All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Car olina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the North Carolina Reports and North Carolina Court of Appeals Reports, the latest print version is to be consid ered authoritative.
1. Evidence--guilt of another--mental history
The trial court did not err in a capital first-degree murder
prosecution by excluding evidence allegedly indicating that
someone else had killed the victim. Such evidence must point
directly to the guilt of a specific person and must be
inconsistent with the defendant' guilt. Here, even if the
evidence of this person's mental history indicated that he could
have been suspected of this crime, it was not inconsistent with
defendant's guilt. Furthermore, defendant failed to make an
offer of proof for some of the evidence.
2. Sentencing--capital--prosecutor-s argument--life in prison
The trial court did not err by not intervening ex mero motu
during the State's closing arguments in a capital sentencing
proceeding where the prosecutor commented on the life defendant
would have in prison.
3. Criminal Law--prosecutor's argument--capital sentencing--
mental health expert--financial considerations
The trial court did not err by not intervening ex mero motu
during the State's closing arguments in a capital sentencing
proceeding where the argument fell within the recognized area of
challenging an expert's opinion because of the financial
consideration involved.
4. Criminal Law--prosecutor's argument--capital sentencing--
mental health diagnosis
The trial court did not err by not intervening ex mero motu
during the State's closing arguments in a capital sentencing
proceeding where the prosecutor argued that defendant's mental
health diagnosis was made so as to result in insurance
compensation and that defendant was not mentally ill.
5. Criminal Law--prosecutor's argument--capital sentencing--
garbage
The trial court did not err by not intervening ex mero motu
during the State's closing arguments in a capital sentencing
proceeding where the prosecutor argued that a person's acts are
garbage when a person's beliefs are garbage.
6. Sentencing--capital--prosecutor's arguments--cumulative
effect--no error
The cumulative effect of a prosecutor's closing arguments in
a capital sentencing proceeding did not warrant a new sentencing
hearing where the trial court did not err by failing to intervene
in any of the arguments.
7. Appeal and Error--preservation of issues--failure to object
A defendant in a capital fir-degree murder prosecution
waived appellate review of issues involving jury selection and an
ex parte motion for hospital records by failing to object.
8. Indictment and Information--first-degree murder--short-form
North Carolina's short-form indictment for murder does not
violate due process.
9. Sentencing--capital--instructions--aggravating circumstance-
-especially heinous, atrocious, or cruel murder--
instructions
The trial court did not err by giving Pattern Jury
Instruction 150.10 on the especially heinous, atrocious, or cruel
aggravating circumstance in a capital sentencing proceeding.
10. Sentencing--capital--mitigating circumstances--nonstatutory-
-instructions--mitigating value
The trial court did not err in a capital sentencing
proceeding by instructing the jury that it need not consider
nonstatutory mitigators unless it found that those circumstances
had mitigating value.
11. Sentencing--capital--instructions--use of may
The trial court did not err in a capital sentencing
proceeding by using the word may in the instructions on Issues
Three and Four on the Issues and Recommendation as to Punishment
form.
12. Sentencing--capital--death penalty--not disproportionate
A death sentence was not disproportionate where defendant
was convicted on the theory of premeditation and deliberation;
multiple aggravating circumstances were found to exist; defendant
did not show concern for the victims, but attempted to hide his
crime; he showed very little remorse; and one of the victims was
a small child, less than five years old and under four feet tall,
who weighed only 51 pounds.
Appeal as of right pursuant to N.C.G.S. § 7A-27(a) from
judgments imposing two sentences of death entered by Downs, J.,
on 18 March 1999 in Superior Court, Buncombe County, upon juryverdicts finding defendant guilty of two counts of first-degree
murder. Heard in the Supreme Court 14 May 2001.
Roy A. Cooper, Attorney General, by William P. Hart, Special
Deputy Attorney General, and Robert C. Montgomery, Assistant
Attorney General, for the State.
Marshall Dayan for defendant-appellant.
ORR, Justice.
Defendant was indicted 3 November 1997 for the first-degree
murders of Valeri Sue Riddle and Kelley Mark Laird, Jr. On
12 March 1999, a jury found defendant guilty of both charges.
Following a capital sentencing proceeding, the jury recommended a
sentence of death for each murder, and the trial court entered
judgments accordingly.
After consideration of the assignments of error brought
forward on appeal by defendant and a thorough review of the
transcript of the proceedings, the record on appeal, the briefs,
and oral arguments, we find no error meriting reversal of
defendant's convictions or sentences.
On 8 July 1997, Diane Boussois was at her home in Asheville.
Her son, Darrell Godfrey, was entertaining guests. These guests
included defendant in this case, Lyle Clinton May, and the
victims in this case, Valeri Sue Riddle and her four-year-old
son, Kelley Mark Laird. The next morning, 9 July 1997,
Ms. Boussois left home and saw Valeri Riddle, Mark Laird, and
Darrell Godfrey up and awake. When Ms. Boussois returned home
around 11:30 p.m., the house was empty, but she found a red
liquid on the floor which she later learned was blood. In the early morning hours of 10 July 1997, the Asheville
Police found the dead bodies of Valeri Riddle and Mark Laird on a
pull-off area on the Blue Ridge Parkway. The police found at the
Parkway scene a variety of personal items, including a Swiss army
knife with a broken blade. They also found a larger knife
2.3 miles from the Parkway scene.
Near the time that the police discovered the bodies of the
victims, they also located defendant outside a restaurant in
Asheville. Asheville Police Officer Darren Moore saw defendant
in the parking lot and noticed that he had blood on his shirt,
socks, and shoes, and cuts on his arms. The police later found
that some of this blood came from the victims. After confronting
defendant, Officer Moore arrested him without incident and took
him to the police station. There, during a police interview,
defendant confessed. In addition to an oral confession,
defendant gave a confession in his own handwriting. In that
written statement, he confessed that he had stabbed Valeri Riddle
to death because she got on [his and Godfrey's] nerves. He
also wrote that he had killed Mark Laird because he did not want
to see the kid crying or having the memory of his mom getting
killed. He then described how he had disposed of the bodies and
how Godfrey had watched both killings and went along willingly
for the ride.
The police also found significant physical evidence
indicating defendant's guilt. That evidence included DNA from
both victims on defendant's socks and shorts and defendant's DNA
on the pillowcase from Ms. Boussois' home, where the murders hadoccurred. A box of matches found on defendant at the time of his
arrest was of the same kind as matches found near the victims'
bodies. The police also found defendant's bloody fingerprint on
the trunk of Valeri Riddle's car.
The autopsy report showed that Valeri Riddle had been
stabbed multiple times. She had suffered blunt-force injuries
that fractured her skull, and her neck had been broken. Mark
Laird had been stabbed and beaten. His blunt-force injuries were
likely made by a heavy, cylindrical object like a pipe or
baseball bat.
[1]Defendant first contends that the trial court erred
because it excluded, as irrelevant, evidence allegedly indicating
that Darrell Godfrey had killed the victim. Defendant
specifically complains about three pieces of evidence. First,
defendant sought to elicit testimony from Godfrey's mother, Ms.
Boussois, that Godfrey had been hospitalized at Broughton
Hospital because he was hearing voices telling him to kill
people. Second, defendant sought to introduce evidence that
Godfrey and the victim had a heated argument days before the
homicide. Third, defendant tried to submit testimony from
Dr. Raheja, a staff psychiatrist at Broughton Hospital,
concerning Godfrey's intake assessment and discharge summary.
This testimony would have revealed that Godfrey had told doctors
he had hallucinations telling him to kill himself and other
people and that Godfrey had a history of violent conduct,
including beating a man with a baseball bat.
The trial court properly excluded this evidence on severalgrounds. This Court has stated:
[W]here the evidence is proffered to show that someone
other than the defendant committed the crime charged,
admission of the evidence must do more than create mere
conjecture of another's guilt in order to be relevant.
Such evidence must (1) point directly to the guilt of
some specific person, and (2) be inconsistent with the
defendant's guilt.
State v. McNeill, 326 N.C. 712, 721, 392 S.E.2d 78, 83 (1990).
Furthermore, [t]his Court has consistently required that such
evidence satisfy both prongs. State v. Rose, 339 N.C. 172, 192,
451 S.E.2d 211, 222 (1994), cert. denied, 515 U.S. 1135, 132 L.
Ed. 2d 818 (1995). For example, in State v. Sneed, 327 N.C. 266,
393 S.E.2d 531 (1990), this Court held that the trial court
improperly excluded evidence that another could have committed
the crime because it found the following:
The excluded evidence tended to show that Joe Reid, a
specific person other than the defendant, robbed
Tripp's Service Station and killed [the victim]. Since
all of the evidence tended to show that only one person
committed the robbery and murder, [the] testimony
implicating Joe Reid was also inconsistent with the
guilt of the defendant. Therefore, the excluded
testimony was relevant and admissible as substantive
evidence.
Id. at 271, 393 S.E.2d at 533-34. The evidence in Sneed
demonstrated not only that a third party committed the crime, but
also that the defendant did not commit the crime. More recently,
in State v. Israel, 353 N.C. 211, 539 S.E.2d 633 (2000), this
Court again ruled that the trial court should have admitted
evidence of the possible guilt of a third party. There, the
evidence pointed to a specific third party who had motive and
opportunity to kill the victim. Id. at 219, 539 S.E.2d at 638.
The evidence also indicated that the defendant and the thirdparty did not visit the victim at her apartment, where the
murders were committed, at the same time. The defendant was seen
on the apartment complex's surveillance videotape on one day, id.
at 213, 539 S.E.2d at 635, and the third party on two different
days, id. at 215, 539 S.E.2d at 636. The evidence was
inconclusive as to when the victim was killed.
On the other hand, in State v. Rose, 339 N.C. 172, 451
S.E.2d 211, this Court found no error when the trial court
excluded evidence that a third party might have committed the
crime. The Court stated, the evidence here . . . simply
indicated that one person felt that [a third party] might have
been 'involved.' This evidence was not inconsistent with
defendant's guilt. Id. at 191, 451 S.E.2d at 222.
The case at bar is similar to Rose. Defendant in this case
attempted to submit three pieces of evidence. Even if this
evidence indicated that Godfrey could have been suspected of
committing the crime for which defendant was accused, defendant
failed to produce any evidence that was inconsistent with his own
guilt. On the contrary, the State's evidence shows that Godfrey
and defendant were both on the scene when the homicide occurred.
Godfrey's involvement in the crime is entirely consistent with
defendant's guilt. Thus, the speculative evidence that Godfrey
could have killed the victims is not relevant to whether
defendant in fact did kill the victims.
Furthermore, we will not disturb the trial court's decision
to exclude Ms. Boussois' testimony because defendant failed to
make an offer of proof for that evidence. This Court has stated: In order for a defendant t
o preserve for appellate
review the exclusion of evidence, a defendant must
make an offer of proof as to what the evidence would
have shown or the relevance and content of the answer
must be obvious from the context of the questioning.
State v. Geddie, 345 N.C. 73, 95-96, 478 S.E.2d 146,
157 (1996), cert. denied, 522 U.S. 825, 139 L. Ed. 2d
43 (1997). 'It is well established that an exception
to the exclusion of evidence cannot be sustained where
the record fails to show what the witness' testimony
would have been had he been permitted to testify.'
State v. Johnson, 340 N.C. 32, 49, 455 S.E.2d 644, 653
(1995) (quoting State v. Simpson, 314 N.C. 359, 370,
334 S.E.2d 53, 60 (1985)).
State v. Hipps, 348 N.C. 377, 407, 501 S.E.2d 625, 643 (1998),
cert. denied, 525 U.S. 1180, 143 L. Ed. 2d 114 (1999). This
assignment of error is therefore overruled.
[2]Defendant next contends that the trial court erred by
failing to intervene ex mero motu during the State's closing
arguments at the sentencing proceeding. Defendant argues that
the trial court erred by not intervening to strike improper
arguments made by the prosecutor. Because defendant failed to
object to these allegedly improper statements during the closing
arguments, he must demonstrate that the prosecutor's closing
arguments amounted to gross impropriety. State v. Rouse, 339
N.C. 59, 91, 451 S.E.2d 543, 560 (1994), cert. denied, 516 U.S.
832, 133 L. Ed. 2d 60 (1995). '[T]he impropriety of the
argument must be gross indeed in order for this Court to hold
that a trial judge abused his discretion in not recognizing and
correcting ex mero motu an argument which defense counsel
apparently did not believe was prejudicial when he heard it.'
State v. Warren, 348 N.C. 80, 126, 499 S.E.2d 431, 457 (quoting
State v. Johnson, 298 N.C. 355, 369, 259 S.E.2d 752, 761 (1979)),
cert. denied, 525 U.S. 915, 142 L. Ed. 2d 216 (1998). Wefurther emphasize that 'statements contained in closing arguments
to the jury are not to be placed in isolation or taken out of
context on appeal. Instead, on appeal we must give consideration
to the context in which the remarks were made and the overall
factual circumstances to which they referred.' State v.
Guevara, 349 N.C. 243, 257, 506 S.E.2d 711, 721 (1998) (quoting
State v. Green, 336 N.C. 142, 188, 443 S.E.2d 14, 41, cert.
denied, 513 U.S. 1046, 130 L. Ed. 2d 547 (1994)), cert. denied,
526 U.S. 1133, 143 L. Ed. 2d 1013 (1999).
Defendant claims that the trial court erred by failing to
intervene on three specific occasions. First, he claims that the
trial court should have intervened when the prosecutor commented
as follows on the life defendant would have in prison: I
know that it's hard when you sit here and you look at [the
defendant] like that in his shirt and sometimes his tie, it's
hard to picture him in a prison yard playing cards with the guys,
in a prison gym punching a punching bag, in a prison cell having
a snack, watching TV or listening to the radio. But if your
verdict is life, one day soon that's what he'll be doing, and
life will not be worse for him.
He isn't someone who will sit there contemplating
what he's done and where he's gone wrong. You know
that from the evidence. He'll sit there eating his
fireballs, savoring his memory of how much he enjoyed
what he did.
Defendant claims that this argument stated facts outside the
record and amounted to prosecutorial misconduct.
This Court, however, has often rejected almost identical
arguments. See, e.g., State v. Smith, 347 N.C. 453, 467, 496
S.E.2d 357, 365, cert. denied, 525 U.S. 845, 142 L. Ed. 2d 91
(1998); State v. Alston, 341 N.C. 198, 252, 461 S.E.2d 687, 717
(1995), cert. denied, 516 U.S. 1148, 134 L. Ed. 2d 100 (1996);
State v. Reeves, 337 N.C. 700, 732, 448 S.E.2d 802, 817 (1994),cert. denied, 514 U.S. 1114, 131 L. Ed. 2d 860 (1995). In
State
v. Smith, 347 N.C. 453, 496 S.E.2d 357, the defendant contended
that the prosecutor improperly argued to the jury that if
defendant were sentenced to life in prison, he would spend his
time comfortably doing things such as playing basketball, lifting
weights, and watching television. This Court found no error
because the prosecutor's argument 'served to emphasize the
State's position that the defendant deserved the penalty of death
rather than a comfortable life in prison.' Id. at 467, 496
S.E.2d at 365 (quoting Alston, 341 N.C. at 252, 461 S.E.2d at
717). The prosecutor's statements in this case are nearly
identical to the statements in Smith. While the prosecutor
improperly argued facts not in the record, the trial court still
did not abuse its discretion by failing to intervene ex mero
motu.
[3]Defendant also complains about portions of the
prosecutor's argument concerning defendant's expert witness, a
psychiatrist. Again, however, defendant failed to object, so he
must prove that the prosecutor's statements amounted to gross
impropriety. Rouse, 339 N.C. at 91, 451 S.E.2d at 560. In his
closing argument, the prosecutor challenged the evaluation of
defendant's expert as follows:
Who can deny that there's a very real struggle
between the forces for evil and the forces for good in
the world? Who can deny that?
In our collective consciousness, that sometimes
has been overborne by a cycle that has worked its way
into our criminal justice system. Here's a
psychiatrist making fifteen hundred dollars a day
retirement income, and the best he can do for
excuseology [sic] is come here and say He's fakingnormal. He says the mental status exams are normal,
the physiology exams they did on him at Broughton
they're normal. He says malingering, yeah, there's
some element of malingering. He's faking, but he's
faking normal. He's faking normal. That's the best he
can do.
The prosecutor then continued with the portion to which defendant
objects:
A guy who's making fifteen hundred dollars a day
is absolutely going to tell you every time you show him
a crime like this that it's the result of mental
illness. His way of life depends on that. You think
somebody's going to pay anybody fifteen hundred dollars
a day to walk in here and say that is one mean guy;
that guy does whatever he wants, whenever he wants,
wherever he wants, and that makes him very dangerous to
all living creatures? Nobody's paying someone fifteen
hundred dollars a day to do that, ladies and gentlemen,
to come in here and say that.
And there is a world of difference between a
clinical psychologist who seeks to help you when you're
stressed or you're suffering and an interested
professional witness, somebody who builds up a resume
and has a long-term goal of making fifteen hundred
bucks a day doing what he did.
Defendant claims that this argument was grossly improper because
it accused his expert witness of being unethical and venal.
This Court, however, has rejected virtually identical
challenges in the past. See, e.g., State v. Cummings, 352 N.C.
600, 626, 536 S.E.2d 36, 55 (2000), cert. denied, ___ U.S. ___,
149 L. Ed. 2d 641 (2001); State v. Atkins, 349 N.C. 62, 83-84,
505 S.E.2d 97, 111 (1998), cert. denied, 526 U.S. 1147, 143 L.
Ed. 2d 1036 (1999). In State v. Cummings, 352 N.C. 600, 536
S.E.2d 36, the defendant contended that the prosecutor's
arguments implied bias on the part of the defendant's expert and
were so grossly improper that they required intervention by the
trial court ex mero motu. In that case, the prosecutor statedthat the expert was hired and paid by the defendant for his
favorable diagnosis. We found no error.
In this case, as in all cases, the prosecution is allowed
wide latitude in its arguments, especially at sentencing, and is
permitted to argue not only the evidence presented, but also all
reasonable inferences that can be drawn from the evidence. State
v. Garner, 340 N.C. 573, 598, 459 S.E.2d 718, 731 (1995), cert.
denied, 516 U.S. 1129, 133 L. Ed. 2d 872 (1996). Here, as in
Cummings, the prosecutor's statements identified by defendant as
being objectionable, but not objected to by defendant at trial,
did not exceed the 'broad bounds allowed in closing arguments at
the capital sentencing proceeding.' Cummings, 352 N.C. at 626,
536 S.E.2d at 55 (quoting State v. Thomas, 350 N.C. 315, 362, 514
S.E.2d 486, 514, cert. denied, 528 U.S. 1006, 145 L. Ed. 2d 388
(1999)). Defendant does not explain why the prosecutor's
argument was improper, except to state that the prosecutor
accused defendant's expert witness of being unethical and
venal. However, we do not view the prosecutor's argument as
going so far as to accuse the expert witness of being unethical
and venal. While it would be unquestionably inappropriate under
these facts to argue that an expert witness had, in essence,
offered perjured testimony in exchange for a fee, the argument in
question falls within the recognized area of challenging an
expert's opinion because of the financial consideration involved.
Id. The prosecutor's argument was that defendant would not have
offered his expert as a witness if the expert's testimony would
have been injurious to the defendant. Thus, based on theevidence, the trial court's failure to intervene ex mero motu did
not amount to gross impropriety, and therefore, the trial court
did not abuse its discretion.
[4]Defendant next complains about the prosecutor's
statements during his closing argument about the insurance
procedures at Broughton Hospital, where defendant received a
psychiatric exam. The prosecutor argued that the defendant was
not cured during his time at Broughton because he was not
mentally ill. He then stated:
See this book, the DSM-IV? Remember back when
[defendant's expert witness] was on the stand and I
said it's loaded with insurance codes, isn't it? He
said, yes, it is.
That's why they diagnose him at all. That's why
they give him any diagnosis. Because they can't get
paid if they don't have an insurance code attached to a
diagnosis.
Again, defendant did not object to this portion of the
prosecutor's argument and thus must show that it was grossly
improper. He has failed to do so.
Here, as with defendant's complaint regarding the
prosecutor's statements about the defense expert's possible bias,
the prosecutor's statements identified by defendant as being
objectionable, but not objected to by defendant at trial, were
supported by the direct evidence of record or by reasonable
inferences that could be drawn from that evidence. They did not
exceed the 'broad bounds allowed in closing arguments at the
capital sentencing proceeding.' Cummings, 352 N.C. at 626, 536
S.E.2d at 55 (quoting Thomas, 350 N.C. at 362, 514 S.E.2d at
514). Defendant claims that the argument was improper becausethe prosecutor accused the state hospital of fraud, and there was
nothing to support this allegation. However, during trial, the
prosecutor asked defendant's expert, And [the DSM-IV is] loaded
with insurance codes so that psychiatrists and psychologists can
get reimbursed by insurance companies for seeing people?
Defendant's expert answered, I think it's fair [to say that].
He was then asked: Do you remember testifying in a previous
case . . . that you can't take this stuff from the DSM-IV too
seriously? He responded, I'm sure I've said that in many
cases. Here again, we view the prosecutor's argument as being
based on inferences from the evidence that the medical diagnosis
was categorized in such a way as to fall within the various
insurance codes provided. Furthermore, the argument that the
diagnosis was made so as to result in insurance compensation is
not so grossly improper as to warrant intervention by the trial
court ex mero motu, and thus, the trial court did not abuse its
discretion.
[5]Defendant next complains that the prosecutor's closing
argument was improper because he called defendant garbage. In
fact, he did not call defendant garbage. The prosecutor's
statement, in context, was:
And when you are the kind of person [defendant]
is, he thinks he can do whatever he wants, whenever he
wants and wherever he wants; he thinks that having
family rules like going to church on Sunday and not
doing drugs are bothersome, you perpetrate atrocious
conduct. Garbage in/garbage out. Because you have no
moral rectitude. And the more those psychiatrically-
based beliefs take hold on our consciousness, the more
foolishness and injustice results.
The prosecutor did not call defendant garbage. Rather, heintimated that, in effect, when a person's beliefs are garbage,
then a person's acts are usually garbage. The trial court
therefore did not abuse its discretion by failing to intervene ex
mero motu.
[6]Defendant's final complaint regarding the prosecutor's
closing argument is that the trial court's failure to intervene
ex mero motu in each of the above instances cumulatively warrants
a new sentencing hearing. However, because the trial court did
not err in failing to intervene in any of these instances, there
is no cumulative error. This assignment of error is therefore
overruled.
[7]Defendant argues several other issues. All of these
contentions, however, are barred because defendant failed to
object to any of them. With certain exceptions not applicable to
any of these contentions, a timely objection at trial is required
to preserve an alleged error on appeal. N.C.G.S. § 15A-1446(a),
(b) (1999); N.C. R. App. P. 10(b)(1); State v. Adams, 335 N.C.
401, 411, 439 S.E.2d 760, 765 (1994).
Defendant's failure to object therefore precludes him from
raising these issues on appeal. First, defendant is barred from
arguing that the trial court committed reversible error by
allowing the prosecutor to peremptorily challenge prospective
juror Harill Heath because of his religion. The record reveals
that defendant failed to object to the prosecutor's challenge.
This assignment of error is therefore overruled.
Second, defendant is barred from arguing that the trial
court erred when it reopened voir dire on prospective jurorEdward Chandler and allowed the State to peremptorily challenge
that juror. The record reveals that defendant failed to object
to the trial judge's decision to reopen voir dire even after
being explicitly asked if he had any objection. This assignment
of error is therefore overruled.
Third, defendant is barred from challenging the order issued
before trial that resulted from an ex parte motion by the State
for the Broughton Hospital psychiatric records of codefendant
Darrell Godfrey and one of the victims, Valeri Riddle. Defendant
claims that the trial court had no authority to issue this order
ex parte, that the trial court failed to make the necessary
findings to issue the order, and that the ex parte hearing
violated his Sixth Amendment right to counsel. The record again
reveals that defendant lodged no objection, constitutional or
otherwise, to the ex parte hearing, or to the order, either at
trial or before. Nor did he make a motion to strike the order or
to prevent the State from using the records the order produced.
He further failed to appeal from that order or to petition for
appellate review when he became aware of the order before trial.
Defendant has therefore waived any right to appellate review of
this issue.
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