's belief was reasonable because the circumstances at
the time were sufficient to create such a belief in the mind of a
person of ordinary firmness, but the defendant, although without
murderous intent, was the aggressor or used excessive force, the
defendant would have lost the benefit of perfect self-defense.
In this situation he would have shown only that he exercised the
imperfect right of self-defense and would remain guilty of at
least voluntary manslaughter.
State v. Bush, 307 N.C. 152, 159, 297 S.E.2d 563, 568 (1982). However,
this Court has stated that [s]elf-defense, perfect or imperfect, is not a
defense to first-degree murder under the felony murder theory, and only
perfect self-defense is applicable to the underlying felonies. State v.
Richardson, 341 N.C. 658, 668, 462 S.E.2d 492, 499 (1995). Thus, to the
extent that defendant contends that a self-defense instruction should have
been submitted as to the first-degree murder charge, under Richardson the
trial court did not err. Likewise, to the extent defendant claims he was
entitled to an instruction on imperfect self-defense as to the robbery
underlying the felony murder, under Richardson defendant was not entitled
to such an instruction.
We have identified three circumstances where self-defense may properly
be utilized in a case involving the felony murder rule:
(i) a reasonable basis upon which the jury may have disbelieved
the prosecution's evidence of the underlying felony, Layne [v.
State], 542 So. 2d [237,] 244 [(Miss. 1989)]; (ii) a factual
showing that defendant clearly articulated his intent to withdraw
from the situation; or (iii) a factual showing that at the time
of the violence the dangerous situation no longer existed,
Gray[v. State], 463 P.2d [897,] 909 [(Alaska 1970)].
State v. Bell, 338 N.C. 363, 387, 450 S.E.2d 710, 723 (1994), cert. denied,
515 U.S. 1163, 132 L. Ed. 2d 861 (1995). Defendant's argument that the
first circumstance existed in the present case is unpersuasive, for as
previously discussed with respect to a second-degree murder instruction, no
evidence tended to negate that defendant committed robbery with a dangerous
weapon by acting in concert with Shalan. Though they are not argued by
defendant, the other two circumstances are equally inapplicable to this
case. We hold, therefore, that the trial court did not err in refusing to
submit the requested instruction to the jury.
[7]Defendant next contends that the trial court erred in overruling
defendant's objections to certain testimony of State Bureau of
Investigation Agent Trochum and in denying defendant's motions to strike
the offending statements. Trochum's testimony in question was that two ofthe bullet holes in the shirt of one victim would have been cause
d by
bullets fired from a distance of less than three feet, given the type of
ammunition and a six inch barrel gun. Defendant contends that the trial
court erred in overruling his objection to this testimony, as the record is
devoid of any evidence that a six inch barrel gun was used during
commission of the crimes; thus, testimony that a six inch barrel gun
would have been fired from less than three feet from the victim was not
relevant. In response to defendant's objection and motion to strike, the
trial court overruled the objection and denied the motion, but stated that
counsel could be heard at lunchtime. At the lunch break, the following
transpired:
THE COURT: Now, what was the objection to the ballistic man
giving an estimate as to the distance the firearm was from the
shirt?
[DEFENSE COUNSEL]: Yes, sir, Your Honor, I withdraw that
objection. He answered the question that I had in mind.
Rather than argue why the trial court should reverse its prior ruling,
defendant chose instead to withdraw his objection. Thus, this issue was
not properly preserved for appeal. See N.C. R. App. P. 10(b)(1).
Moreover, defendant has failed to allege plain error as to this issue.
Accordingly, we decline to address this assignment of error.
[8]Defendant contends next that the trial court erred by admitting
evidence that defendant exercised his right to remain silent guaranteed by
the Fifth Amendment to the United States Constitution. Prior to trial
defendant moved to suppress statements given to law enforcement officers
subsequent to waiving his Miranda rights. The trial court ruled that the
State would be allowed
to introduce the initial statement down through page four of the
transcript where it states, You don't want to talk about how you
got up with them yesterday or anything or what time you got
together and what you done or where you went or who you talked to
or _, and the defendant answered, No. At that point, the tape
will stop.
Defendant asserts that his constitutional right to remain silent wasviolated by this ruling in that the jury was allowed to hear evidence t
hat
defendant exercised that right. Defendant argues that while the trial
court correctly ruled that defendant had invoked his right to remain
silent, it erred in admitting into evidence the words spoken to invoke that
right.
Assuming arguendo that the trial court erred in allowing the jury to
hear defendant's invocation of his right to remain silent, we conclude any
error would have been harmless beyond a reasonable doubt. The record
discloses that at the time defendant invoked his right to remain silent, he
had already admitted to the officers that he had committed the armed
robbery and disposed of the gun. At trial defendant testified that he and
Shalan went to Little Dan's with the intention of robbing the store and
that defendant took part in the shootout that resulted in the victims'
deaths. Moreover, the prosecutor never implied that this statement was an
admission of guilt. See State v. Alexander, 337 N.C. 182, 196, 194, 446
S.E.2d 83, 91, 90 (1994) (holding that the law enforcement officer's
statement that [the defendant] wished not to talk to me was relatively
benign in that the record showed that the prosecutor made no attempt to
emphasize that the defendant did not speak with officers and the evidence
of the defendant's guilt was substantial); State v. Williams, 305 N.C. 656,
674, 292 S.E.2d 243, 255 (noting that the defendant voluntarily answered
some questions and that the State did not [ask the jury to] use the
defendant's request for an attorney to infer guilt), cert. denied, 459
U.S. 1056, 74 L. Ed. 2d 622 (1982). On this record we cannot say as a
matter of law that a reasonable probability exists that the outcome of the
trial would have been different had the trial court not admitted into
evidence defendant's invocation of his right to remain silent. See
N.C.G.S. § 15A-1443(b); see also State v. Robinson, 336 N.C. 78, 114, 443
S.E.2d 306, 323 (1994) (holding that the pertinent inquiry is whether there
is a reasonable probability that a different result would have been reachedabsent the error), cert. denied, 513 U.S. 1089, 130 L. Ed
. 2d 650 (1995).
Accordingly, we hold that the error, if any, was harmless beyond a
reasonable doubt.
[9]By another assignment of error, defendant claims that the trial
court erred in ordering, over defendant's objection, that defendant be
restrained throughout the trial with either a shackle or a leg brace,
thereby violating defendant's federal and state constitutional rights to
due process and a fair trial. Defendant contends that restraint was not
reasonably necessary and that the trial court made this ruling without
hearing any testimony and merely acceded to the bailiff's opinion that
defendant should be restrained.
This Court has stated that:
shackling of the defendant should be avoided because (1) it may
interfere with the defendant's thought processes and ease of
communication with counsel, (2) it intrinsically gives affront to
the dignity of the trial process, and most importantly, (3) it
tends to create prejudice in the minds of the jurors by
suggesting that the defendant is an obviously bad and dangerous
person whose guilt is a foregone conclusion.
State v. Tolley, 290 N.C. 349, 366, 226 S.E.2d 353, 367 (1976). Despite
these concerns,
A trial judge may order a defendant or witness subjected to
physical restraint in the courtroom when the judge finds the
restraint to be reasonably necessary to maintain order, prevent
the defendant's escape, or provide for the safety of persons.
N.C.G.S. § 15A-1031 (1999).
Max Blanton, an officer in charge of defendant, testified that
although there had been no problems with defendant in the courtroom for
hearings, officers had a lot of trouble out of [defendant] while he's been
in jail. Blanton further explained that defendant had been involved in at
least two fights while in jail and had beat [another inmate] up real bad.
After Blanton testified, the trial court ruled as follows:
THE COURT: Okay. Because of the extreme penalty that the
State seeks in this matter and because other pretrial matters
have not addressed the ultimate question of what, if anything,
may be at stake and knowing human nature to be such as it is, for
the safety of the public, for the safety of the jurors, for thesafety of the court personnel, for the safety of the attorneys,
for the safety of the bailiffs and the other people involved in
and around the courthouse, I feel that from a safety standpoint,
shackles or a brace are called for. He has selected the brace.
Over his protest, the brace will be used, and we'll move on from
there.
In light of Blanton's testimony and the court's consideration of the
seriousness of the charges against defendant, the trial court did not abuse
its discretion in concluding that it was reasonably necessary for defendant
to be restrained from a safety standpoint. See State v. Paige, 316 N.C.
630, 645, 343 S.E.2d 848, 857-58 (1986) (holding that a judge may base his
findings supporting the use of restraints upon reliable information which
would not be admissible as evidence at a trial); Tolley, 290 N.C. at 368,
226 S.E.2d at 368 (holding that the court may consider, inter alia, the
seriousness of the present charge against the defendant). Furthermore,
the record is clear that the trial court made the ultimate determination on
the issue after hearing Blanton's testimony; therefore, defendant's
contention that the trial court allowed Blanton to determine whether
defendant should be shackled is meritless.
Finally, we note that nothing in the record supports a conclusion that
the restraint in this case violated defendant's constitutional rights. The
record reveals that defendant was restrained by a leg brace hidden under
his clothing which might have caused him to limp or walk stiff legged and
would lock in place when he sat down and bent his knee. To avoid any
possible prejudice created by the manner in which defendant walked with the
brace, the court allowed defendant to walk to the witness stand outside the
presence of the jury. From outward appearances the brace was so obscured
that the trial court had to be informed that defendant was wearing the
brace when he next entered the courtroom. Under these circumstances, the
likelihood is negligible that use of the leg brace influenced the jury to
conclude that defendant is dangerous and, hence guilty. Clearly, the
device did not demean the dignity of the process. Defendant does not
allege that the restraint interfered with his thought process or hisability to communicate with his counsel. For the foregoing reasons we
hold
that the trial court did not abuse its discretion, and this assignment of
error is overruled.
[10]Defendant next contends that the trial court erred in denying
defendant's motion to dismiss the charge that he murdered Ervin Lovelace on
the basis that the evidence was insufficient to find that either defendant
or Shalan fired the bullet that caused Lovelace's death. In ruling on a
motion to dismiss, the trial court must consider the evidence in the light
most favorable to the State and give the State every reasonable inference
to be drawn therefrom. State v. Lee, 348 N.C. 474, 488, 501 S.E.2d 334,
343 (1998). The State must present substantial evidence of each element of
the offense charged. Id. Substantial evidence is such relevant evidence
as a reasonable mind might accept as adequate to support a conclusion.
State v. Brown, 310 N.C. 563, 566, 313 S.E.2d 585, 587 (1984). If there
is substantial evidence -- whether direct, circumstantial, or both -- to
support a finding that the offense charged has been committed and that the
defendant committed it, the case is for the jury and the motion to dismiss
should be denied, State v. Locklear, 322 N.C. 349, 358, 368 S.E.2d 377,
383 (1988); however, if the evidence is sufficient only to raise a
suspicion or conjecture as to either the commission of the offense or the
identity of the defendant as the perpetrator, the motion to dismiss must be
allowed, State v. Malloy, 309 N.C. 176, 179, 305 S.E.2d 718, 720 (1983).
In this case defendant argues that the evidence was insufficient to
show that either defendant or Shalan, with whom defendant was acting in
concert, fired the bullet that killed Lovelace. Moreover, defendant argues
that it is possible that the other victim fired the bullet that killed
Lovelace, which would be insufficient to charge defendant with the murder.
See State v. Bonner, 330 N.C. 536, 542, 411 S.E.2d 598, 601 (1992) (holding
that there can be no criminal liability for felony murder where, though
defendants engaged in reckless and dangerous conduct, neither they northeir accomplices committed the fatal act). A firearms expert
could
determine only that the bullet that killed Lovelace was larger than a .25-
caliber but could not form an opinion as to what weapon may have fired the
bullet. Defendant argues that, on this evidence, the jury could only
speculate that either defendant or Shalan, and not the other victim, fired
the fatal bullet. However, the evidence, when viewed in a light most
favorable to the State, shows that the other two bullets recovered from
Lovelace's body were .38-caliber, which could not have been fired from the
clerk's or Shalan's gun, and that one of those bullets was consistent in
weight, caliber, brand, and design with the bullets later found in
defendant's jacket pocket. When all the evidence showed that only three
guns were involved, a logical conclusion is that those two bullets removed
from Lovelace's body were fired from defendant's gun. While neither of
these bullets caused the fatal wound, the connection of these two bullets
to defendant's gun constitutes substantial circumstantial evidence that the
third fatal bullet was also fired from defendant's gun. Thus, while a
possibility exists that the fatal bullet was fired by the other clerk,
substantial circumstantial evidence, which rises above mere suspicion and
conjecture, that defendant fired the fatal shot was presented. Therefore,
the trial court did not err in denying defendant's motion to dismiss this
charge.
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