All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Car olina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the North Carolina Reports and North Carolina Court of Appeals Reports, the latest print version is to be consid ered authoritative.
ASHLEY STEPHENSON, individually, and as a resident and registered
voter of Beaufort County, North Carolina; LEO DAUGHTRY,
individually, and as Representative for the 95th District, North
Carolina House of Representatives; PATRICK BALLANTINE,
individually, and as Senator for the 4th District, North Carolina
Senate; ART POPE, individually, and as Representative for the
61st District, North Carolina House of Representatives; and BILL
COBEY, individually, and as Chairman of the North Carolina
Republican Party and on behalf of themselves and all other
persons similarly situated v. GARY BARTLETT, as Executive
Director of the State Board of Elections; LARRY LEAKE, ROBERT B.
CORDLE, GENEVIEVE C. SIMS, LORRAINE G. SHINN, and CHARLES
WINFREE, as members of the State Board of Elections; JAMES B.
BLACK, as Speaker of the North Carolina House of Representatives;
MARC BASNIGHT, as President Pro Tempore of the North Carolina
Senate; MICHAEL EASLEY, as Governor of the State of North
Carolina; and ROY COOPER, as Attorney General of the State of
North Carolina
1. Elections--North Carolina-_2001 legislative redistricting plans--
constitutionality
The trial court did not err by granting summary judgment in favor of plaintiffs on the
claim that the General Assembly enacted its 2001 legislative redistricting plans in violation of the
whole county provision (WCP) under Article II, Sections 3(3) and 5(3) of the North Carolina
Constitution when the 2001 Senate redistricting plan divided 51 of 100 counties into different
Senate districts and the 2001 House redistricting plan divided 70 out of 100 counties into
different House districts, because the use of both single-member and multi-member districts
within the same redistricting plan violates the Equal Protection Clause of the State Constitution
unless it is established that inclusion of multi-member districts advances a compelling state
interest, and the trial court is directed to conduct a hearing, on an expedited
basis, on: (1) the question of the feasibility of allowing the General Assembly the first
opportunity to develop new redistricting plans consistent with the legal requirements set forth by
the North Carolina Supreme Court if so doing will not disrupt the timing of the 2002 general
election; and (2) in the event defendants are unable to develop new redistricting plans in
accordance with the timetable established by the trial court, the trial court is authorized and
directed to seek proposed remedial plans, review and adopt temporary or interim remedial plans
for the North Carolina Senate and North Carolina House of Representatives, and seek
preclearance thereof, for use in the 2002 election cycle.
2. Elections--North Carolina-_2001 legislative redistricting plans_-
instructions on
remand
The trial court, during the remedial stage of the instant proceeding seeking to correct the
General Assembly's unconstitutional enactment of its 2001 legislative redistricting plans in
violation of the whole county provisions (WCP) under Article II, Sections 3(3) and 5(3) of the
North Carolina Constitution, is instructed on remand to comply with the following requirements
including: (1) to ensure full compliance with federal law, legislative districts required by the
Voting Rights Act of 1965 (VRA) shall be formed prior to creation of non-VRA districts; (2)
VRA districts must be formed consistent with federal law and in a manner having no
retrogressive effect upon minority voters; and (3) to the maximum extent practicable, such VRA
districts shall also comply with the legal requirements of the WCP herein established for allredistricting plans and districts throughout t
he State.
3. Elections--North Carolina-_legislative redistricting plans_-gener
al rules
The following general rules shall be used for all redistricting plans and districts
throughout North Carolina, including: (1) in forming new legislative districts, any deviation from
the
ideal population for a legislative district shall be at or within plus or minus five percent for
purposes of compliance with federal one-person, one-vote requirements; (2) in counties having
a 2000 census population sufficient to support the formation of one non-Voting Rights Act of
1965 (VRA) legislative district falling at or within plus or minus five percent deviation from the
ideal population consistent with one-person, one-vote requirements, the whole county
provision (WCP) requires that the physical boundaries of any such non-VRA legislative district
not cross or traverse the exterior geographic line of any such county; (3) when two or more non-
VRA legislative districts may be created within a single county, which districts fall at or within
plus or minor five percent deviation from the ideal population consistent with one-person, one-
vote requirements, single member non-VRA districts shall be formed within said county, and
such non-VRA districts shall be compact and shall not traverse the exterior geographic boundary
of any such county; (4) in counties having a non-VRA population pool which cannot support at
least one legislative district at or within plus or minus five percent of the ideal population for a
legislative district or, alternatively, counties having a non-VRA population pool which, if divided
into districts, would not comply with the at or within plus or minus five percent one-person,
one-vote standard, the requirements of the WCP are met by combining or grouping the
minimum number of whole, contiguous counties necessary to comply with the at or within plus
or minus five percent one-person, one-vote standard; (5) within any such contiguous multi-
county grouping, compact districts shall be formed, consistent with the at or within plus or minus
five percent standard, whose boundary lines do not cross or traverse the exterior line of the
multi-county grouping; provided, however, that the resulting interior county lines created by any
such groupings may be crossed or traversed in the creation of districts within said multi-county
grouping but only to the extent necessary to comply with the at or within plus or minus five
percent one-person, one-vote standard; (6) intent underlying the WCP must be enforced to the
maximum extent possible; thus, only the smallest number of counties necessary to comply with
the at or within plus or minus five percent one-person, one-vote standard shall be combined,
and communities of interest should be considered in the formation of compact and contiguous
electoral districts; and (7) any new redistricting plans, including any proposed on remand in this
case, shall depart from strict compliance with the legal requirements set forth herein only to the
extent necessary to comply with federal law.
Justice ORR concurring in part and dissenting in part.
Justice PARKER dissenting.
Justice BUTTERFIELD dissenting.
On appeal pursuant to N.C.G.S. § 7A-31(b) prior to
determination by the Court of Appeals from an order allowing
summary judgment for plaintiffs and an order for declaratory
judgment and injunctive relief holding that the 2001 State
legislative redistricting plans violate the North CarolinaConstitution, both orders entered 20 February 2002 by Jenkins,
J., in Superior Court, Johnston County. Heard in Special Session
in the Supreme Court 4 April 2002.
Maupin Taylor & Ellis, P.A., by Thomas A. Farr and James C.
Dever, III, for plaintiff-appellees.
Roy Cooper, Attorney General, by Edwin M. Speas, Jr., Chief
Deputy Attorney General, and Tiare B. Smiley, Norma S.
Harrell, Alexander McC. Peters, and Susan K. Nichols,
Special Deputy Attorneys General, for defendant-appellants;
and Jenner & Block, LLC, by Donald B. Verrilli, Jr., pro hac
vice, co-counsel for defendant-appellants Marc Basnight and
James B. Black.
Patterson, Harkavy & Lawrence, L.L.P., by Burton Craige; and
Neill S. Fuleihan, on behalf of the North Carolina Academy
of Trial Lawyers, amicus curiae.
Ferguson Stein Chambers Wallas Adkins Gresham & Sumter PA,
by Adam Stein and Julius L. Chambers, on behalf of the North
Carolina State Conference of Branches of the National
Association for the Advancement of Colored People, amicus
curiae.
Smith Moore LLP, by James G. Exum, Jr., and Julia F.
Youngman, on behalf of Wilbur Gulley, individually and as
Senator for the 13th District, N.C. Senate; Luther Jordan,
individually and as Senator for the 7th District, N.C.
Senate, and as Chairman of the Legislative Black Caucus;
David Weinstein, individually and as Senator for the 30th
District, N.C. Senate, and as Co-Chairman of the Senate
Rural Development Committee; Edd Nye, individually and as
Representative for the 96th District, N.C. House of
Representatives; and Victor Farah, individually and as
resident and registered voter of Wake County, and as
candidate for the N.C. House of Representatives, and on
behalf of themselves, their constituents, and all other
persons similarly situated, amici curiae.
Everett and Everett, by Robinson O. Everett and Seth A.
Neyhart, on behalf of Americans for the Defense of
Constitutional Rights, Inc., amicus curiae.
Hunter, Elam, Benjamin & Tomlin, PLLC, by Robert N. Hunter,
Jr., on behalf of Lee McLean Foreman, Marcus D. Kindley,
William W. Peaslee, Kenneth Ray Moore, Robert Brewington,
William Franklin Mitchell, Kellon D. McMillian, Cecelia
Ferguson Taylor, Gilbert Parker, and Henry McKoy, amici
curiae.
Collier Shannon Scott, PLLC, by Scott A. Sinder, pro hacvice; and Coats & Bennett, PLLC, by Anthony Bil
ler, on
behalf of the DKT Liberty Project and the Center for Voting
and Democracy, amici curiae.
Pender County, by Carl W. Thurman III, Pender County
Attorney, amicus curiae.
LAKE, Chief Justice.
The instant action presents a state law question of first
impression for this Court. The case arises from a challenge to
the state legislative redistricting plans adopted by the General
Assembly in November 2001, upon the basis that these plans
violate provisions of the North Carolina Constitution (the State
Constitution).
(See footnote 1)
Focusing on correspondence received from the USDOJ during
1981 and 1982, defendants assert that the USDOJ's objection to
the 1981 State legislative redistricting plans now renders the
WCP unenforceable. They also contend that Cavanagh v. Brock, 577
F. Supp. 176, controls the resolution of this issue. Finally,
they assert that plaintiffs' interpretation of the State
constitutional provisions, when coupled with the effect of the
VRA, will result in a rewrite of the State Constitution and a
mechanical interpretation of the same.
While I agree with the ultimate conclusion of the
majority -- that the trial court correctly ruled the
redistricting plans at issue unconstitutional -- I do so for
different reasons. As to the remedial portion of the majority
decision, I disagree with the majority's utilization of a State
Equal Protection argument to conclude that multi-member
districts are unconstitutional and with the majority's imposition
of a plus-or-minus-five percent standard for drawing new
districts. Therefore, I am compelled to write separately and to
concur in part and dissent in part to the majority's opinion.
The sole issue before this Court is whether the trial
court erred in ruling that the redistricting plans duly enacted
by the General Assembly on 13 November 2001 and precleared by the
United States Department of Justice on 11 February 2002 violate
Article II, Sections 3(3) and 5(3) of the North Carolina
Constitution (State Constitution). Defendants contend the
trial court did err; I agree and vote to reverse.
I agree with Justice Parker's conclusion that the
whole-county provisions of our state Constitution are void and
unenforceable. I write separately to explain my view concerning
the unenforceability of the whole-county provisions and to
emphasize the important role of the Voting Rights Act in
guaranteeing racial fairness in the political process.
*** Converted from WordPerfect ***
Plaintiffs, citizens and registered voters in North
Carolina, filed suit on 13 November 2001 contending that, under
Article II, Sections 3(3) and 5(3) of the State Constitution,
collectively referred to as the Whole-County Provisions (the
WCP), the General Assembly may not divide counties in creating
Senate and House of Representative districts except to the extent
necessary to comply with federal law.
On 19 November 2001, defendants removed this case to the
United States District Court for the Eastern District of North
Carolina. On 20 December 2001, the District Court remanded the
case. Stephenson v. Bartlett, 180 F. Supp. 2d 779 (E.D.N.C.
2001). In its order of remand, the District Court stated, among
other things, that the redistricting process was a matterprimarily within the province of the states, that plaintiffs had
challenged the 2001 legislative redistricting plans solely on the
basis of state constitutional provisions, that the complaint
only raises issues of state law, and that defendants' removal
of this suit from state court was therefore inappropriate. Id.
at 782-83, 786. Defendants subsequently filed a notice of appeal
from the District Court's order with the United States Court of
Appeals for the Fourth Circuit. The Fourth Circuit denied
defendants' motion to stay the District Court's order of remand.
On 20 February 2002, the trial court granted plaintiffs'
motion for summary judgment on the ground that the 2001
legislative redistricting plans violate the State Constitution.
That same day, the trial court entered a remedial order granting
both declaratory and injunctive relief pursuant to Rules 57 and
65 of the North Carolina Rules of Civil Procedure. The order of
the trial court provided in pertinent part:
1. Article I, Section 3 of the North Carolina
Constitution provides that every right under North
Carolina law should be exercised in pursuance of laws
and consistently with the Constitution of the United
States. Article I, Section 5 provides that no law or
ordinance of the State in contravention or subversion
of the United States Constitution can have any lasting
force and effect. . . . [T]he Court concludes that
Article I, Sections 2, 3, and 5, require that the North
Carolina Constitution should be harmonized with any
applicable provisions of federal law, so as to avoid
any conflict between the North Carolina Constitution
and federal law.
2. Under a harmonized interpretation of Article
I, Sections 2, 3, and 5 and Article II, Sections 3(3)
and 5(3), the North Carolina Constitution prohibits the
General Assembly from dividing counties into separate
Senate and House districts, except to the extent that
counties must be divided to comply with federal law.
Thus, the General Assembly must preserve county lines
to the maximum extent possible, except to the extentcounties must be divided to comply with Section 5 of
the Voting Rights Act, to comply with Section 2 of the
Voting Rights Act, and to comply with the U.S.
Constitution, including the federal one-person one-vote
requirements . . . .
3. The [2001 legislative redistricting plans]
divide counties more than are necessary to comply with
the Voting Rights Act or the federal one-person one-
vote requirements, and therefore violate the North
Carolina Constitution.
The trial court permanently enjoined defendants from
conducting any primary or general election under the 1992 Senate
and House Plans, the [2001 legislative redistricting plans], or
any other plans that divide counties for any reason other than:
(a) the creation of districts needed to obtain preclearance under
Section 5 of the Voting Rights Act; (b) the creation of districts
needed to avoid liability under Section 2 of the Voting Rights
Act; (c) maintaining the population deviation range between
districts within the limits approved [by the United States
Supreme Court] for jurisdictions that prohibit the division of
counties into separate legislative districts; and (d) any other
divisions that are necessary to comply with the United State[s]
Constitution and applicable federal law. Finally, the trial
court stayed its order and provided that, in fairness to all
parties, the voters, and the taxpayers, the present
constitutional issues and the outcome of plaintiffs' request for
injunctive relief for the 2002 election cycle should be decided
by this Court.
On 26 February 2002, this Court allowed plaintiffs'
Emergency Petition for Suspension of the North Carolina Rules of
Appellate Procedure, thus setting the stage for expedited directreview by this Court. Thereafter, defendants filed notice of
appeal in this Court. By unanimous order dated 7 March 2002,
this Court enjoined defendants from conducting primary elections
on 7 May 2002 for the office of Senator in the North Carolina
Senate and the office of Representative in the North Carolina
House of Representatives, pending determination of the
constitutional issue by this Court.
On 21 March 2000, the United States Census Bureau released
the 2000 population data for the State of North Carolina. From
1990 to 2000, the state's population increased by 21.4 percent,
to 8,049,313. Pursuant to its constitutional mandate to
redistrict and reapportion legislative districts after each
decennial census, N.C. Const. art. II, §§ 3, 5, on 13 November
2001, the General Assembly enacted redistricting and
reapportionment plans for the Senate and the House of
Representatives, Acts of Nov. 13, 2001, chs. 458, 459, 2001 N.C.
Sess. Laws ___, ___. The 2001 Senate Plan divides 51 of 100
counties into different districts (2001 Senate map, Attachment
A). Ch. 458, 2001 N.C. Sess. Laws ___. The 2001 House Plan
divides 70 of 100 counties into different districts (2001 House
map, Attachment B). Ch. 459, 2001 N.C. Sess. Laws ___. Under
the 2001 Senate Plan, a number of counties are divided into as
many as four to six districts, and under the 2001 House Plan, a
number of counties are divided into as many as four to thirteen
districts. Chs. 458, 459, 2001 N.C. Sess. Laws ___, ___.
For instance, Pender County has a 2000 census population of
41,082, a number far below the ideal population for a single-member House seat of 67,078. In its amicus curiae brief, Pender
County states that it has no interest in which political party
controls the North Carolina General Assembly or the re-election
prospects of a particular legislator. Rather, Pender County
simply wants its citizens to have the opportunity to present a
cohesive voice to address the particular needs it faces as a low
wealth, rapid growth county. Under the 2001 legislative
redistricting plans, the citizens of Pender County are
distributed among eight legislative districts incorporating
fourteen different counties. Chs. 458, 459, 2001 N.C. Sess. Laws
___, ___. As a result, Pender County maintains that the 2001
legislative redistricting plans have balkanized the county and
muted the voices of its citizens seeking to choose a legislator
who will be sensitive and responsive to their unique needs.
In the trial court below, plaintiffs presented a forecast of
their evidence on the issue of protecting the citizenry's equal
right to vote and ensuring the continued vitality of the State's
democratic processes. In this regard, plaintiffs submitted
deposition testimony of John N. Davis, Executive Director of
NCFREE, a nonpartisan organization within this State, who has
been forecasting election results in North Carolina since 1992.
In 2000, Davis correctly projected 193 out of 200 North Carolina
elections. According to Davis, the number of Senate seats
competitive for both major political parties has dropped from 14
out of 50 under the 1992 Senate Plan to only 6 out of 50 under
the 2001 Senate Plan. Similarly, Davis asserts that the number
of competitive House seats has dropped from 32 out of 120 underthe 1992 House Plan to only 14 out of 120 under the 2001 House
Plan.
The original filing period for legislative offices for the
November 2002 elections closed on 1 March 2002. The registration
of those who filed for legislative offices for these elections
reflects that in the Senate, under the 2001 legislative
redistricting plans, 30 out of 50, or sixty percent, of the seats
will be uncontested in the November 2002 general election. In
the House, 71 out of 120 House seats, or fifty-nine percent, will
be uncontested in the November 2002 general election. Overall,
out of 170 seats in the General Assembly, 101 members, or fifty-
nine percent, will not face opposition in the 2002 general
election. Stated differently, voters within districts
represented by these 101 members will apparently have no
meaningful electoral choices in the 2002 election cycle under the
2001 legislative redistricting plans.
[1]/A HRE
F>/A HREF>/A HREF>/A H
REF>/A HREF>/A HREF>Th
e primary question for
our review is whether
the
General Assembly, in enacting the 2001 legislative redistricting
plans, violated the WCP of the State Constitution. Defendants
contend that the constitutional provisions mandating that
counties not be divided are wholly unenforceable because of the
requirements of the Voting Rights Act. Plaintiffs, on the other
hand, assert that the State Constitution requires that counties
not be divided when creating state legislative apportionment
plans except to the extent required by federal law.
The apportionment of legislative districts is a matter
primarily reserved to the respective states. Growe v. Emison,
507 U.S. 25, 34, 122 L. Ed. 2d 388, 400 (1993) (stating that the
Constitution leaves with the States primary responsibility for
apportionment of their federal congressional and state
legislative districts); see also Chapman v. Meier, 420 U.S. 1,
27, 42 L. Ed. 2d 766, 785 (1975); Reynolds v. Sims, 377 U.S. 533,
586, 12 L. Ed. 2d 506, 541 (1964). Moreover, issues concerning
the proper construction and application of . . . the Constitution
of North Carolina can . . . be answered with finality [only] by
this Court. State ex rel. Martin v. Preston, 325 N.C. 438, 449,
385 S.E.2d 473, 479 (1989); see also PruneYard Shopping Ctr. v.
Robins, 447 U.S. 74, 81, 64 L. Ed. 2d 741, 752 (1980); Murdock v.
Mayor of Memphis, 87 U.S. 590, 626, 22 L. Ed. 429, 441 (1874);
State v. Arrington, 311 N.C. 633, 643, 319 S.E.2d 254, 260
(1984). Although there is a strong presumption that acts of the
General Assembly are constitutional, it is nevertheless the duty
of this Court, in some instances, to declare such acts
unconstitutional. Preston, 325 N.C. at 448-49, 385 S.E.2d at
478; see also Marbury v. Madison, 5 U.S. 137, 177, 2 L. Ed. 60,
73 (1803) (stating that [i]t is emphatically the province and
duty of the judicial department to say what the law is); Bayard
v. Singleton, 1 N.C. 5, 6-7 (1787). Indeed, within the context
of state redistricting and reapportionment disputes, it is well
within the power of the judiciary of a State to require valid
reapportionment or to formulate a valid redistricting plan. Scott v. Germano, 381 U.S. 407, 409, 14 L. Ed. 2d 477, 478 (1965)
(per curiam).
The State Constitution provides that [t]he General
Assembly, at the first regular session convening after the return
of every decennial census of population taken by order of
Congress, shall revise the senate districts and the apportionment
of Senators among those districts and shall revise the
representative districts and the apportionment of Representatives
among those districts. N.C. Const. art. II, §§ 3, 5. The State
Constitution specifically enumerates four limitations upon the
redistricting and reapportionment authority of the General
Assembly, summarized as follows:
(1) Each Senator and Representative shall represent,
as nearly as possible, an equal number of inhabitants.
(2) Each senate and representative district shall at
all times consist of contiguous territory.
(3) No county shall be divided in the formation of a
senate or representative district.
(4) Once established, the senate and representative
districts and the apportionment of Senators and
Representatives shall remain unaltered until the next
decennial census of population taken by order of Congress.
See N.C. Const. art. II, §§ 3, 5. The WCP, the third limitation
above, provides that [n]o county shall be divided in the
formation of a senate district, N.C. Const. art. II, § 3(3), and
that [n]o county shall be divided in the formation of a
representative district, N.C. Const. art. II, § 5(3).
Section 2 of the VRA generally provides that states or their
political subdivisions may not impose any voting qualification or
prerequisite that impairs or dilutes, on account of race or
color, a citizen's opportunity to participate in the political
process and to elect representatives of his or her choice. 42
U.S.C. §§ 1973a, 1973b; Thornburg v. Gingles, 478 U.S. 30, 43, 92
L. Ed. 2d 25, 42 (1986). The primary purpose underlying section
5 of the VRA is to avoid retrogression, i.e., a change in votingprocedures which would place the members of a racial or language
minority group in a less favorable position than they had
occupied before the change with respect to the opportunity to
vote effectively. 28 C.F.R. § 51.54(a) (2001); see also Beer v.
United States, 425 U.S. 130, 140-42, 47 L. Ed. 2d 629, 638-40
(1976). To effectuate its remedial objectives, the VRA requires
jurisdictions covered by section 5 that seek to enact or
administer any change in a voting standard, practice, or
procedure to submit the proposed change to the United States
Department of Justice (USDOJ) for preclearance or, alternatively,
to obtain a declaratory ruling from the United States District
Court for the District of Columbia. 42 U.S.C. § 1973c; see also
Reno v. Bossier Parish Sch. Bd., 528 U.S. 320, 323, 145 L. Ed. 2d
845, 853 (2000).
The State of North Carolina is not a covered jurisdiction
for section 5 purposes. See Lopez, 525 U.S. at 280, 142 L. Ed.
2d at 741 (noting that seven states . . . are currently
partially covered: California, Florida, Michigan, New Hampshire,
New York, North Carolina, and South Dakota). Forty of this
State's one hundred counties, however, are covered jurisdictions
and are subject to section 5 requirements. See 42 U.S.C. §
1973c; 28 C.F.R. § 51.4(c) & app. to pt. 51, at 96-98 (2001);
Shaw v. Reno, 509 U.S. 630, 634, 125 L. Ed. 2d 511, 520 (1993).
When the State enacts voting changes that affect these counties,
the changes must be precleared before they are administered. See
Lopez, 525 U.S. at 280, 142 L. Ed. 2d at 740-41 (stating that
United Jewish Orgs. of Williamsburgh, Inc. v. Carey, 430 U.S.144, 51 L. Ed. 2d 229 (1977), and Shaw v. Hunt, 517 U.S. 899, 135
L. Ed. 2d 207 (1996), reveal a clear assumption by this Court
that [section] 5 preclearance is required where a noncovered
State effects voting changes in covered counties). The VRA does
not command a state to adopt any particular legislative
reapportionment plan, but rather prevents the enforcement of
redistricting plans having the purpose or effect of diluting the
voting strength of legally protected minority groups.
Before we begin our analysis, we briefly review the
importance of counties as political subdivisions of the State of
North Carolina. Counties are creatures of the General Assembly
and serve as agents and instrumentalities of State government.
High Point Surplus Co. v. Pleasants, 264 N.C. 650, 654, 142
S.E.2d 697, 701 (1965); DeLoatch v. Beamon, 252 N.C. 754, 757,
114 S.E.2d 711, 714 (1960). Counties are subject to almost
unlimited legislative control, except to the extent set out in
the State Constitution. Martin v. Board of Comm'rs of Wake Cty.,
208 N.C. 354, 365, 180 S.E. 777, 783 (1935). [T]he powers and
functions of a county bear reference to the general policy of the
State, and are in fact an integral portion of the general
administration of State policy. O'Berry v. Mecklenburg Cty.,
198 N.C. 357, 360, 151 S.E. 880, 882 (1930), quoted in Martin,
208 N.C. at 365, 180 S.E. at 783.
Counties serve as the State's agents in administering
statewide programs, while also functioning as local governments
that devise rules and provide essential services to theircitizens. This Court has long recognized the importance of the
county to our system of government:
The counties of this state . . . are . . .
organized for political and civil purposes. . . . The
leading and principal purpose in establishing them is[]
to effectuate the political organization and civil
administration of the state, in respect to its general
purposes and policy which require local direction,
supervision and control, such as matters of local
finance, education, provisions for the poor, . . . and
in large measure, the administration of public justice.
It is through them, mainly, that the powers of
government reach and operate directly upon the people,
and the people direct and control the government. They
are indeed a necessary part and parcel of the
subordinate instrumentalities employed in carrying out
the general policy of the state in the administration
of government. They constitute a distinguishing
feature in our free system of government. It is
through them, in large degree, that the people enjoy
the benefits arising from local self-government, and
foster and perpetuate that spirit of independence and
love of liberty that withers and dies under the baneful
influence of centralized systems of government.
White v. Commissioners of Chowan Cty., 90 N.C. 437, 438 (1884);
see also Southern Ry. Co. v. Mecklenburg Cty., 231 N.C. 148, 150-
51, 56 S.E.2d 438, 439-40 (1949).
Counties play a vital role in many areas touching the
everyday lives of North Carolinians. For example, each county
effects the administration of justice within its borders, and
each has a jail and a courthouse where cases arising in the
county are usually tried. A. Fleming Bell, II, & Warren Jake
Wicker, County Government in North Carolina 938-39, 943 (4th ed.
1998). Each county elects a sheriff. Id. at 930. Soil and
water conservation districts oversee watershed programs and
drainage issues in almost every county. Id. at 682-83. Each
county is responsible for administering the public schools by way
of a county board of education. Id. at 823-29. Notsurprisingly, people identify themselves as residents of their
counties and customarily interact most frequently with their
government at the county level. See generally id. at vii-xi.
Based on the clear identity and common interests that counties
provide, the impetus for the preservation of county lines, as
reflected within the WCP, is easily understood within the
redistricting context.
There is a long-standing tradition of respecting county
lines during the redistricting process in this State. Indeed,
this custom and practice arose hundreds of years before federal
limitations were placed upon state redistricting and
reapportionment procedures during the 1960s. North Carolina's
initial state constitution, enacted in 1776, provided that
representation in both the Senate and the House of Commons was
based on counties. See John V. Orth, The North Carolina State
Constitution: A Reference Guide 81 (1993) [hereinafter Orth,
State Constitution]. In the enactment of amendments in 1835, the
General Assembly provided that counties were not to be divided
between two or more senate districts and that each county was
to be guaranteed at least one representative. See id. The 1868
Constitution provided that no County shall be divided in the
formation of a Senate District, unless entitled to two or more
Senators, and further provided the House of Representatives shall
be composed of 120 members to be elected by the Counties
respectively, according to their population, with each county to
have at least one Representative. N.C. Const. of 1868, art. II,
§§ 5, 6 (amended 1968).
In Drum v. Seawell, 249 F. Supp. 877 (M.D.N.C. 1965), aff'd
per curiam, 383 U.S. 831, 16 L. Ed. 2d 298 (1966), a three-judge
panel on the United States District Court for the Middle District
of North Carolina ruled that the General Assembly's legislative
redistricting plans violated the one-person, one-vote
requirement of the United States Constitution and were therefore
void. The District Court enjoined the State from using the
unconstitutional plans in the 1966 election cycle. Id. at 881.
The General Assembly thereafter enacted revised redistricting
plans in compliance with the District Court's mandate but did not
divide counties into separate legislative districts. On 18
February 1966, the District Court found the revised plans to be
constitutional. Drum v. Seawell, 250 F. Supp. 922, 924 n.2
(M.D.N.C. 1966). The revised legislative districts were
thereafter used in the 1966, 1968, and 1970 elections.
Following the Drum decisions, the General Assembly proposed
constitutional amendments in 1967 to the State Constitution's
redistricting and reapportionment provisions. See Act of May 31,
1967, ch. 640, 1967 N.C. Sess. Laws 704. The proposed amendments
for the Senate and House of Representatives reincorporated a
prohibition against the division of counties. Id. Subsequently,
the North Carolina State Constitution Study Commission completed
a comprehensive review and revision of the State Constitution.
See Orth, State Constitution at 20. In November 1968, the voters
of North Carolina approved the amendments to the redistricting
and reapportionment provisions in the 1868 State Constitution. See John L. Sanders & John F. Lomax, Jr., Amendments
to the
Constitution of North Carolina: 1776-1996, at 15 (Inst. of
Gov't, Univ. of N.C. at Chapel Hill, 1997). These 1968
amendments based representation in both the Senate and House of
Representatives upon the requirement of one-person, one-vote.
See Orth, State Constitution at 81. These amendments also
required the preservation of county lines when forming districts.
See id. In 1969, the General Assembly reviewed and approved the
proposed revisions of the State Constitution, Act of July 2,
1969, ch. 1258, 1969 N.C. Sess. Laws 1461, and in November 1970,
North Carolina voters ratified a revised and amended state
constitution known as the 1971 Constitution, see John L. Sanders,
Our Constitutions: An Historical Perspective, in Elaine F.
Marshall, N.C. Dep't of Sec'y of State, North Carolina Manual
1999-2000, 125, at 134. As University of North Carolina Law
Professor John Orth, a highly respected state constitutional
scholar, noted, The 1971 Constitution, the state's third, was
not . . . a product of haste and social turmoil. It was instead
a good government-measure, long matured and carefully crafted by
the state's lawyers and politicians, designed to consolidate and
conserve the best features of the past, not to break with it.
Orth, State Constitution at 20. The 1971 Constitution included
grammatical changes to the 1968 amendments to the Constitution
with respect to redistricting and reapportionment, but preserved
the language prohibiting the division of counties. N.C. Const.
art. II, §§ 3, 5.
Consistent with the 1971 Constitution, the General Assemblyenacted a redistricting plan in 1971 that did not divide
counties
into separate legislative districts. Act of June 1, 1971, ch.
483, 1971 N.C. Sess. Laws 412; Act of July 21, 1971, ch. 1177,
1971 N.C. Sess. Laws 1743. The USDOJ precleared the 1971
legislative reapportionment plans, and those plans were used in
the 1972 through 1980 elections.
In 1981, the General Assembly again enacted redistricting
plans for the Senate and House of Representatives which did not
divide counties. Act of July 3, 1981, ch. 821, 1981 N.C. Sess.
Laws 1191; Act of October 30, 1981, ch. 1130, 1981 N.C. Sess.
Laws 1657. The USDOJ refused to preclear the 1981 legislative
redistricting plans, however, because they contained no majority-
minority single-member districts and submerged cognizable
minority populations within large multi-member districts. For
these reasons, the USDOJ interposed an objection to the use of a
whole-county criterion by North Carolina, as applied within the
plan as then submitted, insofar as it affected the forty counties
in North Carolina covered by section 5 of the VRA. The USDOJ
made clear, however, that its response to the plans submitted by
North Carolina at that time did not preclude the State from
preserving county lines whenever feasible in formulating its new
districts.
In response to the USDOJ's administrative determination, the
General Assembly convened in April 1982 and enacted a revised
redistricting plan for the House, creating four African-American
single-member districts and one African-American two-member
district. The House Plan divided twenty-four counties. Act ofFebruary 11, 1982, ch. 4, 1981 N.C. Sess. Laws (1st Extra Sess.
1982) 6; Act of April 27, 1982, ch. 1, 1981 N.C. Sess. Laws (2d
Extra Sess. 1982) 15. On 30 April 1982, the USDOJ precleared the
House redistricting plan. Similarly, the General Assembly
enacted a revised redistricting plan for the Senate, which the
USDOJ also precleared, that divided eight counties and created
two African-American single-member districts. Act of April 27,
1982, ch. 2, 1981 N.C. Sess. Laws (2d Extra Sess. 1982) 15.
In Cavanagh v. Brock, 577 F. Supp. 176 (E.D.N.C. 1983), a
case originally filed in state court, the defendants removed the
case to federal court and affirmatively advocated the
invalidation of the WCP. The District Court in Cavanagh,
purporting to apply a state law severability analysis, determined
that the USDOJ's objection to enforcement of the WCP as to the
forty covered North Carolina counties also precluded its
enforcement in the sixty noncovered counties.
(See footnote 2)
Id. at 181.
The expanded question before this Court, in light of the
VRA, is whether the WCP is now entirely unenforceable, as
defendants contend, or, alternatively, whether the WCP remains
enforceable throughout the State to the extent not preempted orotherwise superseded by federal law.
When federal law preempts state law under the Supremacy
Clause, it renders the state law invalid and without effect.
U.S. Const. art. VI, cl. 2 (This constitution, and the laws of
the United States which shall be made in pursuance thereof, . . .
shall be the supreme law of the land; and the judges in every
state shall be bound thereby, any thing in the constitution or
laws of any state to the contrary notwithstanding.); see also
Pearson v. C.P. Buckner Steel Erection Co., 348 N.C. 239, 244,
498 S.E.2d 818, 821 (1998).
The primary inquiry in determining whether a state provision
is preempted by federal law is to ascertain the intent of
Congress. California Fed. Sav. & Loan Ass'n v. Guerra, 479 U.S.
272, 280, 93 L. Ed. 2d 613, 623 (1987) (noting that federal law
may supersede state law in several different ways). Congress
may state an intention to preempt state law in express terms,
id., or congressional intent to preempt may be inferred where a
comprehensive federal scheme is imposed on an area occupied by
state law, leaving state law no room in which to continue
operating, id. at 281, 93 L. Ed. 2d at 623. As a third
alternative, in those areas where Congress has not completely
displaced state regulation, federal law may nonetheless pre-empt
state law to the extent it actually conflicts with federal law.
Id. (emphasis added). The test of whether both federal and
state regulations may operate, or the state regulation must give
way, is whether both regulations can be enforced without
impairing the federal superintendence of the field . . . . Florida Lime & Avocado Growers, Inc. v. Paul, 373 U.S. 132, 142,
10 L. Ed. 2d 248, 256-57 (1963) (noting that where federal and
state law both operate, a coexistence is formed). Because
Congress has not preempted the entire field of state legislative
redistricting and reapportionment, state provisions in this area
of law not otherwise superseded by federal law must be accorded
full force and effect. See Growe, 507 U.S. at 34, 122 L. Ed. 2d
at 400; see also Chapman, 420 U.S. at 27, 42 L. Ed. 2d at 785;
Reynolds, 377 U.S. at 586, 12 L. Ed. 2d at 541.
The State Constitution similarly delineates the interplay
between federal and state law: The people of this State have
the inherent, sole, and exclusive right of regulating the
internal government and police thereof, . . . but every such
right shall be exercised in pursuance of law and consistently
with the Constitution of the United States. N.C. Const. art. I,
§ 3. [N]o law or ordinance of the State in contravention or
subversion [of the United States Constitution and government of
the United States] can have any binding force. N.C. Const. art.
I, § 5.
The people of North Carolina chose to place several explicit
limitations upon the General Assembly's execution of the
legislative reapportionment process. None of these express
limitations, including the WCP, are facially inconsistent with
the VRA or other federal law. Thus, the State retains
significant discretion when formulating legislative districts, so
long as the effect of districts created pursuant to a whole-
county criterion or other constitutional requirement does notdilute minority voting strength in violation of federal law.
Issues concerning the proper construction of the
Constitution of North Carolina 'are in the main governed by the
same general principles which control in ascertaining the meaning
of all written instruments.' Preston, 325 N.C. at 449, 385
S.E.2d at 478 (quoting Perry v. Stancil, 237 N.C. 442, 444, 75
S.E.2d 512, 514 (1953)). In Sessions v. Columbus Cty., 214 N.C.
634, 638, 200 S.E. 418, 420 (1939), this Court stated that
[r]econciliation is a postulate of constitutional as well as of
statutory construction. Thus, reconciliation is a fundamental
goal, be it in constitutional or statutory interpretation, and
North Carolina courts should make every effort to determine
whether State provisions, as interpreted under State law, are
inconsistent with controlling federal law before applying a
severability analysis to strike State provisions as wholly
unenforceable.
As part of our constitutional interpretation, it is
fundamental to give effect to the intent of the framers of the
organic law and of the people adopting it. Perry, 237 N.C. at
444, 75 S.E.2d at 514. More importance is to be placed upon the
intent and purpose of a provision than upon the actual language
used. Id. [I]n arriving at the intent, we are not required to
accord the language used an unnecessarily literal meaning.
Greater regard is to be given to the dominant purpose than to the
use of any particular words . . . . Id. This Court will
consider the history of the questioned provision and its
antecedents, the conditions that existed prior to its enactment,and the purposes sought to be accomplished by its promulgation
when interpreting the State Constitution in light of federal
requirements. Sneed v. Greensboro City Bd. of Educ., 299 N.C.
609, 613, 264 S.E.2d 106, 110 (1980); see also Perry, 237 N.C. at
444, 75 S.E.2d at 514.
We observe that the State Constitution's limitations upon
redistricting and apportionment uphold what the United States
Supreme Court has termed traditional districting principles.
See Shaw, 509 U.S. at 647, 125 L. Ed. 2d at 528. These
principles include factors such as compactness, contiguity, and
respect for political subdivisions. Id. (emphasis added). The
United States Supreme Court has emphasize[d] that these criteria
are important not because they are constitutionally required--
they are not--but because they are objective factors that may
serve to defeat a claim that a district has been gerrymandered on
racial lines. Id. at 647, 125 L. Ed. 2d at 528-29 (citation
omitted). We recognize that, like the application or exercise of
most constitutional rights, the right of the people of this State
to legislative districts which do not divide counties is not
absolute. See, e.g., Laurence H. Tribe, American Constitutional
Law § 12-2 (2d ed. 1988); John E. Nowak & Ronald D. Rotunda,
Constitutional Law § 16.7 (5th ed. 1995) (noting that although
the provisions of the First Amendment appear absolute, they are
subject to a balancing of interests). In reality, an inflexible
application of the WCP is no longer attainable because of the
operation of the provisions of the VRA and the federal one-
person, one-vote standard, as incorporated within the StateConstitution. This does not mean, however, that the WCP is
rendered a legal nullity if its beneficial purposes can be
preserved consistent with federal law and reconciled with other
state constitutional guarantees.
The 2001 legislative redistricting plans violate the WCP for
reasons unrelated to compliance with federal law. Although the
WCP demonstrates a clear intent to keep county boundaries intact
whenever possible during the legislative redistricting process,
the 2001 Senate redistricting plan divides 51 of 100 counties
into different Senate districts. The 2001 House redistricting
plan divides 70 out of 100 counties into different House
districts. The General Assembly may consider partisan advantage
and incumbency protection in the application of its discretionary
redistricting decisions, see Gaffney v. Cummings, 412 U.S. 735,
37 L. Ed. 2d 298 (1973), but it must do so in conformity with the
State Constitution. To hold otherwise would abrogate the
constitutional limitations or objective constraints that the
people of North Carolina have imposed on legislative
redistricting and reapportionment in the State Constitution.
Accordingly, the WCP remains valid and binding upon the General
Assembly during the redistricting and reapportionment process, as
more fully explained below, except to the extent superseded by
federal law.
(See footnote 3)
With regard to the USDOJ's objection to the 1981 proposed
legislative redistricting plans--plans that failed to include any
majority-minority VRA districts--the USDOJ indicated that it was
unable to conclude that North Carolina's application of the WCP
at that time did not have a discriminatory purpose or effect in
the forty covered counties. In a letter dated 30 November 1981,
the USDOJ pointed out that its analysis show[ed] that the
prohibition against dividing the forty covered counties in the
formation of Senate and House districts predictably require[d],
and ha[d] led to the use of large, multi-member districts.
Letter from William Bradford Reynolds, Assistant Attorney
General, Civil Rights Division, U.S. Department of Justice, to
Alex Brock, Executive Secretary-Director, N.C. State Board of
Elections (Nov. 30, 1981) [hereinafter 1981 USDOJ letter]. Thus,
in reviewing the 1968 constitutional amendments, the USDOJanalyzed these amendments in the context of redistricting plans
that included large, multi-member districts. The USDOJ further
stated in this letter: This determination with respect to the
jurisdictions covered by Section 5 of the Voting Rights Act
should in no way be regarded as precluding the State from
following a policy of preserving county lines whenever feasible
in formulating its new districts. Indeed, this is the policy in
many states, subject only to the preclearance requirements of
Section 5, where applicable. Id. In a subsequent letter dated
20 January 1982, the USDOJ specifically concluded that the use
of large, multi-member districts effectively submerge[d] sizable
concentrations of black population[s] into a majority white
electorate. Letter from William Bradford Reynolds, Assistant
Attorney General, Civil Rights Division, U.S. Department of
Justice, to Alex Brock, Executive Secretary-Director, N.C. State
Board of Elections (Jan. 20, 1982) [hereinafter 1982 USDOJ
letter]. On this basis, the 1981 plans were not precleared.
It is apparent from the full context of these letters that
the USDOJ concluded that the plans, as then submitted, would
result in large multi-member districts having a retrogressive
effect on minority voters. Nowhere in these letters is there a
statement that the amendments themselves are considered either
unconstitutional or unenforceable in conjunction with an
acceptable redistricting plan having no retrogressive effect, and
defendants have offered no authority supporting such a
proposition.
Our opinion that the 1981 and 1982 USDOJ letters do notabrogate the WCP is buttressed by the USDOJ's issuance of its
administrative guidance for states concerning redistricting under
the VRA. These guidelines provide: [C]ompliance with Section 5
of the Voting Rights Act may require the jurisdiction to depart
from strict adherence to certain of its redistricting criteria.
For example, criteria which require the jurisdiction to . . .
follow county, city, or precinct boundaries . . . may need to
give way to some degree to avoid retrogression. Guidance
Concerning Redistricting and Retrogression Under Section 5 of the
Voting Rights Act, 42 U.S.C. 1973c, 66 Fed. Reg. 5413 (Jan. 18,
2001) (emphasis added). The USDOJ Civil Rights Division clearly
considers following political boundaries, including county lines,
to be an acceptable criterion but one that may have to give way
to some degree in order to avoid retrogression. Significantly,
both the USDOJ's letters to the State of North Carolina and its
own administrative guidelines reflect that states need only
modify, not necessarily abrogate, the application of whole-county
redistricting limitations.
Thus, our review of the USDOJ's position on the WCP, as
represented by its response to North Carolina's submission in
1981 and its administrative regulations concerning use of whole-
county requirements, leads us to conclude that the WCP is not
facially illegal or unenforceable relative to federal law. We
believe our interpretation naturally flows from the language of
the USDOJ's representation that its policy should in no way be
regarded as precluding the State [of North Carolina] from
following a policy of preserving county lines whenever feasiblein formulating new districts. The 1981 USDOJ letter, by its own
terms, merely disallows a redistricting plan that adheres
strictly to a whole-county criterion without complying with the
VRA.
Defendants further argue that Cavanagh, 577 F. Supp. 176,
voided the WCP. For the reasons set forth below, we respectfully
disagree with the District Court's interpretation of the State
Constitution. See Union Pac. R.R. Co. v. Board of Comm'rs of
Weld Cty., 247 U.S. 282, 287, 62 L. Ed. 1110, 1117 (1918); see
also Harter v. Vernon, 101 F.3d 334, 342 (4th Cir. 1996) (Our
holdings on questions of state law do not bind state courts),
cert. denied, 521 U.S. 1120, 138 L. Ed. 2d 1014 (1997); Preston,
325 N.C. at 449-50, 385 S.E.2d at 479; White v. Pate, 308 N.C.
759, 766, 304 S.E.2d 199, 203 (1983).
As previously noted, North Carolina courts should first
determine whether provisions of the State Constitution, as
interpreted under state law, are inconsistent with federal law
before applying a severability analysis. Where, as here, the
primary purpose of the WCP can be effected to a large degree
without conflict with federal law, it should be adhered to by the
General Assembly to the maximum extent possible.
(See footnote 4)
Also, in
addressing the intent of the General Assembly, the District Court
in Cavanagh apparently failed to consider the history of North
Carolina's use of whole-county districts for nearly 200 yearsprior to 1964. The Court in Cavanagh cited no authority to
support its conclusion that the General Assembly in 1968 would
not have intended or desired to adopt the WCP if that provision
could not be fully applicable in all counties. Furthermore, the
Court's ruling in Cavanagh was not a necessary conclusion based
on the 1981 USDOJ letter concerning whole-county districts. As
discussed above, the USDOJ's objection to the 1981 redistricting
plans does not stand for the proposition that the constitutional
whole-county provisions are per se unenforceable. For all
these reasons, we reject defendants' contention that the District
Court's holding in Cavanagh should be followed in our
interpretation of the North Carolina Constitution.
We also reject defendants' assertion that enforcement of the
WCP in some way rewrites the State Constitution. Defendants
contend, among other things, that allowing the WCP to retain some
measure of enforceability tacitly adds new words to these
provisions, i.e., counties may not be split except to the extent
required by federal law. Defendants overlook the fact, however,
that compliance with federal law is not an implied, but rather an
express condition to the enforceability of every provision in the
State Constitution. Moreover, our holding accords the fullest
effect possible to the stated intentions of the people through
their duly adopted State Constitution, the subject provisions of
which have remained in place without amendment since 1971.
Defendants' all-or-nothing interpretation is inordinately
mechanical in its application, leaving no room to carry out the
spirit or intent of the State Constitution in contravention oftime-honored principles of federalism. See Printz v. United
States, 521 U.S. 898, 921, 138 L. Ed. 2d 914, 935-36 (1997).
This construction needlessly burdens millions of citizens with
unnecessarily complicated and confusing district lines.
Since Cavanagh, many North Carolina legislative districts
have been increasingly gerrymandered to a degree inviting
widespread contempt and ridicule. See, e.g., Red-Light
District: It's time to draw the line on gerrymandering, John
Fund's Political Diary, WSJ.com Opinion Journal from the Wall
Street Journal Editorial Page, at http://www.opinionjournal.com/
diary/?id=105001756 (Mar. 13, 2002) ([e]lections in many
semifree Third World nations routinely offer more choices than
many North Carolina residents will have under the 2001
legislative redistricting plans); How to Rig an Election, The
Economist, Apr. 27, 2002, at 29, 30 (In a normal democracy,
voters choose their representatives. In America, it is rapidly
becoming the other way around and asserting that North Carolina
[has been] long notorious for outrageous reapportionment.)
We thus hold that because the General Assembly enacted its
2001 legislative redistricting plans in violation of the WCP,
N.C. Const. art. II, §§ 3(3), 5(3), these plans are
unconstitutional and are therefore void. Accordingly, the trial
court properly granted summary judgment in favor of plaintiffs on
this claim.
Having determined that defendants violated the WCP in
enacting the 2001 legislative redistricting plans, we must next
consider the practical consequences of our holding and address
any required remedial measures. The United States Supreme Court
has recognized the power of the judiciary of a State to require
valid reapportionment or to formulate a valid redistricting
plan. Scott, 381 U.S. at 409, 14 L. Ed. 2d at 478. Indeed,
both [r]eason and experience argue that courts empowered to
invalidate an apportionment statute which transgresses
constitutional mandates cannot be left without the means to order
appropriate relief. Terrazas v. Ramirez, 829 S.W.2d 712, 718
(Tex. 1991); see also Brooks v. Hobbie, 631 So. 2d 883, 887-90
(Ala. 1993).
Plaintiffs contend that remedial compliance with the WCP
requires the formation of multi-member legislative districts in
which all legislators would be elected at-large. For instance,
plaintiffs' suggested five percent whole-county plan for the
North Carolina House would require, within Mecklenburg and Gaston
Counties, the creation of a single multi-member House district
having a contingent of ten Representatives along with the
creation of three submerged single-member VRA districts. For
the following reasons, we reject plaintiffs' proposed remedy.
It is clear, as a practical matter in view of federal law,
that application of the WCP in a strictly mechanical fashion
would be inconsistent with other provisions of federal law and
the State Constitution. Specifically, the WCP cannot be appliedin isolation or in a manner that fails to comport with other
requirements of the State Constitution. Consequently, as we
reject plaintiffs' proposed remedy in the instant case, we
recognize we cannot abdicate our duty of redressing the
demonstrated constitutional violation which occurred in the
present case. See generally Scott, 381 U.S. at 409, 14 L. Ed. 2d
at 478.
Although the United States Supreme Court has held that
multi-member districts are not per se invalid under the federal
Equal Protection Clause, Whitcomb v. Chavis, 403 U.S. 124, 142,
29 L. Ed. 2d 363, 375 (1971), the Court has nonetheless
instructed federal district courts to avoid the creation of
multi-member districts in the remedial stage of an apportionment
dispute, Connor v. Johnson, 402 U.S. 690, 692, 29 L. Ed. 2d 268,
270-71 (1971). The Court has observed that ballots containing
multi-member districts tend to become unwieldy, confusing, and
too lengthy to allow thoughtful consideration.
(See footnote 5)
Chapman, 420
U.S. at 15, 42 L. Ed. 2d at 778. The Court has also recognized
that multi-member districts may well operate to minimize or
cancel out the voting strength of racial or political elements of
the voting population. Fortson v. Dorsey, 379 U.S. 433, 439, 13
L. Ed. 2d 401, 405 (1965), quoted in Gingles, 478 U.S. at 47, 92
L. Ed. 2d at 44.
Amicus asserts that the voting strength of minority voterswill be unlawfully diluted by application of the WCP in a
manner
which permits the creation of multi-member legislative districts
containing predominately nonminority voters adjacent to single-
member VRA districts. At a minimum, by asserting this argument,
amicus challenges the legal propriety of multi-member districts
within North Carolina legislative redistricting plans.
Accordingly, we turn to address the constitutional propriety of
such districts, in the public interest, in order to effect a
comprehensive remedy to the constitutional violation which
occurred in the instant case.
Article I, Section 19 of the State Constitution provides, in
pertinent part, that [n]o person shall be denied the equal
protection of the laws. We observe, as amicus alleges, that
voters in single-member legislative districts, surrounded by
multi-member districts, suffer electoral disadvantage because, at
a minimum, they are not permitted to vote for the same number of
legislators and may not enjoy the same representational influence
or clout as voters represented by a slate of legislators within
a multi-member district. Conversely, voters in multi-member
districts invariably suffer the adverse consequences described by
the United States Supreme Court: unwieldy, confusing, and
unreasonably lengthy ballots; and minimization of minority voting
strength. Gingles, 478 U.S. at 47, 92 L. Ed. 2d at 44; Chapman,
420 U.S. at 15, 42 L. Ed. 2d at 778; see also Fortson, 379 U.S.
at 439, 13 L. Ed. 2d at 405.
The Equal Protection Clause of Article I, Section 19 of the
State Constitution prohibits the State from denying any personthe equal protection of the laws. Before embarking upon an equal
protection analysis, we must first determine the level of
scrutiny to apply. Department of Transp. v. Rowe, 353 N.C. 671,
675, 549 S.E.2d 203, 207 (2001), cert. denied, ___ U.S. ___, 151
L. Ed. 2d 972 (2002). Strict scrutiny, this Court's highest tier
of review, applies when the classification impermissibly
interferes with the exercise of a fundamental right or operates
to the peculiar disadvantage of a suspect class. White, 308
N.C. at 766, 304 S.E.2d at 204; see also Texfi Indus., Inc. v.
City of Fayetteville, 301 N.C. 1, 11, 269 S.E.2d 142, 149 (1980).
Under strict scrutiny, a challenged governmental action is
unconstitutional if the State cannot establish that it is
narrowly tailored to advance a compelling governmental interest.
Northampton Cty. Drainage Dist. No. One v. Bailey, 326 N.C. 742,
746, 392 S.E.2d 352, 355 (1990).
It is well settled in this State that the right to vote on
equal terms is a fundamental right. Id. at 747, 392 S.E.2d at
356; see also Preston, 325 N.C. at 454, 385 S.E.2d at 481; Texfi
Indus., Inc., 301 N.C. at 12, 269 S.E.2d at 149. The
classification of voters into both single-member and multi-member
districts within plaintiffs' proposed remedial plans necessarily
implicates the fundamental right to vote on equal terms, and thus
strict scrutiny is the applicable standard.
In applying such standard, we note, for instance, that under
plaintiffs' proposed five percent House Plan, voters in multi-
member District 36 (Buncombe, McDowell, and Burke Counties) may
vote for a contingent of five Representatives, while voters inneighboring District 38 (Haywood and Swain Counties) elect only
one Representative. Likewise, in plaintiffs' proposed five
percent Senate Plan, multi-member District 13 (Caswell,
Rockingham, Guilford, Randolph, Davidson, and Forsyth Counties)
voters elect a contingent of five Senators, while in neighboring
District 19 (Rowan and Davie Counties), voters elect only one
Senator. These classifications, as used within plaintiffs'
proposed remedial plans, create an impermissible distinction
among similarly situated citizens based upon the population
density of the area in which they reside.
In this context, we examine the provisions of Article II,
Sections 3(1) and 5(1) of the State Constitution to determine
whether the use of both single-member and multi-member districts
within the same redistricting plan violates the Equal Protection
Clause of the State Constitution. See N.C. Const. art. I, § 19.
We recognize that a constitution cannot be in violation of
itself, Leandro v. State, 346 N.C. 336, 352, 488 S.E.2d 249, 258
(1997), and that all constitutional provisions must be read in
pari materia, In re Peoples, 296 N.C. 109, 159, 250 S.E.2d 890,
919 (1978) (citing Williamson v. City of High Point, 213 N.C. 96,
103, 195 S.E. 90, 94 (1938), cert. denied, 442 U.S. 929, 61 L.
Ed. 2d 297 (1979), and Parvin v. Board of Comm'rs of Beaufort
Cty., 177 N.C. 508, 511, 99 S.E. 432, 434 (1919)). These rules
of construction require us to construe Article II, Sections 3(1)
and 5(1) in conjunction with Article I, Section 19 in such a
manner as to avoid internal textual conflict.
Article II, Sections 3(1) and 5(1) begin by stating that[e]ach Senator [or Representative] shall represent, a
s nearly as
may be, an equal number of inhabitants. These words embody the
principle of one-person, one-vote. The proviso that follows in
each section adds the number of inhabitants that each Senator
[or Representative] represents being determined for this purpose
by dividing the population of the district that he [or she]
represents by the number of Senators [or Representatives]
apportioned to that district. These provisos arguably
contemplate multi-member districts by stating that, for
apportionment purposes, each member of the General Assembly from
such a district represents a fraction of the voters in that
district. The principle of one-person, one-vote is preserved
because the number of voters in each member's fraction of the
multi-member district is the same as the number of voters in a
single-member district.
However, in practice, these theoretical divisions within
such districts do not work because every Representative or
Senator from such a district represents and is supported by every
resident in the district, not just those voters making up the
fraction of the district comprising the theoretical constituency.
Members do not divide the population of the district that he [or
she] represents to determine their true constituency. As a
consequence, those living in such districts may call upon a
contingent of responsive Senators and Representatives to press
their interests, while those in a single-member district may rely
upon only one Senator or Representative. Thus, although the
people have mandated in their Constitution that all NorthCarolinians enjoy substantially equal voting power, Northampton
Cty. Drainage Dist. No. One, 326 N.C. at 746, 392 S.E.2d at 355,
the same Constitution contains language which appears to deny
voters in single-member districts their right to substantially
equal legislative representation. Accordingly, and consistent
with the analysis found elsewhere in this opinion, we hold that
the language quoted above purporting to allow multi-member
districts is effective only within a limited context. We
conclude that, while instructive as to how multi-member districts
may be used compatibly with one-person, one-vote principles,
Article II, Sections 3(1) and 5(1) are not affirmative
constitutional mandates and do not authorize use of both single-
member and multi-member districts in a manner violative of the
fundamental right of each North Carolinian to substantially equal
voting power.
The proposition that use of both single-member and multi-
member districts within the same redistricting plan violates
equal protection principles is not novel. In Kruidenier v.
McCulloch, 258 Iowa 1121, 142 N.W.2d 355, cert. denied, 385 U.S.
851, 17 L. Ed. 2d 80 (1966), the Iowa Supreme Court concluded
that legislative redistricting schemes, in which there were
multi-member districts and single-member districts in the same
house plan, unconstitutionally impaired the rights of residents
within single-member districts. The Court observed the following
example from the apportionment scheme at issue there: The
resident of Warren County can vote for 1/61 of the senate and
1/124 of the house. The resident of Polk County can vote for1/12 of the senate and 1/11 of the house. Id. at 1147, 142
N.W.2d at 370. The Court concluded that the mere statement of
this example disclose[d] the basic unfairness, inequality and
lack of uniformity inherent in such a scheme of legislative
apportionment and stated:
Equal voting power for all citizens is the goal.
Proposed legislation requires a majority vote of the
members of each house to become a law. It is a
political reality that legislators are much more
inclined to listen to and support a constituent than an
outsider with the same problem. It is equally basic
that much legislative work is done by committees and
there is a distinct advantage in having one's own
representative sitting as a member of a committee
considering legislation in which one has an interest.
. . . Particularly in personal interest legislation
the resident of [the multi-member district] has an
unfair and unequal advantage over the resident of . . .
any other single-member district. He has a much
greater opportunity to find legislators to espouse his
cause and a much greater chance that one or more of his
representatives will be on the committee to which his
legislation is assigned. His voting power is much
greater.
Id. at 1147-48, 142 N.W.2d at 370-71 (emphasis added).
The Iowa Supreme Court concluded that any legislative
apportionment scheme containing both multi-member and single-
member legislative districts unlawfully impaired the right of a
resident within a single-member district under both the Iowa
Constitution and the Constitution of the United States. Id. at
1148, 1156, 142 N.W.2d at 371, 375. The Iowa Supreme Court
qualified its holding by stating that, to the extent a rational
plan of apportionment could not be achieved by using all single-
member districts, the possibility existed that use of some multi-
member districts could be constitutionally permissible. Id.
In our view, use of both single-member and multi-memberdistricts within the same redistricting plan violates
the Equal
Protection Clause of the State Constitution
(See footnote 6)
unless it is
established that inclusion of multi-member districts advances a
compelling state interest. Therefore, the trial court is
directed on remand to afford the opportunity to establish, at an
evidentiary hearing, that the use of such districts advances a
compelling state interest within the context of a specific,
proposed remedial plan.
(See footnote 7)
With respect to redistricting plans, undoubtedly, federal
law impacts the functional application of the WCP but does not,
as suggested by defendants, totally void it. To accept
defendants' logic would necessarily imply that any time Congress
enacted a law which even superficially touched upon an area of
primary state responsibility, all related state provisions within
the challenged area of state jurisprudence would be immediately
and entirely nullified. Such a presumption reflects a
misunderstanding of federal preemption analysis.
As noted by the United States Supreme Court in Shaw v. Reno
and by the USDOJ in its previous correspondence and
administrative regulations, operation of federal law does notpreclude states from recognizing traditional political
subdivisions when drawing their legislative districts. Shaw, 509
U.S. at 647, 125 L. Ed. 2d at 528; see also 66 Fed. Reg. 5413;
Growe, 507 U.S. at 34, 122 L. Ed. 2d at 400; 1981 USDOJ letter.
Although we discern no congressional intent, either express or
implied, to preempt the WCP through the operation of the VRA, we
also recognize that the WCP may not be interpreted literally
because of the VRA and one-person, one-vote principles. See
Guerra, 479 U.S. at 280-81, 93 L. Ed. 2d at 623; 1981 USDOJ
letter. Federal law, therefore, preempts the State Constitution
only to the extent that the WCP actually conflicts with the VRA
and other federal requirements relating to state legislative
redistricting and reapportionment. See Guerra, 479 U.S. at 281,
93 L. Ed. 2d at 623. It remains possible, therefore, to comply
with both the VRA and the WCP as reconciled with other provisions
of state law. See Florida Lime, 373 U.S. at 142, 10 L. Ed. 2d at
256-57. Our interpretation of the WCP does not create a conflict
with the VRA, nor does it frustrate the objectives and purposes
of federal law. See id. Accordingly, the contention that the
WCP is wholly unenforceable as a matter of federal preemption
analysis is untenable.
In addition to our obligation to ensure that the WCP
complies with federal law, it must also be reconciled with other
legal requirements of the State Constitution. In this respect,
an application of the WCP that abrogates the equal right to vote,
a fundamental right under the State Constitution, must be avoided
in order to uphold the principles of substantially equal votingpower and substantially equal legislative representation arising
from that same Constitution.
Without question, the intent of the WCP is to limit the
General Assembly's ability to draw legislative districts without
according county lines a reasonable measure of respect. Prior to
the imposition of one-person, one-vote and VRA requirements,
implementation of the provision was simple and straightforward.
However, despite the advent of the VRA and one-person, one-vote
principles, we are not permitted to construe the WCP mandate as
now being in some fashion unmanageable, or to limit its
application to only a handful of counties. Any attempt to do so
would be an abrogation of the Court's duty to follow a
reasonable, workable, and effective interpretation that maintains
the people's express wishes to contain legislative district
boundaries within county lines whenever possible. As we stated
in State ex rel Martin v. Preston, Progress demands that
government should be further refined in order to best respond to
changing conditions. Several provisions of our Constitution
provide the elasticity which ensures the responsive operation of
government. Preston, 325 N.C. at 458, 385 S.E.2d at 484.
To accomplish this task, we accept the obvious: that in the
absence of large multi-member districts, the ability to
substantially preserve external county boundaries while complying
with the VRA, one-person, one-vote, and State equal protection
requirements, would be impossible without the ability to draw
single-member districts within counties or aggregated groups of
counties. As a result, the WCP is interpreted consistent withfederal law and reconciled with equal protection requirements
under the State Constitution by requiring the formation of
single-member districts in North Carolina legislative
redistricting plans. The boundaries of such single-member
districts, however, may not cross county lines except as outlined
below.
[2]Consistent with the legal analysis set forth above, we
direct the trial court, during the remedial stage of the instant
proceeding, to ensure that redistricting plans for the North
Carolina Senate and North Carolina House of Representatives
comply with the following requirements.
On remand, to ensure full compliance with federal law,
legislative districts required by the VRA shall be formed prior
to creation of non-VRA districts. The USDOJ precleared the 2001
legislative redistricting plans, and the VRA districts contained
therein, on 11 February 2002. This administrative determination
signified that, in the opinion of the USDOJ, the 2001 legislative
redistricting plans had no retrogressive effect upon minority
voters. In the formation of VRA districts within the revised
redistricting plans on remand, we likewise direct the trial court
to ensure that VRA districts are formed consistent with federal
law and in a manner having no retrogressive effect upon minority
voters. To the maximum extent practicable, such VRA districts
shall also comply with the legal requirements of the WCP, as
herein established for all redistricting plans and districts
throughout the State.
[3]In forming new legislative districts, any deviation fromthe ideal po
pulation for a legislative district shall b
e at or
within plus or minus five percent for purposes of compliance with
federal one-person, one-vote requirements.
In counties having a 2000 census population sufficient to
support the formation of one non-VRA legislative district falling
at or within plus or minus five percent deviation from the ideal
population consistent with one-person, one-vote requirements,
the WCP requires that the physical boundaries of any such non-VRA
legislative district not cross or traverse the exterior
geographic line of any such county.
When two or more non-VRA legislative districts may be
created within a single county, which districts fall at or within
plus or minus five percent deviation from the ideal population
consistent with one-person, one-vote requirements, single-
member non-VRA districts shall be formed within said county.
Such non-VRA districts shall be compact and shall not traverse
the exterior geographic boundary of any such county.
In counties having a non-VRA population pool which cannot
support at least one legislative district at or within plus or
minus five percent of the ideal population for a legislative
district or, alternatively, counties having a non-VRA population
pool which, if divided into districts, would not comply with the
at or within plus or minus five percent one-person, one-vote
standard, the requirements of the WCP are met by combining or
grouping the minimum number of whole, contiguous counties
necessary to comply with the at or within plus or minus five
percent one-person, one-vote standard. Within any suchcontiguous multi-county grouping, compact districts shall be
formed, consistent with the at or within plus or minus five
percent standard, whose boundary lines do not cross or traverse
the exterior line of the multi-county grouping; provided,
however, that the resulting interior county lines created by any
such groupings may be crossed or traversed in the creation of
districts within said multi-county grouping but only to the
extent necessary to comply with the at or within plus or minus
five percent one-person, one-vote standard. The intent
underlying the WCP must be enforced to the maximum extent
possible; thus, only the smallest number of counties necessary to
comply with the at or within plus or minus five percent one-
person, one-vote standard shall be combined, and communities of
interest should be considered in the formation of compact and
contiguous electoral districts.
Because multi-member legislative districts, at least when
used in conjunction with single-member legislative districts in
the same redistricting plan, are subject to strict scrutiny under
the Equal Protection Clause of the State Constitution, multi-
member districts shall not be used in the formation of
legislative districts unless it is established that such
districts are necessary to advance a compelling governmental
interest.
Finally, we direct that any new redistricting plans,
including any proposed on remand in this case, shall depart from
strict compliance with the legal requirements set forth herein
only to the extent necessary to comply with federal law. This Court has verified independently that the above
requirements of the State Constitution, including the WCP and the
Equal Protection Clause, can in fact be reconciled and applied in
a manner consistent therewith, as well as with federal
requirements, including the VRA and one-person, one-vote
principles. This verification was achieved through use of a
software program which is used by the General Assembly during the
redistricting process and which the General Assembly makes
generally available to members of the public.
The General Assembly optimally should be afforded the first
opportunity to enact new redistricting plans for the North
Carolina Senate and North Carolina House of Representatives based
on the 2000 census and the constitutional requirements which we
have upheld in this opinion. Defendants have represented,
however, that there is insufficient time for the General Assembly
to enact new plans for use in the 2002 election cycle.
Accordingly, we direct the trial court to conduct a hearing, on
an expedited basis, on the question of the feasibility of
allowing the General Assembly the first opportunity to develop
new redistricting plans. The General Assembly should be accorded
the first opportunity to draw the new plans if so doing will not
disrupt the timing of the 2002 general election. In the event
defendants are unable to demonstrate that the General Assembly is
able to develop new redistricting plans in accordance with the
timetable established by the trial court, the trial court isauthorized and directed to seek proposed remedial plans,
(See footnote 8)
review
and adopt temporary or interim remedial plans for the North
Carolina Senate and North Carolina House of Representatives, and
seek preclearance thereof, for use in the 2002 election cycle.
(See footnote 9)
Based upon our thorough review of the extensive materials
filed in this Court in this case, we believe that the people's
insertion of a whole-county requirement within their Constitution
was not an historical accident. Rather, we believe that this
provision was inserted by the people of North Carolina as an
objective limitation upon the authority of incumbent legislators
to redistrict and reapportion in a manner inconsistent with the
importance that North Carolinians traditionally have placed upon
their respective county units in terms of their relationship to
State government. Enforcement of the WCP will, in all
likelihood, foster improved voter morale, voter turnout, and
public respect for State government, and specifically, the
General Assembly as an institution; will assist election
officials in conducting elections at lower cost to the taxpayers
of this State; and will instill a renewed sense of community and
regional cooperation within the respective countywide or
regionally formed legislative delegations mandated by the WCP.
For instance, there will again be countywide delegations and, inrural areas, contiguous multi-county delegations in the General
Assembly, which, in working with legislative delegations from
other regions of the State, can more effectively work together in
a positive manner on matters of mutual concern to citizens of our
State.
Accordingly, the orders of the trial court below are
affirmed as modified,
(See footnote 10)
the stay issued by this Court is lifted,
and the trial court is authorized to enter such further orders as
necessary to implement our holdings in this opinion.
AFFIRMED AS MODIFIED.
Pursuant to Rule 32 of the North Carolina Rules of Appellate
Procedure, the mandate of this opinion is expedited and shall
issue at 12:00 o'clock noon on 3 May 2002.
Justice ORR concurring in part and dissenting in part.
The second issue advanced by the defendants is that
the trial court impermissibly enforced ineffective
constitutional amendments when it struck down the enacted
redistricting plans. The basis for this argument is that the
state constitutional provisions at issue are unenforceable under
section 5 of the Voting Rights Act (VRA). Defendants argue that
because the constitutional amendments were never precleared,
they have no force and effect and cannot be relied upon in
redrawing the State's legislative districts. As to the portion
of the majority opinion addressing defendants' contentions, under
the heading of Effect of 1981 USDOJ Objection to Redistricting
Plan and Decision of Federal District Court in Cavanagh v.
Brock, 577 F. Supp. 176 (E.D.N.C., 1983), I concur in both the
reasoning and result.
The constitutional amendments at issue were properlypassed by the General Assembly and adopted by the voters of this
State. See Act of May 31, 1967, ch. 640, 1967 N.C. Sess. Laws
704; John L. Sanders & John F. Lomax, Jr., Amendments to the
Constitution of North Carolina: 1776-1996, at 15 (Inst. of
Gov't, Univ. of N.C. at Chapel Hill, 1997). These amendments
were further carried forward in the revision and updating of the
North Carolina Constitution submitted to the people in 1970 and
duly enacted. Thus, on their face, these amendments are valid
and binding provisions of our State Constitution. As a result,
any constitutional problems with regard to these amendments could
arise only if the application of the provisions conflicted with
the United States Constitution or federal legislation amid a
redistricting plan's submission. The view that the so-called
whole-county provisions (WCP) can be challenged only in the
context of a specific redistricting plan is further buttressed by
the very language of the constitutional provisions at issue. No
county shall be divided in the formation of a [legislative]
district. N.C. Const. art II, §§ 3(3), 5(3) (emphasis added
(hereinafter collectively referred to as the WCP for purposes
of reference to either or both the Senate provision, section
3(3), and the House of Representative provision, section 5(3)).
The WCP, therefore, by its own terms, means absolutely nothing
except when it is utilized to form a district. Thus, as the
majority correctly concludes, defendants' argument -- in sum,
that the provision has somehow been rendered inapplicable -- must
fail because the provision is mandatory and binding unless theplan utilizing it is shown to be in violation of federal law.
Having determined that the WCP is a valid and binding
state constitutional provision, the next fundamental issue is
whether the redistricting plans submitted by the State violate
the WCP. The majority, having earlier in its opinion noted the
inordinate number of divided counties in the submitted plans,
holds in one sentence that such plans violate the WCP and are
therefore void. The majority then proceeds immediately to the
remedial portion of the opinion. While ultimately reaching a
similar conclusion, I find it necessary and appropriate to
address defendants' core argument that county lines must be
divided because of the federal mandatory requirements of one
person, one vote and the Voting Rights Act's restrictions and
defendants' contention that the trial court erred in its order by
establishing criteria under which new redistricting plans are to
be drawn.
In large part, defendants' argument questions the
necessity of large multi-member districts -- either single-county
or multi-county -- and the inherent failings of any criteria
allowing such districts. Plaintiffs' counter-argument and
proposed remedial plan relies in large part on the use of multi-
member districts, many of which incorporate multiple counties,
ostensibly in order to comply with the WCP.
It is necessary to examine the contentions of the
parties in the context of the application and interpretation ofthe WCP, as well as in the context of the WCP's interrelationship
with other constitutional provisions -- i.e., those that govern
the General Assembly's constitutional duty to draw legislative
districts. Our examination of the constitutional provisions at
issue is guided by the following interpretation principles
articulated by then Justice Joseph Branch (later Chief Justice)
some twenty-five years ago:
The North Carolina Constitution
expresses the will of the people of this
State and is, therefore, the supreme law of
the land. Thus, it is a fundamental
principle of constitutional construction that
effect must be given to the intent of the
people adopting the Constitution, or an
amendment thereto, and that constitutional
provisions should be construed in consonance
with the objectives and purposes sought to be
accomplished, giving due consideration to the
conditions then existing. It is well
established that, in construing either the
federal or State Constitution, what is
implied is as much a part of the instrument
as what is expressly stated. Further,
amendments are to be construed harmoniously
with antecedent provisions, insofar as
possible.
In re Martin, 295 N.C. 291, 299, 245 S.E.2d 766, 771 (1978)
(citations omitted).
With these guideposts of constitutional interpretation
before us, I now turn to a review of the constitutional
provisions applicable to this case, as expressed in Article II,
Section 3 and its subsections, controlling Senate districts and
apportionment, and Article II, Section 5 and its subsections,
controlling districts and apportionment of the House of
Representatives. These provisions, adopted in large part by the1968 amendments to our then-existing Constitution and readopted
as part of the 1971 Constitution, govern and control the process
of reapportionment and district-drawing by the General Assembly.
I note at the outset that our State Constitution is not
a grant of power but serves instead as a limitation of power,
that all power which is not expressly limited by the people in
our Constitution remains with the people, and that an act of the
people through their representatives in the legislature is valid
unless prohibited by that constitution. McIntyre v. Clarkson,
254 N.C. 510, 515, 119 S.E.2d 888, 891 (1961). Thus, the power
of the people, through their elected representatives in the
General Assembly, is constrained by the specific limitations
imposed by duly adopted constitutional provisions. In this
regard, the people of our State, by adopting the 1968 amendments
and readopting them in 1970, have affirmatively placed upon the
General Assembly certain limitations in the apportionment and
redistricting process. It is these limitations that I am called
upon to interpret and apply in the context of the issues raised
in the instant case.
The first applicable limitation, as expressed in the
North Carolina Constitution, Article II, Sections 3(1) and 5(1),
provides in part that [e]ach [legislator] shall represent, as
nearly as may be, an equal number of inhabitants, and stands as
our State's embodiment of the one-person, one vote edict
imposed by the United States Supreme Court in, among other cases,
Gray v. Sanders, 372 U.S. 368, 379-81, 9 L. Ed. 2d 821, 830-31(1963) (holding that [t]he concept of 'we the people' under the
Constitution visualizes no preferred class of voters but equality
among those who meet the basic qualifications, and [t]he idea
that every voter is equal to every other voter in his State, when
he casts his ballot in favor of one of several competing
candidates, underlies many of our decisions, and ultimately
concluding that [t]he conception of political equality from the
Declaration of Independence, to Lincoln's Gettysburg Address, to
the Fifteenth, Seventeenth, and Nineteenth Amendments can mean
only one thing -- one person, one vote). Thus, Sections 3(1)
and 5(1), as constitutional mandates, express[] the will of the
people of this State and [are], therefore, the supreme law of the
land. In re Martin, 295 N.C. at 299, 245 S.E.2d at 771.
Next, we must consider the aforementioned portion of
the provision's limitation in light of its remainder, which
provides that the number of inhabitants that each [legislator]
represents [is] determined for this purpose by dividing the
population of the district that he represents by the number of
[legislators] apportioned to that district. N.C. Const. art.
II, §§ 3(1), 5(1). The language of this clause is not
particularly clear, nor does it plainly evidence either its
intended effect or the intent of the people who voted to adopt
it. However, a straightforward reading of the clause leads me to
conclude that the General Assembly is required to draw districts,
and apportion legislators to those districts, in such numbers as
it shall determine. Historically, the practical effect andpractice of the General Assembly has been to create at least some
multi-member districts. In other words, a large urban county
like Wake would have more than one legislator apportioned to it,
and in a similar vein, smaller counties would be joined together
to form a district also with more than one legislator apportioned
to it. However, what this clause does not provide for is a
device or method that allows multiple members apportioned to such
a district to be elected in at-large fashion. Actually, the
clause makes no statement at all about the manner of election; in
fact, any imposition of an at-large voting methodology would
directly conflict with the primary purpose of the provision,
which is to embody the one-person, one-vote principle by
requiring that each legislator represent an equal number of
inhabitants.
I acknowledge that past practice has been to allow at-
large elections in any district that has been apportioned
multiple members. Support for such an at-large scheme has
largely rested on the premise that, for example, a district of
134,000 inhabitants is somehow represented by two
Representatives, each of whom represents 67,000 inhabitants.
However, the premise proves illusory, as shown by the following.
First, each Representative elected from such a district is in
actuality elected by 134,000 inhabitants; second, each
Representative represents each and all of those 134,000
inhabitants; third, each inhabitant of such a district has two
elected Representatives, not one. As a result, the at-largeelection scheme deviates, and significantly so, from the one-
person, one-vote principle by providing greater practical
representation for inhabitants in multi-member districts with at-
large elections than to those in single-member districts.
As a result of the foregoing analysis, I conclude that
Article II, Sections 3(1) and 5(1) of our Constitution prohibit
at-large elections within multi-member districts. And while the
General Assembly may create multi-member districts (in part to
comply with the WCP, as discussed below, and/or in part to comply
with one-person, one-vote requirements or VRA requirements),
those members apportioned to such districts must be elected from
a specified area that sets off a proportional number of
inhabitants based upon the ideal population for House and Senate
districts (1/120th of the State's overall population, or
approximately 67,000 persons for purposes of the instant case,
for House districts, and 1/50th of the state's overall
population, or approximately 161,000 persons for purposes of the
instant case, for Senate districts).
Since I conclude that the first limitation placed upon
the General Assembly by the 1968 amendments -- namely, that
[e]ach [legislator] shall represent, as nearly as may be, an
equal number of inhabitants, N.C. Const. art. II, §§ 3(1), 5(1)
-- requires that Representatives and Senators be elected from
single-member districts, the fiction of at-large voting and
divided representation cannot survive and be faithful to the
restrictions of one person, one vote. It is important to notethat this one-person, one-vote limitation is no longe
r just a
mandate of constitutional interpretation imposed by the United
States Supreme Court on our State. Instead, it is a duly adopted
limitation on legislative redistricting, expressly memorialized
in our State Constitution, and as such reflects the will of the
people of this State and, is, therefore, the supreme law of the
land. In re Martin, 295 N.C. at 299, 245 S.E.2d at 771.
The remedial portion of the majority opinion declares
that in single counties with two or more non-VRA districts,
single-member districts must be formed within the county;
further, the majority asserts that in contiguous multi-county
groupings, interior county lines within such groupings may be
crossed or traversed in the creation of the required single-
member districts. However, what the majority fails to articulate
is why those circumstances do not violate the WCP requirement to
not divide a county in the formation of a legislative district.
While I concur with the result of the bare implied assertion that
such division does not violate the WCP, I feel compelled to offer
a legal rationale for such a conclusion.
The WCP provides that [n]o county shall be divided in
the formation of a [legislative] district. The provision,
requiring that counties not be divided in drawing districts, was
enacted contemporaneously with the one-person, one-vote
provisions in Article II, Sections 3(1) and 5(1). While not
facially inconsistent, the practical implementation of the two
subsections is complicated by their seemingly contrastingeffects. Simple geography suggests that strict adherence to the
WCP may prove untenable in light of one-person, one-vote and
VRA requirements, which may force divisions between residents of
the same county. Nevertheless, this Court must reconcile and
harmonize the two provisions, guided by the mandate of the
people, who imposed upon the General Assembly the specific
limitations that: (1) one legislator be elected from a
predetermined number of designated constituents based upon one-
person, one vote principles; and (2) counties not be divided in
the formation of legislative districts.
In order to ascertain the meaning of [an] amendment to
the Constitution, it is appropriate to consider it in pari
materia with the other sections of our Constitution which it was
intended to supplement. In re Peoples, 296 N.C. 109, 159, 250
S.E.2d 890, 919 (1978), cert. denied, 442 U.S. 929, 61 L. Ed. 2d
297 (1979). Where possible[,] amendments to the Constitution
should be given a practical interpretation which will carry out
the plainly manifested purpose of those who created them. Id.
at 162, 250 S.E.2d at 920. In honoring these principles of
constitutional interpretation, as set forth by then Chief Justice
Susie Sharp in In re Peoples, we must view the whole-county
provision in a practical light and attempt to interpret it in
such a way as to carry out its manifest purpose (as expressed by
the people). As noted by the majority, the intent of the
provision is to limit the General Assembly's ability to draw
legislative districts without regard to county lines (a practicethe current plans do extensively), and prior to the imposition of
one-person, one-vote requirements and the VRA, implementation
of the provision was simple and straightforward. In addition,
the natural advent of complications arising from the
implementation of the VRA and one-person, one vote principles
does not permit me to construe the WCP mandate as if it had been
rendered unmanageable by the federal mandates, or even to limit
its application to but a handful of counties. In my view, any
attempt to do so would be an abrogation of the Court's duty:
(1) to find a practical interpretation of the provision
consistent with one-person, one-vote principles; and (2) to
maintain the people's express wishes to contain district
boundaries to county lines.
Without at-large elections in multi-member districts,
the ability to purely follow external county boundaries in order
to comply with VRA requirements and with one-person, one-vote
limitations would be impossible without the ability to draw
single-member districts within the confines of: (1) any multi-
member district composed of a single county, and/or; (2) any
multi-member district composed of multiple counties. Therefore,
in order to honor the will of the people, I would conclude
that single-member districts that traverse county lines within
the confines of a multi-county district do not violate the WCP of
our State Constitution. Similarly, I would also conclude that
single-member districts that dissect a single, highly populated
county do not do so either. See Kruidenier v. McCulloch, 258Iowa 1121, 142 N.W.2d 355 (holding that there is no division
; of
a county as long as a district is entirely within a specific
county), cert. denied, 385 U.S. 851, 17 L. Ed. 2d 80 (1966).
To construe the WCP in a more literal fashion, as
argued by the parties, would be to ultimately invalidate this
provision as a practical matter.
A constitution should not receive a
technical construction as if it were an
ordinary instrument or statute. It should be
interpreted so as to carry out the general
principles of the government, and not defeat
them. The opinion quotes the following:
When we construe a constitution by
implication of such rigor and inflexibility
as to defeat the legislative regulations, we
not only violate accepted principles of
interpretation, but we destroy the rights
which the Constitution intended to guard.
Stedman v. City of Winston-Salem, 204 N.C. 203, 206, 167 S.E.
813, 815 (1933) (quoting Jenkins v. State Bd. of Elections, 180
N.C. 169, 175, 104 S.E. 346, 348 (1920)).
As to the ultimate question before us, the record is
uncontroverted that the provisions of our State Constitution
limiting the General Assembly's power in redistricting have been
violated by defendants' redistricting plans as submitted. Thus,
such plans were properly ruled to be invalid and unconstitutional
by the trial court.
As to other sections of the remedial portion of the
majority's opinion, I am compelled to dissent on the grounds
stated below. While a remedy may be merely the means of carrying
into effect a substantive principle or policy, Dan B. Dobbs,
Handbook on the Law of Remedies: Damages - Equity - Restitution §
1.2, at 3 (1973), the context of legislative redistricting --
which is a duty specifically assigned to the General Assembly
under our State Constitution -- requires a reviewing court to
impose remedial actions as narrowly as possible. Thus, having
found the redistricting plans at issue unconstitutional and
invalid, the majority, in my view, appears to go beyond that
which is necessary to remedy the constitutional violations and
command compliance. This Court should not attempt to micromanage
the legislative function of drawing new districts. Regrettably,
I therefore conclude that the majority has exceeded the necessary
scope of its remedy function, and I must dissent from that
portion of its opinion.
First, the majority imposes a new limitation on the
General Assembly in creating legislative districts by mandating
that any deviation from the ideal population for a legislative
district shall be at or within plus or minus five percent for
purposes of compliance with federal 'one-person, one-vote'
requirements. (Emphasis added.) While this deviation in a plan
has been declared presumptively constitutional by the United
States Supreme Court, see, e.g., Brown v. Thomson, 462 U.S. 835,
842-43, 77 L. Ed. 2d 214, 221-22 (1983), it has never been
imposed as an absolute limit. For example, as noted by
plaintiffs in their brief, the Supreme Court, in Mahan v. Howell,410 U.S. 315, 328, 35 L. Ed. 2d 320, 332 (1973), held that a
state may go to a higher range of deviation in creating
legislative districts if its reason for doing so is based upon
some rational neutral criteria. See, e.g., Brown, 462 U.S. at
842-43, 77 L. Ed. 2d at 221-22.
In complying with one-person, one-vote principles,
the United States Supreme Court has stated that the burden is on
the State to prove that population deviations among its various
congressional districts are constitutionally acceptable. See,
e.g., Karcher v. Daggett, 462 U.S. 725, 740, 77 L. Ed. 2d 133,
147 (1983). And while the State may not rely on general
assertions, [t]he showing required to justify population
deviations is flexible, depending on the size of the deviations,
the importance of the State's interests, the consistency with
which the plan as a whole reflects those interests, and the
availability of alternatives that might substantially vindicate
those interests yet approximate population equality more
closely. Id. at 741, 77 L. Ed. 2d at 147. The United States
Supreme Court has also acknowledged that since congressional
redistricting plans will be in effect for a minimum of ten years
(as are North Carolina's legislative plans), [s]ituations may
arise where substantial population shifts over such a period can
be anticipated. Kirkpatrick v. Preisler, 394 U.S. 526, 535, 22
L. Ed. 2d 519, 527 (1969). And [w]here these shifts can be
predicted with a high degree of accuracy, States that are
redistricting may properly consider them, id., so long as[f]indings as to [such] population trends [are] thoroughly
documented and applied throughout the State in a systematic, not
an ad hoc, manner, id.; see also White v. Weiser, 412 U.S. 783,
37 L. Ed. 2d 335 (1973). Therefore, in applying these principles
to redistricting plans for the North Carolina Senate and House of
Representatives, districts could be drawn with higher or lower
populations than is required under strict one-person, one-vote
guidelines -- as exemplified by the plus-or-minus-five-percent
threshold now mandated by the majority -- if criteria
demonstrates that the projected population shifts can be
predicted with a high degree of accuracy.
A recent newspaper article stated that Wake County was
among county leaders in population growth rates. The county
gained 27,796 residents in just fifteen months, while the State
grew by 109,000 people. Ned Glascock, Wake Leads Rapid Growth,
The News and Observer (Raleigh), Apr. 29, 2002, at B1. The
article went on to state that several counties exceeded Wake's
growth rate, with Union County experiencing the greatest growth
rate (7.3%) of any county between 1 April 2000 and 1 July 2001.
Id. Thus, should the General Assembly choose to consider growth
patterns and to draw districts reflecting them, the majority
opinion's plus-or-minus five percent mandate may well serve to
preclude it from doing so. In my view, even the prospect of such
a limitation is neither a necessary nor appropriate judicial
imposition on the General Assembly, which in practice is faced
with the difficult task of drawing districts in compliance with arange of existing legal requirements.
Second, the majority, in the remedial portion of its
opinion, also mandates that in counties having a 2000 census
population sufficient to support the formation of one non-VRA
legislative district falling within plus or minus five percent
deviation from the ideal population consistent with 'one-person,
one-vote' requirements, the WCP requires that the physical
boundaries of any such non-VRA legislative district not cross or
traverse the exterior geographic line of any such county. The
practical effect of this edict is to require the General Assembly
to create a single-county, single-member district under the
described circumstances. While that might be desirable, I
conclude that mandating that the General Assembly do so likewise
is neither necessary nor appropriate in the context of this case.
Third, again as part of the remedial section of its
opinion, the majority uses a state equal protection argument
based upon Article I, Section 19, to, in effect, hold portions of
Article II, Sections 3(1) and 5(1) in violation of the State
Constitution. While not precisely saying so, the majority holds
that future use of multi-member districts is effectively struck
down as unconstitutional. In concluding that the use of both
single-member and multi-member districts within the same
redistricting plan violates the Equal Protection Clause of the
State Constitution (emphasis added), the majority plows new and
unsettling ground. First, such a holding appears to hold one
clause of the State Constitution as overruling another, inviolation of a long-standing tenet of constitutional
interpretation. See Leandro v. State, 346 N.C. 336, 352, 488
S.E.2d 249, 258 (1997) (It is axiomatic that the terms or
requirements of a constitution cannot be in violation of the same
constitution -- a constitution cannot violate itself.).
Moreover, by stating that use of both single-member and multi-
member districts is not constitutional, the majority at least
implies that a plan using all multi-member districts could prove
to be constitutional, a proposition that I question and one that
the majority's own conclusion would appear to contradict.
Fourth, the use of our State Constitution's Equal
Protection Clause to arguably strike down multi-member districts
-- when the United States Supreme Court has held to the contrary
under the United States Constitution -- marks one of those rare
occasions where greater protection has been afforded under our
State Constitution than under its federal counterpart. While
acceptable to do so, see, e.g., State v. Carter, 322 N.C. 709,
713, 370 S.E.2d 553, 555 (1988), I question whether this is the
appropriate circumstance in which to do so.
Fifth, the majority places a caveat in its holding by
stating that multi-member districts may be permitted if they are
shown to advance a compelling state interest. By then
remanding the case to the trial court in order to allow evidence
on whether a compelling state interest exists for any multi-
member district, the majority potentially postpones a final
resolution of this matter, which may well result in a protractedperiod of litigation.
Sixth, I question whether utilizing a State
Constitution Equal Protection Clause argument in the remedial
section is appropriate at all. No party raised such an issue at
trial, nor did anyone argue such an issue to this Court.
Likewise, no questions were propounded by this Court at oral
argument contemplating such an issue. In this vein, I still
agree with former Chief Justice Burley Mitchell, with whom I
joined in a separate concurrence in Nelson v. Freeland: I think
it inadvisable to render an opinion of the magnitude of that
entered by the majority in the case when, as here, . . . this
Court has not had the benefit of briefs and arguments on the
issued decided by the majority. 349 N.C. 615, 634, 507 S.E.2d
882, 893 (1998).
Seventh, and finally, in my view, the only remedial
requirements that are compelled by this case are as follows :
(I) The General Assembly must first comply with the
following mandatory criteria in drawing districts:
(1) United States constitutional requirements
for one person, one vote, with population
variations within the districts being
controlled by applicable federal case law;
(2) Voting Rights Act requirements;
(3) State constitutional requirements to the
extent possible and not inconsistent with
mandatory criteria specified in (1) and (2),
above; such state requirements include:
(a) legislators shall be elected from
single-member districts;
(b) counties shall not be divided in the
formation of districts, except boundaries of
areas within counties from which individual
members are elected may divide a single
county internally or cross a county line
within a multi-county district to the minimal
extent necessary.
(II) The General Assembly may also utilize nonmandatory
criteria acknowledged by the federal courts as acceptable --
i.e., community of interest, incumbent protection, and partisan
considerations -- so long as such use does not result in a
violation of the mandatory criteria.
As to all other issues presented, including the
justiciability issue raised by defendants, I would further take
exception with footnote 10 of the majority opinion, which says
that such other issues do not need to be addressed in order to
effect a full and proper resolution of this case. However,
having reviewed those issues, I would conclude that they have no
merit.
Thus, for the reasons set forth above, I concur in part
with, and dissent in part from, the majority opinion.
Justice PARKER dissenting.
Section 5 of the Voting Rights Act of 1965, as amended,
prohibits covered jurisdictions from implementing or enforcing
any changes to a standard, practice, or procedure with respect
to voting unless those provisions have first been precleared.
42 U.S.C. § 1973c (1994). Forty of North Carolina's one hundred
counties are covered for purposes of section 5 preclearance
requirements.
In 1966, North Carolina's legislative districts for the
State House and Senate and the state constitutional provisions
then governing the drawing of State House districts were held
unconstitutional based on federal one-person, one-vote
requirements. Drum v. Seawell, 249 F. Supp. 877 (M.D.N.C. 1965),
aff'd per curiam, 383 U.S. 831, 16 L. Ed. 2d 298 (1966). In
response the 1967 General Assembly enacted proposed
constitutional amendments to redefine the manner in which the
General Assembly should proceed each decade to draw new
legislative districts based on the decennial census. Those
proposed amendments provided that [n]o county shall be dividedin the formation of a House or Senate district. Act of May
31,
1967, ch. 640, secs. 1, 3, 1967 N.C. Sess. Laws 704, 704-05.
(See footnote 11)
These amendments were submitted to the voters in 1968 on a ballot
reading as follows: FOR constitutional amendments continuing
present system of representation in the General Assembly, and
AGAINST constitutional amendments continuing present system of
representation in the General Assembly. Id. at secs. 7, 8, 1967
N.C. Sess. Laws at 706. At that time the State Constitution
provided that each county would elect at least one member to the
House of Representatives, N.C. Const. of 1868, art. II, § 5
(1962) (amended 1968), and mandated a ratio system to apportion
the remaining Representatives, N.C. Const. of 1868, art. II, § 6
(1876) (amended 1968). With respect to the Senate the
Constitution provided that the Senate would consist of fifty
Senators, N.C. Const. of 1868, art. II, § 3, and that no county
would be divided unless the county was equitably entitled to two
or more Senators, N.C. Const. of 1868, art. II, § 4 (1876)
(amended 1968). The amendments submitted to the people in 1968
also contained the provisions now found in Sections 3(1) and 5(1)
of the 1971 State Constitution providing for one-person, one-vote
and delineating the formula for determining how many Senators or
Representatives a district would have. Ch. 640, secs. 1, 3, 1967N.C. Sess. Laws at 704-05. These amendments were ratified by the
voters and were carried over without substantive changes into the
1971 Constitution. See N.C. Const. art. II, §§ 3(1), 5(1).
The 1968 constitutional amendments were not initially
submitted to the Department of Justice for preclearance under
section 5 of the Voting Rights Act, nor were they precleared by
virtue of litigation in the United States District Court for the
District of Columbia. However, the 1971 Constitution was
promptly submitted to, and precleared by, the United States
Department of Justice after its ratification by the voters.
The prohibitions on dividing counties were followed in
the 1971 and 1981 redrawing of state legislative districts. Late
in 1981 an action was filed against state officials in their
official capacity challenging the legislative districts on the
basis that the State had failed to obtain preclearance of the
1968 amendments precluding division of counties in the drawing of
legislative districts. Gingles v. Edmisten, 590 F. Supp. 345,
350 (E.D.N.C. 1984) (three-judge court), aff'd in part and
reversed in part on other grounds, 478 U.S. 30, 92 L. Ed. 2d 25
(1986). With this litigation pending, the State submitted the
1968 amendments seeking their preclearance from the Department of
Justice. The General Assembly also amended the State House of
Representatives plan while the preclearance request was pending
and did not divide counties in the creation of the House
districts. In submitting the 1968 amendments, the State
presented the argument that the amendments did not constitute achange from the long-standing practice of drawing legislative
districts without dividing counties.
Notwithstanding this argument the Department of Justice
objected to the language against dividing counties and refused to
give preclearance to the 1968 amendments or to redistricting
plans enacted in reliance on those amendments, thereby forcing
the General Assembly to redraw the legislative districts. The
objection highlighted the Department's concern that application
of the 1968 amendments would result in large, multi-member
districts, which necessarily submerge minority voters into larger
white voter districts. Pursuant to the Department of Justice's
objection, the General Assembly drew new legislative plans that
were precleared. However, these plans were still the subject of
litigation under section 2 of the Voting Rights Act. Gingles,
590 F. Supp. at 351.
Once the General Assembly enacted new plans in 1982,
State officials in their official capacity were the subject of a
civil action brought by residents of Forsyth County to challenge
the division of Forsyth County in the newly drawn legislative
districts. Specifically, the plaintiffs claimed that the General
Assembly could not divide Forsyth County because the county was
not among the forty covered counties for purposes of section 5
preclearance. Hence, the constitutional provision still applied
to the remaining noncovered counties. This claim was rejected by
a three-judge United States District Court in Cavanagh v. Brock,
577 F. Supp. 176, 182 (E.D.N.C. 1983). The court in Cavanaghheld that the denial of preclearance to the 1968 constitutional
amendments meant that the amendments were not effective at all
insofar as they prohibited the division of counties in the
drawing of legislative districts. Id. at 181-82.
The 1982 legislative redistricting plans were used
until the United States Supreme Court in Gingles required the
General Assembly to modify them in order to carve out separate,
majority-minority districts in certain counties of the State to
comply with section 2 of the Voting Rights Act, which applies
irrespective of whether a jurisdiction is covered under
section 5. Section 2 compels states to create majority-minority
districts when a minority population is sufficiently compact to
form a majority in a single-member district and votes cohesively,
but is generally unable to elect candidates of its choice because
of the racial bloc voting of the majority, often in conjunction
with other factors such as historical discriminatory practices
that have affected the minority's ability to participate in the
political process. Gingles, 478 U.S. at 50-51, 92 L. Ed. 2d at
46-47. The counties for which North Carolina was required to
create section 2 districts under Gingles included Wake, Forsyth,
and Mecklenburg, which are not covered counties under
section 5, along with some section 5 counties. Gingles, 590 F.
Supp. at 376, 384.
Thus, the plans used in the 1980s split a number of
counties as did the plans enacted and used in the 1990s. The
General Assembly proceeded on the basis that the only courtdecision that had ever considered the question of whether
counties could be divided was binding on the General Assembly and
that the 1968 constitutional amendments prohibiting the division
of counties were of no force or effect. Against this background
of litigation implementing the Voting Rights Act, the 2001
General Assembly enacted the Senate and House redistricting plans
that are the subject of this civil action.
The following provisions of our State Constitution are
determinative of this appeal.
Article II, Section 3 provides as follows:
The Senators shall be elected from
districts. The General Assembly, at the
first regular session convening after the
return of every decennial census of
population taken by order of Congress, shall
revise the senate districts and the
apportionment of Senators among those
districts, subject to the following
requirements:
(1) Each Senator shall represent, as
nearly as may be, an equal number of
inhabitants, the number of inhabitants that
each Senator represents being determined for
this purpose by dividing the population of
the district that he represents by the number
of Senators apportioned to that district;
(2) Each senate district shall at all
times consist of contiguous territory;
(3) No county shall be divided in the
formation of a senate district;
(4) When established, the senate
districts and the apportionment of Senators
shall remain unaltered until the return of
another decennial census of population taken
by order of Congress.
N.C. Const. art. II, § 3.
Article II, Section 5 is identical except that it
provides for Representatives rather than Senators. Article I, Section 3 provides as follows:
The people of this State have the
inherent, sole, and exclusive right of
regulating the internal government and police
thereof, and of altering or abolishing their
Constitution and form of government whenever
it may be necessary to their safety and
happiness; but every such right shall be
exercised in pursuance of law and
consistently with the Constitution of the
United States.
N.C. Const. art. I, § 3.
Article I, Section 5 provides as follows:
Every citizen of this State owes
paramount allegiance to the Constitution and
government of the United States, and no law
or ordinance of the State in contravention or
subversion thereof can have any binding
force.
N.C. Const. art. I, § 5.
In interpreting the State Constitution, we are guided
by certain fundamental principles. The proper construction of
our Constitution is generally controlled by the same principles
that control in discerning the meaning of all written documents.
Perry v. Stancil, 237 N.C. 442, 444, 75 S.E.2d 512, 514 (1953).
(See footnote 12)
In searching for the will and intent of the people as expressed
in the Constitution,
all cognate provisions are to be brought into
view in their entirety and so interpreted as
to effectuate the manifest purposes of the
instrument. The best way to ascertain the
meaning of a word or sentence in the
Constitution is to read it contextually andto compare it with other words and sentences
with which it stands connected.
State v. Emery, 224 N.C. 581, 583, 31 S.E.2d 858, 860 (1944)
(citations omitted). Further, where the meaning is clear from
the words used in the Constitution, we will not search for
meaning elsewhere; if the meaning is doubtful, the intention of
the people must be sought. Elliott v. State Bd. of Equalization,
203 N.C. 749, 753, 166 S.E. 918, 921 (1932). Moreover, if given
the choice of two possible interpretations of a state
constitutional provision, one of which would violate the United
States Constitution or federal law and one of which would not,
this Court must interpret the provision consistently with federal
law rather than invalidate the constitutional provision. In re
Arthur, 291 N.C. 640, 642, 231 S.E.2d 614, 616 (1977) (noting
with respect to statutory interpretation that [w]here one of two
reasonable constructions will raise a serious constitutional
question, the construction which avoids this question should be
adopted). Finally, if it is not possible to interpret a state
constitutional provision in a manner compliant with federal law,
the state constitutional provision is void under the Supremacy
Clause. Constantian v. Anson Cty., 244 N.C. 221, 229, 93 S.E.2d
163, 168 (1956) (holding that any provision of the Constitution
or statutes of North Carolina in conflict [with federal law] must
be deemed invalid).
In the present case the language in Article II,
Sections 3(3) and 5(3) that [n]o county shall be divided isclear and unambiguous and is not subject to two reasonable
interpretations. This language has been determined to be
unenforceable under section 5 of the Voting Rights Act as to the
forty counties covered by that section; hence, this provision is
in conflict with federal law and, under the Supremacy Clause of
the United States Constitution and the Supremacy Clause of the
North Carolina Constitution, cannot be given force and effect in
drafting legislative redistricting plans affecting those forty
counties.
While this case does not fit the traditional
application of the doctrine of severability, the concept of that
doctrine does have an analogous application to this case. The
doctrine provides that if a portion of a statute is invalid as
violative of a constitutional provision or a federal law, the
invalid portion may be stricken and the remaining portion given
effect if it is whole and complete in itself and the intent of
the legislature was such that the statute would have been enacted
even without the stricken portion. State ex rel. Andrews v.
Chateau X, Inc., 296 N.C. 251, 259-60, 250 S.E.2d 603, 608
(1979), judgment vacated on other grounds, 445 U.S. 947, 63 L.
Ed. 2d 782 (1980). In Constantian this Court stated:
A statute may be valid in part and
invalid in part. If the parts are
independent, or separable, but not otherwise,
the invalid part may be rejected and the
valid part may stand, provided it is complete
in itself and capable of enforcement. 82
C.J.S., Statutes sec. 92. Our decisions are
in accord. This well established rule
applies equally when a portion of a stateconstitution or any provision thereof is
invalid as violative of the Constitution of
the United States.
Constantian, 244 N.C. at 228, 93 S.E.2d at 168 (citations
omitted).
In this case, words of the State Constitution have not
been determined to be invalid under federal law; rather, the
constitutional provision has been rendered unenforceable in forty
of the State's one hundred counties. Thus, by analogy, unless
the provision can stand as a whole when applied in the remaining
counties and this Court can determine that the intent of the
people in ratifying the amendment was for the provision to have
effect even if enforceable in less than all one hundred counties,
the provision must fail.
The record in this case is devoid of any evidence
suggesting that the amendments would have garnered the requisite
three-fifths majority for a constitutional amendment in the
legislature, N.C. Const. art. XIII, § 4, had the members of the
General Assembly anticipated that the no county shall be
divided provision would be applicable in less than all one
hundred counties; nor does any evidence before the Court suggest
that the people would have ratified the amendments with this
limitation. Any conclusion to the contrary based on this record
is pure speculation. As the three-judge United States District
Court consisting of Judges J. Dickson Phillips; Franklin T.
Dupree, Jr.; and W. Earl Britt noted, without preclearance the
constitutional provision regarding division of counties is not effective as law in the forty covered
counties. With the [provision's] effect thus
territorially circumscribed by federal
authority, under North Carolina law [it]
would be effective in the sixty non-covered
counties only if there were manifest a
legislative, and popular, intent that the
[provision] should be applied differentially
across the state if for any reason --
including a failure of section 5 preclearance
-- [it] should be held of no effect in
respect of some portions of the state. We
find no evidence of such an intent in any
legislative source. The illogic, indeed the
questionable legality, of such a consequence
is manifest. We therefore conclude that the
[provision was] necessarily intended by the
legislature and the populace voting by
referendum upon the legislatively proposed
[provision] to rise or fall as a whole.
Cavanagh, 577 F. Supp. at 181-82.
Even if it is assumed that the intent of the people was
as the majority espouses, the narrower question is whether, given
the covered counties limitation, the no county shall be divided
provision of the State Constitution can be reconciled as written
with other provisions of the State Constitution. The majority
opinion leaves no doubt that this provision cannot be so
reconciled.
The majority acknowledges that reconciliation is a
fundamental goal of constitutional and statutory interpretation.
However, the majority appears to read the language from Sessions
that [r]econciliation is a postulate of constitutional as well
as of statutory construction, Sessions v. Columbus Cty., 214
N.C. 634, 638, 200 S.E. 418, 420 (1939), to mean that if one
provision of the State Constitution cannot, consistent withfederal law, be reconciled with another provision, then this
Court is at liberty to rewrite one of the provisions or give the
provision no effect. For example, the majority repeatedly
qualifies the application of the no county shall be divided
provision with words such as whenever possible or to a large
degree. The opinion states:
We recognize that . . . the right of the
people of this State to legislative districts
which do not divide counties is not absolute.
In reality, an inflexible application of the
WCP [whole-county provision] is no longer
attainable because of the operation of the
provisions of the [Voting Rights Act] and the
federal one-person, one-vote standard, as
incorporated within the State Constitution.
(Citations omitted). Yet, the majority declares, Where, as
here, the primary purpose of the WCP can be effected to a large
degree without conflict with federal law, it should be adhered to
by the General Assembly to the maximum extent possible. This
interpretation ignores the plain language of the no county shall
be divided provision, which is clear and unambiguous. The
majority cites no authority for this maximization theory, which,
if applied as the majority mandates, is inconsistent with
Article I, Section 3 of our State Constitution, providing that
[t]he people of this State have the inherent, sole, and
exclusive right . . . of altering or abolishing their
constitution. N.C. Const. art. I, § 3. While the majority
notes that the Department of Justice's administrative guidelines
reflect that states need only modify, not necessarily abrogate,
the application of whole-county redistricting limitations, themajority apparently fails to accept that, under the State
Constitution, this Court has no authority to modify this
provision.
The majority states that, [w]ithout question, the
intent of the WCP is to limit the General Assembly's ability to
draw legislative districts without according county lines a
reasonable measure of respect. However, the clear and
unambiguous language of the no county shall be divided
provision manifests that the intent is not a reasonable measure
of respect for county lines; rather, the intent of this absolute
mandate is that counties not be divided at all. Notwithstanding
the majority's conclusory claims, the provision cannot be
reasonably interpreted as evincing the people's express wishes
to contain legislative district boundaries within county lines
whenever possible.
In rejecting defendants' argument that this
construction rewrites the constitutional provision to read that
no county shall be divided except to the extent required by
federal law, the majority states that [d]efendants overlook the
fact . . . that compliance with federal law is not an implied,
but rather an express condition to the enforceability of every
provision in the State Constitution. However, by proper
operation of the Supremacy Clause, laws and provisions in
conflict with federal law are rendered void. U.S. Const. art.
VI, cl.2; Constantian, 244 N.C. at 229, 93 S.E.2d at 168. The
Supremacy Clause does not merely modify the offending provision. While the majority is correct in noting that '[s]everal
provisions of our Constitution provide the elasticity which
ensures the responsive operation of government' (quoting State
ex rel. Martin v. Preston, 325 N.C. 438, 458, 385 S.E.2d 473, 484
(1989)), the provision in question is clearly not one of the
several provisions providing elasticity.
Nowhere is the disregard for the plain language of the
no county shall be divided provision more obvious than in its
tortured application in the majority's remedial analysis. Under
the guise of reconciling provisions of our State Constitution,
the majority amends and rewords the no county shall be divided
provision to permit division of counties so long as they are part
of a multi-county grouping whose exterior boundaries are not
crossed or traversed. How this approach is consistent with the
language that no county shall be divided is not readily
discernable. While this revision may be good policy and
necessary to comply with the principle of one-person, one-vote
while still maintaining a community of interest, this decision is
one for the legislature or the people of this State, not for this
Court.
Moreover, the majority's purported reconciliation of
the State Equal Protection Clause with the language regarding
multi-member districts misses the mark. Our State Equal
Protection Clause states that [n]o person shall be denied the
equal protection of the laws. N.C. Const. art. I, § 19.
Article II, Sections 3(1) and 5(1) state that Each [Senator or Representative] shall
represent, as nearly as may be, an equal
number of inhabitants, the number of
inhabitants that each [Senator or
Representative] represents being determined
for this purpose by dividing the population
of the district that he represents by the
number of [Senators or Representatives]
apportioned to that district[.]
N.C. Const. art. II, § 3(1), 5(1). These provisions envision
multi-member districts as valid in this State. Nevertheless, the
majority purports to reconcile the multi-member district language
with the Equal Protection Clause by holding that the language on
multi-member districts is effective only within a limited
context and that, while instructive as to how multi-member
districts may be used compatibly with 'one-person, one-vote'
principles, Article II, Sections 3(1) and 5(1) are not
affirmative constitutional mandates.
The majority's reconciliation thus treats portions of
Article II, Sections 3(1) and 5(1) as having no real effect,
ignoring our long-standing rule of construction that a statute
must be construed, if possible, so that none of its provisions
shall be rendered useless or redundant. It is presumed that the
legislature intended each portion to be given full effect and did
not intend any provision to be mere surplusage. Porsh Builders,
Inc. v. City of Winston-Salem, 302 N.C. 550, 556, 276 S.E.2d 443,
447 (1981). This rule of statutory construction is equally
applicable to constitutional construction. See Perry, 237 N.C.
at 444, 75 S.E.2d at 514. Ignoring this rule of construction,
the majority has determined that this language in ourConstitution has no effect, but is merely instructive and is,
therefore, surplusage that need not be followed. By refusing to
give effect to this provision of our Constitution, the majority
attempts to avoid the fundamental principle that one section of
the North Carolina Constitution cannot violate another. Leandro
v. State, 346 N.C. 336, 352, 488 S.E.2d 249, 258 (1997) (It is
axiomatic that the terms or requirements of a constitution cannot
be in violation of the same constitution -- a constitution cannot
violate itself.).
A true reconciliation would necessarily treat multi-
member districts as not violative of our State Equal Protection
Clause, as those two clauses are co-equal. Such a construction
gives effect to both provisions while respecting the rule that a
state constitutional provision cannot violate the State
Constitution. Rather than truly reconciling these provisions,
the majority is forced by its determined preservation of the no
county shall be divided provision to further amend the
Constitution by making multi-member districts unconstitutional
unless the General Assembly can show a compelling state interest
in having multi-member districts. What exactly that compelling
state interest might be is left for future litigation. The plain
fact is that Article II, Sections 3(1) and 5(1) and Article II,
Sections 3(3) and 5(3) cannot be reconciled with each other,
consistent with federal law, without the use of multi-member
districts or amendment of the no county shall be divided
provision to allow multi-county groupings. Although limitingmulti-member districts and allowing multi-county groupings may
well be sound policy decisions, under the language of our State
Constitution, this decision is again for the legislature or the
people, not for this Court.
Finally, the redistricting scheme announced by the
majority today creates four classes of citizens: (i) those who
reside in covered counties and, therefore, may not enjoy the
benefit of the no county shall be divided provision; (ii) those
who reside in counties that do not receive the benefit of the
provision in order to comply with section 2 of the Voting Rights
Act; (iii) those who reside in noncovered counties and may or may
not have the benefit of the provision, depending on whether their
county needs to be divided to enable the forty covered counties
to obtain preclearance; and (iv) those who reside in counties
that receive the benefit of the provision and are kept whole
(whether truly whole or whole as part of the new multi-county
groupings allowed via the majority's amendment to the
Constitution). Clearly, this disparate treatment of the
citizenry was not the intention of the people who were accustomed
to electing one Representative from each county when they
declared that [n]o county shall be divided in the formation of a
senate or representative district. No other provision of the
North Carolina Constitution that is by its terms applicable
statewide has ever been interpreted by this or any other court as
applying only in certain regions of the State. No proposition is
more fundamental than that our State Constitution applies equallyto all our people and applies uniformly throughout all one
hundred counties.
Today, the majority amends our State Constitution to
read:
No county shall be divided in the formation
of legislative districts unless:
1. The county is covered by section 5
of the Voting Rights Act;
2. The county must be divided to
comply with section 2 of the Voting
Rights Act;
3. The county must be divided to
enable a covered county to achieve
preclearance; or
4. The county is part of a multi-
county grouping.
Sadly, in arriving at this proposal, the majority has lost sight
of two cardinal principles of state constitutional construction.
The first principle is:
It is well settled in this State that the
courts have the power, and it is their duty
in proper cases, to declare an act of the
General Assembly unconstitutional -- but it
must be plainly and clearly the case. If
there is any reasonable doubt, it will be
resolved in favor of the lawful exercise of
their powers by the representatives of the
people.
Preston, 325 N.C. at 449, 385 S.E.2d at 478 (quoting Glenn v.
Board of Educ. of Mitchell Cty., 210 N.C. 525, 529-30, 187 S.E.
781, 784 (1936)) (emphasis added).
The second principle is:
If the provisions of [an Article of the State
Constitution] are obsolete or ill-adapted to
existing conditions, this Court is without
power to devise a remedy. However liberally
we may be inclined to interpret the
fundamental law, we should offend every canonof construction and transgress the
limitations of our jurisdiction to review
decisions upon matters of law or legal
inference if we undertook to extend the
function of the Court to a judicial amendment
of the Constitution.
Elliott, 203 N.C. at 756, 166 S.E. at 922.
For the foregoing reasons, in my opinion Article II,
Sections 3(3) and 5(3) are void and unenforceable. The
guidelines mandated by the majority may provide a sound and wise
basis for redistricting; however, this Court has, in my view,
exceeded its constitutional authority by amending the State
Constitution. Although I agree that the 2001 legislative plans
duly enacted by the General Assembly are far from perfect, and
are certainly not aesthetically appealing, the only question
before this Court is whether those plans violate Article II,
Sections 3(3) and 5(3) of our State Constitution. Accordingly,
in adherence to the State Constitution, I must respectfully
dissent.
Justice BUTTERFIELD dissenting.
The Fifteenth Amendment to the United States
Constitution provides that [t]he right of citizens of the United
States to vote shall not be denied or abridged by the United
States or by any state on account of race, color, or previous
condition of servitude, U.S. Const. amend. XV, § 1, and
Congress has the power to enforce the Fifteenth Amendment by
appropriate legislation, U.S. Const. amend. XV, § 2. In 1965,
Congress, under the enforcement arm of the Fifteenth Amendment,
enacted the Voting Rights Act, a landmark piece of civil rights
legislation. The Voting Rights Act is designed to address
legacies of racially polarized voting and discriminatory voting
practices that have not vanished.
Section 2 of the Voting Rights Act covers all states
and all political subdivisions within the states. It provides
that [n]o voting qualification or prerequisite to voting or
standard, practice, or procedure shall be imposed or applied by
any State or political subdivision in a manner which results in a
denial or abridgement of the right of any citizen of the United
States to vote on account of race or color. 42 U.S.C. § 1973(a)(1994). In the simplest terms, section 2 concerns the vote
dilution of a protected class. Section 5 of the Voting Rights
Act, which covers some states in their entirety and covers
selected jurisdictions in other states, such as in North
Carolina, applies when a covered jurisdiction shall enact or
seek to administer any voting qualification or prerequisite to
voting, or standard, practice, or procedure.
(See footnote 13)
42 U.S.C. §
1973c (1994). Also stated simply, section 5 seeks to prevent
retrogression of minority voting strength.
In 1982, United States Senator Patrick Leahy observed
the following during a Senate hearing on amending the Voting
Rights Act:
If section 5 is the engine that drives the
act and renders it enforceable as a practical
matter, section 2 is still the basic
protection against discriminatory practices.
Preclearance does not cover all areas and may
not resolve every threatened violation where
it does apply. Preclearance is designed to
stop voting discrimination before it can
start in covered jurisdictions, and section 2
is calculated to end it whenever and wherever
it is found.
2 Voting Rights Act: Hearings on S. 53, S. 1761, S. 1975,
S. 1992, and H.R. 3112 Before the Subcomm. on the Constitution of
the Senate Comm. on the Judiciary, 97th Cong. 45 (1982)(statement of Sen. Leahy, Member, Senate Comm. on the Judiciary).
In 1967, the North Carolina General Assembly sought to
amend the Constitution of North Carolina. The amendments
included provisions prohibiting the dividing of counties in the
redistricting process. The proposed constitutional amendments
were placed on the ballot in 1968 and passed by an ample margin.
The proposition on the ballot stated simply, FOR constitutional
amendments continuing present system of representation in the
General Assembly, and AGAINST constitutional amendments
continuing present system of representation in the General
Assembly. Act of May 31, 1967, ch. 640, sec. 8, 1967 N.C. Sess.
Laws 704, 706. The proposition did not expressly indicate that
whole-county provisions were being adopted.
Upon adoption of the amendments by the voters in 1968,
the State of North Carolina did not submit the constitutional
amendments to the District of Columbia District Court or to the
United States Department of Justice as required by section 5 of
the Voting Rights Act. When the amendments were subsequently
included in the 1971 Constitution, the State sought preclearance
of the entire Constitution through the Attorney General but did
not specifically identify the provisions relating to voting as
required by section 5 administrative guidelines.
The nonprecleared whole-county provisions were enforced
in the 1971 redistricting process with no divided counties. In
1981, the State again attempted to enforce the whole-county
provisions. However, the United States Attorney General objectedto the submitted plans and discovered the nonprecleared 1968
amendments. Upon discovery, the amendments were submitted for
preclearance. The Attorney General refused to preclear the
amendments and, under power vested to him by section 5 of the
Voting Rights Act, interposed an objection to the use of the 1968
amendments in the forty covered counties. The effect of the
Attorney General's objection was to give the General Assembly the
discretion to divide those forty counties covered by section 5 of
the Voting Rights Act.
Following the objection in 1982, the General Assembly
concluded that the Attorney General's refusal to preclear the
amendments rendered the whole-county provisions completely
unenforceable, thereby granting the General Assembly the
discretion to divide counties statewide. The General Assembly
thereafter exercised this discretion and divided counties outside
the forty covered jurisdictions.
The 1982 redistricting plans were challenged in 1982 on
the basis of an alleged violation of the whole-county provisions.
The case was removed to federal court, and the State's position
that the whole-county provisions were unenforceable was upheld by
three federal judges from North Carolina, Judges J. Dickson
Phillips; Franklin T. Dupree, Jr.; and W. Earl Britt. Cavanagh
v. Brock, 577 F. Supp. 176 (E.D.N.C. 1983). The United States
Supreme Court subsequently struck down the 1982 plans as
violative of section 2. Thornburg v. Gingles, 478 U.S. 30, 92 L.
Ed. 2d 25 (1986). All redistricting plans since Gingles havedivided counties outside of the forty covered counties.
In administrative preclearance proceedings, the United
States Attorney General is a surrogate for the District of
Columbia District Court. No new voting practice is enforceable
unless the covered jurisdiction has succeeded in obtaining
preclearance. 42 U.S.C. § 1973c. Voting changes to which the
United States Attorney General has interposed an objection are
legally unenforceable.
Unquestionably, the United States Attorney General's
objection rendered the whole-county provisions void and
unenforceable in the forty covered counties. The Supremacy
Clauses of the United States and North Carolina Constitutions
prohibit the enforcement of the whole-county provisions in the
forty covered counties. U.S. Const. art. VI, cl. 2; N.C. Const.
art. I, § 3. The question then becomes whether the provisions
are invalidated as to all counties or are capable of partial
enforcement in the remaining noncovered counties.
One of the first rules in construing constitutions,
and it applies to all written instruments, is to ascertain the
intention of the people in adopting it. Reade v. City of
Durham, 173 N.C. 668, 677, 92 S.E. 712, 715 (1917).
Constitutional provisions should be construed in consonance with
the objects and purposes in contemplation at the time of their
adoption. To ascertain the intent of those by whom the language
was used, we must consider the conditions as they then existed
and the purpose sought to be accomplished. Perry v. Stancil,237 N.C. 442, 444, 75 S.E.2d 512, 514 (1953).
The majority states that its holding accords the
fullest effect possible to the stated intentions of the people.
The majority offers no insight as to how it divined the intent of
the people. My view of the people's intent does not include the
sacred nostalgia for whole counties that the majority seems to
embrace.
It is important to mention that voting discrimination
in 1968 was especially significant and that African-American
citizens were subjected to practices and procedures that affected
their right to register to vote and to be able to elect
legislators of their choice. Accordingly, there were no African-
American members in the General Assembly when the amendments were
adopted. The electorate in 1968 failed to include many African-
American citizens who were eligible to register to vote but were
not registered because of reasons attributable to their race. In
other words, voting discrimination, which the Voting Rights Act
seeks to eliminate, was present in the enactment and adoption of
the amendments under review. Therefore, I am unable to conclude
that the amendments represented the will of all of the people
when the General Assembly passed them and the voters adopted
them.
A historical evaluation sheds some light on the purpose
of the 1968 amendments. The majority sets out the basic path of
how the whole-county provisions came to be incorporated into the
Constitution of North Carolina. There are several points that Ibelieve the majority omits in its discussion that are relevant to
my reasoning. First, until the 1968 amendments that put in place
the whole-county provisions, there was no express prohibition in
the Constitution against the division of counties in the creation
of House districts. Rather, the constitutional mandate requiring
at least one Representative for each county meant that no county
was, in practice, ever divided. This is a subtle but important
distinction.
Prior to Drum v. Seawell, 249 F. Supp. 877 (M.D.N.C.
1965), aff'd per curiam, 383 U.S. 831, 16 L. Ed. 2d 298 (1966),
under the constitutional requirement that each county have at
least one Representative, House districts were never divided.
See John L. Sanders, Maps of North Carolina Congressional
Districts, 1789-1960, and of State Senatorial Districts and
Apportionment of State Representatives, 1776-1960 (Inst. of
Gov't, Univ. of N.C. at Chapel Hill, 1961); John L. Sanders,
Materials on Representation in the General Assembly of North
Carolina (Inst. of Gov't, Univ. of N.C. at Chapel Hill, 1965).
After Drum and the adoption of the 1968 amendments, no county was
divided in the creation of a House or Senate district, until
1982, as a result of the constitutional prohibitions against
dividing counties. See Act of Jan. 13, 1966, ch. 1, 1965 N.C.
Sess. Laws (Extra Sess. 1966) 13; Act of Jan. 14, 1966, ch. 5,
1965 N.C. Sess. Laws (Extra Sess. 1966) 17; Act of June 1, 1971,
ch. 483, 1971 N.C. Sess. Laws 412; Act of July 21, 1971, ch.
1177, 1971 N.C. Sess. Laws 1743. It is true that there was aprohibition in the 1868 Constitution on the division of counties
for some Senate districts. That provision prohibited the
division of counties in the creation of a Senate district unless
that district was entitled to two or more Senators. Therefore,
the express prohibition against dividing counties for Senate
districts never affected all of the counties simultaneously in
its application.
The majority states, The proposed amendments for the
Senate and House of Representatives reincorporated a prohibition
against the division of counties. The only prohibition that was
reincorporated in the amendments was for the Senate. After the
adoption of the 1968 amendments, Article II, Section 5(3) of the
Constitution of North Carolina created a prohibition that did not
previously exist against the division of counties in the creation
of House districts. The requirement that every county have at
least one Representative was stricken from the Constitution when
the 1968 amendments were adopted. The Constitution of 1971 made
no changes to the whole-county provisions, and those provisions
remain in the form adopted in 1968.
The majority acknowledges that Drum was the catalyst
for the 1968 amendments. The majority states that Drum held that
the legislative redistricting plans violated the 'one-person,
one-vote' requirement of the United States Constitution and were
therefore void. In order to divine the intent of the people,
one must understand what was at issue in Drum and the effect of
the Drum decision on the Constitution. A full understanding of Drum cannot be achieved without
understanding the distinction between redistricting and
reapportionment. Each of these terms has a precise meaning that
invokes different aspects of law. In modern parlance, the two
terms have tended to be used haphazardly and, sometimes,
interchangeably. Reapportionment is the reallocation of
legislators among existing political subdivisions. Redistricting
is the actual redrawing of existing district lines. See
Department of Commerce v. U.S. House of Representatives, 525 U.S.
316, 142 L. Ed. 2d 797 (1999) (discussing role of decennial
census in both reapportionment and redistricting).
When Drum was written, the House had 120 members and
the Senate had 50, just as they do today. The one hundred
counties accounted for one hundred Representatives. The
remaining twenty Representatives were allotted to the more
populous counties. The questions before the General Assembly
were the same then as now: How many districts would there be?,
How many members would be in each district?, and Where would the
boundaries of those districts be located? Drum was instituted to
challenge the manner in which the General Assembly apportioned
House members to districts. The court in Drum held that the
manner of apportionment violated the federal requirements
established in Reynolds v. Sims, 377 U.S. 533, 12 L. Ed. 2d 506
(1964) (establishing the principle of one-person, one-vote).
Under the federal standards, the General Assembly could no longer
legally comply with the constitutional requirement that everycounty have at least one Representative. The constitutional
requirement was unenforceable after Drum. The lawsuit in Drum
was brought because of the manner of reapportionment, not because
of redistricting. This bears directly on the 1968 amendments.
If one operates from the presumption that the 1968
amendments were in response to Drum, then such a presumption
would seem to weaken, rather than support, the majority's
argument concerning intent. Contemporary reports by those
involved in complying with Drum bolster this presumption. Then
Governor Daniel K. Moore addressed a special legislative session
convened after the November 1965 decision in Drum as follows:
Ladies and gentlemen, the hour of
decision has arrived. The General Assembly
of North Carolina must meet head on the
mandate of the Supreme Court of the United
States and reapportion both houses and
congressional districts in accordance with
the one man, one vote decision enunciated
by the Supreme Court. The General Assembly
must make these decisions in compliance with
the specific orders of the United States
District Court for the Middle District of
North Carolina issued on November 30, 1965.
Message to the Extra Session of the General Assembly (Jan. 10,
1966), in Messages, Addresses, and Public Papers of Daniel
Killian Moore, Governor of North Carolina, 1965-1969, 65, at 69
(Memory F. Mitchell ed. 1971). In Reynolds, the United States
Supreme Court established the requirement of substantially equal
representation for all citizens in a state. The Court stated,
With respect to the allocation of legislative representation,
all voters, as citizens of a State, stand in the same relationregardless of where they live. Reynolds, 377 U.S. at 565, 12 L.
Ed. 2d at 529. If there was an absolute necessity for amending
the Constitution, I believe it arose from the problems created by
the constitutional requirement to have at least one
Representative per county.
This Court has previously examined the effect of
federal court decisions on the Constitution of North Carolina.
The severance analysis applicable to statutes, determining
whether one portion of the statute can survive after another
portion of the statute has been stricken, is equally applicable
to constitutional provisions. Constantian v. Anson Cty., 244
N.C. 221, 228, 93 S.E.2d 163, 168 (1956). The two-part
severability test was set out in State ex rel. Andrews v.
Chateau X, Inc., 296 N.C. 251, 259, 250 S.E.2d 603, 608 (1979),
judgment vacated on other grounds, 445 U.S. 947, 63 L. Ed. 2d 782
(1980), as follows:
To determine whether the portions [of a
statute] are in fact divisible, the courts
first see if the portions remaining are
capable of being enforced on their own. They
also look to legislative intent, particularly
to determine whether that body would have
enacted the valid provisions if the invalid
ones were omitted.
Applying this statutory analysis to the whole-county provisions,
I believe that if Article II, Sections 3(3) and 5(3) are severed
from the remaining clauses of the 1968 constitutional amendments,
then the remaining clauses -- concerning equal representation,
contiguity, and unaltered districts and apportionment betweencongressional censuses -- are capable of being enforced on their
own. As previously expressed, I believe that the principal
legislative intent of the 1968 amendments was to comply with Drum
and the federal one-person, one-vote requirement. I believe
that the 1967 General Assembly would have voted to submit
amendments to the voters without the whole-county provisions in
order to comply with Drum and that the whole-county provisions
were not vital to the paramount intent of the amendments.
The whole-county provisions were, as the court in
Cavanagh stated, to rise or fall as a whole. Cavanagh, 577 F.
Supp. at 182. We are faced with the combination of the
impediments placed on the reapportionment and redistricting
processes by the supremacy of section 5 of the Voting Rights Act,
the requirements under section 2 that must be applied across the
entire state, and the one-person, one-vote requirement.
When taken in the aggregate, I believe these
requirements overwhelm the whole-county provisions to the extent
that they are functionally unworkable in any manner that would
give them purposeful effect, considering Drum and the
demographics of the 1968 electorate, and that they are,
therefore, unenforceable. My determination that the whole-county
provisions are unenforceable logically makes moot further
examination of our state Constitution on the issue of the
constitutional propriety of multi-member and single-member
districts that the majority undertook in fashioning its remedy.
While I feel very strongly that the whole-countyprovisions of the state Constitution are void and unenforceable,
I am compelled to comment upon the majority's remedy. The
majority has crafted a remedy that it believes gives maximum
enforcement to the whole-county provisions. In my view, the
majority has assumed to act in a legislative, rather than a
judicial, capacity in its approach to a remedy. This Court has
stated:
When called upon to exercise its inherent
constitutional power to fashion a common law
remedy for a violation of a particular
constitutional right, . . . the judiciary
must recognize two critical limitations.
First, it must bow to established claims and
remedies where these provide an alternative
to the extraordinary exercise of its inherent
constitutional power. In re Alamance County
Court Facilities, 329 N.C. 84, 100-01, 405
S.E.2d 125, 133 (1991) (discussing and
applying inherent powers of the judiciary).
Second, in exercising that power, the
judiciary must minimize the encroachment upon
other branches of government -- in appearance
and in fact -- by seeking the least intrusive
remedy available and necessary to right the
wrong. Id.
Corum v. University of N.C., 330 N.C. 761, 784, 413 S.E.2d 276,
291, cert. denied, 506 U.S. 985, 121 L. Ed. 2d 431 (1992).
The criteria directed by the majority, while similar to
criteria utilized by the judiciary in court-ordered remedies, are
an encroachment upon the discretion of the Legislative Branch of
government. Our General Assembly is fully capable of
interpreting the decision of this Court without having its
discretionary legislative authority bound by the Judicial Branch
of government. I believe that the majority's approach to theremedy is excessive in its reach.
In sum, I believe that the whole-county provisions of
our state Constitution are void and completely unenforceable, and
I believe that the General Assembly was correct in determining
that the whole-county provisions were unenforceable statewide.
Accordingly, I would vote to uphold the 2001 redistricting plans
enacted by the General Assembly. Therefore, I must respectfully
dissent.
Footnote: 1 The Senate redistricting plan, known
as Senate Plan 1C,
was ratified on 13 November 2001. The House redistricting plan,
known as the Sutton House Plan 3, was also ratified on 13
November 2001. We hereinafter refer to the redistricting plans
collectively as the 2001 legislative redistricting plans.
Footnote: 2<
i> The District Court in Cavanagh recognized that only a
state challenge was asserted and struggled to determine whether
abstention would be most suitably effectuated by allowing
defendants to seek a declaratory judgment in state court on that
narrow issue. 577 F. Supp. at 180-81 n.4. The Court, however,
ultimately concluded that abstention was inappropriate in view
of the substantial public interest in early resolution of
challenges affecting the fundamental electoral processes
involved and the apparent perception that its application of
state law was not sufficiently uncertain. Id.
Footnote: 3&nb
sp; We note that other states have faced similar issues under
their respective state constitutions and, where possible, have
concluded that county lines should be maintained. See In re
Reapportionment of Colo. Gen. Assembly, ___ P.3d ___, ___, 2002
WL 100555, *___ (Colo. Jan. 28, 2002) (No. 01SA386); Hellar v.
Cenarrusa, 106 Idaho 571, 574-75, 682 P.2d 524, 527-28 (1984);
Fischer v. State Bd. of Elections, 879 S.W.2d 475, 479 (Ky.1994); State ex rel. Lockert v. Crowell, 631 S.W.2d 702, 714-15
(Tenn. 1982).
Footnote: 4 Although no federal
law has preempted this Court's
authority to interpret the WCP as it applies statewide, we
acknowledge that complete compliance with federal law is the
first priority before enforcing the WCP.
Footnote: 5
Federal law expressly requires that states use single-
member districts in reapportioning their congressional
representation. See 2 U.S.C. § 2c (2000); Whitcomb, 403 U.S. at
158-59 n.39, 29 L. Ed. 2d at 385 n.39.
Footnote: 6
sup> It is beyond dispute that this Court ha[s] the authority
to construe [the State Constitution] differently from the
construction by the United States Supreme Court of the Federal
Constitution, as long as our citizens are thereby accorded no
lesser rights than they are guaranteed by the parallel federal
provision. State v. Carter, 322 N.C. 709, 713, 370 S.E.2d 553,
555 (1988).
Footnote: 7 In the event such a
hearing is requested on remand, the
trial court is authorized to take all necessary remedial actions
to ensure that the primary elections for legislative offices are
conducted in a timely and expeditious manner and consistent with
the general election scheduled for 5 November 2002.
Footnote: 8
The trial court should consider whether a court-appointed
expert would be of assistance in ensuring compliance with federal
law and state constitutional requirements. See N.C.G.S. § 8C-1,
Rule 706 (1999).
Footnote: 9 In this event, th
e General Assembly shall be accorded the
opportunity to enact new redistricting plans, consistent with the
constitutional requirements set forth herein, during its 2003
session.
Footnote: 10 We have reviewed and c
onsidered all other issues and
assignments of error presented by the parties and conclude that
they do not need to be addressed in order to effect a full and
proper resolution of this case.
Footnote: 11
These amendments are embodied in two separate
substantively identical provisions of our State Constitution.
See N.C. Const. art. II, §§ 3(3), 5(3). However, for the sake of
clarity, this dissent refers to these two provisions in the
singular (the provision).
Footnote: 12
The constitutional provision in question in Perry has
since been abrogated. See Forsyth Mem'l Hosp., Inc. v. Chisholm,
342 N.C. 616, 620, 467 S.E.2d 88, 90 (1996).
Footnote: 13 &nbs
p; North Carolina has forty covered jurisdictions: Anson,
Beaufort, Bertie, Bladen, Camden, Caswell, Chowan, Cleveland,
Craven, Cumberland, Edgecombe, Franklin, Gaston, Gates,
Granville, Greene, Guilford, Halifax, Harnett, Hertford, Hoke,
Jackson, Lee, Lenoir, Martin, Nash, Northampton, Onslow,
Pasquotank, Perquimans, Person, Pitt, Robeson, Rockingham,
Scotland, Union, Vance, Washington, Wayne, and Wilson Counties.