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STATE OF NORTH CAROLINA
v.
BELVIN E. WAGNER
Appeal pursuant to N.C.G.S. § 7A-30(2) from the
decision of a divided panel of the Court of Appeals, 148 N.C.
App. 658, 560 S.E.2d 174 (2002), finding no error in judgments
entered 17 October 2000 by Albright, J., in Superior Court,
Forsyth County. Heard in the Supreme Court 12 September 2002.
Roy Cooper, Attorney General, by Joan M. Cunningham,
Assistant Attorney General, for the State.
J. Clark Fischer for defendant-appellant.
Rudolph, Maher, Widenhouse & Fialko, by M. Gordon
Widenhouse, Jr., on behalf of the North Carolina
Academy of Trial Lawyers, amicus curiae.
North Carolina Prisoner Legal Services, Inc., by
Kristin D. Parks, amicus curiae.
PER CURIAM.
Defendant Belvin Eugene Wagner was originally arrested
without a warrant when he attempted to purchase cocaine during an
undercover drug operation on 17 July 1998 in which undercover law
enforcement officers used blanched macadamia nuts as fake crack
cocaine. On 17 August 1998, based on an information, defendant
entered a negotiated guilty plea to the offense of attempted
possession of cocaine as an habitual felon. This plea bargain
provided that defendant would receive a minimum sentence of 101
months' imprisonment based on his criminal history, which wascalculated to be at level VI. The trial court entered judgment
sentencing defendant to serve 101 to 131 months' confinement.
Defendant thereafter filed a motion for appropriate
relief asserting that his record level had been improperly
calculated as a level VI when in fact his criminal history
resulted in a level V for sentencing purposes. Concluding that
defendant's plea bargain and guilty plea were based on the
mutual mistake of all parties as to [defendant's] proper record
level for sentencing purposes, the trial court on 10 May 2000,
nunc pro tunc 2 May 2000, vacated and set aside defendant's
guilty plea and the judgment entered thereon.
On 15 May 2000 defendant was indicted for (i) attempt
to possess cocaine, (ii) felonious possession of drug
paraphernalia, and (iii) being an habitual felon. The
paraphernalia on which this charge was based, an antenna used as
a crack pipe, was found on defendant's person on 17 July 1998, at
the time defendant was originally arrested for attempted
possession of cocaine. The prosecutor subsequently offered
defendant a plea bargain of 101 to 131 months' imprisonment, the
same sentence he had received before his plea was vacated.
Defendant rejected this offer of plea. Defendant moved to
dismiss the paraphernalia indictment, claiming unconstitutional
vindictive prosecution and violation of N.C.G.S. § 15A-1335.
Defendant's motion to dismiss was denied.
On 17 October 2000 a jury found defendant guilty of
attempt to possess cocaine, felonious possession of drug
paraphernalia, and being an habitual felon. The trial courtsentenced defendant at level VI to serve two consecutive 135- to
171-month sentences.
Before this Court defendant asserts that the Court of
Appeals erred in upholding these convictions and sentences.
Defendant again contends that the felony drug paraphernalia
indictment after his successful motion for appropriate relief was
based on unconstitutional vindictive prosecution and was in
violation of N.C.G.S. § 15A-1335 and that the subsequent sentence
for attempted possession of cocaine also violated N.C.G.S. § 15A-
1335. Defendant does not challenge the trial court's finding of
a record level VI for his criminal history.
Initially, we note that a jurisdictional issue not
raised in the Court of Appeals has been raised in this Court,
namely, that the 15 May 2000 indictment for felonious possession
of drug paraphernalia is invalid on its face in that the charge
of felonious possession of drug paraphernalia is not supported by
any statute, a fact that the State concedes. N.C.G.S. §
90-95(e)(3), cited in the indictment, does not pertain to drug
paraphernalia. For a court to have jurisdiction, a criminal
offense [must] be charged in the warrant or indictment upon which
the State brings the defendant to trial. State v. Vestal, 281
N.C. 517, 520, 189 S.E.2d 152, 155 (1972). Inasmuch as the
indictment for felonious possession of drug paraphernalia was
facially invalid, the trial court never had jurisdiction over
this charge. Moreover, appellate jurisdiction is derivative of
the trial court's jurisdiction. State v. Earley, 24 N.C. App.
387, 389, 210 S.E.2d 541, 543 (1975); see also State v. Morgan,246 N.C. 596, 599, 99 S.E.2d 764, 766 (1957). Therefore, the
Court of Appeals also lacked jurisdiction to hear defendant's
appeal of the felonious possession of drug paraphernalia
conviction.
Accordingly, for lack of jurisdiction in the trial
court, defendant's conviction for felonious possession of drug
paraphernalia is void and is vacated. Similarly, the opinion of
the Court of Appeals as it pertains to the conviction for
felonious possession of drug paraphernalia is vacated. Having
vacated defendant's conviction for felonious possession of drug
paraphernalia, we do not need to address defendant's assignment
of error challenging the trial court's denial of his motion to
dismiss based on vindictive prosecution.
Defendant was also improperly sentenced for his
conviction for attempt to possess cocaine. N.C.G.S. § 15A-1335
provides:
When a conviction or sentence imposed in
superior court has been set aside on direct
review or collateral attack, the court may
not impose a new sentence for the same
offense, or for a different offense based on
the same conduct, which is more severe than
the prior sentence less the portion of the
prior sentence previously served.
N.C.G.S. § 15A-1335 (2001). Pursuant to this statute a defendant
whose sentence has been successfully challenged cannot receive a
more severe sentence for the same offense or conduct on remand.
In this case, contrary to the State's contention, the
fact that defendant's original conviction resulted from a
negotiated plea bargain rather than a finding of guilty by a jury
is of no consequence. This Court has held that [a] plea ofguilty, accepted and entered by the trial court, is the
equivalent of conviction. State v. Brown, 320 N.C. 179, 210,
358 S.E.2d 1, 22, cert. denied, 484 U.S. 970, 98 L. Ed. 2d 406
(1987). After defendant's plea and sentence were set aside
pursuant to his motion for appropriate relief, a sentence of 135
to 175 months' imprisonment for defendant's conviction at trial
for attempt to possess cocaine was contrary to the mandate of
section 15A-1335 when defendant's original sentence was only 101
to 131 months' imprisonment for the same offense. See State v.
Hemby, 333 N.C. 331, 336-37, 426 S.E.2d 77, 80 (1993).
This case is distinguishable from State v. Wall, 348
N.C. 671, 502 S.E.2d 585 (1998), in that the sentence defendant
initially received pursuant to the plea agreement was a lawful
mitigated sentence for a record level VI offender. Unlike the
defendant in Wall, this defendant by his motion for appropriate
relief did not seek specific performance of a plea bargain
containing an unauthorized sentence. Under section
15A-1340.13(b),
the court shall determine the prior record
sentence for the offender pursuant to G.S.
15A-1340.14. The sentence shall contain a
sentence disposition specified for the class
of offense and prior record level, and its
minimum term of imprisonment shall be within
the range specified for the class of offense
and prior record level, unless applicable
statutes require or authorize another minimum
sentence of imprisonment.
N.C.G.S. § 15A-1340.13(b) (2001). In this case N.C.G.S. §
15A-1335 is an applicable statute requiring another minimum
sentence of imprisonment. Id. In summary, for the reasons stated herein, defendant's
conviction for felonious possession of drug paraphernalia and the
the Court of Appeals' decision as to that conviction are vacated.
As to the judgment for attempted possession of cocaine, the
decision of the Court of Appeals is reversed and remanded to that
court for further remand to the trial court for resentencing in a
manner not inconsistent with this opinion.
VACATED IN PART AND REVERSED AND REMANDED IN PART.
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