All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the North Carolina Reports and North Carolina Court of Appeals Reports, the latest print version is to be considered authoritative.
CORRECTION ORDERED BY THE COURT IN CONFERENCE 6 DECEMBER 2002.
IN RE:
INQUIRY CONCERNING A JUDGE, NO. 240
GREGORY R. HAYES, Respondent
This matter is before the Supreme Court pursuant to
N.C.G.S. § 7A-376 upon a recommendation by the Judicial Standards
Commission entered 16 April 2002 that respondent Gregory R.
Hayes, a judge of the General Court of Justice, District Court
Division, Twenty-Fifth Judicial District of the State of North
Carolina, be removed from office. Considered in the Supreme
Court 12 September 2002.
William N. Farrell, Jr., and James J. Coman, Special
Counsel, for the Judicial Standards Commission.
Sigmon, Sigmon, Isenhower & Poovey, by W. Gene Sigmon
and Nathaniel J. Poovey; and Sigmon, Clark, Mackie,
Hutton, Hanvey & Ferrell, P.A., by E. Fielding Clark,
II, and Forrest A. Ferrell, for respondent-appellant.
WAINWRIGHT, Justice.
This proceeding is before the Court upon the
recommendation of the Judicial Standards Commission that
Gregory R. Hayes (respondent), a judge of the General Court of
Justice, District Court Division, Twenty-Fifth Judicial District,
be removed for willful misconduct in office and for conduct
prejudicial to the administration of justice that brings the
judicial office into disrepute in violation of Canons 1, 2A, and
3A(3) of the North Carolina Code of Judicial Conduct. By letters
dated 18 March 1999, 4 August 1999, and 24 September 1999, theCommission notified respondent that it had ordered a preliminary
investigation into matters involving an equitable distribution
case, sexual advances toward a deputy clerk of court, and
acceptance of gifts and favors from attorneys who appeared before
him, to determine whether formal proceedings should be instituted
against him. The correspondence informed respondent of the
matters to be investigated, that the investigation would remain
confidential in accordance with N.C.G.S. § 7A-377 and Commission
Rule 4, and that respondent had the right to present for the
Commission's consideration any relevant material that he might
choose.
More specifically, the alleged matter addressed in the
letter dated 18 March 1999 was based upon a complaint filed with
the Commission by Morganton, North Carolina, lawyer Larry A.
Ballew. Ballew alleged improprieties in respondent's denial of
his motion to continue an equitable distribution case (Ross v.
Ross, Burke County file number 97 CVD 302) in which Ballew
appeared as counsel. Ballew was later interviewed by an SBI
agent concerning the matters relative to the Ross complaint. It
appears from this interview with Ballew that the focus of the
investigation shifted to matters concerning claims by Tanya Lynn
Isenhour, a deputy clerk in the Burke County Clerk's Office.
Allegations as to respondent's actions toward Isenhour were
addressed in the notice letter dated 4 August 1999 and are the
subject of the instant proceeding. The allegations made by
Ballew concerning the Ross case and the allegations of
respondent's acceptance of gifts and favors from attorneys, ascontained in the 24 September 1999 notice letter to respondent,
were apparently dismissed by the Commission at the preliminary
investigation stage, as no such allegations appear in the
complaint filed subsequent to the investigation.
Special counsel to the Commission filed a verified
complaint against respondent with the Commission on 14 September
2000. Respondent was served with a copy of the notice of
complaint and complaint on 20 September 2000.
The complaint alleged in pertinent part the following:
3. The respondent has subjected a
district court judge and a deputy clerk of
court to verbal statements and physical acts
unbecoming to him and demeaning to the
dignity, integrity, and honor of the judicial
office on the following occasions:
a. While attending a party at Lake
Hickory in the Summer of 1997, the respondent
encountered Judge Nancy L. Einstein and her
13-year old daughter on the dock. The
respondent, who had been drinking, hugged
Judge Einstein and told her he had a hard-
on, indicating he was sexually aroused. The
respondent's statement was made in the
presence of and loud enough to be heard by
Judge Einstein's 13-year old daughter.
b. The respondent held court in Burke
County on July 21, 22, and 24, 1998. After
court concluded on July 21st, the respondent
asked courtroom clerk Tanya L. Isenhour, who
had begun employment as a deputy clerk of the
Burke County Clerk of Superior Court two (2)
months earlier, about her job satisfaction
and marital status. The respondent followed
these inquiries with specific questions
related to whether she went out, where did
she go, and what clothing, including
underwear, did she wear when she went out.
Isenhour told the respondent that her choice
of underwear was none of his business. The
respondent then asked Isenhour to go to the
lake with him on July 24th, but she declined.
On July 22nd, the respondent invited Isenhour
to go to lunch with him, but she declined. Two (2) days later after court ended on July
24th, the respondent renewed his invitation
to Isenhour to go to the lake by asking her
if she had brought her bathing suit. When
Isenhour told the respondent she had no
bathing suit with her because she was not
going to go with the respondent, he suggested
she just wear her bra and panties, but
Isenhour again declined to go. The
respondent did not renew his invitation but
asked for a raincheck and again was refused
by Isenhour.
The respondent next held court in Burke
County on October 27, 28 and 30th, 1998.
Isenhour served as the respondent's courtroom
clerk for that period and went to his
chambers after court on October 30th with
continuance orders for his signature. The
respondent was on the telephone at the time
but signaled Isenhour to stay. When the
respondent completed his call, Isenhour asked
the respondent if he had missed being in
Burke County. The respondent approached
Isenhour and said, I'll show you how much I
missed you. The respondent then grabbed her
hand in his and rubbed her hand against his
genitals, grabbed and rubbed her genitals
with his hand, and asked if she could tell
that he missed her. Isenhour broke free and
protested the respondent's actions, but the
respondent approached her again and tried to
hug her. When Isenhour pushed the respondent
away, he retreated but offered his phone
number and indicated he would like to date
her and have sexual intercourse with her.
Isenhour told the respondent that would not
happen, and she knew all about him. The
respondent demanded an explanation from her,
blocked the door with his hand after grabbing
her wrist, and prevented her from leaving
until she explained herself.
4. The actions of the respondent
constitute willful misconduct in office and
conduct prejudicial to the administration of
justice that brings the judicial office into
disrepute and are in violation of Canons l,
2A, and 3A(3) of the North Carolina Code of
Judicial Conduct.
On 6 October 2000, respondent filed a verified answer,
response, and defenses to the complaint, which provided in
pertinent part as follows:
3. The initial allegations contained in
Paragraph 3 are denied.
a. As to the allegations contained in
Subparagraph 3(a) it is admitted that the
Respondent, Judge Gregory R. Hayes, attended
a party at Lake Hickory in the summer of 1997
and Judge Nancy L. Einstein was present at
the party. It is admitted that the
Respondent, Judge Gregory R. Hayes had a
social alcoholic drink or drinks as did most
guests at the social function including the
Complainant Nancy L. Einstein. It is
specifically denied that the Respondent,
Judge Gregory R. Hayes, hugged Nancy L.
Einstein or made any off-color or
inappropriate remark to or towards her or in
the presence of her daughter. It is further
specifically and emphatically denied that he
made any remark to Nancy L. Einstein or
anyone else concerning the physiological
state of his anatomy or male private parts.
The Respondent, Judge Gregory R. Hayes' wife
was present with the Respondent, Judge
Gregory R. Hayes during the entirety of the
social function and nothing inappropriate was
said or done by the Respondent, Judge
Gregory R. Hayes. The remaining allegations
contained in Subparagraph 3(a) are denied.
b. As to the allegations contained in
Subparagraph 3(b) it is admitted that the
Respondent, Judge Gregory R. Hayes as a Judge
of the General Court of Justice held Court in
Burke County on July 21, 22 and 24, 1998. It
is admitted that the deputy courtroom clerk,
Tanya L. Isenhour, had begun employment as a
deputy clerk under the tenure of the then
Clerk of Court, Iva Rhoney. Tanya L.
Isenhour had begun her employment some two
months earlier. It is admitted that there
were conversations between Judge Gregory R.
Hayes and the deputy clerk regarding her job
satisfaction, her knowledge of the job and
her duties and abilities as well as
conversations concerning her work. The
remainder of the allegations contained in
Subparagraph 3(b) are denied.
As to the allegations contained in the
last paragraph of Paragraph 3 of the
Complaint, it is admitted that the
Respondent, Judge Gregory R. Hayes held Court
in Burke County on October 27, 28 and 30 in
1998 and that the Complainant deputy clerk
served as Courtroom Clerk during that period.
It is admitted that as a part of her official
duties the Complainant deputy clerk, went
into the Judge's Chambers with Continuance
Orders for Judge Hayes' signature. It is
specifically and emphatically denied that the
Respondent, Judge Gregory R. Hayes made any
inappropriate advances towards Tanya L.
Isenhour or inappropriately approached her or
said to her or anyone else I'll show you how
much I missed you, or had made any statement
to her in that context. It is specifically
and emphatically denied that the Respondent,
Judge Gregory R. Hayes had any physical
contact with the Complainant deputy clerk,
Tanya L. Isenhour. It is specifically denied
that Judge Gregory R. Hayes made any sexual
overtures or comments of a sexual nature to
the deputy clerk, Tanya L. Isenhour or that
the deputy clerk, Tanya L. Isenhour made any
statements to him other than statements
having to do with the official conduct of the
Court's business. It is specifically denied
that Judge Gregory R. Hayes made any demands
upon the Complainant deputy clerk, Tanya L.
Isenhour or that he blocked the door in any
way or grabbed her wrist in any way or
prevented her from leaving the Judge's
Chambers.
4. As the offensive actions complained
of did not take place, the conclusions drawn
therefrom are specifically and emphatically
denied. It is further denied that Judge
Gregory R. Hayes took any action which would
constitute willful misconduct in office or
engaged in conduct which would be prejudicial
to the administration of justice or conducted
himself in such a manner that would bring the
judicial office into disrepute or would be in
any way in violation of any of the Canons of
the North Carolina Code of Judicial Conduct.
. . . .
8. Judge Gregory R. Hayes is informed
and believes and upon such information and
belief alleges that Nancy L. Einstein, thedeputy clerk, and Larry Ballew, a Morganton
attorney, have allied themselves in the
making, publishing, and filing of false or
frivolous accusations for the common purpose,
scheme, or design of attempting to have Judge
Gregory R. Hayes wrongfully removed as a duly
elected Judge of the General Court of
Justice.
a. Larry Ballew, a Morganton attorney,
and the complaining attorney in the Ross case
filed a written Complaint against Judge
Gregory R. Hayes. These charges were found
to be unfounded or frivolous by the
Commission.
b. Judge Gregory R. Hayes is informed
and believes that the complaining deputy
clerk is a client of the complaining
attorney, Larry Ballew and was at the time
that the deputy clerk initially filed or
signed an affidavit alleging the false
events.
c. Judge Gregory R. Hayes is informed
and believes and upon such information and
belief alleges that Nancy L. Einstein
subsequent to defeat as a District Court
Judge is going into the private practice of
law with or share offices with Larry Ballew,
the complaining attorney in the Ross case and
that they share a mutual dislike of him which
predates the time of the false acts of which
they have wrongfully accused him.
d. Judge Gregory R. Hayes is informed
and believes that the Complainant deputy
clerk is the political hiree of the defeated
Clerk of Court Iva Rhoney. She was hired
after the election in the waning days of the
Rhoney administration. When she was hired
she lacked the fundamental skills to perform
the duties of her office. She has been
reprimanded for inappropriate dress. Judge
Gregory R. Hayes is further informed and
believes that her charges in part are an
attempt to keep a position for which she is
not qualified.
On 10 October 2000, the Commission served respondent
with a notice of formal hearing concerning the charges alleged.
The Commission conducted the hearing on 16 and 17 November 2000. Respondent was present and was represented by his attorneys of
record. The Commission first addressed allegations that
respondent acted improperly toward a fellow judge at a private
party and determined that there was not clear and convincing
evidence to support these allegations. Accordingly, the
Commission made no findings of fact, conclusions of law, or
recommendation concerning these allegations. The Commission next
addressed allegations of respondent's improper behavior toward
Isenhour. In its recommendation entered 18 January 2001, the
Commission found clear and convincing evidence that respondent's
conduct constituted:
a. conduct in violation of Canons 1, 2A,
and 3A(3) of the North Carolina Code of
Judicial Conduct;
b. conduct prejudicial to the
administration of justice that brings
the judicial office into disrepute as
defined in In re Edens, 290 N.C. 299,
226 S.E.2d 5 (1976); and
c. willful misconduct in office as defined
in In re Nowell, 293 N.C. 235, 237
S.E.2d 246 (1977).
The Commission then recommended that this Court remove respondent
from office.
This matter was filed with this Court on 8 March 2001
and was first heard on 14 May 2001. We noted that the
proceedings leading to the Commission's formal hearing in this
matter produced numerous controversies, including the quashing of
a subpoena compelling the appearance of Larry A. Ballew, a
resident of Georgia licensed to practice law in North Carolina,
and the admission of evidence at the hearing concerningrespondent's alleged verbal misconduct toward Judge Nancy
Einstein at a private party.
As a result of the foregoing, in a mandate dated 7 June
2001, we remanded the matter to the Judicial Standards Commission
for further proceedings. In re Hayes, 353 N.C. 511, 546 S.E.2d
376 (2001). Because the decision by this Court must rest on our
own independent evaluation of the testimony from critical
witnesses in this case, we instructed the Commission as follows:
(1) The Commission shall videotape all
testimony pertaining to the two alleged
incidents involving the deputy clerk.
(2) The Commission shall also videotape
and consider all other relevant evidence,
admissible under the Rules of Evidence, that
bears upon the allegations made by the deputy
clerk.
(3) The Commission shall hear only
evidence relevant to the allegations of the
deputy clerk. The Commission, having
previously determined that there was not
clear and convincing evidence to support the
allegations as to the alleged incident
between respondent and Judge Einstein, should
not consider evidence as to that allegation
at the rehearing.
(4) We reverse the decision to quash
the subpoena for attorney Larry A. Ballew.
Id. at 515-16, 546 S.E.2d at 379.
On 18 February 2002, the Commission served respondent
with a notice of rehearing. The Commission conducted the hearing
on 27 and 28 February and 1 March 2002, after which the
Commission, in its recommendation entered 16 April 2002, made the
following finding of fact based on evidence as to Paragraph 3(b)
of the complaint: 10. The respondent held court in Burke
County on July 21, 22, and 24, 1998.
Tanya L. Isenhour (Isenhour), a 22 year old
female who began employment as a deputy clerk
of the Burke County Clerk of Superior Court
on May 19, 1998, served as the respondent's
courtroom clerk. During the first two (2)
days of that time period, the respondent
engaged Isenhour in a conversation which he
began with general inquiries about her
marital status and family and followed with
specific inquiries about more personal,
intimate matters, including whether and where
did she go when she went out, what clothing
did she wear when she went out, and whether
she wore underwear when she went out. The
respondent invited Isenhour to go to the lake
with him on July 24th, but she declined and
told him she would want to take her family if
she were to go. After court ended on July
24th, the respondent renewed his invitation
to Isenhour to go to the lake by asking her
if she had brought her bathing suit. When
Isenhour told the respondent she had no
bathing suit with her because she was not
going to go with the respondent, he suggested
she could go in her underwear, but Isenhour
again declined to go.
The respondent next held court in Burke
County on October 27, 28, and 30, 1998.
Isenhour served as the respondent's courtroom
clerk for that period and went to his
chambers after court on October 30th with
continuance orders for his signature. The
respondent was on the telephone at the time
but signaled Isenhour to stay. When the
respondent completed his call, Isenhour
exchanged pleasantries with him and asked the
respondent if he had missed being in Burke
County. The respondent approached Isenhour
and said, I'll show you how much I missed
you. The respondent then took her hand,
placed her hand on his genitals, and rubbed
her hand against his genitals; placed his
other hand on her genitals and rubbed her
genitals with his hand; and asked if she
could tell that he missed her. Isenhour
pushed the respondent away and exclaimed that
he was going to cost her her job. The
respondent approached her again and tried to
hug her. At that point Isenhour told the
respondent that she knew about his
relationship with another deputy clerk. Blocking the door with one hand and holding
Isenhour's wrist with the other hand, the
respondent demanded that Isenhour explain how
she learned of the relationship, prevented
her from leaving until she revealed the
source of her information, and warned her not
to tell anyone what had just occurred,
implying adverse consequences to her if she
did so.
The Commission then concluded on the basis of clear and
convincing evidence that respondent's conduct as found in finding
of fact number 10 constituted:
a. conduct in violation of Canons 1, 2A,
and 3A(3) of the North Carolina Code of
Judicial Conduct;
b. conduct prejudicial to the
administration of justice that brings
the judicial office into disrepute as
defined in In re Edens, 290 N.C. 299,
226 S.E.2d 5 (1976); and
c. willful misconduct in office as defined
in In re Nowell, 293 N.C. 235, 237
S.E.2d 246 (1977).
The Commission then recommended that this Court remove respondent
from judicial office.
The Judicial Standards Commission is created by
statute. N.C.G.S. § 7A-375 (2001). The Commission investigates
complaints against sitting judges and candidates for judicial
office. N.C.G.S. § 7A-377(a) (2001). Commission members act as
jurors and make findings of fact. The Commission may compel the
attendance of witnesses and the production of evidence; conduct
hearings; and recommend to this Court what disciplinary action,
if any, should be taken. Id. The Commission serves 'as an arm
of the Court to conduct hearings for the purpose of aiding the
Supreme Court in determining whether a judge is unfit orunsuitable.' In re Tucker, 348 N.C. 677, 679, 501 S.E.2d 67, 69
(1998) (quoting In re Hardy, 294 N.C. 90, 97, 240 S.E.2d 367, 372
(1978)). However, final authority to discipline judges lies
solely with the Supreme Court. In re Peoples, 296 N.C. 109,
146-47, 250 S.E.2d 890, 911-12 (1978) (discussing the authority
of the Commission and disciplinary proceedings), cert. denied,
442 U.S. 929, 61 L. Ed. 2d 297 (1979). [Sections 7A-376 and
7A-377] authorize and empower the Court, unfettered in its
adjudication by the recommendation of the Commission, to make the
final judgment whether to censure, remove, remand for further
proceedings, or dismiss the proceeding. Hardy, 294 N.C. at
97-98, 240 S.E.2d at 373.
The Commission's recommendations are not binding upon
this Court. Nowell, 293 N.C. at 244, 237 S.E.2d at 252. In
reviewing the Commission's recommendations pursuant to N.C.G.S. §
7A-376, this Court acts as a court of original jurisdiction,
rather than in its usual capacity as an appellate court.
Peoples, 296 N.C. at 147, 250 S.E.2d at 912. We consider the
evidence and then exercise independent judgment as to what
discipline, if any, is appropriate. Nowell, 293 N.C. at 244, 237
S.E.2d at 252. Each case arising from the . . . Commission is
to be decided upon its own facts. In re Kivett, 309 N.C. 635,
664, 309 S.E.2d 442, 459 (1983).
The quantum of proof required in proceedings before the
Commission is proof by clear and convincing evidence: a burden
greater than that of proof of a preponderance of the evidence andless than that of proof beyond a reasonable doubt. Nowell, 293
N.C. at 247, 237 S.E.2d at 254.
Removal of a judge is a matter of the most serious
consequences.
[The judge] is, thereby, not only deprived of
the honor, power and emoluments of the office
for the remainder of his term, but is also
permanently disqualified from holding further
judicial office in this State and G.S. 7A-376
expressly provides that he receives no
retirement compensation, regardless of how
many years he has served with fidelity and
distinction or how much he had paid into the
State Retirement Fund pursuant to the
provisions of the Retirement Act.
Hardy, 294 N.C. at 100-01, 240 S.E.2d at 374 (Lake, J.,
concurring in part and dissenting in part). Justice Lake added:
The more serious consequence is that the
people, who elected him to be their judge,
are deprived of his services for the
remainder of his term. It is not a light
thing for this Court to assume the power to
say to the people of North Carolina, You
have lawfully elected this judge, but we have
determined that he cannot serve you.
Id. at 101, 240 S.E.2d at 374-75.
Respondent first argues that he was denied due process
and a fair hearing before the Commission when four members of the
Commission who had heard the previous proceeding and had voted to
remove respondent failed to recuse themselves. Respondent notes
that unbiased and objective fact-finders are critical when a case
turns on the credibility of two antagonists, only one of whom is
telling the truth. These same four members comprised the
majority in recommending respondent's removal upon the rehearing.
Respondent contends that although the Commission determined in
the first hearing that the allegations concerning Judge Einsteinwere not supported by clear and convincing evidence, the
Commission members were exposed to damaging collateral evidence
that may have prejudiced their views.
Even though the matter is reviewed by this Court,
fundamental due process and fundamental fairness are required at
every stage and every junction of the proceeding. Respondent
argues that the four members should have recused themselves
because these members had already recommended removal, and it
would be very unlikely that these members would act fairly,
impartially, and without a predisposition. Respondent further
argues that for the four members to change their recommendation
would require them to admit they were wrong the first time.
In addition, respondent argues that he was deprived of
a fair hearing when the Commission denied respondent's request to
conduct a voir dire of the members of the Commission. Respondent
contends that the Commission's denial of this request made it
impossible for respondent to determine if any of the members had
any bias or prejudice that would impair their ability to render a
fair and impartial recommendation.
The Commission responds that any alleged partiality by
an individual member of the Commission is cured by the final
scrutiny of this Court. The Judicial Standards Commission's
enabling statute provides that [i]n a particular case, if a
member disqualifies himself, or is successfully challenged for
cause, his seat for that case shall be filled by an alternate
member selected as provided in this subsection. N.C.G.S. §
7A-375(c) (emphasis added). This statute contemplates thatrespondent has the right to have an opportunity to conduct a voir
dire of members of the Commission in order to determine if any of
the members should be challenged for cause.
In this case, while the better practice would have been
for the Commission to allow a voir dire of its members to
determine if any of them should be challenged for cause, this
issue is not the basis on which we decide this matter.
Respondent next argues that he was denied his due
process and equal protection rights guaranteed by the
Constitutions of both North Carolina and the United States
because the mechanism for censure and removal of a member of the
judiciary is fundamentally flawed. In addition, respondent
argues that the rules of the Judicial Standards Commission do not
afford basic procedural guidelines within which to conduct a
defense or to contest the Commission's evidence because of the
lack of meaningful rules of evidence, procedure, and discovery.
Although respondent concedes that this Court has
previously determined that the statutes governing the Judicial
Standards Commission, N.C.G.S. ch. 7A, art. 30 (2001), are
constitutional and comport with due process, see, e.g., Nowell,
293 N.C. 235, 237 S.E.2d 246, he urges this Court to overrule
these earlier cases. Respondent argues that the rules of the
Judicial Standards Commission do not provide respondent or any
similarly situated judge adequate basic procedural guidelines
within which to conduct a defense, put forth evidence, conduct
discovery, or otherwise prepare for a hearing. The Commission
argues that respondent concedes that this Court has held thatarticle 30 of chapter 7A of our General Statutes is
constitutional and is not violative of due process, and argues
that we should not overrule these precedential cases.
This Court has stated that review of a Judicial
Standards Commission proceeding is a most serious undertaking by
this Court. Kivett, 309 N.C. at 673, 309 S.E.2d at 464. As
noted above, this Court makes its own independent evaluation of
the record evidence; finds the facts as they exist; makes
conclusions of law based thereon; and makes the ultimate
determination as to whether it should censure, remove, or decline
to do either. Nowell, 293 N.C. at 246, 237 S.E.2d at 253. Thus,
notwithstanding the fact that the Commission has made findings of
fact and conclusions of law, this Court must review the record
presented by the Commission and make its own independent findings
and conclusions and decide the appropriate sanction, if any. The
Nowell decision and its progeny recognize the constitutional
deficiencies in the statutes governing the Judicial Standards
Commission, but reconcile those deficiencies by relying on this
Court as the ultimate finder of fact and arbiter of the truth.
Caselaw makes clear that the obvious constitutional problems with
the process are cured because the Commission makes only a
recommendation. Nowell, 293 N.C. at 244, 237 S.E.2d at 252-53;
see also Kivett, 309 N.C. at 671, 309 S.E.2d at 463.
We recognize that the procedures in place for
investigating judicial complaints are far from perfect. There
are constant efforts underway to improve the process, and this
Court is and remains amenable to rule changes and safeguards. Again, however, we do not feel that resolution of these issues is
necessary for a proper determination of this matter.
Furthermore, all the courts of this state, including the
appellate courts, will avoid constitutional questions, even if
properly presented, where a case may be resolved on other
grounds. See State v. Crabtree, 286 N.C. 541, 543, 212 S.E.2d
103, 105 (1975).
Respondent finally argues that the witnesses gave
conflicting testimony that, when subjected to routine methods of
determining credibility, does not rise to the level of clear and
convincing proof. Respondent contends that, based upon the
evidence before the Commission, there is not sufficient evidence
of conduct prejudicial to the administration of justice bringing
the office into disrepute as defined in Edens, 290 N.C. 299, 226
S.E.2d 5, or of wilLful misconduct in office as defined in
Nowell, 293 N.C 235, 237 S.E.2d 246.
We briefly review the evidence. Respondent is a duly
elected district court judge of North Carolina's Twenty-Fifth
Judicial District. He was elected in 1994 and reelected without
opposition in 1998.
(See footnote 1)
Isenhour began her employment with the Burke County
Clerk's Office on 19 May 1998, when she was twenty-two years old.
Isenhour was hired by Burke County Clerk of Court Iva Rhoney
after Rhoney's defeat in the 1998 primary. Isenhour had no prior
experience as a clerk. She had been terminated from her previousemployment, Bauer Industries, for not coming to work. She
remained unemployed from September 1997 until May 1998.
Isenhour alleged that on July 21, 22, and 24, 1998,
respondent engaged her in inappropriate conversation regarding
her dress and personal life. She testified that respondent
invited her to a lake party on 24 July 1998, which invitation she
declined. Isenhour admitted that bailiff Vernon Fleming and
lawyer Talton Dark were present when this lake invitation
conversation took place, but both Vernon Fleming and Talton Dark
testified that they did not hear any conversation of this nature.
Isenhour further admitted that she never told her immediate
supervisor, Lynn Richards, or her boss, Clerk of Court Iva
Rhoney, about this incident until she filed with the Commission
her letter dated 30 June 1999. Isenhour stated that while
respondent heard the Ross case in May 1998, respondent winked and
smiled at her. Marjorie Mundy, an employee of the Administrative
Office of the Courts sent to train Isenhour, and Richard Beyer,
an attorney in the Ross case, testified that they did not witness
any such conduct. Mundy further testified that knowing Mundy was
new in the area, respondent was very helpful and that Mundy saw
nothing wrong at all. Mundy also testified that Isenhour
dressed inappropriately and that her dresses were too short.
Isenhour also alleged that after court on 30 October
1998, while in chambers, respondent took Isenhour's hand and
placed it on his private parts and with his other hand rubbed her
genitals. Isenhour stated that respondent thereafter prevented
her from leaving and warned her not to tell anyone what hadtranspired. Isenhour admitted on cross-examination that although
the office for the trial court administrator and the district
attorney was next door, she never screamed, but instead, after
these alleged assaults occurred, waited for respondent to sign a
stack of continuance orders. Isenhour did not report this
incident to her supervisor, her boss, or even her boyfriend until
17 February 1999. This was the same day lawyer Ballew and
respondent had a confrontation regarding the Ross case and the
same day that Isenhour became upset after being admonished for
using the bathroom adjacent to respondent's chamber. Isenhour
admitted that when these alleged assaults took place, the doors
to respondent's chamber were unlocked.
Respondent unequivocally denied the accusations made
against him by Isenhour. Less than a year prior to Isenhour's
filing the complaint, respondent convicted and sentenced her
boyfriend for driving while impaired. Isenhour indicated during
cross-examination that she talked with Ballew concerning her
allegations against respondent. Ballew told Isenhour that if she
filed a lawsuit, she would be a very rich woman. Justina Bryan,
one of Isenhour's co-workers, testified that Isenhour got the
idea of filing her complaint with the Commission from watching a
television show. Isenhour told Bryan that because of her filing
the complaint, [A]fter I get through with Judge Hayes, I may not
ever have to work another day in my life. Isenhour testified
that the first time she wrote down what happened was on Saturday,
6 March 1999, one day after Ballew had written his letter to the
Commission. At the first hearing, Isenhour testified that Ballew
told her, After I get through with Judge Hayes on this matter,
I'll never have to work again. At the rehearing, Isenhour
testified specifically that Ballew did not make that statement,
but rather, that he told Isenhour that if she filed a lawsuit,
she could be a very rich woman. At the first hearing, Isenhour
testified that during the lake invitation conversation of July
1998, respondent had told Talton Dark that Isenhour was coming in
her bra and panties. At the second hearing, Isenhour changed her
testimony to say that respondent hollered to Talton Dark that
Isenhour was coming in a bikini. Dark testified that he never
heard respondent holler that statement. Dark acknowledged,
however, that he and respondent were friends and that respondent
had encouraged him to return to Morganton when Dark lost his job.
Although Isenhour noted in her own handwriting on the
skills section of her job application to the clerk's office that
she could speak fluent German, she admitted on cross-examination
that she did not know fluent German. Isenhour further
represented on the application that she knew sign language, but
later admitted that she knew only the signed alphabet.
The Commission submits that there is clear and
convincing evidence to support Isenhour's allegations because, in
addition to the testimony of Isenhour, the Commission heard
corroborating testimony from her co-workers. Justina Bryan
testified that on the day in question, 30 October 1998, Isenhour
appeared visibly upset and shaken. Fellow clerk Gwen Duplain
testified similarly to Isenhour's emotional state, and bailiffButch Jenkins testified that Isenhour asked him not to leave her
alone with respondent. The Commission contends further that this
Court, while not always accepting the recommendation of the
Commission, has generally accepted the Commission's findings as
to the credibility of witnesses. The Commission contends in its
brief that it observed [r]espondent's demeanor during the entire
live proceedings and may have observed clues concerning his
credibility which are not shown on the videotape.
This Court has a duty to remember and consider all of
the evidence whether called to our attention by counsel or not,
for all of the evidence is important. In the present case, we
have scrutinized the record and videotapes of the proceedings,
searching for any clues that might shed light on each witness'
credibility. We found no such clues that proved or disproved
Isenhour's claim. Moreover, because our analysis must be
conducted pursuant to a clear and convincing standard of proof,
we cannot base our decision on mere credibility clues.
We also consider the North Carolina pattern jury
instructions, which are based on decisions of this Court, for in
this case we sit as fact-finders. The pattern instructions
include the following:
The highest aim of every legal contest
is the ascertainment of the truth. Somewhere
within the facts of every case, the truth
abides, and where truth is, justice steps in
garbed in its robes and tips the scales. In
this case you have no friend to reward, you
have no enemy to punish; you have no anger to
appease or sorrow to assuage. Yours is a
solemn duty to let your verdict speak the
everlasting truth.
N.C.P.I.--Crim. 101.36 (1978).
The law requires [the Commission] to
prove each element of this issue by evidence
which is clear . . . and convincing. (On
most issues in civil cases, the law only
requires the parties to prove their issues by
the greater weight of the evidence. That is
not the situation, however, with this issue.
Before [the Commission] is entitled to
prevail, [it] must prove this issue by clear
. . . and convincing evidence.)
Clear . . . and convincing evidence is
evidence which, in its character and weight,
establishes what [the Commission] seeks to
prove in a clear . . . and convincing
fashion. You shall interpret and apply the
words clear[] . . . and convincing in
accordance with their commonly understood and
accepted meanings in everyday speech.
N.C.P.I.--Civil 101.11 (1987).
You are the sole judges of the
credibility of each witness.
You must decide for yourselves whether
to believe the testimony of any witness. You
may believe all, or any part, or none of that
testimony.
In determining whether to believe any
witness you should use the same tests of
truthfulness which you apply in your everyday
lives. These tests may include: the
opportunity of the witness to see, hear,
know, or remember the facts or occurrences
about which the witness testified; the manner
and appearance of the witness; any interest,
bias, or partiality the witness may have; the
apparent understanding and fairness of the
witness; whether the testimony of the witness
is sensible and reasonable; and whether the
testimony of the witness is consistent with
other believable evidence in the case.
N.C.P.I.--Civil 101.15 (1994).
You are also the sole judges of the
weight to be given to any evidence. By this
I mean, if you decide that certain evidence
is believable, you must then determine the
importance of that evidence in the light of
all other believable evidence in the case.
N.C.P.I.--Civil 101.20 (1994).
It is your duty to recall and consider
all of the evidence introduced during the
trial. If your recollection of the evidence
differs from that which the attorneys argued
to you, you should be guided by your own
recollection in your deliberations.
N.C.P.I.--Civil 101.50 (1994)(emphasis added)(footnote omitted).
As we stated succinctly in Kivett, [t]he review of
this proceeding has been a most serious undertaking by this
Court. The preservation of the due administration of justice and
the integrity and independence of the judiciary is one of the
most important responsibilities of this Court. History has
taught that without it, all else fails. Kivett, 309 N.C. at
673, 309 S.E.2d at 464. [T]he proper focus is on, among other
things, the nature and type of conduct, the frequency of
occurrences, the impact which knowledge of the conduct would
likely have on the prevailing attitudes of the community, and
whether the judge acted knowingly or with a reckless disregard
for the high standards of the judicial office. In re Martin,
302 N.C. 299, 316, 275 S.E.2d 412, 421 (1981).
The testimony concerning this serious charge is in
sharp conflict. Based upon our thorough review of the record,
transcripts, videotapes, briefs, pertinent caselaw, and arguments
presented by counsel, we are of the opinion that the evidence,
taken as a whole, is equivocal, contradictory, and, in many
instances, ambiguous. After all the evidence has been
considered, this case is reduced to the question of precisely
what happened, if anything, for a few minutes on the afternoon of
30 October 1998. The testimony of unimpeached witnesses forrespondent, when weighed against the testimony of Isenhour, who
was impeached, as well as the testimony of other unimpeached
witnesses for the Commission, places the evidence in equipoise.
We conclude, therefore, that the evidence does not
establish by clear and convincing proof that respondent has
pursued any course of conduct that demonstrates that he
knowingly and wilfully persist[ed] in indiscretions and
misconduct which this Court has declared to be, or which under
the circumstances [respondent] should [have known] to be, acts
which constitute wilful misconduct in office and conduct
prejudicial to the administration of justice which brings the
judicial office into disrepute, In re Martin, 295 N.C. 291,
305-06, 245 S.E.2d 766, 775 (1978) (emphasis added), thereby
constituting grounds for removal. Id.
For the reasons stated and in the exercise of our
independent judgment on this record, we decline to accept the
recommendation of the Commission. Therefore, this matter is
hereby DISMISSED.
Justices ORR and MARTIN did not participate in the
consideration or decision of this proceeding.
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