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ered authoritative.
STATE OF NORTH CAROLINA v. KEITH DEDRICK WILEY
No. 100A01
(Filed 28 June 2002)
1. Search and Seizure_Fourth Amendment_expectation of
privacy_letters from prison inmate
The trial court did not err in a capital first-degree murder
prosecution by admitting a letter written by defendant while in
the New Hanover jail which was read by jail personnel pursuant to
an announced policy. Defendant did not have a subjective
expectation of privacy in the unsealed envelope he handed to a
deputy and, even if he did, that expectation was not objectively
reasonable.
2. Appeal and Error_juvenile adjudication_aggravating
circumstance_motion for appropriate relief_ineffective
assistance of counsel_claims not before Supreme Court
The substance of a motion for appropriate relief presented
in defendant's prior juvenile case, which resulted in an
adjudication of delinquency used as an aggravating circumstance
in defendant's capital sentencing proceeding, was not properly
before the Supreme Court in an appeal from defendant's first-
degree murder conviction and sentence of death where the Court
had previously denied review of the trial court's ruling on that
motion. Furthermore, defendant's ineffective assistance of
counsel claim with regard to his attorney's handling of the
motion for appropriate relief in the juvenile case was
inappropriate in defendant's appeal from the murder conviction
and death sentence but must be raised in a separate proceeding.
3. Appeal and Error_preservation of issues_jury selection
A defendant in a capital first-degree murder prosecution did
not preserve for appeal the issue of whether the trial court
erred by dividing prospective jurors into separate panels where
defendant waived review on constitutional grounds by not
challenging the organization of the jury panels at trial, waived
his statutory allegations by failing to comply with the
requirements of N.C.G.S. § 15A-1211(c), and did not preserve
plain error review with a mere statement in a footnote.
4. Jury_selection_views on death penalty
The trial court in a capital prosecution for first-degree
murder did not err by excusing a prospective juror for cause
because of his views on the death penalty where the juror
initially indicated his ability to vote for the death penalty and
follow the judge's instructions, then stated that he would
automatically vote for life imprisonment without parole.
5. Jury_selection_capital punishment_stake-out questions
The trial court did not err in a capital first-degree murder
prosecution by not allowing defense counsel to ask prospective
jurors improper stake-out questions concerning the kind of fact
scenarios they would deem worthy of the death penalty or worthy
of life imprisonment. Defendant was permitted to ask whether
prospective jurors felt that the death penalty was the only
appropriate punishment for premeditated and deliberate murder.
6. Sentencing_capital_prosecutor's characterization of process
The trial court did not err during jury selection in a
capital first-degree murder prosecution by allowing the
prosecutor to refer to the capital sentencing procedure with
terms such as highly structured, tightly structured, and
rigid. Defendant's failure to object to some characterizations
waived his argument and it could not be resurrected by alleging
plain error; the alleged error is not analogous to cases where
structural error has been found to exist; and, as to the
instances where defendant objected, the trial court's
instructions to the jury cured any error.
7. Constitutional Law_effective assistance of counsel_reference
in opening argument to physical evidence_not an admission
A capital first-degree murder defendant was not denied
effective assistance of counsel where his attorney in her opening
statement may have signaled that physical evidence would link
defendant to the victim's car, but she made it clear that such
evidence was of dubious validity. In context, her statements
hardly constitute an admission; moreover, admitting a fact is not
equivalent to an admission of guilt.
8. Criminal Law_prosecutor's closing argument_description of
evidence_not grossly improper
There was no gross impropriety requiring the trial court to
intervene ex mero motu in a capital first-degree murder
prosecution where defendant contended that the State in its
closing argument made statements not supported by the evidence.
The purpose of the State's argument was to respond to defendant's
attacks on its witness's inconsistent statements and was within
the wide latitude afforded counsel in making arguments.
9. Criminal Law_prosecutor's closing argument_credibility of
witnesses
The prosecutor did not improperly vouch for the credibility
of the State's witnesses during the closing argument in a capital
prosecution for first-degree murder where the prosecutor was
merely giving the jury reasons to believe State's witnesses who
had given prior inconsistent statements and who had at first
been unwilling to cooperate with investigators.
10. Appeal and Error_preservation of issues_mere allegation of
plain error_insufficient
Defendant did not preserve the issue of whether the trial
court erred in a capital sentencing proceeding by not suppressing
a juvenile delinquency adjudication based upon an admission of
solicitation to murder on the ground that N.C.G.S. § 15A-
2000(e)(3) conflicted with former N.C.G.S. § 7A-638 where
defendant failed to make this argument at trial; merely relying
on the words plain error without explaining why the error rises
to that level waives appellate review.
11. Constitutional Law_ex post facto prohibition_use of juvenile
plea in capital sentencing
The submission of a prior juvenile adjudication in a capital
sentencing proceeding did not violate the ex post facto
prohibition, even though defendant's delinquency plea came before
the amendment to N.C.G.S. § 15A-2000(e)(3) allowing juvenile
adjudications to be submitted as aggravating circumstances.
Defendant is being punished for the present offense of first-
degree murder rather than receiving additional punishment for his
1992 delinquent conduct. U.S. Const. art. I, § 10; N.C. Const.
art. I, § 16.
12. Evidence_letter written by juvenile_from law enforcement
files_admissible
The trial court did not err in a capital sentencing
proceeding by admitting a letter written by defendant when he was
fourteen that formed the basis of his juvenile adjudication for
solicitation to commit murder where the letter was introduced
from Sheriff's Department files through the testimony of the
investigating officer. Although there was statutory protection
for juvenile court records, there is no prohibition against the
use of law enforcement records and the State properly introduced
the evidence to illustrate the circumstances surrounding the
prior adjudication.
13. Sentencing_capital_merging jury instructions_not an
unrecorded charge conference
There was no prejudicial error in an alleged unrecorded
charge conference in a capital sentencing proceeding where, at
the end of one day, the trial court directed the parties to
submit their proposed aggravating and mitigating circumstances by
the next morning, court resumed the next afternoon, when the
court apologized for keeping the jury waiting and explained that
they had been worked all morning on jury instructions, trying to
merge two versions of word processing. Defendant did not argue
that he was absent from court at any time or that his right to be
present was violated and did not establish that what took place
was an unrecorded charge conference rather than a clericalsession. N.C.G.S. § 15A-1231(b).
14. Appeal and Error_preservation of issues_suggestion by
judge_failure to assign error
Defendant's unsupported argument that trial court erred in a
capital sentencing proceeding by suggesting that the State look
at the pattern jury instructions after the State submitted its
proposed aggravating circumstances was not properly preserved for
appellate review where defendant did not assign error. Moreover,
the trial court did not err.
15. Sentencing_capital_prosecutor's argument_disparagement of
defendant's expert
The trial court did not err by not intervening ex mero motu
during the State's closing argument in a capital sentencing
proceeding when the State disparaged defendant's expert witness.
The State's argument was aimed at questioning the witness's
ability to make a meaningful diagnosis after spending ninety
minutes with defendant.
16. Sentencing_capital_prosecutor's argument_proceeding tightly
structured
There was no error in a capital sentencing proceeding where
the State in its closing argument characterized the proceeding as
rigid and tightly structured. Although defendant argued that the
comments invited the jury to disregard defendant's right to an
individualized sentencing proceeding, viewed in context the
prosecutor's argument proposed only that rules must be applied to
capital sentencing and stressed that the jurors not base their
decision on impermissible grounds.
17. Sentencing_capital_aggravating circumstances--
evidence_double counting_limiting instruction_separate
evidence
The trial court did not permit the jury in a capital
sentencing proceeding to rely upon the same evidence in finding
the N.C.G.S. § 15A-2000(e)(9) aggravating circumstance that the
murder was especially heinous, atrocious or cruel that it used to
find either of the two aggravating circumstances submitted under
N.C.G.S. § 15A-2000(e)(5) that the murder occurred during the
commission of an armed robbery or a first-degree kidnapping where
the court instructed the jury that the same evidence could not be
used as a basis for finding more than one aggravating
circumstance, and there was substantial evidence of the
especially heinous, atrocious, or cruel nature of the killing
apart from the evidence that the murder was committed during the
commission of a kidnapping or an armed robbery.
18. Sentencing_capital_instructions_life imprisonment without
parole
The trial court did not err in a capital sentencing
proceeding in its instructions on life imprisonment. Nothing in
N.C.G.S. § 15A-2002 requires the judges to say life imprisonment
without parole every time they allude to or mention the
alternative sentence and the court's instruction in this case met
the statutory instruction.
19. Sentencing_capital_death penalty not disproportionate
A sentence of death for first- degree murder was not
disproportionate where the jury found defendant guilty under the
theory of premeditation and deliberation and under the felony
murder rule, and the jury found five aggravating circumstances,
including two circumstances submitted under N.C.G.S. § 15A-
2000(e)(5) that the murder was committed during the commission of
first-degree kidnapping and during the commission of an armed
robbery.
Appeal as of right pursuant to N.C.G.S. § 7A-27(a) from a
judgment imposing a sentence of death entered by Lanier, J., on
27 May 1999 in Superior Court, New Hanover County, upon a jury
verdict finding defendant guilty of first-degree murder. On 10
May 2001, the Supreme Court allowed defendant's motion to bypass
the Court of Appeals as to his appeal of additional judgments.
Heard in the Supreme Court 12 February 2002.
Roy Cooper, Attorney General, by Robert C. Montgomery,
Assistant Attorney General, for the State.
Margaret Creasy Ciardella for defendant-appellant.
MARTIN, Justice.
On 3 November 1997 Keith Dedrick Wiley (defendant) was
indicted for the first-degree murder of George Richard Richie
Futrelle, II (Futrelle or the victim). Defendant was tried
capitally at the 10 May 1999 session of Superior Court, New
Hanover County, and on 25 May 1999, the jury found defendant
guilty of first-degree murder based on malice, premeditation, and
deliberation and under the felony murder rule. Following acapital sentencing proceeding, the jury recommended a sentence of
death for the first-degree murder conviction, and the trial court
entered judgment in accordance with that recommendation. The
trial court also entered consecutive sentences of 116 to 149
months for first-degree kidnapping and 103 to 133 months for
robbery with a dangerous weapon. Defendant gave notice of
appeal.
The state's evidence at trial tended to show the following:
On 18 October 1997, fourteen-year-old Alicia Doster ran away from
home to live with defendant and another male named Justin Pallas
in an abandoned house located at 440 Morning Glory Drive in
Wilmington. On the morning of 20 October 1997, Doster heard
defendant say he was going to kill Richie Futrelle because
Futrelle owed him twenty or twenty-five dollars for cocaine
snorted the previous night. Defendant later explained to Doster
and Pallas that he planned to kill Futrelle whether or not
Futrelle had the money owed to defendant. Doster testified that
Pallas asked Futrelle to come to the abandoned house. Defendant
told Doster that his plan to kill Futrelle was as follows:
Defendant and Pallas were to beat Futrelle after he sat down on
the bed in a back bedroom, and then Doster was to give defendant
and Pallas some cables to tie Futrelle up.
When the victim arrived at the abandoned house, defendant
hit Futrelle in the head with a juice bottle. Futrelle fell to
the floor, whereupon defendant and Pallas kicked and beat him.
Defendant and Pallas took the victim's wallet, and defendant
placed it in his jeans. Doster and Pallas then gagged the victimwith a bandanna and hog-tied his hands and feet with the cables.
Defendant and Pallas then put the victim--still bound and
gagged--into the trunk of the car in which he had arrived. The
victim repeatedly banged on the trunk and called out for help.
In response, Pallas turned up the radio, and defendant commented
on the song playing, saying, this is the shit.
They drove to a remote area off Murrayville Road. When they
opened the trunk, they saw that Futrelle had freed himself from
the cables and was trying to get up. They removed him from the
trunk and forced him to his knees so they could tie him up again.
Doster gagged Futrelle while defendant and Pallas tied his hands
behind his back and bound his feet so he could barely walk. As
Doster followed behind with the gun, defendant and Pallas led
Futrelle to a ditch filled with water and laid him on his back.
Futrelle freed himself and tried to run, screaming, no, man, no,
don't do it. Defendant fired the gun at Futrelle, handed the
gun to Pallas, and told him to finish him off. Pallas then shot
Futrelle twice.
Defendant, Pallas, and Doster then drove to the residence of
John Mullins. En route, defendant and Pallas discussed how they
shot Futrelle. Upon their arrival, defendant and Pallas told
Mullins how they had killed Futrelle. Defendant told Doster to
dispose of the victim's wallet, which Doster did. Defendant and
Pallas returned to the victim's car and wiped it down to clean
it. En route, they ran into friends Brian Jacobs and Jeremy
Joesting, to whom they described the killing.
Deputy Carlton Floyd and Detective Kevin Foss of the NewHanover County Sheriff's Department went to the abandoned h
ouse
around 3:00 p.m. the same day searching for Doster and Doster's
car, which she had taken from her mother. They saw that the
house was in disarray, and they found the car behind the house.
Inside the house, they found a sawed-off .410 shotgun, a jacket,
and some tools. The detectives, at that time unaware of
Futrelle's murder, went to Mullins' house. When Mullins arrived
at the door, Detective Floyd and other officers entered the
residence and apprehended Doster and Pallas. Upon patting down
Pallas, Detective Floyd found a box of .410 shotgun shells in his
right pants pocket. Officers found a twelve-gauge shotgun,
knives, and drug paraphernalia in the house. Defendant, Pallas,
Doster, and Mullins were arrested, handcuffed, and transported to
the Sheriff's Department for processing on various charges.
During the booking process at the jail, Pallas took the victim's
car keys out of his pocket and put them on the floor, where they
were discovered by a jailer.
On 21 October 1997, Futrelle's mother called the police to
report that her son was missing. On 23 October 1997, hunters
contacted police about a body in a ditch off Murrayville Road.
Deputy B.E. Parker and other officers from the Sheriff's
Department went to the scene and observed the body of a man face-
down in shallow water with his feet bound. Crime scene
investigator Larry Hines observed three wounds, two on the back
and one in the arm. The victim's feet were bound with a belt and
cord, but the hands were not tied. Hines found tied cord about
seven feet from the body. Officers also found plastic waddingfrom a shotgun shell when the body was rolled over and found
another piece of wadding nearby.
Jim Gregory, special agent and forensic chemist with the
State Bureau of Investigation (SBI), examined the cords and
cables and determined that those found on Futrelle's body matched
those recovered at the abandoned house.
An autopsy of Futrelle's body, performed by Onslow Memorial
Hospital pathologist Dr. John Almeida, revealed a large, gaping
gunshot wound in the right arm above the elbow, with an entrance
in the front and an exit in the back. Dr. Almeida testified that
this wound would have been painful but not fatal. The body also
had a shotgun wound on the left thigh, two pellet wounds to the
chest, and shotgun wounds to the back and buttock area. The slug
to the victim's thigh broke his hip and would have been very
painful but only fatal if left untreated. The buckshot in the
victim's back, which ripped through his left lung and ruptured
his aorta, also would have been very painful and immediately
fatal. The slug to the victim's buttock damaged his kidney and
partially ruptured the left lobe of his liver, which would have
been excruciatingly painful and would have caused death in five
to ten minutes. Dr. Almeida testified that the cause of death
was multiple shotgun wounds.
On 23 October 1997, Deputy Floyd learned that Futrelle wore
a white baseball cap and recalled that he had seen a white
baseball cap at the abandoned house. Deputy Floyd went to visit
Doster at her mother's home, but Doster said she knew nothing
about Futrelle's death. On 26 October 1997, Doster went to theSheriff's Department for an interview. While at the Sheriff's
Department, Doster told officers that she was the one who had
tied up Futrelle, had put him in the trunk, and had driven to the
Murrayville Road location. She said that she did not see who
shot Futrelle and that she did not know where his car was taken.
She later testified that she did not tell the truth at the
Sheriff's Department because she was scared and wanted to protect
defendant and Pallas, whom she believed would get into more
trouble than she would as a juvenile.
After Doster talked with officers at the Sheriff's
Department on 26 October, Investigator Mike Sorg transported her
to the juvenile service center. While en route to the center,
Doster told Sorg that she felt bad about what had happened and
that she had taken credit for something she did not do. Doster
took Sorg to the area where defendant and Pallas had left
Futrelle's car, and the next day, Sorg found the car in the
woods. Deputy Hines examined the car and the surrounding area,
and found a cord, a dishcloth, and an ashtray. No usable
fingerprints were found on the car.
Eugene Bishop, SBI special agent assigned to the firearm and
tool mark section, performed tests on the twelve-gauge shotgun.
The tests showed that the shotgun was fired less than two feet
from Futrelle's back. The wound in Futrelle's arm was consistent
with having been caused by a shot from less than two feet away.
Charles Brown, an inmate housed in the same cell as
defendant, informed investigators that defendant stated that he
had killed a man because he was angry about a drug debt. Defendant said he shot the victim with a sawed-off shotgun once
in the arm and once in the leg, causing the victim to fall into a
ditch. Defendant said he handed the gun to another man, who went
into the ditch and shot the victim.
Defendant presented no evidence in the guilt phase of the
trial. Additional facts are provided as necessary below.
PRETRIAL AND JURY SELECTION ISSUES
[1]Defendant argues that the trial court committed
reversible error by denying his motion to suppress a letter
intercepted by jail personnel. The letter contained the word
alibi and listed various dates, times, and information
concerning defendant's whereabouts and activities. The state
used the letter during its case-in-chief as evidence tending to
show that defendant was attempting to manufacture an alibi.
Evidence presented on voir dire showed that defendant had
asked personnel at the New Hanover County jail to give an
unsealed letter to defendant's father, who had visited defendant
and who was still in the waiting room. In accordance with jail
policy for incoming and outgoing mail without the words legal
mail written on them and not addressed to an attorney, Deputy
Sheriff Ingram Cephas scanned the letter to make sure there[]
[was] no contraband or any issues which might lead to . . . a
jail break or possible harm to any deputies and to make sure
detainees were not communicating between cell blocks.
Detainees are told of mail inspection policy when they enter the
jail. Cephas testified that it was common practice for inmates
to leave their nonlegal mail unsealed because they are aware ofthe subsequent examination of their mail by jail officials.
While scanning the letter, Cephas saw dates that might have
something to do with the case. Cephas made a copy of the letter,
gave the original to defendant's father, and gave the copy to
investigators.
On 10 May 1999, the trial court denied defendant's motion to
suppress the letter. Defendant challenged the trial court's
denial of his motion on the basis of his Fourth, Sixth, and
Fourteenth Amendment rights under the United States Constitution
as well as rights contained in Sections 19 through 23 of the
North Carolina Constitution. In his brief to this Court,
however, defendant grounds his argument on his First, Fourth,
Fifth, Sixth, Eighth, and Fourteenth Amendment rights, and
defendant's rights under the state constitution. Because
defendant did not raise a First, Fifth, or Eighth Amendment
challenge in his pretrial motion, or at any point during the
trial, and because defendant abandoned his Sixth Amendment
challenge by failing to support this assertion in his brief, we
will consider only those arguments presented to the trial court
and preserved for appeal. See N.C. R. App. P. 10(b)(1),
28(b)(6); see also State v. Hunter, 305 N.C. 106, 111-12, 286
S.E.2d 535, 539 (1982) (holding that the theory upon which the
case was tried controls in determining the validity of exceptions
and that a constitutional question not raised and passed upon in
the trial court will not ordinarily be considered on appeal);
State v. Benson, 323 N.C. 318, 322, 372 S.E.2d 517, 519 (1988)
(holding that a defendant may not raise a constitutional issue onappeal not presented to the trial court). The Fou
rth Amendment
protects the right of the people to be secure in their persons,
houses, papers, and effects, against unreasonable searches and
seizures. U.S. Const. amend. IV; see also N.C. Const. art. I, §§
18, 19, 23. The Fourth Amendment protects against governmental
invasions into a person's legitimate expectation of privacy,
which has two components: (1) the person must have an actual
expectation of privacy, and (2) the person's subjective
expectation must be one that society deems to be reasonable.
Smith v. Maryland, 442 U.S. 735, 740, 61 L. Ed. 2d 220, 226-27
(1979).
Given the realities of institutional confinement, any
reasonable expectation of privacy a detainee retains necessarily
is of diminished scope. Bell v. Wolfish, 441 U.S. 520, 557, 60
L. Ed. 2d 447, 480 (1979). Although inmates do not forfeit all
constitutional protections by reason of their confinement in
prison, Wolff v. McDonnell, 418 U.S. 539, 555-56, 41 L. Ed. 2d
935, 950-51 (1974), the threshold determination of whether a
prisoner's expectation is legitimate or reasonable, and thus
deserving of the Fourth Amendment's protection, necessarily
entails a balancing of the security interest of the penal
institution against the privacy interest of the prisoner, State
v. Primes, 314 N.C. 202, 210, 333 S.E.2d 278, 282 (1985). This
is true for convicted prisoners as well as pretrial detainees who
remain cloaked with a presumption of innocence. State v. Martin,
322 N.C. 229, 235, 367 S.E.2d 618, 621 (1988) (discussing
Wolfish, 441 U.S. at 559, 60 L. Ed. 2d at 481). The question in the instant case is whether defendant had an
expectation of privacy in a letter, handed to jail personnel,
contained in an unsealed envelope not marked with the words
legal and not addressed to an attorney. We conclude defendant
did not hold a subjective expectation of privacy in the unsealed
envelope he delivered to Deputy Cephas, and even if he did, this
expectation was not objectively reasonable.
In Stroud v. United States, 251 U.S. 15, 64 L. Ed. 103
(1919), the United States Supreme Court held that the Fourth
Amendment rights of the accused were not violated when letters
containing incriminating material written by a prisoner were
intercepted by prison personnel and later used by the
prosecution. Id. at 21-22, 64 L. Ed. 2d at 111. The United
States Supreme Court noted the letters came into the possession
of prison officials under established practice, reasonably
designed to promote institutional discipline. Id. at 21, 64 L.
Ed. at 111. Courts in other jurisdictions that have handed down
opinions subsequent to Stroud have held jail officials do not
violate an inmate's Fourth Amendment rights by inspecting the
inmate's mail. See, e.g., United States v. Whalen, 940 F.2d
1027, 1034-35 (7th Cir.) (holding that, because prison officials
are permitted to examine inmate mail to ensure that the mail does
not interfere with the orderly running of the prison, contain
threats, or facilitate criminal activity, there is no expectation
of privacy in mail that inmates are required to leave unsealed),
cert. denied, 502 U.S. 951, 116 L. Ed. 2d 352 (1991); Smith v.
Shimp, 562 F.2d 423, 426-27 (7th Cir. 1977) (reasoning that whata pretrial detainee places in nonprivileged mail, he knowingly
exposes to possible inspection by jail officials and consequently
yields to reasonable search and seizure); United States v.
Baumgarten, 517 F.2d 1020, 1028 (8th Cir.) (holding that because
the reading of an inmate's letter in accordance with established
and known institutional practices did not violate constitutional
guidelines, the plain view doctrine allowed the subsequent
copying and dissemination of the letter), cert. denied, 423 U.S.
878, 46 L. Ed. 2d 111 (1975); State v. Matthews, 217 Kan. 654,
657-58, 538 P.2d 637, 641 (1975) (holding that, under
circumstances where prisoner knew of official policy of reading
prisoners' outgoing and unsealed mail, prisoner cannot say the
state gained access to the contents of a letter by unlawful
search and seizure); State v. Cuypers, 481 N.W.2d 553 (Minn.
1992) (holding that search of the outgoing mail of a pretrial
detainee based on known jail security and safety regulations was
not an unreasonable search); State v. Johnson, 456 S.W.2d 1, 2
(Mo. 1970) (holding that pretrial detainee cannot seek to
preserve as private a letter he placed before the jail officials
knowing it would be read by jailer prior to mailing); State v.
McKoy, 270 Or. 340, 343-48, 527 P.2d 725, 726-28 (1974) (holding
that, in light of the legitimate purpose for scrutiny of the
mail, the order and security of the penal institution, and the
fact the prisoner was aware of the institution's practice of
reading prisoner mail, prisoner's Fourth Amendment right was not
violated when the sheriff read, copied, and forwarded to the
state's attorney a letter handed to him by the inmate in anunsealed envelope).
Although this Court has not specifically addressed the
constitutional propriety of reading inmates' mail, we have held
that a pretrial detainee has no reasonable expectation of privacy
in his jail cell, and thus the jailer did not violate the Fourth
Amendment when he read a detainee's notebook and found a letter
urging someone to commit perjury at trial. Martin, 322 N.C. at
235, 367 S.E.2d at 621-22. We reasoned that because the jailer
had the right to inspect anything he may have found in the cell,
he also had the authority to read the inmate's notebook to better
enable him to maintain order in the facility. Id.
When a prisoner or pretrial detainee is made aware that his
nonlegal mail will be subjected to official scrutiny before
reaching its intended recipient, pursuant to institutional
policies to maintain order and safety, the inmate's
constitutional rights are not violated by the subsequent
examination of such mail because he or she has no reasonable
expectation of privacy in it. Furthermore, because the prison
officials had the right to examine these letters, there is no
rule 'requiring them to close their eyes to what they discover.'
McKoy, 270 Or. at 347, 527 P.2d at 728 (quoting United States v.
Morin, 378 F.2d 472, 475 (2d. Cir. 1967)). Copying and
forwarding such letters thus does not violate Fourth Amendment
prohibitions. Defendant's argument is without merit.
[2]Defendant next argues he received ineffective assistance
of counsel (IAC) when his trial attorney allowed his prior
delinquency adjudication to be used as an aggravatingcircumstance under N.C.G.S. § 15A-2000(e)(3). Defendant also
contends that the trial court's failure to suppress the use of
the delinquency adjudication during the penalty phase violated
his rights as embodied in the Due Process and Ex Post Facto
Clauses of the United States and North Carolina Constitutions.
We address the issues surrounding defendant's IAC claim here and
turn to the latter constitutional issues in the penalty phase
discussion, infra.
On 12 May 1992, defendant, then age fourteen, was
adjudicated delinquent pursuant to a plea agreement whereby
defendant admitted he had committed the offense of solicitation
to commit murder, a class E felony. On 4 May 1999, defendant
filed a motion for appropriate relief (MAR) in District Court,
New Hanover County, in the juvenile case (91 J 258). In his MAR,
defendant contended his admission was not entered freely,
voluntarily, and knowingly and that it was entered without the
effective assistance of counsel. Following a hearing, the trial
court entered an order denying the MAR. On or about 22 March
2001, defendant filed in this Court a petition for writ of
certiorari and a motion to bypass the Court of Appeals
(No. 176P01) seeking review of the trial judge's order in
conjunction with the present appeal. On 5 April 2001, this Court
denied defendant's petition for writ of certiorari, State v.
Wiley, ___ N.C. ___, 548 S.E.2d 158 (2001), and defendant's
motion to bypass the Court of Appeals, State v. Wiley, ___ N.C.
___, 548 S.E.2d 158 (2001).
Defendant argues that the trial court erred by denying theMAR made in his juvenile case. Defendant also raises an
IAC
claim in regard to his attorney's handling of the MAR in the
juvenile case and notes that the present record is inadequate to
permit argument on this issue without the safeguards available in
article 89 of chapter 15A of the North Carolina General Statutes.
The substance of the MAR presented in the juvenile case is not
properly before this Court because this Court has already denied
review of the trial court's ruling on that motion. Wiley, ___
N.C. at ___, 548 S.E.2d at 158. Defendant's presentation of an
IAC claim arising from a MAR in a different case is similarly
inappropriate in this forum. As the IAC claim arises from
defendant's juvenile case, it must be raised in a separate
proceeding.
[3]Defendant next argues that the trial court's division of
prospective jurors into separate panels violated the randomness
requirement of jury selection. The trial court placed
prospective jurors in five different panels composed of twenty-
five people each, and announced its intention to call the panels
one at a time. The trial court called the first panel of
prospective jurors, and after this panel was exhausted, the trial
court called in all the jurors from panels two and three. With
six prospective jurors remaining on panels two and three, the
trial court called in panel four. When the jury selection
process was completed and selection of alternates began, jurors
were still being called from panel four, and before panel four
was exhausted, the trial court called in panel five.
Defendant asserts that when only one prospective jurorremains, all parties know the identity of the next person ca
lled
into the jury box. This division, defendant claims, constituted
structural error that violated the randomness requirement of
N.C.G.S. § 15A-1214(a) and defendant's right to a fair and
impartial jury under the Sixth Amendment to the United States
Constitution and Article I, Sections 23 and 24 of the North
Carolina Constitution.
Defendant did not challenge the organization of the jury
panels at trial, on constitutional grounds or otherwise, and
therefore has waived review of the constitutionality of the trial
court's actions. See State v. Golphin, 352 N.C. 364, 411, 533
S.E.2d 168, 202 (2000), cert. denied, 532 U.S. 931, 149 L. Ed. 2d
305 (2001); see also State v. Cummings, 353 N.C. 281, 292, 543
S.E.2d 849, 856, cert. denied, ___ U.S. ___, 151 L. Ed. 2d 286
(2001). Defendant's statutory allegation is preserved for
appellate review, however, because, [w]hen a trial court acts
contrary to a statutory mandate, the right to appeal the court's
action is preserved, notwithstanding the failure of the appealing
party to object at trial. State v. Jones, 336 N.C. 490, 497,
445 S.E.2d 23, 26 (1994).
N.C.G.S. § 15A-1214(a) provides: The clerk, under the
supervision of the presiding judge, must call jurors from the
panel by a system of random selection which precludes advance
knowledge of the identity of the next juror to be called.
N.C.G.S. § 15A-1214(a) (2001). A challenge to the organization
of the jury:
(1) May be made only on the ground that the jurors
were not selected or drawn according to law. (2) Must be in writing.
(3) Must specify the facts constituting the ground of
challenge.
(4) Must be made and decided before any juror is
examined.
N.C.G.S. § 15A-1211(c) (2001). Defendant never challenged the
jury selection process in writing and never objected in any way
to the allegedly improper method of placing prospective jurors in
panels. Because defendant failed to comply with the requirements
of section 15A-1211(c), he has waived this assignment of error.
See State v. Workman, 344 N.C. 482, 498-99, 476 S.E.2d 301, 310
(1996) (holding defendant's assignment of error to be without
merit [i]n light of the fact that defendant failed to follow the
procedures clearly set out for jury panel challenges and further
failed, in any manner, to alert the trial court to the alleged
improprieties); see also Golphin, 352 N.C. at 411-12, 533 S.E.2d
at 202. Furthermore, by merely stating in a footnote that he
specifically asserts plain error, defendant did not preserve
plain error review. As we stated in State v. Cummings, 352 N.C.
600, 536 S.E.2d 36 (2000), cert. denied, 532 U.S. 997, 149 L. Ed.
2d 641 (2001), by simply relying on the words plain error as
the extent of his argument, defendant fails to argue plain error
and thereby waives appellate review. Id. at 636-37, 536 S.E.2d
at 61; see also N.C. R. App. P. 10(c)(4).
[4]Defendant next challenges the trial court's excusal for
cause of prospective juror Lindenschmidt because of his views on
the death penalty. Defendant argues the state challenged this
prospective juror because his answers indicated his leanings
were toward the punishment of life without parole and thedismissal violated defendant's right to a fair trial under the
Sixth and Fourteenth Amendments to the United States Constitution
and Article I, Sections 19, 23, and 24 of the North Carolina
Constitution. Defendant also alleges that this violated his
right to a fair and reliable sentencing hearing under the Eighth
and Fourteenth Amendments to the United States Constitution and
Article I, Sections 19, 23, and 27 of the North Carolina
Constitution.
The Sixth and Fourteenth Amendments prohibit exclusion of
jurors in capital cases merely because they have reservations
about the death penalty. Witherspoon v. Illinois, 391 U.S. 510,
516-23, 20 L. Ed. 2d 776, 782-85 (1968); see also State v.
Gregory, 340 N.C. 365, 394-96, 459 S.E.2d 638, 654-56 (1995)
(finding no error where prospective jurors were excused for cause
because they demonstrated they would be unable to put aside their
own opinions and follow the law), cert. denied, 517 U.S. 1108,
134 L. Ed. 2d 478 (1996). Capital jurors must be impartial about
finding the facts and applying the law, Wainwright v. Witt, 469
U.S. 412, 423, 83 L. Ed. 2d 841, 851 (1985), and jurors who are
unable to articulate clearly their willingness to set aside their
own beliefs on capital punishment and defer to the law may be
excused for cause, State v. Brogden, 334 N.C. 39, 43, 430 S.E.2d
905, 907-08 (1993) (citing Lockhart v. McCree, 476 U.S. 162, 176,
90 L. Ed. 2d 137, 149-50 (1986)). The holding in Wainwright
established that a prospective juror was properly excluded when
his or her views on the death penalty would
prevent or substantially impair the performance of his
duties as a juror in accordance with his instructionsand his oath. [Adams v. Texas, 448 U.S. 38, 45, 65 L.
Ed. 2d 581, 589 (1980).] We note that . . . this
standard . . . does not require that a juror's bias be
proved with unmistakable clarity. This is because
determinations of juror bias cannot be reduced to
question-and-answer sessions which obtain results in
the manner of a catechism. What common sense should
have realized experience has proved: many veniremen
simply cannot be asked enough questions to reach the
point where their bias has been made unmistakably
clear; these veniremen may not know how they will
react when faced with imposing the death sentence, or
may be unable to articulate, or may wish to hide their
true feelings. Despite this lack of clarity in the
printed record, however, there will be situations where
the trial judge is left with the definite impression
that a prospective juror would be unable to faithfully
and impartially apply the law. . . . [T]his is why
deference must be paid to the trial judge who sees and
hears the juror.
469 U.S. at 424-26, 83 L. Ed. 2d at 851-53 (footnotes omitted).
In the absence of an abuse of discretion, we will not disturb the
trial court's decision to exclude prospective juror Lindenschmidt
for cause. State v. Cunningham, 333 N.C. 744, 754, 429 S.E.2d
718, 723 (1993).
The record reveals prospective juror Lindenschmidt stated on
several occasions during questioning that he would automatically
vote for life imprisonment without parole. When questioned by
the state, prospective juror Lindenschmidt initially indicated
his ability to vote for a sentence of death and to follow the
law. The state passed the prospective juror to the defense, and
the following questioning occurred:
[DEFENSE COUNSEL]: [W]hat I'm trying to find out
is if, in a case of premeditated and deliberate murder,
no matter what the other facts and circumstances, if
you would automatically vote for either the death
penalty or for life without parole.
JUROR NUMBER SEVEN: Life without parole.
[DEFENSE COUNSEL]: No matter what the judge toldyou about the law?
JUROR NUMBER SEVEN: Yeah.
After defendant completed his questioning, the state asked to
question prospective juror Lindenschmidt again based on answers
he gave to defense counsel. The trial court permitted the
questioning to be reopened, and the following transpired:
[PROSECUTOR]: Mr. Lindenschmidt, in asking the
questions a little while ago, I believe [defense
counsel] asked you, would you automatically vote one
way or the other, and you said life without parole, is
that correct?
JUROR NUMBER SEVEN: Yes.
[PROSECUTOR]: So you would always vote for life
without parole?
JUROR NUMBER SEVEN: Yeah.
[PROSECUTOR]: Okay. And is that -- you've sort
of had that opinion for a good while, I take it.
JUROR NUMBER SEVEN: Yes.
[PROSECUTOR]: Okay. And you think that would
substantially affect your ability to return a death
penalty?
JUROR NUMBER SEVEN: Possibly, unless something
else came up to change my mind, but that would be my
first opinion.
[PROSECUTOR]: So you would -- I believe the
question you were asked, would you automatically vote
life without parole, and you said yes.
JUROR NUMBER SEVEN: Yeah.
While Lindenschmidt initially indicated his ability to vote for
the death penalty and follow the judge's instructions, he
repeatedly stated he would automatically vote for life
imprisonment without parole. Such responses imparted the
definite impression that [this] prospective juror would be unableto faithfully and impartially apply the law. Wainwright, 469
U.S. at 426, 83 L. Ed. 2d 852; see also State v. Fair, 354 N.C.
131, 144, 557 S.E.2d 500, 512 (2001) (trial court did not abuse
its discretion by excusing juror who stated unequivocally that he
would not follow the trial court's instructions on the law if
they were inconsistent with his personal beliefs), cert. denied,
__ U.S. __, __ L. Ed. 2d __, 70 U.S.L.W. 3741 (2002). The trial
court properly excused prospective juror Lindenschmidt for cause.
See Cunningham, 333 N.C. at 753-54, 429 S.E.2d at 723.
Accordingly, we reject this argument.
[5]Defendant next contends the trial court interfered with
his constitutional right to utilize peremptory challenges. After
asking two prospective jurors whether they opposed life
imprisonment without parole as a punishment for first-degree
murder, the following colloquy ensued:
[DEFENSE COUNSEL]: Have you ever heard of a case
where you thought that life without the possibility of
parole should be the punishment?
[PROSECUTOR]: Objection.
THE COURT: Sustained.
[DEFENSE COUNSEL]: Let me ask this. Have you
ever heard of a case where you thought that the death
penalty should be the punishment?
[PROSECUTOR]: Objection.
BY THE COURT: Sustained.
Outside the presence of the jury, defendant offered to rephrase
the objectionable questions and ask each juror whether or not
they [sic] could conceive of a case where life without the
possibility of parole ought to be the punishment. The stateobjected, arguing that because the defense had already asked the
question of whether a prospective juror could fairly consider
life in prison without parole, a question conceiving of different
scenarios constituted an improper stake-out question. The trial
court agreed, stating that it was not going to allow the
hypothetical aspect of the question.
Defendant then asked the court if he could ask the question
if he proceeded to ask a follow-up question:
[DEFENSE COUNSEL]: If I follow up with -- if I
follow my question, can you conceive of . . . . Well,
what type of case is that? The issue is this, Judge:
if the only kind of case a juror can conceive giving a
life sentence in is a self-defense case --
THE COURT: Why don't you ask them that question.
I mean, you know, the question I've always seen asked
is, do you think that the death penalty is the only
appropriate penalty for someone who has been convicted
of first degree murder.
The trial court permitted defendant to ask several prospective
jurors whether they felt that the death penalty is the only
appropriate punishment for people that are convicted of first
degree murder when it's premeditated and deliberate.
Defendant argues that by precluding defense counsel from
asking questions in which he could discern any bias or
predisposition in the jurors, the trial court impaired
defendant's right to exercise his peremptory challenges
intelligently, in violation of defendant's right to a fair and
impartial jury under the Sixth and Fourteenth Amendments to the
United States Constitution and Article I, Sections 19, 23, and 24
of the North Carolina Constitution. He also contends the trial
court's action violated defendant's right to a fair and reliablesentencing hearing under the Eighth and Fourteenth Amendments and
Article I, Sections 19, 23, and 27 of the North Carolina
Constitution.
Voir dire plays an essential role in guaranteeing a criminal
defendant's Sixth Amendment right to an impartial jury because it
is the means by which prospective jurors who are unwilling or
unable to apply the law impartially may be disqualified from jury
service. Rosales-Lopez v. United States, 451 U.S. 182, 188, 68
L. Ed. 2d 22, 28 (1981) (plurality opinion) (Without an adequate
voir dire, the trial judge's responsibility to remove prospective
jurors who will not be able impartially to follow the court's
instructions and evaluate the evidence cannot be fulfilled.);
see also State v. Anderson, 350 N.C. 152, 170, 513 S.E.2d 296,
307 (voir dire serves the dual purposes of helping counsel
determine whether a basis for a challenge for cause exists and of
assisting counsel in exercising peremptory challenges), cert.
denied, 528 U.S. 973, 145 L. Ed. 2d 326 (1999). Voir dire that
impairs the defendant's ability to exercise his challenges
intelligently is grounds for reversal, irrespective of prejudice.
Swain v. Alabama, 380 U.S. 202, 219, 13 L. Ed. 2d 759, 772
(1965), overruled on other grounds by Batson v. Kentucky, 476
U.S. 79, 90 L. Ed. 2d 69 (1986).
In Morgan v. Illinois, 504 U.S. 719, 119 L. Ed. 2d 492
(1992), the United States Supreme Court held that a capital
defendant must be allowed to ask during voir dire whether
prospective jurors would automatically vote to impose the death
penalty in the event of a conviction. Id. at 733-36, 119 L. Ed.2d 492 at 505-07. This Court has stated:
Morgan stands for the principle that a defendant
in a capital trial must be allowed to make inquiry as
to whether a particular juror would automatically vote
for the death penalty. Within this broad principle,
however, the trial court has broad discretion to see
that a competent, fair, and impartial jury is
impaneled; its rulings in this regard will not be
reversed absent a showing of abuse of discretion.
State v. Robinson, 336 N.C. 78, 102-03, 443 S.E.2d 306, 317
(1994) (quoting State v. Yelverton, 334 N.C. 532, 541, 434 S.E.2d
183, 188 (1993)), cert. denied, 513 U.S. 1089, 130 L. Ed. 2d 650
(1995); see also State v. Conner, 335 N.C. 618, 644, 440 S.E.2d
826, 841 (1994) (defendant entitled to inquire under Morgan into
whether a prospective juror would automatically vote for the
death penalty irrespective of the facts and circumstances).
The fact that the trial court prevented defense counsel from
asking questions concerning various fact scenarios that would
cause jurors to vote for a particular punishment did not breach
the mandate of Swain and Morgan. Far from being precluded from
inquiring into and assessing suspected biases, defendant was
allowed to ask prospective jurors the very question that frames
the holding in Morgan: whether prospective jurors would
automatically vote for the death penalty.
The initial questions defense counsel sought to ask were not
inquiries into whether jurors would follow the law or the court's
instructions, but rather were improper stake-out questions. See
State v. Jaynes, 353 N.C. 534, 549-50, 549 S.E.2d 179, 191-92
(2001) (not improper for trial court to prohibit defense counsel
from asking whether prospective jurors could imagine if there is
anything that they could hear that would make them consider alife sentence), cert. denied, ___ U.S. ___, 152 L. Ed. 2d 220
(2002). We have repeatedly held that attempts to stake out a
prospective juror in advance regarding what his or her decision
might be under certain specific factual scenarios are improper.
See, e.g., State v. Simpson, 341 N.C. 316, 336, 462 S.E.2d 191,
202 (1995), cert. denied, 516 U.S. 1161, 134 L. Ed. 2d 194
(1996); State v. Skipper, 337 N.C. 1, 19-20, 446 S.E.2d 252,
261-62 (1994), cert. denied, 513 U.S. 1134, 130 L. Ed. 2d 895
(1995). The questions asked by defense counsel in the instant
case reflect just such improper efforts to pin down prospective
jurors regarding the kind of fact scenarios they would deem
worthy of the death penalty or worthy of life imprisonment.
Defendant argued both at trial and before this Court that
his question should have been allowed because this Court has
condoned a similar question asked by the state in State v. Green,
336 N.C. 142, 158-59, 443 S.E.2d 14, 23-24, cert. denied, 513
U.S. 1046, 130 L. Ed. 2d 547 (1994). In Green, the trial court
allowed the state to ask each prospective juror if he or she
could conceive of any first-degree murder case where the juror
believed the death penalty would be the right and correct
punishment. Id. at 158, 443 S.E.2d at 24. In holding that the
trial court did not err, the Court in Green recognized that the
extent and manner allowed for questioning of prospective jurors
is a matter within the trial court's discretion. Id. at 159, 443
S.E.2d at 24. Contrary to defendant's assertion, a finding that
there was no abuse of discretion in Green does not transform such
a question into a constitutionally required inquiry for alldefendants. The trial court here did not abuse its discretion,
but simply chose to exercise its discretion differently than did
the trial court in Green. Defendant's argument is without merit.
[6]In his next argument, defendant claims the trial court
committed constitutional error in failing to preclude the state
from grossly mischaracterizing North Carolina's capital
sentencing procedure. During jury selection, the state on
various occasions referred to the capital sentencing proceeding
by describing it as a highly structured procedure, a tightly
structured process, a rigid procedure, a very tightly
structured process, a rigid structure, a tightly structured
procedure, this tight structure of the law, this tight
process, a rigid framework, a strict structure, a strictly
defined legal process, a tightly structured format, a strict
format, a tightly rigid structure, and a rigid sort of flow
chart.
Defendant argues that the trial court's sanctioning of the
state's various descriptions of a capital sentencing proceeding
during jury selection violated defendant's constitutional rights
because such a mischaracterization did not allow any juror to
individualize his or her decision whether to impose a death
sentence. See Lockett v. Ohio, 438 U.S. 586, 605, 57 L. Ed. 2d
973, 990 (1978) (even if a jury finds no mitigating
circumstances, each juror must still decide whether the death
sentence is appropriate in a particular case). He further argues
that by allowing the state to describe the capital sentencing
proceeding in such inexorable terms, the trial court violateddefendant's constitutional right to a fair and impartial
adjudicator.
Our review of the transcript reveals that the state
described the capital sentencing proceeding on approximately
forty-six occasions during jury selection, each time employing a
form of the phraseology noted above. The following quote fairly
represents the tenor of the remarks to which defendant takes
exception:
[PROSECUTOR]: Okay. As we indicated, the
defendant is also charged with armed robbery and
kidnapping, and the judge will give you the law on
those charges, also. Now, if the defendant is found
not guilty of the charges, of course, the case is over.
If he is found guilty of first degree murder, then you
move into a second stage, and that's called a
sentencing stage, . . . where you determine whether or
not death or life is the appropriate punishment for
this crime. And the way you make that decision is
through a rigid legal framework, a rigid legal
framework --
[DEFENSE COUNSEL]: Objection. Ask the court to
charge what the law is.
THE COURT: Overruled. He's talking about the
process.
[PROSECUTOR]: And what you do is, following this
rigid legal framework, you determine first -- and His
Honor will go over this, but I want to sort of give
y'all a background so you understand my questions.
Using this rigid legal framework, the first question
you will determine is whether or not aggravating
factors exist. Now, aggravating factors are factors
that would call for the death penalty, and you will
determine those from the evidence as you hear it from
the stand, and they -- in other words, you find facts
and determine whether aggravating factors exist, and
all twelve of you would have to agree to that, those
aggravating factors, and the standard of proof is all
on the state, and it's beyond a reasonable doubt, and
we'll talk about that.
If you find no aggravating factors, then life
imprisonment would be imposed. Then the next question,
if you find aggravating factors exist, you go to thenext question and you determine whether mitigating
factors exist. Now, mitigating factors are factors
that would call for a life sentence, and the defendant
will have the burden of proof on mitigating factors,
but it is not the same standard that the state has.
One of you can find a mitigating factor, and then all
of you should consider those mitigating factors.
But the gist of it is, you determine whether
aggravating factors exist that call for the death
penalty, whether mitigating factors exist that call for
life, and then you get down to the third question, and
you balance the two and you determine, based on the
facts as you find them, whether the aggravating factors
outweigh the mitigating. Actually, I think the
question is worded, do the mitigating -- are the
mitigating insufficient to outweigh the aggravating?
But the result is the same. The aggravating have to
outweigh the mitigating and, if you find that, beyond a
reasonable doubt, and you find that the aggravating are
sufficiently substantial to call for the death penalty,
then it would be your duty to impose a verdict of
death. And it's a process that is a rigid process that
you follow, so that you do not automatically find life
and you do not automatically find death, but you go
through this legal process.
Defendant acknowledges he failed to object to most of the
statements he now challenges, but claims that all the errors are
structural and therefore are preserved for appeal. Furthermore,
he contends that [i]n the event this Court holds otherwise, in
those instances where defendant failed to object, he brings
forward those errors under the 'plain error' rule.
It is well settled that an error, even one of constitutional
magnitude, that defendant does not bring to the trial court's
attention is waived and will not be considered on appeal. State
v. Smith, 352 N.C. 531, 557-58, 532 S.E.2d 773, 790 (2000), cert.
denied, 532 U.S. 949, 149 L. Ed. 2d 360 (2001); see also State v.
Nobles, 350 N.C. 483, 498, 515 S.E.2d 885, 895 (1999) ([T]he
rule is that when defendant fails to object during trial, he has
waived his right to complain further on appeal.). Additionally,this Court has held that plain error analysis applies only to
jury instructions and evidentiary matters and has specifically
declined to extend application of the plain error doctrine to
situations where a party failed to object to statements made by
the other party during jury voir dire. State v. Greene, 351 N.C.
562, 566-67, 528 S.E.2d 575, 578, cert. denied, 531 U.S. 1041,
148 L. Ed. 2d 543 (2000); State v. Atkins, 349 N.C. 62, 81, 505
S.E.2d 97, 109-10 (1998), cert. denied, 526 U.S. 1147, 143 L. Ed.
2d 1036 (1999). Accordingly, where defendant failed to object to
the state's characterization of the capital sentencing proceeding
made during voir dire, defendant's argument is waived and cannot
be resurrected through plain error analysis.
Defendant's argument that the state's allegedly improper
characterization constituted structural error is also unavailing.
We recently held that the state's alleged attempt to stake out
prospective jurors as to their sentence recommendation did not
constitute structural error. State v. Anderson, 355 N.C. 136,
142-43, 558 S.E.2d 87, 92-93 (2002). As we explained in
Anderson, 'structural error,' is a 'defect affecting the
framework within which the trial proceeds, rather than simply an
error in the trial process itself,' and has rarely been found to
exist. Id. at 142, 558 S.E.2d at 92 (quoting Arizona v.
Fulminante, 499 U.S. 279, 310, 113 L. Ed. 2d 302, 331 (1991)).
The alleged error of which defendant complains is not analogous
to cases where structural error has been found to exist. See
Sullivan v. Louisiana, 508 U.S. 275, 281-82, 124 L. Ed. 2d 182,
190 (1993) (erroneous instruction to jury on reasonable doubt);Vasquez v. Hillery, 474 U.S. 254, 263-64, 88 L. Ed. 2d 598, 609
(1986) (unlawful exclusion of jurors of defendant's race); Waller
v. Georgia, 467 U.S. 39, 44-50, 81 L. Ed. 2d 31, 37-41 (1984)
(deprivation of right to public trial); McKaskle v. Wiggins, 465
U.S. 168, 187-88, 79 L. Ed. 2d 122, 139 (1984) (deprivation of
right to self-representation at trial); Gideon v. Wainwright, 372
U.S. 335, 343-45, 9 L. Ed. 2d 799, 805-06 (1963) (total
deprivation of the right to counsel); Tumey v. Ohio, 273 U.S.
510, 532-35, 71 L. Ed. 749, 759 (1927) (absence of impartial
judge). Structural error analysis is therefore inapposite to the
present argument.
[W]hile counsel is allowed wide latitude in examining
jurors on voir dire, the form of counsel's questions is within
the sound discretion of the trial court. State v. Jones, 339
N.C. 114, 134, 451 S.E.2d 826, 835 (1994), cert. denied, 515 U.S.
1169, 132 L. Ed. 2d 873 (1995); see also State v. Conaway, 339
N.C. 487, 508, 453 S.E.2d 824, 837-38 (The trial court has broad
discretion to see that a competent, fair, and impartial jury is
impaneled, and its rulings in that regard will not be reversed
absent a showing of an abuse of its discretion.), cert. denied,
516 U.S. 884, 133 L. Ed. 2d 153 (1995); State v. Bryant, 282 N.C.
92, 96, 191 S.E.2d 745, 748 (1972) (The regulation of the manner
and the extent of the inquiry rests largely in the trial judge's
discretion.), cert. denied, 410 U.S. 958, 35 L. Ed. 2d 691, and
cert. denied, 410 U.S. 987, 36 L. Ed. 2d 184 (1973). The only
question properly before us, then, is whether the trial court
abused its discretion in declining to sustain defendant's fewobjections to the state's characterization of the capital
sentencing proceeding. We hold that the trial court did not
abuse its discretion in overruling defendant's objections.
'The purpose of voir dire is to ensure an impartial jury to
hear defendant's trial.' Anderson, 350 N.C. at 170, 513 S.E.2d
at 307 (quoting Gregory, 340 N.C. at 388, 459 S.E.2d at 651).
The right to an impartial jury recognizes that each side will be
allowed to inquire into the ability of prospective jurors to
follow the law, and questions designed to measure prospective
jurors' ability to follow the law are proper within the context
of voir dire. State v. Jones, 347 N.C. 193, 203, 491 S.E.2d 641,
647 (1997). We have also held that a jury has a duty to
recommend a death sentence if it makes the findings pursuant to
N.C.G.S. § 15A-2000(c). State v. Holden, 321 N.C. 125, 161, 362
S.E.2d 513, 535 (1987) (a jury may not exercise unbridled
discretion and return a sentencing verdict wholly inconsistent
with the findings it made pursuant to N.C.G.S. § 15A-2000(c)),
cert. denied, 486 U.S. 1061, 100 L. Ed. 2d 935 (1988). One may
reasonably interpret the state's questioning as seeking to
determine whether the jurors could understand and follow the
three-step sentencing procedure outlined in N.C.G.S. §
15A-2000(c). As such, this questioning was permissible. Cf.
State v. Zuniga, 320 N.C. 233, 250, 357 S.E.2d 898, 910 (holding
that it would be permissible to ask whether a juror would be able
to consider the death penalty if the juror determined aggravating
circumstances outweighed mitigating circumstances), cert. denied,
484 U.S. 959, 98 L. Ed. 2d 384 (1987). Even assuming, without deciding, that there were
inaccuracies in the state's description of North Carolina's
capital sentencing procedure, the trial court's instructions to
the jury, which were in accordance with the North Carolina
pattern jury instructions, cured any error. See State v. Steen,
352 N.C. 227, 249, 536 S.E.2d 1, 14 (2000) (holding that trial
court did not abuse its discretion by overruling the defendant's
objection to the state's jury selection questions where the
defendant had ample opportunity to explain the significance of
mitigating circumstances to prospective jurors and the trial
court fully instructed the jury on the procedure for determining
punishment), cert. denied, 531 U.S. 1167, 148 L. Ed. 2d 997
(2001). Accordingly, defendant's argument must fail.
GUILT-INNOCENCE PHASE
[7]Defendant argues he was denied effective assistance of
counsel when his attorney made an admission during her opening
statement that defendant was at the scene of the killing and that
there was physical evidence linking defendant to the killing.
Defense counsel emphasized in her opening statement that the
identity of the killer and the credibility of the witnesses were
at issue:
You've heard [the prosecutor] tell you what the
evidence will show and you've heard a lot during jury
selection about the process you'll be going through.
[The prosecutor] has told you what his evidence will
show, and many of the facts he's mentioned to you are
not disputed. A brutal murder was committed. The
victim was Richie Futrelle, who was killed by multiple
gunshot wounds. The facts of how he died are not in
issue here. Who was involved and the extent of those
persons' involvement are issues in this case. Also,
the amount and credibility of evidence presented by the
state are issues in this case.
Defense counsel then focused the jurors' attention on the
anticipated testimony of Alicia Doster and her credibility as a
witness:
[DEFENSE COUNSEL:] You will only hear one person
testify who was present or anywhere near present at the
time that happened, and that person is Alicia Doster.
She was fourteen at the time it happened. She was a
runaway who stole her mother's car and went to stay in
an abandoned house in the neighborhood. It was a house
where many of the young kids stayed and hung out. . . .
There's evidence that there was smoking and
drinking and some drug use going on at that house.
Now, she'll tell you that three people were involved
and, you know, that's not disputed. Three people were
apparently involved in that. The first one is Alicia
Doster, and she has made a deal with the State of North
Carolina to testify in this case. . . .
Now, the second person who you'll hear about is
Keith Wiley, and he's sitting in this courtroom today .
. . .
Now, there is one [more] person who you won't see
here, you won't hear from him, you won't see him, you
won't hear anything from him at all, and that is Justin
Pallas. And he's not present in the courtroom and he
won't offer any testimony at all.
[PROSECUTOR]: Well, objection to that, your
Honor.
THE COURT: Overruled.
[DEFENSE COUNSEL]: He was present at the time
that all of this happened, and Miss Doster will
certainly testify to that. . . .
. . . .
You will hear and see plenty of physical evidence,
as well. Not much of this physical evidence will put
Keith Wiley at the scene of the crime or at the scene
where the automobile was disposed of. There will be no
fingerprints on the car that belonged to Keith Wiley.
You will hear that six cigarette butts were found in
the car. Three of those belonged to two different
males who were not identified. Don't know who put
those cigarettes in the car or when. Don't know whose
they were.
. . . .
. . . Nothing else was found in the scene -- at
the scene that belonged to Keith Wiley. None of
Keith's fingerprints were found on the alleged murder
weapon.
Defendant contends these remarks constitute IAC because they
amount to an admission of guilt to which he did not consent. In
State v. Harbison, 315 N.C. 175, 337 S.E.2d 504 (1985), cert.
denied, 476 U.S. 1123, 90 L. Ed. 2d 672 (1986), this Court held
that an admission to the jury of defendant's guilt by defense
counsel without the consent of the defendant constitutes
ineffective assistance of counsel and a per se violation of the
Sixth Amendment to the United States Constitution and Article I,
Sections 19 and 23 of the North Carolina Constitution. Id. at
178-80, 337 S.E.2d at 506-08.
Nowhere in defense counsel's remarks did she concede
defendant was present at the scene. Although it is arguable that
defense counsel signaled some physical evidence would be
presented linking defendant to Futrelle's car, counsel made it
clear that such evidence was of dubious validity because its
origin was unknown. Placed in context, her statements hardly
constitute an admission. See, e.g., State v. Hinson, 341 N.C.
66, 78, 459 S.E.2d 261, 268 (1995) (holding that there was no
Harbison violation where the defendant took challenged statements
out of context). Admitting a fact is not equivalent to an
admission of guilt. State v. Strickland, 346 N.C. 443, 454, 488
S.E.2d 194, 200 (1997) (where defense counsel repeatedly
mentioned during jury voir dire the uncontroverted evidence that
the defendant was holding the gun when the victim was killed,such statements were not the equivalent of asking the jury to
find the defendant guilty of any charge, and therefore, Harbison
does not control), cert. denied, 522 U.S. 1078, 139 L. Ed. 2d 757
(1998). Accordingly, defendant's claim of IAC fails.
[8]Defendant next argues the state improperly vouched for
the credibility of its witnesses and made statements not
supported by the evidence during closing argument in violation of
defendant's constitutional rights to due process and a fair
trial. Because defendant did not object to the state's arguments
to which he now assigns error, defendant must show that the
alleged impropriety was so gross that the trial court abused its
discretion in not correcting the arguments ex mero motu. See
Cummings, 353 N.C. at 296-97, 543 S.E.2d at 858-59. Under this
standard, 'only an extreme impropriety on the part of the
prosecutor will compel this Court to hold that the trial judge
abused his discretion in not recognizing and correcting ex mero
motu an argument that defense counsel apparently did not believe
was prejudicial when originally spoken.' State v. Anthony, 354
N.C. 372, 427, 555 S.E.2d 557, 592 (2001) (quoting State v.
Richardson, 342 N.C. 772, 786, 467 S.E.2d 685, 693, cert. denied,
519 U.S. 890, 136 L. Ed. 2d 160 (1996)); see also State v. Smith,
351 N.C. 251, 269, 524 S.E.2d 28, 41 ('[T]he trial court is not
required to intervene ex mero motu unless the argument strays so
far from the bounds of propriety as to impede defendant's right
to a fair trial.') (quoting Atkins, 349 N.C. at 84, 505 S.E.2d
at 111), cert. denied, 531 U.S. 862, 148 L. Ed. 2d 100 (2000).
As a general rule, counsel possesses wide latitude to arguefacts in evidence and all reasonable inferences arising
from
those facts. State v. Williams, 317 N.C. 474, 481, 346 S.E.2d
405, 410 (1986). Counsel is prohibited, on the other hand, from
arguing facts which are not supported by the evidence. See, e.g.,
State v. Lynch, 300 N.C. 534, 551, 268 S.E.2d 161, 171 (1980);
State v. Monk, 291 N.C. 37, 53, 229 S.E.2d 163, 173 (1976).
During closing argument, the state addressed the inconsistent
statements made by Doster concerning the incident:
But then she came forward and began to tell the truth
and has told pretty much the truth, and we'll get into
that in a minute. . . . But when it comes to the
defendant Wiley being involved in it, she's always said
he was.
It happened at the house. He instructed her how
to tie him up, how to tie Richie up. Wiley was there
from the very beginning. The defendant was there from
the very beginning, in her statement, constantly
through it. Now, you can pick and you can say well,
she didn't say this, that time, but she said this, this
time. But she's always said Keith Wiley was there.
Defendant argues that because in her very first statement to
the police, Doster denied any knowledge of the shooting, the
state's argument that Doster always said Keith Wiley was there
was not supported by the evidence.
The purpose of the state's argument was to provide a
response to defendant's attacks on Doster's inconsistent
statements to investigators regarding details of the incident.
The state simply emphasized Doster's consistency in placing
defendant in her rendering of the crime, once she did come
forward, in order to counter defendant's focus on any
inconsistencies in Doster's subsequent statements. It was a fact
in evidence that every time Doster gave an affirmative account ofthe incident, she implicated defendant. Therefore, the state's
argument that Doster always said Keith Wiley was there falls
within the range of wide latitude we afford counsel in making
arguments to juries because the argument was supported by the
evidence. See Williams, 317 N.C. at 481, 346 S.E.2d at 410.
Even assuming for the sake of argument that Doster's first
indication that she knew nothing about the murder was a
statement and that the state's comment that Doster always said
Keith Wiley was there was an inaccurate description of the
evidence, such comment did not stray so far from the bounds of
propriety as to impede defendant's right to a fair trial. We are
not persuaded by defendant's characterization of the state's
remark as grossly improper, especially in light of the fact that
defense counsel did not think it prejudicial when spoken at
trial, because there is no merit to the argument that the outcome
of the trial would have been different had the court intervened
ex mero motu to correct this alleged error.
[9]Defendant also argues that the prosecutor improperly
vouched for the credibility of the state's witnesses during
closing argument. After mentioning prior statements made by
Doster, the prosecutor stated, then she came forward and began
to tell the truth and has told pretty much the truth. After
describing Mullins' reticence to recounting what he knew about
the incidents, the prosecutor stated, he's come forward and he's
told the truth. When the prosecutor described how Jacobs had
tried to avoid getting involved in the investigation, he said he
doesn't want to get thrust in the middle of this, and he tried tostay out of it, but he's come forward and he's told the truth.
Finally, after he commented that Jeremy Joesting never said he
was told about the murder by defendant or Pallas, the prosecutor
stated, Now, if we have some type of control or some type of way
to massage them and threaten people, don't you know he would have
said the same thing? But he was just telling the truth.
Defendant argues that because the state's case rested primarily
on the testimony of several witnesses who stated they either saw
defendant commit the crimes or heard defendant describe his
commission of the crimes, these comments during closing violated
N.C.G.S. § 15A-1230(a), which provides that [d]uring a closing
argument to the jury an attorney may not . . . express his
personal belief as to the truth or falsity of the evidence.
N.C.G.S. § 15A-1230(a) (2001).
Defendant's characterization of this argument as one
vouching for the state's witnesses is implausible. The
prosecutor was merely giving the jury reasons to believe the
state's witnesses who had given prior inconsistent statements and
were previously unwilling to cooperate with investigators. See,
e.g., State v. Burrus, 344 N.C. 79, 93-94, 472 S.E.2d 867, 877
(1996) (argument that accomplices who had entered plea agreement
to testify against the defendant would have downplayed their own
involvement if they had intended to lie on witness stand did not
constitute improper vouching for the credibility of accomplices
but was meant to give reasons why jury should believe state's
evidence); State v. Bunning, 338 N.C. 483, 488-89, 450 S.E.2d
462, 464 (1994) (not improper vouching where prosecutor describedstate's witness as a fine detective, this professional law-
enforcement officer, and argued that witness should be believed
because [he] isn't going to put his reputation and his career on
the line). Even if we assume, without deciding, that the
prosecutor's argument did constitute improper vouching for state
witnesses, the argument was not so grossly improper as to require
the court to intervene ex mero motu. This argument is therefore
without merit.
CAPITAL SENTENCING PROCEEDING
[10]As previously noted, on 12 May 1992, defendant was
adjudicated delinquent pursuant to a plea agreement whereby
defendant admitted that he had committed the offense of
solicitation to commit murder, a class E felony. Defendant
assigns error to the trial court's failure to suppress the
juvenile adjudication and argues: (1) the statute authorizing
the use of a juvenile adjudication of delinquency as an
aggravating circumstance in a capital case conflicts with another
statute, (2) submission of defendant's prior juvenile
adjudication as an aggravating circumstance violated his right to
due process, and (3) submission of the prior adjudication
constituted an abridgement of the Ex Post Facto Clauses under the
United States and North Carolina Constitutions.
N.C.G.S. § 15A-2000(e)(3), which was in effect at the time
of the murder, allows for the submission of an aggravating
circumstance to the jury upon a conviction of first-degree murder
if:
[t]he defendant had been previously convicted of a
felony involving the use or threat of violence to theperson or had been previously adjudicated delinquent in
a juvenile proceeding for committing an offense that
would be a Class A, B1, B2, C, D, or E felony involving
the use or threat of violence to the person if the
offense had been committed by an adult.
N.C.G.S. § 15A-2000(e)(3) (2001). Defendant contends that
N.C.G.S. § 15A-2000(e)(3) conflicts with former N.C.G.S. §
7A-638, which provided as follows:
An adjudication that a juvenile is delinquent or
commitment of a juvenile to the Division of Youth
Services shall neither be considered conviction of any
criminal offense nor cause the juvenile to forfeit any
citizenship rights.
N.C.G.S. § 7A-638 (1995) (repealed effective 1 July 1999 and
recodified at N.C.G.S. § 7B-2412).
Prior to trial, the trial court denied defendant's motion to
suppress his prior adjudication of delinquency. Defendant
renewed his motion during the penalty phase of the trial, and the
trial court again ruled the adjudication was admissible.
However, at no point prior to this appeal did defendant make the
argument that N.C.G.S. § 15A-2000(e)(3) conflicted with N.C.G.S.
§ 7A-638. Defendant asserts plain error but provides no
explanation as to why any alleged error rises to the level of
plain error. As noted previously, by simply relying on the words
plain error as the extent of his argument in support of plain
error, defendant has effectively failed to argue plain error and
has thereby waived appellate review. See Cummings, 352 N.C. at
636-37, 536 S.E.2d at 61; see also N.C. R. App. P. 10(c)(4).
[11]We next turn to whether the submission of defendant's
prior juvenile adjudication comported with due process and
whether it violated state and federal constitutional prohibitionsagainst the enactment of ex post facto laws. See U.S. Const.
art. I, § 10; N.C. Const. art. I, § 16. Because defendant did
not raise these constitutional issues at trial, he has failed to
preserve them for appellate review and they are waived.
(See footnote 1)
N.C. R.
App. P. 10(b)(1); Benson, 323 N.C. at 322, 372 S.E.2d at 519;
Hunter, 305 N.C. at 112, 286 S.E.2d at 539. Pursuant to our
authority under Rule 2 of the North Carolina Rules of Appellate
Procedure to foreclose manifest injustice, however, we address
defendant's ex post facto argument to ascertain whether the trial
court committed reversible error under a plain error analysis.
See State v. Lemons, 352 N.C. 87, 92, 530 S.E.2d 542, 545 (2000)
(for constitutional issue addressed pursuant to Court's
discretionary authority under Rule 2 of the North Carolina Rules
of Appellate Procedure, the defendant's failure to object at
trial and to raise a constitutional issue required consideration
of his argument under plain error standard of review), cert.
denied, 531 U.S. 1091, 148 L. Ed. 2d 698 (2001).
The United States and the North Carolina Constitutionsprohibit the enactment of ex post facto laws. U.S. Co
nst.
art. I, § 10 (No state shall . . . pass any bill of attainder,
ex post facto law, or law impairing the obligation of contracts
. . . .); N.C. Const. art. I, § 16 (Retrospective laws,
punishing acts committed before the existence of such laws and by
them only declared criminal, are oppressive, unjust, and
incompatible with liberty, and therefore no ex post facto law
shall be enacted.). Because both the federal and state
constitutional ex post facto provisions are evaluated under the
same definition, we analyze defendant's state and federal
constitutional contentions jointly. See State v. Robinson, 335
N.C. 146, 147-48, 436 S.E.2d 125, 126-27 (1993). The prohibition
against the enactment of ex post facto laws applies to
1st. Every law that makes an action done before the
passing of the law, and which was innocent when done,
criminal; and punishes such action. 2d. Every law that
aggravates a crime, or makes it greater than it was,
when committed. 3d. Every law that changes the
punishment, and inflicts a greater punishment, than the
law annexed to the crime, when committed. 4th. Every
law that alters the legal rules of evidence, and
receives less, or different, testimony, than the law
required at the time of the commission of the offence,
in order to convict the offender.
Collins v. Youngblood, 497 U.S. 37, 42, 111 L. Ed. 2d 30, 38-39
(1990) (quoting Calder v. Bull, 3 U.S. 386, 390, 1 L. Ed. 648,
650 (1798)) (alterations in original).
Defendant argues that allowing the state to submit his
12 May 1992 adjudication of delinquency as an aggravating
circumstance at sentencing violated the prohibition against ex
post facto laws because the 12 May 1992 adjudication of
delinquency predated the amendment to N.C.G.S. § 15A-2000(e)(3)allowing juvenile adjudications to be submitted to a jury as
aggravating circumstances. Defendant further argues that
N.C.G.S. § 15A-2000(e)(3) rendered his delinquency plea
involuntary and nullified his right to fair notice that his
delinquency adjudication would be used against him. We disagree.
In State v. Taylor, 128 N.C. App. 394, 496 S.E.2d 811, aff'd
per curiam, 349 N.C. 219, 504 S.E.2d 785 (1998), we affirmed a
Court of Appeals opinion addressing an issue very similar to the
present case. The defendant in Taylor was convicted of second-
degree rape in 1996. Id. at 396, 496 S.E.2d at 813. Upon
sentencing, the trial court aggravated the defendant's sentence
for the rape with a prior adjudication of delinquency. Id. at
396-97, 496 S.E.2d at 813. The effective date of the Structured
Sentencing Act, which permitted the sentencing court to consider
prior adjudications of delinquency as an aggravating factor in
noncapital felony convictions, was 1 October 1994. Id. at 397-
98, 496 S.E.2d at 814. When the defendant was adjudicated
delinquent, the operative law allowed the sentencing court to
aggravate a defendant's sentence based only on prior criminal
convictions obtained in adult proceedings. Id. at 397, 496
S.E.2d at 813-14. The defendant argued that the retroactive
application of the delinquency aggravating factor to his
subsequent rape conviction violated the prohibition against the
enactment of ex post facto laws. Id.
The use of the juvenile adjudication was held not to violate
the ex post facto clauses in Taylor because the defendant had not
been punished for conduct that was not proscribed at the time itoccurred and because he was not punished more severely for the
delinquent conduct than allowed under the law governing at the
time of that conduct. Id. at 397, 496 S.E.2d at 814. The only
crime subject to ex post facto analysis in Taylor was the second-
degree rape that occurred on 19 March 1995. Id. at 397-98, 496
S.E.2d at 814. Because the sentencing statute, N.C.G.S. §
15A-1340.16(d)(18a), which was in effect on the date of the
crime, did not aggravate second-degree rape or make the
punishment greater than it was on 19 March 1995, we upheld the
Court of Appeals' decision that there was no ex post facto
violation. Id.
Similarly, in the instant case, the only crime subject to an
ex post facto analysis is the offense of first-degree murder that
occurred on 20 October 1997. Section 15A-2000(e)(3), which was
amended effective 1 May 1994 and was applicable to offenses
committed on or after that date, permitted the use of a prior
adjudication of delinquency as an aggravating circumstance for
submission to the jury in a capital proceeding. Section
15A-2000(e)(3) does not criminalize defendant's 1992 delinquent
conduct without fair notice, as defendant alleges, nor does it
aggravate the 1992 juvenile adjudication, render it an
involuntary plea, or inflict greater punishment for that conduct
than was allowed at the time it was committed. Defendant is not
receiving additional punishment for his 1992 delinquent conduct,
but rather is being punished for the present offense of first-
degree murder.
The Colorado Supreme Court has addressed an issue similar tothe one in the instant case. The situation in Myers
v. District
Ct. for Fourth Jud'l Dist., 184 Colo. 81, 518 P.2d 836 (1974),
involved a Colorado statute permitting direct filings against
juveniles over the age of sixteen who had been adjudicated
delinquent within the previous two years for acts that would have
been felonies if committed by an adult. Id. at 83-84, 518 P.2d
at 837. The petitioners asserted that the direct filing
constituted an additional penalty for their prior adjudications
of delinquency. Id. at 84, 518 P.2d at 838. The court held that
the statute did not punish prior adjudications of delinquency,
but merely provided a mechanism whereby juveniles may be treated
as adults. Id. at 84-85, 518 P.2d at 838.
Thus, the section imposes a potentially greater penalty
upon the alleged felonious conduct in light of the
record of delinquency of the accused. The penalty is
for the second incident of allegedly felonious conduct
which was committed after the effective date of the
section. Petitioners' situation is aggravated by the
recent amendments to the Children's Code only because
of their alleged actions since the effective date of
such amendments. This is not an ex post facto law.
Id. at 84, 518 P.2d at 838.
A line of cases providing illumination on the present issue
is found in judicial analysis of habitual felon statutes, where
underlying felonies occurring before the enactment of habitual
felon statutes have been upheld against ex post facto challenges.
See Gryger v. Burke, 334 U.S. 728, 92 L. Ed. 1683 (1948); State
v. Todd, 313 N.C. 110, 117-18, 326 S.E.2d 249, 253 (1985). As
the United States Supreme Court declared, an enhanced sentence
is not to be viewed as either a new jeopardy or additional
penalty for the earlier crimes. It is a stiffened penalty forthe latest crime, which is considered to be an aggravated offense
because a repetitive one. Gryger, 334 U.S. at 732, 92 L. Ed. at
1687. For the foregoing reasons, we reject this argument.
[12]Defendant next argues that the trial court committed
constitutional and statutory error by admitting a letter written
by defendant when he was fourteen that had formed the basis of
defendant's juvenile adjudication for solicitation to commit
murder. At the sentencing hearing, following an in camera
hearing regarding the admissibility of the evidence, the state
introduced the letter from the Sheriff's Department files through
Detective Kurt Bartley, the officer who had investigated the 1992
solicitation offense. Defendant failed to raise any
constitutional issue regarding the admission of the letter at
trial. Thus, to the extent defendant argues that the admission
of the letter was constitutional error, this Court will not
consider such assignment of error for the first time on appeal.
See N.C. R. App. P. 10(b)(1); Benson, 323 N.C. at 321-22, 372
S.E.2d at 519.
Defendant argued, in a pretrial motion to suppress the
juvenile file and by objection at trial, that the admission of
the letter violated the statute providing for confidentiality of
juvenile court records. See N.C.G.S. § 7A-675 (1989) (repealed
1998 and recodified at N.C.G.S. ch. 7B, art. 30). Because it
formed the basis of defendant's admission to solicitation to
commit murder, defendant argues the letter was constructively
part of defendant's juvenile file regardless of where the
document was stored. Defendant further argues that allowingdisclosure of confidential records violates the intent and
purpose of the confidentiality requirement of the 1992 juvenile
code.
The state correctly points out that at all times (at the
time defendant was adjudicated delinquent, at the time of the
murder, and at the time of defendant's trial for murder), there
was no prohibition against the use of law enforcement records and
files. Instead, the statute provided only for the
confidentiality of juvenile records. The statute explicitly
stated:
Law-enforcement records and files concerning a juvenile
shall be kept separate from the records and files of
adults except in proceedings when jurisdiction of a
juvenile is transferred to superior court. Law-
enforcement records and files concerning juveniles
shall be open only to the inspection of the prosecutor,
court counselors, the juvenile, his parent, guardian,
and custodian.
N.C.G.S. § 7A-675(e). In the absence of a prohibition on the use
of law enforcement files, the state properly introduced evidence
about the prior adjudication, as it would for a prior violent
felony conviction, to illustrate the circumstances surrounding
the offense of solicitation to commit murder. See State v.
Roper, 328 N.C. 337, 364-65, 402 S.E.2d 600, 616 (holding that
the State is entitled to present witnesses in the penalty phase
of the trial to prove the circumstances of prior convictions and
is not limited to the introduction of evidence of the record of
conviction), cert. denied, 502 U.S. 902, 116 L. Ed. 2d 232
(1991); State v. Taylor, 304 N.C. 249, 279-80, 283 S.E.2d 761,
780-81 (1981) (holding that although the defendant stipulated to
the fact of his prior conviction, the state could introducetestimony concerning the murder at sentencing because 'the
purpose for considering aggravating and mitigating circumstances
is to engage in a character analysis of the defendant to
ascertain whether the ultimate penalty is called for in his or
her particular case') (quoting Elledge v. State, 346 So. 2d 998,
1001 (Fla. 1977)), cert. denied, 463 U.S. 1213, 77 L. Ed. 2d 1398
(1983). This argument is without merit.
[13]Defendant next argues that his constitutional and
statutory rights were violated when the trial court held an
unrecorded charge conference during the capital sentencing
proceeding. After defendant concluded his presentation of
evidence during the capital sentencing proceeding, the trial
court excused the jury for the day, and the parties proceeded
with the charge conference. The trial court directed the parties
to submit their proposed aggravating and mitigating circumstances
by the next morning and stated, My secretary will be here in the
morning at 9:00 and, hopefully, we can put those things together
and then we can get on with the jury arguments. The parties
informed the trial court that defendant already possessed the
state's proposed aggravating circumstances and the state
requested disclosure of defendant's proposed mitigating
circumstances. The parties then explained to the trial court
what statutory aggravating and mitigating circumstances were
being requested. The trial court ended the evening conference
stating, All right, I'll see all of you here in the morning, and
we'll be here sometime close to 9:00. Let's take a recess until
-- well, take a recess until 10:00. The transcript contains the following reporter's
parenthetical notation in the record: (THE EVENING RECESS WAS
TAKEN. COURT RESUMED SESSION ON 5/27/99 AT 12:47 P.M. WITH THE
DEFENDANT AND HIS ATTORNEYS PRESENT, THE PROSECUTORS PRESENT, THE
JURY ABSENT.) Thereafter, the court made the following
statement: All right, ladies and gentlemen, I think we are
about ready for the final arguments of the attorneys. Since
9:00, we've been here trying to work on the jury instructions,
and I believe we have them close to the form that we can
utilize. The jury returned to the courtroom at 12:54 p.m., and
the court addressed the jurors as follows:
Ladies and gentlemen of the jury, I want to apologize
for keeping you waiting but, like so many things, we've
been trying to merge two versions of word processing,
and I am not good enough to do it. My secretary and
the clerk have managed to get it done, but it has taken
an inordinately long period of time. I do think that
we are pretty much ready to proceed.
At the completion of the closing arguments, the trial court
instructed the jury and then asked the parties whether there were
any requests for additional instructions or corrections. Defense
counsel stated, Not from the defendant, Your Honor.
Defendant asserts that between 9:00 a.m. and 12:47 p.m. on
27 May 1999 the trial court held an unrecorded charge conference
in violation of section 15A-1231(b), denying him his
constitutional right to meaningful appellate review of his trial.
Defendant does not argue, however, that he was absent from the
court at that time or that his right to be present was violated
in any way. Section 15A-1231(b) provides:
Before the arguments to the jury, the judge must hold a
recorded conference on instructions out of the presenceof the jury. At the conference the judge must inform
the parties of the offenses, lesser included offenses,
and affirmative defenses on which he will charge the
jury and must inform them of what, if any, parts of
tendered instructions will be given. A party is also
entitled to be informed, upon request, whether the
judge intends to include other particular instructions
in his charge to the jury. The failure of the judge to
comply fully with the provisions of this subsection
does not constitute grounds for appeal unless his
failure, not corrected prior to the end of the trial,
materially prejudiced the case of the defendant.
N.C.G.S. § 15A-1231(b) (2001).
Defendant relies on language in State v. Exum, 343 N.C. 291,
470 S.E.2d 333 (1996), for the proposition that when the in-
chambers conference is not recorded and the nature and content of
the private discussion cannot be gleaned from the record, the
state cannot show the error was harmless beyond a reasonable
doubt, and the court must order a new trial. Id. at 294-96, 470
S.E.2d at 335. Defendant's reliance on Exum is mistaken,
however, because the situation there involved the application of
the harmless error standard to an ex parte in-chambers conference
that implicated defendant's constitutional right to be present at
every stage of the trial. Id. at 294, 470 S.E.2d at 335. Unlike
the situation in Exum, defendant was present at the alleged
charge conference, and challenges only its lack of recordation.
We further note that defendant has failed to establish that
what took place that morning was, in fact, an unrecorded charge
conference and not a clerical session in which the parties and
court personnel attempted to get the instructions into a written
format suitable for the jury. Assuming, without deciding, that
it was an unrecorded charge conference, defendant is required to
show he was materially prejudiced by any such conference in orderto be entitled to a new sentencing hearing. See N.C.G.S. §
15A-1231(b). Defendant cannot show that anything that might have
occurred during the unrecorded proceedings materially prejudiced
his case because appellate review of defendant's case has not
been thwarted.
In State v. Wise, 326 N.C. 421, 390 S.E.2d 142, cert.
denied, 498 U.S. 853, 112 L. Ed. 2d 113 (1990), this Court
addressed the requisite showing of material prejudice for
purposes of an alleged violation of the recordation requirement
under section 15A-1231(b). Id. at 432, 390 S.E.2d at 149. We
held in Wise that where both sides indicated they were satisfied
with the charge, defendant cannot show material prejudice from
the failure to record the charge conference. Id. As in Wise,
defendant in the instant case may not assign error to the lack of
recordation where he had the opportunity to object to the charge
but declined to do so. See, e.g., State v. Bacon, 326 N.C. 404,
412, 390 S.E.2d 327, 331 (1990) (defendant failed to show
material prejudice where trial court summarized unrecorded
proceeding into the record and defendant declined court's offer
to object).
The substance of any rulings made by the trial court at an
unrecorded conference would be evident from the record of the
trial court's charge to the jury. Meaningful appellate review is
not thwarted where the legal arguments of counsel are not
recorded because it is the trial court's actual instructions that
facilitate appellate review. Cf. State v. Blakeney, 352 N.C.
287, 307, 531 S.E.2d 799, 814 (2000) (defendant's argument thatunrecorded bench conference on admissibility of evidence rendered
appellate review impossible was rejected because it is the trial
court's evidentiary rulings, the substance of which is apparent
based on the resulting admission of evidence, not the arguments
of counsel, that facilitate review), cert. denied, 531 U.S. 1117,
148 L. Ed. 2d 780 (2001). In any event, the lack of recording of
a charge conference does not necessarily preclude meaningful
appellate review because it does not prevent a defendant from
assigning error to the trial court's jury instructions, as
defendant has done in the instant case.
[14]Defendant alleges further that the trial court
prejudiced him with regard to proposed instructions for
aggravating circumstances. After the state submitted its
proposed aggravating circumstances, the court stated, All right.
Well, look at the pattern jury instructions particularly on
(e)(3) and (e)(5) because, as I see, there's wording there that
you may want to have me give. Defendant contends that by
offering assistance to the state, the court stepped out of its
requisite neutral role and became an advocate for the state.
Furthermore, defendant speculates that the trial court continued
in its role as an advocate for the state during the alleged
unrecorded charge conference. Defendant argues that this
prejudiced him because it resulted in the trial court's
ultimately giving more detailed pattern instructions on the
aggravating circumstances. Defendant has not assigned error to
the trial court's alleged advocacy even though it is found in the
recorded portion of the proceedings. Defendant also has notassigned error to the pattern instructions given by the trial
court on any grounds. Defendant's unsupported argument on this
issue is without merit and is not properly preserved for our
review. See N.C. R. App. P. 10(b)(1) and (2). As regards this
portion of defendant's argument, we hold the trial court did not
err.
[15]Defendant next assigns error to the trial court's
failure to intervene ex mero motu during the state's closing
argument during the sentencing proceeding. Defendant argues that
he was prejudiced by the state's disparaging remarks about
defendant's expert witness and by the state's exhortation to the
jury to disregard defendant's right to an individualized
sentencing proceeding. Because defendant did not object at trial
to the state's arguments to which he now assigns error, he must
show that the alleged impropriety was so gross that the trial
court abused its discretion in not intervening ex mero motu. See
Cummings, 353 N.C. at 296-97, 543 S.E.2d at 858-59.
During the sentencing phase, defendant introduced the
testimony of Dr. Jerry Sloan, a psychiatrist. Dr. Sloan
testified to defendant's history of mental disorders and the
present nature of defendant's mental problems. During cross-
examination, Dr. Sloan testified that he spent a total of ninety
minutes with defendant. Dr. Sloan also testified that he spent
about sixty minutes with defendant's parents and an unstated
amount of time reviewing defendant's mental health records.
During his closing argument, the prosecutor referred to the
90-minute evaluation, on several occasions referred to Dr. Sloanas the 90-minute specialist, and once referred to Dr
. Sloan as
the 90-minute man.
Although control of the jury argument is left to the
discretion of the trial judge and counsel is allowed wide
latitude in the closing argument of hotly contested cases, State
v. Fullwood, 343 N.C. 725, 740, 472 S.E.2d 883, 891 (1996), cert.
denied, 520 U.S. 1122, 137 L. Ed. 2d 339 (1997), the substance of
these arguments is dictated by statute:
During a closing argument to the jury an attorney may
not become abusive, inject his personal experiences,
express his personal belief as to the truth or falsity
of the evidence or as to the guilt or innocence of the
defendant, or make arguments on the basis of matters
outside the record except for matters concerning which
the court may take judicial notice.
N.C.G.S. § 15A-1230(a). Defendant complains that the state's
characterization undermined Dr. Sloan's credibility and
insinuated that the jury should ignore the fact that defendant
had been mentally ill since he was thirteen years old.
After careful review of the record, we conclude that the
state's argument was proper and that the references to
Dr. Sloan's examination were aimed at questioning his ability to
make a meaningful and accurate diagnosis of defendant based on
spending ninety minutes with him. See State v. Norwood, 344 N.C.
511, 536, 476 S.E.2d 349, 361 (1996) (not improper for the state
to impeach the credibility of an expert during closing argument),
cert. denied, 520 U.S. 1158, 137 L. Ed. 2d 500 (1997). Even
though Dr. Sloan spent more than ninety minutes evaluating
defendant's case, including time spent with his parents and with
defendant's mental health records, the state's argument wasclearly focused only on the ninety minutes spent with defendant.
Defendant's allegation that he was prejudiced by the
suggestion that jurors disregard Dr. Sloan's testimony is belied
by the fact that the jury found the existence of the (f)(2) and
(f)(6) mitigating circumstances: that the murder was committed
while defendant was under the influence of mental or emotional
disturbance and that defendant's capacity to conform his conduct
to the requirements of the law was impaired. We are convinced
that by finding these statutory mitigating circumstances, members
of the jury considered Dr. Sloan's testimony to be compelling
and, more important for purposes of defendant's argument, that
they found the state's characterization of Dr. Sloan insufficient
to negate the compelling nature of his expertise.
[16]Defendant also challenges the state's characterization
of the capital sentencing proceeding as a rigid procedure and a
tightly structured process, this time during the state's
sentencing proceeding closing argument. Defendant also
challenges the state's admonition to the jury that
[i]t's important . . . that y'all do your duty as a
jury. You know, the law has got to treat everybody the
same, and that's why we've got this tightly structured
process that you go through. That's why it's important
that you stay within the parameters of that process.
Defendant argues the impropriety of the state's remarks should be
characterized as gross because such comments invited the jury
to disregard defendant's right to an individualized sentencing
proceeding and implied that the jury could not consider or be
compassionate regarding defendant's culpability. See California
v. Brown, 479 U.S. 538, 545, 93 L. Ed. 2d 934, 942 (1987)(O'Connor, J., concurring) (principles of guided discretion and
individualized consideration are necessary elements in a moral
inquiry into the culpability of the defendant).
Viewed in its original context, the prosecutor's argument
proposed only that rules must be applied to capital sentencing
and stressed that the jurors not base their decision on
impermissible grounds. See State v. Rouse, 339 N.C. 59, 93, 451
S.E.2d 543, 561-62 (1994) (holding that the prosecutor may make
statements during closing arguments discouraging the jury from
sympathy unrelated to the evidence affecting its decision), cert.
denied, 516 U.S. 832, 133 L. Ed. 2d 60 (1995); see also Brown,
479 U.S. at 542-43, 93 L. Ed. 2d at 940-41 (instruction informing
the jurors that they must not be swayed by mere sentiment,
conjecture, sympathy, passion, prejudice, public opinion, or
public feeling does not by itself violate the Eighth and
Fourteenth Amendments to the United States Constitution).
Defendant cites concerns noted in Gregg v. Georgia, 428 U.S.
153, 49 L. Ed. 2d 859 (1976), discussing Furman v. Georgia, 408
U.S. 238, 33 L. Ed. 2d 346 (1972), that the penalty of death not
be imposed in an arbitrary or capricious manner . . . are best
met by a system that provides for a bifurcated proceeding at
which the sentencing authority is apprised of the information
relevant to the imposition of sentence and provided with
standards to guide its use of the information. Id. at 195, 49
L. Ed. 2d at 887. Defendant further cites language from Godfrey
v. Georgia that such guidance is sufficient only if it
channel[s] the sentencer's discretion by '[]clear and objectivestandards[,]' [Gregg, 428 U.S. at 198, 49 L. Ed. 2d
at 888
(quoting Coley v. State, 231 Ga. 829, 834, 204 S.E.2d 612, 615
(1974)),] that provide 'specific and detailed guidance,'
[Proffitt v. Florida, 428 U.S. 242, 253, 49 L. Ed. 2d 913, 923
(1976),] and that 'make rationally reviewable the process for
imposing a sentence of death[,]' [Woodson v. North Carolina, 428
U.S. 280, 303, 49 L. Ed. 2d 944, 960 (1976)]. Godfrey v.
Georgia, 446 U.S. 420, 428, 64 L. Ed. 2d 398, 406 (1980).
Contrary to defendant's assertion, we perceive the
prosecutor's remarks as attempting to move the jury toward, not
away from, the directives of Furman. By characterizing the
process as tightly structured or rigid, the prosecutor was
merely conveying the notion that the legislature has made
rationally reviewable the weighty deliberative process involved
in capital cases by calling attention and giving meaning to the
three-step procedure outlined in section 15A-2000(c)(3). Rather
than running contrary to the dictates of Furman--that the death
penalty must be administered in a nonarbitrary fashion--the
prosecutor's remarks channeled the jury's deliberative process
toward the guideposts outlined in section 15A-2000(c)(3).
(See footnote 2)
Moreover, defendant had the opportunity during closing argument
to direct the jury's attention to the fact that it is wholly
within the discretion and individualized consideration of each
juror to decide whether a statutory aggravator is warranted bythe evidence beyond a reasonable doubt, whether the aggravating
circumstances are sufficiently substantial to call for the
imposition of the death penalty, and whether the mitigating
circumstances are insufficient to outweigh any found aggravating
circumstances. Defense counsel did, in fact, make such an
argument to the jury, stating:
And you know, it's a guideline, and you've seen it
right here, the guidelines that you're to follow in
making your decision when you go back into the jury
room. It's not exactly a rigid structure, because
there are 12 of you and each of you bring to this
courtroom your entire life of experience, and you've
heard that you can come up with a mitigating factor,
you can use the ones that we have submitted or, if
there's something else about Keith Wiley that you
believe he's -- this [is] a case less likely for the
death penalty, you can consider that. And that's not,
you know, a tightly structured maze that guides you
right through to only one conclusion. It doesn't. You
are each allowed to be in there.
Defense co-counsel also argued during closing as follows:
Twelve human beings have to go ahead and decide
what level of proof . . . fully satisfies them that the
death penalty is appropriate in this case. If there
was a rigid procedure, we could grab that computer
terminal over there and we could plug in the facts and
the computer terminal could tell us whether or not
Keith Wiley lives or dies, but that's not the way it
works.
Based on the foregoing, we hold that the trial court did not
abuse its discretion in failing to intervene ex mero motu during
the state's closing argument when the prosecutor characterized
the capital sentencing proceeding as rigid or tightly
structured. This argument is meritless.
[17]Defendant next argues the trial court erred by failing
to prevent the jury from double-counting the evidence.
Defendant alleges the evidence supporting the N.C.G.S. § 15A-2000(e)(9) aggravating circumstance, that the murder was
especially heinous, atrocious, or cruel, overlapped with the
evidence supporting two aggravating circumstances submitted under
N.C.G.S. § 15A-2000(e)(5), that the murder occurred during the
commission of robbery with a dangerous weapon and that the murder
occurred during the commission of first-degree kidnapping.
Defendant concedes that there was sufficient evidence to support
robbery and kidnapping as separate aggravating circumstances.
(See footnote 3)
Defendant argues, however, that a reasonable likelihood existed
that the jury relied upon the same evidence in finding the (e)(9)
aggravating circumstance that it relied upon in finding either
the aggravating circumstance that the murder occurred during the
commission of robbery with a dangerous weapon or the aggravating
circumstance that the murder occurred during the commission of
first-degree kidnapping. Even though the trial court gave a
limiting instruction, defendant argues that this instruction was
insufficient to satisfy the requirements of State v. Gay, 334
N.C. 467, 495, 434 S.E.2d 840, 856 (1993), in which this Court
held that the trial court must instruct the jury so as to ensure
that the jurors not use the same evidence to find more than one
aggravating circumstance. Defendant also contends that, although
he did not object to the trial court's instructions to the jury
at the end of the sentencing evidence, the lack of a recorded
charge conference impermissibly hindered his preservation of thisissue for appellate review. Regardless of what transpired during
the unrecorded portion of the trial, we choose to consider this
issue, pursuant to N.C. R. App. P. 2, to avoid a perceived
deprivation of meaningful appellate review.
Upon instructing the jury on all the aggravating
circumstances, the trial court instructed the jury in accordance
with the pattern jury instructions as follows: You are
instructed that the same evidence cannot be used as a basis for
finding more than one aggravating factor. Defendant indicated
his satisfaction with the trial court's instruction by not
objecting at that time and has provided no supporting authority
for his contention that the pattern instruction was insufficient.
We have long held that a jury is presumed to follow the
instructions given to it by the trial court. State v. Jennings,
333 N.C. 579, 618, 430 S.E.2d 188, 208 (citing Francis v.
Franklin, 471 U.S. 307, 324 n.9, 85 L. Ed. 2d 344, 360 n.9
(1985)), cert. denied, 510 U.S. 1028, 126 L. Ed. 2d 602 (1993).
Furthermore, any inadequacy in the instruction may be overcome by
substantial evidence of the especially heinous, atrocious, or
cruel nature of the killing apart from the evidence as to whether
the murder was committed during the commission of first-degree
kidnapping or robbery with a dangerous weapon. Cf. State v.
Moseley, 338 N.C. 1, 56, 449 S.E.2d 412, 445 (1994) (holding that
an error in failing to give any instruction was harmless where
there was clearly sufficient, independent evidence to support
each of the aggravating circumstances in question), cert. denied,
514 U.S. 1091, 131 L. Ed. 2d 738 (1995). Here, the victim was hog-tied and gagged, and his pleas for
help were ignored after he was placed in the trunk of a car. The
victim was tied up again after becoming untied, placed on his
back in a ditch, shot while he pleaded for mercy, and shot again
when defendant handed the weapon over to his accomplice to
finish him off as the victim screamed. The pathologist who
performed the autopsy on the victim noted that the wounds
inflicted on the victim would have been excruciatingly painful.
The record contains a wealth of evidence supporting the (e)(9)
aggravating circumstance that surmounts a challenge to any
alleged inadequacies in the trial court's limiting instruction.
Further, this evidence does not overlap with other evidence
showing that defendant took the victim's car by use of a deadly
weapon and transported the victim to a remote area against his
will for the purpose of inflicting serious bodily harm.
Defendant's argument is nonmeritorious.
[18]Defendant next contends that the trial court erred by
failing to instruct the jury adequately that a sentence of life
imprisonment means life in prison without parole. He also
contends that the error was compounded when the Issues and
Recommendation as to Punishment form erroneously described the
punishment as life in prison, not as life in prison without
parole.
At the beginning of its instructions to the jury during
sentencing, the trial court stated:
All right, members of the jury, having found the
defendant guilty of murder in the first degree, it is
now your duty to recommend to the Court whether the
defendant should be sentenced to death or to lifeimprisonment. Now, again, when I say life imprisonment
I mean life without parole. Your recommendation will
be binding upon the Court. If you unanimously
recommend that the defendant be sentenced to death, the
Court will impose a sentence of death. If you
unanimously recommend a sentence of life imprisonment,
the Court will impose a sentence of life imprisonment
without parole.
(Emphasis added.) Defendant again alludes to his argument that,
although he did not object to the instructions or the Issues and
Recommendation as to Punishment form, the allegedly unrecorded
charge conference precludes meaningful appellate review. Even
though defendant was given a full opportunity to object at the
conclusion of the trial court's instruction but did not do so,
see Wise, 326 N.C. at 432, 390 S.E.2d at 149, we choose to
consider this issue, pursuant to N.C. R. App. P. 2, to avoid a
perceived deprivation of meaningful appellate review.
Defendant's contention mirrors one we recently rejected in
State v. Davis, 353 N.C. 1, 40-41, 539 S.E.2d 243, 269 (2000),
cert. denied, ___ U.S. ___, 151 L. Ed. 2d 55 (2001). In Davis,
the trial court instructed the jury, If you unanimously
recommend a sentence of life imprisonment, the court will impose
a sentence of life imprisonment without parole, but the
defendant argued the phrase was used infrequently or
sporadically. Id. at 41, 539 S.E.2d at 269. Section 15A-2002
requires the trial court to instruct the jury, in words
substantially equivalent to those of this section, that a
sentence of life imprisonment means a sentence of life without
parole. N.C.G.S. § 15A-2002, para. 2 (2001). We held in Davis
that nothing in this section requires the judge to state life
imprisonment without parole every time he alludes to or mentionsthe alternative sentence. Davis, 353 N.C. at 41, 539 S.E.2d at
269.
The trial court in the instant case stated at the beginning
of its instructions to the jury, Now, again, when I say life
imprisonment I mean life without parole, and reiterated this
instruction later, saying, If you unanimously recommend a
sentence of life imprisonment, the Court will impose a sentence
of life imprisonment without parole. We hold that defendant's
right to a fair sentencing proceeding was not violated because
the trial court's instruction met the requirement of section
15A-2002. Defendant's argument therefore fails.
PRESERVATION ISSUES
Defendant raises twelve additional issues that have
previously been decided by this Court contrary to his position:
(1) whether the trial court erred by denying defendant's motions
to disclose the theory upon which the state sought the death
penalty, to receive a bill of particulars, and to dismiss the
short-form indictment; (2) whether the trial court erred by
denying defendant's motion for individual juror voir dire and for
sequestration; (3) whether the trial court erred by denying
defendant's motion to strike the death penalty as
unconstitutional, arbitrary, and facially discriminatory;
(4) whether the trial court erred by failing to prevent the state
from asking questions during voir dire as to whether the death
penalty is a necessary law; (5) whether the trial court erred by
instructing the jury that it could consider during the penalty
phase all the competent evidence submitted in both phases;(6) whether the trial court erred by using the terms
satisfaction and satisfy to define the burden of proof on
mitigating circumstances; (7) whether the trial court erred by
instructing the jury that it had a duty to recommend a sentence
of death if it found that the mitigating circumstances were
insufficient to outweigh the aggravating circumstances and that
the aggravating circumstances were sufficiently substantial to
call for the death penalty; (8) whether the trial court erred by
instructing the jury that its answers to Issues One, Three, and
Four on the Issues and Recommendation as to Punishment form must
be unanimous; (9) whether the trial court erred by using the word
may in its instructions as to mitigating circumstances;
(10) whether the trial court erred in its instructions as to what
each juror may consider with regard to the mitigating
circumstances; (11) whether the trial court erred by denying
defendant's motion to prohibit the state from death-qualifying
the jury; and (12) whether the aggravating circumstance under
section 15A-2000(e)(9) is unconstitutionally vague and overbroad,
both on its face and as applied.
We have considered defendant's contentions on these issues
and find no compelling reason to depart from our prior holdings.
Therefore, we reject these arguments.
PROPORTIONALITY REVIEW
[19]Finally, we must determine: (1) whether the record
supports the aggravating circumstances found by the jury;
(2) whether the death sentence was imposed under the influence of
passion, prejudice, or any other arbitrary factor; and(3) whether the death penalty is excessive or disproportionate to
the penalty imposed in similar cases, considering both the crime
and the defendant. N.C.G.S. § 15A-2000(d)(2).
In the present case, defendant was convicted of first-degree
murder on the basis of malice, premeditation, and deliberation
and under the felony murder rule. At defendant's capital
sentencing proceeding, the jury found the five aggravating
circumstances submitted for its consideration: (1) that
defendant had a previous conviction for felonies involving the
use or threat of violence, N.C.G.S. § 15A-2000(e)(3); (2) that
defendant was previously adjudicated delinquent for committing an
offense that would be a felony involving the use or threat of
violence if committed by an adult, N.C.G.S. § 15A-2000(e)(3);
(3) that the murder was committed during the commission of
robbery with a dangerous weapon, N.C.G.S. § 15A-2000(e)(5);
(4) that the murder was committed during the commission of first-
degree kidnapping, N.C.G.S. § 15A-2000(e)(5); and (5) that the
murder was especially heinous, atrocious, or cruel, N.C.G.S. §
15A-2000(e)(9).
Two statutory mitigating circumstances were found by the
jury: (1) that the murder was committed while defendant was
under the influence of mental or emotional disturbance, N.C.G.S.
§ 15A-2000(f)(2); and (2) that defendant's capacity to conform
his conduct to the requirements of law was impaired, N.C.G.S. §
15A-2000(f)(6). Of the eleven nonstatutory mitigating
circumstances submitted by the trial court, one or more of the
jurors found the following four to have mitigating value: (1) that at the age of thirteen, defendant was admitted to Brynn
Marr Psychiatric Hospital, where he was diagnosed with a mental
disorder and released after only two weeks because his insurance
coverage had expired; (2) that defendant was unconditionally
released from training school, back into society, suffering from
a Psychotic Thought Disorder, thereby making him a danger to
himself and to others; (3) that for approximately two years
between his release from training school and this crime,
defendant did not receive any treatment for his mental illness;
and (4) that defendant has, and has had, a loving and protective
relationship with his brothers.
Having thoroughly reviewed the record, transcripts, and
briefs in the present case, we conclude that the record fully
supports the aggravating circumstances found by the jury. We
find no evidence that the sentence of death was imposed under the
influence of passion, prejudice, or any other arbitrary
consideration. Thus, we now address our final statutory duty of
proportionality review.
The purpose of proportionality review 'is to eliminate the
possibility that a person will be sentenced to die by the action
of an aberrant jury.' Atkins, 349 N.C. at 114, 505 S.E.2d at
129 (quoting Holden, 321 N.C. at 164-65, 362 S.E.2d at 537). In
our proportionality review, we must compare the present case with
other cases in which this Court has ruled upon the
proportionality issue. State v. McCollum, 334 N.C. 208, 240,
433 S.E.2d 144, 162 (1993), cert. denied, 512 U.S. 1254, 129 L.
Ed. 2d 895 (1994). We have found the death penalty to be disproportionate in
seven cases. Benson, 323 N.C. 318, 372 S.E.2d 517; State v.
Stokes, 319 N.C. 1, 352 S.E.2d 653 (1987); State v. Rogers, 316
N.C. 203, 341 S.E.2d 713 (1986), overruled on other grounds by
State v. Gaines, 345 N.C. 647, 483 S.E.2d 396, cert. denied, 522
U.S. 900, 139 L. Ed. 2d 177 (1997), and by State v. Vandiver, 321
N.C. 570, 364 S.E.2d 373 (1988); State v. Young, 312 N.C. 669,
325 S.E.2d 181 (1985); State v. Hill, 311 N.C. 465, 319 S.E.2d
163 (1984); State v. Bondurant, 309 N.C. 674, 309 S.E.2d 170
(1983); State v. Jackson, 309 N.C. 26, 305 S.E.2d 703 (1983). We
conclude that this case is not substantially similar to any case
in which this Court has found the death penalty disproportionate.
This conclusion is supported by several characteristics of
this case. First, the jury found defendant guilty of first-
degree murder under both the felony murder rule and under a
theory of premeditation and deliberation. This is significant
because the presence of premeditation and deliberation indicates
a more calculated and cold-blooded crime. State v. Lee, 335
N.C. 244, 297, 439 S.E.2d 547, 575, cert. denied, 513 U.S. 891,
130 L. Ed. 2d 162 (1994). Second, the jury's finding that the
defendant committed the murder while engaged in the commission of
another violent felony under N.C.G.S. § 15A-2000(e)(5) has been
held to be sufficient, standing alone, to sustain a death
sentence. See Zuniga, 320 N.C. at 274-75, 357 S.E.2d at 923-24.
Here, the jury twice found that this aggravating circumstance
existed.
We also compare this case with the cases in which we havefound the death penalty to be proportionate.
McCollum, 334 N.C.
at 244, 433 S.E.2d at 164. Although this Court reviews all of
the cases in that pool when engaging in our duty of
proportionality review, we have repeatedly stated that we will
not undertake to discuss or cite all of those cases each time we
carry out that duty. Id.; see also State v. Gainey, 355 N.C.
73, 116, 558 S.E.2d 463, 490 (2002) (noting that similarity of
cases is not the last word on the subject of proportionality).
Whether a sentence of death is disproportionate in a particular
case ultimately rest[s] upon the 'experienced judgments' of the
members of this Court. Green, 336 N.C. at 198, 443 S.E.2d at 47
(quoting State v. Williams, 308 N.C. 47, 81, 301 S.E.2d 335, 356,
cert. denied, 464 U.S. 865, 78 L. Ed. 2d 177 (1983)).
Accordingly, we conclude that this case is more similar to cases
in which we have found the death penalty proportionate than to
those in which we have found it disproportionate.
Based on the foregoing and the entire record in this case,
we cannot conclude as a matter of law that the sentence of death
was excessive or disproportionate. We hold that defendant
received a fair trial and capital sentencing proceeding, free
from prejudicial error. Therefore, the judgment of the trial
court sentencing defendant to death must be left undisturbed.
NO ERROR.
Footnote: 1 In his pretrial motion to suppress, d
efendant contended
that his solicitation to commit murder plea was not entered
freely, voluntarily, and knowingly. At the pretrial motion
hearing, defendant did not argue the motion based on due process.
Similarly, prior to sentencing, defendant renewed his motion but
did not argue it on due process grounds. Defendant abandoned his
due process position at trial and cannot now revitalize it on
appeal. See N.C. R. App. P. 10; State v. Larrimore, 340 N.C.
119, 149, 456 S.E.2d 789, 805 (1995); see also Weil v. Herring,
207 N.C. 6, 6, 175 S.E. 836, 838 (1934) (noting that the record
discloses that the cause was not tried upon [the defendant's]
theory, and the law does not permit parties to swap horses
between courts to get a better mount in the Supreme Court.)
Additionally, as noted previously, defendant raised this issue in
a MAR, review of which has already been denied by this Court.
Wiley, ___ N.C. ___, 548 S.E.2d 158.
Footnote: 2 The prosecutor's evenhandedness regarding the sentencing
process is illustrated by the fact that he also stated, You
follow the questions and the answers, and you weigh these
aggravating factors and you weigh the mitigating factors, and
that leads you to the ultimate verdict.
Footnote: 3
Defendant assigned error to the trial court's submission
of the (e)(9) aggravating circumstance on the ground that it was
not supported by the evidence. Because he does not make this
argument in his brief, however, defendant has abandoned this
particular issue. See N.C. R. App. P. 28(a).
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