**FINAL**
STATE OF NORTH CAROLINA v. RODNEY TAYLOR
No. 505A99
(Filed 17 August 2001)
1. Criminal Law--motion to continue--reasonable time to prepare case
The trial court did not abuse its discretion in a capital first-degree murder and robbery
with a dangerous weapon trial by denying defendant's motion to continue when defendant had
twenty-eight days' notice of the trial date, because counsel had adequate notice that the trial was
imminent and had a reasonable time to prepare for trial.
2. Confessions and Incriminating Statements--motion to suppress--Sixth Amendment
right to counsel--extradition
The trial court did not abuse its discretion in a capital first-degree murder and robbery
with a dangerous weapon trial by denying defendant's motion to suppress his confession made to
North Carolina police officers while he was placed in custody in Florida for the sole purpose of
extradition to North Carolina, because: (1) defendant's Sixth Amendment right to counsel had not
attached prior to or during defendant's confinement for extradition to North Carolina; (2)
defendant knowingly, voluntarily, and understandingly signed a waiver of his rights; and (3) there
is no evidence of coercion.
3. Jury--selection--prosecutor's use of word necessary
The trial court did not err in a capital first-degree murder and robbery with a dangerous
weapon trial by allowing the prosecutor to repeatedly use the word necessary during jury
selection to allegedly imply that the death penalty is necessary to deter crime, because: (1) it
cannot be said that the question as to whether the jurors thought the death penalty was
necessary conveyed to the jury the impression that the death penalty is a deterrent to crime; and
(2) it is improper to speculate as to what each juror felt was the reason for the necessity or lack of
necessity for the death penalty.
4. Jury--selection--possible biases of prospective jurors
The trial court did not abuse its discretion in a capital first-degree murder and robbery
with a dangerous weapon trial by preventing defense counsel from probing the possible biases of
prospective jurors, because: (1) the trial court gave defense counsel numerous opportunities to
pose rephrased questions to prospective jurors; and (2) although defendant focuses on the trial
court's act of sustaining the prosecutor's objection to his question concerning whether a juror
thought it was wrong to question what a police officer says, defendant's counsel elicited several
answers from the juror concerning his past contacts with police officers and the juror stated that
nothing in these contacts would affect his service as a juror.
5. Jury--excusal for cause--bias against imposing death penalty
The trial court did not err in a capital first-degree murder and robbery with a dangerous
weapon trial by excusing for cause a prospective juror based on his alleged bias against imposing
the death penalty because although the prospective juror did not unequivocally state his bias
against the death penalty, it cannot be said that the trial court could have only been left with the
impression that the juror would follow the law impartially.
6. Witnesses--expert--qualifications
The trial court did not abuse its discretion in a capital first-degree murder and robbery
with a dangerous weapon trial by ruling that a witness was not qualified to testify as an expert
under N.C.G.S. § 8C-1, Rule 702(a) regarding the position of the victim's body when he was
shot, because: (1) it did not appear the witness had the experience necessary to testify regarding
this particular matter, and the trial court did not believe this testimony would be helpful; and (2)
the testimony had previously been elicited from the State's pathologist on cross-examination, and
the trial court was within its discretion under N.C.G.S. § 8C-1, Rule 403 to exclude this
testimony as cumulative.
7. Sentencing--capital--mitigating circumstances--mental capacity to appreciate
criminality of conduct--mental or emotional disturbance--expert testimony excluded
The trial court did not err in a capital sentencing proceeding by excluding the testimony of
defendant's expert witness as to his opinion on the N.C.G.S. § 15A-2000(f)(6) mitigating
circumstance concerning defendant's mental capacity to appreciate the criminality of his conduct
or on the N.C.G.S. § 15A-2000(f)(2) mitigating circumstance concerning whether defendant was
under the influence of a mental or emotional disturbance at the time of the murder, because: (1)
the expert was not qualified to gave what was in essence a medical opinion as to any possible
mental defect defendant had based on his drug use; and (2) the expert's testimony lacked the
requisite uniqueness regarding this defendant.
8. Sentencing--capital--mitigating circumstances--combining instead of submitting
separately
The trial court did not err in a capital sentencing proceeding by combining requested
mitigating circumstances and excluding some submitted mitigating circumstances, instead of
submitting the proposed circumstances separately and independently, because the trial court's
final list of mitigating circumstances subsumed the proposed mitigating circumstances to the
exclusion of none.
9. Sentencing--capital--mitigating circumstances--request for peremptory instruction
on all
The trial court did not err in a capital sentencing proceeding by denying defendant's
request for a peremptory instruction on all mitigating circumstances submitted to the jury,
because: (1) a trial court is not required to sift through all the evidence and determine which of
defendant's proposed mitigating circumstances entitle him to a peremptory instruction; (2) it is
insufficient for a defendant to submit a general request for peremptory instructions without
specifying the evidence that supports each of those instructions; and (3) a defendant must also
distinguish his requests between statutory and nonstatutory mitigating circumstances.
10. Sentencing--capital--death penalty proportionate
The trial court did not err by imposing the death penalty in a first-degree murder case,
because: (1) defendant was found guilty on the basis of premeditation and deliberation and under
the felony murder rule; (2) the jury found the N.C.G.S. § 15A-2000(e)(4) aggravating
circumstance that the murder was committed to avoid lawful arrest and the N.C.G.S. § 15A-2000(e)(5) aggravating circumstance that the
murder was committed while defendant was
engaged in the commission of a robbery; (3) defendant left the victim dead in the middle of the
road; and (4) defendant admitted that he shot the victim while the victim was on his knees facing
away from defendant, showing an egregious disregard for human life.
Appeal as of right pursuant to N.C.G.S. § 7A-27(a) from a
judgment imposing a sentence of death entered by Fullwood, J., on
23 October 1998 in Superior Court, New Hanover County, upon a
jury verdict finding defendant guilty of first-degree murder. On
24 February 2000, the Supreme Court allowed defendant's motion to
bypass the Court of Appeals as to his appeal of an additional
judgment. Heard in the Supreme Court 12 February 2001.
Roy A. Cooper, Attorney General, by Tiare B. Smiley, Special
Deputy Attorney General, for the State.
Margaret Creasy Ciardella for defendant-appellant.
BUTTERFIELD, Justice.
On 2 February 1998, defendant was indicted for first-degree
murder and for robbery with a dangerous weapon. Defendant was
tried capitally before a jury at the 12 October 1998 Criminal
Session of Superior Court, New Hanover County. The jury found
defendant guilty of first-degree murder on the basis of
premeditation and deliberation and under the felony murder rule.
The jury also found defendant guilty of robbery with a dangerous
weapon. Following a capital sentencing proceeding, the jury
recommended a sentence of death for the first-degree murder
conviction. On 23 October 1998, the trial court sentenced
defendant to death. The trial court also sentenced defendant to
a consecutive minimum sentence of 103 months' imprisonment and a
maximum of 133 months' imprisonment for the robbery conviction. Defendant appealed his sentence of death for first-degree murder
to this Court as of right. On 24 February 2000, this Court
allowed defendant's motion to bypass the Court of Appeals as to
his appeal of the robbery conviction and judgment.
At trial, the State's evidence tended to show that on
1 January 1998, defendant and his brother, Kashene Taylor, left
the Hillcrest Housing Complex in Wilmington, North Carolina, with
Brian Troy shortly before 6:00 p.m. and drove to Bryan Road.
Defendant and Troy got out of the car and talked briefly. As
Troy knelt in the road, defendant shot him in the head and upper
body. Defendant and Kashene Taylor then returned to apartment 4
in the Hillcrest Housing Complex.
The victim's body was discovered by a passing motorist, who
summoned the paramedics and police. When the paramedics arrived
at 6:32 p.m., they found the victim's lifeless body in the
roadway. Officers from the Wilmington Police Department arrived
shortly afterwards and secured the scene. An autopsy performed
on the victim's body on 2 January 1998 revealed gunshot wounds to
the head and the hip. The cause of death was determined to be
the gunshot wound to the head.
The victim's father, Willie Troy, Jr. (Mr. Troy), testified
that he dropped his son off between 5:00 p.m. and 5:15 p.m. on
1 January 1998 near the intersection of 13th and Mears Streets in
Wilmington. He stated that his son had indicated to him that he
was going to visit friends at apartment 4. Mr. Troy also
testified that he gave his son $10.00 as he got out of the car
and that his son was carrying a pager. The victim sold drugs for defendant. Katie Coe, defendant's
girlfriend, testified that she told defendant that the victim had
told her that he had spent the money he owed defendant. The
victim told defendant that a member of the Wilmington Police
Department's city/county vice-narcotics team had confiscated the
drugs from him. Sergeant Billy Maultsby of the Wilmington Police
Department testified that Ms. Coe told him that defendant did not
feel that the victim was being truthful about the drugs and money
the victim owed defendant and that defendant was upset by the
contradictory stories. Ms. Coe also testified that the victim
left apartment 4 sometime before 6:00 p.m. to purchase marijuana.
According to Ms. Coe, defendant and Kashene Taylor arrived
shortly thereafter and left to find the victim. Veronica
Roberts, Michael Coe's girlfriend, testified that she, defendant,
Kashene Taylor, Michael Coe, and Katie Coe were all present when
the victim arrived. According to Ms. Roberts, defendant motioned
for the victim to step outside, and Kashene Taylor followed them.
The victim was not with defendant when he returned to the
apartment. Katie Coe testified that defendant was breathing hard
when he returned. On the night of 1 January 1998, after Mr. Troy
told the police of his son's intention to visit his friends, the
police went to apartment 4. Defendant, Michael Coe, and Katie
Coe were present when the police arrived. The apartment
occupants confirmed that the victim had been there that evening.
On 2 January 1998, defendant and Katie Coe left Fayetteville,
North Carolina, by bus for New York, New York. During the bus
ride to New York, defendant told Ms. Coe that he had shot thevictim. Ms. Coe returned to Wilmington from New York after
calling the Wilmington Police Department. A magistrate issued a
warrant for defendant's arrest on 8 January 1998. Defendant was
subsequently located in Fort Lauderdale, Florida.
In Florida, defendant was presented to a Broward County
committing magistrate on 9 January 1998. On 11 January 1998, two
Wilmington Police Department detectives interviewed defendant in
the Broward County jail. At that time, defendant gave taped and
written confessions of the murder. Defendant waived extradition
and was returned to North Carolina. The arrest warrant was
served upon defendant on 23 January 1998.
PRETRIAL ISSUES
[1]In his first assignment of error, defendant
contends that the trial court committed reversible error in
denying his motion to continue, thereby denying his
constitutional due process rights. Defendant argues that twenty-
eight days' notice of the trial date was insufficient time for
defendant to prepare his defense adequately. Defendant was
appointed counsel in late January 1998 and assistant counsel in
early February 1998. A hearing pursuant to Rule 24 of the
General Rules of Practice for the North Carolina Superior and
District Courts was held on 12 March 1998, at which time
defendant was informed that his case would be tried as a capitalcase. On 1 September 1998, defendant was notified that the trial
would begin on 12 October 1998.
Ordinarily, a motion to continue is addressed to the
discretion of the trial court, and absent a gross abuse of that
discretion, the trial court's ruling is not subject to review.
State v. Searles, 304 N.C. 149, 153, 282 S.E.2d 430, 433 (1981).
When a motion to continue raises a constitutional issue, the
trial court's ruling is fully reviewable upon appeal. Id. Even
if the motion raises a constitutional issue, a denial of a motion
to continue is grounds for a new trial only when defendant shows
both that the denial was erroneous and that he suffered prejudice
as a result of the error. State v. Branch, 306 N.C. 101, 104,
291 S.E.2d 653, 656 (1982).
It is implicit in the constitutional [guarantee] of
assistance of counsel . . . that an accused and his counsel shall
have a reasonable time to investigate, prepare and present his
defense. However, no set length of time is guaranteed and
whether defendant is denied due process must be determined under
the circumstances of each case. State v. McFadden, 292 N.C.
609, 616, 234 S.E.2d 742, 747 (1977). Defendant cites the
distance from New Hanover County to defendant's place of
confinement, the busy trial schedules of both counsel, and the
logistics of obtaining records and procuring witnesses from
Florida and New York as having made the twenty-eight days' notice
of trial burdensome. Defendant contends that the trial court's
denial of the motion to continue denied his constitutional rightsby not allowing his attorneys adequate time to prepare for trial.
Defendant was represented by two experienced and competent trial
attorneys. The record reveals that defendant had filed numerous
defense motions well prior to trial. Counsel was given notice
that the State was prepared to set the case for trial in June
1998. In its findings, the trial court found that there had been
some discussion of an August 1998 trial date. While the record
is devoid of any indication that defendant either agreed to or
voiced any objection to the August trial date, there is no
evidence that the trial judge erred in denying the motion to
continue. The record in the case sub judice reveals that counsel
had adequate notice that the trial was imminent and had a
reasonable time to prepare for trial. The trial court's denial
of the motion to continue was not erroneous, nor was it
prejudicial to defendant. This assignment of error is overruled.
[2]Defendant next assigns error to the trial court's
denial of the motion to suppress his confession. Defendant
contends that the motion to suppress should have been granted
based on a violation of his Fifth and Sixth Amendment rights.
The record indicates that on 8 January 1998, a New Hanover County
magistrate issued a warrant for defendant's arrest for murder.
After the warrant was issued, North Carolina authorities were
informed that defendant had fled to Fort Lauderdale, Florida.
Using the Police Information Network (PIN), North Carolina
authorities notified Fort Lauderdale authorities of the arrest
warrant. Defendant was located in Fort Lauderdale and was placed
into custody. On 9 January 1998, defendant appeared before a Broward
County, Florida, committing magistrate. The committing
magistrate ordered defendant held in the Broward County jail for
the Wilmington, North Carolina, murder. At the request of the
Florida public defender, the judge issued an oral order
prohibiting law enforcement officers from speaking to defendant
about the matter. On Sunday, 11 January 1998, detectives from
the Wilmington Police Department went to the Broward County jail
and interviewed defendant. Defendant then confessed to the
victim's murder. Defendant contends that his Sixth Amendment
right to counsel attached upon appointment of counsel at his
9 January 1998 extradition probable cause hearing before the
Florida committing magistrate. We disagree.
Central to defendant's argument is the point at which
defendant's Sixth Amendment right to counsel attached. It is
well settled that an accused is entitled to the assistance of
counsel at every critical stage of the criminal process as
constitutionally required under the Sixth and Fourteenth
Amendments to the United States Constitution. As we have said
previously, a defendant's right to counsel under the Sixth and
Fourteenth Amendments attaches only at such time as adversary
judicial proceedings have been instituted 'whether by way of
formal charge, preliminary hearing, indictment, information or
arraignment.' State v. Franklin, 308 N.C. 682, 688, 304 S.E.2d
579, 583 (1983) (quoting Kirby v. Illinois, 406 U.S. 682, 689, 32
L. Ed. 2d 411, 417 (1972)), overruled on other grounds by Statev. Parker, 315 N.C. 222, 337 S.E.2d 487 (1985). This Court
stated in State v. McDowell, 301 N.C. 279, 289, 271 S.E.2d 286,
293 (1980), cert. denied, 450 U.S. 1025, 68 L. Ed. 2d 220 (1981):
While it is true that the investigation had
narrowed its focus upon [the defendant], it
had not so progressed that the state had
committed itself to prosecute. It is only
when the defendant finds himself confronted
with the prosecutorial resources of the state
arrayed against him and immersed in the
complexities of a formal criminal prosecution
that the sixth amendment right to counsel is
triggered as a guarantee.
Initially, we must determine if defendant's Sixth
Amendment right to counsel had attached prior to his confinement
in Florida. In what appears to be a case of first impression,
the instant case presents us with the question of whether the
issuance of an arrest warrant for first-degree murder alone is
sufficient to trigger the Sixth Amendment right to counsel. The
United States Supreme Court has expressly declined to extend a
defendant's Sixth Amendment right to counsel to the point of his
arrest. The Court's rulings in Massiah v. United States, 377
U.S. 201, 12 L. Ed. 2d 246 (1964); Kirby, 406 U.S. 682, 32 L. Ed.
2d 411; and Brewer v. Williams, 430 U.S. 387, 51 L. Ed. 2d 424
(1977), clearly established that law enforcement officers cannot
initiate interrogation of a defendant without counsel present
after the right to counsel has attached. In Williams, the
defendant's right to counsel attached at his arraignment;
however, in Massiah, the right attached at indictment. Williamsdispelled the notion that the Massiah rule was applica
ble only
after indictment.
In United States v. Gouveia, 467 U.S. 180, 81 L. Ed. 2d
146 (1984), the Court declined to extend the Massiah-Williams
rule to the time of a defendant's arrest. The Court in Gouveia
plainly stated, we have never held that the right to counsel
attaches at the time of arrest. Id. at 190, 81 L. Ed. 2d at
155. Rather, the determination of when the right to counsel
attaches is based on the rule established in Kirby that the right
attaches only upon the commencement of adversary judicial
criminal proceedings where the state has committed itself to
prosecute.
As the Court noted in Gouveia, the right to counsel
exists to protect the accused during trial-type confrontations
with the prosecutor. Id.. Under N.C.G.S. § 15A-642(b),
indictment may not be waived in a capital case or in a case in
which the defendant is not represented by counsel. An arrest
warrant for first-degree murder is not a sufficient charging
document upon which a defendant can be tried. Therefore, an
arrest warrant for first-degree murder in this state is not a
formal charge as contemplated under Kirby. Defendant's Sixth
Amendment right to counsel did not attach either at the issuance
of the warrant or at the time of his arrest upon the warrant
following his return to North Carolina. Defendant bases a portion of his argument on the
mistaken belief that he was arrested in Florida for the charge of
murder and attempts to incorporate substantive Florida law that
would pertain only to a defendant being charged with a crime
committed in Florida. Contrary to defendant's allegations that
he was not picked up as a fugitive, it is clear to us that
defendant, who was suspected of murder in North Carolina and not
Florida, was placed into custody in Florida for the sole purpose
of extradition to North Carolina.
Florida and North Carolina have adopted a Uniform
Criminal Extradition Act. Under the Act, the asylum state may
hold the fugitive until a Governor's Warrant is issued by the
demanding state's executive. Extradition is a right granted to
the states under Article IV, Section 2, Clause 2 of the United
States Constitution. Extradition is based upon comity and full
faith and credit between the states in order to facilitate the
speedy trial of persons ultimately prosecuted in the demanding
state. See 31A Am. Jur. 2d Extradition §§ 1-3 (1989). An
extradition proceeding is intended to be a summary and mandatory
executive proceeding. State v. Owen, 53 N.C. App. 121, 123, 280
S.E.2d 44, 45, disc. rev. denied, 304 N.C. 200, 285 S.E.2d 107
(1981); State v. Carter, 42 N.C. App. 325, 328, 256 S.E.2d 535,
537, appeal dismissed and disc. rev. denied, 298 N.C. 301, 259
S.E.2d 302 (1979).
Under both North Carolina and Florida law, an indigent
person being held for extradition is entitled to appointedcounsel. N.C.G.S. § 7A-451(a)(5) (1999); Fla. Stat. ch. 941.10
(2001). The right to counsel for indigents in extradition
proceedings is statutory, not constitutional. Here, defendant's
Florida counsel was appointed to represent defendant during his
extradition proceeding. A fugitive may challenge extradition by
applying for a writ of habeas corpus in the asylum state. We
note that the record is devoid of any indication that defendant
sought a writ of habeas corpus while in Florida. The question of
whether defendant would have had a constitutional right to
counsel during a Florida habeas corpus proceeding is not relevant
here. Furthermore, when a fugitive voluntarily returns to North
Carolina, he has waived his right to challenge those extradition
matters which are exclusive to the asylum state. State v.
Cutshall, 109 N.C. 764, 772, 14 S.E. 107, 109 (1891).
On 11 January 1998, two detectives with the Wilmington
Police Department arrived at the Broward County jail to question
defendant. Defendant gave detailed taped and written
confessions. Defendant argues that this was in violation of the
committing magistrate's bench order that no law enforcement
officers speak to defendant concerning this matter. A
determination of whether the actions of the North Carolina law
enforcement officers violated the Florida magistrate's order is
not dispositive of the admissibility of defendant's confession in
his prosecution for murder in North Carolina.
Defendant maintains that the requested order
prohibiting law enforcement contact was an implied assertion todeal with law enforcement officers, from any jurisdiction, only
through counsel. Defendant's argument is premised on the belief
that his Sixth Amendment right to counsel had attached at his
arrest or with the appointment of counsel. Our determination
that the right to counsel had not attached nullifies any merit
defendant's argument may have had. This leaves any violation of
the magistrate's order as a matter exclusively for the Florida
courts. Any violation did not affect defendant's constitutional
rights and, therefore, is not relevant to our considerations.
Without any attachment of the Sixth Amendment right to counsel, a
suspect is free to waive the rights available to him under
Miranda v. Arizona, 384 U.S. 436, 16 L. Ed. 2d 694 (1966), and
its progeny.
The question before this Court is whether defendant
knowingly and intelligently waived his Miranda rights prior to
his 11 January 1998 confession. Defendant was read his Miranda
rights at 10:45 a.m. on 11 January 1998. Defendant then
knowingly, voluntarily, and understandingly signed a waiver of
those rights. Defendant's confession was untainted by coercion
and was properly admissible at trial.
Defendant's Sixth Amendment right to counsel did not
attach prior to or during his confinement for extradition to
North Carolina. The right was not triggered by the issuance of
the arrest warrant, the detention of defendant in Florida, or the
appointment of counsel for extradition purposes. We hold that
there was no violation of defendant's Fifth, Sixth, or FourteenthAmendment rights. Accordingly, we conclude that the trial court
did not err in denying defendant's motion to suppress his
confession. This assignment of error is overruled.
JURY SELECTION
[3]Defendant also assigns error to the trial court's
ruling allowing the prosecutor to repeatedly use the word
necessary during jury selection. Defendant maintains that the
word necessary implies to the prospective jurors that the death
penalty is necessary to deter crime. As both defendant and the
State properly observe, this Court examined a similar occurrence
in State v. Willis, 332 N.C. 151, 420 S.E.2d 158 (1992), in which
we stated:
We also cannot say that the question as
to whether the jurors thought the death
penalty was necessary conveyed to the jury
the impression that the death penalty is a
deterrent to crime. The question does not
imply why the death penalty is necessary and
the members of the jury might have different
reasons for thinking it is necessary. We
cannot speculate as to what each juror felt
was the reason for the necessity or the lack
of necessity for the death penalty.
Id. at 182, 420 S.E.2d at 173. Defendant has presented no
persuasive argument that distinguishes the facts in the instant
case from those in Willis. This assignment of error is without
merit.
[4]In conjunction with the preceding assignment of
error, defendant maintains that the trial court erred in not
allowing defense counsel to probe the possible biases of
prospective jurors. Defendant identifies several instances wherethe trial court sustained the prosecutor's objections to defense
counsel's voir dire questions. Many of the instances cited by
defendant relate to the prosecutor's use of the word necessary.
There remains one instance that requires our consideration.
The extent and manner of questioning during jury voir
dire is within the sound discretion of the trial court. State
v. Richardson, 346 N.C. 520, 529, 488 S.E.2d 148, 153 (1997),
cert. denied, 522 U.S. 1056, 239 L. Ed. 2d 652 (1998). It is
well recognized in this jurisdiction that both the State and
defendant have a right to question prospective jurors about their
views on the death penalty so as to insure a fair and impartial
verdict. State v. Adcock, 310 N.C. 1, 10, 310 S.E.2d 587, 593
(1984). The extent and manner of inquiry into prospective
jurors' qualifications in a capital case is a matter that rests
largely in the trial judge's discretion and his rulings will not
be disturbed absent a showing of an abuse of that discretion.
Id. Examination of the record indicates that the trial judge
gave defense counsel numerous opportunities to pose rephrased
questions to prospective jurors. In particular, defendant
focuses on the trial court's act of sustaining the prosecutor's
objection to his question concerning whether a juror thought it
was wrong to question what a police officer says. This,
defendant maintains, precluded him from determining whether the
juror had any biases toward police officers.
To the contrary, immediately after the prosecutor's
objection was sustained, defendant's counsel elicited severalanswers from the juror concerning his past contacts with police
officers. This colloquy ended with the juror stating that there
was nothing in these contacts that would affect his service as a
juror. We hold that defendant has failed to show any abuse of
discretion on the part of the trial judge. This assignment of
error is overruled.
[5]Defendant also assigns error to the trial court's
excusal for cause of a prospective juror, alleging that the juror
was qualified to serve under Wainwright v. Witt, 469 U.S. 412, 83
L. Ed. 2d 841 (1985), and Witherspoon v. Illinois, 391 U.S. 510,
20 L. Ed. 2d 776 (1968). It is well settled in this state that a
prospective juror's bias against the death penalty need not be
proven with 'unmistakable clarity.' State v. Jaynes, 353 N.C.
534, ___ S.E.2d ___, ___, 2001 WL 817647, *9 (July 20, 1001) (No.
194A92-2) (quoting State v. Miller, 339 N.C. 663, 679, 455 S.E.2d
137, 145, cert. denied, 516 U.S. 893, 133 L. Ed. 2d 169 (1995));
accord State v. Davis, 325 N.C. 607, 624, 386 S.E.2d 418, 426
(1989), cert. denied, 496 U.S. 905, 110 L. Ed. 2d 268 (1990). It
is not a matter of whether the venireman utters formulary words
that determines his fitness to serve in a capital trial. Rather,
it is the juror's ability to adhere to his oath and follow the
law as given by the trial court. [T]here will be situations
where the trial judge is left with the definite impression that a
prospective juror would be unable to faithfully and impartially
apply the law. Wainwright, 469 U.S. at 425-26, 83 L. Ed. 2d at
852. Reviewing courts are required to pay deference to the trialcourt's judgment concerning the juror's ability to follow the law
impartially. Davis, 325 N.C. at 624, 386 S.E.2d at 426.
Defendant points to the lengthy voir dire of Joseph
Sylvester, attempting to illustrate Mr. Sylvester's desire to
follow the law impartially. Mr. Sylvester stated on several
occasions that he was in favor of the death penalty. However,
when asked if he could be part of the machinery that imposes the
death penalty, he responded, No, sir. Mr. Sylvester continued
to give conflicting answers that were observable by the trial
judge. After rehabilitation, where he indicated he could follow
the judge's instructions, Mr. Sylvester was asked by the trial
judge if he could vote for the death penalty. Mr. Sylvester
responded, See, that, I'm not sure yet. I'm for the death
penalty, but I myself, personally, I don't know if I can handle
it, that's what I'm saying. Faced with the conflicting
responses of the juror, the trial judge allowed the motion to
excuse the juror for cause. Although the venireman did not
unequivocally state his bias against the death penalty without
conflicting himself, we cannot say that the trial court could
have only been left with the impression that the juror would
follow the law impartially. We give the trial court due
deference in its ability to determine this juror's ability to
follow the law impartially. Accordingly, we defer to the trial
judge and overrule this assignment of error.
GUILT-INNOCENCE PHASE
[6]Defendant assigns error to the trial court's ruling
that Wayne Hill was not qualified to testify as an expert witnessregarding the position of the victim's body when he was shot.
The admissibility of expert testimony is governed by Rule 702 of
the North Carolina Rules of Evidence, which provides, If
scientific, technical or other specialized knowledge will assist
the trier of fact to understand the evidence or to determine a
fact in issue, a witness qualified as an expert by knowledge,
skill, experience, training, or education may testify thereto in
the form of an opinion. N.C.G.S. § 8C-1, Rule 702(a) (1999).
It is undisputed that expert testimony is properly admissible
when such testimony can assist the jury . . . . [T]he trial
judge is afforded wide latitude of discretion when making a
determination about the admissibility of expert testimony.
State v. Bullard, 312 N.C. 129, 139-40, 322 S.E.2d 370, 376
(1984). Although an expert's opinion testimony is not
objectionable merely because it embraces an ultimate issue, it
must be of assistance to the trier of fact in order to be
admissible. State v. Jackson, 320 N.C. 452, 459-60, 358 S.E.2d
679, 683 (1987).
After careful review of the record, we can find no
evidence that the trial judge abused his discretion in finding
that Wayne Hill was not qualified to testify as to the position
of the victim's body when the first shot was fired. The trial
judge aptly observed that while the witness had extensive
experience in a number of areas, it did not appear that he had
the experience necessary to testify regarding this particular
matter. The tendered witness has an associate of applied science
degree in police sciences, is an approved instructor inMassachusetts for an occupational school training course on
crime-scene photography and investigation, has self-published at
least two pamphlets on ammunition, and has had emergency medical
technician ambulance training. He has also had the opportunity
to view several accident scenes, help set a broken leg, review
autopsy photographs that he obtained from various medical
institutions, and receive training in tae kwon do and karate in
the Marine Corps. The record reveals that the witness planned to
testify chiefly to the possibility that the victim could have
been shot in some position other than kneeling. This testimony
had previously been elicited from the State's pathologist on
cross-examination. Indeed, the judge was well within his
discretion under N.C.G.S. § 8C-1, Rule 403 to exclude this
testimony as cumulative. We do not speculate as to whether the
witness' testimony would or would not have embraced the ultimate
question of defendant's guilt had he been allowed to testify. It
is sufficient that the trial judge properly rejected the tendered
expert because he was not satisfied with the witness' expertise
to testify in this area and did not believe that this witness'
testimony would be helpful. This assignment of error is
overruled.
SENTENCING PROCEEDING
[7]Defendant alleges that the trial court erroneously
excluded defendant's expert witness' testimony during the
sentencing proceeding. Dr. Darrell Irwin was accepted by the
trial court as an expert in sociology and criminology. Dr. Irwin
was allowed to testify extensively about defendant's childhoodand adolescent environments in which violence and drugs were
rife. The witness was not allowed to give an opinion on
defendant's mental capacity to appreciate the criminality of his
conduct or on whether defendant was under the influence of a
mental or emotional disturbance at the time of the murder. The
trial court, based on the witness' allowed testimony regarding
defendant's drug use on the day of the murder, submitted the
N.C.G.S. § 15A-2000(f)(6) mitigating circumstance, that
defendant's capacity to appreciate the criminality of his conduct
or to conform his conduct to the requirements of law, but did not
submit the N.C.G.S. § 15A-2000(f)(2) mitigating circumstance,
that the murder was committed while defendant was under the
influence of a mental or emotional disturbance. Defendant argues
that the excluded testimony would have increased the likelihood
that at least one juror would have found the (f)(6) mitigating
circumstance and would have supported the submission of the
(f)(2) mitigating circumstance. We do not find defendant's
arguments convincing.
Defendant correctly states that the admissibility of
mitigating evidence during the sentencing proceeding is not
constrained by the Rules of Evidence. N.C.G.S. § 8C-1, Rule
1101(b)(3) (1999). However, the trial judge may exclude evidence
that is repetitive, unreliable, or lacking an adequate
foundation. State v. Locklear, 349 N.C. 118, 158, 505 S.E.2d
277, 300 (1998), cert. denied, 526 U.S. 1075, 143 L. Ed. 2d 559
(1999). Defense counsel asked Dr. Irwin in the offer of proof,
Based on that model of drug violence, do you have an opinionabout whether Rodney Taylor could conform his conduct to the
requirements of the law? He responded, I think he operated in
a certain culture, which is a drug dealing subculture, and the
conduct there is not in accordance with the law. Defense
counsel then asked Dr. Irwin, Is it your opinion that his
ability to conform his conduct was impaired? Yes, he
responded. While Dr. Irwin was clearly qualified to give his
opinion as to the possible cultural affects living in a drug-
infested environment would have had on defendant, he was not
qualified to give what is in essence a medical opinion as to any
possible mental defect, as his training and experience were
insufficient to allow the court to admit this portion of his
testimony. The trial judge properly exercised his discretion in
excluding testimony that was unreliable for its intended purpose.
Although the courts have often properly allowed the testimony of
psychiatrists and psychologists to address mitigating
circumstances focused on a particular defendant's mental state,
we do not believe it proper to allow a sociologist who studies
the functions and patterns of groups to give this type of
testimony. Indeed, the above portions of testimony could have
applied to any family member or associate of defendant who grew
up in the same environment. The primary purpose of mitigating
circumstances is, as defendant notes, to treat the capital
defendant with that degree of respect due the uniqueness of the
individual. Lockett v. Ohio, 438 U.S. 586, 605, 57 L. Ed. 2d
973, 990 (1978). The witness' testimony lacked the requisite
uniqueness regarding this defendant, and the trial court did noterr in excluding the testimony. Accordingly, defendant was not
entitled to submission of the (f)(2) mitigating circumstance or
enhancement of the (f)(6) mitigating circumstance by this
testimony. These assignments of error are overruled.
[8]Defendant submitted fifty-three nonstatutory
mitigating circumstances at the charge conference. In addition
to statutory mitigating circumstances, the final list included
twelve nonstatutory mitigating circumstances and the N.C.G.S. §
15A-2000(f)(9) mitigating circumstance. Defendant assigns as
error the trial court's combining of the requested mitigating
circumstances and the exclusion of some submitted mitigating
circumstances. After a careful and thorough review of the
record, we hold that the trial court's final list of mitigating
circumstances subsumed the proposed mitigating circumstances to
the exclusion of none.
This Court has held that '[t]he refusal [of a trial
judge] to submit . . . proposed circumstances separately and
independently . . . [is] not error.' State v. Hartman, 344
N.C. 445, 468, 476 S.E.2d 328, 341 (1996) (quoting State v.
Greene, 324 N.C. 1,21, 376 S.E.2d 430, 443 (1989), sentence
vacated on other grounds, 494 U.S. 1002, 108 L. Ed. 2d 603
(1990)), cert. denied, 520 U.S. 1201, 137 L. Ed. 2d 708 (1997).
We have also stated that [i]f a proposed nonstatutory mitigating
circumstance is subsumed in other statutory or nonstatutory
mitigating circumstances which are submitted, it is not error for
the trial court to refuse to submit it. State v. Richmond, 347N.C. 412, 438, 495 S.E.2d 677, 691, cert. denied, 525 U.
S. 843,
142 L. Ed. 2d 88 (1998). For each of the contended omitted
mitigating circumstances, there existed a corresponding
mitigating circumstance that subsumed the proposed one. Also, at
least one juror found the (f)(9) catchall mitigating
circumstance. This finding indicates that the jury availed
itself of the opportunity to consider any evidence of mitigating
value. Defendant has failed to demonstrate any omission or any
improper combination of mitigating circumstances inconsistent
with the holdings of this Court. These assignments of error are
overruled.
[9]In another assignment of error, defendant alleges
that the trial court committed reversible constitutional error by
denying his request for a peremptory instruction on all
mitigating circumstances submitted to the jury. Defendant
maintains that all of the mitigating circumstances, except the
(f)(6) mitigating circumstance, submitted to the jury were
supported by uncontroverted evidence and that he was therefore
entitled to peremptory instructions on each. We disagree.
Defendant submitted a general written request asking that the
court give a peremptory instruction on all the mitigating
circumstances submitted. This Court held in State v. Gregory,
340 N.C. 365, 416, 459 S.E.2d 638, 667 (1995), cert. denied, 517
U.S. 1108, 134 L. Ed. 2d 478 (1996), that a trial court is not
required to sift through all the evidence and determine which of
defendant's proposed mitigating circumstances entitle him to aperemptory instruction. It is insufficient for a defendant to
submit a general request for peremptory instructions without
specifying the evidence that supports each of those instructions.
A defendant must also distinguish his requests between statutory
and nonstatutory mitigating circumstances. Id.; see also
Locklear, 349 N.C. at 161, 505 S.E.2d at 302. Defendant failed
to satisfy either of these requirements in his request. The
trial court did not err in denying defendant's peremptory
instruction request. This assignment of error is without merit.
PRESERVATION ISSUES
Defendant raises thirteen additional issues for the
purpose of permitting this Court to reexamine its prior holdings
and also for the purpose of preserving these issues for possible
further judicial review: (1) the trial court committed
reversible error by denying defendant's request for allocution
before the jury; (2) the trial court erred in instructing that
each juror may, rather than must, consider any mitigating
circumstances the juror determined to exist when deciding
sentencing Issues Three and Four; (3) the trial court committed
reversible error in denying defendant's motions to disclose the
theory upon which the State would seek a conviction of first-
degree murder and defendant's motion to dismiss the indictment
for first-degree murder; (4) the trial court erred in denying
defendant's request for individual voir dire and sequestration of
the jurors; (5) the North Carolina death penalty statute is
unconstitutional; (6) the trial court erred in denyingdefendant's motion for a bill of particulars as to aggravating
circumstances; (7) the trial court committed reversible error in
denying defendant's motion for an instruction on residual doubt
as a mitigating circumstance; (8) the trial court committed
reversible error in instructing the jury that all evidence
presented in the guilt phase of the trial was competent for jury
consideration during the sentencing phase of the trial; (9) the
trial court's instructions defining the burden of proof
applicable to mitigating circumstances violated defendant's
constitutional rights because they used the inherently ambiguous
and vague terms satisfaction and satisfy, thus permitting
jurors to establish for themselves the legal standard to be
applied to the evidence; (10) the trial court committed
reversible error in its instructions that the jury had a duty
to recommend death; (11) the trial court erred in its
instructions that the answers to Issues One, Three, and Four must
be unanimous; (12) the trial court committed reversible error in
its instructions that permitted jurors to reject a submitted
mitigating circumstance because it had no mitigating value; and
(13) the trial court committed reversible error in its
instructions as to what each juror may consider regarding the
mitigating circumstances in Issues Three and Four. We have
considered defendant's arguments on these issues and find no
compelling reason to depart from our prior holdings. Therefore,
we reject these assignments of error. PROPORTIONALITY REVIEW
[10]Finally, this Court has the exclusive statutory
duty in capital cases to review the record to determine
(1) whether the record supports the aggravating circumstances
found by the jury; (2) whether the death sentence was entered
under the influence of passion, prejudice, or any other arbitrary
factor; and (3) whether the death sentence is excessive or
disproportionate to the penalty imposed in similar cases,
considering both the crime and the defendant. N.C.G.S. §
15A-2000(d)(2) (1999). Having thoroughly reviewed the record,
transcripts, and briefs in the present case, we conclude that the
record fully supports the aggravating circumstances found by the
jury. We find no evidence that the sentence of death was imposed
under the influence of passion, prejudice, or any other arbitrary
consideration. Thus, we turn to our final statutory duty of
proportionality review.
In the present case, the jury found defendant guilty of
first-degree murder on the basis of premeditation and
deliberation and under the felony murder rule. At defendant's
capital sentencing proceeding, the jury found the two aggravating
circumstances submitted for its consideration: that the murder
was committed to avoid a lawful arrest, N.C.G.S. §
15A-2000(e)(4), and that the murder was committed while defendant
was engaged in the commission of a robbery, N.C.G.S. §
15A-2000(e)(5).
Three statutory mitigating circumstances were submitted
for the jury's consideration: defendant's capacity to appreciatethe criminality of his conduct or to conform his conduct to the
requirements of the law was impaired, N.C.G.S. § 15A-2000(f)(6);
defendant's age at the time of the murder, N.C.G.S. §
15A-2000(f)(7); and the catchall mitigating circumstance, that
there existed any other circumstance arising from the evidence
that the jury deems to have mitigating value, N.C.G.S. §
15A-2000(f)(9). Of these, the jury found the existence of only
the (f)(9) mitigator. Of the twelve nonstatutory mitigating
circumstances submitted by the trial court, one or more jurors
found the following four to have mitigating value: that
defendant was an illegitimate child without parental guidance and
without supervision for extended periods of time; that all of
defendant's parental figures, including his mother, have been
involved in the use and/or sale of drugs since defendant's birth
and were incarcerated for such activity during defendant's
formative years; that when defendant was a child, his mother
moved the family into several homes and neighborhoods where drugs
were openly sold and violence was prevalent; and that when
defendant was a teenager, his mother sold the family'spossessions, stole from her sons, and prostituted herself for
drug money.
The purpose of proportionality review is to eliminate
the possibility that a person will be sentenced to die by the
action of an aberrant jury. State v. Holden, 321 N.C. 125,
164-65, 362 S.E.2d 513, 537 (1987), cert. denied, 486 U.S. 1061,
100 L. Ed. 2d 935 (1988). Proportionality review also acts [a]s
a check against the capricious or random imposition of the death
penalty. State v. Barfield, 298 N.C. 306, 354, 259 S.E.2d 510,
544 (1979), cert. denied, 448 U.S. 907, 65 L. Ed. 2d 1137 (1980).
In conducting our proportionality review, we must compare the
present case with other cases in which this Court has ruled upon
the proportionality issue. State v. McCollum, 334 N.C. 208,
240, 433 S.E.2d 144, 162 (1993), cert. denied, 512 U.S. 1254, 129
L. Ed. 2d 895 (1994).
We have determined the death penalty to be
disproportionate on seven occasions. State v. Benson, 323 N.C.
318, 372 S.E.2d 517 (1988); State v. Stokes, 319 N.C. 1, 352
S.E.2d 653 (1987); State v. Rogers, 316 N.C. 203, 341 S.E.2d 713
(1986), overruled on other grounds by State v. Gaines, 345 N.C.
647, 483 S.E.2d 396, cert. denied, 522 U.S. 900, 139 L. Ed. 2d
177 (1997), and by State v. Vandiver, 321 N.C. 570, 364 S.E.2d
373 (1988); State v. Young, 312 N.C. 669, 325 S.E.2d 181 (1985);
State v. Hill, 311 N.C. 465, 319 S.E.2d 163 (1984); State v.
Bondurant, 309 N.C. 674, 309 S.E.2d 170 (1983); State v. Jackson,
309 N.C. 26, 305 S.E.2d 703 (1983). We conclude that this caseis not substantially similar to any case in which this Court has
found the death penalty disproportionate.
Several characteristics of this case support this
conclusion. Defendant was convicted of first-degree murder on
the basis of premeditation and deliberation. We have recognized
that a finding of premeditation and deliberation indicates 'a
more calculated and cold-blooded crime.' State v. Harris, 338
N.C. 129, 161, 449 S.E.2d 371, 387 (1994) (quoting State v. Lee,
335 N.C. 244, 297, 439 S.E.2d 547, 575, cert. denied, 513 U. S.
891, 130 L. Ed. 2d 162 (1994)), cert. denied, 514 U.S. 1100, 131
L. Ed. 2d 752 (1995). In none of the cases held disproportionate
by this Court did the jury find the existence of the (e)(4)
aggravating circumstance, as the jury did here. Moreover, in
only two cases has this Court held a death sentence
disproportionate despite the existence of multiple aggravating
circumstances. In Young, this Court considered inter alia that
the defendant had two accomplices, one of whom finished the
crime. Young, 312 N.C. at 688, 325 S.E.2d at 193. By contrast,
defendant in the present case acted alone. In Bondurant, this
Court weighed the fact that the defendant expressed concern for
the victim's life and remorse for his action by accompanying the
victim to the hospital. Bondurant, 309 N.C. at 694, 309 S.E.2d
at 182-83. In the present case, defendant left the victim dead
in the middle of a road.
We also consider cases in which this Court has held the
death penalty proportionate; however, we will not undertake to
discuss or cite all of those cases each time we carry out thatduty. State v. McCollum, 334 N.C. 208, 244, 433 S.E.2d 144, 164
(1993), cert. denied, 512 U.S. 1254, 129 L. Ed. 2d 895 (1994).
We conclude that this case is more similar to cases in which we
have found the sentence of death proportionate than to those in
which we have found it disproportionate.
This Court previously held proportionate a death
sentence based, as in the present case, solely on the (e)(4) and
(e)(5) statutory aggravating circumstances. State v. McCarver,
341 N.C. 364, 462 S.E.2d 25 (1995), cert. denied, 517 U.S. 1110,
134 L. Ed. 2d 482 (1996). Further, there are four statutory
aggravating circumstances that, standing alone, this Court has
held sufficient to support a sentence of death. See State v.
Warren, 347 N.C. 309, 328, 492 S.E.2d 609, 619 (1997), cert.
denied, 523 U.S. 1109, 140 L. Ed. 2d 818 (1998). The (e)(5)
statutory circumstance, which the jury found here, is among those
four. State v. Bacon, 337 N.C. 66, 110 n.8, 446 S.E.2d 542, 566
n.8 (1994), cert. denied, 513 U.S. 1159, 130 L. Ed. 2d 1083
(1995).
In the present case, defendant admitted to law
enforcement officials that he shot the victim while the victim
was on his knees facing away from defendant. The crime of which
defendant was convicted and the circumstances under which it
occurred manifest an egregious disregard for human life.
Accordingly, we conclude that the sentence of death recommended
by the jury and ordered by the trial court is not
disproportionate. We conclude that defendant received a fair trial and
capital sentencing proceeding, free from prejudicial error.
Accordingly, the sentence of death recommended by the jury is
left undisturbed.
NO ERROR.
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