1. Jury--capital resentencing--selection--failure to follow statutory procedure
The trial court did not commit prejudicial error in a capital resentencing proceeding by allowing prospective
jurors to be selected by a procedure in violation of N.C.G.S. § 15A-1214 whereby defendant examined prospective
jurors on individual voir dire prior to the State's exercising its challenges and passing the panel, because: (1) the trial
court repeatedly advised defendant that he would have the opportunity to conduct his regular questioning once the
panel was passed and that it would not prevent defendant from conducting further individual voir dire later if he so
desired; and (2) any prejudice to defendant was the result of defendant's voluntary election to question the jurors
before the State passed the panel since defendant was provided the opportunity to follow the procedure as set forth in
the statute.
2. Jury--capital resentencing--challenge for cause--knowledge of defendant's prior death sentence--
personal knowledge of victim
The trial court did not abuse its discretion in a capital resentencing proceeding by failing to excuse for cause
two prospective jurors under N.C.G.S. § 15A-1212, because: (1) although one of the prospective jurors stated she
doubted she could put defendant's prior death sentence completely out of her mind, she stated consistently that she
could render an impartial and fair decision based solely on the evidence and law presented to her in court; and (2) the
other prospective juror stated he could set aside his personal knowledge of the victim and could base his sentencing
decision solely on the information that was presented in court.
3. Constitutional Law--effective assistance of counsel--failure to exercise peremptory challenge--trial
strategy
A defendant was not deprived of his constitutional right to effective assistance of counsel in a capital
resentencing proceeding by his counsel's failure to exercise a peremptory challenge to excuse a juror after defense
counsel unsuccessfully attempted to get the juror removed for cause, because: (1) defendant's complaint is essentially
a request that the court should second-guess his counsel's trial strategy; and (2) counsel is free to allocate his
peremptory challenges as he sees fit, and counsel is not required to exercise a peremptory challenge each time a
challenge for cause is denied.
4. Jury--capital resentencing--life-qualifying questions
The trial court did not abuse its discretion in a capital resentencing proceeding by failing to allow defendant to
ask two prospective jurors life-qualifying questions during voir dire, because: (1) the challenged questions constituted
improper efforts to pin down the prospective jurors regarding which specific mitigating circumstances would sway
them towards a life sentence; and (2) defendant was given ample opportunity to question the prospective jurors
regarding whether they would automatically vote for the death penalty.
5. Jury--capital resentencing--excusal for cause
The trial court did not abuse its discretion in a capital resentencing proceeding by excusing for cause two
prospective jurors based on their opposition to the death penalty, because: (1) one prospective juror repeatedly
indicated that she could not set aside her personal beliefs about the death penalty and consider both punishments fairly
and impartially; and (2) the other prospective juror's responses demonstrated that he could not temporarily set aside
his personal convictions about the death penalty and follow the law.
6. Appeal and Error--appealability--failure to raise constitutional issue
Although defendant contends the trial court violated his constitutional rights to introduce mitigating evidence
and answer the evidence presented against him in a capital resentencing proceeding by refusing to allow defendant to
testify on redirect about the length of several consecutive sentences imposed on him for crimes committed during the
same transaction as the murder, defendant waived review of the constitutionality of the trial court's actions because
defendant never asserted any constitutional argument concerning the exclusion of this evidence at the resentencingproceeding.
7. Constitutional Law--right to confront witnesses--unavailable witness
The trial court did not violate defendant's constitutional right to confront the witnesses against him in a
capital resentencing proceeding by allowing the State to read the testimony of an unavailable witness who previously
testified at defendant's 1992 trial concerning defendant approaching the witness about purchasing some property,
defendant taking the witness to the location where the stolen cars were hidden, and defendant telling the witness how
the killing occurred, because: (1) admission of prior sworn testimony does not violate the Confrontation Clause
where a witness was unavailable and his prior testimony bore sufficient indicia of reliability and afforded the trier of
fact a satisfactory basis for evaluating the truth of the prior statement; and (2) even though defendant contends he
was unable to fully cross-examine the witness based on the fact that he was unable to use another witness's statement
when questioning the pertinent witness, defendant's right to cross-examine the witnesses against him was not
infringed upon since the statement did not provide any information about which defendant was entitled to cross-
examine the unavailable witness at the capital resentencing proceeding.
8. Sentencing--capital--mitigating circumstance--no significant history of prior criminal activity
The trial court did not err in a capital sentencing proceeding by instructing the jury that submission of the
N.C.G.S. § 15A-2000(f)(1) mitigating circumstance that defendant had no significant history of prior criminal activity
was required by law when defendant had requested that this mitigating circumstance be submitted, because the use of
this additional language to the pattern instruction that the circumstance was required by law, although improper, was
harmless beyond a reasonable doubt when it was an accurate statement of the law and essentially told the jury that the
evidence could reasonably support a conclusion this mitigating circumstance existed.
9. Criminal Law--prosecutor's opening statement--victim's statements to assailants
The trial court did not err in a capital resentencing proceeding by failing to intervene ex mero motu during the
State's opening statement that the victim told his assailants to take anything they want and to just not kill him,
because: (1) this evidence had been admitted under oath at defendant's trial and the same witness was expected to
testify at defendant's capital resentencing proceeding; (2) it was reasonable for the State to expect that this evidence
would be brought out in questioning and that it would be admissible; (3) the fact that the witness never actually
testified to that statement during the resentencing proceeding under the circumstances of this case did not require the
trial court to intervene ex mero motu; (4) the prosecutor never mentioned the statement again after his opening
statement and did not refer to it in his closing argument; and (5) the trial court twice instructed the jury that opening
statements were not evidence.
10. Criminal Law--prosecutor's argument--lack of provocation as an aggravating circumstance
The State did not improperly argue in its closing argument that lack of provocation was an aggravating
circumstance, because the prosecutor actually argued that the reason a killing committed in the course of a robbery or
burglary is considered aggravated is its arbitrariness, which was a proper comment on the nature of the aggravating
circumstances to be submitted in this case.
11. Criminal Law--prosecutor's argument--execution necessary since prison not harsh enough
The trial court did not err in a capital resentencing proceeding by failing to intervene ex mero motu during the
State's closing argument that defendant should be executed since prison conditions are not harsh enough in North
Carolina, because: (1) the comments merely emphasized the State's position that defendant deserved the death
penalty rather than a comfortable life in prison; and (2) the prosecutor's references to prison conditions were drawn
directly from defense testimony.
12. Criminal Law--prosecutor's argument--general deterrence
The trial court did not err in a capital resentencing proceeding by failing to intervene ex mero motu during the
State's closing argument allegedly concerning general deterrence, because the State merely asked the jury not to be
numb to the violence involved in the crime it was considering.
13. Sentencing--capital--nonstatutory mitigating circumstance--other persons bear some of the
responsibility for the victim's death
The trial court did not err in a capital resentencing proceeding by refusing to submit defendant's requested
nonstatutory mitigating circumstance that other persons bear at least some of the responsibility for the victim's death,
because: (1) the circumstance was so broadly worded that it could have been interpreted as referring to anyone; (2)
the wording of this circumstance made it impossible to tell whether it was subsumed into other submitted
circumstances; and (3) evidence underlying the requested circumstance was fully argued to the jury by defense
counsel during closing argument, and the jury was free to deem it to have mitigating value and consider it under the
catchall mitigating circumstance of N.C.G.S. § 15A-2000(f)(9).
14. Sentencing--capital--nonstatutory mitigating circumstances--codefendant's treatment by the justice
system
The trial court did not err in a capital resentencing proceeding by refusing to submit three nonstatutory
mitigating circumstances relating to the codefendant's treatment by the justice system and his punishment for his
involvement in the offense, because: (1) our Supreme Court has consistently held that a codefendant's sentence for
the same murder is irrelevant in the sentencing proceedings; and (2) the treatment of an accomplice by the criminal
justice system is not a proper subject for consideration by a capital jury.
15. Sentencing--capital--nonstatutory mitigating circumstances--consideration by jury
The trial court did not err in a capital resentencing proceeding by its instruction to the jurors as to how they
should consider nonstatutory mitigating circumstances, because our Supreme Court has repeatedly rejected
defendant's argument that it was improper for the trial court to instruct that jurors could reject nonstatutory
mitigating circumstances they found had no mitigating value.
16. Sentencing--capital-- death penalty--proportionate
The trial court did not err by sentencing defendant to the death penalty for his first-degree murder conviction,
because: (1) defendant was convicted on the basis of malice and premeditation and deliberation and under the felony
murder rule; (2) defendant planned ahead, broke into the victim's home and shot and killed the unarmed victim, set
the victim's body and trailer on fire, and sold the victim's property afterwards; (3) the jury found two aggravating
circumstances under N.C.G.S. § 15A-2000(e)(5); and (4) the fact that a codefendant received a life sentence for the
same crime is not determinative of proportionality.
Appeal as of right by defendant pursuant to N.C.G.S. § 7A-27(a) from a
4 June 1999 judgment imposing a sentence of death entered by Johnston, J., at
a resentencing proceeding held in Superior Court, Polk County, upon
defendant's conviction of first-degree murder. Heard in the Supreme Court
15 March 2001.
Roy A. Cooper, Attorney General, by Mary D. Winstead, Assistant Attorney
General, for the State.
Janine Crawley Fodor for defendant-appellant.
MARTIN, Justice.
On 28 January 1991 defendant James Edward Jaynes (defendant) was indicted
for the first-degree murder of Paul Frederick Acker. Defendant was also
indicted for first-degree arson, first-degree burglary, robbery with a
dangerous weapon, and two counts of larceny of an automobile. Defendant was
tried capitally at the 6 April 1992 Criminal Session of Superior Court, PolkCounty. The jury found defendant guilty of first-degree m
urder on the basis
of malice, premeditation, and deliberation and under the felony murder rule.
The jury also found defendant guilty of all other charges. Following a
capital sentencing proceeding, the jury recommended a sentence of death for
the first-degree murder conviction. The trial court entered judgment in
accordance with that recommendation. The trial court also entered judgments
sentencing defendant to consecutive terms of imprisonment for the remaining
convictions.
On appeal, this Court arrested judgment on the larceny convictions,
affirmed the remaining convictions, and granted defendant a new capital
sentencing proceeding based on error in the jury instructions. State v.
Jaynes, 342 N.C. 249, 286, 464 S.E.2d 448, 470 (1995), cert. denied, 518 U.S.
1024, 135 L. Ed. 2d 1080 (1996). At defendant's capital resentencing
proceeding, the jury again recommended a death sentence for the first-degree
murder conviction, and the trial court sentenced defendant to death pursuant
to that recommendation.
The state presented evidence at the resentencing proceeding which tended
to show the following. In the late 1980s Acker moved from New York to North
Carolina to start a farming business, intending to raise cattle. He purchased
land in Polk County and brought horses from New York. He put a trailer on the
land and was in the process of building a house. Acker had previously run a
construction business and owned a lot of carpentry, basic construction, and
farming tools. He owned a Volvo and a Ford pickup truck that he kept on the
property.
Lawrence Marelli (Marelli), who moved with his family to North Carolina
from New York at Acker's suggestion, worked with Acker to prepare the land for
cattle. Acker also employed a local man, Jerry Nelon (Nelon), to log the
land. Nelon employed prison inmates on work release to help him in hislogging operations. One of the inmates was Dan Marr, defendant's un
cle.
On 11 October 1990 Marelli arrived for work about 7:50 a.m. and
found Acker's trailer on fire. Marelli noticed that the barn door was open
and that Acker's two cars were missing. He looked inside the trailer and saw
a body, later identified as that of Paul Acker. Marelli went home, called
911, and then returned to the property once law enforcement had arrived. The
trailer was badly damaged by fire, and a gasoline can was found inside. There
were pry marks on the back door, and the telephone line had been cut. At that
point, Marelli noticed that a welder, a generator, two compressors, and all of
the victim's carpentry and mechanic's tools were missing. A few days later,Marelli accompanied officers to a location in the woods where v
arious items
had been found by a hunter. He identified the items as belonging to Acker.
A few weeks before the victim's death, the Rutherford County
Sheriff's Department had been contacted by Phillip Doster (Doster) about some
stolen property. Doster was a manager at the trailer park where defendant
lived. Defendant introduced Doster to Shane Smith, one of defendant's
friends. Defendant and Smith brought Doster some property, including a
typewriter with a New York address on it. Defendant then told Doster that he
knew of a millionaire from New York and that they should check out his place
together some time. He also told Doster he was going to kill someone and get
rich. Doster called the Sheriff's Department and was informed by investigator
Ransom Firpo Epley (Epley) that none of the property had been reported
stolen.
Upon learning the victim was from New York, Epley approached Doster
on 13 October 1990 for more information. Doster took Epley to a logging road
where a blue Volvo was parked. He told Epley that the car contained stolen
property and that defendant claimed to have shot a man. The pickup truck was
found about a mile further down the road. Doster told Epley that defendant
and Smith would come back that night to get more of the property out of the
Volvo.
Epley and other law enforcement officers set up surveillance.
Around 8:30 p.m. that night, a Datsun stopped near the Volvo. Two men got out
and one opened the trunk of the Volvo with a key. Officers subsequently
arrested the two men, identified as defendant and Smith. Officers recovered
the Volvo keys from defendant's pockets. A search of the two vehicles
produced a television set, a cattle-injection device, a computer, a camera, a
microwave, and other electronic equipment.
Doster's testimony from defendant's 1992 trial was read to the jury
as follows. Doster explained that on 11 October 1990, defendant came toDoster's house and tried to sell him some tools. They drove t
o a pickup truck
which was loaded with carpenter's tools. They next went to a Volvo, which had
a computer and stereo in the trunk. Doster bought a chainsaw, a weed eater,
and a car battery from defendant for $100.00. These items were later
recovered by law enforcement. When Doster asked defendant where he had
obtained the property, defendant laughed and said he had to kill a guy to get
it.
Defendant told Doster he had developed a plan with Shane Smith to
rob the victim. Defendant said he had waited while Smith knocked on the door.
When the victim opened the door, Smith told him that his truck was broken and
that he needed help. Defendant entered the trailer first, armed with a .22-
caliber rifle. When the victim moved towards the back of the trailer,
defendant shot him but did not kill him. Defendant reloaded and shot the
victim again, telling Smith to do the same before the man could shoot them.
Smith was carrying a .25-caliber pistol. Defendant said he shot the victim
once in the head and once in the shoulder. He then poured gas on the victim
and set him on fire. Doster told defendant that he did not believe him but
that if anything ever came of this, he would tell the police. Defendant told
him that was alright because the authorities did not have any evidence against
him.
A forensic pathologist performed an autopsy on the victim's body.
The pathologist testified that the body was badly burned and was identified
through dental records. The cause of death was two gunshot wounds to the
head, one of the bullets being a .25-caliber. There was no evidence of smoke
inhalation, showing that the victim was not alive at the time his body was
burned.
After Smith was arrested, he received several letters from defendant
which he turned over to police. In one, defendant told Smith he knew Smith
was scared but that he had gotten them an alibi. He told Smith to write downeverything he had told the police. In another letter, defenda
nt told Smith he
had seen a newspaper report that one of them had confessed and that he hoped
Smith had not said anything. He told Smith that if Smith remained silent,
they could beat it in court. He then told Smith to tear up the letter after
he read it. In a third letter defendant told Smith, This is what we're going
to say. He then wrote that he had received a call at his grandmother's home,
that the caller had told him to take the car and truck to Charlotte, and that
his payment would be the guns and other property in the vehicles. Defendant
continued, stating that they should say that they had already been to the
vehicles and taken property out, which would explain their fingerprints.
Defendant then told Smith not to tell the police they were communicating and
to remember they had an alibi.
Defendant was detained at the Polk County jail after his arrest.
There he met David Barker, a trustee in the jail. Defendant asked him to
deliver the letters to Smith. He also told Barker about how he had planned
and carried out the break-in, including killing Acker, stealing his property,
and setting his trailer on fire.
After his trial, defendant was confined at Central Prison. In 1998
he was housed next to Tony Duckworth, another inmate. During that time,
defendant talked to Duckworth about the murder and showed him newspaper
clippings about his arrest. Defendant told Duckworth he had killed the victim
for money. He said the victim was a millionaire and owned a nice car and
truck as well as a new trailer. He also said he had surveilled the victim's
residence for two or three days before killing him. Defendant told Duckworth
he got a rush out of killing the victim and had also planned to kill his
accomplice.
Defendant presented evidence from prison personnel regarding their
observations of him during incarceration. A forensic psychiatrist who treated
defendant while at Central Prison from 1992 to 1996 said defendant did nothave psychopathic traits and was unlikely to be violent in prison
. He said he
met defendant when other inmates invited defendant to participate in a group
designed to help higher functioning inmates cope with life in prison. The
psychiatrist said defendant was a positive member of the group, took
responsibility for his own actions, and encouraged others to do the same. A
program facilitator at the prison testified defendant was courteous,
cooperative, and nonviolent.
Several witnesses explained defendant's childhood and family
circumstances. Among them was defendant's mother, who explained that her
husband was an abusive alcoholic who abused defendant more than the other
children because defendant was the oldest. She also said that her husband
would shoot his gun in the house and frighten the children. Defendant's
father testified he used to drink at least a case of beer per day when
defendant was growing up. He admitted beating defendant.
Defendant testified that, prior to these crimes, he had been
convicted of possession of marijuana, common law robbery resulting from a
purse snatching, attempting to obtain controlled substances by false
pretenses, and traffic tickets. He said he knew Smith from school. He
dropped out of high school in his sophomore year and became addicted to a
variety of drugs. After his release from prison for common law robbery,
defendant worked at Broyhill Furniture Company but quit when he started having
drug problems again.
Defendant testified that in February 1990 he and Smith started
breaking into homes to make money. Defendant was charged in some of the
break-ins, and Smith paid his bond so that he could be released. Defendant
agreed to help Smith break into the Acker trailer so that he could get some
money to pay Smith back for the bond money. They had heard about Acker's
property from defendant's uncle, Dan Marr. Defendant testified that on 10 October 1990 he and Smith went to the
Acker property, parked on the road, and walked to the trailer. Defendant
carried a .22-caliber rifle, and Smith carried a .25-caliber automatic pistol.
According to defendant, this was the first time they had carried guns on a
break-in. They both entered the trailer through the unlocked front door.
Defendant went into a bedroom where there was computer equipment. Smith
exited the trailer, then knocked on the front door. When Acker answered,
Smith told him that his truck had broken down and that he needed to use a
phone. Acker agreed and stepped into the bedroom where defendant was located.
Defendant said he assumed Acker had a gun and shot him in the shoulder. Smith
fired three shots, and defendant fired one more at Acker's head. They then
loaded Acker's vehicles with goods. After driving the pickup truck to a
location along a logging road, they returned in the Volvo to pick up Smith's
car. At Smith's suggestion, defendant found a gas can, poured gas on the
trailer and the victim's body, and lit them on fire. They drove the Volvo to
the same area on the logging road, then went home. Smith hid the guns in his
mother's house.
Defendant testified he had been drinking and using drugs the day of
the murder. He admitted writing the letters to Smith but said he now felt
great remorse for what had happened and continued to suffer nightmares about
the crime. He said he had not intended to kill anyone but only intended to
commit a robbery.
[DEFENDANT]: Can you imagine -- can you imagine that
there's anything that you could hear that would make you
consider a life sentence?
. . . .
[DEFENDANT]: What would make you disagree with
imposing the death penalty?
Defendant contends the challenged questions inquired into Cantrell
and Bryant's ability to follow the law and consider mitigating evidence. He
argues these questions should have been permitted pursuant to Morgan v.
Illinois, 504 U.S. 719, 735, 119 L. Ed. 2d 492, 506 (1992) (Any juror who
would impose death regardless of the facts and circumstances of conviction
cannot follow the dictates of law.). See also State v. Conner, 335 N.C. 618,
644, 440 S.E.2d 826, 841 (1994) (defendant entitled to inquire under Morgan
into whether a prospective juror would automatically vote for the death
penalty irrespective of the facts and circumstances). In allowing inquiry
into whether a juror would automatically vote for the death penalty, however,
the trial court has broad discretion over the extent and manner of
questioning during voir dire. State v. Simpson, 341 N.C. 316, 336, 462 S.E.2d
191, 202 (1995), cert. denied, 516 U.S. 1161, 134 L. Ed. 2d 194 (1996).
Defendant must show an abuse of discretion before we will reverse the trial
court's rulings on this matter. State v. Robinson, 336 N.C. 78, 102, 443
S.E.2d 306, 317 (1994), cert. denied, 513 U.S. 1089, 130 L. Ed. 2d 650 (1995).
We have held repeatedly that attempts to stake out a prospective
juror in advance regarding what his decision might be under certain specific
factual scenarios are improper. See, e.g., Simpson, 341 N.C. at 336, 462
S.E.2d at 202; State v. Skipper, 337 N.C. 1, 20, 446 S.E.2d 252, 262 (1994),
cert. denied, 513 U.S. 1134, 130 L. Ed. 2d 895 (1995). This principle was
perhaps best articulated in State v. Phillips, 300 N.C. 678, 682, 268 S.E.2d
452, 455 (1980): Counsel should not fish for answers to legal questions
before the judge has instructed the juror on applicable legal principles by
which the juror should be guided . . . . Jurors should not be asked what kind
of verdict they would render under certain named circumstances. The challenged questions in the instant case c
onstituted improper
efforts to pin down the prospective jurors regarding which specific mitigating
circumstances defendant would need to present in order for them to impose life
imprisonment rather than the death penalty. The questions reflect improper
efforts to pin down the prospective jurors regarding specific mitigating
circumstances that would sway them towards a life sentence. See Mitchell, 353
N.C. at 319, 543 S.E.2d at 837 ('staking out' what the jurors' decision will
be under a particular set of facts is improper). These questions do not
amount to proper inquiries into whether the prospective jurors could follow
the law or the trial court's instructions. See State v. Hill, 331 N.C. 387,
404, 417 S.E.2d 765, 772 (1992), cert. denied, 507 U.S. 924, 122 L. Ed. 2d 684
(1993).
The record indicates the trial court allowed defendant ample
opportunity to question both Cantrell and Bryant regarding whether they would
automatically vote for the death penalty, as required by Morgan, 504 U.S. at
734-35, 119 L. Ed. 2d at 506. Both prospective jurors stated they could
consider both punishments and follow the law as the trial judge gave it to
them. Defendant was not entitled to inquire as to which specific
circumstances would cause the jurors to consider a life sentence.
Accordingly, defendant has not shown any abuse of discretion by the trial
court in its handling of the voir dire in this case. This assignment of error
is without merit.
[5]In his next assignment of error, defendant contends the trial
court erred by excusing two prospective jurors for cause based on their
opposition to the death penalty. Defendant argues that, although both
prospective jurors opposed the death penalty, neither was unable to follow the
law of North Carolina, making them qualified to serve on his jury.
A prospective juror is properly excused for cause because of his
views on capital punishment when those views would 'prevent or substantiallyimpair the performance of his duties as a juror in accord
ance with his
instructions and his oath.' Wainwright v. Witt, 469 U.S. 412, 424, 83 L. Ed.
2d 841, 851-52 (1985) (quoting Adams v. Texas, 448 U.S. 38, 45, 65 L. Ed. 2d
581, 589 (1980)). Nonetheless, this Court is also guided by the principle
that not all who oppose the death penalty are subject to
removal for cause in capital cases; those who firmly
believe that the death penalty is unjust may nevertheless
serve as jurors in capital cases so long as they state
clearly that they are willing to temporarily set aside
their own beliefs in deference to the rule of law.
Lockhart v. McCree, 476 U.S. 162, 176, 90 L. Ed. 2d 137, 149-50 (1986).
This Court has recognized that a prospective juror's bias for or
against the death penalty cannot always be proven with unmistakable clarity.
State v. Miller, 339 N.C. 663, 679, 455 S.E.2d 137, 145, cert. denied, 516
U.S. 893, 133 L. Ed. 2d 169 (1995). Therefore, we ordinarily defer to the
trial court's judgment as to whether the prospective juror could impartially
follow the law. State v. Morganherring, 350 N.C. 701, 726, 517 S.E.2d 622,
637 (1999), cert. denied, 529 U.S. 1024, 146 L. Ed. 2d 322 (2000). The trial
court's decision to excuse a juror for cause is discretionary and will not be
disturbed absent an abuse of discretion. State v. Blakeney, 352 N.C. 287,
299, 531 S.E.2d 799, 810 (2000), cert. denied, ___ U.S. ___, 148 L. Ed. 2d 780
(2001).
In the present case, prospective juror Lois Searcy (Searcy) first
told the prosecutor she had given a lot of thought to how she felt about
capital punishment and did not think she could ever vote to impose death
regardless of the circumstances. The prosecutor then questioned Searcy as
follows:
[PROSECUTOR]: Have you always felt that way?
[SEARCY]: No.
[PROSECUTOR]: Well, has your thinking about this
changed over the years or could you tell me about that?
[SEARCY]: Well, I don't reckon there's anything to
tell. I just, I don't know, I know this kid's father, he
used to work with my ex-husband.
The next day, Searcy told the prosecutor she had been awake at three o'clock
in the morning thinking about how she felt about the death penalty. The
following exchange occurred:
[PROSECUTOR]: Okay, tell me what your thinking is
now about that?
[SEARCY]: I don't like it.
[PROSECUTOR]: How strong is your feeling that way?
[SEARCY]: Very.
. . . .
[PROSECUTOR]: If you can explain it and I know it's
hard to do, but explain why you feel that way?
[SEARCY]: Well, I have two children and I don't
think I would like for them to be put to death, you know.
Searcy then said her feelings would interfere to the extent she could not be
fair to each side, and she again said that she could never vote for the death
penalty under any circumstances. She then told the trial court that, although
she could not say she would automatically vote against the death penalty in
every first-degree murder case, she would not consider it as a punishment in
this case. Later, Searcy told defense counsel she could listen to the
evidence and follow the law regarding weighing of aggravating and mitigating
circumstances. She ultimately told the trial court, however, that she could
not set aside her personal beliefs and fairly consider both life imprisonment
and death as possible punishments in this case based on the law.
These responses show prospective juror Searcy's views of the death
penalty would have prevented or substantially impaired the performance of her
duties in this sentencing proceeding. She repeatedly indicated she could not
set aside her personal beliefs about the death penalty and consider bothpunishments fairly and impartially. Therefore, the trial court did
not abuse
its discretion in excusing her for cause.
Prospective juror Burton Baer (Baer) began his voir dire by
informing the prosecutor that he had given a lot of thought to this in the
last 24 hours and [he had] done some research, and [he] would say [his]
position is that [he does] not support death as a form of criminal
punishment. Later, Baer told the trial court he had done quite a bit of
reading and reviewing of statistics and had decided the death penalty was
unnecessary when life imprisonment was available as an alternative punishment.
Baer discussed his personal views with the trial court extensively, resolving
that based on his background in the military, his research, and his concern
for civil rights, unless my emotions were stirred up to the point that they
overruled my logical thought pattern, then I would say I could not vote for
death. He said he was willing to serve as a juror, but could not be equal or
unbiased in his judgment, and did not think it's going [to] change in any
discussion we have here. He continued, saying that although he had not made
his mind up already about the case, he could not imagine any circumstances
under which he would consider voting for a death sentence. When asked by
defense counsel whether he could follow the trial court's instructions and the
law, Baer replied, [I]t would be difficult for me, if not impossible, to vote
for death. Baer reiterated that he would listen to the state's case but
could not set aside his personal feelings to consider death as a possible
punishment.
Prospective juror Baer's responses reveal that his views of the
death penalty would have prevented or substantially impaired the performance
of his duties as a juror in this sentencing proceeding. His responses
demonstrated that he could not temporarily set aside his personal convictions
about the death penalty and follow the law. Therefore, the trial court did
not abuse its discretion in excusing Baer for cause.
statements contained in closing arguments to the jury are
not to be placed in isolation or taken out of context on
appeal. Instead, on appeal we must give consideration to
the context in which the remarks were made and the overall
factual circumstances to which they referred.
Green, 336 N.C. at 188, 443 S.E.2d at 41. In the instant case, the portion of
the state's argument to which defendant now objects was given in the middle of
a discussion about the aggravating circumstances to be submitted and what made
this killing aggravated. The prosecutor argued that the reason a killing
committed in the course of a robbery or burglary is considered aggravated is
its arbitrariness, i.e., in such a case the killing is done not because of who
the victim is or what he has done to provoke it but merely because the killer
is interested in getting the victim's property. This argument was a proper
comment on the nature of the aggravating circumstances to be submitted in thiscase. The challenged portion of the state's argument served
to explain why,
because of the arbitrary nature of the crime, the law considers it to be an
aggravating circumstance that the killing was done in the course of a burglary
or robbery. It did not suggest the jury should consider a new, nonstatutory
aggravating circumstance. We note [c]ounsel are afforded wide latitude in
arguing hotly contested cases such as this one and conclude that this
argument was reasonable when considered in context. Gregory, 340 N.C. at 424,
459 S.E.2d at 672.
[11]Next, defendant contends the state improperly argued that
defendant should be executed because prison conditions are not harsh enough in
North Carolina. In closing argument, the prosecutor pointed out that if
sentenced to life imprisonment, defendant would continue to have access to
various prison amenities, such as art classes, a library, counseling, and
correspondence courses. As we have held in several prior cases, these
comments reasonably served to emphasize the [s]tate's position that the
defendant deserved the penalty of death rather than a comfortable life in
prison. State v. Alston, 341 N.C. 198, 252, 461 S.E.2d 687, 717 (1995),
cert. denied, 516 U.S. 1148, 134 L. Ed. 2d 100 (1996); see also, e.g., State
v. Holden, 346 N.C. 404, 430, 488 S.E.2d 514, 528 (1997), cert. denied, 522
U.S. 1126, 140 L. Ed. 2d 132 (1998); State v. Reeves, 337 N.C. 700, 732, 448
S.E.2d 802, 817 (1994), cert. denied, 514 U.S. 1114, 131 L. Ed. 2d 860 (1995).
Defendant contends, however, that because this Court has previously
held a defendant may not inform jurors about execution procedures in order to
persuade them to return a life sentence, the state should not be allowed to
argue that comfortable conditions in prison provide a reason to execute
defendant. The cases to which defendant refers have held evidence on
execution procedures to be inadmissible because it was in no way connected to
defendant, his character, his record or the circumstances of the charged
offense. State v. Johnson, 298 N.C. 355, 367, 259 S.E.2d 752, 760 (1979);see also, e.g., State v. Holden
, 321 N.C. 125, 163, 362 S.E.2d 513, 536
(1987), cert. denied, 486 U.S. 1061, 100 L. Ed. 2d 935 (1988). In contrast,
at the instant trial, the prosecutor's references to prison conditions were
drawn directly from defense testimony. A prosecutor in a capital trial is
entitled to argue all the facts submitted into evidence as well as any
reasonable inferences therefrom. Gregory, 340 N.C. at 424, 459 S.E.2d at
672. Defendant's argument fails.
[12]Finally, defendant contends the prosecutor improperly argued
general deterrence when he stated:
Now I ask you, please do not take a casual approach
to this notion of murder. We hear that in this country we
see that, the pundits tell us that people are becoming
immune to violence such as this. If that's true, woe be
unto us. But the State of North Carolina doesn't look at
it this way, and you shouldn't either.
Do not be casual in your approach to violent crime
such as this.
Defendant correctly points out that the state may not argue general deterrence
in its summation, despite the wide latitude afforded it in closing argument.
See, e.g., State v. Golphin, 352 N.C. 364, 470, 533 S.E.2d 168, 236 (2000),
cert. denied, ___ U.S. ___, ___ L. Ed. 2d ___, 69 U.S.L.W. 3618 (2001). Here,
however, it appears the state merely asked the jury not to be numb to the
violence involved in the crime it was considering. This argument was not
improper.
In summary, the arguments to which defendant assigns error were not
improper. Thus, whether viewed individually or in the aggregate, these
arguments did not result in a denial of due process or fundamental fairness to
defendant. This assignment of error is meritless.
[13]Defendant next assigns error to the trial court's refusal to
submit his requested nonstatutory mitigating circumstance, [o]ther persons
bear at least some of the responsibility for the death of Mr. Acker. To show that a requested nonstatuto
ry mitigating circumstance should
have been submitted, defendant must demonstrate that:
(1) the nonstatutory mitigating circumstance is one which
the jury could reasonably find had mitigating value, and
(2) there is sufficient evidence of the existence of the
circumstance to require it to be submitted to the jury.
Upon such showing by the defendant, the failure by the
trial judge to submit such nonstatutory mitigating
circumstance to the jury for its determination raises
federal constitutional issues.
State v. Benson, 323 N.C. 318, 325, 372 S.E.2d 517, 521 (1988) (footnote
omitted). We have previously defined a mitigating circumstance as
a fact or group of facts which do not constitute any
justification or excuse for killing or reduce it to a
lesser degree of the crime of first-degree murder, but
which may be considered as extenuating, or reducing the
moral culpability of the killing, or making it less
deserving of the extreme punishment than other first-
degree murders.
State v. Irwin, 304 N.C. 93, 104, 282 S.E.2d 439, 446-47 (1981). Further,
[t]he U.S. Supreme Court has held that any aspect of defendant's character,
record or circumstance of the particular offense which defendant offers as a
mitigating circumstance should be considered by the sentencer . . . .
However, evidence irrelevant to these factors may be properly excluded by the
trial court. Id. (citing Lockett v. Ohio, 438 U.S. 586, 57 L. Ed. 2d 973
(1978)).
In the instant case, the trial court properly declined to submit
defendant's proposed nonstatutory mitigating circumstance. First, the
circumstance was so broadly worded that, depending on its interpretation, it
could have referred to anyone, from defendant's accomplice Shane Smith to
anyone who had contact with defendant during his life prior to the killing. A
mitigating circumstance should direct the jurors to specific aspects of the
crime, defendant's character, or defendant's record which could serve as a
basis for finding the defendant is less deserving of the death penalty.
Further, because of the way this circumstance was worded, it is impossible totell whether it was subsumed into other, submitted, circumstan
ces. See, e.g.,
McLaughlin, 341 N.C. at 447-48, 462 S.E.2d at 12 (not error to fail to submit
nonstatutory mitigating circumstances which are subsumed in other, submitted,
circumstances). The trial court submitted thirty-eight mitigating
circumstances in this case. Many of those circumstances dealt with whether
defendant acted under the domination of another or under duress, with
defendant's troubled childhood, and with the lack of treatment defendant
received while in prison prior to committing this crime. Accordingly, it is
likely that any aspects of the requested circumstance which reflected on
defendant's culpability for the crime were subsumed into the submitted
circumstances.
Assuming error arguendo, we believe that failure to submit this
circumstance was harmless beyond a reasonable doubt. Defendant presented
extensive evidence regarding others' involvement in and responsibility for the
crime, including testimony from himself, his family, and his therapists. The
record reveals that evidence underlying the requested circumstance was fully
argued to the jury by defense counsel during closing argument. Blakeney, 352
N.C. at 317-18, 531 S.E.2d at 820. Further, the trial court submitted
N.C.G.S. § 15A-2000(f)(9), the catchall mitigating circumstance, to the jury.
Consequently, the mitigating information proffered by defendant was before the
jurors, and they were free to deem it to have mitigating value and consider
it under N.C.G.S. § 15A-2000(f)(9). Gregory, 340 N.C. at 415, 459 S.E.2d at
667. Accordingly, any error by the trial court was harmless beyond a
reasonable doubt. See N.C.G.S. § 15A-1443(b) (1999).
[14]In a similar vein, defendant next argues the trial court erred
by refusing to allow him to submit three nonstatutory mitigating circumstances
relating to his codefendant's treatment by the justice system and punishment
for his involvement in the offense. In a written request, defendant asked the
trial court to submit the following: 41. The co-defendant, Shane Smith, was allowed to
plead to second degree murder and receive a
sentence of life in prison.
42. The defendant and co-defendant, Shane Smith,
have been treated differently by the criminal
justice system.
. . . .
46. . . . [T]he co-defendant, Shane Smith, was
allowed to escape a jury deciding whether or not
he should receive the death penalty . . . .
Defendant argues these circumstances were relevant mitigating evidence under
State v. Roseboro, 351 N.C. 536, 528 S.E.2d 1, cert. denied, ___ U.S. ___, 148
L. Ed. 2d 498 (2000), and Parker v. Dugger, 498 U.S. 308, 112 L. Ed. 2d 812
(1991). He further suggests we overrule our prior holdings to the contrary,
as expressed in Irwin, 304 N.C. 93, 282 S.E.2d 439, and subsequent cases.
This Court has consistently held that a codefendant's sentence for
the same murder is irrelevant in the sentencing proceedings. State v. Meyer,
353 N.C. 92, 102, 540 S.E.2d 1, 7 (2000); see also State v. Sidden, 347 N.C.
218, 231, 491 S.E.2d 225, 232 (1997), cert. denied, 523 U.S. 1097, 140 L. Ed.
2d 797 (1998); State v. Williams, 305 N.C. 656, 687, 292 S.E.2d 243, 261-62,
cert. denied, 459 U.S. 1056, 74 L. Ed. 2d 622 (1982). Similarly, we have held
that the treatment of an accomplice by the criminal justice system is not a
proper subject for consideration by a capital jury. State v. Womble, 343
N.C. 667, 688, 473 S.E.2d 291, 303 (1996), cert. denied, 519 U.S. 1095, 136 L.
Ed. 2d 719 (1997). We have analyzed and rejected the claim that Parker
requires a different holding. See, e.g., State v. Ward, 338 N.C. 64, 114-15,
449 S.E.2d 709, 737 (1994) (Parker interpreted Florida law and did not imply
as a general matter that evidence of a codefendant's sentence is uniformly
relevant mitigating evidence), cert. denied, 514 U.S. 1134, 131 L. Ed. 2d 1013
(1995).
Despite this precedent, defendant argues that Roseboro signaled an
acknowledgment by this Court that evidence regarding a codefendant's sentencemay properly be considered in mitigation. We rejected this sa
me contention in
Meyer, 353 N.C. at 103, 540 S.E.2d at 7, and continue to so hold here. This
assignment of error is rejected.
[15]By another assignment of error, defendant contends the trial
court improperly instructed the jurors as to how they should consider
nonstatutory mitigating circumstances. Defendant's argument has two
components. First, he argues the trial court improperly instructed the jurors
they could reject nonstatutory mitigating circumstances they found had no
mitigating value. This Court has repeatedly rejected this argument. See,
e.g., State v. Keel, 337 N.C. 469, 495-97, 447 S.E.2d 748, 762-63 (1994),
cert. denied, 513 U.S. 1198, 131 L. Ed. 2d 147 (1995); Hill, 331 N.C. at
417-18, 417 S.E.2d at 780. We decline to revisit this issue.
Defendant also argues that, regardless of the propriety of a general
instruction that jurors were free to reject nonstatutory mitigating
circumstances if they found they had no mitigating value, such an instruction
was error in reference to the circumstance that defendant had adjusted well to
incarceration. Defendant contends that circumstance was found to have
mitigating value as a matter of federal constitutional law in Skipper v. South
Carolina, 476 U.S. 1, 7, 90 L. Ed. 2d 1, 8 (1986), and so it should be treated
like a statutory mitigating circumstance here. Defendant did not object to
this instruction at his resentencing proceeding but asks that we review this
issue for plain error.
We have consistently rejected this argument in prior cases. See,
e.g., State v. Burr, 341 N.C. 263, 311, 461 S.E.2d 602, 628 (1995), cert.
denied, 517 U.S. 1123, 134 L. Ed. 2d 526 (1996); State v. Basden, 339 N.C.
288, 303-04, 451 S.E.2d 238, 246-47 (1994), cert. denied, 515 U.S. 1152, 132
L. Ed. 2d 845 (1995). Accordingly, the trial court properly instructed the
jurors on consideration of nonstatutory mitigating circumstances. This
assignment of error is overruled.
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