All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Car
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ered authoritative.
STATE OF NORTH CAROLINA v. MITCHELL DAVID HOLMES
No. 7A01
(Filed 28 June 2002)
1. Homicide-_first-degree murder-_short-form indictment_-constitutionality
The trial court did not err by concluding that the short-form indictment used to charge defendant with
first-degree murder was constitutional even though it did not allege that the murder was committed either in the
course of a felony or with premeditation and deliberation.
2. Criminal Law_-shackling of defendant's legs_-reasonably necessary
The trial court did not abuse its discretion in a first-degree murder, attempted first-degree murder, and
robbery with a dangerous weapon case by ordering over defendant's objection that defendant remain shackled
by the legs during the trial, because: (1) records showed that defendant had numerous instances of misconduct
while in jail awaiting trial; (2) immediately prior to trial, defendant began fighting with officers when defendant
discovered that contraband in his possession had been confiscated; (3) such restraint was reasonably necessary
to maintain order and to provide for the safety of persons; (4) defendant's past disregard for order and the safety
of others while in custody is a reasonable indicator that defendant may exhibit the same conduct during trial; (5)
an incident requiring six people to forcefully subdue defendant occurred a mere twelve days prior to the hearing
in question; (6) the trial court considered the factors listed in the Tolley case; (7) the leg shackles were not
visible to the jury; and (8) defendant cites to nothing in the record suggesting that defendant was impaired by the
restraint, and the trial court indicated that the initial ruling would be reconsidered on a daily basis.
3. Evidence-_expert testimony-_whether ammunition caused injuries
The trial court did not err in a first-degree murder, attempted first-degree murder, and robbery with a
dangerous weapon case by overruling defendant's objection to testimony from the State's firearm analysis and
identification expert regarding whether the ammunition he examined could have caused the murder victim's
injuries, because even assuming arguendo that the pertinent portion of the testimony constituted medical
testimony that was outside the expert's field of expertise, any error was harmless when: (1) the undisputed
evidence showed that the shots that killed one victim and injured another were fired from the rifle; (2) the
alleged improper testimony served to establish only that the rifle was the weapon that caused the injuries and in
no way did the testimony imply that defendant was the man who fired the rifle; and (3) defendant cannot show
that there is a reasonable possibility that a different result would have been reached at trial absent this testimony.
4. Evidence_-double hearsay_-admission of statement harmless error
Although defendant contends the trial court violated his right of confrontation in a first-degree murder
and attempted first-degree murder sentencing proceeding by overruling defendant's objection to an SBI agent's
double-hearsay testimony that one coparticipant told the agent that another coparticipant said defendant was the
shooter, any alleged violation was harmless because: (1) the jury had already determined beyond a reasonable
doubt during the guilt-innocence phase that defendant fired the rifle; (2) the jury had earlier heard similar
testimony; and (3) no reasonable probability exists that this double-hearsay statement affected the outcome of
the sentencing proceeding.
5. Sentencing_capital_mitigating circumstances_minor participation_refusal to
submit_premediation and deliberation_insufficient additional evidence at sentencing_harmless
error
The trial court's ruling that it would not submit the mitigating circumstance that the murder was
actually committed by another person was in effect a refusal to submit the statutory mitigating circumstance
that defendant was an accomplice in or accessory to the capital felony committed by another person and his
participation was relatively minor, N.C.G.S. 15A-2000(f)(4). The trial court did not err by refusing to submit
the (f)(4) mitigating circumstance because (1) it was held in State v. Roseboro, 351 N.C. 536 (2000) that this
circumstance is inapplicable where the defendant was convicted of premeditated and deliberate murder and (2)
even if the Court were to hold that the Roseboro rule did not apply where additional evidence was presented at
the sentencing hearing, defendant's own statement introduced at sentencing showed that his participation wasnot minor. Furthermore, any err
or in the trial court's refusal to submit the (f)(4) mitigating circumstance was
harmless because, in finding defendant guilty of premeditation and deliberation, the jury found beyond a
reasonable doubt that defendant fired a rifle at the victim, and a reasonable probability did not exist that
defendant's additional evidence consisting of a self-serving statement would be sufficient to change a juror's
mind as to who shot the rifle.
6. Sentencing_capital_mitigating circumstances_initial idea by coparticipant_amendment by trial
court
In a capital sentencing proceeding for a first-degree murder committed during a robbery, defendant's
proposed nonstatutory mitigating circumstance that the initial idea that resulted in the victim's death was a
coparticipant's was properly amended by the trial court to state that the initial idea for the robbery was the
coparticipant's in order to avoid a misinterpretation by the jury unsupported by substantial evidence.
7. Sentencing_capital aggravating circumstances--murder committed during robbery_-murder part
of a course of conduct_no double counting of evidence
The trial court in a capital sentencing proceeding for a first-degree murder did not improperly allow the
jury to use the same evidence that someone went through an attempted murder victim's pockets to support the
N.C.G.S. § 15A-2000(e)(5) aggravating circumstance that the murder was committed during a robbery and the
N.C.G.S. § 15A-2000(e)(11) aggravating circumstance that the murder was part of a course of conduct, because:
(1) the robbery supported the (e)(5) aggravating circumstance while the attempted murder supported the (e)(11)
aggravating circumstance; (2) defendant did not properly request a limiting instruction since he only made an
oral request and N.C.G.S. § 15A-1231 provides a party may tender written instructions; and (3) even assuming
error arguendo, defendant cannot show a reasonable possibility that a different result would have been reached
absent this error.
8. Sentencing--mitigating circumstances-_failure to appreciate criminality of conduct
The trial court did not err in a first-degree murder capital sentencing proceeding by failing to submit the
N.C.G.S. § 15A-2000(f)(6) mitigating circumstance that defendant did not appreciate the criminality of his
conduct or could not conform his conduct to the requirements of law because contrary to defendant's assertions,
an expert's testimony that defendant operated under a mental or emotional disturbance at the time of the murder
does not show that defendant's ability to appreciate the criminality of his actions or to conform his conduct to
the law was impaired, but instead was properly considered under the N.C.G.S. § 15A-2000(f)(2) mitigating
circumstance that the murder was committed while defendant was under the influence of a mental or emotional
disturbance.
9. Sentencing--death penalty_not disproportionate
The trial court did not err in a first-degree murder case by sentencing defendant to the death penalty,
because: (1) defendant was convicted on the basis of premeditation and deliberation and the felony murder rule;
(2) a murder in the home shocks the conscience, and defendant shot the victim in the victim's home; and (3) the
jury found the three aggravating circumstances under N.C.G.S. § 15A-2000(e)(3), (e)(5), and (e)(11), all of
which standing alone have been held sufficient to support the death penalty.
Appeal as of right pursuant to N.C.G.S. § 7A-27(a) from a judgment
imposing a sentence of death entered by Thompson, J., on 8 September 2000
in Superior Court, Johnston County, upon a jury verdict finding defendant
guilty of first-degree murder. On 31 July 2001, the Supreme Court allowed
defendant's motion to bypass the Court of Appeals as to his appeal of an
additional judgment. Heard in the Supreme Court 14 February 2002.
Roy Cooper, Attorney General, by Teresa H. Pell, Special Deputy
Attorney General, for the State.
Staples Hughes, Appellate Defender, by Charlesena Elliott Walker,
Assistant Appellate Defender, for defendant-appellant.
PARKER, Justice.
Defendant Mitchell David Holmes was indicted on 15 February 1999 for
the first-degree murder of Dean Ray Creech , the attempted first-degree
murder of Ronnie Lynn Hardison , and robbery with a dangerous weapon .
Defendant was tried capitally and found guilty of first-degree murder on
the basis of premeditation and deliberation and under the felony murder
rule. He was also found guilty of attempted first-degree murder and of
robbery with a firearm . Following a capital sentencing proceeding, the
jury recommended a sentence of death for the murder conviction ; and the
trial court entered judgment accordingly . The trial court also sentenced
defendant to a term of 220 to 273 months' imprisonment for the attempted
first-degree murder conviction and arrested judgment on the robbery with a
firearm conviction as it was the underlying felony for the felony murder
conviction .
The State's evidence tended to show that on the evening of 14 January
1999, Jerry Bland and Hardison visited Creech at his trailer in Selma,
North Carolina. When the men arrived, they saw a black man wearing a
hooded jacket exiting the trailer. Less than an hour later, the same man
returned to the trailer, went with Creech into the master bedroom, and
again departed. Sometime later, someone knocked on the trailer door; in
response, Creech went outside and returned with a small bag of cocaine.
Bland and Creech used syringes to inject the cocaine while Hardison
snorted some.
Inside Creech's trailer that night there was an old 12-gauge shotgun
in the corner of the living room and a .44 magnum pistol lying on the back
of the couch. At Creech's request, Bland determined that the shotgun had
no firing pin and was, therefore, inoperable. These guns were later stolen
by defendant and his accomplice. At some point during the evening, Creech
brought a black bag containing smaller freezer bags filled with marijuana
into the living room to show Hardison and Bland.
A short time later, Bland went to the back bathroom to take a shower. While Bland was in the bathroom, some
one knocked on the front door of the
trailer and called out a name. Hardison testified that when Creech opened
the door, defendant, holding a rifle, and another man barged into the
trailer and began shouting, wanting to know where the marijuana was
located. Defendant pulled back the bolt on the rifle and shot Creech
twice. Upon seeing defendant shoot Creech, Hardison turned to flee toward
the back of the trailer. After Hardison moved two or three feet, defendant
shot him in the back. The shot knocked Hardison down, and he lost feeling
in his leg; Hardison then just laid there silently, reckon[ing] they
figured I was dead too. Hardison heard the second man ask defendant, Why
did you shoot him? Defendant indicated that they should quickly attempt
to locate the marijuana, as Creech's neighbors likely heard the gunshots.
Hardison heard the men rummaging through the trailer, opening cabinet
doors, and running around. At one point, one of the men went through
Hardison's pockets while Hardison lay on the floor, though they did not
locate any money.
Bland was in the bathroom when the incident began. He heard a knock
on the front door, then heard the door slam open and a man screaming,
Where's the weed? Where's the money? several times. Upon hearing the
gunshots, Bland lay down in the bathtub and pulled the shower curtain
closed. Bland heard the men ransacking the trailer, then, when everything
was quiet, heard Hardison yell, Jerry [Bland], I've been shot. Come help
me. I've been shot. I think I'm dying. Bland went to Hardison's aid and
found him standing at the bar, holding his abdomen , from which his
intestines were protruding. Bland saw Creech, curled up on his side
against the wall, not moving and with a lot of blood around his chest.
Bland determined that Creech did not have a pulse, then called 911.
Pursuant to the 911 operator's request, Bland moved Creech's body flat on
the floor and began performing CPR. While Bland was performing mouth-to-
mouth resuscitation, massive bubbles began coming out of Creech's chest. Shortly after Bland began performing CPR, offi
cers and paramedics arrived
at the scene and determined that Creech was dead.
Gonzalo Santiago testified that around 11:00 or 11:30 that night he
and Shantawn Freeman went to a convenience store to buy beer. While at the
store, Santiago saw defendant and Michael Frazier; he was acquainted with
both men. Frazier approached Santiago and Freeman and told them that he
wanted to gather a group to rob some men in Wilson Mills of six pounds of
marijuana. Santiago declined the offer, but Freeman agreed to participate.
Santiago and Freeman then drove back to Santiago's home, with defendant and
Frazier following in their own car. Freeman spoke with defendant and
Frazier again at Santiago's home, then defendant, Freeman, and Frazier left
together for Wilson Mills, with defendant driving the car, to commit the
armed robbery. About one and a half to two hours later, defendant and
Freeman returned to Santiago's home. Santiago noticed that defendant and
Freeman looked shocked, like something major just happened. Defendant
stated, I shot him. Santiago looked at Freeman in disbelief; and Freeman
nodded, stating, He shot him. He shot him. Defendant then drove away,
while Freeman stayed and told Santiago what had occurred.
The pathologist who performed the autopsy on Creech's body discovered
two gunshot wounds but was unable to determine the order in which the
wounds were inflicted. The first wound the pathologist described was
caused by a bullet that entered the right side of the chest; traveled
through the right lung; traveled through the aorta, causing an accumulation
of blood around the heart; and created a large, irregular exit wound on the
upper left side of the chest. The second wound the pathologist described
was caused by a bullet that entered the left lower back; went through the
left lung; and exited the left side of the chest, with fragments lodging in
the left arm. The pathologist testified that the first bullet was fired
from a distance of greater than two feet by a high-velocity weapon . The
pathologist opined that either wound alone would have been fatal and thatCreech died as a result of these wounds.
Agents investigating the crime scene discovered a large black plastic
bag under a pile of clothes in the master bedroom. Inside this large bag
were numerous smaller bags containing a total of approximately three and
one half pounds of marijuana. Investigators also discovered that one of
the bullets that killed Creech subsequently went through the front wall of
the trailer and struck a car in the front yard. The bullet that injured
Hardison subsequently traveled down the hallway before going through a
dresser and a wall, crossing an open field, and lodging in the opposite
wall of a barn. Spent .30-caliber bullet casings were found beside
Creech's body, below the hole in the front wall, and on the sofa. A
firearms expert determined that the bullet found in the barn, the lead
fragments taken from Creech's body, and the three fired cartridges found in
the trailer were consistent in caliber, design, and manufacture.
Furthermore, the bullet found in the barn and the bullet fragments
recovered from Creech's body were fired from the same weapon. Likewise,
the fired cartridges were all fired from the same weapon. The expert
further opined that the casings and the bullets could have been fired from
the same weapon.
On 25 January 1999 investigators showed Hardison a photographic array
of suspects. Hardison conclusively picked defendant out of the lineup as
one of the perpetrators and was ninety percent sure that defendant was
the man with the gun. On 17 January 1999 Frazier told investigators, among
other things, that he was the black man that Hardison and Bland had seen on
two occasions at the trailer on the night of the murder. As a result of
the interview with Frazier, arrest warrants were issued for defendant and
Freeman. Defendant was arrested on 18 January 1999 after being seen
driving his girlfriend's car. A search of the car revealed a pair of
defendant's blue jeans with a bloodstain on the knee. Later DNA testing
showed that it was Creech's blood on the blue jeans. At sentencing defendant presented testimony from numero
us witnesses,
including testimony from Agent Greg Tart of the State Bureau of
Investigation that defendant admitted in an interview on 18 January 1999
that he went to Creech's house with Frazier and Freeman at Frazier's
suggestion. According to defendant's statement, read in open court by
Agent Tart, Freeman shot Creech and Hardison, then stole the pistol and
shotgun from the trailer.
Additional facts will be presented as necessary to discuss specific
issues.
JURISDICTIONAL ISSUE
[1]Defendant contends that the short-form murder indictment was
insufficient to charge him with first-degree murder as it did not allege
that the murder was committed either in the course of a felony or with
premeditation and deliberation. Thus, defendant argues, use of the short-
form murder indictment for first-degree murder violates defendant's rights
under the Fifth, Sixth, and Fourteenth Amendments to the United States
Constitution and Article I, Sections 19 and 23 of the North Carolina
Constitution. Furthermore, defendant contends that such use of the short-
form murder indictment directly contravenes two recent United States
Supreme Court cases. See Jones v. United States, 526 U.S. 227, 143 L. Ed.
2d 311 (1999); Almendarez-Torres v. United States, 523 U.S. 224, 140 L. Ed.
2d 350 (1998). As defendant concedes, however, this Court has previously
ruled against defendant's position on this issue. See, e.g., State v.
Mitchell, 353 N.C. 309, 543 S.E.2d 830, cert. denied, ___ U.S. ___, 151 L.
Ed. 2d 389 (2001); State v. Holman, 353 N.C. 174, 540 S.E.2d 18 (2000),
cert. denied, ___ U.S. ___, 151 L. Ed. 2d 181 (2001); State v. Golphin, 352
N.C. 364, 533 S.E.2d 168 (2000), cert. denied, 532 U.S. 931, 149 L. Ed. 2d
305 (2001); State v. Braxton, 352 N.C. 158, 531 S.E.2d 428 (2000), cert.
denied, 531 U.S. 1130, 148 L. Ed. 2d 797 (2001). Defendant has presented
no compelling reason why this Court should reexamine this issue, and wetherefore overrule this assignment of error.
PRETRIAL ISSUE
[2]Defendant contends that the trial court erred in ordering, over
defendant's objection, that defendant remain shackled by the legs, which
are not visible to the public or to the jurors who happen to be in the
courtroom, and that that not be exposed by any manner to the jury or
prospective jurors during the trial. This error, defendant contends,
violated defendant's federal and state constitutional rights to due process
and a fair trial, as the restraint was not reasonably necessary. As
defendant did not rely on constitutional grounds at trial, we address only
whether the trial court abused its discretion in ordering that defendant be
restrained. See State v. Benson, 323 N.C. 318, 322, 372 S.E.2d 517, 519
(1988) ('a constitutional question which is not raised and passed upon in
the trial court will not ordinarily be considered on appeal') (quoting
State v. Hunter, 305 N.C. 106, 112, 286 S.E.2d 535, 539 (1982)).
This Court has stated that
shackling of the defendant should be avoided because (1) it may
interfere with the defendant's thought processes and ease of
communication with counsel, (2) it intrinsically gives affront to
the dignity of the trial process, and most importantly, (3) it
tends to create prejudice in the minds of the jurors by
suggesting that the defendant is an obviously bad and dangerous
person whose guilt is a foregone conclusion.
State v. Tolley, 290 N.C. 349, 366, 226 S.E.2d 353, 367 (1976). Despite
these concerns, a trial judge
may order a defendant or witness subjected to physical restraint
in the courtroom when the judge finds the restraint to be
reasonably necessary to maintain order, prevent the defendant's
escape, or provide for the safety of persons.
N.C.G.S. § 15A-1031 (2001). The factors that a trial judge may consider in
making this determination include, inter alia,
the seriousness of the present charge against the defendant;
defendant's temperament and character; his age and physical
attributes; his past record; past escapes or attempted escapes,
and evidence of a present plan to escape; threats to harm others
or cause a disturbance; self-destructive tendencies; the risk of
mob violence or of attempted revenge by others; the possibility
of rescue by other offenders still at large; the size and mood ofthe audience; the nature and physical security of the courtroom;
and the adequacy and availability of alternative remedies.
Tolley, 290 N.C. at 368, 226 S.E.2d at 368.
Frank Gunter, a detention center administrator, testified that records
showed that defendant had numerous instances of misconduct while in jail
awaiting trial. These incidents included: refusing to return to his cell
on several occasions, using obscene language on more than one occasion,
giving prescription medication to another inmate, assaulting another
inmate, threatening to start a fire in his cell, refusing to permit the
food pass door in the cell to be closed, threatening corrections officers
on more than one occasion, attempting to start a fire in his cell block,
refusing to be handcuffed, being uncooperative and profane, fighting and
refusing orders to desist, and tampering with the cell door locking
mechanism. Gunter further testified that, while in the detention center
immediately prior to trial, defendant began fighting with officers when he
discovered that contraband in his possession had been confiscated.
Ultimately, it took four sheriff's deputies and two detention center staff
members to subdue defendant and place him in his cell. Gunter also
testified that defendant repeatedly jammed the lock to his cell door while
at the detention center.
The trial court ruled that
Defendant has participated in a number of disciplinary problems,
including assaultive behavior, failure to follow rules, and other
matters . . . . In order to avoid a possible problem of similar
conduct in the courtroom, I am going to initially order that the
Defendant is to remain shackled by the legs, which are not
visible to the public or to the jurors who happen to be in the
courtroom, and that that not be exposed by any manner to the jury
or prospective jurors.
In light of defendant's disruptive and assaultive behavior, we
conclude that the trial court acted within its discretion to order
defendant's restraint. The record shows that such restraint was reasonably
necessary to maintain order and to provide for the safety of persons. The
Court is not persuaded by defendant's argument that the trial court erred,as the testimony before it related only to defendant's previous c
onduct
rather than to evidence that defendant was a threat to safety or decorum at
the time of the trial. Defendant's past disregard for order and the safety
of others while in custody is a reasonable indicator that defendant may
exhibit the same conduct during trial. We also note that the incident
requiring six people to forcefully subdue defendant occurred a mere twelve
days prior to the hearing in question.
Defendant further argues that the trial court erred by not considering
all of the factors listed in Tolley. However, Tolley sets out neither a
complete enumeration of factors that a judge may consider nor a checklist
of factors that the trial court must consider and balance. See id. (noting
that the factors listed may be considered and are inter alia). The
record shows that the trial court properly considered factors allowed under
both the statute and this Court's ruling in Tolley and that these factors
were sufficient for the trial court to determine, within its discretion,
that restraint was reasonably necessary.
We further note that the record discloses that the leg shackles were
not visible to the jury. Thus, the risk is negligible that the restraint
undermined the dignity of the trial process or created prejudice in the
minds of the jurors by suggesting that defendant is a dangerous person.
See State v. Wilson, 354 N.C. 493, 521, 556 S.E.2d 272, 290 (2001).
Defendant argues that the shackles likely adversely affected [defendant's]
mental and emotional state and lessened his ability to understand his legal
proceedings, communicate with his counsel and assist in his own defense.
However, defendant cites to nothing in the record suggesting that defendant
was so impaired by the restraint. The trial court clearly indicated that
the initial ruling would be reconsidered on a daily basis; hence, trial
counsel could have brought any impairment caused by the restraint, had it
existed, to the trial court's attention at any point during the trial.
For the above reasons, we hold that the trial court did not abuse itsdiscretion in ordering defendant restrained du
ring the trial and overrule
this assignment of error.
GUILT-INNOCENCE PHASE
[3]In his only assignment of error relating to the guilt-innocence
phase of his trial, defendant argues that the trial court erred in
overruling his objection to testimony from the State's firearm analysis and
identification expert, Agent Thomas Trochum of the State Bureau of
Investigation, regarding whether the ammunition he examined could have
caused Creech's injuries. Defendant contends that this testimony was
outside the expert's area of expertise and, therefore, violated the North
Carolina Rules of Evidence as well as defendant's constitutional rights to
due process and a fair trial. We note initially that defendant did not
object to this testimony on constitutional grounds at trial. Therefore, we
decline to address defendant's constitutional claims on appeal. See
Benson, 323 N.C. at 322, 372 S.E.2d at 519.
Under the North Carolina Rules of Evidence,
[i]f scientific, technical or other specialized knowledge will
assist the trier of fact to understand the evidence or to
determine a fact in issue, a witness qualified as an expert by
knowledge, skill, experience, training, or education[] may
testify thereto in the form of an opinion.
N.C.G.S. § 8C-1, Rule 702(a) (2001). Subsequent to testimony regarding
Trochum's extensive experience and education, the trial court received him,
without objection by defendant, as an expert in the field of firearm
analysis and identification. Trochum thereafter testified, again without
objection from defendant, that the bullet located in the barn and the
fragments taken from Creech's body were fired from one weapon and that the
three fired cartridges found in Creech's trailer were fired from one
weapon. Although he could not determine whether the weapon that fired the
bullets was the same weapon that expended the cartridges or whether the
bullets came from those cartridges, Trochum noted that the bullets and the
cartridges were consistent in caliber, design, and manufacture and couldhave been fired from the same firearm. Trochum also described the
mass and
velocity of this ammunition, concluding that such bullets are excellent
penetrators.
Following this testimony, the following exchange occurred:
[PROSECUTOR]: Based on your training and experience, are you
familiar with the type of damage that this particular type of
ammunition may cause to the human body?
[DEFENSE COUNSEL]: I would object to that, Your Honor.
THE COURT: Objection is overruled.
[AGENT TROCHUM]: Yes, sir.
. . . .
[PROSECUTOR]: I'm now going to show you [the autopsy
photographs]. Will you please examine these photographs and tell
me whether or not the wounds that you observe there, whether or
not you can form an opinion to a reasonable scientific certainty
as to whether or not the ammunition that you examined could have
caused that particular damage?
[DEFENSE COUNSEL]: I would object.
THE COURT: Overruled.
[AGENT TROCHUM]: These particular cartridges have the ability,
of course. In [the first two photographs], you have what appears
to be a small penetration here. Certainly that's capable of
these particular bullets. In [the last two photographs], you
have large wounds here. I would expect to see this from either a
fragmenting gunshot, if they ---
[DEFENSE COUNSEL]: Objection.
[AGENT TROCHUM]: -- were caused by these particular bullets.
THE COURT: Overruled.
[AGENT TROCHUM]: This would -- they are not incapable of this
type of damage. Again, these are excellent penetrators.
Defendant argues that this quoted portion of the Agent Trochum's testimony
constituted medical testimony that was outside his field of expertise.
Assuming arguendo that defendant is correct in characterizing the
above testimony as outside the expert's field of expertise, any error was
harmless. The undisputed evidence showed that the shots that killed Creech
and injured Hardison were fired from the rifle. The testimony showed that
the only firearms present at the time were an inoperable shotgun, a.44 magnum pistol, and the rifle brought into the trailer by the
perpetrators. No evidence suggests that the .44 magnum pistol was ever
used, and all the physical evidence supports a finding that only a
.30-caliber weapon was fired. Hardison's testimony further establishes
that the only weapon fired during the incident was the rifle.
Defendant argues that, given the relatively weak evidence that
defendant was the actual shooter, Agent Trochum's testimony prejudiced
defendant by suggest[ing] that [defendant], whom Hardison identified as
the man carrying the bolt-like rifle in the trailer, fired the shots that
seriously wounded [Hardison] and fatally wounded Creech. However, the
allegedly improper testimony served to establish only that the rifle was
the weapon that caused Creech's and Hardison's injuries, a fact already
established by the undisputed evidence. In no way did the testimony in
question imply that defendant was the man who fired the rifle. Thus, even
if the testimony was improper, defendant cannot show that there is a
reasonable possibility that, had the error in question not been committed,
a different result would have been reached at the trial. N.C.G.S. §
15A-1443(a)(2001). Accordingly, we overrule this assignment of error.
SENTENCING PROCEEDING
[4]By another assignment of error, defendant alleges that the trial
court erred in overruling defendant's objection to SBI Agent Tart's double-
hearsay testimony that Frazier told him that Freeman said defendant was the
shooter. Defendant alleges that admission of this statement violated
defendant's constitutional right of confrontation, as he was unable to
cross-examine either Freeman or Frazier.
For their involvement in these crimes, Frazier was charged with
conspiracy to commit robbery with a dangerous weapon; and Freeman was
charged with murder, attempted murder, and robbery with a dangerous weapon.
Neither Frazier nor Freeman testified at defendant's trial. During
sentencing defendant called Agent Tart to the stand and elicited testimonyregarding defendant's confession to the crime and assertion that
Freeman
was the shooter. On cross-examination, the following colloquy occurred:
[PROSECUTOR]: Agent Tart, prior to the Defendant making his
statement, Michael Frazier had already made a statement to you,
had he not?
[AGENT TART]: Yes.
[PROSECUTOR]: Is it not true that Michael Frazier told you that
this Defendant was the one that shot Dean Creech?
[DEFENSE COUNSEL]: Objection.
THE COURT: Overruled.
. . . .
[AGENT TART]: . . . I believe he told me that someone else told
him that.
[PROSECUTOR]: That someone else being Shantwan Freeman; is that
correct?
[AGENT TART]: Right.
[DEFENSE COUNSEL]: Objection.
THE COURT: Overruled.
While the Rules of Evidence do not apply to a capital sentencing
proceeding, State v. Daughtry, 340 N.C. 488, 517, 459 S.E.2d 747, 762
(1995), cert. denied, 516 U.S. 1079, 133 L. Ed. 2d 739 (1996), the
constitutional right to confront witnesses does apply, State v. McLaughlin,
341 N.C. 426, 458, 462 S.E.2d 1, 19 (1995) (holding that [a]lthough the
evidence at issue [at sentencing] was admissible as a matter of law under
the statute, we must also address whether the admission of that [evidence]
violated defendant's confrontation rights under the federal and state
constitutions), cert. denied, 516 U.S. 1133, 133 L. Ed. 2d 879 (1996).
The Confrontation Clause of the Sixth Amendment to the United States
Constitution, as applied to the states through the Fourteenth Amendment,
affords criminal defendants the right 'to be confronted with the witnesses
against him.' State v. Jaynes, 353 N.C. 534, 554, 549 S.E.2d 179, 195
(2001) (quoting U.S. Const. amend. VI). The principal purpose of
confrontation is to secure to the defendant the right to test the evidenceof the witnesses against him through cross-examination. State v. Mason,
315 N.C. 724, 729, 340 S.E.2d 430, 434 (1986). Defendant in this case was
denied the right to cross-examine the declarants, Freeman and Frazier,
inasmuch as Freeman and Frazier were also charged with crimes arising from
these events. Thus, their right under the Fifth Amendment to the United
States Constitution not to testify made them unavailable for cross-
examination by defendant. See Lilly v. Virginia, 527 U.S. 116, 124, 144 L.
Ed. 2d 117, 126 (1999). A defendant's mere lack of an opportunity to
cross-examine a witness does not necessarily mean, however, that the
defendant's confrontation rights were violated:
When a court can be confident _- as in the context of hearsay
falling within a firmly rooted exception _- that the declarant's
truthfulness is so clear from the surrounding circumstances that
the test of cross- examination would be of marginal utility, the
Sixth Amendment's residual trustworthiness test allows the
admission of the declarant's statements.
Lilly v. Virginia, 527 U.S. 116, 136, 144 L. Ed. 2d 117, 134 (1999)
(quoting Idaho v. Wright, 497 U.S. 805, 820, 111 L. Ed. 2d 638, 655
(1990)). Defendant argues that neither portion of the double-hearsay
statement in question comports with any firmly rooted hearsay exception and
has no other indicia of trustworthiness; hence, admission of the statement
violated defendant's constitutional right to confront the witnesses against
him.
Assuming arguendo that defendant is correct, any error is harmless
beyond a reasonable doubt. Defendant was convicted at the guilt-innocence
phase of first-degree murder on the basis of premeditation and deliberation
and under the felony murder rule. Not having been instructed that it could
find defendant guilty of premeditated murder under a theory of acting in
concert with Freeman, by this verdict the jury necessarily determined that
defendant himself fired the rifle.
(See footnote 1)
Moreover, the jury had already heard similar evidence without
objection from defendant. Santiago testified during the guilt-innocence
phase that Freeman said [defendant] shot him. He shot him. Though this
testimony occurred during the guilt-innocence phase, all such evidence is
competent for the jury's consideration in passing on punishment as well.
N.C.G.S. § 15A-2000(a)(3)(2001). Having heard this testimony, the jury was
aware that Freeman's version of the events was that defendant was the
shooter. Thus, the testimony that Freeman told Frazier, who in turn told
Agent Tart, that defendant was the shooter was duplicative of evidence
already before the jury.
Therefore, as the jury had already determined beyond a reasonable
doubt that defendant fired the rifle and had earlier heard similar
testimony, no reasonable probability exists that this double-hearsay
statement affected the outcome of the sentencing proceeding. See N.C.G.S.
§ 15A-1443(b); see also State v. Robinson, 336 N.C. 78, 114, 443 S.E.2d
306, 323 (1994) (holding that the pertinent inquiry is whether the
challenged error raises a reasonable probability that a different result
would have been reached absent the error), cert. denied, 513 U.S. 1089, 130
L. Ed. 2d 650 (1995). Accordingly, this assignment of error is overruled.
[5]Defendant contends next that the trial court erred in failing to
submit to the jury two nonstatutory mitigating circumstances supported by
the evidence: (i) that the murder was actually committed by another
person, and (ii) that the initial idea that resulted in the victim's death
was Michael Frazier's. Although defendant asserts that as to the first
circumstance the request was for a nonstatutory circumstance, the record on
appeal fails to include defendant's list of proposed mitigating
circumstances. Defendant quotes from the trial court's denial. Therefore,this Court cannot know whether the trial court's oral ruling quo
ted the
requested instruction verbatim. Accordingly, we can only infer from the
context of the transcript whether the requested instruction was for a
statutory or nonstatutory mitigating circumstance.
The transcript shows that the trial court agreed to submit the
mitigating circumstance that defendant had no significant history of prior
criminal activity. The trial court then agreed to give the instruction
that this murder was committed while the Defendant was under the influence
of mental or emotional disturbance. Immediately thereafter, the trial
court addressed the circumstance in question, stating:
I am not going to give the paragraph on that same page . . .
which is whether the murder was actually committed by another
person, with the Defendant being convicted of both premeditated
and deliberated and felony murder. So I'm not giving the
paragraph on that draft, which is paragraph four, I'm not giving
that.
Addressing the next requested circumstance, the trial court stated, I
don't think there's any evidence that the capacity of the Defendant to
appreciate the criminality of his conduct and conform his conduct to the
requirements of the law was impaired. The trial court then agreed to the
submission of defendant's age as a mitigating circumstance.
Thus, the plain language of the circumstances discussed immediately
prior to and subsequent to the circumstance in question shows that they are
statutory mitigating circumstances N.C.G.S. § 15A-2000(f)(1), (f)(2),
(f)(6), and (f)(7), respectively. This context strongly implies that the
circumstance in question was also a statutory mitigating circumstance.
Furthermore, after discussing defendant's age, the trial court states,
Non-statutory mitigating factors, starting with paragraph five . . . .
This statement demonstrates that the trial court then changed its focus to
the proposed nonstatutory mitigating circumstances. Based on this record,
we conclude that the trial court's ruling that it would not submit the
mitigating circumstance that the murder was actually committed by another
person was a refusal to submit the proposed statutory mitigatingcircumstance that defendant was an accomplice in or accessory t
o the
capital felony committed by another person and his participation was
relatively minor, N.C.G.S. § 15A-2000(f)(4), and analyze defendant's
assignment of error accordingly.
[T]he test for sufficiency of evidence to support submission of a
statutory mitigating circumstance is whether a juror could reasonably find
that the circumstance exists based on the evidence. State v. Fletcher,
348 N.C. 292, 323, 500 S.E.2d 668, 686 (1998), cert. denied, 525 U.S. 1180,
143 L. Ed. 2d 113 (1999). [D]efendant has the burden of producing
'substantial evidence' tending to show the existence of a mitigating
circumstance before that circumstance will be submitted to the jury.
State v. Rouse, 339 N.C. 59, 100, 451 S.E.2d 543, 566 (1994) (quoting State
v. Laws, 325 N.C. 81, 112, 381 S.E.2d 609, 627 (1989), sentence vacated on
other grounds, 494 U.S. 1022, 108 L. Ed. 2d 603 (1990)), cert. denied, 516
U.S. 832, 133 L. Ed. 2d 60 (1995).
Defendant contends that the trial court erred in assuming that a
finding by the jury during the guilt-innocence phase that defendant killed
the victim with premeditation precluded the jury from finding during the
sentencing phase that defendant did not personally commit the murder. In
doing so, defendant argues, the trial court erroneously failed to consider
that the jury had additional information at sentencing that was not present
at the guilt-innocence phase. Defendant first directs the Court to his
statement to investigators after his arrest in which he asserted that he
was involved but that Freeman was the shooter. Defendant contends,
furthermore, that Agent Tart's testimony regarding statements made by
Frazier showed that Freeman had the rifle when he got into the car at
Santiago's house and, thus, that Freeman was likely the shooter. Defendant
contends that this was additional evidence, not presented at the guilt-
innocence phase, that the jury could consider in determining which man
fired the shots that killed Creech. This argument is similar to one we recently rejected in Fletcher, 354
N.C. at 477, 555 S.E.2d at 547-48. In Fletcher, the defendant was
convicted of first-degree murder on the basis of premeditation and
deliberation and under the felony murder rule. Id. at 461, 555 S.E.2d at
538. At a resentencing proceeding, the defendant presented evidence, which
was not presented at the guilt-innocence phase, that someone else had
committed the murder. Id. at 477, 462, 555 S.E.2d at 548, 539. In holding
that the trial court did not err in failing to submit the (f)(4) mitigating
circumstance, the Court noted that that circumstance is inapplicable where
the defendant is convicted of premeditated and deliberate murder under
State v. Roseboro, 351 N.C. 536, 549, 528 S.E.2d 1, 10, cert. denied, 531
U.S. 1019, 148 L. Ed. 2d 498 (2000). Fletcher, 354 N.C. at 477, 555 S.E.2d
at 547-48. In response to the defendant's argument that Roseboro should be
inapplicable where additional evidence is presented at sentencing, the
Court further held that the additional evidence presented at the
resentencing was not substantial in showing that the defendant's
participation was minor. Id. at 477, 555 S.E.2d at 548.
Similarly, even were we to hold that Roseboro does not apply where
additional evidence is presented at sentencing, no substantial evidence was
presented here to support that defendant's participation was minor.
Defendant's own statement introduced at sentencing showed that he
voluntarily went with Freeman, who was carrying a rifle, to commit an armed
robbery. In the course of that robbery, defendant claims to have wrestled
with one of the victims, picked up spent shells after Freeman fired the
rifle, ascertained that the victims appeared to be dead, helped Freeman
push the getaway car out of a ditch, then fled the scene in the car with
Freeman. Thus, even if defendant's statement is viewed as entirely true,
the statement is not substantial evidence from which the jury could have
concluded that defendant's participation in the murder was minor.
Therefore, the trial court properly refused to submit the requestedmitigating circumstance.
Moreover, even assuming arguendo that this mitigating circumstance
should have been submitted, any error was harmless beyond a reasonable
doubt. In finding defendant guilty of premeditation and deliberation, the
jury had previously determined beyond a reasonable doubt that defendant
fired the rifle. The only new evidence presented was a self-serving
statement made by defendant to investigators after his arrest and an
inconsequential statement that Freeman was carrying the gun earlier in the
night. Given that Santiago testified defendant stated that he shot the
victims and Hardison identified defendant as the shooter, a reasonable
probability does not exist that this additional evidence would be
sufficient to change a juror's mind as to who shot the rifle.
[6]The second requested mitigating circumstance in question, that the
initial idea that resulted in the victim's death was Michael Frazier's, is
properly identified as a nonstatutory mitigating circumstance. Submission
of a requested nonstatutory mitigating circumstance is required where:
(1) the nonstatutory mitigating circumstance is one which the
jury could reasonably find had mitigating value, and (2) there is
sufficient evidence of the existence of the circumstance to
require it to be submitted to the jury.
State v. Green, 336 N.C. 142, 182, 443 S.E.2d 14, 37 (quoting Benson, 323
N.C. at 325, 372 S.E.2d at 521), cert. denied, 513 U.S. 1046, 130 L. Ed. 2d
547 (1994). During the trial court's review of the proposed nonstatutory
mitigating circumstances, the following transpired:
[PROSECUTOR]: . . . [T]he State would vigorously object to
. . . the proposed mitigator that The initial idea that resulted
in the death of the decedent was Michael Frazier's. That is
very misleading. That makes it suggest as though it were Michael
Frazier's idea to murder the victim. That's not the case at
all. . . .
. . . .
. . . If it's going to be submitted, I would respectfully
submit it needs to be completely re-worded . . . .
[DEFENSE COUNSEL]: Your Honor, we could say the initial
idea for the plan that resulted in the death of the decedent was
Michael Frazier's.
. . . .
THE COURT: According to the evidence that's been presented,
I think the more appropriate wording would be the initial idea
for the robbery was Michael Frazier's. According to the
statement of the Defendant, that's what he said, but -- what's in
evidence. So I'm going to amend [the proposed mitigating
circumstance] to read, The initial idea for the robbery was
Michael Frazier's.
The amended mitigating circumstance was submitted to but not found to
exist by the jurors. While defendant agrees that the circumstance that was
ultimately submitted is a correct statement, he argues that the proposed
mitigator that the initial idea that resulted in the death was Michael
Frazier's was also correct. Furthermore, defendant argues that the
proposed mitigator was not subsumed in the one actually submitted; the
proposed circumstance focused on the correlation between the initial idea
and the death rather than the robbery. Moreover, defendant argues, as the
robbery indisputably resulted in the death, the requested mitigating
circumstance was supported by substantial evidence and should have been
submitted to the jury.
Assuming arguendo that the proposed circumstance was not subsumed in
the submitted circumstance, this argument is still without merit. The jury
easily could have misinterpreted the proposed circumstance to mean that the
initial idea for the murder was Michael Frazier's -- a circumstance not
supported by substantial evidence. Thus, the trial court properly amended
the requested mitigator to avoid a misinterpretation unsupported by
substantial evidence. See Jaynes, 353 N.C. at 562, 549 S.E.2d at 199-200
(noting that a broadly worded circumstance susceptible to different
interpretations violates the rule that [a] mitigating circumstance should
direct the jurors to specific aspects of the crime, defendant's character,
or defendant's record which could serve as a basis for finding the
defendant is less deserving of the death penalty).
Moreover, we note that once the trial court announced its amendment,
defendant did not object to the amended circumstance or offer alternativewording to emphasize the correlation between the initial plan and
Creech's
death. Thus, as the proposed nonstatutory circumstance would likely be
interpreted in a manner not supported by substantial evidence, we overrule
this assignment of error.
[7]Defendant contends by another assignment of error that the trial
court erred in denying defendant's request to instruct the jury that it
could not use the same evidence to support more than one aggravating
circumstance. Defendant further alleges that the trial court subsequently
instructed the jury in a manner that permitted finding the (e)(5)
aggravating circumstance, that the murder was committed during a robbery,
and the (e)(11) aggravating circumstance, that the murder was part of a
course of conduct including crimes of violence against others, based solely
upon evidence that someone went through Hardison's pockets. We decline to
address defendant's claim that this error violated his constitutional due
process rights, as a constitutional basis was not raised at trial. See
Benson, 323 N.C. at 322, 372 S.E.2d at 519.
Where . . . there is separate evidence supporting each aggravating
circumstance, the trial court may submit both 'even though the evidence
supporting each may overlap.' Rouse, 339 N.C. at 97, 451 S.E.2d at 564
(quoting State v. Gay, 334 N.C. 467, 495, 434 S.E.2d 840, 856 (1993)). In
this case, separate evidence supported both the (e)(5) and (e)(11)
aggravating circumstances. The jury found defendant guilty of the first-
degree murder of Creech, the attempted first-degree murder of Hardison, and
robbery with a firearm. Based upon these verdicts, separate, independent
evidence supported each aggravating circumstance: the robbery supported
the (e)(5) aggravating circumstance, while the attempted murder of Hardison
supported the (e)(11) aggravating circumstance. Thus, the trial court's
decision to submit both circumstances was proper under Rouse.
Defendant contends, however, that the overlap in the evidence, without
the requested limiting instruction, allowed the jury to improperly findthat the evidence that someone went through Hardison's pockets, whic
h is an
attempted robbery, supported both the (e)(5) and (e)(11) aggravating
circumstances. When the court perceives a possible overlap of evidence
supporting more than one aggravating circumstance and when the court is
requested to instruct the jury that the same evidence cannot be used as a
basis for finding more than one aggravating circumstance, it should do so.
State v. Smith, 352 N.C. 531, 565, 532 S.E.2d 773, 795 (2000), cert.
denied, 532 U.S. 949, 149 L. Ed. 2d 360 (2001). Thus, whether defendant
properly requested such a limiting instruction is a key initial inquiry.
The following discussion took place during the sentencing charge
conference in this case:
[DEFENSE COUNSEL]: . . . I would like to ask for an
instruction that the same evidence cannot be used in support of
more than one aggravator.
THE COURT: Do you have an instruction, proposed
instruction?
[DEFENSE COUNSEL]: No, I don't.
THE COURT: The law will take care of it. The instruction
will stand as set forth.
[DEFENSE COUNSEL]: Yes, sir.
Based upon this discussion, defendant argues that the trial court should
have given the limiting instruction under Smith.
We begin our analysis by noting that defendant never properly
requested the instruction to which he now claims he was entitled. N.C.G.S.
§ 15A-1231 provides, in pertinent part, that [a]t the close of the
evidence . . . , any party may tender written instructions. N.C.G.S. §
15A-1231(a)(2001). The transcript reveals that defendant made only an oral
request for the limiting instruction. Thus, defendant did not properly
request this limiting instruction.
Even were we to assume error arguendo, defendant cannot show a
reasonable possibility that, had the error in question not been committed,
a different result would have been reached at the trial. N.C.G.S. §15A-1443(a). At the conclusion of the guilt-innocence phase
, the jury
found defendant guilty of the first-degree murder of Creech and the
attempted first-degree murder of Hardison. The jury also found defendant
guilty of robbery with a firearm rather than the available option of
attempted robbery with a firearm. No evidence supported a finding that
anything was taken from Hardison when someone went through his pockets.
Therefore, the conviction for robbery with a firearm was necessarily based
on the evidence that the shotgun and pistol were taken from the trailer.
The trial court, on the Issues and Recommendation as to Punishment form,
worded the (e)(5) aggravating circumstance as follows, Was this murder
committed by the Defendant while the Defendant was engaged in the
commission of Robbery with a Firerarm. The jury having already determined
that defendant committed robbery with a firearm, no reasonable possibility
exists that it relied on evidence of an attempted robbery of Hardison to
find the (e)(5) aggravating circumstance, particularly where the form
directed its attention to commission of the robbery with a firearm.
Clearly, the jury found the (e)(5) aggravating circumstance to exist based
on the completed robbery and found the (e)(11) aggravating circumstance to
exist based on the attempted murder of Hardison. Thus, defendant has
failed in his burden to show prejudice resulting from any error. For these
reasons, this assignment of error is overruled.
[8]Defendant next contends that the trial court erred in failing to
submit the (f)(6) mitigating circumstance, that the capacity of defendant
to appreciate the criminality of his conduct or to conform his conduct to
the requirements of law was impaired. As noted earlier, a statutory
mitigating circumstance must be submitted if defendant has produced
substantial evidence of the circumstance such that a juror could reasonably
find the circumstance to exist.
The (f)(6) mitigating circumstance
may exist even if a defendant has capacity to know right from
wrong, to know that the act he committed was wrong, and to knowthe nature and quality of that act. It would exist even under
these circumstances if the defendant's capacity to appreciate (to
fully comprehend or be fully sensible of) the criminality
(wrongfulness) of his conduct was impaired (lessened or
diminished), or if defendant's capacity to follow the law and
refrain from engaging in the illegal conduct was likewise
impaired (lessened or diminished).
State v. Johnson, 298 N.C. 47, 68, 257 S.E.2d 597, 613 (1979), quoted in
State v. Ward, 338 N.C. 64, 107, 449 S.E.2d 709, 733 (1994), cert. denied,
514 U.S. 1134, 131 L. Ed. 2d 1013 (1995). Furthermore, this Court has
noted that the (f)(6) statutory mitigating circumstance has been found to
be supported only in cases where there was evidence, expert or lay, of
some mental disorder, disease, or defect, or voluntary intoxication by
alcohol or narcotic drugs, to the degree that it affected the defendant's
ability to understand and control his actions. State v. Syriani, 333 N.C.
350, 395, 428 S.E.2d 118, 142-43, cert. denied, 510 U.S. 948, 126 L. Ed. 2d
341 (1993).
Defendant argues that the testimony of Dr. John Warren, an expert in
the field of forensic psychology , supports submission of this mitigating
circumstance as it established that defendant suffers from a personality
disorder brought on by emotional and physical abuse and aggravated by
chronic depression, poly-substance abuse, and the death of his father.
However, Dr. Warren also testified that defendant's mental and emotional
state was not such that it would have prohibited him from knowing what was
going on around him, or what he was doing. Moreover, Dr. Warren later
testified that he was not suggesting that defendant was unable to tell the
difference between right and wrong or to appreciate the nature and quality
of his actions.
This evidence does not show that defendant's ability to appreciate the
criminality of his actions or to conform his conduct to the law was
impaired. At most, Dr. Warren's testimony shows that defendant operated
under a mental or emotional disturbance at the time of the murder. Thus,
this evidence is properly considered under the (f)(2) statutory mitigatingcircumstance, that the murder was committed while the defen
dant was under
the influence of mental or emotional disturbance. N.C.G.S. §
15A-2000(f)(2). The (f)(2) mitigating circumstance was submitted to the
jury, and the jury found it to exist. Accordingly, we hold that the trial
court properly refused to submit the (f)(6) mitigating circumstance.
PRESERVATION ISSUES
Defendant raises two additional issues that he concedes have
previously been decided contrary to his position by this Court:
(i) whether the trial court erred by instructing jurors that they were
permitted to reject submitted nonstatutory mitigators on the basis that
they did not have mitigating value; and (ii) whether the North Carolina
death penalty statute is unconstitutional in that the death sentence is a
cruel and unusual punishment imposed in an arbitrary and discriminatory
manner.
Defendant raises these issues for purposes of urging this Court to
reexamine its prior holdings. We have considered defendant's arguments on
these issues and conclude that defendant has demonstrated no compelling
reason to depart from our prior holdings. We thus overrule these
assignments of error.
PROPORTIONALITY
[9]Finally, this Court
exclusively has the statutory duty in capital cases, pursuant to N.C.G.S. §
15A-2000(d)(2), to review the record and determine: (i) whether the record
supports the jury's findings of the aggravating circumstances upon which
the court based its death sentence; (ii) whether the sentence was imposed
under the influence of passion, prejudice, or any other arbitrary factor;
and (iii) whether the death sentence is excessive or disproportionate to
the penalty imposed in similar cases, considering both the crime and the
defendant. State v. McCollum, 334 N.C. 208, 239, 433 S.E.2d 144, 161
(1993), cert. denied, 512 U.S. 1254, 129 L. Ed. 2d 895 (1994).
After a thorough review of the transcript, record on appeal, briefs,and oral arguments of counsel, we are convinced
that the jury's findings of
the three aggravating circumstances submitted were supported by the
evidence. We also conclude that nothing in the record suggests that
defendant's death sentence was imposed under the influence of passion,
prejudice, or any other arbitrary factor.
Finally, we must consider whether the imposition of the death penalty
in defendant's case is proportionate to other cases in which the death
penalty has been affirmed, considering both the crime and the defendant.
Robinson, 336 N.C. at 133, 443 S.E.2d at 334. The purpose of
proportionality review is to eliminate the possibility that a person will
be sentenced to die by the action of an aberrant jury. State v. Holden,
321 N.C. 125, 164-65, 362 S.E.2d 513, 537 (1987), cert. denied, 486 U.S.
1061, 100 L. Ed. 2d 935 (1988). Proportionality review also acts [a]s a
check against the capricious or random imposition of the death penalty.
State v. Barfield, 298 N.C. 306, 354, 259 S.E.2d 510, 544 (1979), cert.
denied, 448 U.S. 907, 65 L. Ed. 2d 1137 (1980). Our consideration is
limited to those cases that are roughly similar as to the crime and the
defendant, but we are not bound to cite every case used for comparison.
Syriani, 333 N.C. at 400, 428 S.E.2d at 146. Whether the death penalty is
disproportionate ultimately rest[s] upon the 'experienced judgments' of
the members of this Court. Green, 336 N.C. at 198, 443 S.E.2d at 47.
In the case at bar, defendant was convicted of first-degree murder on
the basis of premeditation and deliberation and under the felony murder
rule. Defendant was also convicted of attempted first-degree murder and
robbery with a firearm. The jury found all of the aggravating
circumstances submitted: (i) that defendant had been previously convicted
of a felony involving the use or threat of violence to the person, N.C.G.S.
§ 15A-2000(e)(3); (ii) that the murder was committed while defendant was
engaged in the commission of robbery with a firearm, N.C.G.S. §
15A-2000(e)(5); and (iii) that the murder was part of a course of conductin which the defendant engaged and which included the commiss
ion by the
defendant of other crimes of violence against another person or person,
N.C.G.S. § 15A-2000(e)(11).
The trial court submitted four statutory mitigating circumstances for
the jury's consideration: (i) defendant has no significant history of
prior criminal activity, N.C.G.S. § 15A-2000(f)(1); (ii) the crime was
committed while defendant was under the influence of mental or emotional
disturbance, N.C.G.S. § 15A-2000(f)(2); (iii) defendant's age at the time
of the murder, N.C.G.S. § 15A-2000(f)(7); and (iv) the catchall mitigating
circumstance that there existed any other circumstance arising from the
evidence which the jury deemed to have mitigating value, N.C.G.S. §
15A-2000(f)(9). The jury found only the (f)(2) and (f)(9) statutory
mitigating circumstances to exist. The trial court also submitted forty-
five nonstatutory mitigating circumstances; the jury found twenty-three of
these circumstances to exist and to have mitigating value.
We begin our proportionality analysis by comparing this case to those
cases in which this Court has determined the sentence of death to be
disproportionate. This Court has determined the death sentence to be
disproportionate on seven occasions. Benson, 323 N.C. 318, 372 S.E.2d 517;
State v. Stokes, 319 N.C. 1, 352 S.E.2d 653 (1987); State v. Rogers, 316
N.C. 203, 341 S.E.2d 713 (1986), overruled on other grounds by State v.
Gaines, 345 N.C. 647, 483 S.E.2d 396, cert. denied, 522 U.S. 900, 139 L.
Ed. 2d 177 (1997), and by State v. Vandiver, 321 N.C. 570, 364 S.E.2d 373
(1988); State v. Young, 312 N.C. 669, 325 S.E.2d 181 (1985); State v. Hill,
311 N.C. 465, 319 S.E.2d 163 (1984); State v. Bondurant, 309 N.C. 674, 309
S.E.2d 170 (1983); State v. Jackson, 309 N.C. 26, 305 S.E.2d 703 (1983).
This case is not substantially similar to any of the cases in which this
Court has found that the death sentence was disproportionate.
We also consider cases in which this Court has found the death penalty
to be proportionate. Defendant in this case entered the victim's home,shot two men, ransacked the home, and left the men for dead.
A murder in
the home 'shocks the conscience, not only because a life was senselessly
taken, but because it was taken [at] an especially private place, one
[where] a person has a right to feel secure.' State v. Adams, 347 N.C.
48, 77, 490 S.E.2d 220, 236 (1997) (quoting State v. Brown, 320 N.C. 179,
231, 358 S.E.2d 1, 34, cert. denied, 484 U.S. 970, 98 L. Ed. 2d 406 (1987))
(alterations in original), cert. denied, 522 U.S. 1096, 139 L. Ed. 2d 878
(1998). Defendant was convicted in part under a theory of premeditation
and deliberation. The finding of premeditation and deliberation indicates
a more cold-blooded and calculated crime. State v. Artis, 325 N.C. 278,
341, 384 S.E.2d 470, 506 (1989), sentence vacated on other grounds, 494
U.S. 1023, 108 L. Ed. 2d 604 (1990). Furthermore, this Court has deemed
all three of the aggravating circumstances present in this case, standing
alone, to be sufficient to sustain a sentence of death. State v. Bacon,
337 N.C. 66, 110 n.8, 446 S.E.2d 542, 566 n.8 (1994), cert. denied, 513
U.S. 1159, 130 L. Ed. 2d 1083 (1995). Viewed in this light, we conclude
that the present case is more analogous to cases in which we have found the
sentence of death proportionate than to those cases in which we have found
the sentence disproportionate or to those cases in which juries have
consistently returned recommendations of life imprisonment.
Defendant received a fair trial and capital sentencing proceeding,
free from prejudicial error; and the death sentence in this case is not
disproportionate. Accordingly, the judgments of the trial court are left
undisturbed.
NO ERROR.
Footnote: 1 When instructed on acting in co
ncert, a jury may convict
a defendant of premeditated and deliberate first-degree murder
even though it does not believe the defendant personally
committed the acts constituting the offense. State v. Fletcher,354 N.C. 455, 473, 555 S.E.2d 534, 545 (2001). Thus, a finding
of premeditated murder without being instructed on acting in
concert requires the jury to find that defendant himself
committed all the acts of murder, including firing the rifle.
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