**FINAL**
STATE OF NORTH CAROLINA v. JAMES DONALD KING
No. 204A99
(Filed 8 June 2001)
1. Criminal Law--competency to stand trial--failure to conduct competency hearing
The trial court did not err in a capital first-degree murder prosecution by failing to conduct
a competency hearing prior to defendant's trial, because: (1) neither defendant nor defense
counsel questioned defendant's capacity to proceed at any time during the trial or capital
sentencing proceeding, N.C.G.S. § 15A-1002(a); (2) prior to trial the trial court directly asked
defense counsel whether there had been a competency screening in this case, and defense counsel
stated there was never a determination that defendant was incompetent to stand trial nor did
counsel thereafter request a competency hearing or make a motion; (3) defendant waived his
statutory right to a competency hearing under N.C.G.S. § 15A-1002(b) by failing to assert that
right; and (4) evidence of past treatment standing alone does not constitute substantial evidence
before the trial court indicating that defendant lacked capacity to understand the nature and object
of the proceedings against him.
2. Homicide--first-degree murder--short form indictment--constitutional
The short form indictment used to charge defendant with first-degree murder was
constitutional even though it failed to allege all the elements of first-degree murder.
3. Jury--peremptory challenges--African-American prospective jurors--race-neutral
explanations
The trial court did not err in a capital first-degree murder prosecution by overruling
defendant's objection to the State's use of peremptory challenges to strike African-American
prospective jurors, because: (1) the prosecutor presented an adequate race-neutral explanation for
the removal of a prospective juror based on the juror's response that she had nothing in her
background that would cause her to distrust the police when her father was allegedly fired from
the police department over a drug matter; and (2) the prosecutor also presented an adequate race
neutral explanation for the removal of a prospective juror based on one of several factors
including her reaction when speaking about her uncle's murder.
4. Jury--voir dire--prospective juror--improper stake-out question
The trial court did not abuse its discretion by limiting defendant's questioning during voir
dire of a prospective juror during a capital first-degree murder prosecution concerning what
sentence the prospective juror would vote for if defendant was convicted of first-degree murder
under a theory of premeditation and deliberation without evidence of an affirmative defense,
because: (1) defendant was allowed to ask the prospective juror about his consideration of life as
a possible sentence and whether the juror would automatically vote for the death penalty if
defendant was convicted of first-degree murder; and (2) defendant's question was an improper
attempt to stake-out the prospective juror.
5. Evidence--hearsay--handwritten portions of victim's diary--state of mind exception
The trial court did not err in a capital first-degree murder prosecution by allowing the
State to introduce handwritten portions of the victim's diary into evidence under the state of mind
exception of N.C.G.S. § 8C-1, Rule 803(3), because: (1) the victim's challenged statements about
her frustration with defendant and her intent to end their marriage were statements indicating thevictim's mental condition at the time the
statements were made and were not merely a recitation
of facts; (2) the victim's journal entries bear directly on the victim's relationship with defendant at
the time the victim was killed; and (3) the challenged evidence relates directly to circumstances
giving rise to a potential confrontation with the defendant.
6. Evidence--hearsay--out-of-court statements of witnesses--residual hearsay
exception--adequate notice--trustworthy and reliable
The trial court did not err in a capital first-degree murder prosecution by allowing the
State to introduce out-of-court statements of several witnesses to police officers under the
residual hearsay exception of N.C.G.S. § 8C-1, Rule 804(b)(5), because: (1) all four of the
declarants were unavailable at the time of trial since they had all died during the almost nine-year
period that defendant remained a fugitive from the law; (2) two of the declarants made their
statements on the day of the murder, the third declarant made his statement the day after the
murder, and the fourth declarant made his statement two days after the murder; (3) the prosecutor
gave defendant sufficient notice to provide a fair opportunity to meet the evidence; and (4) the
trial court addressed each of the challenged statements separately and found them to be
trustworthy and reliable.
7. Homicide--first-degree murder--failure to instruct on lesser-included offense of
second-degree murder
The trial court did not err in a capital first-degree murder prosecution by denying
defendant's request to instruct the jury on the lesser-included offense of second-degree murder,
because: (1) the State's uncontradicted evidence tends to show that defendant killed the victim
with premeditation and deliberation; and (2) mere speculation by defendant that it was possible
that a conflict erupted between defendant and the victim that resulted in her death based on his
desire to reconcile with the victim is not sufficient to negate evidence of premeditation and
deliberation.
8. Sentencing--capital--mitigating circumstances--no significant history of prior
criminal activity
The trial court did not err in a capital first-degree murder prosecution by failing to submit
the N.C.G.S. § 15A-2000(f)(1) mitigating circumstance of no significant history of prior criminal
activity, because: (1) the State presented evidence that defendant had previously been convicted
of the first-degree murder of his former wife and was sentenced to life imprisonment, but he was
later paroled; and (2) the (f)(1) mitigating circumstance is not properly submitted in cases that
involve a prior criminal history which includes a violent felony involving death.
9. Sentencing--capital--jury question--unanimous recommendation for life sentence
The trial court did not err in a capital first-degree murder prosecution by its response to
the jury's question concerning whether a recommendation of a life sentence had to be unanimous,
because: (1) the trial court properly informed the jury that its answers to issues one, three, and
four must be unanimous; and (2) the trial court's additional instruction that the inability of jurors
to reach a unanimous verdict should not be their concern but should simply be reported to the
court, given at defendant's request before the jury began its deliberations, constituted invited
error.
10. Sentencing--capital--aggravating circumstances--violent felony--testimony and
photographs from prior murder conviction
The trial court did not abuse its discretion in a capital first-degree murder prosecution by
allowing the State to introduce testimony and photographs dealing with defendant's prior murderconviction to support the N.C.G.S. § 15
A-2000(e)(3) violent felony aggravating circumstance,
because: (1) the Rules of Evidence do not apply to a capital sentencing proceeding, and thus the
trial court has great discretion to admit any evidence relevant to sentencing; (2) the trial court
reviewed the probative value of the evidence against unfair prejudice and denied admission of
photographs that showed blood and brain matter throughout the murder scene and limited the
testimony of the investigating officer; and (3) photographs of the murder weapon used by
defendant, the condition of that victim's body, and the location of the body and the wound were
relevant to establish the existence of a prior violent felony.
11. Sentencing--capital--mitigating and aggravating circumstances--weight given to
each
Although defendant contends the trial court committed plain error in a capital first-degree
murder prosecution by instructing the jury in a manner that allegedly allowed the jury to impose a
death sentence by finding mitigating circumstances and aggravating circumstances of equal value,
this argument has been repeatedly rejected and defendant has presented no compelling basis to
revisit this issue.
12. Sentencing--capital--death penalty not disproportionate
The trial court did not err by imposing a sentence of death for a first-degree murder case,
because: (1) defendant was convicted of first-degree murder on the basis of premeditation and
deliberation; and (2) the jury found the N.C.G.S. § 15A-2000(e)(3) violent felony aggravating
circumstance based on defendant's prior murder conviction for shooting and killing his first wife.
Appeal as of right pursuant to N.C.G.S. § 7A-27(a) from a
judgment imposing a sentence of death entered by Morgan
(Melzer A., Jr.), J., on 23 November 1998 in Superior Court,
Guilford County, upon a jury verdict finding defendant guilty of
first-degree murder. Heard in the Supreme Court 18 April 2001.
Roy A. Cooper, Attorney General, by John H. Watters, Special
Deputy Attorney General, for the State.
M. Gordon Widenhouse, Jr., for defendant-appellant.
WAINWRIGHT, Justice.
On 4 August 1997, defendant was indicted for first-degree
murder. Defendant was tried capitally before a jury at the
26 October 1998 Criminal Session of Superior Court, Guilford
County. The jury found defendant guilty of first-degree murder
on the basis of premeditation and deliberation. After a capital
sentencing proceeding, the jury recommended a sentence of deathfor the first-degree murder, and the trial court entered judgment
in accordance with that recommendation. Defendant appeals his
first-degree murder conviction and sentence of death to this
Court.
The State's evidence at trial tended to show as follows: In
the early morning hours of 11 September 1988, defendant shot and
killed his wife, Gloria Underwood King (the victim), while she
was walking home from playing bingo with friends. The victim
received seven gunshot wounds, four of which were inflicted to
her head. Several area residents heard the gunshots and saw the
victim's body lying on a sidewalk in front of Jones Elementary
School in Greensboro, North Carolina. However, no one was able
to identify the gunman at the time of the shooting.
Greensboro police arrived at the scene at approximately 1:30
a.m. on 11 September 1988. The victim showed no signs of life.
Officers observed a bingo marker on the ground near the victim's
body.
An autopsy performed on the victim's body revealed that the
victim received seven gunshot wounds. One bullet entered the
right side of the victim's head, fracturing the skull and causing
a subdural hematoma. A small-caliber bullet was removed from theskull in the area of this gunshot wound. A second bullet struck
the victim in the same area, causing a small fracture to the
skull. This bullet was also removed from the victim's skull. A
third bullet, which was fired at close range, struck the victim
near the right eyebrow and passed into the scalp. Bullet
fragments were removed from the victim's scalp in the area of
this injury. A fourth bullet struck the victim just below her
right eye. A fifth bullet struck the victim on the back of her
neck. Bullet fragments were removed from this wound. The amount
of soot or stippling surrounding this wound indicated that the
wound was inflicted at very close range. Gunshot wound number
six was located on the victim's right hand near the base of her
second finger. The wound was surrounded by a small amount ofpowder, indicating a close-range gunshot. Finally, gunshot wound
number seven was located at the base of the victim's right thumb
and was described as a defensive wound. The bullet was recovered
from the soft tissue of the victim's right hand. The testifying
pathologist opined that the cause of death was a gunshot wound to
the head.
On 15 September 1988, the police located defendant's
vehicle in downtown Greensboro. The police later searched the
vehicle and found, among other things, two .22-caliber bullets,
an automobile insurance policy belonging to defendant, and a
bottle of Thunderbird wine.
At trial, the victim's daughter, Erika Underwood,
testified that defendant and the victim were married on 9 June
1986 and separated near the end of 1987. After the separation,
defendant visited the victim approximately once a week.
Underwood testified that, as a result of suffering a stroke,
defendant walked with a very noticeable limp at the time the
victim was killed. Sometime during the separation, the victim
learned that defendant was seeing another woman, Betty James
(Betty), and the victim visited Betty's apartment to confront
her. During her testimony, Underwood read journal entries made
by the victim during the days before she was killed. In her
journal, the victim described the deterioration of the
relationship between defendant and the victim, including the
victim's knowledge of defendant's girlfriend, Betty. The victim
described defendant as selfish, uncaring, untruthful, and stingy. She also wrote that she had no desire to reconcile with
defendant.
Katie Chavis, a friend of the victim's, testified at
trial that, in September 1988, defendant and the victim visited
her, and defendant sat outside in his automobile. The victim
wanted to borrow money from Chavis to go play bingo. During that
visit, the victim told Chavis that she knew defendant had a lady
pregnant. The victim also stated that defendant told her if she
left him, he was going to kill her, and that she was tired of
living in fear. In a previous conversation, the victim told
Chavis that defendant had beat her and forced her to have sex and
that she was afraid. Chavis encouraged the victim to keep a
diary that would serve as a paper trail regarding defendant's
abusive conduct.
While investigating the victim's murder, the police
learned that, on 6 September 1988, defendant visited his cousin,
Herbert Billy Alston. Defendant told Alston that he wanted to
get the victim to come back to him. Alston and defendant visited
the victim's apartment, but she was not at home. Defendant and
Alston then visited a woman, whose first name was also Gloria,
and asked her to go and talk to the victim about reconciling with
defendant.
On 8 September 1988, defendant and Alston visited
Gloria once again, and defendant asked her to take his car and go
talk to the victim on his behalf about reconciling. At one
point, defendant directed Alston to obtain the registration card
from defendant's vehicle. When Alston looked over the sun visorfor defendant's registration, he observed a .22-caliber revolver
with no handle grips.
Alston also spent time with defendant on 10 September
1988, the day before the victim was killed. Defendant and Alston
went to see defendant's girlfriend, Betty, and defendant asked
her if she knew anyone from whom he could borrow a vehicle.
Betty told defendant that she did not know of anyone who had a
vehicle, and defendant and Alston returned to Alston's residence.
Defendant stayed at Alston's house until approximately 11:30 p.m.
on 10 September 1988, the night before the murder.
The police also spoke with Betty during the
investigation. Betty dated defendant before his marriage to the
victim and resumed her relationship with defendant after his
separation from the victim in 1988. According to Betty, she
learned that she was pregnant with defendant's child in August of
1988.
On 7 September 1988, defendant came to Betty's
residence at approximately 6:00 p.m., carrying a handgun and
ammunition. Betty described the gun as having no handle grips.
Defendant told Betty he wanted to kill the victim with the gun.
Defendant stated that he had to do it because the victim had hurt
him too many times and would not talk to him. Defendant left
later that evening to find out why the gun was not shooting
right. Defendant told Betty he had fired the weapon out in the
country, and it did not work properly. Defendant returned at
approximately 10:30 p.m., placed the gun in the nightstand
drawer, and spent the night with Betty. The next morning, on 8 September 1988, defendant once
again told Betty that he was going to kill the victim. Betty
convinced defendant not to go through with his plan. The next
day, defendant yet again spoke of killing the victim, and once
again, Betty talked him out of it. Defendant did not stay with
Betty that night. However, on 10 September 1988, defendant
visited Betty and told her that she had kept him from killing the
victim for two days but that she would not stop him anymore.
When the police visited Betty during the investigation,
she gave them a trash bag that contained an unfired .22-caliber
bullet and several envelopes addressed to defendant. Betty
explained that defendant had left the bullet in her nightstand.
Shortly before the murder, defendant spoke with Mac
Durham, an individual who previously served time in prison with
defendant. During that conversation, defendant asked Durham,
[I]f you put a .22 against somebody's head, will you kill them?
Durham told defendant that it would kill the person because a
.22-caliber gun is a deadly weapon.
During the investigation, the police located three
women who played bingo with the victim shortly before she was
murdered on 11 September 1988. Two of the women, Minnie Hayes
and Verna Pennix, departed the bingo parlor with the victim at
approximately 12:30 a.m. At that time, they observed defendant
waiting outside for the victim. Defendant approached the victim,
led her near the building by her arm, and began talking with her.
According to Pennix, the victim acted fearful when she saw
defendant. When Hayes and Pennix asked the victim whether shewas leaving with them, she did not respond. However, defendant
informed the women that he would take the victim home. The third
woman, Loretha Foushee, exited the bingo parlor approximately ten
minutes after the victim left the building. Foushee observed
defendant talking with the victim up against the side of the
bingo parlor and noted that defendant had his arms on either side
of the victim, boxing her in.
At trial, Special Agent Gerald F. Wilkes of the Federal
Bureau of Investigation (FBI) testified as an expert in the field
of firearms and ammunition examination. Agent Wilkes performed
an examination of the bullets and bullet fragments that were
recovered by the Greensboro Police Department during the
investigation. Agent Wilkes determined that a spent round
submitted to him, as well as the live rounds recovered during the
investigation, were .22-caliber long-rifle bullets. According to
Agent Wilkes, the live rounds he examined were similar in
physical characteristics to the lead bullet projectile removed
from the victim's wrist.
Kathleen M. Lundy, an examiner with the FBI Laboratory
in Washington, D.C., also testified at trial. Lundy was tendered
and accepted as an expert in the field of comparative bullet lead
analysis. Lundy examined three live rounds and six bullet
projectile fragments recovered by the Greensboro Police
Department. In her expert opinion, the bullets and bullet
fragments she examined, including a bullet from one of the live
rounds she studied, were similar in composition such that they
were manufactured from the same melting pot of lead. Ms. Lundyopined that, based on her lead analysis, the bullets she examined
either came from the same box of cartridges or came from
different boxes of the same caliber, manufactured at the same
time.
On 13 June 1997, almost nine years after the victim was
murdered, defendant was arrested in Dayton, Ohio. When law
enforcement authorities first located defendant, he identified
himself as Robert Robinson and possessed a photo identification
card, a social security card, and a birth certificate under that
name. Defendant also had a welfare identification card in the
name of Peter Emerey.
PRETRIAL ISSUES
[1]By assignment of error, defendant contends the
trial court erred by failing to conduct a competency hearing
prior to defendant's trial. We disagree.
N.C.G.S. § 15A-1002 governs the determination of a
defendant's incapacity to proceed and provides in pertinent part:
(a) The question of the capacity of the
defendant to proceed may be raised at any
time on motion by the prosecutor, the
defendant, the defense counsel, or the court.
The motion shall detail the specific conduct
that leads the moving party to question the
defendant's capacity to proceed.
(b) When the capacity of the defendant
to proceed is questioned, the court:
. . . .
(3) Must hold a hearing to
determine the defendant's capacity
to proceed. . . .
N.C.G.S. § 15A-1002(a), (b)(3) (1988) (amended 1989). Further,
N.C.G.S. § 15A-1001 provides that a defendant suffers from anincapacity to proceed if he is unable to understand the nature
and object of the proceedings against him, to comprehend his own
situation in reference to the proceedings, or to assist in his
defense in a rational or reasonable manner. N.C.G.S. §
15A-1001(a) (1999).
Pursuant to the plain language of section
15A-1002(b)(3), the trial court [m]ust hold a hearing to
determine the defendant's capacity to proceed if the question is
raised. However, this Court has recognized that 'a defendant
may waive the benefit of statutory or constitutional provisions
by express consent, failure to assert it in apt time, or by
conduct inconsistent with a purpose to insist upon it.' State
v. Young, 291 N.C. 562, 567, 231 S.E.2d 577, 580 (1977) (quoting
State v. Gaiten, 277 N.C. 236, 239, 176 S.E.2d 778, 781 (1970)).
Moreover, we have said that
in order for an appellant to assert a
constitutional or statutory right in the
appellate courts, the right must have been
asserted and the issue raised before the
trial court. Further, it must affirmatively
appear on the record that the issue was
passed upon by the trial court.
Id., (quoting State v. Parks, 290 N.C. 748, 752, 228 S.E.2d 248,
250 (1976)).
In the present case, neither defendant nor defense
counsel questioned defendant's capacity to proceed. The record
reveals that, prior to trial, the trial court directly asked
defense counsel whether there had been a competency screening in
this case. The trial court informed defense counsel that if
there's some question about [defendant's] competency, then I wantto hear whatever evidence is to be presented and make that
determination before we go forward so that it's in the record.
In response, defense counsel informed the trial court
that defendant had received treatment for depression in
connection with a suicide attempt and that there was never a
determination that [defendant] was incompetent to stand trial.
Defense counsel did not thereafter request a competency hearing
or make a motion detail[ing] the specific conduct that leads the
moving party to question the defendant's capacity to proceed.
N.C.G.S. § 15A-1002(a). Accordingly, defendant waived his
statutory right to a competency hearing under N.C.G.S. §
15A-1002(b) by his failure to assert that right. Young, 291 N.C.
at 567, 231 S.E.2d at 580.
We likewise reject defendant's argument that the trial
court's failure to conduct a competency hearing violated his
constitutional rights. It is beyond question that a conviction
cannot stand where the defendant lacks capacity to defend
himself. Drope v. Missouri, 420 U.S. 162, 43 L. Ed. 2d 103
(1975); State v. Heptinstall, 309 N.C. 231, 236, 306 S.E.2d 109,
112 (1983); Young, 291 N.C. at 568, 231 S.E.2d at 581. Indeed,
this Court has recognized that '[a] trial court has a
constitutional duty to institute, sua sponte, a competency
hearing if there is substantial evidence before the court
indicating that the accused may be mentally incompetent.'
Young, 291 N.C. at 568, 231 S.E.2d at 581 (quoting Crenshaw v.
Wolff, 504 F.2d 377, 378 (8th Cir. 1974), cert. denied, 420 U.S.
966, 43 L. Ed. 2d 445 (1975)) (alteration in original). In the present case, there is some evidence in the
record indicating that defendant had received precautionary
treatment for depression and suicidal tendencies several months
before trial. However, this evidence of past treatment, standing
alone, does not constitute substantial evidence before the
trial court, id., indicating that defendant lack[ed] the
capacity to understand the nature and object of the proceedings
against him, to consult with counsel, and to assist in preparing
his defense at the time his trial commenced, Drope, 420 U.S. at
171, 43 L. Ed. 2d at 113. Moreover, the record does not indicate
that either defendant or defense counsel raised any questions
about defendant's capacity to proceed at any time during
defendant's trial and capital sentencing proceeding.
Accordingly, the trial court did not err by failing to institute,
on its own motion, a hearing to determine defendant's capacity to
proceed. This assignment of error is overruled.
[2]By assignment of error, defendant contends the
short-form murder indictment violated his federal constitutional
rights, as it failed to allege all the elements of first-degree
murder. At the outset, we note that defendant did not challenge
the murder indictment in the trial court. Constitutional
questions not raised and passed upon in the trial will not
ordinarily be considered on appeal. State v. Hunter, 305 N.C.
106, 112, 286 S.E.2d 535, 539 (1982). Moreover, a defendant
waives an attack on the indictment when the indictment is not
challenged at trial. State v. Robinson, 327 N.C. 346, 361, 395
S.E.2d 402, 411 (1990). However, when an indictment is allegedto be facially invalid, thereby depriving the trial court of its
jurisdiction, the indictment may be challenged at any time,
notwithstanding a defendant's failure to contest its validity in
the trial court. Braxton, 352 N.C. at 173, 531 S.E.2d at 437.
Thus, this issue is properly before this Court.
In support of his challenge to the validity of the
murder indictment, defendant cites, among other things, the
United State Supreme Court's decisions in Jones v. United States,
526 U.S. 227, 143 L. Ed. 2d 311 (1999), and Apprendi v. New
Jersey, 530 U.S. 466, 147 L. Ed. 2d 435 (2000). This Court has
repeatedly addressed and rejected defendant's argument. See,
e.g., Braxton, 352 N.C. 158, 531 S.E.2d 428. In Braxton, this
Court examined the validity of short-form indictments in light of
the Supreme Court's decisions in Jones and Apprendi, and
concluded that nothing in either case altered prior case law on
these matters. Braxton, 352 N.C. at 175, 531 S.E.2d at 437-38.
Defendant presents no compelling basis for this Court to revisit
the issue in the present case. This assignment of error is
overruled.
JURY SELECTION
[3]By assignment of error, defendant contends the
trial court erred by overruling defendant's objection to the
State's alleged impermissible use of peremptory challenges to
strike from the jury six African-American prospective jurors
solely on account of their race. We disagree.
The Equal Protection Clause of the Fourteenth Amendment
to the United States Constitution and Article I, Section 26 ofthe Constitution of North Carolina forbid the use of peremptory
challenges for racially discriminatory purposes. Batson v.
Kentucky, 476 U.S. 79, 89, 90 L. Ed. 2d 69, 83 (1986); State v.
Lawrence, 352 N.C. 1, 13, 530 S.E.2d 807, 815 (2000), ___ U.S.
___, 148 L. Ed. 2d 684 (2001); State v. Fletcher, 348 N.C. 292,
312, 500 S.E.2d 668, 680 (1998), cert. denied, 525 U.S. 1180, 143
L. Ed. 2d 113 (1999). In Batson, the United States Supreme Court
set forth a three-pronged test to determine whether a prosecutor
has engaged in impermissible racial discrimination in the
selection of jurors. Batson, 476 U.S. at 96-98, 90 L. Ed. 2d at
87-89; accord Hernandez v. New York, 500 U.S. 352, 358-59, 114 L.
Ed. 2d 395, 405 (1991); State v. Braxton, 352 N.C. 158, 179, 531
S.E.2d 428, 440 (2000), cert. denied, ___ U.S. ___, 148 L. Ed. 2d
797 (2001).
First, the defendant must establish a prima facie case
that the State has exercised a peremptory challenge on the basis
of race. Hernandez, 500 U.S. at 358, 114 L. Ed. 2d at 405. All
the relevant circumstances are considered, including the
defendant's race, the victim's race, the race of key witnesses,
questions and statements of the prosecutor which tend to support
or refute an inference of discrimination, a pattern of strikes
against minorities, or the State's acceptance rate of prospective
minority jurors. State v. White, 349 N.C. 535, 548, 508 S.E.2d
253, 262 (1998), cert. denied, 527 U.S. 1026, 144 L. Ed. 2d 779
(1999); accord State v. Quick, 341 N.C. 141, 145, 462 S.E.2d 186,
189 (1995). Second, if the defendant makes the required showing,
the burden shifts to the State to offer a race-neutral
explanation for striking the particular juror. Hernandez, 500
U.S. at 358-59, 114 L. Ed. 2d at 405; State v. Hardy, 353 N.C.
122, 128, 540 S.E.2d 334, 340 (2000). The prosecutor's
explanation must be clear and reasonably specific, but 'need not
rise to the level justifying exercise of a challenge for cause.'
State v. Porter, 326 N.C. 489, 498, 391 S.E.2d 144, 151 (1990)
(quoting Batson, 476 U.S. at 97, 90 L. Ed. 2d at 88). The
prosecutor is not required to provide a race-neutral reason that
is persuasive or even plausible. Hardy, 353 N.C. at 128, 540
S.E.2d at 340; accord Fletcher, 348 N.C. at 313, 500 S.E.2d at
680. Moreover, '[u]nless a discriminatory intent is inherent in
the prosecutor's explanation, the reason offered will be deemed
race neutral.' State v. Bonnett, 348 N.C. 417, 433, 502 S.E.2d
563, 574-75 (1998) (quoting Hernandez, 500 U.S. at 360, 114 L.
Ed. 2d at 406), cert. denied, 525 U.S. 1124, 142 L. Ed. 2d 907
(1999). The second prong also provides the defendant an
opportunity for surrebuttal to show that the State's explanations
for the challenge are merely pretextual. State v. Gaines, 345
N.C. 647, 668, 483 S.E.2d 396, 408, cert. denied, 522 U.S. 900,
139 L. Ed. 2d 177 (1997).
When the trial court explicitly rules that a defendant
failed to make out a prima facie case, review by this Court is
limited to whether the trial court's finding was in error.
Fletcher, 348 N.C. at 320, 500 S.E.2d at 684. However, when the
trial court does not explicitly rule on whether the defendantmade a prima facie case and where the State is directed to
proceed to the second prong of Batson by articulating its
explanation for the challenge, the question of whether the
defendant established a prima facie case becomes moot. State v.
Williams, 343 N.C. 345, 359, 471 S.E.2d 379, 386 (1996), cert.
denied, 519 U.S. 1061, 136 L. Ed. 2d 618 (1997).
Pursuant to the third prong under Batson, the trial
court must make the ultimate determination as to whether the
defendant has carried his burden of proving purposeful
discrimination. Braxton, 352 N.C. at 180, 531 S.E.2d at 441
(citing Hernandez, 500 U.S. at 359, 114 L. Ed. 2d at 405); accord
Bonnett, 348 N.C. at 433, 502 S.E.2d at 575. A trial court's
rulings regarding race-neutrality and purposeful discrimination
are largely based on evaluations of credibility and should be
given great deference. Batson, 476 U.S. at 98 n.21, 90 L. Ed. 2d
at 89 n.21; Bonnett, 348 N.C. at 433, 502 S.E.2d at 575. This
Court will uphold the trial court's determination unless
convinced it is clearly erroneous. Fletcher, 348 N.C. at 313,
500 S.E.2d at 680; State v. Kandies, 342 N.C. 419, 434-35, 467
S.E.2d 67, 75, cert. denied, 519 U.S. 894, 136 L. Ed. 2d 167
(1996). 'Where there are two permissible views of the evidence,
the factfinder's choice between them cannot be clearly
erroneous.' State v. Thomas, 329 N.C. 423, 433, 407 S.E.2d 141,
148 (1991) (quoting Anderson v. Bessemer City, 470 U.S. 564, 574,
84 L. Ed. 2d 518, 528 (1985)).
In the present case, defendant argues that the State
exercised peremptory challenges to excuse five African-Americanprospective jurors. At the outset, we note our independent
review of the record reveals that the State in fact exercised
peremptory challenges to excuse six African-American prospective
jurors. The State exercised four of these peremptory challenges
during the selection of the jury and the balance during the
selection of the two alternate jurors. In any event, in his
brief, defendant specifically challenges only the prosecutor's
exercise of a peremptory challenge against prospective juror
Stephanie Bruce.
With regard to prospective juror Bruce, the record
reveals that defendant made a Batson objection after the
prosecutor indicated his desire to exercise a peremptory
challenge to remove Bruce from the panel. Without ruling on the
objection, the trial court directed the prosecutor to assert his
reasons for peremptorily challenging Bruce. The prosecutor
offered the following explanation:
[PROSECUTOR]: . . . I am aware from
another source of information, Your Honor,
that her father, who she indicated on her
questionnaire, was a police officer and a
detective. That he in fact was -- it's my
understanding was charged and was ultimately
fired or forced to resign, you know, some
situation of that type, from the police
department over some kind of a drug matter.
And he was -- my understanding at the time
was a narcotics officer. I have attempted to
run a criminal record. I do not find that --
if there was a formal charge lodged that it
ever made it to the computer or to that
stage. But apparently, from my information,
that a search warrant was executed and
whatever information was involved resulted in
that situation. That I asked several
questions, and one in particular, of the
juror, regarding any kind of an unpleasant
experience with the police department,
something of that matter, that should havecaused, based on my information, an
affirmative response from Ms. Bruce. She did
not give me an affirmative response and that
caused me concern about her truthfulness,
obviously.
In addition, she indicated that an uncle
was murdered, and it was just my reaction and
that of my family member who is present that
Ms. Bruce had some kind of reaction to that
situation that might affect her decision in
this kind of a case.
The trial court then gave defense counsel an
opportunity to respond. Defense counsel argued to the court that
the prosecutor's information with regard to Bruce's father was
outside the record of this case and that there was no showing
that Bruce's father was in fact the same individual who had a
charge placed against him. Defense counsel also noted that Bruce
previously indicated that she had nothing in her background to
cause her any concern about being a fair and impartial juror and
that there was no unpleasant experience in her background that
would cause her to distrust the police. The trial court ruled
that the prosecutor had presented an adequate and a neutral
explanation for exercising a peremptory challenge to remove
Bruce.
Defendant contends that the prosecutor's proffered
explanation regarding Bruce's father was insufficient.
Specifically, defendant argues there is no evidence in the record
to support the prosecutor's belief that the police detective who
was forced to resign is Bruce's father. We note, however, that
the issue for the trial court is the facial validity of the
prosecutor's stated reason, and [u]nless a discriminatory intent
is inherent in the prosecutor's explanation, the reason offeredwill be deemed race neutral. Hernandez, 500 U.S. at 360, 114 L.
Ed. 2d at 406; see also Hardy, 353 N.C. at 129, 540 S.E.2d at 341
([T]he prosecution is not required to show that [the prospective
juror] could not understand the evidence, so long as the trial
court believes that the race-neutral explanation is the
prosecution's true motivation in exercising the challenge.).
Finally, with regard to Bruce's murdered uncle,
defendant notes that the prosecutor accepted a white prospective
juror whose wife had previously been raped, resulting in
disparate treatment of similarly situated white jurors.
Defendant argues that this disparate treatment demonstrates that
the prosecutor's reasons for excusing Bruce were pretextual. It
is true that [t]he acceptance by the prosecution of white
prospective jurors similarly situated to black prospective jurors
who have been peremptorily stricken is a factor to be considered
in determining whether there has been purposeful racial
discrimination. Lawrence, 352 N.C. at 15, 530 S.E.2d at 816;
see also Fletcher, 348 N.C. at 317, 500 S.E.2d at 683. However,
defendant's approach in this case 'involves finding a single
factor among several articulated by the prosecutor . . . and
matching it to a passed juror who exhibited that same factor.'
This approach 'fails to address the factors as a totality which
when considered together provide an image of a juror considered
. . . undesirable by the State.' State v. Robinson, 330 N.C. 1,
19, 409 S.E.2d 288, 298 (1991) (quoting Porter, 326 N.C. at 501,
391 S.E.2d at 152-53)(alteration in original). We have exhaustively reviewed the transcript and
conclude that the explanations offered by the State do not appear
to have been motivated by purposeful discrimination but are both
race-neutral and otherwise appropriate reasons for exercising a
peremptory challenge. See, e.g., State v. Smith, 352 N.C. 531,
541, 532 S.E.2d 773, 780 (2000) (holding that peremptory
challenge based on prosecution's concern about prospective
juror's veracity was race-neutral), cert. denied, ___ U.S. ___,
___ L. Ed. 2d ___, 69 U.S.L.W. 3629 (2001). We reiterate that a
prosecutor's explanations for a peremptory strike 'need not rise
to the level justifying exercise of a challenge for cause.'
Porter, 326 N.C. at 498, 391 S.E.2d at 151 (quoting Batson, 476
U.S. at 97, 90 L. Ed. 2d at 88).
In short, the trial court's determination that there
was no purposeful discrimination in the challenge of prospective
juror Bruce is not clearly erroneous. See Fletcher, 348 N.C. at
313, 500 S.E.2d at 680; Kandies, 342 N.C. at 434-35, 467 S.E.2d
at 75. This assignment of error is overruled.
[4]By assignment of error, defendant contends that the
trial court improperly limited defendant's questioning during
voir dire of prospective juror Clarence Newnam. We disagree.
In the present case, defense counsel thoroughly
questioned prospective juror Newnam during voir dire. During
questioning, defense counsel made the following two inquiries:
[DEFENSE COUNSEL]: Now, do you feel
like if there happened to be a conviction of
first-degree murder that you would
automatically vote for the death penalty?
[PROSPECTIVE JUROR NEWNAM]: If the
circumstances were such that the law required
that. Yes.
[DEFENSE COUNSEL]: Okay. Now, if we
got to [the capital sentencing proceeding],
again, it would be a situation where somebody
-- we're not talking about, you know, self-
defense or anything like that. We're talking
about if there had been a finding of
premeditated killing, somebody wanted to do
it, thought about it, and then did it, that
would be first-degree murder. So that's the
circumstances we'd be at when you got to the
second stage. Do you feel like in that
situation you would -- you would pretty much
automatically vote for life -- or the death
penalty?
The prosecutor objected to the second inquiry,
characterizing it as a stake-out question, and the trial court
sustained the objection. Defendant argues that his question of
prospective juror Newnam should have been allowed, based on the
United States Supreme Court's decision in Morgan v. Illinois, 504
U.S. 719, 119 L. Ed. 2d 492 (1992).
In Morgan, the United States Supreme Court held that a
defendant must be allowed to lay bare the foundation of [his]
challenge for cause against those prospective jurors who would
always impose death following conviction. Id. at 733, 119 L.
Ed. 2d at 506. This Court has recognized that:
Morgan stands for the principle that a
defendant in a capital trial must be allowed
to make inquiry as to whether a particular
juror would automatically vote for the death
penalty. 'Within this broad principle,
however, the trial court has broad discretion
to see that a competent, fair, and impartial
jury is impaneled; its rulings in this regard
will not be reversed absent a showing of
abuse of discretion.' State v. Yelverton,
334 N.C. 532, 541, 434 S.E.2d 183, 188
(1993).
State v. Richardson, 346 N.C. 520, 532, 488 S.E.2d 148, 155
(1997) (quoting State v. Robinson, 336 N.C. 78, 102-03, 443
S.E.2d 306, 317 (1994), cert. denied, 513 U.S. 1089, 130 L. Ed.
2d 650 (1995)), cert. denied, 522 U.S. 1056, 239 L. Ed. 2d 652
(1998).
We have also stated that [t]he trial court may refuse
to allow counsel to ask questions that use hypothetical evidence
or scenarios to attempt to 'stake-out' prospective jurors and
cause them to pledge themselves to a particular position in
advance of the actual presentation of the evidence. Fletcher,
348 N.C. at 308, 500 S.E.2d at 677. Jurors should not be asked
what kind of verdict they would render under certain named
circumstances. State v. Phillips, 300 N.C. 678, 682, 268 S.E.2d
452, 455 (1980), quoted in State v. Elliott, 344 N.C. 242, 265,
475 S.E.2d 202, 211 (1996), cert. denied, 520 U.S. 1106, 137 L.
Ed. 2d 312 (1997).
In this case, we conclude that the trial court did not
abuse its discretion by disallowing defendant's question of
prospective juror Newnam. The trial court did not violate Morgan
because defendant was allowed to explore the juror's
consideration of life as a possible sentence. Immediately prior
to the challenged inquiry, defense counsel was permitted to ask
prospective juror Newnam, in accordance with Morgan, whether he
would automatically vote for the death penalty if defendant was
convicted of first-degree murder. As noted above, Newnam
responded, If the circumstances were such that the law required
that. Yes. We perceive that this inquiry by defense counsel, along
with other questions asked of Newnam, was sufficient to satisfy
the requirements of Morgan. Further, we note that prospective
juror Newnam appropriately indicated that he would vote for the
death penalty only if the law required that punishment under the
facts of this case. We further note that the challenged inquiry
was not merely an appropriate question designed to determine
whether Newnam would automatically or always vote for the
death penalty without regard to the law. See State v. Conner,
335 N.C. 618, 643-45, 440 S.E.2d 826, 840-41 (1994). Rather,
defendant's question was an improper attempt to stake-out
prospective juror Newnam and determine what sentence he would
vote for if defendant was convicted of first-degree murder under
a theory of premeditation and deliberation without evidence of an
affirmative defense. Therefore, the trial court did not abuse
its discretion when it determined that the challenged question
was improper. This assignment of error is overruled.
GUILT-INNOCENCE PHASE
[5]By assignments of error, defendant contends that
the trial court erred by allowing the State to introduce
handwritten portions of the victim's diary into evidence.
Specifically, defendant argues the challenged evidence
constitutes inadmissible hearsay. We disagree.
Underwood, the victim's daughter, identified the four
pages at issue as being in her mother's handwriting. The pages
appear to be portions of a journal and state as follows:
Today is Tuesday, September 6, 1988. James
came by this morning about 8:30 a.m. Woke meup wanting sex. Said he was going to his
room and get some rest. He worked -- he
worked the 11:00 p.m. to 7 a.m. shift last
night. About 12:45, I rode by James' rooming
house taking Janice to work. James' car was
not there. The first thought that went
through my mind was he was over Betty's
house. So after I left Janice, I rode over
on 9-B Lakespring Court and there was the car
sitting in front of her house. I got out of
the car and knocked on the door. Betty's
answered -- Betty answered the door. I asked
her was James there. She didn't answer my
question. She asked me who I was. I said
his wife. She closed the door in my face. I
got back in the car and drove home. I went
up Minnie's house and told her what happened.
Before I could finish, James came through the
back door. I asked him why did he come, and
he could go right back and stay. Then I left
and got back in the car. He came out to the
car. I locked all the doors and windows. I
took Minnie to Bingo Busters and came back to
my mother's. James gave Betty my mother's
telephone number and she called here. I hung
up on her. Later James showed up over here
again. I got my cousin to take me to bingo,
so I would not run into him. He had his
cousin come over my mother's house. I wasn't
there.
Today is Thursday, September [8th].
James has not been by again or called.
Today is Friday, September 9. James
came by at 9 p.m. today. I still love him,
but I'm tired of being a fool. From the
first year of our meeting until Tuesday, off
and on, you have been here -- been a heavy
burden to bear. I've tried to let you know
that I love you and wanted to care for you.
We have not been a married couple. Only on
paper. I tried really hard when you had your
stroke to show you I cared. Since the time I
had cramps in my stomach and leg in Liberty,
[North Carolina,] I realized that you did not
want to have to take care of me. When my
chest was cramping and all you was worried
about was when you could [f--k] again. Even
at Po Folks, when I got sick on the stomach,
you were more worried about getting out of
the place without paying the bill that you
walked off and you left me behind. I have
not gotten the respect from you that Ideserve for a long time. I fought myself
also, because I went along instead of
demanding my rights as a woman. You used me
for a long time. Took advantage whenever you
could. You talked so much about what you
have done for me and my children. We had to
put up with with [sic] you, your attitudes
and wrath. We are a couple of grown kids
playing man and wife. I put up with you
lasciviousness and disrespect to my children.
I put up with your sleeping with Betty before
we got married. I listened to how lonely you
felt and how no one cared about you. I put
up with you penny pinching and stinginess.
You acted like the food you eat, the place
you slept in, not having to pay rent meant
nothing. When I -- when I meet you, you work
making at less than $7 an hour. You cannot
keep a home for yourself, feed yourself, nor
clean up after yourself. You will never grow
up in that respect. I watched enough of my
life -- I wasted enough of my life living
with your lying A-S-S. Yes, I feel used, but
no one -- but not one other day, hour, minute
or second will I spend with you. Since I
moved here, you've been able to come eat,
sleep, rest. No more. Yes, I feel you owe
me. I should have left you long after what
happened when I was pregnant. You will never
find happiness until you find the Lord. Stay
away from me and we will live happily. No
more lies. You spit in the face of my love
for you. Your ex-wife.
The car belongs to the both of us and I
want to be able to use it. You should be
giving me money when you get paid. Yes, I
want what you owe me. This is all you can
ever do for me again. Send the money in the
mail. 1730 Dunbar Street. This is a safe
address.
Defendant contends that the handwritten entries are a
factual recitation and therefore are not statements of the
declarant's then-existing mental, emotional, or physical
condition. See N.C.G.S. § 8C-1, Rule 803(3) (1999). The trial court found that these statements were
admissible under Rule 803(3) of the North Carolina Rules of
Evidence, which provides:
The following are not excluded by the
hearsay rule, even though the declarant is
available as a witness:
. . . .
(3) Then Existing Mental, Emotional, or
Physical Condition. -- A statement
of the declarant's then existing
state of mind, emotion, sensation,
or physical condition (such as
intent, plan, motive, design,
mental feeling, pain, and bodily
health), but not including a
statement of memory or belief to
prove the fact remembered or
believed unless it relates to the
execution, revocation,
identification, or terms of
declarant's will.
Id.
This Court has previously applied the Rule 803(3)
exception to both oral and written statements. See, e.g., State
v. McElrath, 322 N.C. 1, 17, 366 S.E.2d 442, 451 (1988)
(telephone message written by neighbor from victim to his
roommate that victim was traveling to North Carolina with the
defendant was hearsay but was admissible under exception as
evidence of then-existing mental, emotional, or physical
condition). We have stated that [e]vidence tending to show the
victim's state of mind is admissible so long as the victim's
state of mind is relevant to the case at hand. State v. Stager,
329 N.C. 278, 314, 406 S.E.2d 876, 897 (1991), quoted in State v.
Brown, 350 N.C. 193, 201, 513 S.E.2d 57, 62 (1999), and quoted in
State v. Westbrooks, 345 N.C. 43, 59, 478 S.E.2d 483, 493 (1996). The victim's state of mind is relevant if it bears directly on
the victim's relationship with the defendant at the time the
victim was killed. State v. Bishop, 346 N.C. 365, 379, 488
S.E.2d 769, 776 (1997); accord Westbrooks, 345 N.C. at 59, 478
S.E.2d at 493. Moreover, we have also stated that a victim's
state of mind is relevant if it relates directly to circumstances
giving rise to a potential confrontation with the defendant.
State v. McLemore, 343 N.C. 240, 246, 470 S.E.2d 2, 5 (1996); see
also State v. McHone, 334 N.C. 627, 637, 435 S.E.2d 296, 301-02
(1993) (state of mind relevant to show a stormy relationship
between the victim and the defendant prior to the murder), cert.
denied, 511 U.S. 1046, 128 L. Ed. 2d 220 (1994); State v. Lynch,
327 N.C. 210, 224, 393 S.E.2d 811, 819 (1990) (the defendant's
threats to the victim shortly before the murder admissible to
show the victim's then-existing state of mind); State v.
Cummings, 326 N.C. 298, 313, 389 S.E.2d 66, 74 (1990) (the
victim's statements regarding the defendant's threats relevant to
the issue of her relationship with the defendant).
In the present case, the victim's challenged statements
about her frustration with defendant and her intent to end their
marriage were statements indicating the victim's 'mental
condition at the time [the statements] were made and were not
merely a recitation of facts.' Brown, 350 N.C. at 201, 513
S.E.2d at 62 (quoting Westbrooks, 345 N.C. at 59, 478 S.E.2d at
492). The victim's journal entries bear[] directly on the
victim's relationship with the defendant at the time the victim
was killed. Bishop, 346 N.C. at 379, 488 S.E.2d at 776. Moreover, the challenged evidence 'relates directly to
circumstances giving rise to a potential confrontation with the
defendant,' id., (quoting McLemore, 343 N.C. at 246, 470 S.E.2d
at 5), in that the victim apparently intended to reject
defendant's attempts at reconciliation. Thus, these statements
were relevant and admissible as statements of the declarant's
then-existing state of mind. For the above reasons, these
assignments of error are overruled.
[6]By assignments of error, defendant contends the
trial court erred in admitting out-of-court statements of several
witnesses under the residual hearsay exception because the
declarations lacked adequate guarantees of trustworthiness and
reliability. Defendant further argues that the State did not
provide him adequate notice of its intention to offer the
challenged hearsay statements into evidence. We disagree.
N.C.G.S. § 8C-1, Rule 804(b)(5) provides:
(b) Hearsay exceptions. -- The following
are not excluded by the hearsay rule if the
declarant is unavailable as a witness:
. . . .
(5) Other Exceptions. -- A statement
not specifically covered by any of
the foregoing exceptions but having
equivalent circumstantial
guarantees of trustworthiness, if
the court determines that (A) the
statement is offered as evidence of
a material fact; (B) the statement
is more probative on the point for
which it is offered than any other
evidence which the proponent can
procure through reasonable efforts;
and (C) the general purposes of
these rules and the interests of
justice will best be served by
admission of the statement intoevidence. However, a statement may
not be admitted under this
exception unless the proponent of
it gives written notice stating his
intention to offer the statement
and the particulars of it,
including the name and address of
the declarant, to the adverse party
sufficiently in advance of offering
the statement to provide the
adverse party with a fair
opportunity to prepare to meet the
statement.
N.C.G.S. § 8C-1, Rule 804(b)(5) (1999). The admissibility of
statements under 804(b)(5) is dependent first on whether the
declarant is unavailable. A declarant is unavailable, for
purposes of the residual exception to hearsay rule, when he or
she is deceased at the time of trial. N.C.G.S. § 8C-1, Rule
804(a)(4).
This Court has articulated the guidelines for admission
of hearsay testimony under Rule 804(b)(5). After the trial court
has resolved that the declarant is unavailable, it must then
conduct a six-part inquiry to determine if the hearsay statements
may be admitted into evidence. The trial court must determine:
(1) Whether the proponent of the hearsay
provided proper notice to the adverse party
of his intent to offer it and of its
particulars;
(2) That the statement is not covered by any
of the exceptions listed in Rule
804(b)(1)-(4);
(3) That the statement possesses equivalent
circumstantial guarantees of
trustworthiness;
(4) That the proffered statement is offered
as evidence of a material fact;
(5) Whether the hearsay is more probative on
the point for which it is offered than anyother evidence which the proponent can
produce through reasonable means; and
(6) Whether the general purposes of [the]
rules [of evidence] and the interests of
justice will best be served by admission of
the statement into evidence.
State v. Ali, 329 N.C. 394, 408, 407 S.E.2d 183, 191-192 (1991)
(quoting N.C.G.S. § 8C-1, Rule 804(b)(5)); see State v. Triplett,
316 N.C. 1, 9, 340 S.E.2d 736, 741 (1986). Under the third step
of this analysis -- determining whether the hearsay statement
sought to be admitted is trustworthy -- this Court has directed
trial courts to consider the following:
(1) whether the declarant had personal
knowledge of the underlying events, (2) the
declarant's motivation to speak the truth or
otherwise, (3) whether the declarant has ever
recanted the statement, and (4) the practical
availability of the declarant at trial for
meaningful cross-examination.
State v. Tyler, 346 N.C. 187, 195, 485 S.E.2d 599, 603 (citing
Triplett, 316 N.C. at 10-11, 340 S.E.2d at 742), cert. denied,
522 U.S. 1001, 139 L. Ed. 2d 411 (1997). This Court has also
determined that the nature and character of the statement and the
relationship of the parties are pertinent in determining the
trustworthiness of the statement. State v. Brown, 339 N.C. 426,
437, 451 S.E.2d 181, 188 (1994) (citing Triplett, 316 N.C. at 11,
340 S.E.2d at 742), cert. denied, 516 U.S. 825, 133 L. Ed. 2d 46
(1995).
In the present case, the trial court made extensive
findings of fact in the record concerning the admissibility of
each of the challenged hearsay statements, which have aided this
Court in its analysis. The statements in question were made byPennix, Hayes, Alston, and Durham to Greensboro police officers
between 11 and 13 September 1988. All four of the declarants
were unavailable at the time of trial because they had all died
during the almost nine-year period that defendant remained a
fugitive from the law. Both Pennix and Hayes made their
statements on 11 September 1988, the day of the murder; Durham
made his statement on 12 September 1988; and Alston made his
statement on 13 September 1988. Pennix died on 17 December 1992,
Hayes died on 14 April 1995, Alston died on 30 July 1997, and
Durham died on 8 September 1994.
Defendant contends that the State did not give
sufficient notice of its intention to introduce these statements,
and therefore, the statements should not have been allowed into
evidence. Defendant received written notice on 14 October 1998
of the prosecution's intent to introduce the statements and
actual copies of the handwritten statements on 19 October 1998.
The State filed written notice of the intention to offer the four
statements on 15 October 1998. This Court has stated that the
notice requirement should be construed 'somewhat flexibly, in
light of the express policy of providing a party with a fair
opportunity to meet the proffered evidence.' The central inquiry
is whether the notice gives the opposing party a fair opportunity
to meet the evidence. Ali, 329 N.C. at 410, 407 S.E.2d at 193
(quoting Triplett, 316 N.C. at 13-14, 340 S.E.2d at 743).
The trial court in the present case determined that
defendant received notice of the statements sufficiently in
advance of the offering of the hearsay to allow the defense toprepare to meet the statement[s]. A pretrial hearing concerning
the admissibility of the challenged statements was held on
19 October 1998, but the trial judge deferred his final ruling
until the defense had an opportunity to review and inspect the
files of the Greensboro Police Department for any evidence of a
recantation. In addition, the trial court specifically noted
that the Public Defender's office, which had an attorney serving
as counsel for the defendant in this case, had an investigator on
staff. See Ali, 329 N.C. at 410, 407 S.E.2d at 193 (notice was
sufficient to inform the defendant of the substance of the
declarant's statements when it was delivered eleven days prior to
trial, and the defendant had a private investigator who
interviewed the witness). Based on the foregoing, we conclude
the trial court's reasoning was sufficient to support its
determination that the notice of the State's intent to offer the
challenged statements into evidence was adequate.
Defendant also contends the trial court failed to make
sufficient findings of fact to establish that the statements at
issue possessed equivalent circumstantial guarantees of
trustworthiness and, therefore, should not have been admitted
into evidence. The record reveals that the trial court addressed
each of the challenged statements separately under Rule 804(b)(5)
and found them to be trustworthy and reliable.
Pennix and Hayes both made very similar statements to
the police on 11 September 1988. As previously noted, Pennix and
Hayes gave statements to the authorities indicating that they
played bingo with the victim shortly before she was killed. BothPennix and Hayes observed defendant outside of a bingo parlor
speaking with the victim. On the date of their statements,
Pennix and Hayes had personal knowledge of both the victim and
defendant, as well as the nature of their relationship. Both
witnesses saw defendant lead the victim by the arm to the side of
the bingo parlor. In addition, both witnesses heard defendant
state that he would take the victim home.
Ample evidence of the reliability and trustworthiness
of Pennix's and Hayes' statements was proffered by the State.
Both Pennix and Hayes were motivated to tell the truth because
both women were close friends of the victim's and also knew
defendant. Moreover, neither woman had ever expressed any ill
will towards defendant, there was no indication that either woman
was biased against defendant, and neither had any motivation to
lie.
The trial court properly determined that the nature of
both women's statements made them reliable and trustworthy.
Pennix and Hayes were two of the last people to see the victim
alive. Both women made their statements separately to an officer
of the law, approximately fourteen hours after last seeing the
victim and defendant together. In addition, there is no record
of Pennix or Hayes ever recanting their stories. In short, the
trial court made sufficient findings of fact to conclude that
Pennix's and Hayes' statements to the police possessed
equivalent circumstantial guarantees of trustworthiness.
We likewise conclude that the challenged statements of
Pennix and Hayes were more probative than any other evidence thatthe State could have produced through reasonable means and were
otherwise necessary to the prosecution of defendant. Although
the statements by Pennix and Hayes do corroborate the statement
of Foushee, who testified at trial, Pennix's and Hayes'
statements are more probative on some points than any other
evidence that the State could reasonably produce. Specifically,
Pennix and Hayes left the bingo parlor with the victim and
personally observed defendant lead the victim to the side of the
building and begin speaking with her. Foushee, however, left the
bingo parlor approximately ten minutes later and only observed
defendant speaking with the victim, while boxing [the victim]
in. In addition, Hayes personally asked the victim whether she
was leaving with Pennix and Hayes, and defendant told them he
would take the victim home. Accordingly, the findings of fact by
the trial court support the admission of the statements made by
Pennix and Hayes under Rule 804(b)(5).
Alston made his statement to police on 13 September
1988. As previously noted, Alston spent time with defendant in
the days leading to the murder and last saw defendant at
approximately 11:30 p.m. on 10 September 1988. Defendant
enlisted Alston to help him reconcile with the victim. In
addition, Alston observed a .22-caliber revolver over the sun
visor in defendant's vehicle.
Ample evidence of the trustworthiness and reliability
of Alston's statements was introduced at trial. Alston had
personal knowledge of defendant, the victim, and the condition of
their marriage. Alston was in the presence of defendant forextended periods of time during the days and hours before the
murder and witnessed defendant's extensive efforts to have
someone speak with his wife on his behalf. Alston was motivated
to tell the truth because he had expressed no ill will toward
defendant. To the contrary, Alston was defendant's cousin, as
well as his confidant, negating any motive to incriminate
defendant falsely. Alston spoke with the police within sixty
hours after victim was killed, while the events were still fresh
on his mind. Like Pennix and Hayes, there is no record of Alston
ever recanting his story. Alston closely witnessed the turmoil
defendant was experiencing over his wife. His statement was a
narrative of the week before the murder, and there is no
significant reason to suspect inaccuracy or lack of
trustworthiness. Therefore, the trial court's findings of fact
support its conclusion that Alston's statements to the police
possessed equivalent circumstantial guarantees of
trustworthiness.
Furthermore, the statements of Alston were more
probative than other evidence reasonably available to the State
and were otherwise necessary to the prosecution of defendant.
Alston was one of two people whose testimony could establish that
defendant actually possessed a .22-caliber weapon prior to the
murder. In addition, Alston was the only witness found who could
describe how defendant was repeatedly seeking help to reestablish
his relationship with his wife. Based on the foregoing, we
conclude the trial court's findings were sufficient to supportthe admission of Alston's challenged statements under Rule
804(b)(5).
Durham made his challenged statements to the police on
12 September 1988. As previously noted, Durham and defendant had
served time in prison together prior to the murder. In the days
before the murder, defendant asked Durham questions about a .22-
caliber gun. Specifically, defendant asked if you put a 22
against somebody's head, will you kill them? to which Durham
responded in the affirmative, saying, [Y]es. That's a deadly
weapon.
The trial court determined that Durham's statements
were reliable and trustworthy. On the day of his statement,
Durham knew defendant personally but did not know that the victim
was defendant's wife. The trial court determined that Durham's
statements were reliable and that Durham was motivated to tell
the truth. The trial court specifically noted that Durham spoke
with police within two days after the murder and within several
days of his conversation with defendant about the effect of a
.22-caliber weapon on a human head, indicating that the events
were still fresh on his mind. The trial court also noted that
Durham apparently never recanted his story. In addition, Durham
had expressed no ill will toward defendant, was not biased
against defendant, and had no motivation to lie. The trial court
noted that, because Durham and defendant had served prison time
together and were friends, they would have had unguarded
conversations. Based on this evidence, the trial court's
findings were sufficient to support its conclusion that Durham's statements to the police possessed equivalent circumstantial
guarantees of trustworthiness.
The trial court also properly determined that the
statements of Durham were more probative than other evidence
reasonably available to the State and were otherwise necessary to
the prosecution of defendant. Durham's statements supported
witness Betty James' testimony that defendant had a .22-caliber
revolver and was talking about killing the victim. Based on the
foregoing, we conclude the trial court's findings of fact were
sufficient to support the admission of Durham's challenged
statements under Rule 804(b)(5).
We note that the trial court thoroughly addressed the
admissibility of the challenged statements under Rule 804(b)(5)
and properly determined that the statements of all four witnesses
were admissible. We conclude that the evidence before the trial
court supports its findings of fact, which in turn supports its
conclusions of law. These assignments of error are overruled.
[7]By assignment of error, defendant contends the
trial court erred by denying defendant's request to instruct the
jury on the lesser-included offense of second-degree murder. We
disagree.
First-degree murder is defined as the intentional and
unlawful killing of a human being with malice and with
premeditation and deliberation. State v. Flowers, 347 N.C. 1,
29, 489 S.E.2d 391, 407 (1997), cert. denied, 522 U.S. 1135, 140
L. Ed. 2d 150 (1998). Second-degree murder is defined as 'the
unlawful killing of a human being with malice, but withoutpremeditation and deliberation.' State v. Thibodeaux, 352 N.C.
570, 582, 532 S.E.2d 797, 806 (2000) (quoting Flowers, 347 N.C.
at 29, 489 S.E.2d at 407), cert. denied, ___ U.S. ___, 148 L. Ed.
2d 976 (2001).
A defendant is 'entitled to an instruction on a lesser
included offense if the evidence would permit a jury rationally
to find him guilty of the lesser offense and acquit him of the
greater.' State v. Leazer, 353 N.C. 234, 237, 539 S.E.2d 922,
924 (2000) (quoting Keeble v. United States, 412 U.S. 205, 208,
36 L. Ed. 2d 844, 847 (1973)). This Court has explained the test
for determining whether an instruction on second-degree murder is
required as follows:
The determinative factor is what the State's
evidence tends to prove. If the evidence is
sufficient to fully satisfy the State's
burden of proving each and every element of
the offense of murder in the first degree,
including premeditation and deliberation, and
there is no evidence to negate these elements
other than defendant's denial that he
committed the offense, the trial judge should
properly exclude from jury consideration the
possibility of a conviction of second degree
murder.
State v. Gary, 348 N.C. 510, 524, 501 S.E.2d 57, 66-67 (1998)
(quoting State v. Strickland, 307 N.C. 274, 293, 298 S.E.2d 645,
658 (1983), overruled in part on other grounds by State v.
Johnson, 317 N.C. 193, 344 S.E.2d 775 (1986)).
In the present case, the State's uncontradicted
evidence tends to show that defendant killed the victim with
premeditation and deliberation. Defendant purchased a .22-
caliber weapon and ammunition several days before the murder.
When defendant test-fired the weapon and found that it was notproperly functioning, he had it repaired. Defendant also made
several statements prior to the murder evidencing a premeditated
and deliberate intent to kill. Defendant asked a friend whether
he could kill someone by putting a .22-caliber weapon to her head
and shooting her. Defendant also repeatedly announced his intent
to kill the victim to his girlfriend, Betty, in the days leading
up to the murder. Further, defendant inquired about borrowing
someone's car on the day of the murder although his vehicle was
functioning properly. Shortly before the murder, defendant was
observed talking to the victim while placing his arms on either
side of her, boxing her in against a building. Finally, the
victim was shot seven times, including four wounds to the head
and two close-contact wounds.
Notwithstanding the State's positive and uncontradicted
evidence of each element of first-degree murder, defendant argues
that, based on his desire to reconcile with the victim, it is
possible that a conflict erupted between defendant and the
victim that resulted in her death. As this Court has previously
recognized, however, mere speculation is not sufficient to
negate evidence of premeditation and deliberation. Gary, 348
N.C. at 524, 501 S.E.2d at 67. Accordingly, the trial court
properly refused to submit an instruction on second-degree
murder. This assignment of error is overruled.
SENTENCING PROCEEDING
[8]By assignment of error, defendant contends the
trial court erred by failing to submit to the jury the (f)(1)
mitigating circumstance: The defendant has no significanthistory of prior criminal activity. N.C.G.S. § 15A-2000(f)(1)
(1988)(amended 1994).
In determining whether to submit the (f)(1) mitigating
circumstance, the trial court must decide 'whether a rational
jury could conclude that defendant had no significant history of
prior criminal activity.' State v. Blakeney, 352 N.C. 287, 318,
531 S.E.2d 799, 821 (2000) (quoting State v. Wilson, 322 N.C.
117, 143, 367 S.E.2d 589, 604 (1988)), cert. denied, ___ U.S.
___, 148 L. Ed. 2d 780 (2001); accord State v. White, 343 N.C.
378, 394-95, 471 S.E.2d 593, 602-03, cert. denied, 519 U.S. 936,
136 L. Ed. 2d 229 (1996). When evaluating whether a defendant's
history is significant under subsection 15A-2000(f)(1), the
[trial court's] focus should be on whether the criminal activity
is such as to influence the jury's sentencing recommendation.
State v. Greene, 351 N.C. 562, 569, 528 S.E.2d 575, 580, cert.
denied, ___ U.S. ___, 148 L. Ed. 2d 543 (2000). [T]he nature
and age of the prior criminal activities are important, and the
mere number of criminal activities is not dispositive. Id. at
570, 528 S.E.2d at 580; accord State v. Walls, 342 N.C. 1, 56,
463 S.E.2d 738, 767 (1995), cert. denied, 517 U.S. 1197, 134 L.
Ed. 2d 794 (1996).
During the sentencing proceeding in the present case,
the State presented testimonial and documentary evidence that
defendant had previously been convicted of the first-degree
murder of his former wife, Shirley Harris King, and was sentenced
to life imprisonment (defendant was later paroled). The State'sevidence tended to show that, in 1967, defendant killed his then
twenty-year-old wife by shooting her in the head with a shotgun.
Based on this evidence, the trial court properly
concluded that no rational juror could have concluded that
defendant's prior criminal activity was insignificant and,
therefore, that defendant's criminal history would not have
influenced or had an effect upon the jury verdict as a mitigating
circumstance. Greene, 351 N.C. at 570, 528 S.E.2d at 580-81.
We note this Court has previously recognized that the (f)(1)
mitigating circumstance is not properly submitted in cases, such
as the present case, that involve a prior criminal history which
includes a violent felony involving death. State v. McNeil, 350
N.C. 657, 684, 518 S.E.2d 486, 503 (1999), cert. denied, 529 U.S.
1024, 146 L. Ed. 2d 321 (2000). Accordingly, this assignment of
error is overruled.
[9]By assignment of error, defendant contends the
trial court erred in its response to the jury's question
concerning whether a recommendation of a life sentence had to be
unanimous. Defendant argues the trial court's instruction to the
jury in this regard was contrary to controlling precedent. We
disagree.
At the conclusion of the sentencing proceeding in the
present case, the trial court instructed the jury in accordance
with N.C.G.S. § 15A-2000 and the North Carolina Pattern
Instructions. N.C.P.I.--Crim. 150.10 (2000). Each juror had a
written Issues and Recommendation as to Punishment form to use
as a guide as the trial court gave the appropriate instruction. At the conclusion of the jury charge, but prior to jury
deliberations, the jury passed a note to the trial court, which
reads as follows: Your Honor, Is it required to be a unanimous
decision for the life term? In response to that question, the
trial court instructed the jury as follows:
Now, you are participating, members of
the jury, in a process. And that process is
a step-by-step process. And you begin the
process from the top, from the beginning, and
you take it step-by-step. You don't sit down
and first say what shall the punishment be.
You consider the various issues that are
before you.
I instruct you that your answers to
issues one, three, and four must be
unanimous.
As you go along, if you have questions,
have things to report to me, you can
certainly do that, and I'll consider all of
the requests and any report that you give me
as you go along.
The jury then retired. Based on defendant's repeated requests,
however, the trial court brought the jurors back in and further
instructed them consistent with State v. Smith, 320 N.C. 404, 358
S.E.2d 329 (1987).
In Smith, we held that if the jurors have reached an
impasse in deliberations and they inquire about unanimity, the
trial court must inform the jurors that their inability to reach
a unanimous verdict should not be their concern but should simply
be reported to the court. Id. at 422, 358 S.E.2d at 339.
Here, the trial court further instructed the jury as
follows:
THE COURT: I bring you back in . . . to
report to you that after you left the
courtroom, it was brought to my attentionthat some further instructions are necessary
to add to the previous instructions I gave
you with regard to the question which is, Is
it required to be unanimous decision for the
life term?
I instruct you that if you -- if you are
unable to reach a unanimous answer to issues
one, three, or four, that should not be a
concern. You should simply report that to
the Court. If you are unable to reach a
unanimous recommendation as to punishment,
that should not be your concern. You should
simply report that to the Court.
Defendant did not suggest an amendment or correction to the
instruction given by the trial court when prompted. Thereafter,
the jury deliberated and returned a recommendation for a sentence
of death.
In a capital sentencing proceeding, any jury
recommendation requiring a sentence of death or life imprisonment
must be unanimous. State v. McCarver, 341 N.C. 364, 389, 462
S.E.2d 25, 39 (1995), cert. denied, 517 U.S. 1110, 134 L. Ed. 2d
482 (1996); see also N.C. Const. art. I, § 24; N.C.G.S. §
15A-2000(b). In this regard, we have stated:
Since the sentence recommendation, if
any, must be unanimous under constitutional
and statutory provisions, and particularly in
light of the overwhelming policy reasons for
a unanimity requirement, we conclude that any
issue which is outcome determinative as to
the sentence a defendant in a capital trial
will receive -- whether death or life
imprisonment -- must be answered unanimously
by the jury. That is, the jury should answer
Issues One, Three, and Four on the standard
form used in capital cases either unanimously
yes or unanimously no.
McCarver, 341 N.C. at 390, 462 S.E.2d at 39, quoted in State v.
Cheek, 351 N.C. 48, 85, 520 S.E.2d 545, 566-67 (1999), cert.denied, 530 U.S. 1245, 147 L. Ed. 2d 965 (2000). This
requirement of jury unanimity on Issues One, Three, and Four
ensures that the jury properly fulfills its
duty to deliberate genuinely for a reasonable
period of time in its efforts to exercise
guided discretion in reaching a unanimous
sentencing recommendation, as required by the
Constitution of North Carolina and by our
death penalty statute itself.
McCarver, 341 N.C. at 392, 462 S.E.2d at 41.
Based on the foregoing, we conclude the trial court's
response to the jury's question in the present case was correct.
Specifically, the trial court properly informed the jury, in
accordance with McCarver and the pattern jury instruction, that
its answers to issues one, three, and four must be unanimous.
We also note that the trial court's instruction in accordance
with our decision in State v. Smith was unwarranted. See Smith,
320 N.C. 404, 358 S.E.2d 329. An instruction pursuant to Smith
is necessary only if the jury is divided or has reported an
inability to reach a unanimous verdict. Id. at 422, 358 S.E.2d
at 339. In this case, however, the jury had not yet begun
deliberations when the question at issue was presented to the
trial court. Accordingly, neither of the events triggering a
Smith instruction could have occurred. In any event, the trial
court, out of an abundance of caution, gave the additional
instruction requested and agreed to by defendant. Therefore, if
there was error in the charge, it was invited error and not
subject to review. State v. Cagle, 346 N.C. 497, 509, 488
S.E.2d 535, 544, cert. denied, 522 U.S. 1032, 139 L. Ed. 2d 614
(1997). This assignment of error is overruled. [10]By assignment of error, defendant contends the
trial court erred by allowing the State to introduce testimony
and photographs dealing with defendant's prior murder conviction.
Defendant argues that the evidence unduly prejudiced the jury
against him and was completely unnecessary to establish the
(e)(3) aggravating circumstance. We disagree.
As previously noted, defendant was convicted of first-
degree murder in 1967 for the murder of his first wife, Shirley
Harris King, and was sentenced to life imprisonment. During the
sentencing proceeding in the present case, the State introduced
testimony about the earlier murder and photographs of the crime
scene and the victim's body in that case. The photographs
illustrated the testimony of the investigating officer, R.C.
Booth, and supported the existence of the (e)(3) aggravating
circumstance, that defendant had been previously convicted of a
felony involving the use of violence to a person. N.C.G.S. §
15A-2000(e)(3). Three photographs were admitted into evidence.
The first photograph depicted a shotgun, which was the murder
weapon, lying on the ground outside of that victim's apartment.
The second photograph shows that victim's body lying on the floor
of her kitchen near the sink. The third photograph was of that
victim's body at the morgue.
At the outset, we note that the Rules of Evidence do
not apply in capital sentencing proceedings. N.C.G.S. § 8C-1,
Rule 1101(b)(3) (1999). Therefore, the trial court has 'great
discretion to admit any evidence relevant to sentencing.'
Blakeney, 352 N.C. at 315, 531 S.E.2d at 819 (quoting State v.Thomas, 350 N.C. 315, 359, 514 S.E.2d 486, 513, cert. denied
, 528
U.S. 1006, 145 L. Ed. 2d 388 (1999)) Any evidence that the
trial court 'deems relevant to sentenc[ing]' may be introduced in
the sentencing proceeding. State v. Heatwole, 344 N.C. 1, 25,
473 S.E.2d 310, 322 (1996) (quoting State v. Daughtry, 340 N.C.
488, 517, 459 S.E.2d 747, 762 (1995), cert. denied, 516 U.S.
1079, 133 L. Ed. 2d 739 (1996)), cert. denied, 520 U.S. 1122, 137
L. Ed. 2d 339 (1997). This Court has previously determined that
the State must be permitted to present any
competent evidence supporting the imposition
of the death penalty, [Heatwole, 344 N.C. at
25, 473 S.E.2d at 322], including photographs
of the victim. The State may introduce
photographs and videotapes to illustrate the
testimony of a witness regarding the manner
of a killing. State v. Kandies, 342 N.C.
419, 444, 467 S.E.2d 67, 80, cert. denied,
[519] U.S. [894], 136 L. Ed. 2d 167 (1996).
Further, the State may present evidence of
the circumstances surrounding a defendant's
prior felony, notwithstanding the defendant's
stipulation to the record of conviction, to
support the existence of aggravating
circumstances. Heatwole, 344 N.C. at 19, 473
S.E.2d at 319.
State v. Warren, 347 N.C. 309, 316, 492 S.E.2d 609, 612 (1997)
(postmortem photographs of defendant's prior victim were
admissible to support the existence of the (e)(3) aggravating
circumstance), cert. denied, 523 U.S. 1109, 140 L. Ed. 2d 818
(1998).
Specific photographs of the victim that depict the
injuries to the body and illustrate the manner of death, are
relevant in sentencing issues and may be used to illustrate a
witness' testimony. Heatwole, 344 N.C. at 25, 473 S.E.2d at 322.
'Photographs [depicting] the circumstances of the murder, thecondition of the body, or the location of the body when found are
relevant and admissible at sentencing, even when the victim's
identity and the cause of death are not in dispute at trial.
This is true even if the photographs are gory or gruesome.'
Smith, 352 N.C. at 555, 532 S.E.2d at 789 (quoting State v.
Williams, 350 N.C. 1, 34, 510 S.E.2d 626, 648, cert. denied, 528
U.S. 880, 145 L. Ed. 2d 162 (1999)). Ultimately, [w]hether
photographic evidence is more probative than prejudicial is
within the trial court's discretion. Warren, 347 N.C. at 316,
492 S.E.2d at 612-13 (citing Heatwole, 344 N.C. at 25, 473 S.E.2d
at 322).
The trial court in the present case did not abuse its
discretion in allowing admission of the challenged testimony and
photographs concerning defendant's prior murder conviction. The
trial court carefully reviewed all of the proposed testimony and
each photograph that was offered into evidence and weighed the
probative value against the danger of unfair prejudice. The
trial court ultimately denied admission of the photographs that
showed blood and brain matter throughout the murder scene and
limited the testimony of the investigating officer. However, the
trial court allowed limited evidence regarding the murder weapon
used by defendant, the condition of that victim's body, and the
location of the body and the wound because the evidence was
relevant to establish the existence of the (e)(3) aggravating
circumstance. Both the testimony and the photographs illustrated
the significant injury that was inflicted on that victim, thereby
demonstrating the violence used to commit the felony. The trialcourt correctly determined that the probative value of the
challenged evidence outweighed the danger of unfair prejudice.
Accordingly, defendant has failed to show that the trial court
abused its discretion by admitting the testimony and the
photographs during the sentencing proceeding. This assignment of
error is overruled.
[11]By assignment of error, defendant contends the
trial court committed plain error by instructing the jury on
Issue Three in a manner that allowed the jury to impose a death
sentence by merely finding mitigation and aggravation of equal
weight. We disagree.
Issue Three on the issues and recommendation form that
was provided to the jury in this case required that the jury
answer the following question: Do you unanimously find beyond a
reasonable doubt that the mitigating circumstance or
circumstances found is, or are, insufficient to outweigh the
aggravating circumstance found by you? In addition, the trial
court similarly instructed the jury to decide from all the
evidence what value to give to each circumstance and then weigh
the aggravating circumstance so valued against the mitigating
circumstance or circumstances so valued, and finally determine
whether the mitigating circumstance or circumstances are
insufficient to outweigh the aggravating circumstance.
We have repeatedly rejected precisely the same
argument. Specifically, we have stated as follows:
The defendant says [Issue Three] is
deficient because if the jury is in equipose
it must answer the issue 'yes' and impose the
death penalty. We do not believe that thedefendant['s] . . . analysis of the issue is
correct. If the jury must be satisfied
beyond a reasonable doubt before finding the
mitigating circumstances are insufficient to
outweigh the aggravating circumstances and
the jury is in a state of equipose as to the
issue it would answer the issue 'no.' We
hold [that Issue Three] was properly
submitted.
State v. Keel, 337 N.C. 469, 493-94, 447 S.E.2d 748, 762 (1994)
(quoting State v. Hunt, 323 N.C. 407, 433, 373 S.E.2d 400, 416-17
(1988), sentence vacated on other grounds, 494 U.S. 1022, 108 L.
Ed. 2d 602 (1990)) (alterations in original), cert. denied, 513
U.S. 1198, 131 L. Ed. 2d 147 (1995); accord State v. Stephens,
347 N.C. 352, 366-67, 493 S.E.2d 435, 444 (1997), cert. denied,
525 U.S. 831, 142 L. Ed. 2d 66 (1998). Defendant has presented
no compelling basis for us to revisit our prior holdings on this
issue. This assignment of error is overruled.
PRESERVATION ISSUES
Defendant raises ten additional issues that he concedes
this Court has previously decided contrary to his position:
(1) the trial court committed plain error by telling the
sentencing jury that it must be unanimous to answer no at
Issues One, Three, and Four on the issues and recommendation
sheet; (2) the trial court's instructions defining the burden of
proof applicable to mitigating circumstances violated defendant's
constitutional rights because they used the inherently ambiguous
and vague terms satisfaction and satisfy, thus permitting
jurors to establish for themselves the legal standard to be
applied to the evidence; (3) the trial court committed reversible
error in denying defendant the right to open and close thepenalty phase arguments; (4) the trial court committed reversible
error in denying defendant's request for allocution during the
penalty phase of his capital case; (5) the trial court committed
reversible constitutional error by failing to require the State
to disclose the aggravating circumstances on which it intended to
rely at sentencing; (6) the trial court committed reversible
error by instructing jurors to decide whether nonstatutory
mitigating circumstances have mitigating value; (7) the trial
court committed reversible error in allowing death-qualification
of the jury by excusing for cause certain jurors who expressed an
unwillingness to impose the death penalty, as this process
created a conviction-prone jury and denied defendant a fair
trial; (8) the trial court committed reversible error by its use
of the term may in sentencing issues Three and Four, thereby
making consideration of proven mitigation discretionary with the
sentencing jurors; (9) the trial court committed reversible error
in its penalty phase instructions, which allowed each juror in
deciding Issues Three and Four to consider only the mitigation
found by that juror at Issue Two, thereby limiting the full and
free consideration of mitigation required by the state and
federal Constitutions; and (10) the North Carolina death penalty
statute is unconstitutional. Defendant makes these arguments to
allow this Court to reexamine its prior holdings and to preserve
these issues for any possible further judicial review. We have
thoroughly considered defendant's arguments on these issues and
find no compelling reason to depart from our prior holdings.
Therefore, these assignments of error are overruled. PROPORTIONALITY REVIEW
[12]Having concluded that defendant's trial and
capital sentencing proceeding were free from prejudicial error,
we are required to review and determine: (1) whether the record
supports the jury's finding of any aggravating circumstances upon
which the sentence of death was based; (2) whether the death
sentence was imposed under the influence of passion, prejudice,
or any other arbitrary factor; and (3) whether the death sentence
is excessive or disproportionate to the penalty imposed in
similar cases, considering both the crime and the defendant.
N.C.G.S. § 15A-2000(d)(2).
In the present case, defendant was convicted of first-
degree murder on the basis of premeditation and deliberation.
Following a capital sentencing proceeding, the jury found one
aggravating circumstance: defendant had previously been
convicted of a felony involving the use of violence to the
person, N.C.G.S. § 15A-2000(e)(3).
Two statutory mitigating circumstances were submitted
for the jury's consideration: (1) the capital felony was
committed while the defendant was under the influence of
emotional disturbance, N.C.G.S. § 15A-2000(f)(2); and (2) the
catchall mitigating circumstance that there existed any other
circumstance arising from the evidence which the jury deems to
have mitigating value, N.C.G.S. § 15A-2000(f)(9). Of these
statutory mitigating circumstances, the jury found only (f)(2) to
exist. Of the eight nonstatutory mitigating circumstances
submitted by the trial court, one or more jurors found thefollowing: that defendant had feelings of abandonment by his
parents and was raised by his grandparents.
After thoroughly examining the record, transcript, and
briefs in this case, we conclude the evidence fully supports the
aggravating circumstance found by the jury. Further, there is no
indication that the sentence of death was imposed under the
influence of passion, prejudice, or any other arbitrary factor.
We turn now to our final statutory duty of proportionality
review.
The purpose of proportionality review is to eliminate
the possibility that a person will be sentenced to die by the
action of an aberrant jury. State v. Holden, 321 N.C. 125,
164-65, 362 S.E.2d 513, 537 (1987), cert. denied, 486 U.S. 1061,
100 L. Ed. 2d 935 (1988). Proportionality review also acts [a]s
a check against the capricious or random imposition of the death
penalty. State v. Barfield, 298 N.C. 306, 354, 259 S.E.2d 510,
544 (1979), cert. denied, 448 U.S. 907, 65 L. Ed. 2d 1137 (1980).
In conducting our proportionality review, we compare the present
case with other cases in which this Court has concluded that the
death penalty was disproportionate. State v. McCollum, 334 N.C.
208, 240, 433 S.E.2d 144, 162 (1993), cert. denied, 512 U.S.
1254, 129 L. Ed. 2d 895 (1994).
We have found the death sentence disproportionate in
seven cases: State v. Benson, 323 N.C. 318, 372 S.E.2d 517
(1988); State v. Stokes, 319 N.C. 1, 352 S.E.2d 653 (1987); State
v. Rogers, 316 N.C. 203, 341 S.E.2d 713 (1986), overruled on
other grounds by Gaines, 345 N.C. 647, 483 S.E.2d 396, and byState v. Vandiver, 321 N.C. 570, 364 S.E.2d 373 (1988
); State v.
Young, 312 N.C. 669, 325 S.E.2d 181 (1985); State v. Hill, 311
N.C. 465, 319 S.E.2d 163 (1984); State v. Bondurant, 309 N.C.
674, 309 S.E.2d 170 (1983); State v. Jackson, 309 N.C. 26, 305
S.E.2d 703 (1983).
We conclude that this case is not substantially similar
to any case in which this Court has found the death penalty
disproportionate. Defendant was convicted of first-degree murder
on the basis of premeditation and deliberation. We have
repeatedly recognized that a finding of premeditation and
deliberation indicates 'a more calculated and cold-blooded
crime.' State v. Harris, 338 N.C. 129, 161, 449 S.E.2d 371, 387
(1994) (quoting State v. Lee, 335 N.C. 244, 297, 439 S.E.2d 547,
575, cert. denied, 513 U.S. 891, 130 L. Ed. 2d 162 (1994)), cert.
denied, 514 U.S. 1100, 131 L. Ed. 2d 752 (1995). Here, the jury
also found the (e)(3) aggravating circumstance based on
defendant's prior murder conviction for shooting and killing his
first wife. We have recognized that the jury's finding of the
prior conviction of a violent felony aggravating circumstance is
significant in finding a death sentence proportionate. Id.
None of the cases in which the death sentence was determined to
be disproportionate have included this aggravating circumstance.
Id.
We also compare the present case with cases in which
this Court has found the death penalty to be proportionate.
McCollum, 334 N.C. at 244, 433 S.E.2d at 164. Although we review
all of the cases in the pool of similar cases when engaging inour statutorily mandated duty of proportionality review, we
will
not undertake to discuss or cite all of those cases each time we
carry out the duty. Id.; accord State v. Gregory, 348 N.C. 203,
213, 499 S.E.2d 753, 760, cert. denied, 525 U.S. 952, 142 L. Ed.
2d 315 (1998).
There are four statutory aggravating circumstances
which, standing alone, this Court has held sufficient to support
a sentence of death. Warren, 347 N.C. at 328, 492 S.E.2d at 619.
The (e)(3) statutory aggravating circumstance, which the jury
found here, is among those four. State v. Bacon, 337 N.C. 66,
110 n.8, 446 S.E.2d 542, 566 n.8 (1994), cert. denied, 513 U.S.
1159, 130 L. Ed. 2d 1083 (1995). Therefore, we conclude that the
present case is more similar to cases in which we have found the
sentence of death proportionate than to those in which we have
found it disproportionate.
Whether a sentence of death is disproportionate in a
particular case ultimately rest[s] upon the 'experienced
judgments' of the members of this Court. State v. Green, 336
N.C. 142, 198, 443 S.E.2d 14, 47, cert. denied, 513 U.S. 1046,
130 L. Ed. 2d 547 (1994). Therefore, based upon the
characteristics of this defendant and the crime he committed, we
are convinced that the sentence of death recommended by the jury
and ordered by the trial court in the present case is not
disproportionate.
Accordingly, we conclude defendant received a fair
trial and capital sentencing proceeding, free from prejudicialerror. The sentence of death recommended by the jury and entered
by the trial court must therefore be left undisturbed.
NO ERROR.
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