**FINAL**
STATE OF NORTH CAROLINA v. MARCUS DECARLOS MITCHELL
No. 217A99
(Filed 6 April 2001)
1. Jury--selection--capital trial--reservations about death
penalty
The trial court did not abuse its discretion during jury
selection for a capital first-degree murder prosecution by
excusing for cause three prospective jurors who expressed general
reservations about their ability to impose the death penalty
under the reasonable doubt standard of proof.
2. Jury--selection--capital trial--reference to separate
sentencing jury
The trial court did not err during jury selection in a
first-degree murder prosecution by referring to the possibility
that the separate sentencing proceeding could be before a
different jury. The better practice would be for the trial court
to make no mention of a different jury at the preliminary stage
of the trial; however, the comment in this case was made before
jury selection during the court's explanation of the manner in
which the trial would be conducted and did not impermissibly
dilute the jury's responsibility. The jurors knew they had been
death qualified and had no reason to believe they would not be
making the sentencing recommendation if defendant were found
guilty of first-degree murder.
3. Jury--selection--capital trial--Bible teachings
The trial court did not abuse its discretion during jury
selection for a capital first-degree murder prosecution by not
allowing defendant to ask a potential juror about her
understanding of the Bible's teachings on the death penalty after
she had stated that she followed what the Bible said about the
death penalty. The court permitted defendant to inquire into her
religious affiliation, her views on capital punishment, her
ability to consider mitigating circumstances, her willingness to
impose a sentence of life imprisonment, and whether any teachings
of her church would interfere with her ability to perform her
duties as a juror.
4. Jury--selection--capital trial--stake-out questions
The trial court did not abuse its discretion during jury
selection for a first-degree murder prosecution by not allowing
defendant to ask a potential juror questions which were an
attempt to determine the kind of mitigating circumstances that
would be sufficient to outweigh aggravating circumstances not yet
in evidence.
5. Jury--selection--capital trial--religious beliefs
The trial court did not abuse its discretion during jury
selection for a first-degree murder prosecution by not allowing
defendant to ask whether God's law addresses aggravating and
mitigating circumstances after the potential juror stated that
she believed that capital punishment was not outlawed because
Jesus had accepted capital punishment. Defendant was permitted
to inquire into her religious affiliation, views on capital
punishment, ability to consider mitigating circumstances,
willingness to impose a life sentence, and whether her religious
beliefs concerning accountability and blame would interfere with
her ability to perform her duties as a juror. Moreover, the
questions were an attempt to determine the verdict the potential
juror would render under certain circumstances not yet in
evidence and amounted to an improper stake out.
6. Jury--selection--capital trial--rehabilitation--impasse
between defendant and counsel
The trial court did not err during a first-degree murder
prosecution by excusing a prospective juror for cause and
honoring defendant's personal decision not to attempt
rehabilitation where the court properly found that defendant and
his counsel had reached an absolute impasse over the tactical
decision of whether to attempt to rehabilitate the prospective
juror, defense counsel made a proper record of the circumstances,
and defendant was fully informed and understood the potential
consequences of his actions.
7. Criminal Law--prosecutor's argument--defense attorney's
belief in defendant's guilt
The trial court did not err by not intervening ex mero motu
in a prosecutor's closing argument in a first-degree murder
prosecution where defendant contended that the prosecutor implied
that even defendant's own attorneys believed him guilty, but the
prosecutor's comment merely highlighted the defense strategy of
creating holes in the State's case rather than arguing innocence.
Rather than implying that defense counsel believed defendant to
be guilty, the comment pointed out the defense strategy and
argued that there was no reason to doubt the State's
investigation.
8. Criminal Law--prosecutor's argument--defendant's objection
to evidence
The trial court did not err in a first-degree murder
prosecution by not intervening ex mero moto in the prosecutor's
argument concerning the connection of the murder weapon to
defendant. Although defendant argued on appeal that the
prosecutor's contention was that defendant admitted guilt by
objecting to the admission of certain evidence, thus penalizing
him for objecting to an unconstitutional search, defendant couldhave reminded the jury that he withdrew his objection to the
evidence. Furthermore, the evidence connecting defendant to the
weapon was overwhelming.
9. Criminal Law--prosecutor's argument--defendant's failure to
testify
The trial court did not err in a first-degree murder
prosecution by not intervening ex mero motu in the prosecutor's
argument concerning defendant's failure to testify. The
prosecutor's slightly veiled, indirect comment on defendant's
failure to testify was harmless beyond a reasonable doubt.
However, it was noted that prosecutors have a duty as officers of
the court and as advocates for the people to conduct trials in
accordance with due process and the fair administration of
justice and should thus refrain from arguments that unnecessarily
risk being violative of a defendant's fundamental constitutional
rights.
10. Confessions and Other Incriminating Statements--Miranda
warnings--not stale
The trial court did not err by denying a first-degree murder
defendant's motion to suppress his statements to sheriff's
investigators where defendant was read his Miranda rights at
approximately 9:00 a.m.; waived those rights at 10:00 a.m.;
confessed at approximately 12:00 p.m. to an unrelated robbery;
questioning resumed after lunch at 2:30 p.m.; and defendant
confessed to these murders at about 3:30 p.m. Although defendant
contended that the original Miranda warnings had grown stale, the
N.C. Supreme Court considered the totality of the circumstances,
including the factors in State v. McZorn, 288 N.C. 417, and was
not persuaded that the initial warnings were not so remote as to
create a substantial possibility that defendant was unaware of
his constitutional rights at the time of his second confession.
11. Homicide--first-degree murder--short-form indictments
The short-form first-degree murder indictments are
constitutional.
12. Sentencing--death--proportionate
Sentences of death for three first-degree murders were
proportionate where the record supports the aggravating
circumstances found by the jury, there was no suggestion that the
sentences were imposed under the influence of passion, prejudice,
or any other arbitrary consideration and, given the astonishingly
callous disregard for human life evidenced by defendant's actions
resulting in multiple murders, the present case is more similar
to cases in which death was found proportionate than to those in
which it was found disproportionate or to those in which juries
have consistently returned recommendations of life imprisonment.
Appeal as of right pursuant to N.C.G.S. § 7A-27(a) fromjudgments imposing sentences of death entered by Allen (J.B.,
Jr.), J., on 4 November 1997 in Superior Court, Wake County, upon
a jury verdict finding defendant guilty of three counts of
first-degree murder. Heard in the Supreme Court 14 February
2001.
Roy A. Cooper, Attorney General, by G. Patrick Murphy,
Special Deputy Attorney General, for the State.
Staples Hughes, Appellate Defender, by Mark D. Montgomery,
Assistant Appellate Defender, for defendant-appellant.
PARKER, Justice.
Defendant Marcus DeCarlos Mitchell was indicted on 1 April
1997 for three counts of first-degree murder in the killing of
victims Dameon Armstrong, Dewayne Rogers, and Robin Watkins.
Defendant was tried capitally and found guilty of all three
counts of first-degree murder on the basis of premeditation and
deliberation and under the felony murder rule. Following a
capital sentencing proceeding, the jury recommended a sentence of
death for each murder conviction; and the trial court entered
judgments accordingly.
The State's evidence tended to show that defendant, along
with Antonio Mitchell, Durron Ray, and Tildren Hunter, drove to
Rogers' home in Zebulon, North Carolina, on the night of 3 March
1997 to steal firearms. Defendant, Mitchell, Ray, and Hunter
were each dressed in black and wearing ski masks and gloves.
Defendant had a .45-caliber handgun in his possession, while
Hunter carried a .40-caliber handgun, and Ray carried a .380-
caliber handgun. Once the group arrived near Rogers' home, Mitchell remained
in the car while defendant, Ray, and Hunter approached the house.
Defendant knocked on the door, and Ray and Hunter hid from view.
When Armstrong, a fourteen-year-old boy, answered the door,
defendant pulled him onto the porch. Ray and Hunter came out
from their hiding places, and defendant directed Hunter to kick
in the door of the house. Defendant and Hunter then entered the
house, and Ray stayed on the porch with Armstrong.
Defendant discovered Rogers and Watkins in a bathroom as he
and Hunter were searching the house for firearms. Defendant
forced Rogers and Watkins to lie on the floor in the living room.
Defendant and Hunter then forced Armstrong to assist them in
searching for firearms. At the conclusion of the search,
Armstrong was brought into the living room and forced to lie on
the floor with Rogers and Watkins.
After taking the keys to Watkins' car, defendant indicated
to Ray and Hunter that they should kill the victims. Ray took
Armstrong to the back of the house while defendant stayed in the
living room and shot Rogers and Watkins. Immediately after
defendant shot Rogers and Watkins, Ray shot Armstrong five times.
Defendant, Ray, and Hunter then took Watkins' car and drove to
the location where Mitchell was waiting with the getaway car.
Defendant, Ray, and Hunter got into the car with Mitchell. After
taking Mitchell home, defendant, Ray, and Hunter drove to
Raleigh, North Carolina.
Meanwhile, Armstrong's uncle, Gabriel Miles, heard the
gunshots from his nearby home and went to investigate. Onceinside Rogers' house, Miles discovered the bodies of Rogers,
Watkins, and Armstrong. Miles then called 911 from a neighbor's
home.
On 8 March 1997 Raleigh police officers searched a
hotel room occupied by defendant. The officers discovered a
money bag, two walkie-talkies, several hoodies or items that
may be worn over the top of the head and pulled down over the
face, several gloves, a .380-caliber Lorcin handgun, and a .45-
caliber Ruger handgun. Officers found a .40-caliber Smith and
Wesson handgun in another room in the same hotel. The State's
ballistics expert later matched the bullets that killed Watkins
and Rogers and the shell casings in the living room to the .45-
caliber Ruger handgun found in defendant's hotel room. The
ballistics expert also matched the bullets that killed Armstrong
and the shell casings in the back bedroom to the .380-caliber
Lorcin handgun found in defendant's hotel room. Investigators
from the Wake County Sheriff's Department questioned defendant
later that day, and defendant confessed to shooting Rogers and
Watkins.
The pathologist who performed the autopsies on the
victims determined that Watkins and Rogers each died from agunshot wound to the back of the head. The pathologist found
that Armstrong suffered gunshot wounds to the chest, head,
buttocks, back, and right knee. The bullet wound to Armstrong's
chest penetrated his lung and caused massive hemorrhaging that
would have caused the victim to lose consciousness in two to five
minutes. The chest wound caused Armstrong's death within two to
ten minutes.
Additional facts will be presented as needed to discuss
specific issues.
JURY SELECTION
[1]In his first assignment of error, defendant
contends that the trial court erred in excusing for cause
prospective jurors Ann Cole, Mark Perisich, and Marlene Lombardo.
The test for determining when a juror may be excused for cause is
whether his or her views would 'prevent or substantially impair
the performance of his duties as a juror in accordance with his
instructions and his oath.' Wainwright v. Witt, 469 U.S. 412,
424, 83 L. Ed. 2d 841, 851-52 (1985) (quoting Adams v. Texas, 448
U.S. 38, 45, 65 L. Ed. 2d 581, 589 (1980)). The decision as to
whether a juror's views would prevent or substantially impair the
performance of the juror's duties is within the trial court's
broad discretion. See State v. Gregory, 340 N.C. 365, 394, 459
S.E.2d 638, 655 (1995), cert. denied, 517 U.S. 1108, 134 L. Ed.
2d 478 (1996). The fact that a prospective juror voiced general
objections to the death penalty or expressed conscientious or
religious scruples against its infliction is not sufficient to
support an excusal for cause. Witherspoon v. Illinois, 391 U.S.510, 522, 20 L. Ed. 2d 776, 785 (1968). Here, defendant
maintains that the excusal of prospective jurors Cole, Perisich,
and Lombardo violated the standard in Wainwright in that these
prospective jurors expressed general reservations about their
ability to impose the death penalty under the reasonable doubt
standard of proof. Defendant further argues that application of
the beyond a reasonable doubt standard is subjective with each
juror. We disagree.
First, prospective juror Cole testified that she was
opposed to the death penalty in most, but not all, cases. Cole
further testified that she would require the State to satisfy a
higher burden than beyond a reasonable doubt before she would
recommend the death sentence. The prosecutor then asked
clarifying questions, and Cole unequivocally stated that she
could follow the law during the sentencing proceeding and that
her views of the death penalty would not substantially impair her
ability to serve as a juror. However, in response to additional
questioning from the prosecutor, defendant, and the trial court,
Cole consistently stated that she would require a higher standard
of proof than beyond a reasonable doubt and that she would apply
her standard of proof during the sentencing proceeding. On this
record defendant has failed to demonstrate that the trial court
abused its discretion in concluding that prospective juror Cole's
views would prevent or substantially impair the performance of
her duties as a juror in accordance with her instructions and her
oath. Second, prospective juror Perisich testified that,
while he was not opposed to the death penalty as a general
principle, he was unsure about his ability to recommend the death
sentence. Perisich explained that the thought of imposing the
death penalty gave him a sick feeling and that he was concerned
about the long-term effects on him of recommending the death
penalty. In response to the prosecutor's questions, Perisich
stated that his views on the death penalty would impair his
ability to perform his duties as a juror and that he would
require a higher standard of proof than reasonable doubt during
the sentencing proceeding. The trial court then asked some
additional questions; and Perisich ultimately stated that he
would not impose the death penalty unless he was absolutely,
positively sure that defendant committed the murder. On this
record we cannot conclude that the trial court abused its
discretion in allowing the State's challenge for cause as to
prospective juror Perisich.
Finally, prospective juror Lombardo initially indicated
that she could consider both possible punishments, life
imprisonment or the death penalty, and that she did not have
strong feelings about the death penalty. However, after the
prosecutor explained the capital sentencing process, Lombardo
expressed reservations about the finality of the death sentence;
and Lombardo testified that her concerns about the possibility
that defendant was innocent might substantially impair her
ability to perform her duties as a juror during the sentencing
proceeding. The trial court asked some additional questions,Lombardo indicated that she would always vote for life
imprisonment, and defendant declined the opportunity to attempt
to rehabilitate Lombardo. On this record defendant has again
failed to demonstrate an abuse of the trial court's discretion in
allowing the State's challenge for cause as to prospective juror
Lombardo. This assignment of error is, therefore, overruled.
[2]Defendant next assigns error to the trial court's
informing prospective jurors during voir dire that a separate
jury might be impaneled for the sentencing proceeding. Defendant
argues that the trial court's misleading reference to the
possibility of a separate sentencing jury violated his rights
under the Eighth Amendment to the Constitution of the United
States by diluting the responsibility of the jury. See Caldwell
v. Mississippi, 472 U.S. 320, 328-29, 86 L. Ed. 2d 231, 239
(1985). We disagree.
Before jury selection began, the trial court in its
remarks orienting the prospective jurors as to procedure made the
following statement:
[I]n the event that the Defendant is
convicted of murder in the first degree, the
Court will conduct a separate sentencing
proceeding to determine whether the Defendant
should be sentenced to death or life
imprisonment without parole.
This proceeding may be conducted before
the trial jury or another jury. It will be
conducted, if necessary, as soon as practical
after the verdict of first degree murder is
returned.
Following this statement, the trial court explained the capital
sentencing process and the jury's duty to find and weigh
aggravating and mitigating circumstances. The trial court thenproceeded with jury selection, which included death-qualifying
questions from the prosecutor.
Defendant's reliance on cases in which this Court has
found error where a prosecutor's argument suggested that the
jury's decision would be reviewed by an appellate court is
misplaced. See State v. Jones, 296 N.C. 495, 251 S.E.2d 425
(1979); State v. White, 286 N.C. 395, 211 S.E.2d 445 (1975).
N.C.G.S. § 15A-2000(a)(2) provides that the capital
sentencing proceeding shall be conducted by the trial judge
before the trial jury as soon as practicable after the guilty
verdict is returned. N.C.G.S. § 15A-2000(a)(2) (1999). Only if
the trial jury which determined guilt is unable to reconvene for
a hearing on sentencing shall a new jury be impaneled to
determine the issue of punishment. See id. The better practice,
therefore, would be for the trial court to make no mention of a
different jury at the preliminary stage of the trial.
However, in this case the trial court's brief comment,
made before jury selection and during the trial court's
explanation of the manner in which the trial would be conducted,
did not impermissibly dilute the jury's responsibility by
implying that another jury would be impaneled for defendant's
sentencing proceeding. The main thrust of the trial court's
comments was to inform the jury that in the event defendant was
convicted of first-degree murder, a separate sentencing
proceeding would be conducted and that defendant would face the
possibility of the death penalty. Immediately after the trial
court's reference to the possibility of a separate sentencingjury, the trial court fully explained the capital sentencing
proceeding to the prospective jurors; and later, the prosecutor
extensively questioned the jurors about their views on the death
penalty. The jurors knew they had been death qualified and had
no reason to believe they would not be making the sentencing
recommendation if defendant were found guilty of first-degree
murder. Thus, in context, the trial court's statement did not
mislead the jury or relieve the jury of its responsibility. This
assignment of error is overruled.
[3]In his next assignment of error, defendant asserts
that the trial court abused its discretion during voir dire by
not allowing him to ask several prospective jurors about their
ability to consider mitigating evidence. Defendant contends that
he should have been permitted the opportunity to explore the
jurors' religious beliefs or willingness to consider certain
types of mitigating evidence. Defendant argues that his
questions were permissible under Morgan v. Illinois, 504 U.S.
719, 733, 119 L. Ed. 2d 492, 505 (1992), in that the questions
inquired into whether a juror could be fair and impartial and
whether predetermined views regarding the death penalty would
substantially impair that prospective juror's ability to serve.
State v. Kandies, 342 N.C. 419, 441, 467 S.E.2d 67, 79, cert.
denied, 519 U.S. 894, 136 L. Ed. 2d 167 (1996). After a careful
review of the transcript of voir dire, we find this assignment of
error to be without merit.
First, prospective juror Linda Phillips testified that
she could consider any mitigating circumstances presented, thatshe could consider the punishment of life imprisonment, and that
she could follow the law. Defendant then asked Phillips about
her religious beliefs; and Phillips explained that, as a Free
Will Baptist, she followed what the Bible said about the death
penalty. Defendant attempted to ask Phillips about her
understanding of the Bible's teachings on the death penalty.
However, the prosecutor objected to defendant's question; and the
trial court sustained the prosecutor's objection. Defendant
subsequently exercised a peremptory challenge to remove Phillips.
In State v. Laws, 325 N.C. 81, 109, 381 S.E.2d 609,
625-26 (1989), sentence vacated on other grounds, 494 U.S. 1022,
108 L. Ed. 2d 603 (1990), this Court held that the trial court
did not abuse its discretion by sustaining the State's objection
when the defendant asked a prospective juror whether she believed
in a literal interpretation of the Bible. The Court noted that
the defendant was given wide latitude to question prospective
jurors about their beliefs, attitudes, and biases. Id. However,
the Court emphasized that [c]ounsel's right to inquire into the
beliefs of prospective jurors to determine their biases and
attitudes does not extend to all aspects of the jurors' private
lives or of their religious beliefs. Id. at 109, 381 S.E.2d at
625.
Similarly, in this case the trial court permitted
defendant to inquire into prospective juror Phillips' religious
affiliation, views on capital punishment, ability to consider
mitigating circumstances, and willingness to impose a sentence of
life imprisonment. Defendant also asked Phillips whether anyteachings of her church would interfere with her ability to
perform her duties as a juror. Phillips gave unequivocal answers
to each of defendant's questions indicating that she could follow
the law. Thus, defendant was given wide latitude to inquire into
Phillips' beliefs, attitudes, and biases; and defendant has not
shown any abuse of discretion in the trial court's ruling on this
one particular question.
[4]Second, defendant explained mitigating
circumstances to prospective juror Dr. Rick Phillips, mentioned
several types of evidence that might be submitted as mitigating
circumstances, and then asked the following question:
With three murder charges facing him, if the
State is able to prove to you that
[defendant] did each and every one of them,
killed three separate individual people in
cold blood premeditatedly deliberately
intended the result and killed all three
people intending that result, would you be
able to consider fairly things like
sociological background, the way that he grew
up, if he had an alcoholic problem, things
like that in weighing whether or not he
should get the death penalty or whether or
not he should get life without parole.
The prosecutor objected, and the trial court sustained the
objection. Defendant then asked Dr. Phillips whether he could
consider whatever evidence the trial court might submit as
mitigating circumstances, and Dr. Phillips indicated that he
could consider mitigating evidence. Defendant immediately
attempted to ask Dr. Phillips the following question:
Assuming that the State proves that
[defendant] committed three murders cold
blooded first degree premeditated deliberate
murders, can you conceive in your own mind
the mitigating factors that would let youfind your ability for a penalty less than
death.
The prosecutor objected again, and the trial court sustained the
objection. Defendant subsequently exercised a peremptory
challenge to remove Dr. Phillips.
Counsel should not fish for answers to legal questions
before the judge has instructed the juror on applicable legal
principles by which the juror should be guided. . . . Jurors
should not be asked what kind of verdict they would render under
certain named circumstances. State v. Phillips, 300 N.C. 678,
682, 268 S.E.2d 452, 455 (1980); see also State v. Braxton, 352
N.C. 158, 179, 531 S.E.2d 428, 440 (2000), cert. denied, ___
U.S. ___, ___ L. Ed. 2d ___ (Jan. 22, 2001) (No. 00-7359); State
v. Robinson, 339 N.C. 263, 273, 451 S.E.2d 196, 202 (1994), cert.
denied, 515 U.S. 1135, 132 L. Ed. 2d 818 (1995). The questions
posed in this case do not amount to a proper inquiry into whether
the juror could follow the law as instructed by the trial judge.
See Robinson, 339 N.C. at 273, 451 S.E.2d at 202. Rather, the
questions are an attempt to determine what kind of mitigating
evidence would be sufficient to outweigh aggravating
circumstances not yet in evidence if defendant were convicted of
three counts of first-degree murder based on premeditation and
deliberation. See Braxton, 352 N.C. at 179, 531 S.E.2d at 440;
State v. Skipper, 337 N.C. 1, 23, 446 S.E.2d 252, 264 (1994),
cert. denied, 513 U.S. 1134, 130 L. Ed. 2d 895 (1995). We have
previously held that staking out what the jurors' decision will
be under a particular set of facts is improper. See Braxton, 352
N.C. at 179, 531 S.E.2d at 440; State v. Simpson, 341 N.C. 316,336, 462 S.E.2d 191, 202 (1995), cert. denied, 516 U.S. 1161, 134
L. Ed. 2d 194 (1996). Thus, defendant has not shown any abuse of
discretion in the trial court's rulings as to prospective juror
Phillips.
[5]Finally, prospective juror Billie Whitfield stated
that she believed capital punishment was not outlawed because
Jesus had accepted capital punishment. Defendant asked Whitfield
the following question:
So if the State of North Carolina were to
prove to you beyond a reasonable doubt that
[defendant] was guilty of first degree cold
blooded premeditated murder with aggravating
circumstances, would your feelings about the
death penalty be so strong in that instance
that you would not be able to consider
mitigating circumstances.
The prosecutor objected to defendant's question, and the trial
court instructed defendant to explain the whole law before
asking such detailed questions. Defendant then explained
mitigating circumstances to prospective juror Whitfield,
mentioned several types of evidence that might be submitted to
show mitigation, and asked whether she could consider whatever
evidence might be submitted to support mitigating circumstances.
Whitfield responded as follows:
I guess that I believe that we each are
accountable for what we do and we cannot
point our finger to blame someone else for
our decisions, the way that we are today.
The trial court then asked some clarifying questions, and
Whitfield indicated that she could consider mitigating
circumstances in determining whether life imprisonment or thedeath penalty was the appropriate punishment. Defendant resumed
questioning Whitfield as follows:
[DEFENDANT]: Okay. If there is a
difference between what . . . God's law is
and what the State's law is to you, can you
follow the State's law.
JUROR: I do not believe that the
State's law is going to be different.
[DEFENDANT]: Well, the State's law
specifically says to address aggravating and
mitigating circumstances.
JUROR: Yes.
[DEFENDANT]: Okay. And you understand
that.
JUROR: Yes.
[DEFENDANT]: And is it your belief that
God's law also addresses aggravating and
mitigating circumstances.
The prosecutor objected to defendant's question, and the trial
court sustained the prosecutor's objection. Defendant continued
questioning Whitfield, and the following exchange occurred:
[DEFENDANT]: In view of your religious
beliefs can you follow the State's law as to
the instructions on capital punishment.
JUROR: I have not been faced with that
question before.
[DEFENDANT]: Well, of course not.
JUROR: And --
[DEFENDANT]: I do not mean to be --
JUROR: If the aggravating circumstances
or evidence is so strong, today, not knowing
anything about anything here, I believe that
I would have to -- the aggravating
circumstance would be so strong, the
mitigating circumstances, would not carry
that kind of staying power in my beliefs.
[DEFENDANT]: If the State were to prove
to you first degree murder, cold blooded
premeditated deliberated first degree murder
beyond a reasonable doubt and then prove to
you the first part of the sentencing phase
beyond a reasonable doubt the existence of
aggravating circumstance, are you then saying
that the mitigating circumstance . . . would
have to be so strong as to outweigh that.
[PROSECUTOR]: Objection.
THE COURT: Sustained, and I do not
believe that she said that. I will let you
repeat the exact law and see if she can
follow the law.
[DEFENDANT]: Going back to that
question -- in my earlier questions, on some
of these matters -- I promise you there will
not be many more.
If the State were to prove to you, as I
said, a cold blooded premeditated first
degree murder, all three counts of this, and
then to prove to you that there were beyond a
reasonable doubt the existence of aggravating
circumstance[s], would you be able to
consider as mitigating circumstances such
things as --
The prosecutor objected to defendant's question, and the trial
court sustained the prosecutor's objection. Defendant
subsequently exercised a peremptory challenge to remove
Whitfield.
As stated earlier, [c]ounsel's right to inquire into
the beliefs of prospective jurors to determine their biases and
attitudes does not extend to all aspects of the jurors' private
lives or of their religious beliefs. Laws, 325 N.C. at 109, 381
S.E.2d at 625. Here, the trial court permitted defendant to
inquire into prospective juror Whitfield's religious affiliation,
views on capital punishment, ability to consider mitigating
circumstances, and willingness to impose a sentence of lifeimprisonment. Defendant also asked Whitfield whether her
religious beliefs concerning accountability and blame would
interfere with her ability to perform her duties as a juror.
Whitfield gave unequivocal answers to each of defendant's
questions indicating that she could follow the law. Thus,
defendant was given wide latitude to inquire into Whitfield's
beliefs, attitudes, and biases; and defendant has not shown any
abuse of discretion in the trial court's ruling on the question
about whether God's law addresses aggravating and mitigating
circumstances.
Similarly, as stated earlier, [j]urors should not be
asked what kind of verdict they would render under certain named
circumstances. Phillips, 300 N.C. at 682, 268 S.E.2d at 455.
Here, the questions posed to Whitfield about mitigating
circumstances do not amount to a proper inquiry into whether the
juror could follow the law as instructed by the trial judge. See
Robinson, 339 N.C. at 273, 451 S.E.2d at 202. Rather, the
questions were an attempt to determine what kind of verdict
Whitfield would render under certain circumstances not yet in
evidence. See Braxton, 352 N.C. at 179, 531 S.E.2d at 440.
Thus, defendant's questions amount to improper stake out
questions; the trial court permitted defendant wide latitude to
inquire into Whitfield's ability to consider mitigating
circumstances; and the trial court did not abuse its discretion
by sustaining the prosecutor's objections. See id. This
assignment of error is overruled. [6]Next, defendant contends that the trial court erred
in ordering defense counsel to defer to defendant's wishes not to
rehabilitate prospective juror Mynawati Katwaru. We disagree.
Prospective juror Katwaru testified that she would
decide the case based on emotional sympathy for the victims and,
thus, would not be a fair and impartial juror. The trial court
indicated that Katwaru could be removed for cause, and defense
counsel conferred with defendant. Defense counsel subsequently
informed the trial court that defendant, against counsel's
advice, wanted to remove Katwaru for cause without any attempt to
rehabilitate. The trial court inquired into defense counsel's
position that rehabilitation questions might reveal that
emotional mitigating evidence would persuade Katwaru to vote for
life imprisonment, and the trial court discussed defense
counsel's position with defendant. When defendant adamantly
insisted that he wished to remove Katwaru for cause without
additional questioning, the trial court questioned defendant on
the record about his desire to remove Katwaru for cause against
counsel's advice. The trial court then removed Katwaru for cause
without permitting defense counsel an opportunity for
rehabilitation.
In general, the responsibility for tactical decisions,
such as which jurors to accept or strike, rests ultimately with
defense counsel. State v. McDowell, 329 N.C. 363, 384, 407
S.E.2d 200, 211 (1991). However, when counsel and a fully
informed criminal defendant client reach an absolute impasse as
to such tactical decisions, the client's wishes must control;this rule is in accord with the principal-agent nature of the
attorney-client relationship. State v. Ali, 329 N.C. 394, 404,
407 S.E.2d 183, 189 (1991). Further, when such impasses arise,
defense counsel should make a record of the circumstances, the
advice given to the defendant, the reasons for the advice, the
defendant's decision, and the conclusion reached. Id.
After reviewing the transcript in this case of the
discussion among the trial court, defendant, and defense counsel,
we conclude that the trial court properly found that defendant
and his counsel had reached an absolute impasse over the tactical
decision of whether to attempt to rehabilitate prospective juror
Katwaru. Defense counsel made a proper record of the
circumstances, including their advice to defendant and the
reasons for their decision to continue questioning Katwaru. From
these statements of defense counsel and defendant's answers to
questions directed to him by the trial court, we conclude that
defendant was fully informed of and understood the potential
consequences of his decision. Thus, we hold that the trial court
did not err in excusing the prospective juror for cause and
honoring defendant's personal decision not to attempt
rehabilitation.
GUILT-INNOCENCE PHASE
In his next assignment of error, defendant contends
that the trial court committed error in failing to intervene ex
mero motu at several points during the prosecution's closing
argument. We disagree. Where a defendant fails to object to the closing
arguments at trial, defendant must establish that the remarks
were so grossly improper that the trial court abused its
discretion by failing to intervene ex mero motu. To establish
such an abuse, defendant must show that the prosecutor's comments
so infected the trial with unfairness that they rendered the
conviction fundamentally unfair. State v. Davis, 349 N.C. 1,
23, 506 S.E.2d 455, 467 (1998), cert. denied, 526 U.S. 1161, 144
L. Ed. 2d 219 (1999). '[T]he impropriety of the argument must
be gross indeed in order for this Court to hold that a trial
judge abused his discretion in not recognizing and correcting ex
mero motu an argument which defense counsel apparently did not
believe was prejudicial when he heard it.' State v. Hipps, 348
N.C. 377, 411, 501 S.E.2d 625, 645 (1998) (quoting State v.
Johnson, 298 N.C. 355, 369, 259 S.E.2d 752, 761 (1979)), cert.
denied, 525 U.S. 1180, 143 L. Ed. 2d 114 (1999).
[7]Here, following defense counsel's argument that the
State's evidence was incomplete and lacked corroboration, the
prosecutor stated:
[Defense counsel] stood up here and talked to
you for I don't know how many minutes. I
wasn't timing him. I think the judge was.
But not one time did he say to you that man's
not guilty. He didn't tell you that. If you
recall, he didn't say that. He talked about
the investigation. He talked about why don't
we have any fingerprints. If you wear stuff
like this (indicating) and you rub something
like that, you don't leave fingerprints.
Don't be fooled by the question of the
investigation. There's not one shred of
evidence that [the investigating officer] has
lied to you.
Defendant argues that this comment implied that even defendant's
own attorneys believed he was guilty. However, the prosecutor's
comment merely highlighted that defense counsel's strategy was to
create holes in the State's case rather than to argue evidence of
innocence. In light of that strategy, the prosecutor then argued
that there was no reason to doubt the validity of the
investigation. The comment did not imply that defense counsel
believed defendant was guilty; rather, it pointed out defense
counsel's strategy and urged that there was no reason to doubt
the State's method of investigation. Therefore, we decline to
hold that this comment was so grossly improper as to warrant
intervention ex mero motu.
[8]The prosecutor also referred to defendant's
objection to the admission of some physical evidence, stating:
[Defendant is] connected by this gun . . .
being found in his room. . . . This is the
murder weapon. And where was it found?
[Defendant's hotel room]. No connection? No
connection, [defendant]? It was found with
[defendant's] driver's license and his
identification cards that I passed to you. I
didn't pass everything in that wallet, over
the defendant's objection. He didn't want
you to see this, obviously.
Defendant contends that the prosecutor improperly argued that
defense counsel admitted guilt by objecting to the introduction
of certain evidence. Defendant further asserts that, under Mapp
v. Ohio, 367 U.S. 643, 6 L. Ed. 2d 1081 (1961), this argument
burdened defendant's right to suppress evidence resulting from an
unconstitutional search by penalizing defendant for making the
objection. Assuming arguendo that it was improper for the
prosecutor to argue that evidence was admitted over defendant's
objections in an effort to bolster the credibility and importance
of that evidence, we conclude that this statement was not so
grossly improper as to render defendant's trial fundamentally
unfair and thereby warrant intervention ex mero motu. Defendant
withdrew his objection to the admission of this evidence and
could have so reminded the jury in his own closing argument.
Furthermore, the evidence connecting defendant to the weapon was
overwhelming in that defendant was in the room where authorities
found the weapon; defendant was seen carrying a .45-caliber
handgun at the time of the murders; and the ballistics testing
revealed that the spent shells and casings found at the crime
scene were fired from the .45-caliber Ruger handgun located in
defendant's hotel room. In light of this evidence the alleged
error, if any, was harmless beyond a reasonable doubt. Thus, we
overrule this assignment of error.
[9]Finally, in concluding his closing argument, the
prosecutor stated:
We've given this man his day in court.
That's part of our justice system. In this
democracy we have a justice system and we say
to [defendant], you have a right not to one
lawyer, but two lawyers. He can say anything
he wants to. He has a right to testify. And
that's part of our jobs to do that. Whatever
your feelings may be about that, for justice
to be done, this is the way we do it. It's
not a speedy process, sometimes. But what
we're searching for is the truth.
Defendant contends that the prosecutor improperly commented on
defendant's exercise of his constitutional right not to testify
at trial.
A defendant has the right to refuse to testify under
the Fifth Amendment to the United States Constitution, as
incorporated by the Fourteenth Amendment, see Griffin v.
California, 380 U.S. 609, 615, 14 L. Ed. 2d 106, 110 (1965), and
under Article I, Section 23 of the North Carolina Constitution,
see State v. Reid, 334 N.C. 551, 554, 434 S.E.2d 193, 196 (1993).
A defendant's exercise of this right may not be used against him,
and any reference by the State to a defendant's failure to
testify violates that defendant's constitutional rights. See
State v. Baymon, 336 N.C. 748, 758, 446 S.E.2d 1, 6 (1994). A
statement that may be interpreted as commenting on a defendant's
decision not to testify is improper if the jury would naturally
and necessarily understand the statement to be a comment on the
failure of the accused to testify. See State v. Rouse, 339 N.C.
59, 95-96, 451 S.E.2d 543, 563 (1994), cert. denied, 516 U.S.
832, 133 L. Ed. 2d 60 (1995). However, a prosecutor's reference
to a defendant's failure to testify does not mandate an automatic
reversal but requires the court to determine whether the error is
harmless beyond a reasonable doubt. See N.C.G.S. § 15A-
1443(b)(1999); State v. Reid, 334 N.C. at 557, 434 S.E.2d at 198.
Assuming arguendo that the prosecutor's comment in the
present case was error, we conclude, in light of the overwhelming
evidence of defendant's guilt, that the prosecutorial error and
the trial court's failure to intervene ex mero motu were harmlessbeyond a reasonable doubt. See State v. Autry, 321 N.C. 392,
401, 364 S.E.2d 341, 347 (1988). In addition to defendant's
confession as to his participation in the murders, the State
presented the testimony of an accomplice corroborating
defendant's involvement and evidence connecting defendant to the
murder weapon. On this record the prosecutor's slightly veiled,
indirect comment on defendant's failure to testify was harmless
beyond a reasonable doubt. Finally, we note that district
attorneys and assistant district attorneys have a duty as
officers of the court and as advocates for the people to conduct
trials in accordance with due process and the fair administration
of justice and should thus refrain from arguments that
unnecessarily risk being violative of a defendant's fundamental
constitutional rights, thereby necessitating new trials.
[10]By another assignment of error, defendant contends
that the trial court erred in denying his motion to suppress
statements he made to investigators from the Wake County
Sheriff's Department. At the hearing on defendant's motion to
suppress, the trial court made the following findings of fact:
Defendant was read his Miranda rights at approximately 9:00 a.m.
on 8 March 1997; and defendant knowingly, voluntarily, and
understandingly signed a waiver of those rights at 10:00 a.m.
that same morning. After questioning by Raleigh police officers,
defendant confessed at approximately 12:00 p.m. to an unrelated
robbery. Defendant was then provided with lunch, and an
investigator from the Wake County Sheriff's Department began
questioning defendant at 2:30 p.m. about these murders. Atapproximately 3:30 p.m. on 8 March 1997, defendant confessed to
the murders. The trial court concluded that the original Miranda
warnings given at 9:00 a.m. had not grown stale before the
confession to the murders and denied defendant's motion to
suppress the statement.
Defendant contends that the trial court erred in
finding that the original Miranda warnings were not stale by the
time of the second interrogation. Defendant asserts that a
change in the subject matter of the interrogation should require
fresh Miranda warnings under the United States and North Carolina
Constitutions.
This Court must consider the totality of the
circumstances in determining whether the initial warnings have
become so stale and remote that there is a substantial
possibility the individual was unaware of his constitutional
rights at the time of the subsequent interrogation. State v.
McZorn, 288 N.C. 417, 434, 219 S.E.2d 201, 212 (1975), death
sentence vacated, 428 U.S. 904, 49 L. Ed. 2d 1210 (1976); see
also State v. Smith, 328 N.C. 99, 113, 400 S.E.2d 712, 719
(1991); State v. Fisher, 318 N.C. 512, 522-23, 350 S.E.2d 334,
340 (1986).
In reviewing the totality of circumstances, the
following five factors, among others, should be considered:
(1) the length of time between the giving of
the first warnings and the subsequent
interrogation, (2) whether the warnings and
the subsequent interrogation were given in
the same or different places, (3) whether the
warnings were given and the subsequent
interrogation conducted by the same or
different officers, (4) the extent to whichthe subsequent statement differed from any
previous statements, and (5) the apparent
intellectual and emotional state of the
suspect.
McZorn, 288 N.C. at 434, 219 S.E.2d at 212 (citations omitted).
Here, consideration of the McZorn factors weighs
against a finding that the warnings had grown stale. First, the
confession occurred only six and one-half hours after the
warnings; and defendant was allowed rest-room breaks and a two
and one-half hour lunch during that time. Second, the evidence
shows that defendant was given his Miranda warnings and was
interrogated in the exact same location. Third, the warnings
were given and the subsequent interrogation was conducted by
different officers, a fact which weighs in favor of defendant's
position. Fourth, defendant's statement did not differ
substantially from the initial statements. Shortly after the
warnings were given, defendant confessed to the unrelated robbery
while the warnings were fresh in his mind. Moreover, the murders
were connected to another robbery. Hence, the likelihood that
defendant had forgotten the Miranda warnings is de minimis.
Fifth, the evidence does not suggest that defendant's
intellectual or mental state would affect his awareness of his
rights at the time of the second confession. Thus, considering
the totality of the circumstances, including that four of the
five McZorn factors weigh against defendant's position, this
Court is unpersuaded that the initial warnings were so remote as
to create a substantial possibility that defendant was unaware of
his constitutional rights at the time of his second confession.
This assignment of error is overruled. [11]Defendant next contends that the short-form murder
indictments authorized by N.C.G.S. § 15-144 and utilized in this
case are unconstitutional under Jones v. United States, 526 U.S.
227, 143 L. Ed. 2d 311 (1999), and Apprendi v. New Jersey, 530
U.S. 466, 147 L. Ed. 2d 435 (2000). Defendant argues that the
indictments are unconstitutional for the following reasons:
(i) the indictments do not allege the elements of first-degree
murder that distinguish it from second-degree murder, (ii) there
is no indication as to which theory of first-degree murder the
grand jury found the evidence to support, (iii) the short form
indictment statute violates the Equal Protection Clause of the
Fourteenth Amendment to the United States Constitution, and
(iv) the indictments do not list aggravating circumstances. In
light of Jones and Apprendi, this Court has recently held that
the short-form indictment alleges all necessary elements of
first-degree murder, State v. Holman, 353 N.C. 174, 179, 540
S.E.2d 18, ___ (2000); State v. Golphin, 352 N.C. 364, 395, 533
S.E.2d 168, 193 (2000); Braxton, 352 N.C. at 175, 531 S.E.2d at
438; is sufficient to indict on any theory of murder, Braxton,
352 N.C. at 174, 531 S.E.2d at 437; does not violate equal
protection, Holman, 353 N.C. at 180, 540 S.E.2d at ___; and need
not allege aggravating circumstances, Holman, 353 N.C. at 180,
540 S.E.2d at ___ ; Golphin, 352 N.C. at 397, 533 S.E.2d at
193-94; Braxton, 352 N.C. at 175, 531 S.E.2d at 438. Defendant
has neither advanced new arguments nor cited any new authority to
persuade us to depart from these holdings. Therefore, this
assignment of error is overruled.
PRESERVATION ISSUES
Defendant raises one additional issue that he
acknowledges has previously been decided contrary to his position
by this Court, namely, whether the State's use of peremptory
challenges to exclude jurors hesitant to impose the death penalty
is unconstitutional.
Defendant raises this issue for purposes of urging this
Court to reexamine its prior holdings and also for the purpose of
preserving the issue for any possible further judicial review.
We have considered defendant's arguments on this issue and find
no compelling reason to depart from our prior holdings. This
assignment of error is overruled.
PROPORTIONALITY
[12]Finally, this Court has the exclusive statutory
duty in capital cases to review the record and determine
(i) whether the record supports the aggravating circumstances
found by the jury; (ii) whether the death sentences were entered
under the influence of passion, prejudice, or any other arbitrary
factor; and (iii) whether the death sentences are excessive or
disproportionate to the penalty imposed in similar cases,
considering both the crime and the defendant. N.C.G.S. §
15A-2000(d)(2) (1999). Having thoroughly reviewed the record,
transcripts, and briefs in the present case, we conclude that the
record fully supports the aggravating circumstances found by the
jury in each of the three murder convictions. Further, we find
no suggestion that the sentences of death were imposed under the
influence of passion, prejudice, or any other arbitraryconsideration. Accordingly, we turn to our final statutory duty
of proportionality review.
The jury found defendant guilty of three counts of
first-degree murder on the basis of premeditation and
deliberation and under the felony murder rule. At defendant's
capital sentencing proceeding, the jury found the three
aggravating circumstances submitted for the murders of Watkins
and Armstrong: that defendant was previously convicted of a
felony involving the threat of violence to the person, N.C.G.S. §
15A-2000(e)(3); that the murder was committed to avoid or prevent
lawful arrest, N.C.G.S. § 15A-2000(e)(4); and that the murder was
part of a course of conduct, including defendant's commission of
other crimes of violence against other persons, N.C.G.S. §
15A-2000(e)(11). The jury found the two aggravating
circumstances submitted for the murder of Rogers: that defendant
was previously convicted of a felony involving the threat of
violence to the person, N.C.G.S. § 15A-2000(e)(3), and that the
murder was part of a course of conduct, including defendant's
commission of other crimes of violence against other persons,
N.C.G.S. § 15A-2000(e)(11).
One statutory mitigating circumstance was submitted and
found as to each murder: defendant's capacity to appreciate the
criminality of his conduct or conform his conduct to the
requirements of law was impaired, N.C.G.S. § 15A-2000(f)(6). As
to each of the three murders, three statutory mitigating
circumstances were submitted but not found: defendant had no
significant history of prior criminal activity, N.C.G.S. §15A-2000(f)(1); defendant's age at the time of the crime,
N.C.G.S. § 15A-2000(f)(7); and the catchall, N.C.G.S. §
15A-2000(f)(9). An additional statutory mitigating circumstance
as to the murder of Dameon Armstrong was submitted to but not
found by the jury: defendant was an accomplice in the capital
felony committed by another person, and his participation was
relatively minor, N.C.G.S. § 15A-2000(f)(4). Finally, as to all
three murders, the jury found both nonstatutory mitigating
circumstances submitted and that they had mitigating value.
We begin our analysis by comparing this case to those
cases in which this Court has determined the sentence of death to
be disproportionate. We have determined the death penalty to be
disproportionate on seven occasions. State v. Benson, 323 N.C.
318, 372 S.E.2d 517 (1988); State v. Stokes, 319 N.C. 1, 352
S.E.2d 653 (1987); State v. Rogers, 316 N.C. 203, 341 S.E.2d 713
(1986), overruled on other grounds by State v. Gaines, 345 N.C.
647, 483 S.E.2d 396, cert. denied, 522 U.S. 900, 139 L. Ed. 2d
177 (1997), and by State v. Vandiver, 321 N.C. 570, 364 S.E.2d
373 (1988); State v. Young, 312 N.C. 669, 325 S.E.2d 181 (1985);
State v. Hill, 311 N.C. 465, 319 S.E.2d 163 (1984); State v.
Bondurant, 309 N.C. 674, 309 S.E.2d 170 (1983); State v. Jackson,
309 N.C. 26, 305 S.E.2d 703 (1983). We conclude that this case
is not substantially similar to any case in which this Court has
found the death penalty disproportionate.
Several characteristics in this case support the
determination that the imposition of the death penalty was not
disproportionate. Defendant was convicted of three counts offirst-degree murder under the felony murder rule and on the basis
of premeditation and deliberation. We have noted that the
finding of premeditation and deliberation indicates a more cold-
blooded and calculated crime. State v. Artis, 325 N.C. 278,
341, 384 S.E.2d 470, 506 (1989), sentence vacated on other
grounds, 494 U.S. 1023, 108 L. Ed. 2d 604 (1990). Further, [i]n
none of the cases in which the death penalty was found to be
disproportionate has the jury found the (e)(3) aggravating
circumstance. State v. Peterson, 350 N.C. 518, 538, 516 S.E.2d
131, 143 (1999), cert. denied, 528 U.S. 1164, 145 L. Ed. 2d 1087
(2000). The jury's finding of the prior conviction of a violent
felony aggravating circumstance is significant in finding a death
sentence proportionate. State v. Lyons, 343 N.C. 1, 27, 468
S.E.2d 204, 217, cert. denied, 519 U.S. 894, 136 L. Ed. 2d 167
(1996). Finally, defendant was convicted of three counts of
first-degree murder. This Court has never found the death
penalty disproportionate in a multiple-murder case. See State v.
Heatwole, 344 N.C. 1, 30, 473 S.E.2d 310, 325 (1996), cert.
denied, 520 U.S. 1122, 137 L. Ed. 2d 339 (1997).
In carrying out this statutory duty, we also consider
cases in which this Court has found the death penalty
proportionate; however, we will not undertake to discuss or cite
all of those cases each time we carry out that duty. State v.
McCollum, 334 N.C. 208, 244, 433 S.E.2d 144, 164 (1993), cert.
denied, 512 U.S. 1254, 129 L. Ed. 2d 895 (1994). In this case
one victim, Rogers, was in his home at night, a time and place
this Court has taken into consideration in determining theappropriateness of the death penalty. Further, a second victim,
Armstrong, was only fourteen-years-old and was shot five times
while lying in a prone position after he had heard the shots
which killed the other two victims. Given the astonishingly
callous disregard for human life evidenced by defendant's actions
resulting in these multiple murders, we conclude that the present
case is more similar to certain cases in which we have found the
sentence of death proportionate than to those in which we have
found the sentence disproportionate or to those in which juries
have consistently returned recommendations of life imprisonment.
We conclude, therefore, that defendant's death
sentences were not excessive or disproportionate. We hold that
defendant received a fair trial and capital sentencing
proceeding, free from prejudicial error. Accordingly, the
judgments of death are left undisturbed.
NO ERROR.
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