**FINAL**
STATE OF NORTH CAROLINA v. ANTHONY MAURICE BONE
No. 281A99
(Filed 17 August 2001)
1. Search and Seizure--defendant's shoes--confession--plain view doctrine--exigent
circumstances--search incident to lawful arrest
Although the trial court improperly concluded a magistrate had probable cause to issue a
search warrant to seize defendant's shoes in a first-degree burglary and capital first-degree murder
trial, other proper grounds were available to uphold the seizure including: (1) the plain view
doctrine coupled with exigent circumstances when defendant could discard or disfigure the shoes
once he had knowledge of the detective's interest in the shoes; and (2) the search was incident to
a lawful arrest when the detective had probable cause to arrest defendant based on an anonymous
tip that the detective was able to corroborate, the detective independently had reason to believe
the murderer wore Chuck Taylor shoes, and the detective found defendant wearing this type of
shoe when he went to speak with him.
2. Confessions and Incriminating Statements--voluntariness--alleged misstatements
and false promise by detective
The trial court did not err in a first-degree burglary and capital first-degree murder trial by
denying defendant's motion to suppress his confession even though defendant contends it was
involuntary when it was induced by alleged misstatements and a false promise by a detective,
because: (1) the detective's representations that shoe prints were just like fingerprints and that
defendant's shoes matched those impressions found at the murder scene were exaggerations, but
not outright fabrications; (2) although the detective made no promises to defendant in exchange
for a confession during defendant's initial interview but told defendant he might receive a lesser
sentence if he confessed, the detective made no commitment and defendant made no statement in
response to this suggestion; and (3) defendant asked to speak to an officer only after he was
formally arrested where he was given his Miranda rights and signed a written waiver.
3. Sentencing--capital--consideration of mitigating circumstances--erroneous
instruction--harmless error
Any error by the trial court during a capital sentencing proceeding by its instruction in
Issue Three that each juror may consider any mitigating circumstance that the jury rather than
juror determined to exist by a preponderance of the evidence in Issue Two did not preclude an
individual juror from considering mitigating evidence that such juror alone found in Issue Two
and was harmless where the jury was clearly instructed for each of the mitigating circumstances
submitted in Issue Two that only one or more of the jurors was required to find that the mitigating
circumstance existed and that it was deemed mitigating.
4. Sentencing--capital--mitigating circumstances--no significant history of prior
criminal activity
The trial court did not commit prejudicial error during a capital sentencing proceeding by
submitting to the jury the N.C.G.S. § 15A-2000(f)(1) mitigating circumstance that defendant has
no significant history of prior criminal activity even though defendant neither requested nor
objected to the submission of this circumstance and defendant had four prior convictions for
violent felonies, because: (1) there are no extraordinary facts that make any error by the trial court
in giving this instruction prejudicial to defendant; (2) it is not error to submit the (f)(1) mitigating
circumstance where a defendant's prior convictions are also used to support the submission of theN.C.G.S. § 15A-2000 (e)(3) aggravatin
g circumstance that defendant has been previously
convicted of a felony involving the use or threat of violence to the person; and (3) it is
inconceivable that the jury would have returned a different verdict if the (f)(1) mitigating
circumstance had not bee submitted to the jury.
5. Sentencing--capital--death penalty proportionate
The trial court did not err by imposing the death sentence in a first-degree murder case,
because: (1) defendant was convicted under the theory of premeditation and deliberation as well
as the theory of felony murder; (2) defendant had a history of prior violent felony convictions; (3)
defendant's actions at the scene of the robbery were consistent with an intentional killing; (4) the
murder took place at the elderly victim's home; (5) the jury found the N.C.G.S. § 15A-2000
(e)(3) and (e)(5) aggravating circumstances, each of which is alone sufficient to support a death
sentence; (6) defendant took no steps to seek help for the victim; and (7) the fact that defendant's
IQ fell in the borderline range does not affect this conclusion.
Appeal as of right pursuant to N.C.G.S. § 7A-27(a) from a
judgment imposing a sentence of death entered by Steelman, J., on
5 February 1999 in Superior Court, Guilford County, upon a jury
verdict finding defendant guilty of first-degree murder. Heard
in the Supreme Court 14 March 2001. On 1 September 2000, the
Supreme Court allowed defendant's motion to bypass the North
Carolina Court of Appeals as to additional judgments.
Roy A. Cooper, Attorney General, by William P. Hart, Special
Deputy Attorney General, and Robert C. Montgomery, Assistant
Attorney General, for the State.
Staples Hughes, Appellate Defender, by Benjamin Dowling-
Sendor, Assistant Appellate Defender, for defendant-
appellant.
EDMUNDS, Justice.
Defendant Anthony Maurice Bone was convicted for the first-
degree murder of Ethel McCracken based upon theories of
premeditation and deliberation and of felony murder. He also was
convicted of two counts of first-degree burglary. On 5 February
1999, following a capital sentencing proceeding, the jury
recommended a sentence of death for the murder, and the trial
court entered judgment accordingly. The trial court also imposedtwo consecutive terms of imprisonment of 146 months to 185 months
for the burglary convictions.
At trial, the State's evidence showed that on the morning of
24 August 1997, a family friend found eighty-eight-year-old
Ms. McCracken dead in her apartment at 703 Rockett Street in
Greensboro, North Carolina. She was wearing a nightgown and
lying face down on her bed. Her feet had been bound with
curtains, and curtain material had been stuffed into her mouth.
Her hands, legs, and face were bloody. Two pocketbooks found on
the floor of the living room had been emptied, and a third was
discovered open on the dining room table. The screen on the
kitchen window had been cut.
A police dog followed a scent from Ms. McCracken's apartment
to the rear of a nearby apartment building where Wesley Crompton
resided. That morning, Mr. Crompton had reported a burglary
after he awoke to find the screen of his bathroom window cut and
the contents of his wallet scattered on his bathroom floor.
Police found a flashlight, a savings account card bearing
Ms. McCracken's name, and a pair of knit gloves behind
Mr. Crompton's apartment.
Agents of the North Carolina State Bureau of Investigation
used a dye known as Coomassie Blue to stain Ms. McCracken's
bedroom floor. This dye allows field forensic examiners todevelop latent fingerprint and shoe print
impressions left in blood on a hard or reflective surface. The
dye raised shoe prints that were twelve and a half inches long
and four inches wide. A Greensboro Police Department crime scene
technician photographed the shoe prints and removed the tiles on
which the prints had been impressed. Around 26 August 1997,Detective Robin Saul of the Greensboro Police Department showed a
photograph of a shoe print from Ms. McCracken's house to the
manager of a sporting goods store in Greensboro and asked him to
identify the type of shoe that could have made the print. The
manager recognized the print pattern as having been made by a
Converse shoe. Detective Saul and the manager then compared the
photograph to a Converse Model 961 Chuck Taylor athletic shoe
in the store and determined that such a Chuck Taylor shoe made
the print on Ms. McCracken's bedroom floor. The store manager
allowed Detective Saul to borrow a Chuck Taylor shoe.
Police began surveillance operations in high-crime
areas around the victims' neighborhood. In early October 1997,
the Greensboro Police Department received an anonymous tip from a
caller who identified defendant as the murderer. When Detective
Saul pursued this lead, he found defendant wearing a pair of
Chuck Taylor shoes. As detailed below, Detective Saul
subsequently arrested defendant and seized his shoes.
SBI Special Agent Joyce Petzka testified that the shoes
seized from defendant were consistent in sole design and size
with the shoe prints found at the murder scene. The seized shoes
had additional wear that was not present in the impressions taken
at the scene, but Agent Petzka testified that such differences
were consistent with defendant's shoes having been worn for
approximately six weeks after the murder.
The forensic pathologist who performed the autopsy of
Ms. McCracken testified that the primary cause of death was the
fracture of her cervical spine, which most likely resulted fromsomeone pulling her neck back. There was also some element of
strangulation. In addition, Ms. McCracken suffered broken ribs,
and the pathologist testified that he found blood below her right
ear, in the right ear itself, and in front of the left ear.
The State introduced into evidence a statement made by
defendant when he was arrested. Defendant told Detective Saul
that on the night of 23 August 1997, he cut the screen covering
an open window of an apartment on Rockett Street. Once inside,
he encountered the victim in her bedroom. Defendant ripped a
curtain off the wall, rolled the victim onto her stomach, and
tied her hands behind her back. To prevent her from getting up
or making noise, defendant put his hands on the victim's neck,
then gagged her. After searching the apartment for money,
defendant noticed the victim was bleeding. He exited the
apartment through the back door, taking a flashlight with him.
Defendant walked to another apartment, which he entered by
raising a window. Finding an old man sleeping in a chair in the
living room and a wallet containing eight or nine dollars,
defendant took the money to buy crack cocaine.
Defendant testified in his own behalf and denied
breaking into any apartment and denied killing Ms. McCracken.
Defendant also presented the testimony of psychologist Claudia
Coleman. Her testimony will be discussed in detail below.
GUILT-INNOCENCE PHASE
Defendant's only assignments of error in the guilt-
innocence phase of his trial pertain to the trial court's denial
of his motion to suppress his confession. He contends that theconfession was obtained in violation of the Fourth Amendment to
the United States Constitution; Article I, Section 20 of the
North Carolina Constitution; and article 11 of chapter 15A of the
North Carolina General Statutes.
Detective Saul's investigation indicated that the
murderer was wearing Converse Chuck Taylor athletic shoes. In
early October, an anonymous caller reported that defendant had
committed the crime. At trial, Detective Saul gave the following
account of this tip:
[T]he nature of the call is a homicide. The
location Rockett Street. . . . [T]he caller
reports that Tony Bone, black male, late 20s,
climbed in an open window, punched an elderly
female in the face so hard her ears bled, got
only $5 out of the crime. He works for a
moving company in Greensboro, and lives in
Trinity, North Carolina. Suspect is married
and recently released from prison.
Detective Saul was able to verify almost all of the information
in the tip before he approached defendant. He learned that
defendant was married and worked at Allied Moving in Greensboro.
A criminal history check revealed defendant had been released
from prison approximately a year before Ms. McCracken's murder.
The cut screen found by investigators at the scene indicated the
killer gained access to her apartment through a window.
Detective Saul knew that while the primary cause of death was a
broken neck, the victim was found with blood on her face. The
only incorrect information provided by the anonymous caller was
that defendant lived in Trinity, North Carolina. Defendant
actually lived with his wife in Liberty, North Carolina; however,both Liberty and Trinity are small communities in northern
Randolph County.
In response to the tip, on 8 October 1997, Detective
Saul undertook surveillance of Allied Moving's place of business.
After observing defendant entering the workplace, Detective Saul
asked to speak with him. When defendant came out onto a loading
dock to meet the detective, he was wearing Converse Chuck
Taylor athletic shoes. Detective Saul asked defendant if he
would accompany him downtown to speak about an undisclosed
matter. Defendant agreed and rode to the Greensboro Police
Department with a uniformed officer, while Detective Saul drove
his own unmarked police car.
Once inside an interview room at the Criminal
Investigations Division of the Greensboro Police Department,
Detective Saul advised defendant that he was investigating the
murder of Ms. McCracken. He stated that he needed defendant's
assistance and asked if he could examine defendant's shoes.
Defendant refused, so Detective Saul determined to seek a search
warrant. When he went to find a magistrate, Detective Saul left
defendant in the interview room with the door closed but
unlocked. Unknown to defendant, the uniformed officer who had
driven him to the interview was left there with [defendant]
outside the room. Detective Saul returned after approximately
one hour and twenty minutes to serve the search warrant on
defendant, who then surrendered his shoes.
Detective Saul again left the now-unshod defendant in
the interview room with the door closed and immediately took theshoes to the Greensboro Police Laboratory where he compared
defendant's shoes to the photographs of the shoe impressions
found at the murder scene. Detective Saul believed the shoes and
shoe prints were similar. After nearly two hours, Detective Saul
returned to the interview room and advised defendant of his
Miranda rights. Defendant verbally waived his rights but refused
to sign a waiver form. During the ensuing interrogation, which
lasted approximately an hour and a half, Detective Saul told
defendant that he believed defendant killed the victim, adding
that shoe prints are just like fingerprints and that
defendant's sneakers matched the shoe prints. Defendant made
no incriminating statements.
Detective Saul formally placed defendant under arrest
and arranged for him to be taken before a magistrate so an arrest
warrant could be issued. Subsequently, the uniformed officer who
served the arrest warrant on defendant notified Detective Saul
that defendant wanted to speak with him. Detective Saul again
advised defendant of his Miranda rights, and defendant signed a
written waiver. Defendant then confessed to the murder and
burglaries. Defendant now argues that the trial court's denial
of his motion to suppress his confession was error because his
confession was induced by an unconstitutional seizure of his
shoes, by an arrest without probable cause, and by an improper
interrogation conducted by Detective Saul. We address these
contentions seriatim.
The scope of review of the denial of a motion to
suppress is strictly limited to determining whether the trialjudge's underlying findings of fact are supported by competent
evidence, in which event they are conclusively binding on appeal,
and whether those factual findings in turn support the judge's
ultimate conclusions of law. State v. Cooke, 306 N.C. 132, 134,
291 S.E.2d 618, 619 (1982). Defendant does not challenge the
findings of fact made by the trial court in its order; instead,
he questions whether those findings of fact support legally
correct conclusions of law. Based upon its findings of fact, the
trial court made alternative conclusions of law supporting the
seizure of defendant's shoes. After a careful review of the
record, we conclude that one conclusion of law made by the trial
court was erroneous but that the second was sound. We
additionally conclude that further grounds, not articulated by
the trial court, also justify the seizure. The question for
review is whether the ruling of the trial court was correct and
not whether the reason given therefor is sound or tenable. The
crucial inquiry for this Court is admissibility and whether the
ultimate ruling was supported by the evidence. State v. Austin,
320 N.C. 276, 290, 357 S.E.2d 641, 650 (citation omitted), cert.
denied, 484 U.S. 916, 98 L. Ed. 2d 224 (1987).
[1]As its first ground for concluding that the seizure
of defendant's shoes was lawful, the trial court found that the
magistrate had probable cause to issue the search warrant on the
basis of the application and affidavit submitted by Detective
Saul. After reviewing the contents of the affidavit as recited
in the transcript of the motion to suppress, we cannot agree;
indeed, the State does not argue on appeal that the magistratehad probable cause to issue a search warrant based upon the
application and affidavit. The affidavit does little more than
provide a conclusory statement that defendant had been developed
as a suspect and that his shoes match the pattern found at the
murder scene. Although, as we discuss below, probable cause
existed to arrest defendant at the time Detective Saul asked to
examine defendant's shoes, this probable cause was not evident in
the application and affidavit submitted to the magistrate.
As its second ground for upholding the seizure, the
trial court reasoned that Detective Saul was authorized to seize
Defendant's shoes without a search warrant, under the plain view
doctrine. No search was involved since the shoes were in plain
view. We agree that the seizure was justified under the plain
view doctrine, coupled with exigent circumstances. In North
Carolina, a seizure is lawful under this doctrine when the
officer was in a place he or she had a right to be at the time
the evidence was discovered, it is immediately obvious that the
items observed are evidence of a crime, and the discovery is
inadvertent. State v. Mickey, 347 N.C. 508, 495 S.E.2d 669,
cert. denied, 525 U.S. 853, 142 L. Ed. 2d 106 (1998). Here,
Detective Saul was entirely within his rights when he asked to
see defendant at his place of employment. When he observed that
defendant was wearing Chuck Taylor shoes, Detective Saul
realized that they were evidence because the perpetrator of the
crime had worn such shoes. The discovery was inadvertent because
Detective Saul had no reason to know that defendant would be
wearing Chuck Taylor shoes when he asked to speak to him. Finally, there is an element of exigent circumstance in the
seizure. Because, as we hold below, defendant was arrested only
at the moment Detective Saul seized his shoes, up until that
point defendant was free to leave the Greensboro Police
Department. Armed with his new knowledge of the investigator's
interest in the shoes, he could have discarded them or tampered
with the tread. See Harjo v. State, 882 P.2d 1067 (Okla. Crim.
App. 1994), cert. denied, 514 U.S. 1131, 131 L. Ed. 2d 1007
(1995). In Harjo, the defendant broke into the home of an
elderly victim, strangled her, and stole her car. Distinctive
shoeprints left by the perpetrator at the scene matched the tread
of the shoes the defendant was wearing when questioned. The
Oklahoma court held that the police had probable cause to believe
that the shoes were evidence of a crime, and because the
defendant could discard or disfigure the shoes, exigent
circumstances existed to justify an immediate seizure.
We agree with the analysis in Harjo. Detective Saul
had two choices when defendant refused to hand over the shoes
voluntarily -- either seize them anyway or apply for a search
warrant. We do not second-guess Detective Saul's decision to
seek out a neutral and detached magistrate. His decision to do
so did not vitiate the exigency of the circumstances.
Accordingly, in the case at bar, Detective Saul properly seized
the shoes pursuant to the plain view doctrine.
Detective Saul's actions in seizing defendant's shoes
also may be justified as a search incident to a lawful arrest.
As a general rule, except in certain carefully defined classesof cases, a search of private property without proper consent is
'unreasonable' unless it has been authorized by a valid search
warrant. Camara v. Municipal Court, 387 U.S. 523, 528-29, 18 L.
Ed. 2d 930, 935 (1967). One such exception to the warrant
requirement is the right of an arresting officer to search his
arrestee as an incident of the arrest. Chimel v.
California, 395 U.S. 752, 23 L. Ed. 2d 685 (1969); State v.
Hardy, 299 N.C. 445, 263 S.E.2d 711 (1980). 'In the course of
[a] search [incident to arrest], the officer may lawfully take
from the person arrested any property which such person has about
him and which is connected with the crime charged or which may be
required as evidence thereof.' State v. Harris, 279 N.C. 307,
310, 182 S.E.2d 364, 366-67 (1971) (quoting State v. Roberts, 276
N.C. 98, 102, 171 S.E.2d 440, 443 (1970)). Further, a search
may be made before an actual arrest and still be justified as a
search incident to arrest, if, as here, the arrest is made
contemporaneously with the search. State v. Brooks, 337 N.C.
132, 145, 446 S.E.2d 579, 587 (1994) (citing, inter alia,
Rawlings v. Kentucky, 448 U.S. 98, 65 L. Ed. 2d 633 (1980)).
Accordingly, we must consider whether Detective Saul
had probable cause to arrest defendant before seizing his shoes.
Although Detective Saul testified at the suppression hearing that
he did not believe he had probable cause to arrest defendant
before he seized his shoes,
[Detective Saul's] subjective opinion is not
material. Nor are the courts bound by an
officer's mistaken legal conclusion as to the
existence or non-existence of probable cause
or reasonable grounds for his actions. The
search or seizure is valid when the objectivefacts known to the officer meet the standard
required.
State v. Peck, 305 N.C. 734, 741, 291 S.E.2d 637, 641-42 (1982);
see also Scott v. United States, 436 U.S. 128, 56 L. Ed. 2d 168
(1978).
Probable cause for an arrest has been
defined to be a reasonable ground of
suspicion, supported by circumstances
sufficiently strong in themselves to warrant
a cautious man in believing the accused to be
guilty. . . . To establish probable cause
the evidence need not amount to proof of
guilt, or even to prima facie evidence of
guilt, but it must be such as would actuate a
reasonable man acting in good faith.
Harris, 279 N.C. at 311, 182 S.E.2d at 367 (quoting 5 Am. Jur. 2d
Arrests § 44 (1962)) (alteration in original). Probable cause
deal[s] with probabilities. These are not technical; they are
the factual and practical considerations of everyday life on
which reasonable and prudent men, not legal technicians, act.
Brinegar v. United States, 338 U.S. 160, 175, 93 L. Ed. 1879,
1890 (1949).
The record establishes that Detective Saul had probable
cause to arrest defendant before he seized defendant's shoes. In
making an arrest, an officer may rely upon information received
through an informant, rather than upon his direct observations,
so long as the informant's statement is reasonably corroborated
by other matters within the officer's knowledge. Jones v.
United States, 362 U.S. 257, 269, 4 L. Ed. 2d 697, 707 (1960),
overruled on other grounds by United States v. Salvucci, 448 U.S.
83, 65 L. Ed. 2d 619 (1980). This rule applies to anonymous
informants as well as informants who have supplied reliableinformation in the past. Illinois v. Gates, 462 U.S. 213, 244,
76 L. Ed. 2d 527, 552 (1983). Detective Saul was able to
corroborate almost all of the information in the anonymous tip,
including defendant's name, age, race, marital status, criminal
status, and area of employment, as well as the street on which
the victim lived. Detective Saul also knew that the murderer had
entered through a window in the victim's house and that the
victim was found with blood on her face; the anonymous tipster
reported that the murderer had climbed in an open window and had
hit the victim so hard she bled from her ears. These indicia of
reliability gave credibility to the anonymous tipster. See State
v. Hughes, 353 N.C. 200, 539 S.E.2d 625 (2000). In addition to
the tip, Detective Saul independently had reason to believe the
murderer wore Chuck Taylor shoes. When he went to speak with
defendant, Detective Saul found him wearing Chuck Taylor shoes,
providing sufficient probable cause to arrest defendant.
As noted previously, a search may be made before an
actual arrest and still be justified as a search incident to
arrest, if, as here, the arrest is made contemporaneously with
the search. Brooks, 337 N.C. at 145, 446 S.E.2d at 587 (citing
Rawlings, 448 U.S. 98, 65 L. Ed. 2d 633). Although defendant was
not formally arrested until after Detective Saul had compared
defendant's shoes to the shoe-impression photographs, [a] formal
declaration of arrest by the officer is not a prerequisite to the
making of an arrest. State v. Tippett, 270 N.C. 588, 596, 155
S.E.2d 269, 275 (1967); see also State v. Jackson, 280 N.C. 122,
185 S.E.2d 202 (1971). Here, defendant voluntarily agreed to bedriven to the Criminal Investigations Division in Greensboro.
Detective Saul told defendant he was not under arrest, and we
have noted that an individual's voluntary agreement to accompany
law enforcement officers to a place customarily used for
interrogation does not constitute an arrest. State v. Johnson,
317 N.C. 343, 346 S.E.2d 596 (1986). However, Detective Saul's
subsequent actions amounted to an arrest. When defendant refused
to allow Detective Saul to examine his shoes, Detective Saul left
defendant waiting in a windowless interrogation room with the
door closed. He arranged for a uniformed police officer to
remain outside the interrogation room while he obtained a search
warrant. When Detective Saul returned, he seized defendant's
shoes and left him in the same room with the door closed and the
officer outside.
We have held that [w]hen a law enforcement
officer, by word or actions, indicates that
an individual must remain in the officer's
presence . . . , the person is for all
practical purposes under arrest if there is a
substantial imposition of the officer's will
over the person's liberty.
State v. Zuniga, 312 N.C. 251, 260, 322 S.E.2d 140, 145 (1984)
(quoting State v. Sanders, 295 N.C. 361, 376, 245 S.E.2d 674, 684
(1978)) (first alteration in original) (defendant was under
arrest when detained at a Knoxville, Tennessee bus station
pending arrival of North Carolina law enforcement officers, even
though defendant was not formally placed under arrest until he
returned to North Carolina the next day). Stranded without
shoes, away from work and his hometown, defendant suffered a
restraint on freedom of movement of the degree associated with aformal arrest. State v. Gaines, 345 N.C. 647, 662, 483 S.E.2d
396, 405, cert. denied, 522 U.S. 900, 139 L. Ed. 2d 177 (1997).
We emphasize that the taking of defendant's shoes was
qualitatively different from a seizure of other pieces of
personalty such as a watch, glasses, or even some garments
because, as a practical matter, defendant could not walk out
barefoot or wearing only socks. Taking defendant's shoes
effectively immobilized him. See United States v. Beck, 140 F.3d
1129, 1136 (8th Cir. 1998) ([A]ny doubts that Beck had that he
was free to drive away were extinguished when, after refusing
consent to a search of his automobile, Officer Taylor ordered
Beck to get out of his automobile and to stand on the side of the
road.); United States v. Gordon, 917 F. Supp. 485, 488 (W.D.
Tex. 1996) (where driver stopped in Louisiana on trip from Texas
to Florida, detention of vehicle is detention of driver because
the detention relieved him of his sole means of transportation).
Based on the detention triggered by the seizure of
defendant's shoes coupled with Detective Saul's preexisting
probable cause, we conclude that defendant was not merely
detained but was placed under arrest at the moment Detective Saul
seized his shoes. Because the arrest was contemporaneous with
the seizure, it was justified as a search incident to arrest.
'In the course of [a] search [incident to arrest], the officer
may lawfully take from the person arrested any property which
such person has about him and which is connected with the crime
charged or which may be required as evidence thereof.' Harris,279 N.C. at 310, 182 S.E.2d at 366-67 (quoting Roberts,
276 N.C.
at 102, 171 S.E.2d at 443).
In determining that the seizure of defendant's shoes
was lawful as a search incident to arrest, we necessarily hold
that defendant's arrest was supported by probable cause.
Therefore, we conclude that defendant's confession was not
obtained through an illegal seizure or arrest. This assignment
of error is overruled.
[2]We next address whether the trial court erred in
denying defendant's motion to suppress his confession based upon
defendant's contention that it was not voluntary because it was
induced by misstatements and a false promise made by Detective
Saul. After Detective Saul returned from comparing defendant's
shoes to the photographs of shoe impressions, he advised
defendant of his Miranda rights, then questioned him for an hour
and a half. During the questioning, he told defendant that his
shoes matched the tread of the shoe prints found at the murder
scene and that shoe prints were just like fingerprints.
Detective Saul also told defendant he might get a lesser sentence
if he would confess. Defendant made no incriminating statements
during this interrogation. It was only after defendant was
formally arrested that he asked to speak with Detective Saul and
subsequently gave a confession.
A confession is admissible if it was given voluntarily
and understandingly. State v. Schneider, 306 N.C. 351, 355, 293
S.E.2d 157, 160 (1982). Whether a confession is voluntary is a
question of law fully reviewable on appeal. State v. Greene,332 N.C. 565, 579-80, 422 S.E.2d 730, 738 (1992). Lies or
trickery used by the police are not to be condoned by the
courts, but standing alone, . . . they are not sufficient to
render defendant's confession inadmissible. State v. Jackson,
308 N.C. 549, 582, 304 S.E.2d 134, 152 (1983). The
admissibility of the confession must be decided by viewing the
totality of the circumstances, one of which may be whether the
means employed were calculated to procure an untrue confession.
Id. at 574, 304 S.E.2d at 148. Other factors to be considered
are the defendant's mental capacity; whether the defendant was
in custody at the time the confession was made; and the presence
of psychological coercion, physical torture, threats, or
promises. Greene, 332 N.C. at 579, 422 S.E.2d at 738.
We agree with the trial court's conclusion of law that
defendant's confession was voluntary. Detective Saul's
representations that shoe prints were just like fingerprints
and that defendant's shoes matched those impressions found at
the murder scene were exaggerations based upon his quick
comparison of the photographed print with the shoes recovered
from defendant rather than a proper forensic examination. The
State's expert at trial was careful to clarify that shoe prints
are not equivalent to fingerprints. Nevertheless, because she
also testified that the shoe prints found at the scene were
consistent in size and design with the shoes seized from
defendant, Detective Saul's statements to defendant were
incorrect in degree but were not outright fabrications. Although
Detective Saul made no promises to defendant in exchange for aconfession during this initial interview, he did tell defendant
that he might receive a lesser sentence if he confessed.
However, Detective Saul made no commitment, and defendant made no
statement in response to this suggestion.
Only after defendant was formally arrested did he ask
another officer for an opportunity to speak further with
Detective Saul. At his request for something to eat, defendant
was provided coffee and crackers. Detective Saul gave defendant
his Miranda rights for a second time, and defendant signed a
written waiver. Defendant was coherent and told Detective Saul
that he could read. He signed and initialed his written
statement. Accordingly, we hold that the trial court correctly
considered the totality of circumstances and determined on the
basis of competent evidence that defendant's confession was
voluntary and not triggered by any improper police conduct. See,
e.g., State v. Corley, 310 N.C. 40, 47, 311 S.E.2d 540, 544
(1984) (under totality of circumstances test, statement by
officer to the defendant that 'things would be a lot easier on
him if he went ahead and told the truth' did not render the
defendant's statement involuntary). This assignment of error is
overruled.
CAPITAL SENTENCING PROCEEDING
[3]Defendant raises two issues pertaining to his
sentence. He first contends that the instruction on Issue Three,
weighing mitigating circumstances against aggravating
circumstances, unconstitutionally prohibited an individual juror
from considering mitigating circumstances found in Issue Two bythe individual juror but not by the unanimous jury. The record
shows that the trial court correctly instructed jurors that they
need not be unanimous to find particular mitigating circumstances
under Issue Two. McKoy v. United States, 494 U.S. 433, 108 L.
Ed. 2d 369 (1990). However, when instructing jurors as to the
weighing of these circumstances under Issue Three, the trial
court stated: When deciding this issue, each juror may consider
any mitigating circumstance or circumstances that the jury
determined to exist by a preponderance of the evidence in issue
two. (Emphasis added.) The pattern jury instruction, which has
been approved by this Court, State v. Lee, 335 N.C. 244, 439
S.E.2d 547, cert. denied, 513 U.S. 891, 130 L. Ed. 2d 162 (1994),
reads: When deciding this issue, each juror may consider any
mitigating circumstance or circumstances that he or she
determined to exist by a preponderance of the evidence in Issue
Two. N.C.P.I.--Crim. 150.10 (1990) (emphasis added).
Although the instruction was erroneous, the error was
harmless. An instruction containing an identical mistake was
given in State v. Robinson, 336 N.C. 78, 443 S.E.2d 306 (1994),
cert. denied, 513 U.S. 1089, 130 L. Ed. 2d 650 (1995), where
twenty mitigating circumstances were submitted to the jury
pursuant to Issue Two. As here, the trial court instructed that
'[w]hen deciding this issue, each juror may consider any
mitigating circumstance or circumstances that the jury determined
to exist by a preponderance of the evidence in Issue Two.' Id.
at 122, 443 S.E.2d at 328 (alteration in original). We held that
any error was harmless beyond a reasonable doubt. The jury was clearly and unambiguously
instructed for each of the twenty mitigating
circumstances submitted in Issue Two that
only one or more of the jurors was required
to find that the mitigating circumstance
existed and that it was deemed mitigating.
Thus, in order for the jury to find the
existence of a mitigating circumstance, it
was expressly clear that only one juror was
required to find that circumstance. The
jurors were then instructed in Issue Three
that [i]f you find from the evidence one or
more mitigating circumstances, you must weigh
the aggravating circumstances against the
mitigating circumstances. No individual
juror was therefore precluded in Issue Three
from considering mitigating evidence that the
juror alone found in Issue Two.
Id. at 123, 443 S.E.2d at 328.
In the case at bar, the trial court instructed the jury
on twenty-two mitigating circumstances employing the same
language used in Robinson on Issues Two and Three. While the
pattern jury instruction should have been used, we conclude that
the trial court's error was harmless beyond a reasonable doubt.
[4]Defendant next argues the trial court committed
prejudicial error by submitting to the jury the mitigating
circumstance contained in N.C.G.S. § 15A-2000(f)(1), that
defendant has no significant history of prior criminal activity.
The record indicates that defendant neither requested nor
objected to the submission of this circumstance.
In capital cases, the judge shall include in his
instructions to the jury that it must consider any aggravating
circumstance or circumstances or mitigating circumstance or
circumstances . . . which may be supported by the evidence.
N.C.G.S. § 15A-2000(b) (1999). In determining whether to submit
the (f)(1) circumstance, the court must consider whether arational jury could conclude that defendant had no significant
history of prior criminal activity. State v. Wilson, 322 N.C.
117, 143, 367 S.E.2d 589, 604 (1998). [T]he [trial court's]
focus should be on whether the criminal activity is such as to
influence the jury's sentencing recommendation. State v.
Greene, 351 N.C. 562, 569, 528 S.E.2d 575, 580, cert. denied, 531
U.S. 1041, 148 L. Ed. 2d 543 (2000). In the case at bar, the
evidence showed that defendant had four prior convictions for
violent felonies. The oldest was a 1986 conviction for common
law robbery, followed by three convictions in 1990 for robbery
with a dangerous weapon, second-degree kidnaping, and assault on
a law enforcement officer, all stemming from a single incident.
Although defendant argues that no rational juror could
have found that he had no significant criminal history, we
previously have held that submission of the (f)(1) circumstance
is not necessarily error where a defendant had prior felony
convictions. In State v. Geddie, 345 N.C. 73, 478 S.E.2d 146
(1996), cert. denied, 522 U.S. 825, 139 L. Ed. 2d 43 (1997), the
defendant had committed two felonies fifteen and ten years before
the instant offense, while a third felony was an attempt
committed five years before the instant offense. We held that
there was sufficient evidence to support the submission of the
(f)(1) mitigating circumstance. Id. at 102, 478 S.E.2d at 161.
In State v. Smith, 347 N.C. 453, 496 S.E.2d 357, cert. denied,
525 U.S. 845, 142 L. Ed. 2d 91 (1998), the defendant had prior
convictions for breaking and entering, larceny, and arson, in
addition to a history of illegal drug use. The trial court gavethe (f)(1) instruction over defendant's objection. In accordance
with Walker, we held that the trial court did not err to
defendant's prejudice by submitting the (f)(1) mitigating
circumstance. Id. at 470, 496 S.E.2d at 367. Moreover, even if
submission of the (f)(1) circumstance was error here, we have
held that [a]bsent extraordinary facts . . . , the erroneous
submission of a mitigating circumstance is harmless. State v.
Walker, 343 N.C. 216, 223, 469 S.E.2d 919, 923, cert. denied, 519
U.S. 901, 136 L. Ed. 2d 180 (1996).
In the case at bar, we discern no extraordinary facts
that make any error by the trial court in giving this instruction
prejudicial to defendant. Additionally, as defendant concedes,
it is not error to submit the (f)(1) mitigating circumstance
where a defendant's prior convictions are also used to support
the submission of the (e)(3) aggravating circumstance that
defendant had been previously convicted of a felony involving
the use or threat of violence to the person. N.C.G.S.
§ 15A-2000(e)(3); see also State v. Blakeney, 352 N.C. 287, 531
S.E.2d 799 (2000), cert. denied, 531 U.S. 1117, 148 L. Ed. 2d 780
(2001). Similarly, we are not persuaded by defendant's argument
that submitting the (f)(1) circumstance violated his federal
constitutional right to counsel under the Sixth Amendment.
Smith, 347 N.C. at 470, 496 S.E.2d at 367. Under the
circumstances of this case, it is inconceivable that the jury
would have returned a different verdict if the (f)(1) mitigating
circumstance had not been submitted to the jury. Strickland v.Washington, 466 U.S. 668, 80 L. Ed. 2d 674 (1984). This
assignment of error is overruled.
PRESERVATION ISSUES
Defendant raises five issues that he concedes have been
previously decided contrary to his position by this Court.
Defendant contends the statutory short-form murder indictment
insufficiently charged the elements of first-degree murder and
failed to specify the aggravating circumstances upon which the
State would rely. However, this Court consistently has held that
the short-form murder indictment is adequate to charge first-
degree murder. State v. Braxton, 352 N.C. 158, 531 S.E.2d 428
(2000), cert. denied, ___ U.S. ___, 148 L. Ed. 2d 797 (2001).
Defendant contends the trial court erred by denying his motion
for allocution. We have held that a criminal defendant does not
have such a right. State v. Green, 336 N.C. 142, 443 S.E.2d 14,
cert. denied, 513 U.S. 1046, 130 L. Ed. 2d 547 (1994). Defendant
argues the trial court committed plain error by using the term
satisfy in its instructions to the jury to define a defendant's
burden of persuasion for mitigating circumstances. This Court
has held such an instruction proper. State v. Payne, 337 N.C.
505, 448 S.E.2d 93 (1994), cert. denied, 514 U.S. 1038, 131 L.
Ed. 2d 292 (1995). Defendant argues the trial court erred by
allowing the jury to refuse to give effect to nonstatutory
mitigating evidence if the jury deemed the evidence not to have
mitigating value. This Court has rejected defendant's argument.
Id. Finally, defendant argues that the trial court erred by
instructing the jurors on Issues Three and Four that each jurormay consider mitigating circumstances found in Issue Two. This
argument was rejected in Lee, 335 N.C. 244, 439 S.E.2d 547.
Defendant raises these issues for the purpose of
permitting this Court to reexamine its prior holdings and also
for the purpose of preserving them for possible further judicial
review of his case. We have considered these issues and find no
compelling reason to depart from our prior holdings. These
assignments of error are overruled.
PROPORTIONALITY REVIEW
[5]Finally, we must determine: (1) whether the record
supports the aggravating circumstances found by the jury;
(2) whether the death sentence was imposed under the influence of
passion, prejudice, or any other arbitrary factor; and
(3) whether the death sentence is excessive or disproportionate
to the penalty imposed in similar cases, considering both the
crime and the defendant. N.C.G.S. § 15A-2000(d)(2). Here, the
jury found four aggravating circumstances pursuant to N.C.G.S.
§ 15A-2000(e)(3) and one aggravating circumstance pursuant to
N.C.G.S. § 15A-2000(e)(5). As to the (e)(3) circumstances, the
jury found that defendant had previously been convicted of common
law robbery, assault on a law enforcement officer, second-degree
kidnaping, and armed robbery, all of which are felonies involving
the use or threat of violence to the person of another. As to
the (e)(5) circumstance, the jury found that defendant committed
the instant murder while in the commission of first-degree
burglary. Our review of the record, transcripts, and briefs
satisfies us that there was ample evidence to support both thesubmission of the aggravating circumstances to the jury and the
finding of these circumstances by the jury. Our review also has
failed to reveal any evidence that defendant's death sentence was
imposed under the influence of passion, prejudice, or any other
arbitrary factor.
We now consider the proportionality of defendant's
sentence. In addition to the statutory aggravating circumstances
discussed above, the court also submitted twenty-two mitigating
circumstances, of which one or more jurors found seven:
(1) defendant was under the influence of a mental or emotional
disturbance; (2) defendant was suffering from a mental condition
insufficient to constitute a defense but which significantly
reduced his culpability; (3) defendant acknowledged wrongdoing at
an early stage in the process; (4) defendant expressed remorse at
an early stage and has a support system in the community;
(See footnote 1)
(5) defendant was under the influence of cocaine to a significant
degree at the time of the offense; (6) defendant did not plan tokill Ms. McCracken at the time he broke into her apartment; and
(7) defendant suffered emotional abuse as a child.
In our proportionality review, we compare the case at
bar with other cases in which we have found the death sentence to
be disproportionate. State v. McCollum, 334 N.C. 208, 433 S.E.2d
144 (1993), cert. denied, 512 U.S. 1254, 129 L. Ed. 2d 895
(1994). This Court has found the death penalty disproportionate
in seven cases. State v. Benson, 323 N.C. 318, 372 S.E.2d 517
(1988); State v. Stokes, 319 N.C. 1, 352 S.E.2d 653 (1987); State
v. Rogers, 316 N.C. 203, 341 S.E.2d 713 (1986), overruled on
other grounds by State v. Gaines, 345 N.C. 647, 483 S.E.2d 396,
and by State v. Vandiver, 321 N.C. 570, 364 S.E.2d 373 (1988);
State v. Young, 312 N.C. 669, 325 S.E.2d 181 (1985); State v.
Hill, 311 N.C. 465, 319 S.E.2d 163 (1984); State v. Bondurant,
309 N.C. 674, 309 S.E.2d 170 (1983); State v. Jackson, 309 N.C.
26, 305 S.E.2d 703 (1983).
Of these seven, we address in detail those most
analogous to the case at bar. In Benson, 323 N.C. 318, 372
S.E.2d 517, a robbery-murder case, the defendant held up the
victim at a bank, firing a shotgun blast that injured the victim
in the legs. The victim later died from cardiac arrest resulting
from loss of blood. The murder conviction was based upon felony
murder only, and the single aggravating circumstance found was
that the murder was committed for pecuniary gain, (e)(6). The
jury found as a mitigating circumstance that the defendant was
under the influence of a mental or emotional disturbance, (f)(2);
that the defendant had no significant history of prior criminalactivity, (f)(1); that the defendant confessed, cooperated, and
pled guilty during trial; and that the defendant had been
abandoned by his mother at an early stage. We also noted that
because he shot at the victim's legs, the defendant apparently
did not intend to kill the victim. In the case at bar, defendant
was also found to have been under the influence of a mental or
emotional disturbance. However, unlike the defendant in Benson,
defendant here was convicted under the theory of premeditation
and deliberation as well as the theory of felony murder, he had a
history of prior violent felony convictions, his actions at the
scene of the robbery were consistent with an intentional killing,
and the murder took place in the victim's home.
In Stokes, the defendant and three accomplices
conspired to rob a businessman at his office. During the
robbery, the victim was fatally beaten. The defendant was found
guilty under the theory of felony murder and was sentenced to
death. We found no error in the guilt-innocence phase but
ordered a new sentencing hearing. State v. Stokes, 308 N.C. 634,
304 S.E.2d 184 (1983), At that hearing, the defendant presented
evidence that he had been diagnosed as being borderline mentally
retarded with a full-scale IQ of 70. The jury found as
mitigating circumstances that the defendant had no significant
history of prior criminal activity, (f)(1); that the murder was
committed while the defendant was under the influence of a mental
or emotional disturbance, (f)(2); that the defendant's capacity
to appreciate the criminality of his conduct or to conform his
conduct to the requirements of law was impaired (f)(6); and thatthe defendant was seventeen years old at the time of the offense,
(f)(7). The jury also found the catchall circumstance and seven
nonstatutory mitigating circumstances. The jury found as an
aggravating circumstance that the murder was especially heinous,
atrocious, or cruel, (e)(9). Noting also that the codefendants
had not received the death penalty and that the defendant's
degree of culpability was contested in the evidence, we held
Stokes' death sentence to be disproportionate. Stokes, 319 N.C.
1, 352 S.E.2d 653. In the case at bar, as in Stokes, defendant
was found to have been under the influence of a mental or
emotional disturbance. Also, as will be discussed below,
defendant in the case at bar has a diminished IQ. However,
unlike the defendant in Stokes, defendant here was convicted on
the theory of premeditation and deliberation in addition to
felony murder; the jury did not find that defendant's capacity to
appreciate the criminality of his conduct or to conform his
conduct to the requirements of law was impaired; and defendant,
who was approximately thirty-six years old at the time of the
offense, had a significant history of prior violent felonies and
killed the victim in her home rather than at a place of
employment.
In Young, 312 N.C. 669, 325 S.E.2d 181, the defendant
and two others who had been drinking all evening went to the
victim's home for the ostensible purpose of purchasing liquor.
Once inside, however, the defendant stabbed the victim, then
instructed one of the others to finish [the victim]. The
defendant and the others then stole valuables from the victim'shome. The defendant was convicted of first-degree murder,
apparently on the theory of premeditation and deliberation. The
jury found as aggravating circumstances that the murder was
committed during the commission of a robbery or burglary, (e)(5),
and that it was committed for pecuniary gain, (e)(6). The
mitigating circumstances submitted were the defendant's age of
nineteen and the catchall mitigating circumstance. The jury
found one or more unspecified mitigating circumstances, but found
them insufficient to outweigh the aggravating circumstances, and
recommended a sentence of death. After reviewing similar cases,
we concluded that Young's behavior was not as egregious as that
of other defendants who had received the death penalty and held
that the death sentence was disproportionate.
We have also examined the remaining cases cited above
where the death penalty was determined to be disproportionate and
have determined that none are substantially similar to the case
at bar. As part of our review, we also compare the instant case
with cases where the death penalty has been found proportionate.
McCollum, 334 N.C. 208, 433 S.E.2d 144. Although we consider all
the cases in the pool of similar cases, we are not required to
cite all those cases every time we undertake this responsibility.
State v. Peterson, 350 N.C. 518, 516 S.E.2d 131 (1999), cert.
denied, 528 U.S. 1164, 145 L. Ed. 2d 1087 (2000). Nevertheless,
several recent robbery-murder cases are pertinent, as discussed
below.
In State v. Meyer, 353 N.C. 92, 540 S.E.2d 1 (2000),
the defendant and another broke into the home of an elderlycouple. The defendant stabbed each victim fatally, while his
codefendant also stabbed one of the victims. The defendant pled
guilty to both murders (the theory of each murder was not
specified). At the defendant's sentencing hearing, the jury
found the following aggravating circumstances as to each victim:
the murder was committed during the course of a robbery, (e)(5);
the murder was committed during the course of a burglary, (e)(5);
the murder was especially heinous, atrocious, or cruel, (e)(9);
and the murder was part of a course of conduct in which the
defendant engaged and which included the commission by the
defendant of other crimes of violence against another person,
(e)(11). The only mitigating circumstance found by the jury was
that the defendant had no significant criminal history, (f)(1).
In our opinion, we observed that among the statutory aggravating
circumstances, (e)(3) (prior history of violent felonies), (e)(5)
(capital felony committed while defendant was in commission of
burglary, among other offenses), (e)(9) (capital felony was
especially heinous, atrocious, or cruel), and (e)(11) (course of
conduct) have been held sufficient to support a death sentence
even when standing alone. Id. at 120, 540 S.E.2d at 18 (citing
State v. Bacon, 337 N.C. 66, 110 n.8, 446 S.E.2d. 542, 566 n.8
(1994), cert. denied, 513 U.S. 1159, 130 L. Ed. 2d 1083 (1995)).
We also noted that the victims were killed in their home. We
concluded that the death sentences were not disproportionate.
In State v. Roseboro, 351 N.C. 536, 528 S.E.2d 1, cert.
denied, 531 U.S. 1019, 148 L. Ed. 2d 498 (2000), the defendant was
convicted of first-degree murder based on theories ofpremeditation and deliberation and of felony murder. He was also
convicted of first-degree rape, first-degree burglary, felony
larceny, and possession of stolen property. A codefendant
initially broke into the victim's home. He was joined later by
the defendant, who suffocated the victim and raped her as she lay
dying or shortly after death. The defendant presented evidence
that he had borderline intelligence and suffered from personality
disorder and chronic substance dependence disorder. The jury
found as aggravating circumstances that the murder was committed
during the commission of a burglary, (e)(5), and that the murder
was committed during the commission of a rape, (e)(5). The jury
found as mitigating circumstances that the defendant's capacity
to appreciate the criminality of his conduct and to conform to
the requirements of the law was impaired, (f)(6), and that the
defendant aided in the apprehension of another capital felon,
(f)(8). We concluded that the death sentence was proportionate.
In State v. Thomas, 350 N.C. 315, 514 S.E.2d 486, cert.
denied, 528 U.S. 1006, 145 L. Ed. 2d 388 (1999), the defendant
broke into the victim's home. After binding and gagging the
victim, the defendant stabbed him thirty-six times, then stole
the victim's wallet, clothing, and automobile. The defendant was
convicted of first-degree murder based on premeditation and
deliberation and on felony murder. The jury found as aggravating
circumstances that the defendant had a history of prior violent
felonies, (e)(3); that the murder occurred during the commission
of a burglary, (e)(5); and that the murder was especially
heinous, atrocious, or cruel,(e)(9). The jury found fourunspecified mitigating circumstances. In our proportionality
review, we observed that we had found no death sentence
disproportionate where the (e)(3) aggravating circumstance had
been found. We also noted that a finding of first-degree murder
based on theories of premeditation and deliberation and of felony
murder is significant. Id. at 365, 514 S.E.2d at 517; accord
State v. Harris, 338 N.C. 129, 161, 449 S.E.2d 371, 387 (1994) (a
finding of premeditation and deliberation evinces 'a more
calculated and cold-blooded crime') (quoting Lee, 335 N.C. at
297, 439 S.E.2d at 575), cert. denied, 514 U.S. 1100, 131 L. Ed.
2d 752 (1995). We concluded that the death penalty was
proportionate.
In State v. Barnes, 345 N.C. 184, 481 S.E.2d 44, cert.
denied, 522 U.S. 876, 139 L. Ed. 2d 134 (1997), and cert. denied,
523 U.S. 1024, 140 L. Ed. 2d 473 (1998), a codefendant who needed
money enlisted two others into a robbery scheme. (The appeals of
the three codefendants were all addressed in this case.) The
three broke into the victims' home; shot the two victims fatally;
then stole money, jewelry, and firearms. The defendants used the
proceeds of the crime to purchase drugs. All three defendants
were found guilty of first-degree murder based on premeditation
and deliberation and on felony murder. After a capital
sentencing proceeding, the jury recommended life for one
codefendant and death for the other two. For purposes of this
analysis, we focus on the defendants who received death
sentences. The jury found the same aggravating circumstances for
each defendant: each had a prior record of violent felonies,(e)(3); the murders were committed for pecuniary gain,(e)(6); the
murders were especially heinous, atrocious, or cruel, (e)(9); and
the murders were part of a course of conduct that included the
commission by the defendant of other crimes of violence against
another person,(e)(11). The jury found ten mitigating
circumstances as to one defendant and no mitigating circumstances
as to the other defendant. We concluded that the death sentence
for each defendant was not disproportionate.
In State v. Adams, 347 N.C. 48, 490 S.E.2d 220 (1997),
cert. denied, 522 U.S. 1096, 139 L. Ed. 2d 878 (1998), the
defendant broke into the home of the seventy-year-old female
victim to steal money for a marijuana purchase. When the victim
awoke, the defendant fatally stabbed her and fled, taking $38.00.
Shortly thereafter, the defendant turned himself in and
confessed. Evidence was presented to show that the defendant had
a borderline personality with dependent and histrionic traits and
was marijuana-dependent. He was convicted of first-degree murder
on the basis of premeditation and deliberation and of felony
murder. The jury found as aggravating circumstances that the
murder was committed to effect the defendant's escape,(e)(4);
that the murder was committed in commission of an armed
robbery,(e)(5); and that the murder was especially heinous,
atrocious, or cruel, (e)(9). The opinion does not state what, if
any, mitigating circumstances were found, but we did note that
there was no evidence that the defendant was unable to appreciate
the criminality of his conduct. We concluded that the death
penalty was not disproportionate. Finally, in State v. Chandler, 342 N.C. 742, 467 S.E.2d
636, cert. denied, 519 U.S. 875, 136 L. Ed. 2d 133 (1996), the
defendant, who apparently was looking for marijuana, cut a door
screen to gain access to the victim's house. While inside, he
killed the victim, a ninety-year-old widow, by means of a massive
blow to the head. The defendant was convicted of first-degree
murder on the basis of felony murder, with first-degree burglary
as the underlying felony. The sole aggravating circumstance
found by the jury was that the murder was committed for pecuniary
gain,(e)(6). The jury rejected the defendant's proposed
mitigating circumstance that the defendant suffered from an
impaired capacity to appreciate the criminality of his conduct,
(f)(6). In conducting our proportionality review, we noted the
defendant did not seek medical help for the victim. In addition,
the defendant's efforts to fabricate an alibi showed a lack of
remorse. We also observed that the murder took place in the
victim's home and stated that such a killing particulary shocks
the conscience because it constitutes a violation of 'an
especially private place, one in which a person has a right to be
secure.' Id. at 763, 467 S.E.2d at 648 (quoting State v. Brown,
320 N.C. 179, 231, 358 S.E.2d 1, 34, cert. denied, 484 U.S. 970,
98 L. Ed. 2d 406 (1987)). We concluded that the death sentence
was not disproportionate.
Based on these and other similar cases in the pool, we
discern the following salient factors pertaining to defendant
here: (1) defendant was convicted on the theory of premeditation
and deliberation and the theory of felony murder, see State v.Thomas, 350 N.C. 315, 514 S.E.2d 486; (2) defendant murder
ed the
elderly victim in her home, see State v. Meyer, 353 N.C. 92, 540
S.E.2d 1; State v. Chandler, 342 N.C. 742, 467 S.E.2d 636;
(3) the jury found defendant had a history of violent felony
convictions,(e)(3), and no death sentence has been
disproportionate where this circumstance has been found, see
State v. Thomas, 350 N.C. 315, 514 S.E.2d 486; (4) the jury found
aggravating circumstances pursuant to both (e)(3) and (e)(5),
each of which is alone sufficient to support a death sentence,
see State v. Meyer, 353 N.C. 92, 540 S.E.2d 1; (5) defendant took
no steps to seek help for the victim, see State v. Chandler, 342
N.C. 742, 467 S.E.2d 636; (6) defendant was an adult, compare
State v. Robinson, 342 N.C. 74, 463 S.E.2d 218 (1995) (defendant
age twenty-one), cert. denied, 517 U.S. 1197, 134 L. Ed. 2d 793
(1996) with Stokes, 319 N.C. 1, 352 S.E.2d 653 (defendant age
seventeen); and (7) defendant's actions in Ms. McCracken's
apartment were consistent with a deliberate killing, cf. State v.
Benson, 323 N.C. 318, 372 S.E.2d 517. These factors all indicate
that defendant's death sentence is not disproportionate.
In addition, we feel compelled to address defendant's
mental and intellectual status. Defendant presented the
testimony of Claudia Coleman, Ph.D., who was qualified and
recognized by the court as an expert in clinical psychology,
neuropsychology, and forensic psychology. During the guilt-
innocence portion of the proceedings, defendant offered
Dr. Coleman's testimony for the purpose of casting doubt on the
credibility of his confession to Detective Saul. In a voir direconducted in the absence of the jury, Dr. Coleman described the
various tests she had administered to defendant, including tests
for intelligence and screening for neurological difficulties.
The intelligence test yielded an overall verbal IQ of 68, a
performance score of 63, and a full-scale IQ of 63. Other tests
showed defendant's reading, spelling, and arithmetic scores were
significantly below average for his age, but his memory was
within normal limits. Dr. Coleman testified during voir dire
that defendant demonstrated symptoms of schizophrenic process,
along with a history of alcohol and drug dependence. When asked
her opinion of defendant's intelligence, Dr. Coleman responded:
[I]t is my opinion that he has not
historically functioned within the . . . true
range of mental retardation. I believe that
he's probably functioned in the borderline
range. . . . [I]t's still significantly
below normal or average, but above actual
retardation. . . . I believe that some of
the time[d] test[s] on the intelligence
testing were biased to a certain degree
because of his psychomotor slowness. Now, I
have to qualify my own opinion. Again, it
may be that because he has had the head
injuries [which defendant self-reported to
Dr. Coleman] that he has functioned in that
range. But I don't have information that
he's functioned quite that low. It appears
that he's functioned a little bit higher than
retardation.
She went on to clarify that because the antipsychotic and
tranquilizing drugs being taken by defendant could have the side
effect of slowing his thinking and performance, her opinion that
defendant's intelligence category was borderline rather than
retarded took into account the effect of these prescribed drugs
on his test scores. After voir dire was completed, Dr. Coleman testified
before the jury. Her testimony concerning defendant's
intelligence was that
he was functioning within the mild range of
mental retardation on the testing across the
board for both verbal and performance I.Q.
scores. And it resulted in an overall I.Q.
score within the range of mild mental
retardation. . . . [T]hat score was . . .
the full scale at 63. . . . [A]gain, I . . .
think that the performance test was
influenced somewhat by some medication he was
on, and it's probably a little higher than
that.
She summed up her testimony in the guilt-innocence phase by
stating:
First of all, [defendant], in my opinion, has
the symptoms, and has had them for quite a
while, of a schizophrenic process, . . .
specifically what is characterized as
undifferentiated schizophrenia.
Schizophrenia is a very serious major mental
illness that involves a person, disturbance
and disorganization in a person's thinking,
behavior, mood. . . . [I]t is also my
opinion with regard to the available
information that he has a serious, very
serious, long history of substance
dependence. The substances being primarily
alcohol, marihuana, cocaine, and at one time
heroin. . . . [I]t is my impression that
[defendant's] performance I.Q. is down, the
one I got from him, because of medication
side effects that he takes for his psychotic
symptoms. He's on an antipsychotic
medication, and has been on it for some time.
Those types of medications tend to slow a
person down. It slows their thinking and
kind of behaviorally slows them. And because
of that, we often on -- particularly on motor
or times tasks get some deficits that if an
individual weren't on the medication, we
wouldn't find. In other words, it would be a
little higher.
Now, on the verbal I.Q. testing his
score within the mentally retarded range
should not have been affected significantlyby the medication. But historically he has
functioned, in my opinion, more in the
borderline range. Which, if you look at
average functioning, what you've got is
superior, high average, average, low average.
And this holds for I.Q. or social
functioning. Borderline and then
retarded. . . . [I] think that he has
certainly functioned intellectually and
socially and adaptively in the borderline
range, which is, again, below average. And
significantly below average but probably
within the range of retardation. I cannot be
sure of that unless we were able to
administer the tests when he was mentally
stable and not on medication.
(See footnote 2)
After the jury returned a verdict of guilty, defendant
recalled Dr. Coleman at the sentencing phase. She again
testified that defendant exhibited borderline mental functioning
with verbal functioning in the mildly retarded range. As noted
above, at least one juror found as a mitigating circumstance
pertinent to the instant analysis that defendant was under the
influence of a mental or emotional disturbance at the time of the
offense, that defendant suffered from a mental condition
insufficient to constitute a defense but which significantly
reduced defendant's culpability, and that defendant was under the
influence of cocaine at the time of the offense. However, no
juror found the capacity of the defendant to appreciate the
criminality of his conduct or to conform his conduct to the
requirements of the law was impaired or defendant's limited
mental capacity at the time of the commission of the offensesignificantly reduced defendant's culpability for the offense,
even though these factors were submitted to the jury.
It appears the jury heeded Dr. Coleman's testimony.
Her opinions that defendant was suffering from schizophrenic
process and that his intellectual status was borderline rather
than retarded are reflected in the jury's findings of, and
failure to find, the corresponding mitigating circumstances.
Because defendant's own expert provided opinion testimony that he
was not retarded, and because the jurors, who heard defendant and
the expert, found he was not retarded, we conclude that our
earlier decisions addressing retarded capital defendants are only
marginally pertinent. See, e.g., State v. Holden, 346 N.C. 404,
488 S.E.2d 514 (1997), cert. denied, 522 U.S. 1126, 140 L. Ed. 2d
132 (1998); State v. Skipper, 337 N.C. 1, 446 S.E.2d 252 (1994),
cert. denied, 513 U.S. 1134, 130 L. Ed. 2d 895 (1995); McCollum,
334 N.C. 208, 433 S.E.2d 144. The fact that defendant's IQ fell
in the borderline range does not affect our conclusion, after
reviewing the record in its entirety, that the sentence of death
was not disproportionate.
Nevertheless, we are aware that defendant's IQ raw
score falls into the retarded range and that Governor Michael F.
Easley has signed legislation that provides that a mentally
retarded defendant shall not be sentenced to death. Act of Aug.
4, 2001, ch. 346, sec. 1, 2001 N.C. Sess. Laws (adding N.C.G.S.
§ 15A-2005 effective 1 October 2001 for trials docketed to begin
on or after that date). This legislation includes a provision
applicable to defendants who may be mentally retarded but havealready been sentenced to death. Ch. 346, sec. 3, 2001 N.C.
Sess. Laws (adding N.C.G.S. § 15A-2006 effective 1 October 2001).
At the time of defendant's trial, his counsel had no reason to
anticipate that defendant's IQ would have the significance that
it has now assumed. Accordingly, we additionally hold that our
ruling today as to other issues in defendant's trial shall not
prejudice any right of defendant to seek post-conviction relief
pursuant to this new legislation.
Based upon the foregoing, we conclude that defendant
received a fair trial, free of prejudicial error.
NO ERROR.
Footnote: 1 We note that the circumstance of defe
ndant's support
system was submitted to the jury in two different numbered
sections of the verdict sheet. The jury found such a support
system in one section and failed to find such a support system in
the other section. Out of an abundance of caution, we will
assume that the jury made the finding favorable to defendant.
Footnote: 2 &n
bsp; We note that the penultimate sentence in this portion of
Dr. Coleman's testimony appears inconsistent with the rest of her
testimony. Because she elsewhere testified several times that
she believed defendant fell in the borderline range, we assume
either that she misspoke here or that a transcription error
occurred.
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