All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Car
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ered authoritative.
STATE OF NORTH CAROLINA v. WILLIAM TODD ANTHONY
183A00
(Filed 18 December 2001
1. Appeal and Error--preservation of issues--constitutional arguments--
not raised at trial
Constitutional components to assignments of error were not preserved
for appellate review where they were not preserved at trial, not argued on
appeal, and no supporting cases were cited.
2. Discovery--evidence admissible under Rules 803, 804 and 404
The trial court did not abuse its discretion in a capital prosecution
for first-degree murder by denying defendant's motion to compel disclosure
of evidence the State intended to offer pursuant to N.C.G.S. § 8C-1, Rules
803(24), 804(b)(5), and 404(b). Rules 803(24) and 804(b)(5) contain
notice requirements and an order compelling disclosure would be redundant;
moreover, the State here provided the particulars of the hearsay statements
to defendant and defendant did not move to continue or assert surprise.
Rule (404)(b) is not a discovery statute and there is no support for the
assertion that disclosure of Rule (404)(b) evidence is required.
3. District Attorneys --recusal--former defense attorneys joining
prosecutor's office
The trial court in a capital prosecution for first-degree murder
properly denied defendant's motion to recuse the district attorney's office
because two of defendant's attorneys at the public defender's office had
joined the district attorney's office. The two attorneys were reassigned
by the public defender's office before they obtained confidential
information, neither discussed the case with other prosecutors at their new
employment, and the attorneys acted properly in avoiding all contact with
the case after changing jobs. Defendant failed to show the actual conflict
of interest required by State v. Camacho, 329 N.C. 589.
4. Jury--selection--instructions--capital sentencing
The trial court did not err in a capital prosecution for first-degree
murder by denying defendant's motion for instructions explaining the
capital sentencing process to prospective jurors. The instruction given
was in accord with pattern jury instructions previously approved and
correctly instructed prospective jurors as to the law governing the capital
sentencing process.
5. Criminal Law--sequestration of witnesses--lack of specificity in
motion--better practice
The trial court did not abuse its discretion in a capital prosecution
for first-degree murder by denying defendant's motion for sequestration of
witnesses where defendant gave no specific reason to suspect that the
State's witnesses would tailor their testimony to fit a consensus,
defendant did not point to any instance in the record where a witness
conformed his or her testimony to that of another witness, and defendant
argued on appeal only that the trial court was biased because facilities
were available to sequester the witnesses. However, it was noted that the
better practice is to sequester witnesses on the request of either party
unless there is a reason not to do so. N.C.G.S. § 15A-1225.
6. Jury--selection--capital trial--rehabilitation
The trial court did not abuse its discretion in a capital prosecution
for first-degree murder by denying defendant's request to rehabilitate
prospective jurors where the jurors sooner or later unequivocally stated
that they could not recommend the death penalty under any circumstances.
7. Criminal Law--improper comments by court--not established
The defendant in a capital prosecution for first-degree murder did not
establish that the trial court improperly expressed an opinion or made
inappropriate comments. N.C.B.S. §§ 15A-1222, 15A-1230.
8. Evidence--hearsay--excited utterance--homicide victim's last
statements
Statements by a first-degree murder victim begging for her life and
expressing concern for her children were spontaneous and fell within the
excited utterance exception to the hearsay rule.
9. Evidence--hearsay--statement admitted for another purpose
A statement in a first-degree murder prosecution from the victim's
mother that the victim had not wanted her estranged husband (defendant) to
see their children before they left for school because it was upsetting to
them was not hearsay where it was admitted because it was offered to
explain the grandfather's action in keeping defendant from the children on
the morning of the killing rather than to establish that the children
became agitated. Moreover, the grandfather's actions contributed to
defendant's motive for the shooting later that day.
10. Evidence--statement by murder victim to officer--restraining order
against her husband--admissible
Statements by a first-degree murder victim to an officer concerning a
restraining order against her estranged husband (defendant) and her intent
to go to court the next day to get it extended related directly to a feared
confrontation with defendant and were properly admitted as evidence of the
victim's state of mind, her then-existing plan to engage in a future act,
and to show a relationship with defendant contrary to defendant's version.
The probative value of the evidence outweighed any potential prejudice.
11. Evidence--habit--speculation into thoughts
There was no prejudicial error in a prosecution for first-degree
murder in the admission of testimony that the victim expected her estranged
husband (defendant) to return their children to their grandparent's house.
Although there was sufficient evidence of habitual behavior in picking up
and dropping off the children to satisfy N.C.G.S. § 8C-1, Rule 406, this
question invited speculation into the victim's thoughts rather a
description of her actions. However, there was no prejudice in light of
the evidence against defendant.
12. Evidence--testimony by officer concerning domestic violence protective
order--not a legal opinion
The trial court did not err in a first-degree murder prosecution by
admitting the testimony of an officer concerning a domestic violence
protective order taken out against defendant where the officer described
the evidence available to him at the time, paraphrased the statute inneutral terms, and gave an opinion that the facts provided to him by
the
victim's father provided probable cause for arrest. He was offering an
explanation of his actions rather then an interpretation of the law.
13. Appeal and Error--preservation of issues--evidence elsewhere admitted
without objection--cross-examination
The admission of evidence concerning a bumper sticker on defendant's
truck was properly preserved for appeal where the State contended that
defendant waived review by not objecting to the same evidence during the
State's cross-examination of defendant. Defendant did not waive his
objection by seeking to explain, impeach, or destroy the value of the
evidence by explaining the bumper sticker's meaning on cross-examination.
14. Evidence--bumper sticker on defendant's truck--not relevant--not
prejudicial
Testimony about a bumper sticker on a truck driven by the defendant in
a first-degree murder prosecution was not prejudicial where there was no
indication that defendant placed the bumper sticker on the truck and the
testimony about the bumper sticker did not go to prove the existence of any
fact of consequence to the determination of defendant's guilt, but the
evidence of defendant's guilt was overwhelming.
15. Appeal and Error--preservation of issues--evidence elsewhere admitted
without objection
A defendant in a first-degree murder prosecution waived appellate
review of whether the trial court erred by allowing the State to ask a
witness about a 911 call where the 911 recordings were played in their
entirety without objection.
16. Witnesses--redirect examination--scope--abbreviated exchange
There was no prejudice in a first-degree murder prosecution where the
court overruled defendant's objection to testimony from a pathologist on
redirect examination that the victim's wounds were not instantly fatal.
Although defendant had asked on cross-examination whether the wounds were
of equal severity and did not seek information about the length of time the
victim remained conscious, the State on redirect asked only three questions
on this topic, one of the answers was only partially responsive, and there
was evidence from other witnesses that the victim remained conscious for
several minutes after being shot. There was no prejudice from this
abbreviated exchange.
17. Evidence--testimony of deputy of clerk of court--personal knowledge
There was no error in a first-degree murder prosecution from the
admission of testimony from a deputy clerk about a complaint and motion for
a domestic violence protective order filled out by the victim before her
murder. The testimony was competent and helpful to the jury and, although
defendant argues that the clerk lacked personal knowledge, he cites no
testimony to support his contention and it is apparent from the testimony
that she did possess personal knowledge.
18. Appeal and Error--preservation of issues--no offer of proof after
objection
The trial court did not err in a first-degree murder prosecution by
sustaining the State's objections to the testimony of defendant'spsychiatric expert about alcoholism, Xanax, and addiction where defendant
made no offer of proof.
19. Trials--objection--not sustained before jury
There was no error in a first-degree murder prosecution where
defendant contended that the court erroneously sustained the State's
objection to a question to an expert psychiatrist on voir dire, but the
record indicates that the court did not sustain the State's objection when
it was asked in the presence of the jury.
20. Evidence--evidentiary errors--cumulative effect
The cumulative effect of alleged evidentiary errors in a capital
first-degree murder prosecution did not deprive defendant of a fair trial
where the Supreme Court did not, in fact, find such errors.
21. Evidence--relevancy--first-degree murder--threats by victim--self-
defense not alleged
The trial court did not err in a capital first-degree murder
prosecution by excluding testimony from defendant's mother about statements
made by the victim where defendant did not assert self-defense. Alleged
threats by the victim were not relevant.
22. Appeal and Error--preservation of issues--opened door--no objection to
same evidence
A first-degree murder defendant lost the benefit of his objection to
testimony that defendant had been known to torment and kill cats when
growing up where defendant had opened the door by asking the witness
whether she had ever known defendant to be violent; furthermore, defendant
did not object to admission of the same testimony from a psychiatrist.
23. Evidence--rebuttal questions--within the scope of rebuttal
The trial court did not abuse its discretion in a prosecution for
first-degree murder by overruling defendant's objections to rebuttal
testimony where defendant argued that the prosecutor exceeded the scope of
rebuttal. The challenged questions were properly formulated to rebut
matters presented during defendant's case-in-chief. N.C.G.S. §15A-1226.
24. Witnesses--hypothetical--witness who had examined defendant
There was no error in a first-degree murder prosecution where the
State was allowed to ask one of its rebuttal witnesses, Dr. Robbins,
hypothetical questions which defendant alleged were not proper for an
expert who had examined defendant. There is no authority for the
contention that these questions should not have been asked, and the
questions were based upon facts supported by the evidence, the answers were
not so equivocal as to render them without probative value, and the
responses did not improperly embrace legal terms.
25. Evidence--cumulative effect--not prejudicial
The cumulative effect of any erroneous evidentiary rulings during a
capital first-degree murder prosecution did not entitle defendant to a new
trial given the greater weight of evidence against defendant.
26. Criminal Law--prosecutor's argument--based on evidence--voice ofcommunity
The trial court did not err by not intervening ex mero motu during two
portions of the prosecutor's closing argument in the guilt phase of a
capital first-degree murder prosecution where the first portion of the
argument quoted testimony verbatim and was therefore based on the evidence,
and the second portion of the argument merely reminded the jury that it
was the voice of the community.
27. Criminal Law--flight--evidence sufficient--instruction proper
The evidence was sufficient to support an instruction on flight in a
capital first-degree murder prosecution where defendant entered his car
immediately after shooting the victims, drove quickly from the crime scene
without rendering assistance or seeking to obtain medical aid for the
victims, and passed one officer without flagging him down. This evidence
was sufficient to show that defendant did more than merely leave the scene
of the crime; furthermore, the court's instruction accurately informed the
jury that proof of flight alone was insufficient to establish guilt and
would not be considered as evidence of premeditation and deliberation.
28. Criminal Law--prosecutor's argument--victim's experience
The trial court did not err in a capital sentencing proceeding by not
intervening ex mero moto when the prosecutor asked jurors to think of what
the victim went through as she lay dying. The prosecutor focused on what
the victim may have been thinking and the argument was based upon the
evidence at trial, did not manipulate or misstate the evidence, and did not
urge the jurors to put themselves in the victim's place.
29. Criminal Law--defendant's argument--reading from appellate opinion
The trial court did not err in a capital sentencing proceeding by
sustaining the State's objection to portions of defendant's closing
argument in which his counsel sought to read the facts and the holding from
a North Carolina Supreme Court case regarding the especially heinous,
atrocious, or cruel aggravating circumstance.
30. Sentencing--capital--aggravating circumstance--hindering government
function
The trial court did not err in a capital sentencing proceeding by
submitting to the jury the aggravating circumstance that the murder was
committed to disrupt or hinder the lawful exercise of a governmental
function where a domestic violence protective order had been issued after
the victim had filed a complaint against defendant, the victim was
scheduled to return to court the next day to obtain an extension, defendant
was aware of the hearing and had asked that the date be changed, statements
by defendant both before and after the shooting reflected his belief that
the victim was keeping his children from him, and a restraining order so
upset defendant that he ripped the papers and threw the pieces at the door
of the victim's apartment. The jury could reasonably find that one reason
defendant killed his wife was to stop this proceeding. N.C.G.S. § 15A-
2000(e)(7).
31. Sentencing--capital--aggravating circumstance--victim's exercise of
official duty as witness
The trial court did not err in a capital sentencing proceeding by
submitting the aggravating circumstance that the murder was committedbecause of the victim's exercise of her official duty as a witness whe
re
she had previously obtained an ex parte domestic violence protection order,
she was scheduled to testify against defendant the day after her murder,
defendant had been upset for some time over his separation from the victim
and the custody of their children, defendant's own testimony reflected his
frustration and anger over these issues, and defendant was aware of the ex
parte order and that the victim was going to testify. A reasonable jury
could conclude that one reason defendant killed his wife was that she
obtained the protective order as an aspect of her official duty as a
witness against him. N.C.G.S. § 15A-2000(e)(8).
32. Sentencing--capital--two aggravating circumstances--same evidence
There was no prejudicial error in a capital sentencing proceeding
where the trial court submitted two aggravating circumstances, that the
murder was committed to hinder a governmental function and because of the
witness's performance of her official duty as a witness, where both of
these circumstances referred to the same domestic violence protective
order. While there was sufficient evidence to support submission of either
circumstance, it was error to submit both; however, there was no prejudice
because the jury rejected the circumstance that the murder was committed to
disrupt or hinder the lawful exercise of a governmental function. N.C.G.S.
§ 15A-2000(e)(7); N.C.G.S. § 15A-2000(e)(8).
33. Sentencing--capital--aggravating circumstance--especially heinous,
atrocious or cruel
The trial court did not err in a capital sentencing proceeding by
submitting the especially heinous, atrocious, and cruel aggravating
circumstance where the evidence showed that the victim's death was
physically agonizing, involved psychological torture, and was
conscienceless. There was evidence which included the victim being
helpless to prevent her impending death between the time defendant first
shot her and when he flipped her over to shoot her a second time, defendant
killing the victim in the presence of her parents, and statements by
defendant to several witnesses indicating that she feared defendant, as
well as the fact that she had taken out a domestic violence order against
him.
34. Sentencing--capital--definition of mitigating circumstances
The trial court did not err in a capital sentencing proceeding by
giving instructions on the definition of mitigating circumstances which
were in accord with the pattern jury instructions and which are virtually
identical to instructions approved elsewhere. Moreover, the court's
additional instructions on mitigating circumstances were also in accord
with the pattern jury instructions and were given in cases in which similar
arguments were rejected.
35. Sentencing--capital--mitigating circumstances--nonstatutory
circumstances combined
There was no error in a capital sentencing proceeding where the trial
court combined various nonstatutory mitigating circumstances that defendant
had requested be submitted separately. The jury was not prevented from
considering any potential mitigating evidence; the circumstances proffered
by defendant were subsumed in the circumstances submitted by the court; the
court's language was identical to defendant's in many instances and, where
it was not, the jury was required to address all of the points proposed by
defendant; defendant was able to present evidence on each profferedcircumstance and to argue the weight of that circumstance to the jury; a
nd
the court carefully instructed the jury not to apply a mathematical
approach.
36. Sentencing--capital--nonstatutory mitigating circumstances--father's
drinking
The trial court did not err in a capital sentencing proceeding by not
submitting nonstatutory mitigating circumstances dealing with the effects
on defendant of his father's drinking problem where those circumstances
either were not supported by the evidence or were subsumed in other
mitigating circumstances submitted to the jury.
37. Sentencing--capital--nonstatutory mitigating circumstance--defendant's
potential for rehabilitation--subsumed in other circumstances
The trial court did not err in a capital sentencing proceeding by not
submitting the nonstatutory mitigating circumstance that defendant's
prospect for rehabilitation is excellent where that circumstance was
subsumed in two of the circumstances submitted.
38. Sentencing--capital--mitigating circumstances--instructions
The trial court did not commit reversible error in light of McKoy v.
North Carolina, 494 U.S. 433, when it instructed the jury that it must be
unanimous in its answers to Issues Three and Four on the Issues and
Recommendation as to Punishment form.
39. Sentencing--capital--mitigating circumstance--impaired capacity--
consideration by jury
The jury in a capital sentencing proceeding did not fail to consider
the impaired capacity mitigating circumstance where no juror found it to
exist. Although defendant contended that the jury must have failed to
consider it because the testimony of his psychiatrist was uncontested, the
evidence was in fact contested by lay testimony and defendant did not
request a peremptory instruction. Moreover, the jury could have considered
that the defense expert interviewed defendant for little more than an hour
on one occasion. Finally, the statutory circumstances found by the jury
indicate that they considered the evidence with discrimination and not
arbitrarily. N.C.G.S. § 15A-2000(f)(6).
40. Sentencing--capital--nonstatutory mitigating circumstances--submitted
with peremptory instruction--not found
There was no error in a capital sentencing proceeding where the jury
did not find three of the nine nonstatutory mitigating circumstances
submitted with peremptory instructions. A reasonable juror could have
concluded that these mitigating circumstances had no mitigating value; the
fact that the jury found six out of the nine submitted indicates that it
considered the evidence and the circumstances submitted.
41. Sentencing--death sentence--not disproportionate
A sentence of death was not disproportionate where defendant shot his
wife while her family watched; inflicted a second wound while the victim
begged for her life; reloaded and shot the victim's father and attempted to
shoot her mother; there was abundant evidence that he had been considering
the shootings for a long time; defendant is an adult and there is no
indication that he suffers from diminished capacity; and the especiallyheinous, atrocious, or cruel aggravating circumstance has been suffi
cient
to support the death penalty even standing alone.
Appeal as of right pursuant to N.C.G.S. § 7A-27(a) from a judgment
imposing a sentence of death entered by Seay, J., on 3 June 1999 in
Superior Court, Gaston County, upon a jury verdict finding defendant guilty
of first-degree murder. On 3 August 2000, the Supreme Court allowed
defendant's motion to bypass the Court of Appeals as to his appeal of an
additional judgment. Heard in the Supreme Court 12 March 2001.
Roy Cooper, Attorney General, by Robert C. Montgomery, Assistant
Attorney General, for the State.
Sue A. Berry for defendant-appellant.
EDMUNDS, Justice.
On 7 July 1997, defendant William Todd Anthony was indicted for first-
degree murder of Semantha Belk Anthony
(See footnote 1)
and for assault with a deadly
weapon with intent to kill inflicting serious injury on John Edward Belk.
Defendant was tried capitally before a jury at the 3 May 1999 Criminal
Session of Superior Court, Gaston County. On 27 May 1999, the jury found
defendant guilty of first-degree murder on the basis of malice,
premeditation, and deliberation, but not on the basis of felony murder.
The jury also returned a verdict of guilty of assault with a deadly weapon
with intent to kill inflicting serious injury. Following a capital
sentencing proceeding, the jury recommended a sentence of death for the
murder. On 3 June 1999, the trial court sentenced defendant to death for
the first-degree murder conviction and seventy-three to ninety-seven
months' imprisonment for the assault conviction. Defendant appeals his
conviction for first-degree murder and his sentence of death to this Court
as a matter of right. On 3 August 2000, we allowed defendant's motion tobypass the Court of Appeals as to his appeal of the assault c
onviction.
For the reasons that follow, we conclude that defendant's trial and capital
sentencing proceeding were free from prejudicial error and that defendant's
sentence of death is not disproportionate.
At defendant's trial, the State presented evidence that defendant and
Semantha Belk Anthony were married on 26 October 1985 and that two children
were born of the marriage. Defendant and Semantha separated for several
months in 1992. During this separation, defendant wrecked Semantha's
vehicle with his truck and grabbed her after allegedly seeing her with
another man. Defendant was charged with communicating a threat and with
assault on a female as a result of this incident, but the charges were
subsequently dropped. Defendant and Semantha temporarily reconciled but
separated again in March 1997, as detailed below. Semantha told her
mother, Martha Belk, that she was leaving defendant because her sons were
being abused and she was scared of [defendant]. Similarly, she told her
father, John Edward Belk, that she was separating from defendant because
she was afraid he was going to kill her and the boys.
On 15 March 1997, Semantha met with attorney Jay Stroud, who prepared
a separation agreement. This agreement, which defendant and Semantha
signed on 19 March 1997, gave Semantha primary custody of the children and
entitled defendant, in part, to visitation with the children twice a week
and on alternate weekends. Thereafter, Semantha and the children left the
marital residence. Semantha stayed with her parents briefly, then moved
into an apartment. The children slept at the Belks' home.
A week after signing the separation agreement, defendant contacted
Susan Russell, a legal assistant for attorney Stroud, to complain about
Semantha's failure to remove the remainder of her property from the marital
residence. Ms. Russell contacted Semantha, who responded that defendant
had been harassing her since they signed the separation agreement. She
further explained that she had not yet acted because she was afraid ofdefendant and was trying to find someone to accompany her when she
retrieved her property. In fact, on 16 March 1997, the day after Semantha
visited attorney Stroud, the Gaston County Police Department had been
dispatched to the marital residence in response to a domestic dispute.
Defendant told the responding officer that he had a gun but had thrown it
in the woods behind the house at Semantha's request.
On 9 April 1997, Semantha filed a Complaint and Motion for a Domestic
Violence Protective Order against defendant in which she stated, 4-8-97.
Has threatened to kill me, constantly follows me at different times,
carries a gun. I fear for my life. That same day, a judge signed an Ex
Parte Domestic Violence Protective Order and set a hearing in the matter
for 16 April 1997.
On the morning of Tuesday, 15 April 1997, defendant arrived at the
Belks' home to visit his children. Although in the past defendant had been
welcome do to so whenever he wanted, Semantha instructed her parents no
longer to allow defendant to see the children before school because his
visits upset them. However, when Mr. Belk told defendant that he could not
see his children, defendant pushed him aside and entered the house.
Defendant was crying at the time, and his children became agitated while
talking to him. After defendant left, Mr. Belk reported the incident to
the police, and J.T. Welch, an officer with the Mount Holly Police
Department, responded. He testified that Mr. Belk described the incident
to him and stated that defendant had at some point made threats that he
would kill the whole family. Mr. Belk appeared troubled and said that he
did not know what defendant was capable of doing. He added that he thought
his daughter had obtained a restraining order against defendant.
Officer Welch advised Scott Wright, an officer with the Mount Holly
Police Department, of the incident and of a possible restraining order
against defendant. Officer Wright went to the Belks' home to speak with
Semantha, who told him about the incident that morning and added thatdefendant had been following her and threatening to blow her f--
-ing head
off. After speaking with Semantha, Officer Wright confirmed that an Ex
Parte Domestic Violence Protection Order had been issued.
Officer Wright saw Semantha later that day at a hair salon. While
speaking with her, she exclaimed, There he is, there he is, and she and
the officer watched as defendant drove slowly past the salon. Afterwards,
Officer Wright visited Semantha at her residence, where she told him that
defendant was supposed to bring the children to her parents' home later
that day. She requested that a police officer come by during that time
because she thought there would be trouble and added, He'll kill me if he
gets a chance.
That same day, Semantha also called legal assistant Russell to report
that defendant had hired an attorney who was going to attempt to have the
16 April 1997 domestic violence hearing postponed because defendant was
scheduled to undergo surgery. During their conversation, Semantha told
Ms. Russell that she recently had purchased a gun because she was afraid to
stay in her residence without protection and that her children were
sleeping at her parents' home because she was fearful something would
happen.
Defendant went back to the Belks' home on the afternoon of 15 April
1997, bringing flowers for Semantha and steaks for the Belks as an apology
for the encounter that morning. Although defendant left after several
minutes, events rapidly took an ominous turn. Defendant's stepfather,
Johnny Kendall, testified that he later told Mount Holly Police Officer
Barry Colvard that he thought he had talked defendant out of doing
something he would regret but that when defendant grabbed several shotgun
shells and ran out of the house, Mr. Kendall called 911. He told the
operator that defendant had left his home with a gun to shoot Semantha.
Randy Carter, a neighbor of the Kendalls, testified that Mrs. Kendall came
to his house on 15 April 1997 just prior to the shootings and asked him tocalm defendant. Defendant told Mr. Carter that he could not take
it
anymore and was going to kill Semantha. While Mr. Carter was speaking with
defendant, defendant was searching for something in three rooms and the
attic of the Kendalls' house. When defendant left, Mr. Carter observed a
shotgun in the back of defendant's truck.
Approximately one hour after leaving the Belks' home, defendant
returned. Semantha, who was there waiting for defendant to drop off the
children, ran outside when she heard defendant blow his horn. Mr. Belk,
who had seen defendant drive down the street, was outside talking with his
neighbor James Fitcher. Several minutes later, Mr. Belk heard someone
yell, Todd's got Sandy, dragging Sandy out front, he's got a gun.
Mr. Belk ran inside his home to find something with which to defend
himself. When he emerged, he saw that defendant was wielding a shotgun
while holding the crouching or kneeling Semantha by her hair. Defendant
told Semantha, Hold still, b----. I'm going to kill you, while she
pleaded with defendant to let her go. When Mr. Belk told defendant not to
hurt his daughter, defendant became distracted and Semantha was able to
break free and run. Defendant chased her and shot her in the back. He
then reloaded his shotgun and, as the wounded Semantha lay on the ground
begging for her life, flipped her over with his foot; said, Hold still,
b----; and shot her again. Defendant reloaded; aimed his shotgun at
Mr. Belk; said, You're next, old man; and shot Mr. Belk in the shoulder.
Defendant next aimed at Mrs. Belk, who was standing on her front porch.
Although defendant apparently pulled the trigger, his weapon failed to
fire. Defendant threw the shotgun in the back of his truck; said, Now I
can go to jail; then sped away, scattering gravel. Several neighbors,
including James Fitcher, Kimberly Fitcher, Brenda Cagle, Bobbie Auten, and
Gloria Jenkins, witnessed the shootings and corroborated the testimony of
Mr. and Mrs. Belk.
After shooting Semantha and Mr. Belk, defendant drove to his parents'house. Defendant told Mr. Carter that he
had shot Semantha and asked Mr.
Carter to drive him to the jail. As Mr. Carter was driving, defendant
repeatedly stated, Why did she do this to me? Why? Why? Why? Mr.
Carter saw several patrol vehicles and flagged down Mount Holly Police
Officer B.G. Summey. As Officer Summey approached, defendant spontaneously
stated, I did it. I shot them. I couldn't take it anymore. Defendant
identified himself and while being handcuffed said, I shot her twice. Is
she all right? After advising defendant of his Miranda rights, Officer
Summey searched defendant and found several Xanax tablets in defendant's
pocket. Defendant then told Officer Summey that the murder weapon was in
the back of his truck at his parents' home.
Defendant was taken to the Mount Holly Police Department, where he
consented to a search of his truck and his parents' home. When asked to
sign a waiver of rights form, defendant responded, Yes, I'm guilty. I'll
sign whatever. Defendant said that he had not slept in three to four
weeks and that he had taken several Xanax pills before the shootings. When
Officer Summey informed defendant that his wife had died and that he was
under arrest for her murder, defendant responded, I know I'm guilty.
Thereafter, defendant was transported to the Gaston County Police
Department to be fingerprinted and photographed. While entering the patrol
vehicle, defendant responded to an officer's caution to watch his head by
saying, I just killed my wife. My head's the last of my worries. While
en route, defendant asked, Is she still alive? and Can I get the death
penalty for this?
Once at the Gaston County Police Department, defendant explained that
he killed his wife because she was seeing other men and was not going to
let him visit his children. He stated that Semantha had called his mother
that day and told her she was never going to let defendant see his children
again, she wished defendant was dead, and she would not even visit
defendant's grave if he died. Defendant was then taken to the magistrate'soffice. On the way, defendant commented, One of the bulle
ts was meant for
me, and the old man confronted me so I shot him too, and I pulled the
trigger. I'm guilty. Go ahead and give me the death penalty. Defendant
told the magistrate, I didn't mean to do it but she kept using the kids
against me.
Several witnesses testified as to statements defendant made prior to
the murder indicating his intention to kill his wife. Benny Hale, owner of
Benny's Fishing Lake, testified that defendant was a frequent customer. He
noticed a change in defendant in February 1997. Approximately two weeks
before Semantha's murder, defendant told Mr. Hale that he was experiencing
problems with his wife because she would not let him see his children as
often as he wanted. During this conversation, defendant became upset;
began to cry; and stated to Mr. Hale, Benny, I'm thinking about killing
the b----. On 10 April 1997, defendant told Kimberly Fitcher, the Belks'
neighbor, that Semantha had served papers at his place of employment and
was opposing his efforts to obtain joint custody of their children.
Ms. Fitcher testified that defendant said he would hurt anyone who stood
in his way of him being with his kids. Gordon Arnold, manager of Mount
Holly Farm Supply, testified that defendant entered his store on 14 April
1997. When Mr. Arnold asked defendant, Can I help you? defendant, who
was visibly upset, responded, You can't help me with my problems. . . .
My wife left me. She is running around on me. She won't let me see my
kids. I am going to kill her and if her old man gets in my way, I'm going
to kill him, too. Finally, Carl Barker, who had been defendant's
supervisor at work for approximately ten years, testified that defendant
had not been himself for six months prior to Semantha's murder. On several
occasions, including 15 April 1997, defendant told him that he was going
to kill the b----.
Dr. Peter Wittenberg, the pathologist at Gaston Memorial Hospital who
autopsied Semantha, testified that her death was caused by bleeding fromthe lungs and wounds in her chest. He described her death as not i
mmediate
and very painful. Dr. Timothy Carr, an emergency physician at Gaston
Memorial Hospital, treated Mr. Belk on 15 April 1997 and described his
injuries as life-threatening. Ronald Marrs, a special agent with the North
Carolina State Bureau of Investigation, was accepted as an expert in
firearms and tool-mark examinations and identifications. He identified the
twenty-gauge shotgun retrieved from defendant's truck as the weapon used in
the shootings and determined from examination of Semantha's clothing that
defendant was twelve to twenty-one feet away from her when he fired the
first shot and six to twelve feet away from her when he fired the second
shot.
Defendant presented evidence at the guilt-innocence phase of his trial
to establish a history of tension in his relationship with Semantha. He
testified that various individuals told him that she was having affairs and
that he had seen her kiss another man during their first separation. He
claimed that after their March 1997 separation Semantha attempted to
prevent him from seeing his children.
On the day of the shootings, defendant was upset about his separation
from Semantha and his inability to see his children. He consumed beer,
vodka, and Xanax to deal with this distress, and as a result could not
remember what happened at the Belks' home and thereafter. Numerous
witnesses corroborated defendant's claim to have consumed intoxicants,
including defendant's father, Tony Anthony; his mother, Diane Kendall; and
his stepfather, Johnny Kendall. Vivian Daley, a nurse at the Gaston County
jail, testified that when she saw defendant on 16 April 1997, less than
twenty-four hours after the shootings, he was staring straight ahead and
he was crying. . . . [I]n my professional opinion, he did not seem to know
where he was. She noted that defendant's eyes were dilated and that he
smelled of alcohol. Terry Wellman, a nurse at the Gaston County Police
Department, observed defendant on 16 April 1997 shortly after his apparentattempt to commit suicide in jail. Because defendant was cr
ying
incoherently and his eyes were dilated, she requested a drug test. The
results were positive for Xanax even though the test was administered
twenty hours after the murder.
Dr. Roy J. Mathew, who was tendered and accepted as an expert in
psychiatry specializing in the fields of addiction medicine and addiction
psychiatry, testified as to the effects of Xanax and alcohol on the human
brain. Dr. Mathew was of the opinion that defendant's claimed memory loss
of the murder was valid, and characterized what happened to defendant as a
black-out. He also believed that defendant's suicide attempt in the
Gaston County jail was consistent with ingestion of Xanax. As to
defendant's mental condition on the day of the murder, Dr. Mathew stated,
I think he was significantly impaired. He was significantly intoxicated
at the time of the alleged crime with alcohol and Xanax. It's very
difficult to separate one from the other because, as I indicated earlier,
they do more or less the same thing in the brain. When asked whether
defendant's mind and reason were so completely intoxicated and impaired
that he could not form a specific intent to kill, Dr. Mathew responded, I
feel that he was significantly intoxicated by Xanax, alcohol, and both;
that it would have been difficult for him to think rationally and clearly.
Additional evidence was presented during the capital sentencing
proceeding. This evidence will be discussed below as necessary to address
sentencing issues.
[1]We note at the outset that defendant has presented ninety-seven
assignments of error. For convenience, clarity, and continuity, we have
grouped related assignments of error in our opinion. We also note that,
while defendant includes a constitutional component to almost all his
assignments of error, in most instances he failed to preserve the
constitutional issues at trial and has provided no argument and cited no
cases in support of his constitutional arguments here. Constitutionalissues not raised and passed upon at trial will not be consider
ed for the
first time on appeal, State v. Lloyd, 354 N.C. 76, 86-87, 552 S.E.2d 596,
607 (2001), and assignments of error in support of which no argument or
authority is stated will be taken as abandoned, id. (quoting N.C. R. App.
P. 28(b)(5)). Accordingly, we will consider only his properly preserved
arguments.
PRETRIAL ISSUES
[2]Defendant first contends that the trial court erred in denying his
motion to compel the State to disclose whether it intended to offer
evidence pursuant to Rules 803(24), 804(b)(5), and 404(b) of the North
Carolina Rules of Evidence. Defendant filed his motion to compel on
2 February 1998, asserting that: (1) Rule 404(b) evidence is rarely found
in pre-trial discovery, and he will likely not have the chance to meet
any such evidence at trial without prior notice; and (2) he is entitled
to try to avoid 'trial by ambush' with respect to the evidence admissible
under Rules 803(24) and 804(b)(5). On 5 February 1998, the trial court
orally denied defendant's motion, stating:
The Court in its discretion on [defendant's] motion to compel
[the] State to disclose whether it intends to offer evidence
under Rules 803[(24)], 804(b)(5) and 404(b) of the North Carolina
Rules of Evidence, the Court in its discretion will deny this
motion. The Court further notes that both Rules 803[(24)] and
804(b)(5) have separate provisions which require the State to
provide notice in advance. Therefore, that is dealt with in the
rule itself. The Court therefore in its discretion will deny
that motion.
Thereafter, on 5 May 1999, the State filed notice of its intention to offer
hearsay pursuant to Rules 803(24) and 804(b)(5), including statements made
by Semantha before her death to Officer B.S. Wright and Susan Russell, as
well as to the Gaston County Clerk of Superior Court's office in statements
contained in Semantha's Complaint and Motion for Domestic Violence
Protective Order.
Rules 803 and 804 of the North Carolina Rules of Evidence provide for
the admissibility of hearsay statements. Rule 803 addresses situationswhere the availability of the declarant is immaterial, while Rule 80
4 deals
with situations where the declarant is unavailable. Each rule contains the
following identical provision:
However, a statement may not be admitted under this exception
unless the proponent of it gives written notice stating his
intention to offer the statement and the particulars of it,
including the name and address of the declarant, to the adverse
party sufficiently in advance of offering the statement to
provide the adverse party with a fair opportunity to prepare to
meet the statement.
N.C.G.S. § 8C-1, Rules 803(24), 804(b)(5) (1999). Because notice
requirements are contained in the rules themselves, an order compelling
such disclosure would be redundant. Therefore, we hold the trial court did
not abuse its discretion in denying defendant's motion to compel early
disclosure of hearsay statements under Rules 803(24) and 804(b)(5).
Defendant argues that the State, by disclosing the hearsay statements
only after jury selection began, was allowed to sand-bag defendant with
the result that [t]he spirit, along with the letter of the rule, is lost.
Defendant did not raise this issue at trial or as an assignment of error,
thereby precluding review. N.C. R. App. P. 10(a), (b)(1). Nonetheless, we
observe that the State complied with the requirements of the rules by
providing the particulars of the hearsay statements in its notice to
defendant and by disclosing the statements five days before opening
arguments and testimony began. Defendant did not make a motion to continue
based on any untimeliness of the State's notice, nor did he assert that he
was surprised by the statements. See State v. Garner, 330 N.C. 273, 283,
410 S.E.2d 861, 866 (1991).
As to defendant's arguments pertaining to Rule 404 of the North
Carolina Rules of Evidence, that rule provides in pertinent part:
Evidence of other crimes, wrongs, or acts is not admissible to
prove the character of a person in order to show that he acted in
conformity therewith. It may, however, be admissible for other
purposes, such as proof of motive, opportunity, intent,
preparation, plan, knowledge, identity, or absence of mistake,
entrapment or accident.
N.C.G.S. § 8C-1, Rule 404(b) (1999). We find no support for defendant'sassertions that disclosure of Rule 404(b) evidence is required
by North
Carolina law, nor does defendant refer to any. To the contrary, we have
previously held that Rule 404(b) 'addresses the admissibility of evidence;
it is not a discovery statute which requires the State to disclose such
evidence as it might introduce thereunder.' State v. Ocasio, 344 N.C.
568, 576, 476 S.E.2d 281, 285 (1996) (quoting State v. Payne, 337 N.C. 505,
516, 448 S.E.2d 93, 99 (1994), cert. denied, 514 U.S. 1038, 131 L. Ed. 2d
292 (1995)). Accordingly, the trial court did not err in denying
defendant's motion to compel disclosure of evidence offered pursuant to
Rules 803(24), 804(b)(5), and 404(b). This assignment of error is
overruled.
[3]Defendant next contends that the trial court erred in denying his
motion to recuse the district attorney's office from prosecuting his case.
Defendant filed his recusal motion on 18 March 1999, asserting that the
Gaston County District Attorney's Office had a conflict in prosecuting his
case because two of defendant's former attorneys at the Gaston County
Public Defender's Office had joined the Gaston County District Attorney's
Office by the time of trial. The trial court conducted a hearing on
defendant's motion and considered the testimony of John Greenlee and James
Jackson, the attorneys in question. Attorney Greenlee stated that he was
assigned to represent defendant along with Public Defender Kellum Morris
prior to joining the district attorney's office. However, he testified
that he did not obtain any confidential information as a result of his
representation of defendant:
Q: Mr. Greenlee, since you -- do you recall what involvement you
had as Mr. Anthony's attorney?
A: All I remember is that after the Rule 24 Hearing, which I was
not present for, Mr. Morris told me I was assigned second chair.
I believe I requested that a copy of the file be provided to me
at some point. I don't recall if one was ever provided to me, I
assume it was, but I never read it. Never met Mr. Anthony, never
spoke with Mr. Anthony, and didn't gain any knowledge or do any
investigations into the case.
. . . .
Q: Have we -- have I ever asked you any of the facts of the case
or anything you may have learned in regards to defending
Mr. Anthony?
A: No.
Q: Have you talked with any member of the District Attorney's
Office about anything that you ever learned as -- in your defense
of Mr. Anthony?
A: No.
Attorney Jackson testified that he was also assigned to represent
defendant along with Public Defender Kellum Morris prior to joining the
district attorney's office. As with attorney Greenlee, however, he did not
gain any confidential information as a result of his representation of
defendant:
Q: Mr. Jackson, after you were told that you would be becoming
involved with the Anthony case to you making the decision to come
to the District Attorney's Office was how long a period of time?
A: I would say that would have been anywhere from a week to two
weeks because shortly -- it was very, very briefly after
Mr. Greenlee made that decision that I made mine. I would have
said no more -- no more than two weeks.
Q: Did you ever talk with Mr. Anthony?
A: I've never spoken with Mr. Anthony.
Q: And you said that you may have had access to the file but, to
your knowledge, did you ever read the file?
A: I do not -- I can't recall ever reading the file or looking
at the file. I don't know any specifics about this particular
situation. I know the general allegations.
. . . .
Q: Have you ever talked with me about any aspect of the Anthony
case?
A: I have never spoken with you or anyone else.
Q: Ever talked with anyone who is involved in the actual trial
of Mr. Anthony?
A: Never. I haven't . . . spoken to any witnesses; I haven't
spoken to Mr. Anthony; I haven't taken any phone calls regarding
Mr. Anthony; nothing.
After the hearing, the trial court entered an order in which it set
out the following pertinent findings of fact: 13. That during the time Mr. Greenlee an
d Mr. Jackson were
appointed to represent the Defendant, they did not meet the
Defendant, talk with the Defendant, or appear in court on behalf
of the Defendant.
14. That neither Mr. Greenlee nor Mr. Jackson recalled
seeing the Defendant's case file while at the Public Defender's
Office.
15. That neither Mr. Greenlee nor Mr. Jackson obtained
confidential information about the Defendant while in the Public
Defender's Office which could be used to the Defendant's
detriment in the trial of this matter.
The trial court concluded that an actual conflict of interest did not exist
and denied defendant's motion. On appeal, defendant does not challenge the
trial court's findings of fact, nor does he maintain that an actual
conflict of interest exists. Rather, he argues that the trial court should
have granted his motion to avoid the appearances of impropriety.
This issue is controlled by our holding in State v. Camacho, 329 N.C.
589, 406 S.E.2d 868 (1991). In that case, an attorney who had been
employed as an assistant public defender with the Mecklenburg County Public
Defender's Office, which was representing the defendant on murder and
robbery charges, left to become an assistant district attorney with the
Mecklenburg County District Attorney's Office, which was prosecuting the
defendant. The defendant filed a motion to recuse the entire District
Attorney's Office from prosecuting his case. At a subsequent hearing, the
attorney in question testified that although she had assisted other
attorneys in preparing a motion for the defendant alleging ineffective
assistance of counsel, she had not been assigned to the defendant's case
while in the public defender's office. During that time, she had not been
involved in any substantive aspect of the case, nor had she seen any of the
files concerning the defendant. Although she recalled some discussion
regarding the defendant's case while at the public defender's office, she
could not remember the details of the conversation and had not revealed any
information about the defendant's case to anyone at the district attorney's
office. The trial court granted the defendant's motion. We reversed, holding that
a prosecutor may not be disqualified from prosecuting a criminal
action in this State unless and until the trial court determines
that an actual conflict of interests exists. In this context, an
actual conflict of interest[] is demonstrated where a District
Attorney or a member of his or her staff has previously
represented the defendant with regard to the charges to be
prosecuted and, as a result of that former attorney-client
relationship, the prosecution has obtained confidential
information which may be used to the defendant's detriment at
trial. Even then, however, any order of disqualification
ordinarily should be directed only to individual prosecutors who
have been exposed to such information.
Id. at 601, 406 S.E.2d at 875. If a trial court finds an actual conflict
of interest to exist, the trial court may disqualify the prosecutor having
the conflict from participating in the prosecution of a defendant's case
and order that prosecutor not to reveal information which might be harmful
to the defendant. Id. at 602, 406 S.E.2d at 876; see also State v. Reid,
334 N.C. 551, 561, 434 S.E.2d 193, 200 (1993).
In the case at bar, the two attorneys were initially assigned to be
co-counsel for defendant but resigned prior to obtaining any confidential
information about the case. Neither discussed the case with other
prosecutors at their new employment. The attorneys acted properly in
avoiding all contact with the case after changing jobs, and defendant has
failed to show the actual conflict of interest required by State v.
Camacho.
Defendant also asserted in his recusal motion and in this assignment
of error that the personal relationship that arose between the elected
district attorney and the father of the deceased should have barred the
district attorney's office from prosecuting the case. Because defendant
did not set out any argument or authority for this position in his
appellate brief, we deem this issue abandoned. N.C. R. App. P. 28(b)(5).
This assignment of error is overruled.
[4]Defendant next contends that the trial court erred in denying his
motion for instructions to explain the capital sentencing process to
prospective jurors. Defendant filed a pretrial motion on 2 February 1998,requesting the trial court to inform prospective jurors of t
he process of
finding, evaluating, and weighing the evidence of aggravating and
mitigating circumstances. On 3 May 1999, the trial court orally denied
defendant's motion, stating that it intended to follow the statutory
provisions and the North Carolina pattern jury instructions. Although the
trial court gave defendant an opportunity to object, he declined. The
trial court then instructed the jury in accord with criminal instruction
106.10. N.C.P.I.--Crim. 106.10 (1994).
A trial court has broad discretion to see that a competent, fair, and
impartial jury is impaneled, and its rulings concerning jury selection will
be reversed only upon a showing of abuse of discretion. State v. Meyer,
353 N.C. 92, 104, 540 S.E.2d 1, 8 (2000), cert. denied, ___ U.S. ___, ___
L. Ed. 2d ___, 70 U.S.L.W. 3235 (2001). We previously have addressed the
issue raised by defendant, noting:
We find no abuse of discretion by the trial court in
refusing to give the defendant's requested preliminary
instruction. By utilizing the pattern instruction, a trial court
accurately and sufficiently explains the bifurcated nature of a
capital trial, avoids potential prejudice to the defendant, and
helps to insure the uniformity of jury instructions for all
trials.
State v. Steen, 352 N.C. 227, 250, 536 S.E.2d 1, 15 (2000) (quoting State
v. Jones, 339 N.C. 114, 143, 451 S.E.2d 826, 841 (1994), cert. denied, 515
U.S. 1169, 132 L. Ed. 2d 873 (1995)), cert. denied, 531 U.S. 1167, 148 L.
Ed. 2d 997 (2001).
In this case, the trial court correctly instructed the prospective
jurors as to the law governing the capital sentencing process. Because the
trial court's instructions were in accord with the pattern jury
instructions that have been approved previously by this Court, see, e.g.,
State v. Artis, 325 N.C. 278, 295, 384 S.E.2d 470, 479 (1989), sentence
vacated on other grounds, 494 U.S. 1023, 108 L. Ed. 2d 604 (1990), we do
not agree with defendant's assertion that the trial court failed to provide
the jury with an understandable explanation of the law governing capitalsentencing. This assignment of error is overruled.
[5]Defendant also contends that the trial court erred in denying his
Motion for Sequestration and Segregation of State's Witnesses During
Trial. On 2 February 1998, defendant filed the motion, requesting
sequestration of the State's witnesses for three reasons: (1) to prevent
the witnesses from altering their testimony or previous statements to
conform to that of other witnesses; (2) to prevent an unduly persuasive
effect upon the minds of jurors as a result of the extensive number of
witnesses by the State, particularly law enforcement officers; and (3) to
prevent loss of individual recollection of the witnesses in favor of a
consensus recollection resulting from the gathering of the State's
witnesses during a lengthy trial. On 3 May 1999, the trial court denied
defendant's motion.
The statute regarding sequestration of witnesses at trial provides in
pertinent part: Upon motion of a party the judge may order all or some of
the witnesses other than the defendant to remain outside of the courtroom
until called to testify. N.C.G.S. § 15A-1225 (1999); see also N.C.G.S. §
8C-1, Rule 615 (1999). Because the North Carolina rule is permissive, a
ruling on a motion to sequester witnesses pursuant to this statute 'rests
within the sound discretion of the trial court, and the court's denial of
the motion will not be disturbed in the absence of a showing that the
ruling was so arbitrary that it could not have been the result of a
reasoned decision.' State v. Hyde, 352 N.C. 37, 43, 530 S.E.2d 281, 286
(2000) (quoting State v. Call, 349 N.C. 382, 400, 508 S.E.2d 496, 507-08
(1998)), cert. denied, 531 U.S. 1114, 148 L. Ed. 2d 775 (2001).
In his motion to sequester, defendant gave no specific reason to
suspect that the State's witnesses would tailor their testimony to fit
within a general consensus. Defendant has not pointed to any instance in
the record where a witness conformed his or her testimony to that of
another witness, and he argues on appeal only that the trial court wasbiased against him in denying his motion even though facilities were
available to accommodate sequestered witnesses. We see no abuse of
discretion in the trial court's ruling.
Nevertheless, we observe that the commentary to N.C.G.S. § 8C-1, Rule
615 provides: [T]he [better] practice should be to sequester witnesses on
request of either party unless some reason exists not to. Particularly in
cases as consequential as a capital murder trial, judges should give such
motions thoughtful consideration. See State v. Wilds, 133 N.C. App. 195,
210, 515 S.E.2d 466, 477-78 (1999) (Edmunds, J., concurring). This
assignment of error is overruled.
JURY SELECTION
[6]In his only assignment of error relating to jury selection,
defendant contends that the trial court erred in denying his requests to
rehabilitate seven prospective jurors, Deborah Mull, John White, Frankie
Davis, Daria Ragan, Brenda Fortenberry, Allen McDuffie, and Robert Hill,
who were challenged for cause on the basis of their views of the death
penalty. A juror properly may be excused for cause in a capital case if
his or her views regarding the death penalty would 'prevent or
substantially impair the performance of his [or her] duties as a juror in
accordance with his [or her] instructions and his [or her] oath.'
Wainwright v. Witt, 469 U.S. 412, 424, 83 L. Ed. 2d 841, 851-52 (1985)
(quoting Adams v. Texas, 448 U.S. 38, 45, 65 L. Ed. 2d 581, 589 (1980)).
However,
[a] defendant is not allowed to rehabilitate a juror who has
expressed unequivocal opposition to the death penalty in response
to questions propounded by the prosecutor and the trial court.
The reasoning behind this rule is clear. It prevents harassment
of the prospective jurors based on their personal views toward
the death penalty.
State v. Fleming, 350 N.C. 109, 124, 512 S.E.2d 720, 731 (quoting State v.
Cummings, 326 N.C. 298, 307, 389 S.E.2d 66, 71 (1990)), cert. denied, 528
U.S. 941, 145 L. Ed. 2d 274 (1999); see also State v. Warren, 347 N.C. 309,
326, 492 S.E.2d 609, 618 (1997) (A defendant has no absolute right toquestion or to rehabilitate prospective jurors before or after t
he trial
court excuses such jurors for cause.), cert. denied, 523 U.S. 1109, 140 L.
Ed. 2d 818 (1998). The decision whether to allow a defendant an
opportunity to rehabilitate a prospective juror challenged for cause rests
within the sound discretion of the trial court. State v. Call, 349 N.C.
at 401, 508 S.E.2d at 508. The trial court does not abuse its discretion
by refusing to allow a defendant an attempt to rehabilitate a juror unless
the defendant can show that further questions would have produced different
answers by the juror. State v. Blakeney, 352 N.C. 287, 301, 531 S.E.2d
799, 811 (2000), cert. denied, 531 U.S. 1117, 148 L. Ed. 2d 780 (2001). We
consider the voir dire of each juror in light of these general principles.
Prospective Jurors Mull, White, and Davis
Prospective jurors Mull, White, and Davis were considered together.
When questioned by the State, Ms. Mull and Mr. White immediately announced
that their views on the death penalty would prevent them from being able to
consider a capital sentence. Although Ms. Davis also stated initially that
I don't know -- well, I'm against the death penalty, her subsequent
answers under further questioning were somewhat equivocal. Nevertheless,
she later indicated that saying he deserves death, I -- I just don't
believe in that, and that her views would substantially impair her
performance as a juror. When the trial court asked each of these jurors
clarifying questions to confirm their opposition to the death penalty, each
was resolute in his or her refusal to consider the death penalty under any
circumstances.
Prospective Juror Ragan
Prospective juror Ragan initially stated that she had mixed feelings
about and was troubled by the death penalty. When asked if she could
consider a sentence of death if the jury found defendant guilty, she said,
I could consider [the death penalty], but I would have a hard time --
well, I would weigh both sides of it, but I think I would have a very hardtime actually saying yes to the death penalty. She later a
dded, I have a
hard time imagining something that I would think so awful that I would go
with the death penalty. The trial court asked Mrs. Ragan several
clarifying questions, to which she responded in part,
[t]he whole issue of the death penalty has troubled me for a long
time, and it's not something I have absolutely formed an opinion
about even before I ever walked into this courtroom today. It
has always been something that I thought should only be imposed
under extreme circumstances. . . . I have a very difficult time
coming up with aggravating circumstances so great that I would
feel that the death penalty would need to be imposed.
The trial court then denied the State's challenge for cause, stating, I
don't really know or understand what her position is on what. Thereupon,
the prosecutor asked several additional questions of juror Ragan:
[PROSECUTOR]: Have you already formed an opinion as to what
--
MRS. RAGAN: Yes, I've already formed an opinion. Yes.
[PROSECUTOR]: If he was found guilty of first-degree
murder?
MRS. RAGAN: Yes. I would want to go with life in prison,
I'm afraid.
The trial court then allowed the State's challenge for cause.
Prospective Juror Fortenberry
Prospective juror Fortenberry expressed reservations about imposing
the death penalty and was challenged for cause by the prosecutor. Before
ruling on the challenge, the trial court asked additional questions. That
series of questions ended with the following exchange:
THE COURT: . . . [I]s it that your feelings and your
beliefs toward the death penalty would prevent you from doing
that?
MRS. FORTENBERRY: My beliefs as a Christian would have -- I
would have a hard time with it. No, sir, I will not -- I would
not go with the death penalty.
THE COURT: You just plain flat would not?
MRS. FORTENBERRY: I don't -- no.
THE COURT: Not equivocal about it at all?
MRS. FORTENBERRY: No, sir.
The trial court then allowed the motion to excuse Mrs. Fortenberry for
cause.
Prospective Juror McDuffie
During the State's preliminary questioning of prospective juror
McDuffie, he stated, I don't believe in the death penalty. In response
to that answer, the following colloquy took place:
[PROSECUTOR]: . . . Are you saying that you would
automatically vote against the death penalty no matter what
evidence was presented?
MR. MCDUFFIE: Well, yeah, basically.
[PROSECUTOR]: That you would automatically vote for life
imprisonment no matter what evidence was presented?
MR. MCDUFFIE: Yes.
After some additional questioning, the prosecutor challenged
Mr. McDuffie for cause. Before ruling on the motion, the court conducted
its own inquiry:
THE COURT: Your position is somewhat difficult for me to
understand. Is it that your feeling or your belief or what-have-
you is such that you would be unable to consider the evidence,
apply to that evidence the law of the Court, and make -- under
any circumstances make a recommendation that the punishment be
death?
MR. MCDUFFIE: No. I don't think I could sentence anybody
to death. I really don't.
THE COURT: You know, you said a minute ago you weren't
going to be -- that it wasn't that way. Your testimony has been
somewhat contradictory. Is that right?
MR. MCDUFFIE: I don't know. If somebody went out and
killed fifty kids, I might slightly consider it, but that would
be about the only way. You know, something like that. It would
have to be pretty bad. I don't think I could do it though. I
really don't.
THE COURT: But then you could then under certain
circumstances consider a recommendation of death?
MR. MCDUFFIE: Possibly. Very doubtful.
THE COURT: Mister Solicitor, I believe I'm not going to
challenge [sic] him for cause. He says he can possibly do it. I
don't understand what he's -- what your definition of the word
possibly is, but you must as a juror in fairness to the defendant
and the State follow the law and the evidence.
MR. MCDUFFIE: Okay. I can't. I'm sure I couldn't do it.
I'm sure I couldn't do it.
THE COURT: You just changed your mind as you sat here. Is
that the idea?
MR. MCDUFFIE: No, because I don't -- I just don't believe
in the death penalty. I wouldn't have any problem sentencing to
life in prison without parole or whatever, but I just don't
believe in the death penalty.
The trial court then allowed the State's challenge for cause.
Prospective Juror Hill
Finally, when prospective juror Hill was first asked by the prosecutor
whether he had an opinion as to whether the sentence should be death or
life if the jury found defendant guilty, he responded that he had no such
opinion. However, when the prosecutor returned to the sentencing issue in
more detail, the following exchange took place:
[PROSECUTOR]: Now, Mr. Hill, do you have any opinions
against the death penalty?
MR. HILL: I've never really given it any thought.
[PROSECUTOR]: You never gave it any thought?
MR. HILL: No. Never been put in this position.
[PROSECUTOR]: I understand that. Do you feel you would be
able to consider -- if Mr. Anthony was found guilty of first-
degree murder that you would be able to consider both possible
sentences in this case -- life imprisonment or death?
MR. HILL: It's kind of hard to say whether a person live
[sic] or die. It would be hard for me to say.
[PROSECUTOR]: It would be hard for you to make a decision
on the sentencing phase?
MR. HILL: Yes.
[PROSECUTOR]: Would you automatically vote against a
sentence of death?
MR. HILL: Yes, I would.
[PROSECUTOR]: You would?
MR. HILL: Yes, I would.
The trial court then allowed the State's challenge for cause.
This record demonstrates that each of these jurors sooner or laterunequivocally stated that he or she could not rec
ommend the death penalty
under any circumstances. In light of these responses, we hold that the
trial court did not abuse its discretion in denying defendant's requests to
attempt to rehabilitate these jurors. This assignment of error is
overruled.
GUILT-INNOCENCE PHASE
[7]In his first
assignment of error relating to the guilt-innocence phase of his trial,
defendant contends that the trial court failed to preside impartially by
improperly expressing an opinion, denigrating jurors and defense counsel,
and commenting on witnesses and testimony, violating N.C.G.S. §§ 15A-1222
and 15A-1232 and depriving defendant of a fair trial. Although this
assignment of error also refers to comments made by the court during jury
selection and the sentencing proceeding, the majority of the comments to
which defendant refers occurred during the guilt-innocence phase.
Accordingly, we address this assignment of error here.
Section 15A-1222 of the North Carolina General Statutes provides that
[t]he judge may not express during any stage of the trial[] any opinion in
the presence of the jury on any question of fact to be decided by the
jury. N.C.G.S. § 15A-1222 (1999). Similarly, section 15A-1232 of the
North Carolina General Statutes requires that [i]n instructing the jury,
the judge shall not express an opinion as to whether or not a fact has been
proved and shall not be required to state, summarize or recapitulate the
evidence, or to explain the application of the law to the evidence.
N.C.G.S. § 15A-1232 (1999). In applying these statutes, we have stated
that
[i]n evaluating whether a judge's comments cross into the realm
of impermissible opinion, a totality of the circumstances test is
utilized. State v. Larrimore, 340 N.C. 119, 155, 456 S.E.2d
789, 808 (1995). Further, a defendant claiming that he was
deprived of a fair trial by the judge's remarks has the burden of
showing prejudice in order to receive a new trial.
State v. Gell, 351 N.C. 192, 207, 524 S.E.2d 332, 342, cert. denied, 531
U.S. 867, 148 L. Ed. 2d 110 (2000). Defendant cites thirty-nine instances in which he alleges that the
trial court made improper expressions of opinion and inappropriate
comments. We have reviewed each comment in context and conclude that
defendant has failed to establish any impropriety by the trial court. This
assignment of error is overruled.
[8]Defendant next argues that the trial court erred in overruling his
objections to questions eliciting four statements Semantha Anthony made
prior to her murder. Defendant first addresses two statements made by
Semantha after she had been shot. The first statement came into evidence
through the testimony of Semantha's father, John Belk. Mr. Belk testified
over objection that before defendant shot Semantha a second time, she
begged for her life and stated, Please, Todd, no. The second statement
came into evidence through the testimony of James Fitcher, the Belks'
neighbor who stayed by Semantha after she had been shot. Mr. Fitcher was
asked by the State, And as you were talking with Sandy she said what to
you? The trial court overruled defendant's objection, and Mr. Fitcher
responded that Semantha told him, Take care of my boys.
Assuming that these statements were hearsay, both fit within the
excited utterance exception to the hearsay rule. Although as a general
rule hearsay is inadmissible at trial, N.C.G.S. § 8C-1, Rule 802 (1999), an
excited utterance, which is a statement relating to a startling event or
condition made while the declarant was under the stress of excitement
caused by the event or condition, N.C.G.S. § 8C-1, Rule 803(2), is not
excluded by the hearsay rule. For a statement to qualify as an excited
utterance, the statement must be: '(1) a sufficiently startling
experience suspending reflective thought and (2) a spontaneous reaction,
not one resulting from reflection or fabrication.' State v. Maness, 321
N.C. 454, 459, 364 S.E.2d 349, 351 (1988) (quoting State v. Smith, 315 N.C.
76, 86, 337 S.E.2d 833, 841 (1985)). Semantha's statement begging for her
life and her statement expressing concern for her children after her deathwere spontaneous reactions made after she had been wounded. Acco
rdingly,
these statements fit within the excited utterance exception. See State v.
Gaines, 345 N.C. 647, 672, 483 S.E.2d 396, 411 (testimony of officers that
victim, after being shot, stated, Tell Hilda that I love her, Am I going
to die? and I'm going to die, fit within excited utterance exception to
hearsay rule and were admissible at trial), cert. denied, 522 U.S. 900, 139
L. Ed. 2d 177 (1997). Moreover, the statements are not so inflammatory as
to be unfairly prejudicial pursuant to N.C.G.S. § 8C-1, Rule 403.
Accordingly, these statements were admissible at trial.
[9]Defendant next contends that Mrs. Belk's statement that Semantha
did not want defendant to see their children before they left for school
[b]ecause they would get upset and be crying every time when they started
to go to school did not fit within any exception to the hearsay rule and
was therefore inadmissible. However, this statement was not hearsay. It
was offered not to establish that the children became agitated, but to
explain why Mr. Belk tried to prevent defendant from seeing the children on
the morning of the killing. [O]ut of court statements offered for
purposes other than to prove the truth of the matter asserted are not
considered hearsay. State v. Thomas, 350 N.C. 315, 339, 514 S.E.2d 486,
501, cert. denied, 528 U.S. 1006, 145 L. Ed. 2d 388 (1999). In addition,
we have held that statements of one person to another to explain
subsequent actions taken by the person to whom the statement was made are
admissible as nonhearsay evidence. Id. Mr. Belk's actions upset
defendant and contributed to his motive for the shootings later that day.
Accordingly, this testimony was relevant and not unduly prejudicial. The
trial court properly admitted the statement.
[10]The remaining statements to which defendant points were admitted
through the testimony of Officer Scott Wright, who spoke with Semantha
after another officer briefed him about the domestic violence restraining
order. The statements in question pertained to the victim's state of mind: A: She said that she thought she had a
restraining order but she
didn't know if it was active, but she had a court date the next
day which was April 16th. So I got a description of
Mr. Anthony's vehicle and a description of him and I told her I
would go by the police department and check on the restraining
order and get back with her.
. . . .
A: She told me that he followed her around, threatening her,
basically annoyed her a lot.
. . . .
A: She said that he told her he would blow her f---ing head off.
. . . .
A: [As to the restraining order, which was to expire on 16 April
1997,] [s]he said she was going to court the next day and she
would get it taken care of then.
. . . .
A: I spoke with her and she stated that Mr. Anthony was supposed
to come either to pick up the kids or drop them off at her
father's house, and that she would like for a police officer to
come stand by when they did that because she felt like there
would be trouble.
. . . .
A: She said she had a court date the next day and she would get
the restraining order taken care of, get it extended or
reinstated, whatever she had to do.
Rule 803 of the North Carolina Rules of Evidence provides, in
pertinent part, as follows:
The following are not excluded by the hearsay rule, even
though the declarant is available as a witness:
. . . .
(3) Then Existing Mental, Emotional, or Physical Condition.
-- A statement of the declarant's then existing state
of mind, emotion, sensation, or physical condition
(such as intent, plan, motive, design, mental feeling,
pain, and bodily health).
N.C.G.S. § 8C-1, Rule 803(3). Evidence tending to show the victim's state
of mind is admissible so long as the victim's state of mind is relevant to
the case at hand. State v. Stager, 329 N.C. 278, 314, 406 S.E.2d 876, 897
(1991). 'Any evidence offered to shed light upon the crime charged should
be admitted by the trial court.' Id. (quoting State v. Meekins, 326 N.C.689, 695-96, 392 S.E.2d 346, 349 (1990)). Als
o, statements by a victim of
her then-existing intent and plan to engage in a future act are admissible.
State v. Taylor, 332 N.C. 372, 386, 420 S.E.2d 414, 422 (1992). Here,
Semantha's statements made on the day of her murder reflected her state of
mind and were relevant because they related directly to circumstances
giving rise to a feared confrontation with defendant on the day she was
murdered. Also, Semantha's statements that she intended to go to court the
next day in relation to the domestic violence protective order and
restraining order are admissible as her then-existing intent and plan to
engage in a future act. These statements also were relevant to show a
relationship between defendant and the victim which was more favorable to
the State and contrary to defendant's version of this relationship, which
was more favorable to defendant. State v. Meekins, 326 N.C. at 696, 392
S.E.2d at 350. In addition, the probative value of this evidence
substantially outweighs any potential prejudice to defendant. This
assignment of error is overruled.
[11]By his next assignment of error, defendant contends that the
trial court erred in overruling his objection and permitting Mrs. Belk on
direct examination to respond to the prosecutor's question, Sandy expected
[defendant] to bring the boys back to your house? Defendant contends that
the question called for speculation and permitted the State to argue that
the victim was lured out of the house by defendant when he brought their
children to the Belks' house on the day of the murder.
The State argues that the question was permissible to describe
Semantha's habit. Rule 406 of the North Carolina General Statutes
provides:
Evidence of the habit of a person or of the routine practice
of an organization, whether corroborated or not and regardless of
the presence of eyewitnesses, is relevant to prove that the
conduct of the person or organization on a particular occasion
was in conformity with the habit or routine practice.
N.C.G.S. § 8C-1, Rule 406 (1999). Under this rule, the instances ofspecific conduct must be sufficiently numerous and regular to warr
ant an
inference of systematic conduct and to outweigh the danger, if any, of
prejudice and confusion. State v. Hill, 331 N.C. 387, 408, 417 S.E.2d 765,
775 (1992) (Mere evidence of intemperance ordinarily does not meet the
'invariable regularity' standard required of evidence of habit.), cert.
denied, 507 U.S. 924, 122 L. Ed. 2d 684 (1993). Although we agree with the
State that sufficient evidence was presented of defendant's and Semantha's
habitual behavior in picking up and dropping off the children to satisfy
the requirements of Rule 406, the particular question was objectionable
because it improperly invited speculation into Semantha's thoughts rather
than a description of her actions. Nevertheless, admission of this
statement was harmless error, not a 'fundamental error, something so
basic, so prejudicial, so lacking in its elements that justice cannot have
been done.' State v. Odom, 307 N.C. 655, 660, 300 S.E.2d 375, 378 (1983)
(quoting United States v. McCaskill, 676 F.2d 995, 1002 (4th Cir.)
(footnote omitted), cert. denied, 459 U.S. 1018, 74 L. Ed. 2d 513 (1982)).
In light of the evidence against defendant, improper admission of the
answer to this question did not prejudice defendant. This assignment of
error is overruled.
[12]By his next assignment of error, defendant contends that the
trial court erred by overruling his objections to the testimony of Officer
J.T. Welch because the testimony improperly concerned matters that required
legal interpretation. On direct examination, Officer Welch testified that
he responded to a call from Mr. Belk after defendant pushed past Mr. Belk
to see his children on the morning of the murder:
Q: How did you have an occasion to meet Mr. John Belk the
morning of April 15, 1997?
A: We had a call to 113 Adcock Street in reference to a subject
trespassing.
Q: What did you do, Officer?
A: I responded to the call. When I got there I spoke with
Mr. Belk. Mr. Belk advised me that Todd Anthony had been therebut he had left. His daughter had a restraining order against
Mr. Anthony. He told me that Mr. Anthony was there because he
wanted to see his kids. . . .
. . . .
A: . . . I told him since Todd Anthony did violate a restraining
order that we would be looking for him the rest of the day to try
to arrest him for violation of a restraining order and I also
notified the officer that rode that area, which was officer
Wright, about the incident.
Q: Why would Mr. Anthony's presence at Mr. Belk's house be a
violation of the restraining order?
. . . .
A: Okay. It is a 50(b) order, the State of North Carolina. If
you take this out on a person they have certain restrictions.
They can't be anywhere near where the -- you know, where the
person that has the restraining order against them. They can't
be anywhere near them. They can't contact them by phone or
anything like that. If they do so, the police have the authority
to arrest them.
Q: At that point had you formed an opinion that you had the
authority to arrest Mr. Anthony?
. . . .
A: Yes, ma'am.
The trial court overruled defendant's general objections to this testimony.
Although opinion testimony may embrace ultimate issues in a case, the
opinion should not be phrased using a legal term of art carrying a specific
legal meaning not readily apparent to the witness. State v. Rose, 327 N.C.
599, 602-04, 398 S.E.2d 314, 315-17 (1990). However, where the witness
uses a term as a shorthand statement of fact rather than as a legal term of
art or an opinion as to the legal standard the jury should apply, the
testimony is admissible. State v. White, 340 N.C. 264, 295, 457 S.E.2d
841, 859, cert. denied, 516 U.S. 994, 133 L. Ed. 2d 436 (1995).
Here the questions posed to Officer Welch called upon his legal
knowledge and police training. An officer is entitled to arrest a person
without a warrant or other process if the officer has probable cause to
believe the person has violated a domestic violence protective order.
N.C.G.S. § 50B-4.1(b) (1999). Officer Welch described the evidenceavailable to him at the time; paraphrased the statute in neutral te
rms;
then gave the opinion that under the statute, the facts described to him by
Mr. Belk provided probable cause to arrest defendant. In so doing, Officer
Welch was not providing an interpretation of the law as forbidden in State
v. Ledford, 315 N.C. 599, 617, 340 S.E.2d 309, 321 (1986). Instead, he was
offering an explanation of his actions. This assignment of error is
overruled.
[13]Defendant next argues that the court erred in admitting
irrelevant evidence of a bumper sticker on the truck driven by defendant at
the time of the murder. The State introduced evidence of the bumper
sticker through the testimony of C.E. Putnam of the Gaston County Police
Department. Officer Putnam testified that the bumper sticker read, I
don't play well with others. It seems others have a problem with losing.
The trial court overruled defendant's timely objection to this evidence.
The State argues that defendant waived his right to review of this
issue because the same evidence was later admitted without objection during
the State's cross-examination of defendant. However, the record reflects
that defendant at that time attempted to undermine the effect of Officer
Putnam's previous testimony by stating, I've lost plenty. I don't get mad
and fight over it, but, I mean, I don't -- I don't guess nobody [sic] likes
to lose. An objecting party does not waive its objection to evidence the
party contends is inadmissible when that party seeks to explain, impeach,
or destroy its value on cross-examination, State v. Adams, 331 N.C. 317,
328, 416 S.E.2d 380, 386 (1992), and we interpret this testimony as
defendant's explanation of the bumper sticker's meaning. Accordingly,
defendant has preserved the right to raise this objection on appeal.
[14]Rule 401 of the North Carolina Rules of Evidence provides that
evidence is relevant if it has any tendency to make the existence of any
fact that is of consequence to the determination of the action more
probable or less probable than it would be without the evidence. N.C.G.S.§ 8C-1, Rule 401 (1999). The testimony regarding
the bumper sticker did
not go to prove the existence of any fact of consequence to the
determination of defendant's guilt. In fact, there is no indication that
defendant even placed the bumper sticker on the vehicle. Accordingly,
Officer Putnam's testimony about the bumper sticker should not have been
admitted.
However, in order to show that the trial court committed reversible
error in allowing the challenged evidence, defendant must demonstrate that
the admission of Officer Putnam's testimony was prejudicial. See N.C.G.S.
§ 15A-1443(a) (1999). We conclude that the erroneous admission of this
testimony was not prejudicial in light of the overwhelming evidence of
defendant's guilt. This assignment of error is overruled.
[15]Defendant next argues that the trial court erred in overruling
his objection and allowing the prosecutor to ask Randy Carter on direct
examination, Did Mr. Kendall tell 911 in your presence . . . 'I think I'm
trying to commit -- stop somebody from getting killed?' Defendant
contends that the prosecutor was attempting to elicit impermissible
hearsay. The State appears to concede error, but argues that because
Mr. Carter responded, I don't know, any error was harmless. However,
because the 911 recordings, which contained Mr. Kendall's report including
the above statement, were played in their entirety to the jury without
objection by defendant prior to Mr. Carter's testimony, defendant has
waived appellate review of this issue. Where evidence is admitted over
objection and the same evidence has been previously admitted or is later
admitted without objection, the benefit of the objection is lost. State
v. Alford, 339 N.C. 562, 570, 453 S.E.2d 512, 516 (1995). This assignment
of error is overruled.
[16]Defendant next contends that the trial court erred in overruling
his objection to particular testimony of Dr. Peter Wittenberg, the State's
expert witness, during his redirect examination. Defendant argues thatDr. Wittenberg's testimony impermissibly exceeded the proper sc
ope of
redirect examination and was used simply to repeat and bolster his
testimony on direct examination. During Dr. Wittenberg's redirect
testimony, he stated:
Q: Dr. Wittenberg, you indicated earlier that neither of these
wounds were instantly fatal; is that correct?
A: Correct.
Q: So after the first wound would it be your opinion that
Ms. Anthony would be aware and conscious?
. . . .
A: Yes. She would be conscious, yes.
Q: And would she be conscious after the second wound, also?
A: Yes.
Q: And by being conscious would [she] be aware of her
surroundings and what was happening?
A: As I mentioned, both of those wounds were not fatal so she
would be -- for a period of time she would be aware of her
surroundings. I believe, you know, she bled a little bit slower
from the wound on the left side than she did on the right. The
right was a more severe wound.
The trial court overruled defendant's objection to this testimony.
We have recognized that
the calling party is ordinarily not permitted . . . to question
the witness on entirely new matters on redirect examination.
State v. Weeks, 322 N.C. 152, 169, 367 S.E.2d 895, 905 (1988).
However, the decision whether to allow testimony on redirect
examination involving matters beyond the scope of the witness'
testimony on direct and cross-examination is a matter left to the
sound discretion of the trial court.
State v. Barton, 335 N.C. 696, 708, 441 S.E.2d 295, 301 (1994). Our review
of the transcript reveals that defendant asked Dr. Wittenberg on cross-
examination whether the wounds inflicted on the victim were of equal
severity. The State was entitled to address on its redirect examination
evidence first elicited by defendant during his cross-examination. See,
e.g., State v. Bright, 320 N.C. 491, 495, 358 S.E.2d 498, 500 (1987).
Accordingly, we discern no impropriety in the State's questions about the
wounds. Although defendant did not seek information about the length oftime the victim would remain conscious, the State on redirect asked
only
three questions pertaining to this topic, and one of the witness' answers
was only partially responsive. Because there was evidence from other
witnesses that the victim remained conscious for several minutes after
being shot, we do not believe that defendant was prejudiced by this
abbreviated exchange between the prosecutor and Dr. Wittenberg. This
assignment of error is overruled.
[17]Defendant next contends that the trial court erred in permitting
Amy Mitchell, an employee of the Gaston County Clerk of Superior Court, to
testify to matters surrounding the complaint and motion for a domestic
violence protective order filled out by Semantha Anthony before her murder.
Defendant argues that Ms. Mitchell lacked the personal knowledge required
to describe in general terms what would happen in court in a case involving
a domestic violence protective order, much less the case instituted by the
victim. None of defendant's objections to Ms. Mitchell's testimony related
to the witness' lack of personal knowledge.
Ms. Mitchell testified that she was a deputy clerk and was familiar
with procedures relating to 50B orders. When asked, she described how such
orders are handled in court. We have stated that
[u]nder the Rules of Evidence, a witness may testify as to any
relevant matter about which he has personal knowledge. N.C.G.S.
§ 8C-1, Rule 602 (1992). Furthermore, a lay witness may testify
as to his or her opinion, provided that the opinion is rationally
based upon his or her perception and is helpful to the jury's
understanding of the testimony. N.C.G.S. § 8C-1, Rule 701
(1992).
State v. Strickland, 346 N.C. 443, 460-61, 488 S.E.2d 194, 204 (1997),
cert. denied, 522 U.S. 1078, 139 L. Ed. 2d 757 (1998). Applying these
factors to the case at bar, we conclude that Ms. Mitchell's testimony was
competent and helpful to the jury. Although defendant argues that she
lacked personal knowledge, he cites no testimony to support this
contention. It is apparent from Ms. Mitchell's testimony that she did
possess personal knowledge of such procedures. This assignment of error isoverruled.
[18]By his next assignment of error, defendant contends that the
trial court erred in sustaining numerous objections raised by the State
during direct examination of defendant's expert witness Dr. Roy Mathew. We
address these objections seriatim.
Defendant questioned Dr. Mathew as to whether a genetic link to
alcoholism exists and whether defendant was predisposed to alcoholism. The
court sustained the State's objections to these questions and also
sustained the State's objections to defendant's questions as to whether
Dr. Mathew was personally aware of cases where Xanax had created a violent
reaction in those who had taken it. Finally, the court sustained the
State's objections to defendant's questions of Dr. Mathew pertaining to
certain aspects of a letter to the editor in the American Journal of
Psychiatry. Defendant contends that the testimony sought was within the
general theory of addiction medicine or the facts of the case and that the
letter in question was one document that Dr. Mathew testified contributed
to his opinion in the case. As to each series of questions, defendant made
no offer of proof as to what Dr. Mathew's answers would have been had he
been permitted to respond to defendant's questions.
We have observed that
in order for a party to preserve for appellate review the
exclusion of eviden[ce], the significance of the excluded
evidence must be made to appear in the record and a specific
offer of proof is required unless the significance of the
evidence is obvious from the record. . . . [T]he essential
content or substance of the witness' testimony must be shown
before we can ascertain whether prejudicial error occurred.
State v. Mackey, 352 N.C. 650, 660, 535 S.E.2d 555, 560 (2000) (quoting
State v. Simpson, 314 N.C. 359, 370, 334 S.E.2d 53, 60 (1985)) (second
alteration in original); see also State v. Hardy, 353 N.C. 122, 134, 540
S.E.2d 334, 344 (2000) (Because defendant made no offer of proof to show
the content of the excluded conversation, this Court is precluded from
evaluating the import of the excluded evidence. By failing to make anoffer of proof, defendant has failed to properly preserve this issue
for
appellate review, pursuant to N.C.G.S. § 8C-1, Rule 103(a)(2).), cert.
denied, ___ U.S. ___, ___ L. Ed. 2d ___, 70 U.S.L.W. 3235 (2001).
Accordingly, defendant has failed to preserve this issue for appellate
review.
[19]As to the final set of objections, defendant points to questions
posed to Dr. Mathew on voir dire as to whether he found anything
significant in defendant's past. However, our review of the record
indicates that the trial court did not sustain the State's objection to
this question when it was asked in the presence of the jury. Instead,
Dr. Mathew was permitted to give a lengthy answer in response to defense
counsel's question, Dr. Mathew, based upon your interview with the
Defendant and your review of the several additional materials provided to
you, did you find anything significant in Mr. Anthony's past? This
assignment of error is overruled.
[20]In a related assignment of error, defendant contends that he was
deprived of a fair trial because of the cumulative effect of the alleged
errors arising from the court's rulings as to the testimony of Dr. Mathew.
Because we do not find any such errors, these assignments of error are
overruled.
[21]Defendant next argues that the trial court erred in excluding
certain testimony of defendant's mother, Diane Kendall, regarding
statements allegedly made by Semantha Anthony several hours prior to her
murder. Ms. Kendall gave the following voir dire testimony:
Q: Ms. Kendall, just tell the Judge what Ms. Anthony told you
after you arrived at her apartment and after she locked the
doors. What did she tell you?
. . . .
A: Okay. She told me that she hated me and she hated me for
giving birth to Todd, that he was a weakling and that he was a
weak -- like wimpy and that she wanted to see him dead and that
she wanted to see me destroyed and bury him. She also told me
that --
. . . .
Q: What else did Sandy tell you, Ms. Kendall?
A: She told me that I better not make her angry or displease her
because if I did, none of us would ever see the children, we
wouldn't be allowed to see the boys . . . again. She told me
that all the times that she had called the police and took the
Restraining Order, that she had -- was going to lure Todd and
that she had complete control over his mind; that he would do
whatever she wanted him to do and that she was going to shoot him
and she was going to kill him and that she was going to get away
with it.
Q: Now did she show you a weapon?
A: She tried to in her bedroom.
Q: Did you -- did you look at it?
A: No, I didn't. I did not step all the way in the bedroom when
she pulled out the drawer. And I turned and went to the front
door and told her to unlock the door and let me out.
. . . .
Q: Would you describe her as being scared?
A: No.
The State objected to Ms. Kendall's proposed testimony on the grounds that
the testimony was hearsay that did not fit within any exception to the
hearsay rule, that it was irrelevant in that defendant did not have
knowledge of the full conversation, and that the only reason the testimony
was being offered was to prejudice the jury against the victim. The trial
court sustained the State's objections, and Ms. Kendall was not permitted
to testify as to the victim's statements to her. Defendant contends that
Ms. Kendall's statements were admissible to rebut evidence presented during
the State's case-in-chief that Semantha was afraid of defendant.
We recently have held that in the absence of evidence that the
defendant shot the victim in self-defense, 'evidence of the victim's prior
[violent act] . . . [is] not relevant to the killing of the victim.'
State v. Lloyd, 354 N.C. at 95, 552 S.E.2d at 612 (quoting State v.
Strickland, 346 N.C. at 456, 488 S.E.2d at 201) (where there was no
evidence that defendant shot the victim in self-defense, evidence of thevictim's statements to defendant regarding her killing another man
were not
relevant to the killing of the victim) (alterations in original); see also
State v. Leazer, 337 N.C. 454, 458, 446 S.E.2d 54, 56-57 (1994) (where
defendants did not contend they killed in self-defense, evidence that the
victim had been convicted of two prior murders would be more prejudicial
than pertinent). Because defendant has not asserted self-defense either at
trial or on appeal, any alleged threats the victim made to defendant's
mother are not relevant to the murder of the victim. Accordingly, the
trial court did not err in preventing the jury from hearing this portion of
Ms. Kendall's testimony. This assignment of error is overruled.
[22]By his next assignment of error, defendant contends that the
trial court impermissibly allowed defense witness Angie Thompson to testify
on cross-examination that she was told by a person that grew up with
[defendant] that he would torment cats in the neighborhood and kill cats
when he was growing up. The trial court overruled defendant's objections
to this testimony, noting that Ms. Thompson's statement was contained in
one of the documents that defendant's expert witness, Dr. Mathew, referred
during his direct examination. Defendant argues that Ms. Thompson's
statement was both inadmissible hearsay and improperly prejudicial.
During direct examination of Ms. Thompson, defendant asked, Had you
ever known Todd Anthony to be violent? to which she responded negatively.
By so questioning Ms. Thompson, defendant opened the door for the State to
rebut her answer. Indeed,
[t]he law 'wisely permits evidence not otherwise admissible to
be offered to explain or rebut evidence elicited by the defendant
himself.' State v. Warren, 347 N.C. 309, 317, 492 S.E.2d 609,
613 (1997) (quoting State v. Albert, 303 N.C. 173, 177, 277
S.E.2d 439, 441 (1981)), cert. denied, 523 U.S. 1109, 140 L. Ed.
2d 818 (1998). Where one party introduces evidence as to a
particular fact or transaction, the other party is entitled to
introduce evidence in explanation or rebuttal thereof, even
though such latter evidence would be incompetent or irrelevant
had it been offered initially. Albert, 303 N.C. at 177, 277
S.E.2d at 441.
State v. McNeil, 350 N.C. 657, 682, 518 S.E.2d 486, 501 (1999), cert.denied, 529 U.S. 1024, 146 L. Ed. 2d 321 (2000).
Moreover, prior to Ms. Thompson's testimony, Dr. Mathew, was cross-
examined on the issue of whether defendant had killed cats when he was
young. Specifically, Dr. Mathew testified:
Q: Now did you look at -- at an interview with Angie Thompson?
Is that part of the things that you looked at?
A: I do not remember all the names, there are so many of them.
You are probably correct. I'd have to go through the stack.
Angie Thompson?
. . . .
Q: Doesn't it state that she had heard that when Todd grew up,
that Todd killed cats when he was young?
A: Yes.
Q: Did you read that?
A: Yes.
Q: And that didn't have any bearing in you reaching your
opinion?
A: No. Here it says, She had heard from guys that he grew up
with. We don't know who these guys are, how reliable they are
that Todd killed cats when he was young; whether he killed one
cat, whether the cat was sick, whether the cat was a menace to
the neighborhood. We don't have any information and killing a
cat when you are young doesn't mark you as somebody with a temper
problem, in my view.
Defendant did not object to this testimony. Where evidence is admitted
over objection and the same evidence has been previously admitted or is
later admitted without objection, the benefit of the objection is lost.
State v. Alford, 339 N.C. at 570, 453 S.E.2d at 516. Defendant also failed
to object to the testimony of William Bush, who was asked on cross-
examination, Do you know about what [defendant] would do with cats?
Mr. Bush responded, I don't know if he would ever kill any cats, but . . .
I've heard of him taking a dog and put over in a cat -- with a lot that had
cats in it. The dog would get mad at the cats and, you know, kill them or
hurt them or something. Accordingly, we hold that defendant has lost the
benefit of his objection to Ms. Thompson's testimony on this issue. This
assignment of error is overruled. [23]Next, in three related assignments of error, defendant contends
that the trial court erred by overruling his objections during the rebuttal
testimony of State's witnesses Randy Carter, Officer Kevin Murphy, and Carl
Barker. As to each of these witnesses, defendant argues that the
prosecutor was permitted to ask questions that exceeded the proper scope of
rebuttal.
Defendant first points to Randy Carter's rebuttal testimony. When
Mr. Carter was called as a rebuttal witness and asked what Ms. Kendall,
defendant's mother, had said to him, defendant immediately objected,
arguing that the question had been asked and answered previously. The
State reminded the trial court that Mr. Carter had not testified to this
information previously in the State's case-in-chief, but that during
defendant's case-in-chief, Ms. Kendall had testified as to what she told
Mr. Carter on the date in question. After instructing the parties to avoid
repetition, the trial court determined that the questioning was a proper
rebuttal area. Mr. Carter then testified:
Q: Mr. Carter, what did Ms. Kendall say to you at your house
when she came over to your house on April the 15th, 1997?
A: Just to go over there and see if I could talk to Todd, settle
him down.
Q: And why did she say she wanted you to go settle him down?
. . . .
A: Because he was upset.
Q: And did she say what he was saying over there?
. . . .
A: No.
Q: She didn't?
A: No, she didn't.
Q: Did you make a statement to the investigator for the Public
Defender's Office?
. . . .
A: Could you repeat it again?
Q: Did you make a statement to an investigator, Ross English,
for the Public Defender's Office -- for the Defense counsel?
A: I don't recall.
Q: Do you recall Ross English coming to talk to you at your
home?
A: No, he didn't.
Q: He didn't. Did he talk to you over the phone?
A: Yes, he did.
Q: And did you tell Mr. English that Ms. Kendall asked you to go
over to her house to talk to Mr. Anthony to calm him down?
A: Yes.
Q: And that Mr. Anthony was saying he was going to kill his
wife?
. . . .
A: No, I didn't, not that part, no. Nothing about killing a
wife; no.
Q: She didn't say anything about him committing suicide?
A: No.
. . . .
Q: I'll show you what's been marked as State's Exhibit 65 and
ask you to look over and read it.
. . . .
Q: Does that refresh your memory?
A: Somewhat, yes.
Q: Did Ms. Kendall tell you that Todd Anthony was threatening to
kill his wife and that's why she wanted you to go over to the
house to talk to him?
. . . .
A: I do not recall. As soon as she asked me to go over there, I
ran over there to him.
Q: You do not recall.
A: No, I do not.
Defendant objected seven times during this questioning, and the trial court
overruled each objection.
Defendant next objected to the rebuttal testimony of Officer KevinMurphy, in which Officer Murphy described a domes
tic violence call he
received on 16 March 1997 involving defendant and the victim:
Q: Were you so employed on-duty on March the 16th, 1997?
A: Yes, I was.
Q: And on that date, did you have reason to go to 5250 Hickory
Grove Road?
A: Yes, I did.
Q: And what was the reason for your call on March 16th to
5250 Hickory Grove Road?
. . . .
A: On that date we were dispatched out to that residence in
reference to a domestic between a man and his wife.
Q: What do you mean by a domestic?
A: The call came in to our Communications Center that a female
had called in --
. . . .
Q: What was -- why were you dispatched to 5250 Hickory Grove
Road?
A: We were dispatched there to where a female had called in and
stated that there was --
. . . .
A: Her husband was there. She and her husband were having a
domestic, there was an argument, and there was a gun involved in
which he had at the time. And, therefore, we responded to that
residence.
Defendant objected three times during this questioning; however, none of
the objections raised the argument he now presents, that the questioning
went beyond the scope of proper rebuttal testimony. The trial court
overruled defendant's objections.
Finally, defendant objects to the testimony of his former co-worker,
Carl Barker, who described an alleged extramarital affair between defendant
and Tammie Meroney:
Q: Did you ever talk to Mr. Anthony about what his relationship
with Ms. Meroney was?
A: Yes, ma'am.
Q: What did Mr. Anthony tell you his relationship was with
Ms. Meroney?
. . . .
A: He said that he had met her.
Q: Did he say anything that they were doing?
. . . .
A: Yes, ma'am.
Q: What did he say, sir?
A: He said they went off together.
Q: Did he say what they did when they went off together?
A: Yes, ma'am.
Q: What did he say, sir?
A: He said they had sex.
Although defendant objected twice to this testimony, neither objection was
based on the contention that the testimony exceeded the proper scope of
rebuttal testimony. The trial court overruled defendant's objections.
This issue is governed by section 15A-1226 of the North Carolina
General Statutes, which provides:
(a) Each party has the right to introduce rebuttal evidence
concerning matters elicited in the evidence in chief of another
party. The judge may permit a party to offer new evidence during
rebuttal which could have been offered in the party's case in
chief or during a previous rebuttal, but if new evidence is
allowed, the other party must be permitted further rebuttal.
(b) The judge in his discretion may permit any party to
introduce additional evidence at any time prior to verdict.
N.C.G.S. § 15A-1226 (1999). This statute is clear authorization for a
trial judge, within his discretion, to permit a party to introduce
additional evidence at any time prior to the verdict. State v. Quick, 323
N.C. 675, 681, 375 S.E.2d 156, 159 (1989).
Our review of the record indicates that the challenged questions posed
to these rebuttal witnesses were properly formulated to rebut matters
presented during defendant's case-in-chief. See State v. Johnston, 344
N.C. 596, 605, 476 S.E.2d 289, 294 (1996) (The State has the right tointroduce evidence to rebut or explain evidence elicited by defe
ndant
although the evidence would otherwise be incompetent or irrelevant.). The
questions presented to Mr. Carter were intended to highlight
inconsistencies in Ms. Kendall's testimony about what she told Mr. Carter
shortly before the murder. The testimony of Officer Murphy addressed
defendant's own testimony in which he stated that he was good to the victim
and that although they argued some, he was scared to argue with her. The
domestic violence incident of 16 March 1997 also was presented on cross-
examination of defendant, and Officer Murphy's testimony rebutted
defendant's statements that he did not do anything to [the victim] on
that date. Finally, Mr. Barker's testimony rebutted defendant's statements
that he was faithful during his marriage to the victim and that it was the
victim who had extramarital affairs.
In addition, it appears from the record that the quoted rebuttal
testimony of witnesses Carter and Murphy would have been admissible on
direct examination. See N.C.G.S. § 15A-1226. It is within the trial
judge's discretion to admit evidence on rebuttal which would have been
otherwise admissible, and the appellate courts will not interfere absent a
showing of gross abuse of discretion. State v. Carson, 296 N.C. 31, 44,
249 S.E.2d 417, 425 (1978). Furthermore, there is nothing in the record
that suggests that defendant was prevented from presenting additional
rebuttal evidence. State v. Quick, 323 N.C. at 682, 375 S.E.2d at 159. We
hold that the trial court did not abuse its discretion in allowing the
State to question these rebuttal witnesses.
These assignments of error are overruled.
[24]In his next assignment of error, defendant argues that the
State's questions to one of its rebuttal witnesses, Dr. Robert Rollins,
included an assumption that the jury found one or the other State
witness[es] credible regarding certain facts[] to determine whether that
affected [Dr. Rollins'] opinion as to the Defendant's 'ability to formspecific intent on April 15th.' Defendant contends that t
he State's
questions were impermissible because hypothetical questions can be posed
only to an expert who has not examined defendant, that Dr. Rollins'
responses were too equivocal to have probative value, and that Dr. Rollins'
responses impermissibly embraced legal terms.
Examples of questions asked of Dr. Rollins to which defendant objects
include:
Q: Now assuming, Dr. Rollins, that the jury believes an officer
that testified that the Defendant said immediately after this
incident, One of the bullets was meant for me and the old man
confronted me, so I shot him, too, does that affect your opinion
as to Mr. Anthony's ability to form specific intent on April
15th?
. . . .
Q: Let's assume the jury finds that a police officer is credible
when he states that he handcuffed Mr. Anthony and heard him say,
I shot her twice, is she all right; and then Mr. Anthony was
advised of his rights and asked, You shot your wife, also, and
he replied, Yes, sir, how, if at all, does that affect your
opinion as to whether or not Mr. Anthony had the specific intent
and ability to plan on April 15th, 1997?
. . . .
Q: Dr. Rollins, assume the jury finds that approximately three
weeks before the murder that he states to a friend of his who
owns a fishing establishment that, I am going to kill her, how,
if at all, does that affect your opinion that Mr. Anthony was
able to form specific intent and have the ability to plan on
April 15th, 1997?
Throughout this questioning, defendant made general objections, which the
trial court overruled.
[A]n expert witness may express an opinion based on facts within his
own knowledge or based on facts not within his knowledge but incorporated
into hypothetical questions. State v. Young, 312 N.C. 669, 679, 325
S.E.2d 181, 188 (1985). Hypothetical questions should include only those
facts supported by the evidence already introduced or those facts which a
jury might logically infer from the evidence. State v. Boone, 302 N.C.
561, 566, 276 S.E.2d 354, 358 (1981). Such questions should not contain
repetitions, slanted or argumentative words or phrases. Id. In addition,a hypothetical question must be sufficiently e
xplicit for the witness to
give an intelligent and safe opinion. State v. Dilliard, 223 N.C. 446,
448, 27 S.E.2d 85, 87 (1943).
Defendant does not allege that the facts were misstated in the
hypothetical questions posed to Dr. Rollins. Instead, he argues that
hypothetical questions should not be asked to an expert who has interviewed
a defendant. However, we find no authority for defendant's contention, and
defendant points us to none. See State v. Boone, 302 N.C. at 566, 276
S.E.2d at 358 (hypothetical questions posed to expert who had interviewed
criminal defendant). After a review of the ten hypothetical questions
posed to Dr. Rollins, we conclude that they were based upon facts supported
by the evidence. In addition, we conclude that Dr. Rollins' answers were
not so equivocal as to render them without probative value. In fact, all
of his answers were certain and consistently reflected his opinion that
Mr. Anthony was able to make plans and carry out actions. In addition,
these responses did not improperly embrace legal terms. State v.
Hedgepeth, 330 N.C. 38, 46, 409 S.E.2d 309, 314 (1991) (no error in
admission of Dr. Rollins' testimony that defendant was capable of forming
the specific intent to kill). This assignment of error is overruled.
[25]Defendant argues that the cumulative effect of evidentiary
rulings during the guilt phase of his trial entitles him to a new trial.
In light of the great weight of evidence against defendant presented at
trial, we hold that the combined effect of any erroneous evidentiary
rulings was not prejudicial to defendant. This assignment of error is
overruled.
[26]In his next assignment of error, defendant contends that the
trial court failed to intervene ex mero motu during the prosecutor's guilt
phase closing arguments. First, defendant specifies a portion of the
prosecutor's argument that refers to the testimony of Mr. Fitcher, who was
at the scene of the murder and stayed with the victim until she was removedby emergency personnel: [Defendant] tells you that Ms.&nb
sp;Anthony wasn't a
good mother, but the last breath from her mouth was, 'take care of my
boys.' Defendant contends that the prosecutor here inaccurately
paraphrased Mr. Fitcher's testimony. Second, defendant calls our attention
to a portion of the prosecutor's argument that refers to the jury's role in
the case:
Ladies and gentlemen, you are the voice of this community.
You have sat here and you have heard the evidence and you have
listened patiently. I ask, ladies and gentlemen, that you tell
Mr. William Todd Anthony that the citizens of Gaston County will
not stand for this behavior; that this community and this county
will not tolerate people who decide to blow other people's lives
away because they're not getting their way.
Defendant claims that the prosecutor inappropriately appealed to the jury's
emotions in making such an argument.
Because defendant did not object to either argument, the standard of
review is whether the remarks were so grossly improper that the trial
court abused its discretion by failing to intervene ex mero motu. State
v. Mitchell, 353 N.C. 309, 324, 543 S.E.2d 830, 839, cert. denied, ___ U.S.
___, ___ L. Ed. 2d ___ (Oct. 29, 2001) (No. 01-6002). To establish such
an abuse, defendant must show that the prosecutor's comments so infected
the trial with unfairness that they rendered the conviction fundamentally
unfair. State v. Davis, 349 N.C. 1, 23, 506 S.E.2d 455, 467 (1998), cert.
denied, 526 U.S. 1161, 144 L. Ed. 2d 219 (1999). [T]he impropriety of the
argument must be gross indeed in order for this Court to hold that a trial
judge abused his discretion in not recognizing and correcting ex mero motu
an argument which defense counsel apparently did not believe was
prejudicial when he heard it. State v. Johnson, 298 N.C. 355, 369, 259
S.E.2d 752, 761 (1979).
As to the prosecutor's recitation of Mr. Fitcher's testimony, we have
held that [c]losing argument may properly be based upon the evidence and
the inferences drawn from that evidence. State v. Diehl, 353 N.C. 433,
436, 545 S.E.2d 185, 187 (2001). Here, Mr. Fitcher testified that thevictim said, Take care of my boys, as she lay dying
in front of her
parents' home. The prosecutor's argument to the jury quoted Mr. Fitcher's
testimony verbatim and therefore was properly based on the evidence at
trial.
As to the prosecutor's second argument, we have held that it is not
improper for a prosecutor to argue that the jurors 'are the voice and
conscience of the community,' State v. McNeil, 350 N.C. at 687-88, 518
S.E.2d at 505 (quoting State v. Brown, 320 N.C. 179, 204, 358 S.E.2d 1, 18,
cert. denied, 484 U.S. 970, 98 L. Ed. 2d 406 (1987)). Here, the prosecutor
merely reminded the jury that it was the voice of the community, and we
consistently have upheld such arguments on appeal. See, e.g., State v.
Peterson, 350 N.C. 518, 531, 516 S.E.2d 131, 139 (1999), cert. denied, 528
U.S. 1164, 145 L. Ed. 2d 1087 (2000); State v. Locklear, 349 N.C. 118, 153,
505 S.E.2d 277, 297 (1998), cert. denied, 526 U.S. 1075, 143 L. Ed. 2d 559
(1999). Accordingly, the trial court did not err in failing to intervene
ex mero motu during these portions of the prosecutor's closing argument.
This assignment of error is overruled.
[27]Finally, defendant argues that the evidence was insufficient to
support the trial court's instruction on flight. The trial court's
instruction was in accord with the North Carolina pattern jury instructions
as follows:
Now, further, members of the jury, the State contends and
the defendant denies that the defendant did flee the scene. Now,
evidence of flight may be considered by you together with all the
other facts and circumstances in this case in determining whether
the combined circumstances amount to an admission or show a
consciousness of guilt. However, proof of this circumstance,
that is flight, is not sufficient in itself to establish the
defendant's guilt. Further, this circumstance has no bearing on
the question of whether the defendant acted with premeditation
and deliberation. Therefore it must not be considered by you as
evidence of premeditation and deliberation.
N.C.P.I.--Crim. 104.36 (1994). During the charge conference defendant
objected to the trial court's giving a flight instruction.
[A] trial court may not instruct a jury on defendant's flight unless'there is some evidence in the record rea
sonably supporting the theory that
defendant fled after commission of the crime charged.' State v. Levan,
326 N.C. 155, 164-65, 388 S.E.2d 429, 433-34 (1990) (quoting State v.
Irick, 291 N.C. 480, 494, 231 S.E.2d 833, 842 (1977)). Mere evidence that
defendant left the scene of the crime is not enough to support an
instruction on flight. There must also be some evidence that defendant
took steps to avoid apprehension. State v. Thompson, 328 N.C. 477, 490,
402 S.E.2d 386, 392 (1991); see also State v. Grooms, 353 N.C. 50, 80, 540
S.E.2d 713, 732 (2000) (noting that [t]he relevant inquiry is whether the
evidence shows that defendant left the scene of the crime and took steps to
avoid apprehension), cert. denied, ___ U.S. ___, ___ L. Ed. 2d ___, 70
U.S.L.W. 3235 (2001).
The evidence presented in this case, when considered in a light most
favorable to the State, was sufficient to warrant the trial court's
instruction on flight. After shooting Semantha and her father in front of
witnesses, defendant immediately entered his car and quickly drove away
from the crime scene without rendering any assistance to the victims or
seeking to obtain medical aid for them. Defendant passed Mount Holly
Police Officer D.B. Duckworth who was en route to the scene of the shooting
in response to a dispatcher's call, but did not flag the officer down.
Only later did Mr. Carter, who was taking defendant to the police station,
stop an officer so defendant could surrender. We hold that this evidence
was sufficient to establish that defendant did more than merely leave the
scene of the crime. See State v. Lloyd, ___ N.C. at ___, 552 S.E.2d at 626
(trial court did not err in instructing jury on flight where defendant left
crime scene hurriedly without providing medical assistance to the victim
and soon thereafter called the Burlington Police Department to turn himself
in); State v. Reeves, 343 N.C. 111, 113, 468 S.E.2d 53, 55 (1996) (In this
case, there was evidence tending to show that defendant, after shooting the
victim, ran from the scene of the crime, got in a car waiting nearby, anddrove away. This is sufficient evidence of flight to warrant the
instruction.); State v. Sweatt, 333 N.C. 407, 419, 427 S.E.2d 112, 119
(1993) (no error in trial court's instruction on flight where [t]he State
presented evidence that shortly after the victim was murdered, defendant
passed Officer Foley on the highway traveling at a very high rate of speed.
This was evidence from which the jury could draw a reasonable inference
that defendant fled the scene.). Furthermore, the trial court's
instruction accurately informed the jury that proof of flight alone was
insufficient to establish guilt and would not be considered as evidence of
premeditation and deliberation. State v. Grooms, 353 N.C. at 81, 540
S.E.2d at 732. Accordingly, the trial court properly instructed the jury
on flight. This assignment of error is overruled.
Based upon the foregoing, we find no prejudicial error in the guilt-
innocence phase of defendant's trial.
CAPITAL SENTENCING PROCEEDING
[28]In his first assignment of error relating to his capital
sentencing proceeding, defendant contends that the trial court erred in
allowing the prosecutor to make an improper jury argument at the penalty
proceeding, during which defendant claims the prosecutor asked jurors to
put themselves in the place of Semantha Anthony. The prosecutor argued to
the jury:
Now I'm going to start the watch and I want you to be
thinking, ladies and gentlemen, thinking of what she is going
through. This five minutes was the last five minutes of her
life. And, ladies and gentlemen, she could have lived ten
minutes, Dr. Wittenburg said five to ten minutes. I don't want
to make you sit here for that long. And when you go back in the
deliberation room, ladies and gentlemen, you may think, I can't
believe that [prosecutor] made us sit there for five minutes.
But think, when you remember that, that's Sandy laying [sic] on
the ground agonizing, in pain, hurting, suffering, feeling her
life's blood draining from her.
I'm going to start it in the first minutes of her death.
She's still trying to breathe, ladies and gentlemen, burning,
searing pain in her chest and in her back. Somewhere in there
she hears boom, a third shot; Is that my dad or is that my mom?
This hurts so bad, I can't breathe. I've never felt this before.
I've never felt this, this hurt, this is killing me. She'sprobably thinking at this point, Am I going to die? That's the
first minute of her death; the first minute of the last five
minutes of her life.
Maybe as she's laying there now in pain, she's thinking
[about her children]. I remember when we went to McDonald's, I
remember when we went to the park. And then maybe she's
thinking, I don't want to die, I don't want to die. I want to
see [my children] become teenagers. I want to see them have
their own families. This is hurting so bad, I can't breathe.
Maybe by now some people have come over to her and they're
rubbing her face and they're telling her, help is on the way,
Sandy, hang in, Sandy. She goes, I'm trying, I'm trying really
hard to hang in here, but it's hard. It hurts and I can't
breathe very well. Mr. Fitcher, as he told you, he's sitting
there going, Sandy, you've got to stay for the boys. Who's
going to raise the boys? And she says, that's what I've been
thinking of. And all she can get out is, take care of my boys,
take care of my boys. I'm dying. By now don't you think she
knows? I'm dying.
Ladies and gentlemen, as she's laying there feeling the
pain, she's got two minutes left. Can you imagine that as she's
laying there what's going through her mind? What goes through a
person's mind the last two minutes of their life? Five minutes
is a long time when you're dying isn't it. She's got a minute
and a half left. The pain is not getting any better, it's
getting worse. Probably at this point there's so much blood gone
that she can't talk any longer. She's trying, she's moving her
lips, she's trying to say whatever it is she feels. She's
probably hoping and praying that her boys are going to be all
right without her. She's still thinking, I don't want to die.
She's still trying to breathe, making a concerted effort to
breath; what you and I take for granted. She has 50 seconds left
to live, ladies and gentlemen. Twenty seconds left to live.
This is when her life is over. To that last breath, ladies and
gentlemen. That's a long time to lay there and know that you are
dying.
Because defendant failed to object to this argument at trial, our
review is limited to whether the argument was so grossly improper as to
warrant the trial court's intervention ex mero motu. State v. Cummings,
353 N.C. 281, 296-97, 543 S.E.2d 849, 859, cert. denied, ___ U.S. ___, ___
L. Ed. 2d ___, 70 U.S.L.W. 3268 (2001). Under this standard, [o]nly an
extreme impropriety on the part of the prosecutor will compel this Court to
hold that the trial judge abused his discretion in not recognizing and
correcting ex mero motu an argument that defense counsel apparently did not
believe was prejudicial when originally spoken. State v. Richardson, 342
N.C. 772, 786, 467 S.E.2d 685, 693, cert. denied, 519 U.S. 890, 136 L. Ed.
2d 160 (1996). [D]efendant must show that the prosecutor's comments soinfected the trial with unfairness that they rendered the conv
iction
fundamentally unfair. State v. Davis, 349 N.C. at 23, 506 S.E.2d at 467.
Although [a]n argument 'asking the jurors to put themselves in place
of the victims will not be condoned,' State v. McCollum, 334 N.C. 208,
224, 433 S.E.2d 144, 152 (1993) (quoting United States v. Pichnarcik, 427
F.2d 1290, 1292 (9th Cir. 1970)), cert. denied, 512 U.S. 1254, 129 L. Ed.
2d 895 (1994), this Court has consistently allowed arguments where the
prosecution has asked the jury to imagine the emotions and fear of a
victim, State v. Wallace, 351 N.C. 481, 529, 528 S.E.2d 326, 356, cert.
denied, 531 U.S. 1018, 148 L. Ed. 2d 498 (2000); see also State v. Grooms,
353 N.C. at 82, 540 S.E.2d at 733 (noting that we have previously reviewed
closing arguments that suggested what a victim may have been thinking as he
or she was dying and concluded that they were not grossly improper).
Arguments urging the jury to appreciate the circumstances of the crime also
have been approved by this Court. State v. Gregory, 340 N.C. 365, 426, 459
S.E.2d 638, 673 (1995), cert. denied, 517 U.S. 1108, 134 L. Ed. 2d 478
(1996); see also State v. Artis, 325 N.C. at 323-25, 384 S.E.2d at 496-97
(no error where prosecutor asked jurors to hold their breath for as long as
they could over four-minute period so they could understand dynamics of
manual strangulation).
In the present case, the prosecutor focused on what Semantha may have
been thinking as she lay dying. The prosecutor's argument was based upon
the evidence at trial and did not manipulate or misstate the evidence, nor
did it urge the jurors to put themselves in Semantha's place. In a similar
case, State v. Jones, 346 N.C. 704, 487 S.E.2d 714 (1997), the prosecutor
described what the victim may have seen and felt as she was being murdered
and asked the jury to imagine what she may have been thinking during the
five-minute period after the defendant inflicted her wounds. We held that
the prosecutor's description of what the victim's thoughts may have been
was based on evidence presented at trial, and, citing State v. King, 299N.C. 707, 264 S.E.2d 40 (1980), we concluded that the prosec
utor's argument
was not so grossly improper as to require the trial court to intervene ex
mero motu. State v. Jones, 346 at 714, 487 S.E.2d at 720-21; see also
State v. Grooms, 353 N.C. at 82-83, 540 S.E.2d at 733 (no error for trial
court to fail to intervene ex mero motu where prosecutor described what
victim may have been thinking and pain she was experiencing during rape and
murder because argument was based on evidence at trial and prosecutor did
not ask jurors to put themselves in place of victim); State v. Cummings,
352 N.C. 600, 622, 536 S.E.2d 36, 52 (2000) (prosecutor's argument as to
what victim was thinking at time of death was not improper because it was
fairly premised on testimony of witnesses who found victim's body and did
not misstate the evidence), cert. denied, ___ U.S. ___, 149 L. Ed. 2d 641
(2001); State v. Elliott, 344 N.C. 242, 274-75, 475 S.E.2d 202, 216-17
(1996) (trial court did not err by failing to intervene ex mero motu where
prosecutor got on table, lying on his stomach, with legs up and arms behind
his back, and described what child victim may have been thinking as
defendant beat her in punishment position), cert. denied, 520 U.S. 1106,
137 L. Ed. 2d 312 (1997). Accordingly, we hold here that the trial court
did not err in failing to intervene ex mero motu during the prosecutor's
argument to the jury. This assignment of error is overruled.
[29]In his next argument, defendant contends that the trial court
erred in sustaining the State's objection to portions of his closing
argument in which his counsel sought to read to the jury facts from a
published North Carolina Supreme Court case regarding the especially
heinous, atrocious, or cruel aggravating circumstance, N.C.G.S. §
15A-2000(e)(9) (1999). Specifically, defendant's counsel argued to the
jury:
[The prosecutor] stood before you for five minutes talking
to you about suffering and pain, whatever she imagined was taking
place with Sandy Anthony during the last moments of her life. In
the case of State vs. Hamlette, [302 N.C. 490, 504, 276 S.E.2d
338, 347 (1981),] the North Carolina Supreme Court said,
According to the evidence in the present case, Defendant, afterriding around and drinking beer most of the evening, saw the
victim and shot him three times from behind --
At this point, the State objected and made a motion to strike, and the
trial court sustained the objection and granted the motion to strike.
Defendant's counsel continued:
The Court went on to talk about that and said, This was heinous,
but not especially heinous, within the meaning of that term as
used in the statute. It went on to say, In comparison with
other capital cases we have decided, it was not --
The State again objected, and the trial court again sustained the
objection, telling the jury that defense counsel could read the law, but
not the facts.
Section 7A-97 of the North Carolina General Statutes, entitled
Court's Control of Argument, provides that [i]n jury trials the whole
case as well of law as of fact may be argued to the jury. N.C.G.S. §
7A-97 (1999). In interpreting N.C.G.S. § 84-14, the predecessor to the
current statute, we held:
N.C.G.S. § 84-14 grants counsel the right to argue the law
to the jury which includes the authority to read and comment on
reported cases and statutes. State v. Irick, 291 N.C. 480, 231
S.E.2d 833 (1977). There are, however, limitations on what
portions of these cases counsel may relate. For instance,
counsel may only read statements of the law in the case which are
relevant to the issues before the jury. In other words, the
whole corpus juris is not fair game. State v. McMorris, 290
N.C. 286, 287, 225 S.E.2d 553, 554 (1976). Secondly, counsel may
not read the facts contained in a published opinion together with
the result to imply that the jury in his case should return a
favorable verdict for his client. Wilcox v. [Glover Motors
Inc.], 269 N.C. 473, 153 S.E.2d 76 (1967). Furthermore, counsel
may not read from a dissenting opinion in a reported case. See
Conn v. [Seaboard Air Line Ry. Co.], 201 N.C. 157, 159 S.E. 331
(1931). Consequently, these limitations show that simply because
a statement is made in a reported decision does not always give
counsel the right to read it to the jury in his closing argument
under N.C.G.S. § 84-14.
State v. Gardner, 316 N.C. 605, 611, 342 S.E.2d 872, 876 (1986); see also
State v. Braxton, 352 N.C. 158, 222, 531 S.E.2d 428, 465 (2000) (The facts
of . . . other cases are not pertinent to any evidence presented in this
case and are, thus, improper for jury consideration.), cert. denied, 531
U.S. 1130, 148 L. Ed. 2d 797 (2001). Here, we hold that defendant's attempt to read the facts from State v.
Hamlette, 302 N.C. 490, 276 S.E.2d 338, along with the holding in that case
for the purpose of urging the jury to not find the especially heinous,
atrocious, or cruel aggravating circumstance was improper. Accordingly,
the trial court did not err in sustaining the State's objections in this
regard. This assignment of error is overruled.
[30]Defendant next argues that the trial court improperly submitted
to the jury as an aggravating circumstance that the murder was committed
to disrupt or hinder the lawful exercise of a governmental function. See
N.C.G.S. § 15A-2000(e)(7). At trial, the trial court instructed the jury
as to this circumstance:
Was this murder committed to disrupt or hinder the lawful
exercise of a governmental function? A murder is committed for
such purpose if the Defendant's purpose at the time he killed is,
by that killing, to disrupt or hinder the exercise by some branch
or agency of government or some lawful function, specifically in
this case, the proceeding in the District Court on the Domestic
Violence Order.
In determining whether there is sufficient evidence to submit an
aggravating circumstance, the trial court must consider the evidence in the
light most favorable to the State, and the State is entitled to every
reasonable inference to be drawn therefrom. State v. Carter, 342 N.C.
312, 323, 464 S.E.2d 272, 279 (1995), cert. denied, 517 U.S. 1225, 134 L.
Ed. 2d 957 (1996). 'If there is substantial evidence of each element of
the [aggravating] issue under consideration, the issue must be submitted to
the jury for its determination.' State v. Moose, 310 N.C. 482, 494, 313
S.E.2d 507, 516 (1984) (quoting State v. Stanley, 310 N.C. 332, 347, 312
S.E.2d 393, 401 (1984) (Martin, J., dissenting)).
Here, a domestic violence protective order had been issued after
Semantha filed a domestic violence complaint against defendant. Semantha
was scheduled to return to court on 16 April 1997, the morning after her
murder, to obtain an extension of the order. Defendant was aware of this
hearing. He testified that he had hired an attorney to represent him inthe separation and had asked the attorney to have the date of the h
earing
on the domestic violence order changed so he could have scheduled surgery.
Statements made by defendant both before and after shooting Semantha
reflect his belief that she was keeping the children from him. In
addition, a restraining order to prevent defendant from approaching
Semantha before the hearing was served on him at his place of employment,
so upsetting him that he ripped the papers up and threw the pieces at the
door of Semantha's apartment. Based on this evidence, the jury could
reasonably find that one reason defendant killed his wife was to stop this
proceeding. See State v. Gray, 347 N.C. 143, 183, 491 S.E.2d 538, 556
(1997) (no error for trial court to submit (e)(7) aggravating circumstance
where defendant's murder of his wife stopped divorce proceedings), cert.
denied, 523 U.S. 1031, 140 L. Ed. 2d 486 (1998). This assignment of error
is overruled.
[31]Defendant also argues that the trial court improperly submitted
to the jury the aggravating circumstance that the murder was committed
against a witness because of the exercise of her official duty as a
witness. See N.C.G.S. § 15A-2000(e)(8). As to this circumstance, the
trial court instructed the jury:
The second aggravating -- alleged aggravating circumstance
reads as follows: Was this murder committed against a witness
because of the exercise of her official duty as a witness? A
murder is so committed when the victim is a witness or a former
witness in a domestic violence proceeding against the Defendant;
and at some time prior to the killing, the victim exercised one
of her official duties as a witness testifying against the
Defendant; and the fact that she had done so constituted the
Defendant's motive for killing her. An official duty is anything
which is necessary for a witness spouse to do as a witness in a
domestic violence proceeding in the District Court.
This Court has said that the (e)(8) aggravating circumstance reflects
the General Assembly's recognition of the 'common concern' that 'the
collective conscience requires the most severe penalty for those who flout
our system of law enforcement.' State v. Burke, 343 N.C. 129, 163, 469
S.E.2d 901, 919 (quoting State v. Brown, 320 N.C. at 230, 358 S.E.2d at33), cert. denied, 519 U.S. 1013, 136 L. Ed. 2d 409 (1
996). Here, as
detailed above, Semantha previously obtained an Ex Parte Domestic Violence
Protection Order from a judge and was scheduled to testify against
defendant the day after her murder in the domestic violence hearing.
Evidence at trial established that defendant had been upset for some time
over his separation from Semantha and the custody of their children; even
defendant's own testimony reflected his frustration and anger over these
issues. In addition, the evidence established that defendant was aware
that Semantha had obtained the ex parte order and was going to testify.
Based on this evidence, we conclude that a reasonable juror could have
found that one reason defendant killed his wife was because she obtained
the protective order as one aspect of her official duty as a witness
against him. State v. Gray, 347 N.C. at 183, 491 S.E.2d at 556; State v.
Long, ___ N.C. ___, ___ S.E.2d ___ (Dec. 18, 2001) (No. 19A01).
[32]Nevertheless, defendant contends that the trial court erroneously
erred in submitting both the (e)(7) and (e)(8) aggravating circumstances
because both circumstances were based on the same evidence. Defendant's
argument is well-founded. We have held that [i]n a capital case the trial
court may not submit multiple aggravating circumstances supported by the
same evidence. State v. Lawrence, 352 N.C. 1, 29, 530 S.E.2d 807, 825
(2000), cert. denied, 531 U.S. 1083, 148 L. Ed. 2d 684 (2001). The
submission of two aggravating circumstances based upon the same evidence is
impermissible double counting. State v. Kandies, 342 N.C. 419, 450, 467
S.E.2d 67, 84, cert. denied, 519 U.S. 894, 136 L. Ed. 2d 167 (1996).
Where, however, there is separate evidence supporting each aggravating
circumstance, the trial court may submit both 'even though the evidence
supporting each may overlap.' State v. Rouse, 339 N.C. 59, 97, 451 S.E.2d
543, 564 (1994) (quoting State v. Gay, 334 N.C. 467, 495, 434 S.E.2d 840,
856 (1993)), cert. denied, 516 U.S. 832, 133 L. Ed. 2d 60 (1995); see also
State v. Call, 349 N.C. at 426, 508 S.E.2d at 523 ([S]ome overlap in theevidence supporting each aggravating circumstance is p
ermissible so long as
there is not a complete overlap of evidence.).
Our research has revealed only one case in which we approved
submission of both the (e)(7) and (e)(8) aggravating circumstances. State
v. Gray, 347 N.C. at 180-81, 491 S.E.2d at 554-55. In that case, as here,
a husband shot his wife. Although the evidence for submission of the
(e)(7) and (e)(8) circumstances overlapped, we found no error in State v.
Gray because the governmental function to which the (e)(7) circumstance
referred was a show cause order served on the defendant for an accounting
of marital monies in the parties' upcoming divorce, while the (e)(8)
circumstance applied to a pending criminal case in which the victim was to
be a witness against the defendant. By contrast, in the case at bar, the
(e)(7) and (e)(8) circumstances both referred to the domestic violence
matter previously initiated by Semantha and scheduled for hearing the day
after the murder. The relationship between defendant, victim Semantha, and
their children was a reason Semantha had instituted the action and was to
be a witness at the upcoming hearing. Consequently, we hold that while
there was sufficient evidence to support submission of either aggravating
circumstance, it was error to submit both.
Nevertheless, the erroneous submission of an aggravating circumstance
in a capital sentencing procedure is not reversible per se, but rather, is
subject to a harmless error analysis. State v. Alston, 341 N.C. 198, 255,
461 S.E.2d 687, 719 (1995), cert. denied, 516 U.S. 1148, 134 L. Ed. 2d 100
(1996). In the case at bar, the evidence indicated that defendant planned
to shoot his wife, shot her twice, shot her father, and attempted to shoot
her mother. As in State v. Alston, the jury found the murder to be
especially heinous, atrocious, or cruel. Id. (Assuming arguendo that the
trial court erred by submitting the pecuniary gain and former witness
aggravating circumstances, it is unreasonable to believe that absent a
finding that the victim was a former witness or that the defendant killedthe victim for . . . money . . . , the ju
ry would have ignored the fact
that the defendant mercilessly and brutally killed the victim and thus
would have found that the death penalty was not justified.). Although the
jurors here unanimously found that the (e)(8) circumstance existed, they
rejected the (e)(7) circumstance. Based upon this evidence and this
record, it is unreasonable to believe that the jury would have returned a
different sentencing recommendation if the trial court had submitted only
one of these two circumstances.
These assignments of error are overruled.
[33]Defendant next contends that the trial court erred when it
submitted to the jury the aggravating circumstance that the murder [was]
especially heinous, atrocious or cruel. See N.C.G.S. § 15A-2000(e)(9).
Specifically, defendant argues that there was insufficient evidence to
support submission of this aggravating circumstance.
In determining the sufficiency of the evidence to submit an
aggravating circumstance to the jury, the trial court must consider the
evidence in the light most favorable to the State, with the State entitled
to every reasonable inference to be drawn therefrom, and discrepancies and
contradictions resolved in favor of the State. State v. Syriani, 333 N.C.
350, 392, 428 S.E.2d 118, 141, cert. denied, 510 U.S. 948, 126 L. Ed. 2d
341 (1993). In addition, determination of whether submission of the
(e)(9) aggravating circumstance is warranted depends on the particular
facts of each case. State v. Call, 353 N.C. at 424, 545 S.E.2d at 205.
We have held that three types of murders warrant the submission of the
(e)(9) aggravating circumstance. Id. at 425, 545 S.E.2d at 206.
The first type consists of those killings that are physically
agonizing for the victim or which are in some other way
dehumanizing. State v. Lloyd, 321 N.C. 301, 319, 364 S.E.2d 316,
328, sentence vacated on other grounds, 488 U.S. 807, 102 L. Ed.
2d 18 (1988). The second type includes killings that are less
violent but involve infliction of psychological torture by
leaving the victim in his or her last moments aware of but
helpless to prevent impending death, State v. Hamlet, 312 N.C.
[162,] 175, 321 S.E.2d [837,] 846 [(1984)], and thus may be
considered conscienceless, pitiless, or unnecessarily torturousto the victim, State v. Brown, 315 N.C. 40, 65, 337 S.E.2
d 808,
826-27 (1985), cert. denied, 476 U.S. 1164, 90 L. Ed. 2d 733
(1986), and overruled on other grounds by State v. Vandiver, 321
N.C. 570, 364 S.E.2d 373 (1988). The third type includes
killings that demonstrate[] an unusual depravity of mind on the
part of the defendant beyond that normally present in
first-degree murder[s]. Id. at 65, 337 S.E.2d at 827.
State v. Lloyd, ___ N.C. at ___, 552 S.E.2d at 627-28 (alterations in
original).
In the present case, defendant's murder of Semantha easily fits within
the first two types of killings and displays aspects of the third. First,
the evidence tended to show that Semantha's death was physically agonizing.
Dr. Wittenberg testified that Semantha slowly bled to death and could have
survived five to ten minutes after being shot. He also added that her
wounds would be very painful and that she would have been conscious of
her surroundings at this time.
Semantha's murder also involved psychological torture and was
conscienceless. The evidence tended to show that defendant dragged
Semantha by her hair in her parents' front yard while wielding a shotgun.
He then shot Semantha once in the back as she tried to run from him, then
shot her a second time at close range as she lay helpless, begging for her
life. We have held that the shooting of a victim who is pleading not to be
killed is merciless or pitiless. State v. Pinch, 306 N.C. 1, 35, 292
S.E.2d 203, 228 (the murder was merciless and conscienceless in that
defendant shot [the victim] as he begged and pleaded for his life), cert.
denied, 459 U.S. 1056, 74 L. Ed. 2d 622 (1982), and overruled on other
grounds by State v. Rouse, 339 N.C. 59, 451 S.E.2d 543, by State v.
Robinson, 336 N.C. 78, 443 S.E.2d 306 (1994), cert. denied, 513 U.S. 1089,
130 L. Ed. 2d 650 (1995), and by State v. Benson, 323 N.C. 318, 372 S.E.2d
517 (1988). This evidence also shows that Semantha was helpless to prevent
her impending death between the time when defendant first shot her and when
he flipped her over to shoot her a second time. See State v. Holman, 353
N.C. 174, 182, 540 S.E.2d 18, 24 (2000) (the victim would have feared forher life between the time when defendant first shot her and
when he shot
her the second time from his car), cert. denied, ___ U.S. ___, ___ L. Ed.
2d ___, 70 U.S.L.W. 3242 (2001). In addition, defendant killed Semantha in
the presence of her parents and then shot her father, leaving Semantha
uncertain of whether her father survived the attack. This certainly
contributed to her psychological pain. See State v. Syriani, 333 N.C. at
393, 428 S.E.2d at 142 (the victim suffered and endured psychological
torture or anxiety not only for herself but for her young son who was
sitting beside her trying to stop his father). After the shootings,
defendant said, Now I can go to jail, and drove away without providing
any assistance to the victims. This comment demonstrates that defendant
then felt no remorse for shooting his victims.
In addition, the evidence showed that Semantha had an ex parte
domestic violence order served on defendant shortly before her murder and
made statements to several witnesses that defendant had threatened and
followed her and that she feared him. Semantha even saw defendant slowly
driving past the hair salon she was patronizing just hours before her
murder. This evidence supports the inference that Semantha experienced
psychological unease and fear before her murder. See id. at 393, 428
S.E.2d at 141-42 (jury could reasonably infer that victim, upon seeing
defendant prior to and during the attack, endured psychological torture or
anxiety where defendant had previously threatened to kill her and she had
an ex parte domestic violence order served on him just two weeks prior to
her murder).
Viewed in the light most favorable to the State, this evidence
supports the trial court's submission of the (e)(9) aggravating
circumstance that the murder was especially heinous, atrocious, or cruel.
This assignment of error is overruled.
[34]Next, defendant argues that the trial court's definition of
mitigating circumstance in its charge to the jury was incomplete andmisleading to the jury. When instructing the jury during t
he sentencing
proceeding, the trial court defined mitigating circumstance as follows:
A mitigating circumstance is a fact or a group of facts
which do not constitute a justification or excuse for a killing
or reduce it to a lesser degree of crime in First-Degree Murder,
but which may be considered as extenuating or reducing the moral
culpability of the killing and making it less deserving of
extreme punishment than other First-Degree murders.
This instruction is in accord with the North Carolina pattern jury
instructions, N.C.P.I.--Crim. 150.10 (2000), and is virtually identical to
the instructions approved by this Court in State v. Williams, 350 N.C. 1,
33, 510 S.E.2d 626, 647, cert. denied, 528 U.S. 880, 145 L. Ed. 2d 162
(1999). See also State v. Cagle, 346 N.C. 497, 510, 488 S.E.2d 535, 544,
cert. denied, 522 U.S. 1032, 139 L. Ed. 2d 614 (1997); State v. Harden, 344
N.C. 542, 564, 476 S.E.2d 658, 669 (1996), cert. denied, 520 U.S. 1147, 137
L. Ed. 2d 483 (1997). Moreover, after the above instruction was given, the
trial court additionally instructed the jury as follows:
Our law indicates several possible mitigating circumstances;
however, in considering Issue 2, it would be your duty to
consider . . . as a mitigating circumstance any aspect of the
Defendant's character or record or any of the circumstances of
this murder that the Defendant contends is a basis for a sentence
less than death and any other circumstances arising from the
evidence which you deem to have mitigating value.
The jury was then instructed that it should consider all of the mitigating
circumstances listed on the form and any others which you deem to have
mitigating value. These additional instructions also are in accord with
the pattern jury instructions and were given in State v. Conaway, 339 N.C.
487, 533-34, 453 S.E.2d 824, 853-54, cert. denied, 516 U.S. 884, 133 L. Ed.
2d 153 (1995), and State v. Robinson, 336 N.C. at 121-22, 443 S.E.2d at
327-28, in which we rejected a similar argument. Defendant did not object
to any of these instructions. We hold that these instructions were
adequate and gave defendant the full benefit of relevant mitigating
evidence.
Although defendant now argues that the State belittled his mitigating
evidence during closing arguments, defendant did not assign error to thisissue. In addition, defendant provides no case law in support of
this
contention, nor does he point to any reference in the State's closing
argument where such deprecation occurred. This assignment of error is
overruled.
[35]In twenty-eight related assignments of error, defendant contends
that the trial court erred when it combined various nonstatutory mitigating
circumstances that defendant had requested be submitted separately to the
jury. The gist of defendant's argument is that the jury would have given
more value to separate mitigating circumstances and that the court's
combining different facets of his character and defense into single
circumstances precluded the jury's full consideration of mitigating
evidence. We review defendant's claims in detail.
During trial, defendant requested in writing that three statutory
mitigating circumstances and thirty-four nonstatutory mitigating
circumstances be submitted to the jury. At the charge conference held
after the close of evidence, the trial court indicated that it would
combine several of defendant's separate requests. Thereafter, the trial
court submitted the three statutory mitigating circumstances in addition to
the catchall circumstance and nine nonstatutory mitigating circumstances.
The nonstatutory mitigating circumstances given to the jury encompassed
nine categories, including: (1) defendant's good character and employment;
(2) defendant's low self-esteem, intellect, and education; (3) defendant's
completion requirements to receive his high-school diploma; (4) defendant's
abusive upbringing; (5) the role of defendant's grandparents in his life;
(6) defendant's positive parenting of his children; (7) defendant's
cooperation upon and after his arrest with law enforcement; (8) defendant's
remorse and good conduct in jail; and (9) defendant's support group and
likelihood of committing another crime.
As to the first category, defendant included five related requests:
(1) defendant is a person of good character with a good reputation in hiscommunity; (2) defendant was always willing to and did i
n fact, help
others; (3) defendant is a trusted and well loved friend to many people;
(4) defendant was gainfully employed at the time of the murder and was a
good worker; and (5) defendant worked at the same job for over ten years.
The trial court condensed four of the requested circumstances into the
following: That the defendant was a person of good character and
reputation in his community, willing to help others and employed at the
same job for over 10 years and was a good worker.
(See footnote 2)
At least one juror
subsequently found this circumstance to exist and to have mitigating value.
As to the second category, defendant requested that the trial court
submit as two separate circumstances that defendant has low self-esteem and
defendant is a person of limited intellect and education. The trial court
combined these two circumstances into one and submitted to the jury: That
the defendant has low self esteem and is of low intellect and limited
education. No juror found this circumstance to exist or to have
mitigating value.
As to the third category, defendant requested the trial court submit
as separate circumstances that defendant quit school when he was sixteen to
go to work and support himself, and defendant has attempted to better
himself educationally and has obtained his GED. The trial court condensed
these circumstances and submitted to the jury: That the defendant quit
school when he was 15 years old and later obtained a GED. At least one
juror subsequently found this circumstance to exist and to have mitigating
value.
As to the fourth category, defendant requested as four separate
circumstances that defendant came from a broken home, defendant was abused
emotionally by his parents, defendant's mother abandoned him when he wasnine years old, and defendant's father was an alcoholic who never c
ould be
a father figure to him. The trial court combined these circumstances and
instructed the jury: That the defendant came from a broken home, was
abused emotionally by parents, was abandoned by mother at age 9 and his
father was an alcoholic. No juror found this circumstance to exist or to
have mitigating value.
Defendant made two separate requests as to the fifth category, that
defendant was raised by his elderly grandparents and defendant suffered
greatly when his grandparents died almost at the same time. The trial
court combined these requests and submitted to the jury: That the
defendant, after age 9, was raised by his paternal grandparents and grieved
at their death[s]. At least one juror found this circumstance to exist
and to have mitigating value.
As to the sixth category, defendant requested four related
circumstances: defendant is a good father to his children and loves them
very much, defendant coached his children's sports teams, defendant taught
his children to hunt and fish, and defendant has voluntarily signed over
any and all property and assets that he had to a trust for his children.
The trial court condensed these requests into one circumstance: That the
defendant is a good father who loves his children and coached their sports
teams and taught them to hunt and fish and has placed all his assets in a
trust for his children. At least one juror subsequently found this
circumstance to exist and to have mitigating value.
Defendant requested three related circumstances as to the seventh
category: defendant offered no resistance upon his arrest and turned
himself in to the police, defendant confessed his participation in the
offenses to law enforcement officers shortly after the crimes, and
defendant cooperated with law enforcement officers. The trial court
distilled these requests into one: That the defendant surrendered
himself, was cooperative with law enforcement officers and confessed to thecrimes involved. No juror found this circumstance to exis
t or to have
mitigating value.
As to the eighth category, defendant requested as separate
circumstances that defendant is remorseful and deeply regrets his actions
on 15 April 1997, defendant has exhibited good conduct in jail following
his arrest and has been a model prisoner, and defendant has exhibited
religious beliefs and practices since incarceration. The trial court
combined these three factors into one and submitted: That the defendant
was remorseful, regretted his actions, and exhibited good conduct in jail
and practiced religious beliefs since his incarceration. At least one
juror subsequently found this circumstance to exist and to have mitigating
value.
Finally, as to the ninth category, defendant requested the trial court
submit separately that defendant's character, habits, and mentality are
such that he is unlikely to commit another crime, and defendant has a
strong support network in the community. The trial court joined these
circumstances and submitted: That the defendant is unlikely to commit
another crime and has support in his community. At least one juror
subsequently found this circumstance to exist and to have mitigating value.
[W]here a defendant makes a timely written request for a listing
in writing on the form of possible nonstatutory mitigating
circumstances that are supported by the evidence and which the
jury could reasonably deem to have mitigating value, the trial
court must put such circumstances in writing on the form.
State v. Cummings, 326 N.C. at 324, 389 S.E.2d at 80. Furthermore, [a]
jury in a capital case must 'not be precluded from considering as a
mitigating factor[] any aspect of a defendant's character or record and any
of the circumstances of the offense that the defendant proffers as a basis
for a sentence less than death.' State v. Meyer, 353 N.C. at 108, 540
S.E.2d at 10 (quoting Lockett v. Ohio, 438 U.S. 586, 604, 57 L. Ed. 2d 973,
990 (1978)) (second alteration in original). However, we have also held
that trial courts may combine related mitigating circumstances. In Statev. Greene, 324 N.C. 1, 376 S.E.2d 430 (1989), sentence v
acated on other
grounds, 494 U.S. 1022, 108 L. Ed. 2d 603 (1990), the trial court refused
to submit three of the defendant's proposed circumstances to the jury as
independent mitigating circumstances. We noted:
Defendant's argument is rooted in the notion that the jury
would have been more impressed with the mitigating value of the
proffered evidence if it had been categorized into three separate
mitigating circumstances rather than consolidated into the two
statutory mitigating circumstances and the catch-all
circumstance. We reject this mechanical[,] mathematical
approach to capital sentencing.
Id. at 21, 376 S.E.2d at 442 (quoting State v. McDougall, 308 N.C. 1, 32,
301 S.E.2d 308, 326, cert. denied, 464 U.S. 865, 78 L. Ed. 2d 173 (1983))
(alteration in original). We also observed that [t]he trial court
recognized the danger of a numerical approach when it instructed the jury:
. . . '[Y]ou are not applying a mathematical formula. . . . You may very
properly emphasize one circumstance more than another in a particular
case.' Id. Accordingly, we held that [t]he refusal to submit the
proposed circumstances separately and independently was within the dictates
of constitutional precedent and was not error. Id. at 21, 376 S.E.2d at
443.
Similarly, in the present case, the jury was not prevented from
considering any potential mitigating evidence. The circumstances proffered
by defendant were subsumed in the circumstances submitted by the trial
court; in many instances, the court's language was identical to that
requested by defendant. See State v. Daughtry, 340 N.C. 488, 523, 459
S.E.2d 747, 766 (1995) (Trial judges may consolidate related mitigating
circumstances to eliminate redundancy.), cert. denied, 516 U.S. 1079, 133
L. Ed. 2d 739 (1996). Even where the language was not precisely that
requested by defendant, the jury nonetheless was required to address all
points proposed by defendant in his written request. Defendant was able to
present evidence on each of his proffered circumstances and to argue the
weight of that evidence to the jury. Furthermore, as in State v. Greene,the trial court carefully instructed the jury not to apply
a mathematical
approach:
When deciding this issue, each juror may consider any
mitigating circumstance or circumstances that the juror
determines to exist by a preponderance of the evidence in
Issue 2. In so doing, you are the sole judges of the weight to
be given to any individual circumstance which you find whether
aggravating or mitigating. You should not merely add up the
number of aggravating circumstances and mitigating circumstances;
rather, you must decide from all the evidence what value to give
each circumstance and then weigh the aggravating circumstances[']
sole value against the mitigating circumstances['] sole value and
finally determine whether the mitigating circumstances are
insufficient to outweigh the aggravating circumstance or
circumstances.
. . . .
After considering the totality of the aggravating and
mitigating circumstances, each of you must be convinced beyond a
reasonable doubt that the imposition of the death penalty is
justified and appropriate in this case before you can answer the
issue Yes. In so doing, you are not applying a mathematical
formula. For example, three circumstances of one kind do not
automatically and of necessity outweigh one circumstance of
another kind. You may very properly give more weight to one
circumstance than another.
Finally, the jury was always free to consider any evidence under the
catchall mitigating circumstance and to give that evidence mitigating
value. See State v. Meyer, 353 N.C. at 108, 540 S.E.2d at 11; State v.
Cummings, 352 N.C. at 645, 536 S.E.2d at 66.
These assignments of error are overruled.
[36]Defendant also challenges the trial court's failure to submit the
four following nonstatutory mitigating circumstances requested by
defendant: (1) defendant had to protect and care for his alcoholic father,
(2) defendant was troubled and ashamed of his father's drinking problems
and was emotionally ill-equipped to handle that situation, (3) defendant
assumed the role of caretaker as he attempted to protect his grandparents
from abuse by his father, and (4) defendant's prospect for rehabilitation
is excellent. To demonstrate that the trial court erred in failing to
submit his requested nonstatutory mitigating circumstances, defendant must
establish that the circumstances are ones that the jury reasonably couldhave found to have mitigating value and that there was sufficient e
vidence
of the existence of the circumstances to have required them to be submitted
to the jury. State v. Benson, 323 N.C. at 325, 372 S.E.2d at 521. Upon
such showing by the defendant, the failure by the trial judge to submit
such nonstatutory mitigating circumstance[s] to the jury for its
determination raises federal constitutional issues. Id. Defendant fails
to meet his burden here because these circumstances either were not
supported by sufficient evidence or were subsumed in other mitigating
circumstances submitted to the jury.
As to the requested circumstance that defendant had to protect and
care for his alcoholic father, defendant contends that the testimony of his
aunt, Jocyln Broome, disclosed the role . . . Defendant fulfilled in the
family by buffering the trouble between his alcoholic father and
grandparents. Broome testified, in pertinent part:
Q: Now you say Todd's father is your brother?
A: Yes, sir.
Q: How would you describe your brother's relationship with his
son, Todd?
A: Well, my brother had a drinking problem, like it was said,
and Todd was sort of caught in the middle all the time with his
dad and my mom and dad. But he was -- he was very respectful to
my mother and daddy. He never gave them not one thing to worry
about. He was always well-behaved.
Q: When you say he was in the middle, what do you mean?
A: Well, his dad drunk [sic] a lot and he would rant and rave
and cuss and Todd would be always trying to protect my mom and
dad from this. So he wasn't a very happy little boy.
Nothing in this testimony suggests that defendant protected his father or
cared for him. Accordingly, there was insufficient evidence of the
existence of this circumstance, and the trial court did not err by failing
to submit it. See State v. Strickland, 346 N.C. at 465-66, 488 S.E.2d at
207; State v. Daughtry, 340 N.C. at 523, 459 S.E.2d at 765.
As to the requested circumstance that defendant was troubled and
ashamed of his father's drinking problems and was emotionally ill-equippedto handle that situation, defendant claims the testimony of vario
us family
and friends disclosed the difficulty and shame . . . Defendant felt
because of his father's alcohol abuse. In addition to the testimony of
Jocyln Broome quoted above, defendant cites us to testimony given by Betty
Lanham, Lonnie Broome, Sheri Broome, and Melody Huff. Betty Lanham
testified:
Q: What was Todd like as a child?
A: A very good child.
Q: Could you describe his relationship with his father?
A: He was kind of -- he had a good relationship with his father
except for when he was drinking.
Q: How would Todd react to that?
A: Nervous.
Lonnie Broome testified:
Q: Do you have occasion to know of Todd playing ball and things
like that?
A: Well, yes. I coached against Todd years and years ago. I
was the coach of one team and he played for this other team in
Little League, which he was about ten years old maybe.
Q: Do you know how Todd felt about his father's inability to
participate in those kinds of activities?
. . . .
A: Well, I believe it hurt him. I believe it hurt him to --
there were so many kids -- it seemed like maybe their parents did
and his didn't. So he was a little envious.
Sheri Broome testified:
Q: What did you notice about the way [defendant] grew up?
A: I'm sure Todd had a bad childhood and, more or less,
adulthood.
Q: Why is that?
A: Well, I know there was a lot of problems with his dad
drinking. I remember a lot of them.
Finally, Melody Huff testified:
A: [Defendant's father] has been an alcoholic for many, many
years. He's had a very bad alcohol problem. He's a good person,
but he's got a bad problem. He quit drinking years ago, but it'sstill not been good. I mean, the whole time that Todd was
growing up, Tom drank and drank heavily.
. . . .
Q: Do you know how that affected Todd?
A: I know that Todd didn't want to have anything to do with
alcohol and didn't. I never knew Todd to take a drink, even.
Although this testimony is sufficient to establish that defendant's father
had problems with alcohol, it does not support the circumstance that
defendant was ashamed and troubled by these problems or was emotionally
ill-equipped to handle them. Moreover, the circumstance was subsumed by
the mitigating circumstance given to the jury, [t]hat the defendant came
from a broken home, was abused emotionally by parents, was abandoned by
mother at age 9, and his father was an alcoholic. A trial court's
failure or refusal to submit a defendant's proposed nonstatutory mitigating
circumstances separately or independently is not error where requested
mitigating circumstances are subsumed in submitted mitigating
circumstances. State v. Brewington, 352 N.C. 489, 521, 532 S.E.2d 496,
515 (2000), cert. denied, 531 U.S. 1165, 148 L. Ed. 2d 992 (2001).
Accordingly, we hold that any error in not submitting this circumstance was
harmless.
As to the requested circumstance that defendant assumed the role of
caretaker as he attempted to protect his grandparents from abuse from his
father, defendant points to the above-quoted testimony of both Jocyln and
Lonnie Broome and to the testimony of Debbie Hampton, a longtime neighbor
of defendant's family, who testified:
Q: Could you tell -- tell the jury what his relationship was
with his dad when he was a young child.
A: Todd -- well, Tom was an alcoholic and Todd was almost like
-- well, he -- Mr. and Mrs. Anthony more or less raised Todd, I
would say. And Tom, of course, lived there with them, but it was
like they were brothers. I mean, my daughter even made a
statement one day that she didn't know that Tom and Todd were
father and son. She thought they were brothers.
Despite defendant's contention that this testimony supports the profferedcircumstance, we find nothing in the record to indicate that defen
dant
protected and cared for his alcoholic father. Although Ms. Broome
testified that defendant sought to keep his grandparents from hearing
defendant's alcoholic father as he ranted, raved, and cursed, this
testimony does not support an inference that defendant's father would have
abused the grandparents but for defendant's intervention. Because the
evidence was insufficient to support submission of this mitigating
circumstance, we hold that the trial court properly refused to submit it.
[37]Finally, as to the requested circumstance that defendant's
prospect for rehabilitation is excellent, defendant cites the testimony of
Monica Steward, J.R. Hughes, and Tom Bradley, employees of the Gaston
County Sheriff's Department who worked in the jail division. All three
testified that defendant had been a polite and respectful inmate while at
the Gaston County jail. In addition, Ms. Steward described defendant as a
model inmate who looked out for others in the jail. Mr. Hughes described
defendant as a good, respectable inmate, and Mr. Bradley testified that
defendant would be helpful of other individuals.
This circumstance was subsumed within two circumstances submitted to
the jury: That the defendant was remorseful, regretted his actions, and
exhibited good conduct in jail and practiced religious beliefs since his
incarceration; and That the defendant is unlikely to commit another crime
and has support in his community. Because [a] trial court's failure or
refusal to submit a defendant's proposed nonstatutory mitigating
circumstances separately or independently is not error where requested
mitigating circumstances are subsumed in submitted mitigating
circumstances, id., we hold that the trial court's failure to submit this
circumstance was not error.
These assignments of error are overruled.
[38]In his next assignment of error, defendant contends that the
trial court committed reversible error in light of McKoy v. North Carolina,494 U.S. 433, 108 L. Ed. 2d 369 (1990), when it instructe
d the jury that it
must be unanimous in its answers to Issue Three and Issue Four on the
Issues and Recommendation as to Punishment form. Defendant argues that
the trial court's instructions misled the jury to believe that a life
sentence could be imposed only upon the jury's unanimous recommendation.
Issue Three on the Issues and Recommendation as to Punishment form
submitted to the jury provided: Do you unanimously find beyond a
reasonable doubt that the mitigating circumstance or circumstances found
is, or are, insufficient to outweigh the aggravating circumstance or
circumstances found by you? As to this issue, the trial court instructed
the jury:
If you unanimously find beyond a reasonable doubt that the
mitigating circumstances found are insufficient to outweigh the
aggravating circumstance or circumstances found, you would answer
Issue 3 Yes. If you unanimously fail to do so, you would
answer Issue Number 3 No. If you answer Issue Number 3 No,
it would be your duty to recommend that the Defendant be
sentenced to life imprisonment. If you answer Issue 3 Yes, you
must consider Issue Number 4.
Issue Four on the Issues and Recommendation as to Punishment form
provided: Do you unanimously find beyond a reasonable doubt that the
aggravating circumstance or circumstances you found is, or are,
sufficiently substantial to call for the imposition of the death penalty
when considered with the mitigating circumstance or circumstances found by
one or more of you? As to this issue, the trial court instructed the
jury:
[I]f you find beyond a reasonable doubt that the aggravating
circumstances found by you are sufficiently substantial to call
for the death penalty when considered with the mitigating
circumstances found by one or more of you, it would be your duty
to answer the issue Yes. If you unanimously fail to so find,
it would be your duty to answer the issue No.
. . . .
. . . [I]t is not enough for the State to prove from the
evidence beyond a reasonable doubt the existence of one or more
of the aggravating circumstances. It must also prove beyond a
reasonable doubt that such aggravating circumstances are
sufficiently substantial to call for the death penalty. And
before you may answer Issue 4 Yes, you must agree unanimouslythat they are.
If you answer Issue Number 4 No, you must recommend that
the Defendant be sentenced to life imprisonment. If you answer
Issue Number 4 Yes, it would be your duty to recommend that the
Defendant be sentenced to death.
These instructions were correct. We analyzed this issue in State v.
McCarver, 341 N.C. 364, 462 S.E.2d 25 (1995), cert. denied, 517 U.S. 1110,
134 L. Ed. 2d 482 (1996), where we held:
In a capital sentencing proceeding, any jury recommendation
requiring a sentence of death or life imprisonment must be
unanimous. N.C. Const. art. I, § 24; N.C.G.S. § 15A-2000(b)
(Supp. 1994). The policy reasons for the requirement of jury
unanimity are clear. First, the jury unanimity requirement is
an accepted, vital mechanism to ensure that real and full
deliberation occurs in the jury room, and that the jury's
ultimate decision will reflect the conscience of the community.
McKoy v. North Carolina, 494 U.S. 433, 452, 108 L. Ed. 2d 369,
387 (1990) (Kennedy, J., concurring) (emphasis added). Second,
the jury unanimity requirement prevents the jury from evading its
duty to make a sentence recommendation. If jury unanimity is not
required, then a jury that was uncomfortable in deciding life and
death issues simply could agree to disagree and escape its duty
to render a decision. This Court has refused to make any ruling
which would tend to encourage a jury to avoid its responsibility
by any such device. For example, we have expressly stated that a
jury instruction that a life sentence would be imposed if a jury
could not unanimously agree should never be given because it
would be tantamount to 'an open invitation for the jury to avoid
its responsibility and to disagree.' State v. Smith, 305 N.C.
691, 710, 292 S.E.2d 264, 276 (quoting Justus v. Commonwealth,
220 Va. 971, 979, 266 S.E.2d 87, 92 (1980)), cert. denied, 459
U.S. 1056, 74 L. Ed. 2d 622 (1982). The jury may not be allowed
to arbitrarily or capriciously take any such step which will
require the trial court to impose or reject a sentence of death.
State v. Pinch, 306 N.C. 1, 33, 292 S.E.2d 203, 227. Thoughtful
and full deliberation in an effort to achieve unanimity has only
a salutary effect on our judicial system: It tends to prevent
arbitrary and capricious sentence recommendations.
Since the sentence recommendation, if any, must be unanimous
under constitutional and statutory provisions, and particularly
in light of the overwhelming policy reasons for a unanimity
requirement, we conclude that any issue which is outcome
determinative as to the sentence a defendant in a capital trial
will receive -- whether death or life imprisonment -- must be
answered unanimously by the jury. That is, the jury should
answer Issues One, Three, and Four on the standard form used in
capital cases either unanimously yes or unanimously no.
State v. McCarver, 341 N.C. at 389-90, 462 S.E.2d at 39 (citations
altered). In light of this unambiguous holding, this assignment of error
is overruled. [39]Defendant next argues that the jury failed to consider the
statutory mitigating circumstance, [t]he capacity of the defendant to
appreciate the criminality of his conduct or to conform his conduct to the
requirement of the law was impaired. See N.C.G.S. § 15A-2000(f)(6). The
trial court submitted this circumstance to the jury, but no juror found the
circumstance to exist. Defendant contends that because Dr. Mathew's
testimony was uncontested, the jury must have failed to consider the
circumstance at all. However, defendant never requested a peremptory
instruction on the (f)(6) circumstance. Moreover, the record reveals that
the evidence was not uncontroverted. Various witnesses, including Martha
Belk, testified that they did not believe defendant was impaired by alcohol
or any controlled substance on the day of the shootings. This lay evidence
conflicted with Dr. Mathew's testimony. See State v. Payne, 337 N.C. at
534-35, 448 S.E.2d at 110-11 (jury's failure to find (f)(6) mitigating
circumstance not arbitrary in light of fact that evidence on that
circumstance was controverted and jurors could have found testimony of
experts not to be inherently credible). In addition, in weighing
Dr. Mathew's testimony, the jury could have considered that Dr. Mathew
interviewed defendant for little more than an hour on but one occasion.
See id.
Out of the three statutory circumstances submitted to the jury, the
jury found two: that defendant has no significant history of prior
criminal activity, N.C.G.S. § 15A-2000(f)(1); and that the murder was
committed while defendant was under the influence of mental or emotional
disturbance, N.C.G.S. § 15A-2000(f)(2). These findings indicate that the
jury considered the evidence with discrimination and did not, as defendant
contends, decide the case arbitrarily. This assignment of error is
overruled.
[40]In related assignments of error, defendant contends that the
jury's failure to find three nonstatutory mitigating circumstances wasarbitrary. At trial, the trial court submitted nine nonstatutory
mitigating circumstances to the jury and gave a peremptory instruction as
to each. Among the nine circumstances were the following:
(5) That the defendant has low self esteem and is of low
intellect and limited education.
. . . .
(7) That the defendant came from a broken home, was abused
emotionally by parents, was abandoned by mother at age 9, and his
father was an alcoholic.
. . . .
(10) That the defendant surrendered himself, was
cooperative with law enforcement officers and confessed to the
crimes involved.
The jury found all the nonstatutory mitigating circumstances submitted by
the judge on defendant's behalf to exist with the exception of the three
listed above. Although defendant concedes that the jury may have rejected
these circumstances because it found that each lacked mitigating value,
defendant argues that it is unconstitutional for a jury to fail to give
automatic mitigating value to relevant and uncontested nonstatutory
mitigating circumstances. Accordingly, defendant contends, the jurors'
rejection of this mitigating evidence was error, regardless of why they do
so.
This Court has reviewed and consistently upheld the constitutionality
of a jury rejecting a nonstatutory mitigating circumstance if none of the
jurors find facts supporting the circumstance or if none of the jurors deem
the circumstance to have mitigating value. State v. Cummings, 352 N.C. at
647, 536 S.E.2d at 67. In State v. Bond, 345 N.C. 1, 478 S.E.2d 163
(1996), cert. denied, 521 U.S. 1124, 138 L. Ed. 2d 1022 (1997), we
addressed a similar argument and held that
[a] jury could rationally have rejected these nonstatutory
mitigating circumstances on the basis that they had no mitigating
value. We believe that the jury's written responses on the
Issues and Recommendations form submitted to it show that it
considered and rejected the mitigating circumstances. It is not
our role to second-guess the jury under these circumstances. In
the absence of contradictory evidence, we must assume that thejury comprehended the trial court's instructions and the Issues
and Recommendations form. The fact that the jury in this case
considered and rejected all of the mitigating circumstances
submitted to it does not indicate a violation of defendant's
constitutional rights.
Id. at 28-29, 478 S.E.2d at 177.
In this case, a reasonable juror could have concluded that these
mitigating circumstances had no mitigating value. The fact that the jury
found six out of the nine nonstatutory mitigating circumstances submitted
supports that it did consider the evidence and circumstances submitted. We
will not second-guess the jury's decision.
These assignments of error are overruled.
PRESERVATION ISSUES
Defendant raises several
additional issues that he concedes have been decided against him by this
Court. Defendant argues that the trial court erred in denying defendant's
motion in limine to disclose prior criminal records of all the State's
witnesses. We have held that such disclosure is not required. State v.
Walls, 342 N.C. 1, 26, 463 S.E.2d 738, 749 (1995), cert. denied, 517 U.S.
1197, 134 L. Ed. 2d 794 (1996). Defendant contends that the trial court
erred in denying his motion to disclose the theory upon which the State
seeks a conviction of first-degree murder. We have held that the State is
not required to elect its legal theory prior to trial. State v. Wingard,
317 N.C. 590, 594, 346 S.E.2d 638, 641 (1986). Defendant claims that the
trial court erred in denying his motion to prohibit consideration of the
death penalty by the jury. We have previously found no error in the denial
of such motions. State v. Davis, 349 N.C. at 58, 506 S.E.2d at 487.
Defendant argues that the trial court erred in denying his motion to
prohibit the use of the aggravating circumstance that the murder was
especially heinous, atrocious, or cruel, pursuant to N.C.G.S. §
15A-2000(e)(9). We have held that this aggravating circumstance is
constitutional. State v. Syriani, 333 N.C. at 389, 428 S.E.2d at 139.
Defendant argues that the trial court erred in denying his motion forindividual voir dire of prospective jurors and sequestration of
prospective
jurors during voir dire. We have held that a trial court's denial of
similar motions is not an abuse of discretion. State v. Hyde, 352 N.C. at
46, 530 S.E.2d at 286. Defendant contends the trial court improperly
denied his motion to permit voir dire of prospective jurors regarding their
conceptions of parole eligibility on a life sentence. We have previously
held that this issue is not a matter properly before a jury. State v.
Billings, 348 N.C. 169, 176, 500 S.E.2d 423, 427, cert. denied, 525 U.S.
1005, 142 L. Ed. 2d 431 (1998). Defendant maintains that the trial court
erroneously instructed the jury that his burden of proof to establish
mitigating circumstances was evidence that satisfies you of the existence
of such a circumstance. We have previously approved similar instructions
to the jury. State v. DeCastro, 342 N.C. 667, 697, 467 S.E.2d 653, 669,
cert. denied, 519 U.S. 896, 136 L. Ed. 2d 170 (1996). Defendant argues
that the trial court erred in instructing the jury on Issues Three and Four
that each juror may consider any mitigating circumstance or circumstances
that he or she determines to exist. We have approved similar language as
being consistent with the statutory requirements. State v. Gregory, 340
N.C. at 418-19, 459 S.E.2d at 668-69. Finally, defendant contends that the
trial court erred in instructing the jury that it could reject nonstatutory
mitigating circumstances on the grounds that the circumstances had no
mitigating value. We have held that such an instruction is not error.
State v. Jaynes, 353 N.C. 534, 564, 549 S.E.2d 179, 201 (2001).
After the briefs were filed in this case, defendant filed a Motion to
Dismiss 97 CRS 11653 For Lack Of Jurisdiction, Or, In The Alternative, To
Amend Record And Brief To Include Lack Of Jurisdiction As Reason For
Relief, Or, In The Alternative, Petition For Writ Of Certiorari To Consider
Dismissal Of 97 CRS 11653. The basis of this filing is defendant's
contention that he was not properly charged with first-degree murder
because a short-form indictment was used. We will allow defendant's motionto amend the record and brief to include lack of jurisdiction as
a ground
for relief. However, we have held consistently that a short-form
indictment is adequate to charge first-degree murder. State v. Braxton,
352 N.C. 158, 531 S.E.2d 428; State v. Lawrence, 352 N.C. 1, 530 S.E.2d
807. Accordingly, this additional assignment of error is overruled.
Defendant raises these issues for the purposes of urging this Court to
reexamine its prior holdings and preserving the issues for any necessary
federal habeas corpus review. We have considered defendant's arguments on
these additional issues and find no compelling reason to depart from our
prior holdings.
These assignments of error are overruled.
PROPORTIONALITY REVIEW
[41]We now turn to our duties under section 15A-2000(d)(2), which
requires that we ascertain: (1) whether the record supports the jury's
findings of the aggravating circumstances in the case; (2) whether the
death sentence was entered upon the influence of passion, prejudice, or
other arbitrary consideration; and (3) whether the death sentence is
excessive or disproportionate to the penalty imposed in similar cases,
considering both the crime and the defendant. N.C.G.S. § 15A-2000(d)(2).
We have conducted a full and careful review of the record in this case and
conclude that the evidence entirely supports the aggravating circumstances
found by the jury. In addition, we discern no suggestion that the sentence
of death was imposed under the influence of passion, prejudice, or any
other arbitrary consideration.
Our final responsibility is the proportionality review, in which we
compare the case at bar with other cases in which we have found the death
sentence to be disproportionate. State v. McCollum, 334 N.C. at 239, 433
S.E.2d at 161. In undertaking this review, we are mindful of several
salient aspects of the case at bar. The jury found defendant guilty of
first-degree murder on the basis of premeditation and deliberation but notunder the theory of felony murder. The jury found three aggravat
ing
circumstances: that the murder was committed against a witness because of
the exercise of her official duty as a witness, N.C.G.S. § 15A-2000(e)(8);
that the killing was especially heinous, atrocious, or cruel, N.C.G.S.
§ 15A-2000(e)(9); and that the killing was part of a course of conduct that
included crimes of violence against another, N.C.G.S. § 15A-2000(e)(11).
At least one juror also found eight of the thirteen mitigating
circumstances that were submitted, including that defendant had no
significant history of prior criminal activity, N.C.G.S. § 15A-2000(f)(1);
and the murder was committed while defendant was under the influence of
mental or emotional disturbance, N.C.G.S. § 15A-2000(f)(2). No juror found
the submitted mitigating circumstance that defendant's capacity to
appreciate the criminality of his conduct or to conform his conduct to the
requirements of the law was impaired, N.C.G.S. § 15A-2000(f)(6). The jury
also found defendant guilty of assault with a deadly weapon with intent to
kill inflicting serious injury on Mr. Belk.
This Court has found the death penalty disproportionate in seven
cases. State v. Benson, 323 N.C. 318, 372 S.E.2d 517; State v. Stokes, 319
N.C. 1, 352 S.E.2d 653 (1987); State v. Rogers, 316 N.C. 203, 341 S.E.2d
713 (1986), overruled on other grounds by State v. Gaines, 345 N.C. 647,
483 S.E.2d 396, and by State v. Vandiver, 321 N.C. 570, 364 S.E.2d 373
(1988); State v. Young, 312 N.C. 669, 325 S.E.2d 181; State v. Hill, 311
N.C. 465, 319 S.E.2d 163 (1984); State v. Bondurant, 309 N.C. 674, 309
S.E.2d 170 (1983); State v. Jackson, 309 N.C. 26, 305 S.E.2d 703 (1983).
None of these cases involve a domestic killing, and of the seven, only
State v. Benson is somewhat factually analogous in that the defendant
shotgunned the victim. However, the motive in that case was robbery, and
the evidence suggested that the defendant did not intend the victim's
death. Indeed, the defendant was convicted under the theory of felony
murder. We have reviewed the other cases in which we found the deathpenalty disproportionate and have found that all may be distinguished
from
the case at bar.
Our analysis also permits an examination of cases where the death
penalty has been found to be proportionate. State v. McCollum, 334 N.C. at
244, 433 S.E.2d at 164. In State v. Holman, 353 N.C. 174, 540 S.E.2d 18,
the defendant's marriage had deteriorated to the point where his wife was
terrified of him. Finally, he shot her twice with a shotgun, fatally
wounding her. The jury found as aggravating circumstances that the murder
was especially heinous, atrocious, or cruel, N.C.G.S. § 15A-2000(e)(9), and
that the murder was part of a course of conduct in which the defendant
committed other crimes of violence against other persons, N.C.G.S.
§ 15A-2000(e)(11). The jury found as a statutory mitigating circumstance
that the murder was committed while the defendant was under the influence
of a mental or emotional disturbance. N.C.G.S. § 15A-2000(f)(2). It also
found as nonstatutory mitigating circumstances that the defendant suffered
from depression and that his efforts to reconcile with his wife failed. We
held that the death penalty in State v. Holman was not disproportionate.
In State v. Gregory, 348 N.C. 203, 499 S.E.2d 753, cert. denied, 525
U.S. 952, 142 L. Ed. 2d 315 (1998), the defendant fatally shot his
seventeen-year-old girlfriend, who was the mother of their eighteen-month-
old child. At the same time, he shot and critically injured the victim's
fifteen-year-old brother. The defendant then drove to his grandfather's
house, and the grandfather drove the defendant to the police station where
the defendant confessed. The defendant was found guilty on the basis of
premeditation and deliberation, in addition to assault with a deadly weapon
with intent to kill inflicting serious injury, and felonious breaking and
entering. The jury found the course of conduct aggravating circumstance,
N.C.G.S. § 15A-2000(e)(11). One or more jurors found as mitigating
circumstances that the defendant had no significant history of prior
criminal activity, N.C.G.S. § 15A-2000(f)(1); that the offenses werecommitted while the defendant was under the influence of ment
al or
emotional disturbance, N.C.G.S. § 15A-2000(f)(2); that the defendant's
capacity to appreciate the criminality of his conduct or to conform his
conduct to the requirements of the law was impaired, N.C.G.S.
§ 15A-2000(f)(6); and five other nonstatutory mitigating circumstances. We
held that the death penalty imposed in State v. Gregory was not
disproportionate.
In the case at bar, defendant shot his wife while her family watched.
He inflicted a second wound while she begged for her life. He then
reloaded, shot the victim's father, and attempted to shoot her mother.
Abundant evidence was presented that defendant had been considering these
shootings for some time. We find it significant that in none of the cases
in which this Court has found the death penalty disproportionate were there
multiple victims or multiple major felonies committed during the crime.
State v. Gregory, 348 N.C. at 213, 499 S.E.2d at 760. In addition,
defendant is an adult and there is no indication in the evidence that he
suffers from diminished intelligence. Finally, the especially heinous,
atrocious, or cruel aggravating circumstance has been found sufficient to
support the death penalty even when standing alone. State v. Bacon, 337
N.C. 66, 110 n.8, 446 S.E.2d 542, 566 n.8 (1994), cert. denied, 513 U.S.
1159, 130 L. Ed. 2d 1083 (1995).
We have considered all these factors in carrying out our 'independent
consideration of the individual defendant and the nature of the crime or
crimes which he has committed.' State v. Robinson, 336 N.C. at 139, 443
S.E.2d at 337 (quoting State v. Pinch, 306 N.C. at 36, 292 S.E.2d at 229).
Based on this record, we conclude that the death penalty imposed in the
case at bar is not disproportionate.
Defendant received a fair trial and capital sentencing proceeding,
free from prejudicial error.
NO ERROR.
Footnote: 1 Although the victim's name is incorre
ctly spelled
Samantha in the indictment, the prosecutor advised the trial
court that the correct spelling is Semantha. In testimony,
witnesses frequently referred to her as Sandy.
Footnote: 2  
; Defendant contends that the trial court also combined into
this category his proffered circumstance, Todd Anthony is a
trusted and well loved friend to many people. However, our
review of the record reflects that the trial court instead
refused to submit this circumstance.
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