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J. ARTHUR POPE, Plaintiff v. MICHAEL EASLEY, Governor of North
Carolina, and ROY COOPER, Attorney General of North Carolina,
Defendants, and LORETTA C. BIGGS, HUGH B. CAMPBELL, JR., and
ALBERT S. THOMAS, JR., Additional Defendants
Judges--additional Court of Appeals judgeships--unconstitutional
initial terms--severability
The General Assembly's addition of three new Court of
Appeals judgeships in 2000 Sess. Laws, ch. 67, sec. 15.5(a) was
constitutionally permissible under N.C. Const. art. IV, § 7, but
the provision of section 15.5(a) making the creation of the new
judgeships effective upon gubernatorial appointment and allowing
appointees to serve initial terms of four years violates the
requirement of N.C. Const. art. IV, § 19 that judicial appointees
hold their places only until the next election for members of the
General Assembly. However, the portion of section 15.5(a) that
established the term of office was severable from the portion
that created the judgeships. Since section 15.5(a) operated to
create vacancies at the Court of Appeals, the three new Court of
Appeals seats are required to be placed on the ballot for the
2002 election cycle.
On discretionary review pursuant to N.C.G.S. § 7A-31, prior
to a determination by the Court of Appeals, of an order and
judgment entered on 14 February 2001 by Farmer, J., in Superior
Court, Wake County. Heard in the Supreme Court 10 September
2001.
Stam, Fordham & Danchi, P.A., by Paul Stam, for plaintiff-
appellee.
Roy Cooper, Attorney General, by Grayson G. Kelley, Senior
Deputy Attorney General, for defendant-appellants and
-appellees Easley and Cooper and additional defendant-
appellants and -appellees Biggs and Campbell.
Boyce & Isley, PLLC, by Eugene Boyce and Laura Boyce Isley,
for additional defendant-appellant and -appellee Thomas.
PER CURIAM.
On 30 June 2000, the General Assembly of North Carolinaenacted, and the Governor of North Carolina signed into
law,
Session Law 2000-67, which authorized, among other things, the
expansion of the North Carolina Court of Appeals from twelve to
fifteen judges. Act of June 30, 2000, ch. 67, sec. 15.5, 2000
N.C. Sess. Laws 197, 371-72. Section 15.5.(a) of the ratified
bill, adding a new, sixth paragraph to N.C.G.S. § 7A-16,
provides, in part, as follows:
On or after December 15, 2000, the Governor shall
appoint three additional judges to increase the number
of judges to 15. Each judgeship shall not become
effective until the temporary appointment is made, and
each appointee shall serve from the date of
qualification until January 1, 2005. Those judges'
successors shall be elected in the 2004 general
election and shall take office on January 1, 2005, to
serve terms expiring December 31, 2012.
Ch. 67, sec. 15.5.(a), 2000 N.C. Sess. Laws at 371 (emphasis
added).
Plaintiff, a member of the House of Representatives of the
General Assembly, initiated this action on 4 December 2000
against Governor James B. Hunt, Jr. and Attorney General
Michael Easley in their official capacities. Plaintiff sought a
declaration that section 15.5.(a) conflicts with the North
Carolina Constitution by establishing four-year temporary initial
terms of office for the three new Court of Appeals judges, that
the future judicial appointees could not lawfully hold office,
and that the appropriated funds could not be spent to support the
new judgeships. Plaintiff also requested that the Governor be
enjoined from issuing commissions for the new judgeships.
On 14 December 2000, the trial court denied plaintiff's
motion for a preliminary injunction. On 5 January 2001, GovernorHunt appointed Loretta C. Biggs, Hugh B. Campbell, Jr., and
Albert S. Thomas, Jr. to the newly created seats on the Court of
Appeals. On 18 January 2001, plaintiff filed a motion to amend
his complaint to add the three newly appointed judges as
additional defendants. Plaintiff also moved to substitute the
newly elected Governor and Attorney General for the original
defendants holding such offices. The trial court allowed these
motions on 5 February 2001.
In an order and judgment entered 14 February 2001, the trial
court determined that, while the General Assembly's expansion of
the Court of Appeals was constitutionally permissible, its
creation of four-year temporary initial judgeship terms in
section 15.5.(a) was inconsistent with the North Carolina
Constitution. The trial court further ruled the portion of
section 15.5.(a) that established the term of office was
severable from the portion that created the judgeships. By
severing the portion establishing four-year initial terms, the
trial court purported to transform the newly created judicial
seats into vacancies. The trial court ordered these vacancies to
be filled according to the provisions of Article IV, Section 19
of the North Carolina Constitution and N.C.G.S. § 163-9. This
outcome established initial temporary terms of two years rather
than four years, requiring the three new Court of Appeals seats
to be placed on the ballot in the 2002 election cycle rather
than, as provided by the General Assembly in section 15.5.(a),
the 2004 election cycle.
On 14 March 2001, plaintiff and additional defendant Thomaseach filed notices of appeal. On 26 March 200
1, defendants
Easley and Cooper and additional defendants Biggs and Campbell
filed a notice of appeal. On 10 April 2001, the parties filed a
joint petition for discretionary review prior to determination in
the Court of Appeals, which was allowed by this Court on 3 May
2001.
At the outset, we observe that acts of the General Assembly
are accorded a strong presumption of constitutionality. State ex
rel. Martin v. Preston, 325 N.C. 438, 448, 385 S.E.2d 473, 478
(1989). The Constitution of North Carolina is not a grant of
power; rather, the power remains with the people and is exercised
through the General Assembly, which functions as the arm of the
electorate. McIntyre v. Clarkson, 254 N.C. 510, 515, 119 S.E.2d
888, 891-92 (1961). An act of the people's elected
representatives is thus an act of the people and is presumed
valid unless it conflicts with the Constitution. Id.
Our task, therefore, is to determine whether the General
Assembly's creation of three additional Court of Appeals
judgeships, effective upon appointment by the Governor, with
initial appointive terms of approximately four years, exceeded
the limitations of the North Carolina Constitution. We hold that
the General Assembly's enactment of section 15.5.(a) created
three new judgeships, vacant upon creation, and therefore, such
positions must be filled consistent with the limitations of
Article IV, Section 19.
Article IV, Section 19 of the North Carolina Constitution
states that all vacancies occurring in the offices provided forby this article [including judges of the Court of Appeals] shall
be filled by appointment of the Governor, and the appointees
shall hold their places until the next election for members of
the General Assembly that is held more than 60 days after the
vacancy occurs, when elections shall be held to fill the
offices. In an apparent effort to avoid this specific
constitutional limitation, the General Assembly utilized two
clauses in the legislation in question. See ch. 67,
sec. 15.5.(a), 2000 N.C. Sess. Laws at 371-72. First, section
15.5.(a) declared that [e]ach judgeship shall not become
effective until the temporary appointment is made. This
language purported to make the effective creation of the new
judgeships contemporaneous with appointment -- thus sidestepping
the constitutional requirements for vacancies in judicial office.
See N.C. Const. art. IV, § 19. However, as noted in the
concurring opinion of Justice Walter Clark in Cook v. Meares, 116
N.C. 582, 589-90, 21 S.E. 973, 975 (1895), in order [t]o fill an
office there must be one already created. If the term of the
office is to begin in the future . . . , it is competent for the
legislature, or other appointing power, to fill it, provided that
there has then been such an office created, but not at a time
when there is no such office in existence. Thus, any
legislative attempt to not create the office of Judge of the
Court of Appeals until the Governor made his appointment simply
cannot occur because the office must exist before it can be
filled.
Second, section 15.5.(a) states that each appointee shallserve from the date of qualification until January&n
bsp;1, 2005.
This language appears to circumvent the specific provision of
Article IV, Section 19 that requires judicial appointees to run
at the next general election for members of the General Assembly
(in this case, November 2002). As the statutory language clearly
results in a term of office for appointees that does not -- and
cannot -- comply with the two specific terms of office for judges
provided for in the Constitution -- an eight-year elected term,
in Article IV, Section 16, and an appointive term requiring the
appointee to run in the next even-year election, in Article IV,
Section 19 -- it may not stand. While the General Assembly has
the constitutional authority to determine the structure,
organization, and composition of the Court of Appeals, see N.C.
Const. of 1868, art. IV, § 6A (1965) (amended by Act of July 2,
1969, ch. 1258, sec. 1, 1969 N.C. Sess. Laws 1461, 1471, and
ratification by the people on 3 November 1970; recodified as
Section 7 in similar form in the North Carolina Constitution of
1971), the General Assembly may not bypass the express provision
in Article IV, Section 19 of the North Carolina Constitution by
delaying the effective date for the judgeships in question until
the moment of appointment by the Governor.
Finally, it is necessary for us to determine whether the
trial court properly severed the unconstitutional part of section
15.5.(a): Each judgeship shall not become effective until the
temporary appointment is made, and each appointee shall serve
from the date of qualification until January 1, 2005. Those
judges' successors shall be elected in the 2004 general electionand shall take office on January 1, 2005, to serve terms expiring
December 31, 2012. Session Law 2000-67 contains a severability
clause, section 28.4, which provides: If any section or
provision of this act is declared unconstitutional or invalid by
the courts, it does not affect the validity of this act as a
whole or any part other than the part so declared to be
unconstitutional or invalid. Ch. 67, sec. 28.4, 2000 N.C. Sess.
Laws at 440. The test for severability is whether the remaining
portion of the legislation can stand on its own and whether the
General Assembly would have enacted the remainder absent the
offending portion. See, e.g., Jackson v. Guilford Cty. Bd. of
Adjust., 275 N.C. 155, 168, 166 S.E.2d 78, 87 (1969) (When the
statute, . . . [can] be given effect had the invalid portion
never been included, it will be given such effect if it is
apparent that the legislative body, had it known of the
invalidity of the one portion, would have enacted the remainder
alone.). Additionally, the inclusion of a severability clause
within legislation will be interpreted as a clear statement of
legislative intent to strike an unconstitutional provision and to
allow the balance to be enforced independently. Fulton Corp. v.
Faulkner, 345 N.C. 419, 421, 481 S.E.2d 8, 9 (1997).
The inclusion of section 28.4 evinces a clear legislative
intent to allow the remaining portion of section 15.5.(a) to
stand. See id. Furthermore, the balance of section 15.5.(a),
On or after December 15, 2000, the Governor shall appoint three
additional judges to increase the number of judges to 15, can be
enforced independently of the unconstitutional portions of thesection. See N.C. Const. art. IV, § 7. We conclude, therefore,
that under the Jackson test, the trial court properly severed the
offending provision and allowed the portion creating the
judgeships to stand.
In summary, the General Assembly enacted section 15.5.(a),
which added a new, sixth paragraph to N.C.G.S. § 7A-16, pursuant
to its power to determine the structure, organization, and
composition of the Court of Appeals. See N.C. Const. art. IV, §
7. This legislative enactment is presumed valid unless it
conflicts with the North Carolina Constitution. McIntyre, 254
N.C. at 515, 119 S.E.2d at 891-92. Pursuant to our power of
judicial review, Bayard v. Singleton, 1 N.C. 5 (1787), we hold
that in enacting the provisions making the creation of the new
judgeships effective upon gubernatorial appointment and allowing
the appointees to serve for nearly four years before facing
election, the General Assembly devised a statutory framework that
does not comport with the constitutional limitation requiring
that judicial appointees hold their places only until the next
election for members of the General Assembly. See N.C. Const.
art. IV, § 19. The remaining portion of section 15.5.(a), i.e.,
the provision creating three new Court of Appeals judgeships, was
constitutionally permissible, N.C. Const. art. IV, § 7, and is
severable from the unconstitutional provisions. See Jackson, 275
N.C. at 168, 166 S.E.2d at 87.
We therefore affirm the trial court's determination that the
addition of three new Court of Appeals judgeships under
section 15.5.(a) was constitutionally permissible. Additionally,we affirm the trial court's conclusion that section 15.5.(a)
operated to create a vacancy at the Court of Appeals, thereby
requiring an election to fill the vacancy in the 2002 election
cycle. Accordingly, the order of the trial court is affirmed.
AFFIRMED.
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