All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Car olina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the North Carolina Reports and North Carolina Court of Appeals Reports, the latest print version is to be consid ered authoritative.
1. Jury--selection--consideration of life sentence--stake-out questions
The trial court did not err in a capital first-degree murder resentencing proceeding by allegedly
preventing defendant from fully exploring whether a prospective juror could consider a life sentence given the
circumstances of this case, including a first-degree burglary conviction, because: (1) stake-out questions based
on a specific aggravating circumstance are improper, and jurors should not be asked what kind of verdict they
would render under certain named circumstances; and (2) defendant could have properly asked whether the
prospective juror could consider all aggravating and mitigating circumstances presented to the jury.
2. Jury--selection--religious views
The trial court did not err in a capital first-degree murder resentencing proceeding by allegedly
preventing defendant from exploring a prospective juror's religious views, because: (1) defendant was prevented
from asking the prospective juror whether he believed in an eye for an eye, rather than whether his religious
views would impair his ability to follow the law; and (2) the fact that one prospective juror volunteers such
personal information in response to a permissible question does not make it proper for counsel to specifically
ask another prospective juror to reveal that same information.
3. Jury--selection--death penalty--bias--voir dire--leading questions
The trial court did not abuse its discretion in a capital first-degree murder resentencing proceeding by
allowing the prosecutor to question prospective jurors in a manner allegedly designed to avoid disclosure of
their bias regarding the death penalty, denying defendant's pretrial motions for individual and sequestered jury
selection, and failing to prevent the prosecutor from asking leading questions during voir dire, because: (1)
defendant does not claim that the prosecutor misstated the law in any way during the prosecutor's opening
comments to the jury venire, and defendant did not object to the statement; (2) it is not error to allow leading
questions during a jury voir dire; (3) defendant has failed to show any specific harm resulting from a collective
voir dire; and (4) nothing prevented the prosecutor from stopping his inquiry once a prospective juror indicated
a propensity to impose death.
4. Sentencing--capital--defendant's argument--someone else committed murder--residual doubt as a
mitigating circumstance
The trial court did not abuse its discretion in a capital first-degree murder resentencing proceeding by
preventing defendant from presenting evidence and arguing during closing arguments that someone else had
committed the murder based on the fact that the evidence was improper as residual doubt, because: (1) although
a jury may not be prevented from considering any aspect of defendant's character or record and any of the
circumstances of the crime as mitigating evidence, this rule in no way mandates reconsideration by capital juries
in the sentencing phase of their residual doubts over a defendant's guilt; (2) defendant was convicted of
premeditated and deliberate first-degree murder, and no evidence tended to show that defendant acted in concert
with another person; (3) defendant may not argue residual doubt as to a basis underlying the first-degree murder
conviction, such as premeditation and deliberation; (4) defendant was not deprived of his right to counsel and
the right to present a defense since counsel was only prevented from making improper arguments to the jury;
and (5) defendant's contention that residual doubt cannot exist in a case before a resentencing jury is meritless.
5. Sentencing--capital--defendant's argument--someone else committed murder--residual doubt as a
mitigating circumstance--State's failure to object to evidence
The trial court did not abuse its discretion in a capital first-degree murder resentencing proceeding by
preventing defendant from arguing during closing arguments that someone else had committed the murder even
though defendant contends the State did not object when the evidence was presented through defendant's
testimony, because: (1) the North Carolina Supreme Court already held that residual doubt is not relevant to
mitigation, and to allow such argument would have served only to confuse the jury and eviscerate the rule
prohibiting presentation of residual doubt as a mitigating circumstance; and (2) any error was harmless beyond areasonable doubt since defe
ndant was not actually prevented from testifying that someone else had committed
the murder.
6. Sentencing--capital--mitigating circumstances--acting under duress or under domination of
another person
The trial court did not abuse its discretion in a capital first-degree murder resentencing proceeding by
failing to submit to the jury the requested statutory mitigating circumstance under N.C.G.S. § 15A-2000(f)(5)
that defendant was acting under duress or under the domination of another person, because: (1) no evidence was
presented to warrant submission of the (f)(5) mitigating circumstance; (2) at most, defendant's testimony shows
his girlfriend suggested commission of the crime and that defendant readily agreed and participated; and (3) the
State's evidence showed that defendant was alone with the victim at the time of the crime.
7. Sentencing--capital--mitigating circumstances--accomplice in or accessory to the capital felony
committed by another person--relatively minor participation
The trial court did not err in a capital first-degree murder resentencing proceeding by failing to submit to
the jury the statutory mitigating circumstance under N.C.G.S. § 15A-2000(f)(4) that defendant was an
accomplice in or accessory to the capital felony committed by another person and that his participation was
relatively minor, because no substantial evidence supported a finding that defendant's participation was minor.
8. Sentencing--capital--nonstatutory mitigating circumstances--remorse--dominated or influenced by
another
The trial court did not err in a capital first-degree murder resentencing proceeding by failing to submit to
the jury the requested nonstatutory mitigating circumstances that defendant told the circumstances surrounding
the murder to explain his sense of remorse and that defendant was dominated or influenced by his girlfriend who
is approximately fifteen years older, because: (1) any error was harmless beyond a reasonable doubt since the
jury heard defendant's testimony supporting the circumstance explaining defendant's sense of remorse, the jury
was able to consider this alleged mitigating evidence and was encouraged to do so by counsel's closing
argument, and the trial court submitted the catchall mitigating circumstance under N.C.G.S. § 15A-2000(f)(9);
and (2) all the evidence considered in the light most favorable to defendant showed that defendant exhibited
strong will with respect to his girlfriend.
9. Sentencing--capital--acting in concert--Enmund/Tison instruction--defendant's state of mind
The trial court did not err in a capital first-degree murder resentencing proceeding by failing to require
the jury to make a factual determination of defendant's state of mind concerning the murder pursuant to an
Enmund/Tison instruction, because: (1) defendant's interpretation would permit a resentencing jury to
completely retry the issue of guilt even though the case was remanded pursuant to a holding that error occurred
only in the sentencing proceeding; and (2) where the guilt-phase jury found defendant guilty of first-degree
murder based on premeditation and deliberation without an instruction on acting in concert, an Enmund/Tison
instruction is not required at sentencing.
10. Constitutional Law--effective assistance of counsel--defense counsel's statement that murder was
especially heinous, atrocious, or cruel--tactical decision
A defendant was not denied his Sixth Amendment right to effective assistance of counsel in a first-
degree murder resentencing proceeding even though defense counsel made the statement during closing
arguments that the murder was especially heinous, atrocious, or cruel, because: (1) the decision to make this
concession was agreed to by defendant and did not fall below the required objective standard of reasonableness;
and (2) the evidence in the case leaves little doubt that this murder was especially heinous, atrocious, or cruel,
and counsel could reasonably have decided upon a strategy of conceding this aggravating circumstance to gain
credibility with the jury.
11. Criminal Law--prosecutor's argument--general deterrence--voice and conscience of community
The trial court did not abuse its discretion in a capital first-degree murder resentencing proceeding by
overruling defendant's objection to the prosecutor's closing argument allegedly urging the jury to consider the
general deterrence value of capital punishment, because the portion of the prosecutor's argument wheredefendant objected urges the jury to
act as the voice and conscience of the community and does not improperly
argue general deterrence.
12. Criminal Law--prosecutor's argument--jury should send a message with its verdict--voice and
conscience of community
The trial court did not abuse its discretion in a capital first-degree murder resentencing proceeding by
failing to intervene ex mero motu during the prosecutor's argument that the jury should send a message with its
verdict to defendant and any who would follow in his footsteps because: (1) although the statement is arguably a
reference to general deterrence, the offending comment was brief and its overall significance to the entire
closing argument was minimal; and (2) the comment was made in the context of a proper voice and conscience
of the community argument.
13. Criminal Law--prosecutor's argument--victim was tortured and begged for her life
The trial court did not abuse its discretion in a capital first-degree murder resentencing proceeding by
failing to intervene ex mero motu during the prosecutor's argument stating that the victim was tortured and
begged for her life, because the prosecutor did not ask the jurors to imagine themselves or a loved one as a
victim, but merely asked them to imagine the fear and pain that the victim must have felt.
14. Criminal Law--prosecutor's argument--home broken into by defendant could have been the home
of the jurors
The trial court did not abuse its discretion in a capital first-degree murder resentencing proceeding by
failing to intervene ex mero motu during the prosecutor's argument stating that the home broken into by
defendant could have been the home of the jurors, because the prosecutor did not ask the jurors to put
themselves in the victim's place, but reiterated the random arbitrariness of the crime.
15. Criminal Law--prosecutor's argument--victim was tortured and begged for her life
The trial court did not err by failing to intervene ex mero motu in a capital first-degree murder
resentencing proceeding by allegedly allowing the prosecutor to inflame the passion of the jury by stating the
victim was forced and literally tortured into giving up the location of her valuables, and probably begged for her
life and asked for mercy, because the statements were reasonable inferences from the evidence.
16. Sentencing--capital--death penalty proportionate
The trial court did not err by imposing the death penalty in a first-degree murder case, because: (1)
defendant was convicted of first-degree murder on the basis of premeditation and deliberation and under the
felony murder rule; (2) defendant was also convicted of first-degree burglary and robbery with a dangerous
weapon; (3) the jury found the N.C.G.S. § 15A-2000(e)(5) aggravating circumstance that the murder was
committed while defendant was engaged in the commission of a burglary; (4) the jury found the N.C.G.S. §
15A-2000(e)(9) aggravating circumstance that the murder was especially heinous, atrocious, or cruel; and (5)
defendant broke into an elderly victim's home at night, stabbed and beat her in various rooms in the house, and
left her to die.
Justice EDMUNDS concurring.
Justices ORR and BUTTERFIELD join in concurring opinion.
Appeal as of right by defendant pursuant to N.C.G.S. § 7A-27(a) from a
9 December 1999 judgment imposing a sentence of death entered by Lamm, J.,
at a resentencing proceeding held in Superior Court, Rutherford County,
upon defendant's conviction of first-degree murder. Heard in the Supreme
Court 10 September 2001. Roy A. Cooper, Attorney General, by G. Patrick Murphy, Special Deputy
Attorney General, for the State.
Kathryn L. VandenBerg for defendant-appellant.
PARKER, Justice.
Defendant Andre Laquan Fletcher was indicted on 7 September 1994 for
first-degree murder, first-degree burglary, and robbery with a dangerous
weapon. He was tried capitally and, on 15 February 1996, was found guilty
of first-degree murder on the basis of malice, premeditation, and
deliberation and under the felony murder rule. He was also found guilty of
first-degree burglary and robbery with a dangerous weapon. Following a
capital sentencing proceeding, the jury recommended a sentence of death for
the murder; and the trial court entered judgment accordingly. For the
first-degree burglary and robbery with a dangerous weapon convictions, the
trial court entered consecutive sentences of fifty years' and forty years'
imprisonment, respectively.
On appeal this Court affirmed the convictions but granted defendant a
new capital sentencing proceeding based upon the trial court's failure to
submit two mitigating circumstances to the jury in the sentencing
proceeding. State v. Fletcher, 348 N.C. 292, 329, 500 S.E.2d 668, 690
(1998), cert. denied, 525 U.S. 1180, 143 L. Ed. 2d 113 (1999). (Fletcher
I) Following a second capital sentencing proceeding, upon the jury's
recommendation the trial court entered judgment sentencing defendant to
death for the first-degree murder conviction.
The State's evidence at the resentencing hearing was substantially the
same as the State's evidence in Fletcher I. On 17 August 1994 during a
rainstorm, eighty-three year old Georgia Ann Dayberry Hamrick ("victim")
was beaten and knifed to death in her home in Spindale, Rutherford County,
North Carolina. The State's evidence tended to show that defendant broke
into the victim's home, beat her to coerce her into disclosing the location
of valuables, and then cut her throat. Defendant stole a number of rings,two of which he and his girlfriend, Lisa Hill, sold. The police
recovered
additional rings belonging to the victim at the places defendant said he
had put them.
At his first trial and sentencing hearing, defendant did not testify
but presented evidence tending to show that a man wearing a yellow raincoat
who was seen in the neighborhood by several witnesses that evening
committed the crime but was never found or identified by the police.
Defendant's defense was that the evidence linking him to the burglary and
murder was insufficient.
At the resentencing hearing defendant testified that he met Lisa Hill
in 1994, when defendant was twenty years old and Hill was thirty-four years
old. Defendant moved into Hill's home, located near the victim's home, a
couple of months before the killing. On the night of the murder, defendant
and Hill were at home smoking marijuana mixed with cocaine. They began
arguing when defendant refused to give more drugs to Hill, explaining that
you can't do drugs and sell drugs, too, and make a profit. Defendant
told Hill he was going to the store for cigarettes, and Hill followed.
Hill continued asking for drugs, whereupon defendant told her, You
got to go out and get your own money however you want to do it if you want
to support your habit. Hill then suggested that they break into a house.
Hill and defendant approached the victim's house; and when no one responded
to the doorbell, defendant tried to pull the storm door open. Defendant
broke the glass in the storm door, then kicked in the wooden door. Once
defendant and Hill entered the house, defendant noticed some movement and
realized that the victim was in the house. Hill then went around defendant
and began hitting the victim with a brass duck. Defendant took the brass
duck away from Hill, ran out the back door, and threw it into a field
behind the house. When defendant returned to the house, he discovered Hill
poking at the victim with a knife. Defendant took the knife away from
Hill, broke it in half by stepping on it, then ran away. Defendant begandrinking when he returned home; Hill returned home some time later
.
The next morning defendant and Hill went to a jewelry store to have a
ring in Hill's possession appraised. Hill refused to tell defendant how
she obtained the ring. At Hill's suggestion on the way home, they drove by
the victim's house, where they were stopped and questioned by police
officers. Hill subsequently allowed the officers to seize the car in order
to perform a luminol examination. Once the officers left with Hill's car,
defendant again asked Hill about the ring. Hill removed the ring from her
bra and asked defendant where she could sell the ring. Defendant suggested
a jeweler in Forest City, and they walked to a nearby store to call a cab.
When Hill exited the store, she told defendant that she had wrapped some of
the jewelry in a paper towel and hidden it in the store's rest room. Once
they arrived in Forest City, defendant began to understand where the rings
had come from and told Hill not to sell them. Hill stated that the rings
were hers and that she could do with them as she pleased. Defendant became
angry and walked home.
Police officers were searching the home when defendant returned, and
defendant noticed Hill smoking crack while officers were present in the
room. Defendant admitted that he owned the wet clothing officers
discovered and that he had worn those clothes the night of the murder.
After the police officers left the house, defendant borrowed his sister's
car to drive Hill to a pawn shop. When they arrived Hill entered the pawn
shop alone, then returned to the car. After defendant drove Hill to a
location where she purchased drugs, they returned the car to defendant's
sister and walked home. As defendant and Hill were walking home, defendant
suggested that Hill dispose of the remaining jewelry. Hill agreed and hid
the remaining rings behind a building.
Later that evening defendant went to the store alone. When he
returned home, he was arrested on an unrelated charge of breaking and
entering a motor vehicle. Defendant was questioned about the murder whenhe was in jail for this other charge. Defendant did not want to &
#147;point the
finger at himself or Hill, but he eventually told officers where the rings
were located in a manner intended to avoid incriminating anyone. Defendant
did not tell anyone about his involvement in the murder until a year later,
shortly before the trial, when he attempted to tell his mother.
Defendant further testified that he accepts responsibility for the
murder because he kicked in the door and could have done more to stop the
murder from occurring. Defendant stated that he did not intend to kill
anyone and did not know that anyone was home when he broke into the
victim's house.
Defendant also presented testimony from a juvenile court counselor,
two camp counselors, an investigator with the Department of Social
Services, and defendant's sister and aunt that showed that defendant had a
history of theft but was not a violent or aggressive person. Defendant's
sister also testified that defendant's father denied paternity of
defendant, and would leave defendant behind when he picked up the other
children for a visit.
Dr. Anthony Sciara, an expert in clinical psychology, testified that
defendant has an IQ of 88, suffers from depression and a coping deficit,
and responds hastily without adequate information. Dr. Sciara did not find
indications that defendant would tend to be aggressive and noted that
defendant has a passive personality that leads him to follow what other
people tell him. The doctor further testified that defendant's substance
abuse began around the age of seven or eight.
Additional facts will be presented as necessary to discuss specific
issues.
Pursuant to the ruling in Franklin, this Court has held that residual
doubt is not properly considered as mitigating evidence in this state.
See, e.g., State v. Roseboro, 351 N.C. 536, 549, 528 S.E.2d 1, 10 (holding
that the defendant's character or record and the circumstances of the
offense do not encompass residual doubt), cert. denied, 531 U.S. 1019, 148
L. Ed. 2d 498 (2000); State v. Walls, 342 N.C. 1, 52, 463 S.E.2d 738, 765
(1995) (holding that residual doubt has no place in the sentencing
phase), cert. denied, 517 U.S. 1197, 134 L. Ed. 2d 794 (1996); State v.
Hill, 331 N.C. 387, 415, 417 S.E.2d 765, 779 (1992) (holding that
[l]ingering or residual doubt as to the defendant's guilt does not involve
the defendant's character or record, or the circumstances of the offense,
and that residual doubt is thus not a relevant circumstance to be submitted
in a capital sentencing proceeding), cert. denied, 507 U.S. 924, 122 L.
Ed. 2d 684 (1993). Thus, while Eddings and Hitchcock do stand for the
proposition that a sentencer must be allowed to consider all mitigating
evidence, this Court, relying on United States Supreme Court precedent, has
held that evidence suggesting residual doubt is not mitigating evidence.
For this reason we do not find Eddings or Hitchcock to be controlling on
the facts in this case.
In further support of this assignment of error, defendant argues that
two cases in particular are factually similar to the instant case and
should control its disposition. Defendant relies first on Green v.
Georgia, 442 U.S. 95, 60 L. Ed. 2d 738 (1979) (per curiam). In Green the
Supreme Court held that the exclusion during sentencing of a hearsaystatement that defendant did not participate in the offense was a viola
tion
of due process. Id. at 97, 60 L. Ed. 2d at 741. The evidence during the
guilt phase in Green showed that the defendant acted in concert with
another man. Id. at 96, 60 L. Ed. 2d at 740.
The second case upon which defendant relies is State v. Barts, 321
N.C. 170, 362 S.E.2d 235 (1987). In Barts the defendant pled guilty to
first-degree murder on the basis of premeditation and deliberation and
under the felony murder rule. Id. at 175, 362 S.E.2d at 238. The evidence
supporting the defendant's plea showed that the defendant acted in concert
with two other men. Id. at 173, 362 S.E.2d at 236-37. In explaining the
charges to the defendant, the trial court advised that if the State proved
that the defendant acted in concert with someone else, he would be equally
responsible under the law even if he did not actually commit any of the
acts constituting murder. Id. at 175, 362 S.E.2d at 238. At sentencing
the trial court excluded a hearsay statement in which another person
confessed that he, not the defendant, personally administered the fatal
beating. Id. at 182, 362 S.E.2d at 241. This Court, relying on Green,
held that the hearsay was erroneously excluded as it was relevant to the
issue of punishment.
Green and Barts are distinguishable from this case in that neither
case involves residual doubt. Both Green and Barts included evidence
during the guilt phase that the defendant acted in concert with another
person. When instructed on acting in concert, a jury may convict a
defendant of premeditated and deliberate first-degree murder even though it
does not believe the defendant personally committed the acts constituting
the offense. Barts, 321 N.C. at 177, 362 S.E.2d at 239. The excluded
evidence suggesting that the defendant did not personally kill the victim
was consistent with the guilty verdict in Green and the evidentiary basis
for the guilty plea in Barts and would not have prompted the jury in either
case to consider residual doubt. Where a defendant acts in concert withanother, the defendant may argue to the jury that he did not person
ally
commit the physical acts of murder without appealing to their residual
doubt. Accordingly, neither of those cases addresses the issue of residual
doubt.
In this case defendant was convicted of premeditated and deliberate
first-degree murder and no evidence at the guilt-innocence phase tended to
show that defendant acted in concert with another person. Thus defendant's
attempt at sentencing to argue that he did not kill the victim himself was
in direct contravention to the finding of the guilt-phase jury that
convicted defendant on the basis of premeditation and deliberation without
evidence of or an instruction on acting in concert. The purpose of
defendant's evidence and argument that someone else committed the murder
was to raise residual doubt as to his intention to commit murder and, thus,
was not proper mitigating evidence.
Defendant also contends that he did not attempt to offer exculpatory
evidence in this case but merely offered evidence that showed his level of
participation in this offense. Thus, defendant argues that this case does
not raise the issue of residual doubt, as in Walls, 342 N.C. 1, 463 S.E.2d
738, but is instead a case where defendant attempts to show his level of
participation in the crime without exculpating himself, as in Barts, 321
N.C. 170, 362 S.E.2d 235. We disagree.
Defendant's trial counsel made essentially the same argument prior to
the trial court's ruling that defendant could not testify as to residual
doubt:
The defendant's evidence that he would give is that he, himself,
kicked in the door, and so doing, he committed first degree
burglary. And out of his first degree burglary a murder
occurred. And so, on his own statement that he will give, he
basically confesses to felony murder. And in so doing, places
himself in the same jeopardy that he's in anyway.
Such arguments are not persuasive on the facts before us. In this case,
defendant was convicted by a jury of first-degree murder on the bases of
both premeditation and deliberation and felony murder. Defendant testifiedat resentencing that he broke into the victim's home at Hill's u
rging; that
Hill attacked the victim; and that defendant stopped Hill from beating and
from stabbing the victim. This testimony concedes that defendant committed
burglary, a felony, and that a murder resulted. Thus, this evidence is
consistent with felony murder and does not raise residual doubt as to guilt
under the felony murder theory. However, defendant's testimony was not
consistent with premeditation and deliberation as a basis for the first-
degree murder conviction in that it suggested that defendant never intended
to kill the victim. Thus, the testimony created doubt as to whether
defendant committed premeditated and deliberate murder.
Just as a defendant may not argue residual doubt as to the offense of
first-degree murder during sentencing, See Roseboro, 351 N.C. at 549, 528
S.E.2d at 10; Walls, 342 N.C. at 52, 463 S.E.2d at 765; Hill, 331 N.C. at
415, 417 S.E.2d at 779, we hold that defendant may not argue residual doubt
as to a basis underlying the first-degree murder conviction, such as
premeditation and deliberation. Residual doubt as to a basis for the
underlying conviction is not a circumstance of the offense and, thus, is
equally inappropriate.
Defendant further contends that by preventing defendant from arguing
his case to the jury, the trial court's ruling deprived defendant of his
right to counsel and the right to present a defense. A defendant's right
to present a closing argument is constitutionally protected. Herring v.
New York, 422 U.S. 853, 858-60, 45 L. Ed. 2d 593, 598-99 (1975). However,
[t]his is not to say that closing arguments in a criminal case must be
uncontrolled or even unrestrained. The presiding judge must be and is
given great latitude in controlling the duration and limiting the scope of
closing arguments. Id. at 862, 45 L. Ed. 2d at 600; see also State v.
Miller, 344 N.C. 658, 673, 477 S.E.2d 915, 924 (1996) (Improper
restrictions on the defendant's opportunity to make a closing argument may
constitute a denial of the constitutional right to counsel as well as theright to present a defense.) (emphasis added). In this case
, as the above
analysis illustrates, counsel was only prevented from making improper
arguments to the jury. Thus, we hold that the trial court's restriction on
closing arguments in this case was not improper and did not infringe upon
defendant's constitutional rights.
Defendant's contention that residual doubt cannot exist in a case
before a resentencing jury is equally meritless. The argument relies on
semantics and ignores the rationale underlying the rule prohibiting
residual doubt. Essentially, defendant argues that a resentencing jury
cannot have residual doubt as that jury was not present at the guilt
phase, that is, this jury did not make the original determination of guilt
beyond a reasonable doubt and, therefore, cannot have lingering or
residual doubt. Although in a technical sense defendant may be correct,
defendant essentially attempted to create doubt in the minds of these
jurors and to argue that the resentencing jury should consider its doubts
about the earlier jury's verdict based on premeditation and deliberation.
Hence, a residual doubt analysis is appropriate; and we are unpersuaded by
this argument.
For the reasons stated above, we hold that the evidence defendant
sought to argue to the jury improperly attempted to present residual doubt
as a mitigating circumstance. Therefore, we hold that the trial court did
not abuse its discretion in ruling that defendant could not present such
evidence or argue it to the jury in closing arguments.
[5]Defendant next contends that, even if the evidence is improper as
residual doubt, defendant should have been permitted to argue it to the
jury as the State did not object when it was presented through defendant's
testimony. The settled law in this state is that counsel may argue all
evidence which has been presented as well as reasonable inferences which
arise therefrom. State v. McNeil, 350 N.C. 657, 685, 518 S.E.2d 486, 503
(1999), cert. denied, 529 U.S. 1024, 146 L. Ed. 2d 321 (2000). Furthermore, counsel is allowed wide latitude in its arguments to the
jury.
State v. Meyer, 353 N.C. 92, 113, 540 S.E.2d 1, 13 (2000), cert. denied,
___ U.S. ___, ___ L. Ed. 2d ___, 70 U.S.L.W. 3235 (2001). However, these
general rules are balanced by the trial judge's discretion to limit
argument of counsel where the subject is improper for jury argument. State
v. Whiteside, 325 N.C. 389, 398, 383 S.E.2d 911, 916 (1989). As this Court
has held that residual doubt is not relevant to mitigation, the trial court
did not abuse its discretion in prohibiting counsel from arguing evidence
creating residual doubt even though the evidence was admitted through
defendant's testimony. To allow such argument would have served only to
confuse the jury and eviscerate the rule prohibiting presentation of
residual doubt as a mitigating circumstance.
Defendant further contends that concerns of residual doubt must yield
to defendant's right to testify on his own behalf. Although the trial
court initially ruled that defendant could not testify that someone else
had committed the murder, the transcript discloses that defendant was not
actually prevented from so testifying. Accordingly, even if the trial
court's ruling were erroneous, such an error would be harmless beyond a
reasonable doubt. State v. Rinck, 303 N.C. 551, 572, 280 S.E.2d 912, 927
(1981) ([A]ny error by the trial court in sustaining the State's
objections was cured when the evidence sought to be admitted was
subsequently admitted without objection.).
[6]Defendant contends next that he is entitled to a new sentencing
proceeding, as the trial court erroneously failed to submit to the jury the
requested statutory mitigating circumstance that defendant was acting under
duress or under the domination of another person, N.C.G.S. §
15A-2000(f)(5). [T]he test for sufficiency of evidence to support
submission of a statutory mitigating circumstance is whether a juror could
reasonably find that the circumstance exists based on the evidence.
Fletcher, 348 N.C. at 323, 500 S.E.2d at 686. The pattern instructionrequested by defendant states that a person acts under duress
if he acts
under the pressure of any threat or compulsion from any source and that a
person acts under the domination of another person if he acts at the
command or under the control of the other person or in response to the
assertion of any authority . . . which defendant did not have sufficient
will to resist. N.C.P.I.--Crim. 150.10 (2000).
We hold that in this case no evidence was presented to warrant
submission of the (f)(5) mitigating circumstance. Defendant's own
testimony shows that he was strong-willed with respect to Hill: he refused
to give her drugs, told her to get her own drugs, stopped her from beating
the victim with the brass duck, stopped her from stabbing the victim with
the knife, and told her to dispose of the remaining rings. At most
defendant's testimony shows that Hill suggested commission of the crime and
that defendant readily agreed and participated. This is not the equivalent
of duress or domination. Likewise, evidence presented by the prosecution
does not support this circumstance as it showed that defendant was alone
with the victim at the time of the crime. Thus, no evidence was before the
jury from which a juror could reasonably find that defendant was acting
under duress or under the domination of another person.
[7]Defendant also argues that the trial court erroneously failed to
submit to the jury the statutory mitigating circumstance that defendant was
an accomplice in or accessory to the capital felony committed by another
person and that his participation was relatively minor, N.C.G.S. §
15A-2000(f)(4). Though defendant did not request submission of this
circumstance at resentencing, a trial court has no discretion as to whether
to submit a circumstance where substantial evidence supporting the
circumstance has been presented. State v. Skipper, 337 N.C. 1, 44, 446
S.E.2d 252, 276 (1994), cert. denied, 513 U.S. 1134, 130 L. Ed. 2d 895
(1995).
Defendant acknowledges that this Court has found this circumstanceinapplicable where the defendant is convicted of
premeditated and
deliberate murder. See Roseboro, 351 N.C. at 549, 528 S.E.2d at 10.
Defendant argues, though, that the Court should not apply Roseboro where,
as here, evidence offered at sentencing or resentencing presents facts
unknown to the guilt-phase jury. However, under defendant's evidence at
resentencing, the trial court properly determined that no substantial
evidence supported a finding that defendant's participation was minor.
Thus, we hold that the trial court did not err in failing to submit this
mitigating circumstance.
[8]Defendant next contends by separate assignments of error that the
trial court erroneously failed to instruct the jury on the following
nonstatutory mitigating circumstances that were supported by the evidence:
(i) that defendant told the circumstances surrounding the murder not for
the purpose of avoiding responsibility for his crime but to explain his
sense of remorse for not successfully stopping the attack on the victim;
and (ii) that defendant was dominated by or influenced by Hill, who is
approximately fifteen years his elder. Submission of a requested
nonstatutory mitigating circumstance is required where:
(1) the nonstatutory mitigating circumstance is one which the
jury could reasonably find had mitigating value, and (2) there is
sufficient evidence of the existence of the circumstance to
require it to be submitted to the jury.
State v. Green, 336 N.C. 142, 182, 443 S.E.2d 14, 37 (quoting State v.
Benson, 323 N.C. 318, 325, 372 S.E.2d 517, 521 (1988)), cert. denied, 513
U.S. 1046, 130 L. Ed. 2d 547 (1994).
In support of the nonstatutory mitigator that defendant testified to
the circumstances of the crime to explain defendant's sense of remorse for
not stopping the attack rather than to avoid responsibility, defendant
directs us to his own testimony. Defendant testified that he feels sorry
for the victim's family and that he blames himself because he kicked in the
door, which action initiated the whole incident, and because he could have
done more to stop Hill from killing the victim. Assuming arguendo that the trial court erred in failing to su
bmit this
circumstance, any error was harmless beyond a reasonable doubt. In State
v. Blakeney, 352 N.C. 287, 531 S.E.2d 799 (2000), cert. denied, 531 U.S.
1117, 148 L. Ed. 2d 780 (2001), this Court held that the trial court's
erroneous failure to submit the requested nonstatutory mitigating
circumstance was harmless beyond a reasonable doubt as it did not preclude
any juror from considering and giving weight to any mitigating evidence
underlying defendant's proposed circumstance. Id. at 317, 531 S.E.2d at
820. The Court noted that defense counsel argued to the jury the evidence
underlying the requested circumstance and that the trial court submitted to
the jury the catchall mitigating circumstance. Id. at 317-18, 531 S.E.2d
at 820-21.
The jury in this case heard defendant's testimony supporting the
circumstance at issue, and defendant's attorney argued in closing that
defendant is acutely aware of the tremendous treasure that his actions
struck down. He knows that. He has changed. . . . He knows that it would
have never occurred without him. He knows that. As in Blakeney, the jury
in this case was able to consider this alleged mitigating evidence and was
encouraged to do so by counsel's closing argument; the trial court
submitted to the jury the catchall mitigating circumstance, N.C.G.S. §
15A-2000(f)(9). Thus, any error was harmless beyond a reasonable doubt.
Defendant argues that the same evidence that supported submission of
the (f)(5) statutory mitigating circumstance, that defendant acted under
duress or domination of another, supports the nonstatutory mitigating
circumstance that defendant was dominated or influenced by Hill, who is
approximately fifteen years his elder. As noted above in discussing the
(f)(5) mitigating circumstance, the evidence was insufficient to warrant
submission of this nonstatutory mitigating circumstance. All the evidence,
considered in the light most favorable to defendant, showed that defendant
exhibited strong will with respect to Hill. During the charge conferencethe only evidence to which defendant referred as supporting this m
itigating
circumstance was that he lived in Hill's house, that the only car to which
he had access belonged to Hill, and that Hill was nearly fifteen years
older than he. This evidence is insufficient to support a reasonable
conclusion by a juror that defendant was dominated or influenced by Hill.
Accordingly, we find no error in the trial court's refusal to submit this
nonstatutory mitigating circumstance.
[9]Defendant next contends that the trial court erroneously failed to
require the jury to make a factual determination of defendant's state of
mind concerning the murder, pursuant to Enmund v. Florida, 458 U.S. 782, 73
L. Ed. 2d 1140 (1982), and Tison v. Arizona, 481 U.S. 137, 95 L. Ed. 2d 127
(1987). This Court has explained Enmund and Tison as follows:
In Enmund the [United States Supreme] Court held that the
Eighth Amendment forbids the imposition of the death penalty on a
defendant who aids and abets in the commission of a felony in the
course of which a murder is committed by others, when the
defendant does not himself kill, attempt to kill, or intend that
a killing take place or that lethal force will be employed.
Enmund, 458 U.S. at 801, 73 L. Ed. 2d at 1154. In a later case,
however, the Court further construed its holding in Enmund and
held that major participation in the felony committed, combined
with reckless indifference to human life, is sufficient grounds
for the imposition of the death penalty. Tison v. Arizona, 481
U.S. 137, 158, 95 L. Ed. 2d 127, 145 (1987).
State v. McCollum, 334 N.C. 208, 223, 433 S.E.2d 144, 151-52 (1993), cert.
denied, 512 U.S. 1254, 129 L. Ed. 2d 895 (1994). Defendant acknowledges
that this Court has held that no Enmund/Tison instruction is required when
a defendant is convicted of first-degree murder on the basis of
premeditation and deliberation and under the felony murder rule. See State
v. Robinson, 342 N.C. 74, 88, 463 S.E.2d 218, 226 (1995), cert. denied, 517
U.S. 1197, 134 L. Ed. 2d 793 (1996). However, defendant argues that
Robinson should not apply for the following reasons: (i) the resentencing
jury was not the same as the guilt-phase jury; and (ii) as a defendant may
be convicted of premeditated first-degree murder under a theory of acting
in concert, the question of whether a defendant is guilty of premeditated
murder is not necessarily the same question as whether a defendant intendedto kill. We find both contentions without merit and, accordingl
y, find no
error.
In support of his position, defendant cites State v. Adams, 347 N.C.
48, 490 S.E.2d 220 (1997), cert. denied, 522 U.S. 1096, 139 L. Ed. 2d 878
(1998), where this Court held that findings as to mitigating circumstances
by one jury at an earlier sentencing are not binding on a new jury at a
subsequent resentencing. Id. at 62, 490 S.E.2d at 227. Defendant states
in a conclusory fashion that it follows from Adams that the predicate
findings of the first jury as to guilt are not binding on a second jury
with respect to the appropriateness of an Enmund/Tison instruction. We
disagree. Defendant's interpretation would permit a resentencing jury to
completely retry the issue of guilt even though the case was remanded
pursuant to a holding that error occurred only in the sentencing
proceeding, not in the guilt phase.
Defendant further relies on Barnes, 345 N.C. 184, 481 S.E.2d 44, to
support the proposition that because a defendant may be convicted of
premeditated first-degree murder under the principle of acting in concert,
the question of whether a defendant is guilty of premeditated murder is not
necessarily the same question as whether the defendant intended to kill.
In Barnes the Court held that a defendant may be found guilty of
premeditated first-degree murder by acting in concert without regard to
which person committed which particular acts if the acts are done in
pursuance of a common purpose to commit a crime or as a natural or probable
consequence thereof. Id. at 233, 481 S.E.2d at 71. Thus, defendant
argues, finding a defendant guilty of premeditated murder does not
necessarily include a finding that a defendant intended to kill. Defendant
further argues that under his description of events, he could have been
convicted of premeditated first-degree murder by acting in concert with
Hill pursuant to Barnes, yet have a jury instructed pursuant to
Enmund/Tison find that defendant did not intend to kill. Even if we assume arguendo that a finding of
premeditation based on
acting in concert does not necessarily show that the defendant intended to
kill and that a defendant convicted of premeditated and deliberate murder
by acting in concert is entitled to the Enmund/Tison instruction, this rule
would be irrelevant in the present case. Defendant was convicted of murder
based on premeditation and deliberation without any evidence or instruction
regarding acting in concert. Defendant's contention that evidence during
resentencing which showed that he acted in concert with another person
mandated an Enmund/Tison instruction is unpersuasive. We have already held
that this evidence was improperly admitted to raise residual doubt as to
defendant's conviction based on premeditation and deliberation.
Accordingly, we hold that where the guilt-phase jury found defendant guilty
of first-degree murder on the basis of premeditation and deliberation
without an instruction on acting in concert, an Enmund/Tison instruction is
not required at sentencing. This assignment of error is overruled.
[10]Defendant next contends that ineffective assistance of counsel in
violation of the Sixth Amendment mandates that he receive a new sentencing
proceeding. Defendant specifically complains that during closing arguments
counsel made the following statement to the jury with respect to the
submitted aggravating circumstance that the murder was especially heinous,
atrocious, or cruel: Is it heinous, atrocious, and cruel? You bet. No
doubt about that. I guess the real question is, what's [defendant's]
involvement in that. As noted previously the trial court sustained the
prosecutor's objection to this statement suggesting residual doubt and
instructed the jury not to consider any argument that someone else was
legally responsible for the murder. Defendant argues that the decision to
make this concession, though agreed to by defendant, fell below the
required objective standard of reasonableness.
When a defendant attacks his conviction on the basis that counsel was
ineffective, he must show that his counsel's conduct fell below anobjective standard of reasonableness. Strickland v. Washington, 4
66 U.S.
668, 687-88, 80 L. Ed. 2d 674, 693 (1984). In order to meet this burden,
defendant must satisfy a two-part test:
First, the defendant must show that counsel's performance was
deficient. This requires showing that counsel made errors so
serious that counsel was not functioning as the counsel
guaranteed the defendant by the Sixth Amendment. Second, the
defendant must show that the deficient performance prejudiced the
defense. This requires showing that counsel's errors were so
serious as to deprive the defendant of a fair trial, a trial
whose result is reliable.
Id. at 687, 80 L. Ed. 2d at 693.
This Court has held that an admission of guilt by trial counsel
without defendant's consent is a per se violation of the Sixth Amendment
right to effective assistance of counsel. State v. Harbison, 315 N.C. 175,
180, 337 S.E.2d 504, 507-08 (1985), cert. denied, 476 U.S. 1123, 90 L. Ed.
2d 672 (1986). The Harbison rule, however, does not apply to sentencing
proceedings. State v. Boyd, 343 N.C. 699, 723, 473 S.E.2d 327, 340 (1996),
cert. denied, 519 U.S. 1096, 136 L. Ed. 2d 722 (1997); Walls, 342 N.C. at
57, 463 S.E.2d at 768. Accordingly, having determined that the alleged
concession did not constitute ineffective assistance of counsel per se, we
proceed to analyze counsel's actions under a traditional Strickland
analysis.
We begin by addressing the first prong of the Strickland test, that
counsel's errors were so serious as to violate defendant's constitutional
right to counsel. The evidence in this case leaves little doubt that this
murder was especially heinous, atrocious, or cruel. Defendant attacked an
elderly woman in her home in the early morning hours, taking her from room
to room while assaulting her in an effort to locate her valuables. The
victim had a large area with several lacerations on the back of her head
that went down to her skull. She suffered four lacerations to her
forehead, all of which went down to the skull. Below two superficial cuts
on the right side of the victim's neck, an incised wound had cut her
jugular vein. Additionally, two incised wounds were inflicted on the leftside of the victim's neck, and the victim had numerous defensive
wounds on
her hands. The pathologist testified that the lacerations were caused by a
blunt object, whereas the incised wounds to the neck were caused by a
knife-like object. Though the victim died as a result of these wounds, the
evidence shows that she was conscious and ambulatory for a time after the
attack, moving to a chair in a bedroom before succumbing to her wounds.
Given the overwhelming evidence that this murder was especially
heinous, atrocious, or cruel, counsel could reasonably have decided upon a
strategy of conceding this aggravating circumstance to gain credibility
with the jury -- credibility that may have later helped defendant with
respect to mitigating circumstances. Defendant's argument that this
tactical decision actually hurt defendant's credibility when the court
instructed that the argument was improper does not persuade us that his
counsel's representation fell below an objective standard of
reasonableness. Strickland, 466 U.S. at 688, 80 L. Ed. 2d at 693. Under
these facts counsel's strategy was not necessarily thwarted by the
objection. Counsel is given wide latitude in matters of strategy, and the
burden to show that counsel's performance fell short of the required
standard is a heavy one for defendant to bear. On the record in this case,
we conclude that defendant has failed to satisfy the first prong of the
Strickland test; therefore, we hold that this ineffective assistance of
counsel claim fails. See id. at 687, 80 L. Ed. 2d at 693 (holding that a
claim of ineffective assistance of counsel fails unless a defendant makes
both showings).
[11]Defendant contends next that the trial court erred in overruling
defendant's objection to the prosecutor's closing argument improperly
urging the jury to consider the general deterrence value of capital
punishment. We hold that the trial court did not err in overruling
defendant's objection or in failing to intervene ex mero motu to later
statements. Defendant cites the following passage from the prosecutor's closing
argument:
[PROSECUTOR]: . . . [T]he 12 of you will be acting as the
voice and conscience of this community when you come in here and
tell us what is the appropriate punishment in this case. What
are the standards in this community? What will we do in
Rutherford County for actions such as this?
[DEFENSE COUNSEL]: Objection.
THE COURT: Overruled.
. . . .
[PROSECUTOR]: That's what you will be doing is acting as
the voice and conscious [sic] of this community. Your words will
ring out loud and clear through your verdict. That's why it is
such a big responsibility. It's the standards of Rutherford
County. We're not in California. We're not in Texas. We're not
in Illinois. We want to know, what does a Rutherford County
juror think about a case like this? That's what you tell us. It
will be your collective voice.
The prosecutor later stated: It's high time that if good people,
like you, stand up and be judgmental and pass judgment and set the
standard. He has no standards to do what he did. . . . Let your voice
say, 'We won't tolerate this in Rutherford County.' Along the same lines
the prosecutor later argued:
Your voice, through this verdict, will ring out loud and clear
out of this courtroom. It will tell us the answer to the
question, Can you commit an act such as this man did? Can you
kick in people's doors? Can you steal from them? Can you take
their property? And not receive the ultimate punishment? Can
that happen in Rutherford County? It shouldn't. It shouldn't.
And you have the opportunity and responsibility to say, We won't
let it happen. Say, through your verdict, We will not tolerate
one bit of murder or assault and battery. If you do this, you
will pay the ultimate price. That's the right message that needs
to come out of this case and out of your verdict. Say to
[defendant] and to anyone who would follow in his footsteps, You
cannot do that. You cannot come in here and talk us into doing
something other than the ultimate punishment.
This Court has held that arguments based on general deterrence -- that
is, that the jury should impose the death penalty in the case before it to
deter others from committing similar crimes -- are improper. State v.
Kirkley, 308 N.C. 196, 215, 302 S.E.2d 144, 155 (1983), overruled on other
grounds by State v. Shank, 322 N.C. 243, 367 S.E.2d 639 (1988). However,it is not improper for the State to remind the ju
rors that 'they are the
voice and conscience of the community.' McNeil, 350 N.C. at 687-88, 518
S.E.2d at 505 (quoting State v. Brown, 320 N.C. 179, 204, 358 S.E.2d 1, 18,
cert. denied, 484 U.S. 970, 98 L. Ed. 2d 406 (1987)).
Defendant objected only to the first quoted section above. That
portion of the prosecutor's argument clearly urges the jury to act as the
voice and conscience of the community and does not improperly argue general
deterrence. Thus, that portion of the closing argument was proper; and the
trial court did not err in overruling defendant's objection.
[12]As defendant did not object to the second or third quoted
portions, the standard of review is whether the argument was so grossly
improper that the trial court erred in failing to intervene ex mero motu.
Roseboro, 351 N.C. at 546, 528 S.E.2d at 8. Moreover, 'the impropriety of
the argument must be gross indeed in order for this Court to hold that a
trial judge abused his discretion in not recognizing and correcting ex mero
motu an argument which defense counsel apparently did not believe was
prejudicial when he heard it.' State v. Hipps, 348 N.C. 377, 411, 501
S.E.2d 625, 645 (1998) (quoting State v. Johnson, 298 N.C. 355, 369, 259
S.E.2d 752, 761 (1979)), cert. denied, 525 U.S. 1180, 143 L. Ed. 2d 114
(1999). While the prosecutor's statement that the jury should send a
message with its verdict to defendant and any who would follow in his
footsteps is arguably a reference to general deterrence, we decline to
hold that this one brief comment out of thirty-two transcript pages of
closing argument was so grossly improper as to warrant intervention ex mero
motu. The offending comment was not only brief, but its overall
significance to the entire closing argument was minimal; and the comment
was made in the context of a proper voice and conscience of the community
argument. See Hardy, 353 N.C. at 137, 540 S.E.2d at 345 (The
objectionable statements were a passing reference . . . . In comparison to
the prosecutor's entire closing argument, the comments were minor.). Furthermore, we note that even in Kirkley the Court held
that the general
deterrence argument was not so grossly improper as to warrant intervention
ex mero motu where the prosecutor stated, I'm asking you to impose the
death penalty as a deterrent . . . . Kirkley, 308 N.C. at 215, 302 S.E.2d
at 155. Thus, we hold that the trial court did not err in failing to
intervene ex mero motu during the prosecutor's arguments.
[13]Defendant's next contention is that the trial court erred in
failing to intervene ex mero motu to prohibit the prosecutor's grossly
improper arguments that jurors put themselves in the place of the victim
and that the victim was tortured and begged for her life. Defendant argues
that the prosecutor improperly asked the jurors to put themselves in place
of the victim by asking the jury to imagine the victim's fear and the
pain of the stabbings and stating that it could have been the home of one
of the jurors or their family members.
Defendant relies on McCollum, 334 N.C. at 224, 433 S.E.2d at 152, for
the proposition that this Court will not condone asking the jurors to put
themselves in place of the victims. In McCollum the prosecutor asked the
jurors to imagine that the eleven-year-old rape and murder victim was their
own child, that the postmortem photographs were of their child, and that
their child had been split open in an autopsy. Id. The trial court in
McCollum overruled the defendant's objections to these statements. Id.
This Court noted that while such comments are not condoned, the prosecutor
did not misstate the evidence. Id. Moreover, the substantial weight of
the evidence supporting the aggravating circumstances reduced the
likelihood that the jury's decision was influenced by the prosecutor's
closing argument. Id. at 224-25, 433 S.E.2d at 152-53. Hence the argument
did not constitute prejudicial error. Id.
[14]The comments in this case were markedly less egregious than those
in McCollum. The prosecutor did not ask the jurors to imagine themselves
or a loved one as the victim, but merely asked them to imagine the fear andpain that the victim must have felt. Likewise, the prosecutor's
statement
that the home could have been the home of one of the jurors did not ask the
jurors to put themselves in the victim's place, but reiterated the random
arbitrariness of this crime. These statements asked the jurors to make
commonsense inferences and did not ask them to imagine being the victim.
Given that the prosecutor in this case did not misstate the evidence; that
the evidence supporting the aggravating circumstances was substantial; and
that the Court in McCollum did not find error where the trial court
overruled an objection to substantially more egregious statements, we
decline to hold that the comments in this case were so grossly improper as
to warrant intervention ex mero motu.
[15]Defendant also contends that the prosecutor inflamed the passion
of the jury by speculating as to what occurred beyond the reasonable
inferences from the evidence in the record.
Counsel are entitled to argue to the jury all the law and facts
in evidence and all reasonable inferences that may be drawn
therefrom, but may not place before the jury incompetent and
prejudicial matters and may not travel outside the record by
interjecting facts . . . not included in the evidence.
State v. Syriani, 333 N.C. 350, 398, 428 S.E.2d 118, 144, cert. denied, 510
U.S. 948, 126 L. Ed. 2d 341 (1993).
Defendant refers to statements made by the prosecutor that the victim
was watching television on the couch when the break-in occurred; ran into
the kitchen and got a knife to defend herself; was forced, literally
tortured, into giving up the location of her valuables; and probably
begged for her life and asked for mercy. We hold that these statements are
reasonable inferences from the evidence and, thus, are not improper
arguments.
Testimony showed that the television was on when officers arrived and
that the victim usually watched television immediately before she fell
asleep. Thus, the jury could reasonably infer that the victim was lying
down watching television when the break-in occurred. There was testimonythat the blood spatter in the kitchen was the result of a struggle
and
that the victim had defensive wounds on her hands, and defendant testified
that he had visions of a white woman holding a knife. One reasonable
inference from this evidence is that defendant took the knife away from the
victim in the kitchen and attacked her with it. The presence of the
victim's blood in the kitchen and the dining room, the plundered personal
possessions in the dining room and bedroom, and the numerous wounds caused
by two different weapons support an inference that the victim was taken
from room to room and beaten to force her to identify the location of her
valuables. Furthermore, given the prolonged nature of the attack and the
evidence that the victim was conscious for a time after the attack, one may
reasonably infer that the victim may have begged for mercy. Thus, we hold
that the trial court did not err in failing to intervene ex mero motu to
restrain the prosecutor's arguments.
I agree with the result reached by the majority. However, because
this case is now in a somewhat unusual procedural posture, I am concerned
that the holding may be applied too broadly to limit proper closing
argument in capital sentencing proceedings, during which counsel
representing defendants convicted of first-degree murder routinely and
justifiably seek to convince the sentencing jury that it should recommend a
life sentence.
Both as a practical and as a legal matter, attorneys at a capital
sentencing proceeding are bound by their trial tactics and by the jury
verdict. However, here, because we had remanded defendant's case for
resentencing, that proceeding was conducted before a different jury than
the one that heard the guilt-innocence phase. Defendant elected not to
testify at the guilt-innocence phase, but he nevertheless presented a
defense, offering witnesses who suggested that an enigmatic individual in a
raincoat killed the victim. The jury found defendant guilty, and at the
subsequent sentencing proceeding before that same jury, defendant presented
evidence of various psychological difficulties but made no further
representation that someone else was the murderer. State v. Fletcher, 348
N.C. 292, 323-29, 500 S.E.2d 668, 686-90 (1998), cert. denied, 525 U.S.
1180, 143 L. Ed. 2d 113 (1999). We vacated and ordered a new sentencing
proceeding. Id. On remand, defendant jettisoned his first failed defense
and took the stand to testify that his girlfriend, Lisa Hill, was the onewho stabbed and bludgeoned the victim. This theory was inconsiste
nt with
that presented at the guilt-innocence phase, strongly suggesting that
defendant was attempting to take advantage of the fact that he had a new
jury to raise a different and presumably improved defense. In light of the
fact that the first jury had rejected defendant's original defense and
convicted him of the murder, I agree with the majority that the trial
court's instruction to the second jury limiting its consideration of the
new defense was correct.
Even so, I believe the procedural quirks in this case thwart the
majority's efforts to address general principles relating to residual
doubt. Because the jury that sat during the sentencing proceeding was
different from the jury that returned the guilty verdict and because
defendant presented contradictory defenses to different juries, I believe
the issues relating to residual doubt and a defendant's ability to
present relevant evidence at sentencing are not clearly and cleanly before
this Court now. In my view, there is a risk that the majority's discussion
of residual doubt could be read expansively to preclude future defendants
from raising legitimate issues at sentencing. For instance, a defendant
who did not testify at trial might be prevented from offering, as
mitigation evidence, his version of events. Similarly, a defendant who has
professed his innocence throughout the guilt phase could not continue to
tell his same story. N.C.G.S. § 15A-2000(a)(3) states that [i]n the
[sentencing] proceeding . . . all such [guilt phase] evidence is competent
for the jury's consideration on punishment. Therefore, a defendant may
ask a sentencing jury to consider all evidence presented at trial, not just
that comporting with a guilty verdict or that tending to mitigate guilt.
The extent (if any) to which this statute conflicts with a trial court's
ability to enforce the factual determination inherent in a jury verdict is
clouded by the procedural twist in the case at bar. Accordingly, I would
limit the majority holding to the facts now before us. Justices ORR and BUTTERFIELD join in this concurring opinion.
*** Converted from WordPerfect ***