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STATE OF NORTH CAROLINA v. JOHN WILLIAMS, JR.
No. 278A99
Appeal as of right pursuant to N.C.G.S. § 7A-27(a) from judgments
imposing sentences of death entered by Farmer, J., on 4 March 1998 in
Superior Court, Wake County, upon jury verdicts finding defendant guilty of
two counts of first-degree murder. On 6 October 2000, the Supreme Court
allowed defendant's motion to bypass the Court of Appeals as to his appeal
of additional judgments. Heard in the Supreme Court 13 September 2001.
Roy A. Cooper, Attorney General, by William P. Hart, Special Deputy
Attorney General, and William B. Crumpler, Assistant Attorney General,
for the State.
William F.W. Massengale and Marilyn G. Ozer for defendant-appellant.
ORR, Justice.
Defendant was indicted 24 February 1997 for assault with a deadly
weapon with intent to kill Shelly Jackson. On 31 March 1997, defendant was
additionally indicted for the first-degree murders of Deborah Jean Elliot
and Patricia Ann Ashe, the first-degree rapes of Jacqueline Crump and
Audrey Marie Hall, first-degree sexual offense against Audrey Marie Hall,
and two counts of assault with a deadly weapon with intent to kill
inflicting serious injury on Jacqueline Crump and Audrey Marie Hall. On
4 August 1997, defendant was indicted in superseding indictments for the
attempted first-degree rapes of Vicki LaVerne Whitaker and Kimberly Yvonne
Warren, assault with a deadly weapon with intent to kill Kimberly Yvonne
Warren, and assault with a deadly weapon with intent to kill inflicting
serious injury on Vicki LaVerne Whitaker. Finally, on 20 October 1997,
defendant was indicted in superseding indictments for an attempt to commit
the first-degree rape of Shelly Jackson and for the first-degree rape of
Patricia Ann Ashe.
A jury found defendant guilty of first-degree murder of Patricia Asheand Deborah Elliot on the basis of premeditati
on and deliberation and under
the felony murder rule. The jury also found defendant guilty of two counts
of first-degree rape of Jacqueline Crump and Audrey Hall, first-degree
sexual offense of Audrey Hall, assault with a deadly weapon of Kimberly
Warren, two counts of assault with a deadly weapon with intent to kill
inflicting serious injury of Jacqueline Crump and Audrey Hall, attempted
first-degree rape of Shelly Jackson, assault with a deadly weapon with
intent to kill Shelly Jackson, and first-degree rape of Patricia Ashe.
The jury found defendant not guilty of two counts of attempted first-
degree rape of Vicki Whitaker and Kimberly Warren and assault with a deadly
weapon with intent to kill inflicting serious injury of Vicki Whitaker.
Following a capital sentencing proceeding, the jury recommended a
sentence of death for each of the murders, and the trial court entered
judgments accordingly. The trial court also sentenced defendant to the
following additional sentences all of which are to be served concurrent to
the sentences of death but consecutive to each other: 480 to 585 months'
imprisonment for the first-degree rape of Audrey Hall; 480 to 585 months'
imprisonment for the first-degree sexual offense of Audrey Hall; 168 to 211
months' imprisonment for assault with a deadly weapon with intent to kill
inflicting serious injury on Audrey Hall; 480 to 585 months' imprisonment
for the first-degree rape of Jacqueline Crump; 145 to 183 months'
imprisonment for assault with a deadly weapon with intent to kill
inflicting serious injury on Jacqueline Crump; 313 to 385 months'
imprisonment for attempted first-degree rape of Shelly Jackson; 59 to 80
months' imprisonment for assault with a deadly weapon with intent to kill
Shelly Jackson; and 150 days' imprisonment for assault with a deadly weapon
of Kimberly Warren.
After consideration of the assignments of error brought forward on
appeal by defendant and a thorough review of the transcript of the
proceedings, the record on appeal, the briefs, and oral arguments, we findno error meriting reversal of defendant's capital convictions or
death
sentences. We also find no error meriting reversal of defendant's
noncapital convictions. However, we remand the case for resentencing on
defendant's noncapital felony convictions at a prior record level V.
With regard to all of the offenses described below as to each victim,
the evidence at trial tended to show the following.
As to Patricia Ashe, defendant was charged with and convicted of
first-degree murder based on premeditation and deliberation and first-
degree rape.
Ashe was a habitual crack cocaine user and possibly a prostitute. On
Sunday, 7 January 1996, Officer G.M. Wright of the Raleigh Police
Department was dispatched to the 1500 block of South Blount Street. A
black male, Rodney Bass, was waving to get the officer's attention. Bass
stated that he had seen a person around the back of the building with no
clothes on. It had been snowing and sleeting off and on throughout the
day. Officer Wright found Ashe's body covered with snow on a bench. The
officer observed a set of footprints near the body. These footprints did
not get close enough to the body to indicate that the person who left them
could have touched the body.
Bass told another officer that he had been drinking in a nearby
vehicle and decided to go for a walk. As he was walking behind the
building, he saw Ashe's body. He got within twenty or thirty feet of the
body and then decided to call the police.
Ashe's body was on the lower portion of the bench, with her feet and
lower body hanging off the edge. Her legs were completely off the end of
the bench, slightly spread, and her knees were bent. She had no clothes on
except white socks. A thermal long-sleeve T-shirt was folded up under her
buttocks, and a pair of jeans was folded under her head. A couple of crack
pipes and a lighter were underneath or just to the side of the bench.
There was snow and ice on Ashe's body, but no snow and ice was underneath
her body. Dr. John Butts performed an autopsy on Ashe's body, and he formed the
opinion that Ashe died as a result of strangulation. She had scrapes and
scratches on both sides of her neck as well as some on the front part of
her neck. She also had some linear scrapes on her back, some scratches on
her left arm, and a small tear in the skin on the right groin area. Some
of the neck scratches were relatively deep with a bit of the skin torn off.
The multiple scratches and scrapes on Ashe's neck indicate that she had
struggled against the perpetrator.
DNA testing was conducted on the vaginal swabs that Dr. Butts took
from Ashe, and a DNA match was found with defendant.
As to Shelly Jackson, defendant was charged and convicted of assault
with a deadly weapon with intent to kill and attempted first-degree rape.
On 4 February 1997, Jackson was at the A.S.K. Store near Moore Square.
She had been drinking and using crack during the day. Around 7:00 p.m.,
Jackson saw defendant leaving William Hargrove's van. Jackson did not know
defendant, but they met and talked for awhile. Defendant mentioned that he
had some cocaine and said, Come go with me to my secret place that I go
to. Jackson agreed to go with defendant, but she said that she did not
want to use any more cocaine for the day. Sex was not discussed in the
conversation.
Defendant led Jackson to a fenced-in lot with abandoned vehicles,
located off West Hargett Street. Defendant and Jackson climbed into an
abandoned truck through a rear roll-up door. As Jackson bent down to put
her purse on the floor, defendant stood behind her, grabbed her around the
neck, and held her from behind. He had what Jackson thought was a razor in
his right hand. Defendant demanded that Jackson take her clothes off, and
she refused. As Jackson screamed, defendant said, Shut up bitch. I gotyou now. I'm going to kill you. Jackson saw a police
car coming down the
street, so she managed to break loose, jump out of the truck, and run to
the police car.
Sergeant T.C. Earnhart of the Raleigh Police Department was working in
the downtown area on 4 February 1997. As he was driving past the back lot
of 612 West Hargett Street about 8:00 p.m., he heard a woman's scream and
realized there was a possible attack in progress. Earnhart got out of his
vehicle and saw a woman, Shelly Jackson, jump out of a truck and run
towards his vehicle. Earnhart testified that Jackson was very frantic
and hysterical and said something to the effect that defendant tried to
cut her and rape her. Jackson's hand was dripping blood. Jackson
testified that defendant was about to cut her throat, so she brought her
hand up, which resulted in her hand being cut.
Earnhart saw someone get out of the back of the truck and run away.
He radioed for assistance, and within ten minutes, defendant was spotted
and apprehended. Defendant was brought back to the crime scene where,
Jackson identified him as her attacker. The police found a box cutter in
defendant's pants pocket, and one officer observed that defendant's
fingernails were particularly long for a male. Defendant had a cut on his
right hand and blood on his shirt, and his blood was found inside the truck
where the attack on Jackson took place.
Further facts necessary to the discussion of the issues raised by
defendant will be presented as needed.
We note at the outset that defendant has presented 244 assignments of
error. While defendant has included a constitutional component to almost
all of his assignments of error, in most instances, he failed to preserve
the constitutional issues at trial and has provided no argument and cited
no cases in support of his constitutional arguments to this Court.
Constitutional issues not raised and passed upon at trial will not be
considered for the first time on appeal.
State v. Lloyd, 354 N.C. 76,86-87, 552 S.E.2d 596, 607 (2001) (citing
State v. Be
nson, 323 N.C. 318,
322, 372 S.E.2d 517, 519 (1988));
see also State v. Anthony, 354 N.C. 372,
389, 555 S.E.2d 557, 571 (2001),
cert. denied, __ U.S. __, __ L. Ed. 2d __,
2002 WL 984307 (June 17, 2002) (No. 01-10030)
. Furthermore, where
defendant includes plain error as an alternative in some of his assignments
of error but does not specifically argue or give support in his brief as to
why plain error is appropriate, we will not address this aspect of his
assignment of error.
See State v. Grooms, 353 N.C. 50, 66, 540 S.E.2d 713,
723 (2000),
cert. denied, ___ U.S. ___, 151 L. Ed. 2d 54 (2001);
see also
N.C. R. App. P. 10(c)(4). Assignments of error not set out in the
appellant's brief, or in support of which no reason or argument is stated
or authority cited, will be taken as abandoned. N.C. R. App. P. 28(b)(6);
see also Lloyd, 354 N.C. at 87, 552 S.E.2d at 607.
JOINDER ISSUES
[1]In defendant's first question presented before this Court, he
contends that the trial court erred when it granted the State's motion to
join the charges against defendant for trial. Defendant contends that
joinder of these charges violated N.C.G.S. § 15A-926(a) and deprived him of
due process guaranteed by the Fifth and Fourteenth Amendments to the United
States Constitution and by Article I, Sections 19, 23, 24, and 35 of the
North Carolina Constitution. Defendant specifically complains that there
were fourteen separate charges involving seven different victims over a
fifteen-month span, and the crimes themselves differed significantly.
Defendant argues that one of the murders was by strangulation, while the
other was by blunt-force head injuries. Also, some of the assaults
involved a box cutter, and others did not. All of the crimes occurred in
areas of Raleigh infested with drugs and poverty, but some of the crimes
occurred indoors and others outdoors. For the reasons stated below, we
conclude that joinder was proper in this case.
N.C.G.S. § 15A-926(a) provides: Two or more offenses may be joined . . . for
trial when the
offenses . . . are based on the same act or transaction or on a
series of acts or transactions connected together or constituting
parts of a single scheme or plan.
N.C.G.S. § 15A-926(a) (2001). In considering a motion to join, the trial
judge must first determine if the statutory requirement of a transactional
connection is met.
State v. Silva, 304 N.C. 122, 126, 282 S.E.2d 449, 452
(1981). Whether such a connection exists so that the offenses may be
joined for trial is a fully reviewable question of law.
State v. Huff, 325
N.C. 1, 22, 381 S.E.2d 635, 647 (1989),
sentence vacated on other grounds,
497 U.S. 1021, 111 L. Ed. 2d 777 (1990). Once the trial court determines
that the offenses have the requisite transactional connection, the court
must determine whether the defendant can receive a fair hearing on each
charge if the charges are tried together.
Id. at 23, 381 S.E.2d at 647.
Furthermore,
[i]f consolidation hinders or deprives the accused of his ability
to present his defense, the charges should not be consolidated.
However, the trial judge's decision to consolidate for trial
cases having a transactional connection is within the discretion
of the trial court and, absent a showing of abuse of discretion,
will not be disturbed on appeal.
Id. (citations omitted).
If in hindsight the court's ruling adversely affected defendant's
defense, the ruling will not be converted into error.
State v. Jackson,
309 N.C. 26, 32, 305 S.E.2d 703, 709 (1983). Defendant's remedy in this
situation would be to make a motion for severance as provided by N.C.G.S. §
15A-927.
Silva, 304 N.C. at 127-28, 282 S.E.2d at 453.
Under N.C.G.S. § 15A-927(a), a defendant must make a motion for
severance of offenses before trial except that he may do so during trial no
later than the close of the State's evidence, if the basis for the motion
is a ground not previously known. Defendant waives his right to severance
if the motion is not made at the appropriate time. N.C.G.S. §
15A-927(a)(1) (2001). If a defendant's pretrial motion for severance is
overruled, he may renew the motion on the same grounds before or at theclose of all the evidence. Any right to severance is waived by fail
ure to
renew the motion. N.C.G.S. § 15A-927(a)(2).
N.C.G.S. § 15A-927(b) further provides that the court must grant a
defendant's motion for severance of offenses whenever:
(1) If before trial, it is found necessary to promote a fair
determination of the defendant's guilt or innocence of each
offense; or
(2) If during trial, upon motion of the defendant or motion of
the prosecutor with the consent of the defendant, it is
found necessary to achieve a fair determination of the
defendant's guilt or innocence of each offense. The court
must consider whether, in view of the number of offenses
charged and the complexity of the evidence to be offered,
the trier of fact will be able to distinguish the evidence
and apply the law intelligently as to each offense.
N.C.G.S. § 15A-927(b). Whether offenses should be severed is within the
sound discretion of the trial judge, and his ruling will not be overturned
unless an abuse of discretion can be shown.
State v. Chandler, 324 N.C.
172, 188, 376 S.E.2d 728, 738 (1989).
The transactional connection required by N.C.G.S. § 15A-926(a) may be
satisfied by considering various factors. Two factors frequently used in
establishing the transactional connection are a common
modus operandi and
the time lapse between offenses.
See, e.g., State v. Chapman, 342 N.C.
330, 343, 464 S.E.2d 661, 668 (1995),
cert. denied, 518 U.S. 1023, 135 L.
Ed. 2d 1077 (1996);
State v. Effler, 309 N.C. 742, 752, 309 S.E.2d 203, 209
(1983);
State v. Bracey, 303 N.C. 112, 118, 277 S.E.2d 390, 394 (1981);
State v. Clark, 301 N.C. 176, 181, 270 S.E.2d 425, 428 (1980).
In this case, the transactional connection was established through
numerous factors. First, all of the victims were either prostitutes or had
at some time exchanged sex for drugs or money. Also, the victims were all
African-Americans and were drug addicts and/or drug users. Defendant's
method of assaulting the victims was by strangulation with his hands that
often left distinct scratches from defendant's long fingernails. All of
the surviving victims, except for Jacqueline Crump because she could not
identify the defendant, stated that defendant was well-mannered prior tothe assaults but that he would snap instantly and begin assaulting
them.
Defendant used a knife or box cutter at some point during the assaults.
Furthermore, the police were able to use DNA evidence to link defendant to
Crump, Ashe, and Hall. All of the offenses occurred within a one-square-
mile area, and the incidents took place in a fifteen- to sixteen-month
span, with the longest time between offenses being close to five months.
Finally, the similarities in these cases were such that the essential
evidence in one case would have been admissible in every other case to
prove intent, plan, or design.
See, e.g., Effler, 309 N.C. at 752, 309
S.E.2d at 209;
State v. Corbett, 309 N.C. 382, 388, 307 S.E.2d 139, 144
(1983);
State v. Greene, 294 N.C. 418, 422-23, 241 S.E.2d 662, 665 (1978).
The evidence disclosed a similar
modus operandi, similar circumstances
with respect to the type of victims, similar location, and a DNA match
between defendant and several of the victims. This Court has stated that
public policy favors consolidation because it
expedites the administration of justice, reduces the congestion
of trial dockets, conserves judicial time, lessens the burden
upon citizens who must sacrifice both time and money to serve
upon juries, and avoids the necessity of recalling witnesses who
would otherwise be called upon to testify only once.
State v. Boykin, 307 N.C. 87, 91-92, 296 S.E.2d 258, 261 (1982) (quoting
Parker v. United States, 404 F.2d 1193, 1196 (9th Cir. 1968),
cert. denied,
394 U.S. 1004, 22 L. Ed. 2d 782 (1969)). We therefore hold that the trial
court did not abuse its discretion in joining these offenses for trial.
[2]In defendant's next question presented, he contends that the trial
court erred when it ruled as inadmissible evidence that defendant sought to
introduce implicating three other men as possible perpetrators in the
Patricia Ashe case. Defendant argues that from October 1995 through
February 1997, the period in which the offenses in this case occurred,
similar crimes had also been committed. Defendant contends that he had
evidence that Rodney Bass, Tyrone McCullers, and Jerry Young were on the
State's suspect list for these other crimes and that they may havecommitted the crimes with which defendant was charged in this case.
However, the trial court entered a written order as follows:
The Court,
ex mero motu, hereby orders the Defendant and
attorneys for the Defendant not to elicit evidence in front of
the jury from any witness relating to other possible suspects
they contend may have committed any of the crimes for which the
Defendant is on trial without prior approval of the Court. Such
evidence is inadmissible unless it points directly to a person's
guilt other than the Defendant and is inconsistent with the
Defendant's guilt.
The trial judge also entered this order orally in court with the parties
present.
'Relevant evidence' means evidence having any tendency to make the
existence of any fact that is of consequence to the determination of the
action more probable or less probable than it would be without the
evidence. N.C.G.S. § 8C-1, Rule 401 (2001). The admissibility of
evidence of the guilt of one other than the defendant is governed now by
the general principle of relevancy.
State v. Cotton, 318 N.C. 663, 667,
351 S.E.2d 277, 280 (1987).
Evidence that another committed the crime for which the defendant
is charged generally is relevant and admissible as long as it
does more than create an inference or conjecture in this regard.
It must point directly to the guilt of the other party. Under
Rule 401 such evidence must tend
both to implicate another
and
[to]
be inconsistent with the guilt of the defendant.
Id. at 667, 351 S.E.2d at 279-80 (citations omitted).
Defendant points to three potential suspects in this case. First,
defendant contends that the trial court erred by not allowing testimony
that Rodney Bass had committed the murder. Bass discovered the body of
Patricia Ashe and called the police. Bass was living in an abandoned truck
about two hundred yards from the crime scene. There was no evidence to
indicate that Bass had committed this crime except for his proximity to the
crime scene. This evidence does not meet the standard as set forth in
Cotton.
Next, with regard to Tyrone McCullers, defendant contends it was error
for the trial court to deny him the opportunity to call McCullers as awitness and then impeach him with Keisha Ward's testimony. Contrary
to
McCullers testimony on
voir dire, Ward testified on
voir dire that she and
McCullers talked about Ashe's death at the warehouse during the snow.
According to Ward, Ashe was supposed to meet McCullers that Friday night at
the King's Motel, where McCullers was staying. Ward stated that McCullers
had seen Ashe's body, and he described the body, particularly as having
scratches on her throat. Ward also testified that McCullers saw Ashe being
dropped off by a gray or black pickup truck.
The credibility of a witness may be attacked by any party, including
the party calling him. N.C.G.S. § 8C-1, Rule 607 (2001). However,
extrinsic evidence of prior inconsistent statements may not be
used to impeach a witness where the questions concern matters
collateral to the issues. Such collateral matters have been held
to include testimony contradicting a witness's denial that he
made a prior statement when that testimony purports to reiterate
the substance of the statement.
State v. Hunt, 324 N.C. 343, 348, 378 S.E.2d 754, 757 (1989) (citation
omitted). Also, it has been established that prior inconsistent statements
may not be used as substantive evidence.
Id. Therefore, the evidence
sought to be introduced by defendant was inadmissible and the trial court
did not err by excluding it.
With regard to Jerry Young, he testified on
voir dire that he met a
prostitute, had sex with her without a condom, strangled her with a cord,
and then left her on Jones Sausage Road. Defendant claims that the trial
judge erred by ruling this testimony inadmissible. However, this evidence
does not tend to implicate Young, nor is the evidence inconsistent with the
guilt of defendant.
See Cotton, 318 N.C. at 667, 351 S.E.2d at 280. Thus,
the trial court did not err in ruling that this evidence was inadmissible.
[3]The next issue defendant brings to the attention of this Court
involves the cross-examination of two witnesses for the State in the Audrey
Hall case. Defendant contends the trial court erroneously sustained the
State's objection to certain questions asked by defendant. First, on
cross-examination of Officer Kevin Carswell of the Raleigh PoliceDepartment, defendant asked whether Carswell had identified an individual
who fit the description given to the police by Hall. The trial court
sustained the State's objection to this question.
Defendant did not make an offer of proof to show what Carswell's
response to the question would have been. Therefore, defendant has failed
to preserve this issue for appellate review under the standard set forth in
N.C.G.S. § 8C-1, Rule 103(a)(2).
See State v. Atkins, 349 N.C. 62, 79, 505
S.E.2d 97, 108 (1998),
cert. denied, 526 U.S. 1147, 143 L. Ed. 2d 1036
(1999). The answer to defendant's question was not evident, and [t]he
substance of the excluded testimony was not necessarily apparent from the
context within which the question was asked; therefore, an offer of proof
was necessary to preserve this issue for appeal.
State v. Braxton, 352
N.C. 158, 184, 531 S.E.2d 428, 443 (2000),
cert. denied, 531 U.S. 1130, 148
L. Ed. 2d 797 (2001);
see also Atkins, 349 N.C. at 79, 505 S.E.2d at 108;
State v. Geddie, 345 N.C. 73, 95-96, 478 S.E.2d 146, 157 (1996),
cert.
denied, 522 U.S. 825, 139 L. Ed. 2d 43 (1997).
Also, even if Carswell had answered defendant's question
affirmatively, one can only speculate who Carswell would have identified.
Thus, the trial court did not err in sustaining the State's objection.
Next, on cross-examination of Jerry Jones, defendant questioned as
follows:
Q. The police interviewed you on January the 6th, 1996, didn't
they?
A. They could have.
Q. They interviewed you because you were a suspect in the Pat
Ashe murder?
[PROSECUTOR]: Objection.
THE COURT: Objection sustained.
The trial judge then excused the jury in order to allow defendant to
question Jones on
voir dire. Defendant argues that this evidence went to
the credibility and bias of the witness. However, during
voir dire,defendant did not ask Jones whether the police interviewed him b
ecause he
was a suspect in the Ashe murder. Jones did say that he was interviewed by
the police on 6 January 1996, but the question that was objected to was
whether Jones was being interviewed because he was a suspect in the case.
Thus, defendant did not make an offer of proof on this specific question,
and therefore, this assignment of error was not preserved for appeal.
Also, the mere fact of Jones being interviewed by the police does not raise
an issue concerning the credibility or bias of a witness.
[4]Defendant's next question presented concerns testimony from
Detective J.D. Turner with regard to the Deborah Elliot case. Defendant
argues that it was error for the trial court to exclude certain hearsay
testimony from Turner regarding his interview with Donald Jones. The trial
court ruled that Jones was unavailable under N.C. R. Evid. 804(a)(5) and
then allowed defendant to make an offer of proof outside the presence of
the jury. On
voir dire, Turner testified that Jones told him that Jones
had seen Deborah Elliot alive on Christmas day, the day before the
discovery of her body in the Pine State building. Defendant contends that
this evidence was crucial because if Elliot was killed on Christmas day,
then defendant had an alibi.
North Carolina Rule of Evidence 804(b) provides for certain exceptions
to the hearsay rule when the declarant is determined to be unavailable
under North Carolina Rule of Evidence 804(a). Rule 804(b)(5) reads, in
part, as follows:
(5) Other Exceptions. -- A statement not specifically covered by
any of the foregoing exceptions but having equivalent
circumstantial guarantees of trustworthiness, if the court
determines that (A) the statement is offered as evidence of
a material fact; (B) the statement is more probative on the
point for which it is offered than any other evidence which
the proponent can procure through reasonable efforts; and
(C) the general purposes of these rules and the interests of
justice will best be served by admission of the statement
into evidence.
N.C.G.S. § 8C-1, Rule 804(b)(5) (2001). Under this rule, once the trial
court finds that the declarant is unavailable under N.C. R. Evid. 804(a),the trial judge must engage in a six-part inquiry to determine the
admissibility of the hearsay evidence under this exception.
State v.
Triplett, 316 N.C. 1, 8-9, 340 S.E.2d 736, 741 (1986).
First, defendant did not establish that Jones' testimony possessed
equivalent circumstantial guarantees of trustworthiness.
At one point
during the
voir dire of Turner, he was asked whether Jones had changed his
story about whether he had seen Elliot on Christmas day. Turner testified
that Jones had initially stated that he was 100% sure that he had seen
Elliot alive on Christmas day, but later stated that he was 85% sure.
Also, Ireace Small testified that she saw Elliot on Christmas day. In this
case, the testimony of Small, an eyewitness, was more probative than Jones'
hearsay statement regarding Elliot being alive on Christmas day.
See
N.C.G.S. § 8C-1, Rule 804(b)(5)(B). Moreover, the trial judge specifically
concluded that the general purposes of these rules and the interests of
justice will not be best served by the admission of [Jones'] statement.
Thus, defendant has not shown error on this issue.
[5]Defendant next contends that the trial court erred in sustaining
the State's objections to two questions that defendant asked Detective J.R.
Poplin on cross-examination with respect to the Patricia Ashe case.
Defendant also contends the trial court erred by overruling his motion to
strike certain testimony that Detective Poplin gave on redirect
examination.
First, defendant asked Detective Poplin whether he considered
impotence or the use of a condom in his investigation of the Ashe murder.
Defendant's objective was allegedly to show that if the perpetrator was
impotent or used a condom, then his DNA would not be found in the victim.
Defendant then asked Detective Poplin, In your investigation of Rodney
Bass did you consider impotence? The trial court sustained the State's
objection to this question. Also, in referring to another possible
perpetrator, defendant asked Detective Poplin if [o]n January 4th, 1996 aprostitute was found strangled but alive on Jones Sausa
ge Road. Once
again, the trial court sustained the State's objection to this question.
Subsequent to these two objections being sustained, defendant made an offer
of proof. Defendant showed that Detective Poplin did not take into account
impotence when attempting to eliminate Rodney Bass as a suspect. Defendant
also showed that Detective Poplin investigated and found that Jerry Wayne
Young strangled a prostitute on Jones Sausage Road on 4 January 1996.
After hearing defendant's offer of proof as to both questions, the
trial court sustained both objections to this evidence, stating that
[N]either the State [n]or the defendant may present evidence that
some other person may have committed the crime that the defendant
is charged with, unless the evidence points directly to another
person's guilt and is inconsistent with the defendant's guilt. .
. . There's no evidence that the court sees that -- or the
evidence presented does not point to anybody else's guilt of the
crime the defendant is charged with.
See also Cotton, 318 N.C. at 667, 351 S.E.2d at 279-80. We agree with the
trial court's ruling as to both of the questions defendant asked Detective
Poplin. Considering all of the evidence against defendant and the fact
that defendant's DNA was found on vaginal swabs taken from Ashe, we hold
that defendant has not carried his burden to show that there was evidence
which tends
both to implicate another
and [to] be inconsistent with the
guilt of the defendant.
Id. Therefore, we conclude that the answers by
Detective Poplin were irrelevant under N.C.G.S. § 8C-1, Rule 401.
Defendant also complains that the trial court erred by overruling his
motion to strike certain testimony that Detective Poplin gave on redirect
examination, which proceeded as follows:
Q. And you've been asked a number of questions about different
people that you spoke with and different people that you
interviewed, and people that may have been a suspect or suspects
at different points in this investigation. After the defendant
made his statement on February the 25th of 1997, did your
investigation become more focused?
A. Yes, it did.
Q. And upon whom did you focus after February the 25th of 1997?
A. On the defendant. All the evidence tended to focus directlyto the defendant.
[DEFENSE COUNSEL]: Objection. Move to strike.
THE COURT: Overruled.
Q. As a result of the defendant's statement, did you focus on
three possibilities?
A. Yes.
Q. As far as people that were there at the time of the murder?
A. That is correct.
Q. And who did you focus on?
A. The defendant, [Derrick] Jackson, and Cynthia Pulley.
Defendant has not carried his burden to show prejudice to any alleged error
by the trial court with regard to the preceding question and answer.
See
N.C.G.S. § 15A-1443(a) (2001). Defendant objects to this testimony on the
basis that it was conclusory, and that the testimony related to the Ashe
murder. From reading the transcript, we find that the questions and
answers refer to the Elliot murder, not the Ashe murder. Furthermore,
Poplin also testified that his investigation focused on Jackson and Pulley,
not just defendant. The investigation proceeded in this manner because of
defendant's statement of 25 February 1997 in which defendant implicated
Jackson and Pulley. Thus, any alleged prejudice that may have resulted
from Poplin's testimony was rendered moot when Poplin testified that other
people were included in his investigation. Thus, this assignment of error
is overruled.
[6]Next, defendant contends that the trial court erred by excluding
evidence of an alternative suspect in the Jacqueline Crump case. At trial,
defense counsel asked Detective Poplin if he had determined whether there
was a relationship between Shawn Sanders and the victim. However, the
State argues that defendant has misconstrued the particular transcript page
that he has relied upon in support of this assignment of error. More
specifically, the State contends that the question, from which the trial
court sustained the State's objection, actually pertained to Patricia Ashe,not Jacqueline Crump.
Even assuming that the questioning pertained to Jacqueline Crump, we
find no error. As stated previously,
[e]vidence that another committed the crime for which the
defendant is charged generally is relevant and admissible as long
as it does more than create an inference or conjecture in this
regard. It must point directly to the guilt of the other party.
Under Rule 401 such evidence must tend
both to implicate another
and [to] be inconsistent with the guilt of the defendant.
Cotton, 318 N.C. at 667, 351 S.E.2d at 279-80 (citations omitted).
Defendant has not shown that any evidence implicated Sanders, nor has he
shown any evidence that would be inconsistent with the guilt of defendant.
Therefore, this assignment of error is overruled as it pertains to this
issue.
[7]Defendant next argues that the trial court erred by denying his
written motions for pretrial discovery relating to other suspects and to
other offenses with which defendant was not charged. Specifically,
defendant contends that the trial court erred when it denied his request
for the following: (1) police files dealing with any other murders or
rapes having a common
modus operandi with the crimes charged against
defendant and the identification of all persons identified as suspects in
those crimes; (2) evidence relating to another suspect, John Wesley, in the
Jacqueline Crump case; (3) evidence relating to Christopher Barnette as a
suspect in the crimes charged against defendant; and (4) evidence relating
to other murders and rapes in which defendant was a suspect. Defendant
argues that the trial court's denial of his motions violated his due
process and confrontation rights under the Fifth, Sixth, and Fourteenth
Amendments to the United States Constitution and Article I, Sections 23 and
35 of the North Carolina Constitution. We disagree.
The United States Supreme Court has held that due process does not
require the State to make complete disclosure to defendant of all of the
investigative work on a case.
State v. Hunt, 339 N.C. 622, 657, 457
S.E.2d 276, 296 (1994) (citing
Moore v. Illinois, 408 U.S. 786, 33 L. Ed.2d 706 (1972)). '[N]o statutory provision or constit
utional principle
requires the trial court to order the State to make available to a
defendant all of its investigative files relating to his case . . . .'
Id. (quoting
State v. McLaughlin, 323 N.C. 68, 85, 372 S.E.2d 49, 61
(1988),
sentence vacated on other grounds, 494 U.S. 1021, 108 L. Ed. 2d 601
(1990)). Furthermore, N.C.G.S. § 15A-904(a) provides:
(a) Except as provided in G.S. 15A-903(a), (b), (c), and (e),
this Article does not require the production of reports,
memoranda, or other internal documents made by the prosecutor,
law-enforcement officers, or other persons acting on behalf of
the State in connection with the investigation or prosecution of
the case, or of statements made by witnesses or prospective
witnesses of the State to anyone acting on behalf of the State.
N.C.G.S. § 15A-904(a) (2001);
see also State v. Brewer, 325 N.C. 550, 574,
386 S.E.2d 569, 582 (1989) (stating the general rule that the work product
or investigative files of the district attorney, law enforcement agencies,
or others assisting in the preparation of the case are not open to
discovery),
cert. denied, 495 U.S. 951, 109 L. Ed. 2d 541 (1990).
Pretrial discovery is governed by statute, and defendant has not cited
any statute that would give the trial court the authority to grant
defendant's motions. Moreover, defendant is not entitled to the granting
of his motion 'for a fishing expedition.'
State v. Heatwole, 344 N.C. 1,
23, 473 S.E.2d 310, 321 (1996) (quoting
State v. Davis, 282 N.C. 107,
111-12, 191 S.E.2d 664, 667 (1972)),
cert. denied, 520 U.S. 1122, 137 L.
Ed. 2d 339 (1997). Also, defendant has shown no violation of the Due
Process Clause by the trial court denying these motions. Thus, the
assignments of error presented by this issue are without merit.
PRETRIAL ISSUES
[8]Defendant next argues that the trial court erred in denying his
motion to continue, and he contends that this denial violated his
constitutional rights. Defendant argues that he had a mitigation expert
who needed additional time to look into possible additional information.
Defendant also wanted additional time to investigate similar offenses thathad occurred but with which defendant had not been charged. For
the
following reasons, we conclude that the trial court did not err in denying
defendant's motion.
A motion for a continuance is ordinarily addressed to the
sound discretion of the trial court, and the ruling will not be
disturbed absent a showing of abuse of discretion. When a motion
to continue raises a constitutional issue, however, the trial
court's ruling thereon involves a question of law that is fully
reviewable on appeal by examination of the particular
circumstances presented in the record. Even when the motion
raises a constitutional issue, denial of the motion is grounds
for a new trial only upon a showing that the denial was
erroneous and also that [defendant] was prejudiced as a result of
the error. [
State v.]
Branch, 306 N.C. [101,] 104, 291 S.E.2d
[653,] 656 [(1982)].
State v. Blakeney, 352 N.C. 287, 301-02, 531 S.E.2d 799, 811 (2000)
(citations omitted),
cert. denied, 531 U.S. 1117, 148 L. Ed. 2d 780 (2001).
Defendant has shown no evidence that the lack of additional time prejudiced
his case. To establish a constitutional violation, a defendant must show
that he did not have ample time to confer with counsel and to investigate,
prepare and present his defense.
State v. Tunstall, 334 N.C. 320, 329,
432 S.E.2d 331, 337 (1993)
. To demonstrate that the time allowed was
inadequate, the defendant must show 'how his case would have been better
prepared had the continuance been granted or that he was materially
prejudiced by the denial of his motion.'
Id. (quoting
State v. Covington,
317 N.C. 127, 130, 343 S.E.2d 524, 526 (1986)). Defendant has been unable
to show that he was materially prejudiced or that he would have been better
prepared had the continuance been granted. Therefore, we conclude that the
trial court did not abuse its discretion, and we thus overrule this
assignment of error.
[9]Defendant's next contention is that the short-form murder
indictment violated his federal constitutional rights on the grounds that
it failed to allege all the elements of first-degree murder and that the
indictment failed to include any of the aggravating circumstances upon
which defendant's death eligibility was based.
First, we have held that 'the State need not set forth in anindictment the aggravating circumstances upon whi
ch it will rely in seeking
a sentence of death.'
State v. Golphin, 352 N.C. 364, 396, 533 S.E.2d
168, 193 (2000) (quoting
State v. Young, 312 N.C. 669, 675, 325 S.E.2d 181,
185 (1985)),
cert. denied, 532 U.S. 931, 149 L. Ed. 2d 305 (2001);
see also
Chapman, 342 N.C. at 339, 464 S.E.2d at 666. Also, in support of his
challenge that the short-form indictment was unconstitutional, defendant
cites the United States Supreme Court's decisions in
Jones v. United
States, 526 U.S. 227, 143 L. Ed. 2d 311 (1999), and
Apprendi v. New Jersey,
530 U.S. 466, 147 L. Ed. 2d 435 (2000). However, this Court has repeatedly
addressed and rejected this argument.
See, e.g., Braxton, 352 N.C. at
173-75, 531 S.E.2d at 437-38;
State v. Wallace, 351 N.C. 481, 504-08, 528
S.E.2d 326, 341-43,
cert. denied, 531 U.S. 1018, 148 L. Ed. 2d 498 (2000).
Defendant has presented no compelling reason for this Court to reconsider
the issue in the present case. Accordingly, this assignment of error is
overruled.
[10]Defendant next complains that the trial court erred by denying
defendant's pretrial motion for a bill of particulars, requesting the
following information:
1. The exact time of day or night of the alleged offense or
offenses.
2. The exact location in the county or city in which the
alleged crime and arrest of defendant took place.
3. The name and address or other identifying information of
all persons present during the alleged crime and at the arrest of
the defendant.
Defendant contends that the requested information was necessary to clarify
the charges against him and to prepare his defense. We disagree.
N.C.G.S. § 15A-925(c), which governs motions for bills of particulars,
reads as follows:
If any or all of the items of information requested are necessary
to enable the defendant adequately to prepare or conduct his
defense, the court must order the State to file and serve a bill
of particulars. Nothing contained in this section authorizes an
order for a bill of particulars which requires the State to
recite matters of evidence.
N.C.G.S. § 15A-925(c) (2001). The grant or denial of a bill of
particulars is generally within the discretion of the trial court and is
not subject to review 'except for palpable and gross abuse thereof.'
State v. Easterling, 300 N.C. 594, 601, 268 S.E.2d 800, 805 (1980) (quoting
State v. McLaughlin, 286 N.C. 597, 603, 213 S.E.2d 238, 242 (1975),
death
sentence vacated, 428 U.S. 903, 49 L. Ed. 2d 1208 (1976)). [A] denial of
a defendant's motion for a bill of particulars will be held error only when
it clearly appears to the appellate court that the lack of timely access to
the requested information significantly impaired defendant's preparation
and conduct of his case.
Id.
In this case, defendant has not shown that the information requested
was necessary to enable defendant to adequately prepare or conduct his
defense; thus, defendant has not proven palpable and gross abuse of
discretion on the part of the trial court. The prosecution provided
defendant with open file discovery in this case. Defendant received copies
of the victims' statements, and he received copies of every police report
that had been prepared in connection with the particular investigations.
All of the information that defendant requested was in these materials.
Furthermore, [d]efendant does not suggest surprise or specify in what
manner the denial of [his] motion[] for a bill of particulars affected
[his] trial strategy.
State v. Moore, 335 N.C. 567, 588, 440 S.E.2d 797,
809,
cert. denied, 513 U.S. 898, 130 L. Ed. 2d 174 (1994). Therefore, we
hold that the trial court did not err in denying defendant's motion for a
bill of particulars.
[11]Next, defendant argues that the trial court erred by denying
defendant's motion for funds in order to hire an expert to prove the
necessity for a change of venue. Defendant filed a pretrial motion for
change of venue or, alternatively, for a special venire from another
county. Also, defendant requested funds for a jury-selection expert in
order to establish the degree and extent of pretrial publicity and theimpact of such publicity upon the jury and to analyze and determine o
ther
possible venues. The trial court denied defendant's motion in its
entirety.
In order to receive state-funded expert assistance, an
indigent defendant must make a particularized showing that:
(1) he will be deprived of a fair trial without the expert
assistance, or (2) there is a reasonable likelihood that it would
materially assist him in the preparation of his case.
State v.
Parks, 331 N.C. 649, 656, 417 S.E.2d 467, 471 (1992).
Furthermore, the State is not required by law to finance a
fishing expedition for the defendant in the vain hope that
'something' will turn up.
State v. Alford, 298 N.C. 465, 469,
259 S.E.2d 242, 245 (1979). Mere hope or suspicion that such
evidence is available will not suffice.
State v. Tatum, 291
N.C. 73, 82, 229 S.E.2d 562, 568 (1976).
State v. McNeill, 349 N.C. 634, 650, 509 S.E.2d 415, 424 (1998) (citation
omitted),
cert. denied, 528 U.S. 838, 145 L. Ed. 2d 87 (1999).
In the present case, defendant has not shown any evidence that he was
deprived of a fair trial because of the absence of a jury-selection expert
or that there was a reasonable likelihood that the expert would have been
able to materially assist him in the preparation of his case. Since
defendant has been unable to provide any evidence to support his assignment
of error, we conclude that the trial judge did not abuse his discretion in
denying defendant's request for funds.
[12]Defendant next contends that the trial court erred by denying his
pretrial motions for disclosure of the criminal records of the witnesses
and victims involved in the cases against him. Defendant also requested
orally for an order allowing his investigator to have access to the Police
Information Network (PIN) controlled by the State from which the criminal
records could be obtained. The trial court denied defendant's pretrial
motions and his oral request.
This Court has held that no statutory or constitutional principle
requires a trial court to order the State to make a general disclosure of
criminal records of the State's witnesses.
State v. Gibson, 342 N.C. 142,
149-50, 463 S.E.2d 193, 198 (1995)
. Furthermore, the failure of the court
to order the disclosure of the State's witnesses' criminal records is notviolative of due process.
State v. Alston, 307 N.C.
321, 338, 298 S.E.2d
631, 643 (1983);
see also State v. Walls, 342 N.C. 1, 26, 463 S.E.2d 738,
749 (1995),
cert. denied, 517 U.S. 1197, 134 L. Ed. 2d 794 (1996). Also,
in
State v. Thomas, this Court upheld a trial court's denial of a
defendant's request for access to the PIN. 350 N.C. 315, 340, 514 S.E.2d
486, 501-02,
cert. denied, 528 U.S. 1006, 145 L. Ed. 2d 388 (1999). This
Court concluded that defendant had no right to the information sought.
Id.
As this Court concluded in
Thomas, we also conclude that the record
in this case discloses that the prosecution witnesses were cross-examined
rigorously and extensively by both defense attorneys.
Id. at 340, 514
S.E.2d at 502. Furthermore, [t]here was ample evidence presented to the
jury for impeachment purposes. We fail to see how any additional
impeaching evidence gleaned from the criminal records of these witnesses
would have created a reasonable doubt of defendant's guilt which did not
otherwise exist.
Id. Accordingly, these assignments of error are
overruled as to this question presented.
[13]Next, defendant argues that the trial court erred by denying his
request to question jurors during jury selection on their understanding
about parole eligibility for a life sentence. Defendant acknowledges that
this Court has previously decided this issue against him, but defendant
asks this Court to reexamine its position in light of
Shafer v. South
Carolina, 532 U.S. 36, 149 L. Ed. 2d 178 (2001). We decline to do so.
This Court has held that a trial court does not err by refusing to
allow
voir dire concerning prospective jurors' conceptions of the parole
eligibility of a defendant serving a life sentence.
State v. Smith, 347
N.C. 453, 460, 496 S.E.2d 357, 361,
cert. denied, 525 U.S. 845, 142 L. Ed.
2d 91 (1998);
see also State v. Neal, 346 N.C. 608, 617-18, 487 S.E.2d 734,
739-40 (1997),
cert. denied, 522 U.S. 1125, 140 L. Ed. 2d 131 (1998);
State
v. Chandler, 342 N.C. 742, 749-50, 467 S.E.2d 636, 640,
cert. denied, 519
U.S. 875, 136 L. Ed. 2d 133 (1996);
State v. Skipper, 337 N.C. 1, 24, 446S.E.2d 252, 264 (1994),
cert. denied, 513 U.S. 1134,
130 L. Ed. 2d 895
(1995). Defendant has failed to establish any compelling reason why this
Court should reconsider its prior holdings on this issue. Therefore, this
assignment of error is overruled.
[14]Defendant's next contention involves the trial court's denial of
his motion to suppress a statement he gave to the Raleigh Police Department
on 25 February 1997. Defendant was arrested on 4 February 1997 and was
advised of his
Miranda rights. He declined at that time to make a
statement. On 6 February, counsel was appointed. Prior to giving his
statement on 25 February, defendant initiated contact with the police and
stated that he had information for them. Subsequently, defendant was
transported to the Raleigh Police Department.
The motion was subsequently heard, and an oral motion was entered in
open court and subsequently reduced to writing. The trial court found as
fact that defendant was again advised of his
Miranda rights, that he signed
a waiver of rights form, and that he indicated that he understood his
rights and wished to waive them. The trial court also found that defendant
was further advised by the officers that he was still represented by
counsel and that defendant waived his right to have his attorney present.
The trial court concluded as a matter of law that defendant knowingly,
intelligently, and voluntarily waived his right to counsel and his right to
have an attorney present on 25 February 1997.
The trial court denied defendant's motion to suppress the entire
statement, but granted defendant's motion to suppress that part of the
statement occurring after defendant asserted his right to remain silent.
Defendant contends that the trial court's failure to suppress the statement
violated his Fifth and Sixth Amendment rights. Defendant further contends
that the suppression motion raised the issue of whether the statement
should be suppressed because it was obtained in violation of North Carolina
Code of Professional Ethics Rule 7.4(1), which is now embodied in Rule4.2(a) of the North Carolina Code of Professional Ethics. We disagre
e with
both contentions.
First, with regard to defendant's Fifth Amendment right to counsel,
once a defendant has expressed his desire to have counsel present during
custodial interrogation, police questioning must cease.
Edwards v.
Arizona, 451 U.S. 477, 484-85, 68 L. Ed. 2d 378, 386 (1981);
State v.
Warren, 348 N.C. 80, 97, 499 S.E.2d 431, 440,
cert. denied, 525 U.S. 915,
142 L. Ed. 2d 216 (1998). However, if the accused himself initiates
further communication, exchanges, or conversations with the police, then
the defendant may be able to waive his Fifth Amendment right to counsel and
the police may be able to proceed with the interrogation.
Id.
Furthermore, a defendant may waive his Sixth Amendment right to counsel in
the same manner as he may waive his Fifth Amendment right to counsel.
Patterson v. Illinois, 487 U.S. 285, 101 L. Ed. 2d 261 (1988).
As previously stated, defendant reinitiated contact with the police in
order to provide them with information with regard to the crimes against
Shelly Jackson and Deborah Elliot. The detective fully advised defendant
of his rights and that he was represented by counsel, and defendant signed
a waiver of rights form. Defendant also acknowledged that he understood
his rights, that he wished to waive his rights, and that he wished to
proceed without counsel. Thus, the trial court properly denied defendant's
motion to suppress and determined that defendant waived his right to
counsel on 25 February 1997. We also note that the trial court ruled that
part of defendant's statement was inadmissible because defendant invoked
his right to remain silent during the interrogation.
As previously stated, defendant also contends that the statement
should be suppressed because it was obtained in violation of North Carolina
Code of Professional Ethics Rule 7.4(1), which is now embodied in Rule
4.2(a). Defendant contends that the district attorney's office was
contacted prior to the interrogation of defendant and that the ruleprohibits an attorney for one party from contacting a represented party
without contacting the adverse attorney. Since there is no factual basis
in the record for this contention, we decline to address the issue.
Therefore, this assignment of error is overruled.
[15]By another question presented, defendant argues that the trial
court erred by denying his pretrial motion
in limine to redact that part of
his statement from 25 February 1997 which referred to the electric chair
and a reference to defendant allegedly being beaten up by men hired by a
girl who knew the defendant.
With regard to the reference to the electric chair, defendant stated
the following to the detectives: I'll tell you what. You want to know
how much I care about Cynthia? Go get me an electric chair and plug it up
right there and let me pop the switch on it. If she get time, I would love
to be there to see it. Defendant and Cynthia Pulley had broken up as a
couple, and defendant had accused Cynthia Pulley of participating in the
murder of Elliot. Thus, this statement is relevant under N.C.G.S. § 8C-1,
Rule 401 in order to show defendant's bias against Pulley.
With regard to the statement about the men beating up defendant, he
now contends that this was hearsay, but defendant did not specify hearsay
as a basis for objecting to this part of the statement. Thus, he has not
properly preserved this argument for appellate review.
See N.C. R. App. P.
10(b)(1).
Overall, trial courts have discretion in deciding whether to grant a
motion
in limine,
State v. Hightower, 340 N.C. 735, 746-47, 459 S.E.2d 739,
745 (1995), and we conclude that the trial court did not abuse its
discretion in this situation. Therefore, the assignments of error
presented under this issue are overruled.
[16]Defendant next contends that the trial court erred in denying his
pretrial motion to suppress evidence of the show-up identification of him
by Shelly Jackson in violation of his constitutional rights. However,defendant failed to object to the testimony introduced at trial perta
ining
to the show-up identification. This Court has held that a pretrial motion
to suppress is not sufficient to preserve for appellate review the issue of
admissibility of evidence.
Grooms, 353 N.C. at 65-66, 540 S.E.2d at 723;
Golphin, 352 N.C. at 405, 533 S.E.2d at 198. Accordingly, this assignment
of error is overruled.
[17]Next, defendant contends that the trial court erred by failing to
suppress the identification of defendant by Kimberly Warren. Warren was
able to pick out defendant at a photographic lineup as the man who attacked
her. Defendant filed a pretrial motion to suppress Warren's
identification, and the trial court subsequently denied this motion.
Subsequent to this denial, the prosecution notified defendant that Warren
had seen a photograph of defendant prior to the lineup. Thus, defendant
filed a renewed motion to suppress the identification. The trial court
reserved ruling on the renewed motion until trial in order to see what the
testimony of the witnesses developed.
At trial, Warren testified specifically that she was able to pick
defendant out of a photographic lineup shown to her by Detective Turner,
but defendant did not object to this testimony. However, when Detective
Turner testified about the photographic lineup, defendant objected.
Defendant now claims the trial court erred by overruling his objections.
This Court has held that [w]here evidence is admitted over objection
and the same evidence has been previously admitted . . . , the benefit of
the objection is lost.
State v. Alford, 339 N.C. 562, 570, 453 S.E.2d
512, 516 (1995). Defendant objected to testimony by Turner that was
previously admitted by Warren without objection. Therefore, defendant has
lost the benefit of that objection. Furthermore, defendant did not request
a ruling on his renewed motion pertaining to the photographic lineup, and
therefore, he did not properly preserve these assignments of error.
See
N.C. R. App. P. 10(b)(1). Accordingly, the assignments of error pertainingto this question presented are overruled.
[18]Defendant's next contention is that the trial court erred by
denying his motion to suppress a photographic lineup identification and in-
court identification by Audrey Hall identifying defendant as her attacker.
Defendant filed a general pretrial motion to suppress any pretrial
identification or in-court identification of defendant that was
impermissibly suggestive. In ruling that the motion was not specific
enough,
see N.C.G.S. § 15A-977 (2001), the trial judge denied defendant's
motion subject to the Defendant's right to file a more specific motion or
motions directed to a particular identification of the Defendant by a
specific victim or other witness.
Defendant did not file any subsequent motion, although he did conduct
a
voir dire of Hall during trial in which he reiterated his pretrial
motion. However, because defendant chose not to exercise his option of
refiling a more specific motion, the court again denied defendant's motion
to suppress. Furthermore, we note that defendant did not object to Hall's
testimony, in which she identified him as her assailant numerous times.
Thus, (1) defendant did not refile a more specific motion to suppress, and
(2) he failed to object to the disputed evidence once it was admitted in
open court. As a consequence, we conclude that the trial court did not err
in denying his motions to suppress. Moreover, Detective Poplin testified
at trial without objection that Hall had identified defendant as her
assailant. Therefore, defendant has also waived any right to raise these
objections on appeal.
See Alford, 339 N.C. at 569-70, 453 S.E.2d at
515-16.
JURY VOIR DIRE ISSUES
[19]By another question presented, defendant contends that the trial
court erred in denying his motions to dismiss jury panels because
defendant's race was disproportionately underrepresented in the composition
of the jury panels. We disagree. Our state and federal Constitutions protect a criminal defendant's
right to be tried by a jury of his peers.
State v. Bowman, 349 N.C. 459,
467, 509 S.E.2d 428, 434 (1998) (citing U.S. Const. amend. VI; N.C. Const.
art. I, §§ 24, 26),
cert. denied, 527 U.S. 1040, 144 L. Ed. 2d 802 (1999).
This constitutional guarantee assures that members of a defendant's 'own
race have not been systematically and arbitrarily excluded from the jury
pool which is to decide [his] guilt or innocence.'
Id. (quoting
State v.
McNeill, 326 N.C. 712, 718, 392 S.E.2d 78, 81 (1990)). However, the Sixth
Amendment does not guarantee a defendant the right to a jury composed of
members of a certain race or gender.
State v. Norwood, 344 N.C. 511, 527,
476 S.E.2d 349, 355 (1996),
cert. denied, 520 U.S. 1158, 137 L. Ed. 2d 500
(1997).
In order for defendant to establish a
prima facie violation for
disproportionate representation in a venire, he must show:
(1) that the group alleged to be excluded is a distinctive
group in the community; (2) that the representation of this group
in venires from which juries are selected is not fair and
reasonable in relation to the number of such persons in the
community; and (3) that this underrepresentation is due to
systematic exclusion of the group in the jury-selection process.
Duren v. Missouri, 439 U.S. 357, 364, 58 L. Ed. 2d 579, 586-87 (1979);
see
also Blakeney, 352 N.C. at 297, 531 S.E.2d at 808;
Bowman, 349 N.C. at
467-68, 509 S.E.2d at 434;
McNeill, 326 N.C. at 717, 392 S.E.2d at 81;
State v. McCoy, 320 N.C. 581, 583, 359 S.E.2d 764, 765 (1987). We conclude
that defendant has failed to establish the second and third prongs of the
Duren test.
With regard to the second prong, defendant submitted statistics
showing that the African-American population of Wake County was 20.8% in
1997 and that African-Americans made up 8.67% of the jury pool, for a
difference of 12.13%. In
Bowman, this Court held that a difference of
16.17% was insufficient as a matter of law to conclude that the
representation of African-Americans was not fair and reasonable in relation
to their representation in the community.
Bowman, 349 N.C. at 468, 509S.E.2d at 434. Furthermore, in
State v. Price, this C
ourt held that a 14%
difference was insufficient to show that the representation was unfair and
unreasonable. 301 N.C. 437, 447-48, 272 S.E.2d 103, 110-11 (1980).
Therefore, we conclude that a difference of 12.13% is insufficient, in and
of itself, to conclude that the representation of African-Americans in this
venire was not fair and reasonable in relation to their population in the
community.
With regard to the third prong of the
Duren test, we note that
defendant has presented no evidence showing that the alleged deficiency of
African-Americans on the jury was because of the systematic exclusion of
this group in the jury-selection process. '[T]he fact that a particular
jury or a series of juries does not statistically reflect the racial
composition of the community does not in itself make out an invidious
discrimination forbidden by the [Equal Protection] Clause.'
State v.
Avery, 299 N.C. 126, 130, 261 S.E.2d 803, 806 (1980) (quoting
Washington v.
Davis, 426 U.S. 229, 239, 48 L. Ed. 2d 597, 607 (1976)). Overall, the only
evidence defendant offered in support of his contention that his race was
disproportionately underrepresented in the composition of the jury panels
was statistics. Therefore, based on the foregoing, this assignment of
error is overruled.
[20]Defendant's next argument relates to the State's peremptory
challenges of prospective jurors Marion Hairston and Henry Smith, who are
both African-American. Defendant contends that the trial court violated
defendant's constitutional rights by allowing the State to exercise
peremptory challenges against these two African-American prospective
jurors. Defendant argues that these peremptory challenges were based
solely on race, in violation of
Batson v. Kentucky, 476 U.S. 79, 90 L. Ed.
2d 69 (1986). We disagree.
The Equal Protection Clause of the Fourteenth Amendment to
the United States Constitution and Article I, Section 26 of the
North Carolina Constitution prohibit a prosecutor from
peremptorily excusing a prospective juror solely on the basis ofhis or her race.
Batson v. Kentucky, 476 U.S. 79, 90 L. Ed. 2d
69 (1986);
State v. Floyd, 343 N.C. 101, 106, 468 S.E.2d 46, 50,
cert. denied, [519] U.S. [896], 136 L. Ed. 2d 170 (1996). A
three-step process has been established for evaluating claims of
racial discrimination in the prosecution's use of peremptory
challenges.
Hernandez v. New York, 500 U.S. 352, 359, 114 L. Ed.
2d 395, 405 (1991). First, defendant must establish a
prima
facie case that the peremptory challenge was exercised on the
basis of race.
Id. Second, if such a showing is made, the
burden shifts to the prosecutor to offer a race-neutral
explanation to rebut defendant's
prima facie case.
Id. Third,
the trial court must determine whether the defendant has proven
purposeful discrimination.
Id.
State v. Lemons, 348 N.C. 335, 360-61, 501 S.E.2d 309, 324-25 (1998),
sentence vacated on other grounds, 527 U.S. 1018, 144 L. Ed. 2d 768 (1999).
In this case, although the trial court ruled that defendant had not
made a
prima facie showing that the peremptory challenges were exercised on
the basis of race, the State offered race-neutral explanations anyway in
response to defendant's
Batson challenge. The trial court accepted the
State's explanations as valid reasons for using the peremptory challenges.
'Once a prosecutor has offered a race-neutral explanation for the
peremptory challenges and the trial court has ruled on the ultimate
question of intentional discrimination, the preliminary issue of whether
the defendant had made a prima facie showing becomes moot.'
Id. at 361,
501 S.E.2d at 325 (quoting
Hernandez, 500 U.S. at 359, 114 L. Ed. 2d at
405). Therefore, the only issue for us to determine is whether the trial
court correctly concluded that the prosecutor had not intentionally
discriminated.
Id. Since the trial court is in the best position to
assess the prosecutor's credibility, we will not overturn its determination
absent clear error.
Id. (citing
Hernandez, 500 U.S. at 369, 114 L. Ed. 2d
at 412).
With regard to prospective juror Hairston, the prosecutor told the
trial court that she excused this juror because Hairston had counseled
inmates on death row and others involved in similar crimes, because
Hairston started crying when questioned about her counseling, and because
Hairston stated concerns that it would be very difficult for her to imposethe death penalty.
With respect to prospective juror Smith, the prosecutor informed the
trial court that the State would be relying heavily on scientific evidence.
The prosecutor was concerned that Smith had only a sixth-grade education
and that he had a problem understanding some basic words from the questions
asked and from the jury questionnaire.
Taken singly or in combination, the State's excusal of these jurors
was based on race-neutral reasons that were clearly supported by the
individual jurors' responses during
voir dire.
State v. Robinson, 336
N.C. 78, 99, 443 S.E.2d 306, 315 (1994),
cert. denied, 513 U.S. 1089, 130
L. Ed. 2d 650 (1995). Thus, the trial court correctly determined that the
peremptory challenges of these specific jurors was not based solely upon
their race. Therefore, the assignments of error with regard to this issue
are overruled.
[21]Next, defendant contends that the trial court violated his
constitutional rights by denying his motions to allow jurors who were
opposed to the death penalty to sit as jurors in the guilt-innocence phase
of the trial. Defendant concedes that this issue has been decided against
him, but he requests this Court to reconsider the issue.
This Court has held that N.C.G.S. § 15A-2000(a)(2) provides that the
same jury that determines the guilt of a defendant should recommend the
appropriate sentence for the defendant in a capital case.
See, e.g., State
v. Bondurant, 309 N.C. 674, 682, 309 S.E.2d 170, 176 (1983). N.C.G.S. §
15A-2000(a)(2) does not provide for the exchange of jurors for the
sentencing phase based upon their convictions concerning the death
penalty.
Id. Furthermore, this Court has held that death-qualifying a
jury is constitutional under both the federal and state Constitutions.
State v. Conner, 335 N.C. 618, 627-28, 440 S.E.2d 826, 831-32 (1994)
(citing
Witherspoon v. Illinois, 391 U.S. 510, 20 L. Ed. 2d 776 (1968));
see also State v. Taylor, 332 N.C. 372, 390, 420 S.E.2d 414, 424-25 (1992). Defendant has failed to show any
compelling reason why we should
reexamine our holdings at this time. Thus, these assignments of error are
overruled.
GUILT-INNOCENCE PHASE ISSUES
[22]By another question presented, defendant contends that the trial
court erred when it sustained an objection by the prosecutor with regard to
a question asked by defendant to Detective Poplin on cross-examination.
The exchange took place as follows:
Q. You described to Tony Watts the description that was then
being used for the alleged assailant of Audrey Hall; is that
correct?
A. That's correct.
Q. And was that person identified as having come by the house
after Hall left?
[PROSECUTOR]: Objection.
THE COURT: Well, sustained. You don't have to answer.
Defendant did not make an offer of proof developing Detective Poplin's
testimony. Thus, defendant has failed to properly preserve this issue for
appellate review according to N.C.G.S. § 8C-1, Rule 103(a)(2) (2001);
see,
e.g., Atkins, 349 N.C. at 79, 505 S.E.2d at 108. Assuming
arguendo that
the substance of the testimony was apparent from the context in that
Detective Poplin's answer to the question would have been yes, the
statement would still have been excluded as hearsay because it was being
offered for the truth of the matter asserted, and defendant offered the
trial court no exception to the rule in order to allow the statement to be
admitted.
See N.C.G.S. § 8C-1, Rules 801, 802 (2001). Therefore,
defendant's assignment of error is overruled.
[23]Defendant next contends that the trial court erred by denying his
objections and motions to strike the testimony of David Spittle concerning
DNA profiles and his conclusions. David Spittle, a special agent with the
North Carolina State Bureau of Investigation assigned to the forensic crime
lab in Raleigh, was called as a witness by the State and accepted as anexpert in forensic DNA analysis by the trial court. Agent Spittle
conducted DNA analysis in the Audrey Hall case by using blood samples from
defendant and blood samples and vaginal material from Hall. In his
testimony, Agent Spittle stated:
My conclusion is as follows, the DNA profile obtained from the
male fraction of the vaginal swab item 5C has more than one
contributor. Evidence of DNA carryover from the victim's profile
was observed. Assuming a single semen donor, the DNA banding
pattern is consistent with a mixture of the victim's[,] that
would be Audrey Marie Hall[,] and [defendant's] DNA profile.
Defendant contends that this conclusion was based on the inaccurate premise
that there was only one male donor of semen and that it is therefore,
inadmissible. We disagree.
Throughout his testimony, Agent Spittle stated that the DNA banding
pattern consisted of more than one contributor. As stated above, Agent
Spittle concluded that the DNA banding pattern reflected a mixture of
defendant's DNA and Hall's DNA. Defense counsel asked Agent Spittle on
cross-examination whether it was possible that there could have been
another male donor. Agent Spittle answered that there could have been more
than one donor, but the donor would have to have the same DNA profile or
contain the same DNA results.
N.C.G.S. § 8C-1, Rule 702(a) provides:
If scientific, technical or other specialized knowledge will
assist the trier of fact to understand the evidence or to
determine a fact in issue, a witness qualified as an expert by
knowledge, skill, experience, training, or education, may testify
thereto in the form of an opinion.
N.C.G.S. § 8C-1, Rule 702(a) (2001). DNA evidence is admissible in North
Carolina,
State v. Pennington, 327 N.C. 89, 100-101, 393 S.E.2d 847, 854
(1990), and Agent Spittle was giving his opinion of the testing results
based upon his expertise in the field of forensic DNA analysis. This
opinion was not based upon an inaccurate premise, but rather upon Agent
Spittle's analysis of the testing results and his experience in doing so.
Furthermore, defendant was able to cross-examine Agent Spittle as to
whether there was a possibility that there could have been another maledonor. We also note that defendant did not specify the reasons for
his
objections to Agent Spittle's testimony with regard to this matter. Thus,
we conclude that Agent Spittle's testimony was not based on an inaccurate
premise and that the trial court did not err in overruling defendant's
objections and motions to strike Agent Spittle's testimony concerning the
DNA evidence.
[24]Next, defendant argues that the trial court erred by denying his
objection to the State's introduction of still photographs of defendant
that were obtained from a videotape made by the news media during a
pretrial hearing. The State used the photographs to demonstrate the length
of defendant's fingernails. The photographs were cropped in order to show
defendant's fingernails and the side of his face. Defendant contends that
the introduction of these photographs was in violation of Rule 15(i) of the
General Rules of Practice for the Superior and District Court. Defendant
also argues that these photographs were inadmissible under N.C.G.S. § 8C-1,
Rules 401 and 403.
At the outset, we note that defendant made no argument at trial on the
basis that the photographs were inadmissible under N.C.G.S. § 8C-1, Rules
401 and 403. Thus, defendant did not preserve these specific arguments for
appellate review. N.C. R. App. P. 10(b)(1);
see also State v. Frye, 341
N.C. 470, 495-96, 461 S.E.2d 664, 676-77 (1995),
cert. denied, 517 U.S.
1123, 134 L. Ed. 2d 526 (1996).
Rule 15(i) of the General Rules of Practice for the Superior and
District Court provides:
(i)
Impermissible Use of Media Material. None of the film,
video tape, still photographs or audio reproductions developed
during or by virtue of coverage of a judicial proceeding shall be
admissible as evidence in the proceeding out of which it arose,
any proceeding subsequent and collateral thereto, or upon any
retrial or appeal of such proceedings.
Gen. R. Pract. Super. and Dist. Ct. 15(i), 2002 Ann. R. N.C. 11, 14. As
stated above, the State used the photographs to demonstrate the length of
defendant's fingernails, and the photographs were cropped in order to showonly defendant's fingernails and the side of his face. Thus, eve
n assuming
arguendo that defendant is correct in his assertion that the trial court
erred in admitting these photographs, we hold that defendant has failed to
show prejudice as required by N.C.G.S. § 15A-1443(a), and we cannot
conclude that a different result would have been reached at trial had the
trial court not admitted these photographs.
Therefore, this assignment of
error is overruled.
[25]In defendant's next question presented, he contends that the
trial court erred by denying his motion for an
in camera inspection of
certain records of the victims and by sustaining the State's objections to
certain questions asked in regard to the Jacqueline Crump case.
With regard to the motion for an
in camera inspection, defendant
requested the trial court to issue an order
requiring the Prosecutor, the Wake County Department of Social
Services, Wake County Public Schools, Dorothea Dix Hospital, and
any other agency of the State of North Carolina, the County of
Wake, or any of its subdivisions, which have records relating to
the alleged rape/sexual assault victims in this case, to produce
those records in Court for an in camera inspection by the
presiding Judge for which this case will be heard.
The trial court denied the motion as overly broad and gave defendant the
opportunity to file a more specific motion if he chose to do so.
A judge is required to order an
in camera inspection and make
findings of fact concerning the evidence at issue only if there is a
possibility that such evidence might be material to guilt or punishment and
favorable to the defense.
State v. Phillips, 328 N.C. 1, 18, 399 S.E.2d
293, 301,
cert. denied, 501 U.S. 1208, 115 L. Ed. 2d 977 (1991). Since
there was no specific request made for evidence that is obviously
relevant, competent and not privileged,
State v. Hardy, 293 N.C. 105,
127-28, 235 S.E.2d 828, 842 (1977), we hold that the trial court did not
err in denying defendant's request for this
in camera inspection.
We also note that defendant refers to a pretrial motion for discovery
of medical records, and he claims that the trial court did not rule in atimely manner on this motion. However, defendant asked the court t
o hold
the matter open until another motion was heard, which the court agreed to
do, but defendant cites to nothing in the record or transcript where he
sought a ruling on this motion. Therefore, defendant has abandoned this
issue.
See N.C. R. App. P. 10(b)(1).
[26]As stated above, defendant also contends the trial court erred by
sustaining the State's objections to certain questions asked by defendant
in the Jacqueline Crump case. A nurse testified for the State about her
emergency treatment of Crump. On cross-examination, defendant asked the
nurse whether she remembered or acknowledged that a report written by a
doctor also included a showing of a history of mental illness on the part
of Crump. The State objected, and defendant made no offer of proof. A
doctor also testified for the State as to his treatment of Crump in the
emergency room. On cross-examination, defendant asked the doctor about the
results of a urine and blood-alcohol screen on Crump and whether her record
revealed a history of mental problems. Once again, the State objected, and
defendant made no offer of proof.
We conclude that since defendant made no offer of proof as to the
answers to these questions, he has failed to preserve any issue for
appellate review according to N.C.G.S. § 8C-1, Rule 103(a)(2).
See, e.g.,
Atkins, 349 N.C. at 79, 505 S.E.2d at 108. Assuming
arguendo that the
substance of the testimony was apparent from the context, the statements
would still have been excluded as hearsay because they were being offered
for the truth of the matter asserted, and defendant offered the trial court
no exception to the rule in order to allow the statements to be admitted.
See N.C.G.S. § 8C-1, Rules 801, 802.
[27]Next, defendant contends that the trial court erred by allowing
certain testimony to be introduced through Lisa Cozart over his objections.
Cozart was called as a witness for the State during the Jacqueline Crump
case. In 1995, Cozart was defendant's case manager for a program thathelped homeless people find employment and housing. Cozart testified
as to
various aspects of her working relationship with defendant. The portion of
Cozart's testimony to which defendant objected went as follows:
Q. And can you describe that discussion?
A. He was frustrated living at the AME shelter. He said that
he had had some items stolen and was just frustrated and ready to
leave there.
Q. Did you have a discussion with him at that time about his
attitude?
A. I did. He was -- in his frustration he was quite irritated,
was a bit argumentative with me at that time and I basically told
him that I would not allow him to remain in my office and speak
that way and that he --
[DEFENSE COUNSEL]: Objection, motion to strike.
THE COURT: Motion denied.
Q. You can finish your answer.
A. I just told him that he would not be able to take his
frustrations out on me.
[DEFENSE COUNSEL]: Objection, motion to strike.
THE COURT: Denied.
Defendant contends that it was error for the trial court to allow this
testimony because it was not relevant under N.C.G.S. § 8C-1, Rule 401, and
because the prejudicial effect of the testimony substantially outweighed
its probative value under N.C.G.S. § 8C-1, Rule 403. We disagree.
Under N.C.G.S. § 8C-1, Rule 401, '[r]elevant evidence' means evidence
having any tendency to make the existence of any fact that is of
consequence to the determination of the action more probable or less
probable than it would be without the evidence. Furthermore, this Court
has previously stated as follows:
Evidence, not part of the crime charged but pertaining to
the chain of events explaining the context, motive and set-up of
the crime, is properly admitted if linked in time and
circumstances with the charged crime, or [if it] forms an
integral and natural part of an account of the crime, or is
necessary to complete the story of the crime for the jury.
State v. Agee, 326 N.C. 542, 548, 391 S.E.2d 171, 174-75 (1990) (quoting
United States v. Williford, 764 F.2d 1493, 1499 (11th
Cir. 1985)).
The State argues that in the entire context of Cozart's testimony, the
discussion at issue was relevant. The testimony at issue developed
naturally, helped the jury understand the working relationship between
Cozart and defendant, and aided the jury in understanding defendant's
background and his daily activities in Raleigh. The State further argues
that Cozart's testimony was also relevant to show defendant's attitude
towards women, which was a recurring theme throughout the case. Thus, it
is up to the jury to determine the proper weight that this testimony
deserves.
However, we hold that defendant has failed to show prejudice as
required by N.C.G.S. § 15A-1443(a), and we cannot conclude that a different
result would have been reached at trial had the trial court not admitted
this testimony. Therefore, this assignment of error is overruled.
[28]In defendant's next question presented before this Court, he
contends that it was error for the trial court not to suppress the
identification of defendant by Vicki Whitaker. Even assuming
arguendo that
the trial court did err in not suppressing Whitaker's identification of
defendant, we hold that defendant was not prejudiced and has no basis for
appeal on this issue since he was acquitted of the charges in the Whitaker
case. Furthermore, defendant has made no argument that Whitaker's
identification of defendant prejudiced his case against the other victims.
Thus, this assignment of error has no merit.
[29]In defendant's next issue before this Court, he contends that the
trial court erred in allowing a certain portion of Detective Turner's
testimony, with regard to the Kimberly Warren case, to be admitted over his
objection.
At trial, Warren testified that at some point during her struggle with
defendant, she screamed, and then defendant ran away. The prosecutor asked
Warren if she remembered which way defendant ran, and Warren responded,No. Detective Turner testified with regard to the state
ment that Warren
gave to her in order to corroborate Warren's testimony. Defendant assigns
error to the following testimony by Turner that occurred on direct
examination:
Q. Okay. I think you testified that she indicated she was able
to scream?
A. Yes.
Q. What happened -- what did she tell you happened after she
screamed?
A. Well, she said she screamed and at that time he ran. And I
asked her where he ran, and she -- she really didn't know where
he ran, but she assume[d] he ran back up the path that they came
down.
[DEFENSE COUNSEL]: Objection.
A. That she saw him a few minutes later.
[DEFENSE COUNSEL]: Objection.
THE COURT: Overruled.
[DEFENSE COUNSEL]: Motion to strike.
THE COURT: Denied.
Defendant argues that this testimony violates N.C.G.S. § 8C-1, Rule 602
because Warren had no personal knowledge as to where defendant ran.
Defendant also assigns error to Turner's testimony with regard to a
man named Jamal whom Warren had told about the incident with defendant.
Turner testified on cross-examination as follows:
Q. And later in the interview you talked to her about Jamal.
Right?
. . . .
A. Yes.
Q. And you asked her when she told Jamal?
A. Yes.
Q. And she told you she told Jamal maybe two days after it
happened?
A. Right.
On redirect examination by the prosecutor, Turner testified in part asfollows:
Q. Now, did she also tell you how Jamal acted when she told
Jamal?
[DEFENSE COUNSEL]: Objection.
THE COURT: Overruled.
A. Yes. I asked her how did he act? Like he didn't care, or?
And she finished by saying that he acted kind of nervous like,
like he knew something about it but he didn't want to talk about
it.
[DEFENSE COUNSEL]: Motion to strike.
THE COURT: Denied.
Defendant contends that this testimony violates N.C.G.S. § 8C-1, Rule 403.
We decline to address whether the trial court erred in allowing the
above testimony to be admitted because even assuming
arguendo that it was
error for the trial court to admit this testimony, we hold that defendant
has failed to show prejudice as required by N.C.G.S. § 15A-1443(a), and we
cannot conclude that a different result would have been reached at trial
had the trial court not admitted this testimony.
Furthermore, with regard
to the testimony by Detective Turner as to where Warren said defendant ran,
the evidence showed that the police were able to capture defendant shortly
thereafter. Therefore, any alleged prejudice from that testimony was
nullified. Thus, the assignments of error under this issue are overruled.
[30]By another question presented, defendant contends that the trial
court erred by overruling his objection to Detective Poplin's testimony
when Poplin used the term sexual assault in his testimony with regard to
the Shelly Jackson case. On direct examination by the State, Poplin
testified, in part, as follows:
Q. Detective Poplin, as your investigation continued and you
indicated you were involved in the Patricia Ashe case and you
also became involved in the Audrey Hall case investigation, did
you become involved in other investigations as well in which you
saw similarities?
A. Yes, I did.
Q. And did you as part of your investigations and duties with
the Raleigh Police Department at some later point become aware ofthe defendant John Williams Junior?
A. Yes, I did.
Q. And when was that?
A. On February the 4th, 1997 John Williams was arrested
following attempted sexual assault of victim Shelly Jackson in
the 600 block of West Hargett Street. The victim Shelly Jackson
and the defendant were in the rear of a van in a furniture
company lot.
[DEFENSE COUNSEL]: Move to strike the answer, specifically
the use of the [term] sexual assault. It's conclusive.
THE COURT: Overruled.
Q. As part of your investigation, did you obtain a search
warrant for the defendant's blood?
A. Yes, I did.
Q. And as part of . . . that investigation did you request that
the DNA from the defendant be compared to the DNA from the victim
in this case, Patricia Ashe?
A. Yes, I did.
Defendant argues that the use of the term attempted sexual assault by a
law enforcement officer invaded the province of the jury and that the
testimony was improper under N.C.G.S. § 8C-1, Rules 701 and 702.
Once again, even assuming
arguendo that it was error for the trial
court to admit this testimony, we hold that defendant has failed to show
prejudice as required by N.C.G.S. § 15A-1443(a), and we cannot conclude
that a different result would have been reached at trial had the trial
court not admitted this testimony.
Therefore, this assignment of error is
overruled.
[31]In defendant's next question presented before this Court, he
contends that the trial court erred by not excluding the testimony of
Sylvia Wilson and Felicia Lawrence as improper Rule 404(b) evidence with
regard to the Deborah Elliot case. The State sought to elicit testimony
from Wilson and Lawrence pertaining to certain prior offenses committed
against them by defendant in Augusta, Georgia. At a hearing to determine
if Wilson and Lawrence would be allowed to testify, the trial judge ruledthat the evidence of motive, plan, opportunity, intent, and
mod
us operandi
of these alleged offenses was so similar to the offenses for which
defendant was charged that the testimony was admissible under Rule 404(b).
The trial judge ruled that the evidence was admissible in the cases of all
of the victims except Elliot. Defendant specifically argues that the trial
court erred by not instructing the jury that the testimony of Wilson and
Lawrence should not be used in determining defendant's guilt or innocence
in the Elliot case. We disagree.
Investigator Mike Lantam of the Richmond County, Georgia, Sheriff's
Department investigated the crime against Wilson in Augusta, Georgia.
After Lantam testified, Wilson and Lawrence testified. After this
testimony, the trial judge gave the following instruction to the jury:
Members of the jury, as it relates to the testimony, especially
the last three witnesses concerning matters in the State of
Georgia, any evidence of other crimes or wrongs or acts is not
admissible to prove the character of a person in order to show
that he acted in conformity therewith. However, such evidence
may be admissible to be considered by you as a jury for other
purposes such as any proof of motive, opportunity, intent,
preparation, plan, scheme, knowledge or identity, and for that
purpose only.
Thereafter, the State began to present evidence in the Deborah Elliot case.
First, we conclude that this was a proper Rule 404(b) instruction, as
it reads almost verbatim from the North Carolina Rules of Evidence. If
defendant desired a different, more limiting instruction, he should have
requested it at that time.
State v. Hopper, 292 N.C. 580, 589, 234 S.E.2d
580, 585 (1977). Also, the timing of this instruction leads this Court to
conclude that the jury would have understood the instruction to apply to
the previous cases for which evidence was already offered. Furthermore,
defendant did not request that a limiting instruction be given to the jury
for the Elliot case with regard to the Georgia evidence. This Court has
previously stated that [t]he admission of evidence, competent for a
restricted purpose, will not be held error in the absence of a request by
defendant for a limiting instruction. Such an instruction is not requiredto be given unless specifically requested by counsel.
C
handler, 324 N.C.
at 182, 376 S.E.2d at 735 (citation omitted). Therefore, we conclude that
the trial court did not err by not instructing the jury that the testimony
of Wilson and Lawrence should not be used in determining the guilt or
innocence of Elliot. Thus, the assignments of error presented under this
question presented are overruled.
[32]Next, defendant contends that the trial court erred by allowing
Cynthia Pulley to testify about certain aspects of her relationship with
defendant, as the trial court had already ruled similar testimony from
another witness, Carolyn Barker, inadmissible. The trial court held a
hearing in order to determine whether to admit the testimony of Pulley.
The trial court concluded that the testimony of Pulley regarding choking
and knife incidents was admissible under Rule 404(b), that alleged attacks
on Pulley and Derrick Jackson were not too remote in time as to lose their
relevance, and that an incident in which defendant allegedly forcibly stole
Pulley's purse and for which defendant was arrested and incarcerated was
admissible under Rule 404(b). Defendant argues that admitting this
evidence was error under Rule 404(b) in that the relationship between
defendant and Pulley was so dissimilar to the crimes for which defendant
was being tried that the evidence should have been deemed inadmissible. We
disagree.
N.C.G.S. § 8C-1, Rule 404(b) reads in part as follows:
(b)
Other crimes, wrongs, or acts. -- Evidence of other
crimes, wrongs, or acts is not admissible to prove the character
of a person in order to show that he acted in conformity
therewith. It may, however, be admissible for other purposes,
such as proof of motive, opportunity, intent, preparation, plan,
knowledge, identity, or absence of mistake, entrapment or
accident.
N.C.G.S. § 8C-1, Rule 404(b) (2001). Also, [e]vidence of another offense
or prior bad act 'is admissible so long as it is relevant to show any other
fact or issue other than the character of the accused.'
State v. Ratliff,
341 N.C. 610, 618, 461 S.E.2d 325, 329-30 (1995) (quoting
State v. Weaver,318 N.C. 400, 403, 348 S.E.2d 791, 793 (1986)). This Cour
t has further
stated the following:
Evidence of other crimes committed by a defendant may be
admissible under Rule 404(b) if it establishes the chain of
circumstances or context of the charged crime. Such evidence is
admissible if the evidence of other crimes serves to enhance the
natural development of the facts or is necessary to complete the
story of the charged crime for the jury.
State v. White, 340 N.C. 264, 284, 457 S.E.2d 841, 853 (citations omitted),
cert. denied, 516 U.S. 994, 133 L. Ed. 2d 436 (1995).
In the instant case, Pulley's testimony concerning the choking
incidents between herself and defendant were admissible under Rule 404(b)
in order to show motive, plan, common scheme, and intent, as the trial
court found, since defendant had shown a pattern of choking his victims.
See, e.g., State v. Sexton, 336 N.C. 321, 352-53, 444 S.E.2d 879, 897,
cert. denied, 513 U.S. 1006, 130 L. Ed. 2d 429 (1994). Moreover, the
relationship between defendant and Pulley and Jackson was relevant and
admissible under Rule 404(b) as evidence of motive, since defendant had
accused Pulley and Jackson of murdering Elliot. This relationship helped
to prove the identity of defendant as the person who murdered Elliot.
Ultimately, the evidence of this relationship and defendant's prior bad
acts were so intertwined with the principal crime that it was properly
admitted.
We also note that the fact that Carolyn Barker's proposed testimony
was ruled inadmissible has no bearing on whether to admit the testimony of
Pulley. The trial court's ruling on whether to admit Pulley's testimony
was not dependent on his ruling on Barker's testimony. Thus, we conclude
that the trial court did not err in admitting Pulley's testimony under Rule
404(b), and we therefore overrule these assignments of error with regard to
this issue.
[33]In defendant's next issue before this Court, he contends that the
trial court erred by allowing the jury to decide whether certain testimony
from Detective Turner was admissible as corroborative evidence of CynthiaPulley's testimony. Defendant argues that this was a question of
law for
the court to decide. On direct examination by the State, Turner testified
in part as follows:
Q. Now, did you also again on that same page, did you also talk
with [Pulley] about whether or not he would leave during the
night; whether or not the defendant would leave her during night?
[DEFENSE COUNSEL]: Objection.
THE COURT: Overruled. Offered for the purpose of
corroborating the testimony of Ms. Pulley.
[DEFENSE COUNSEL]: Your Honor, I don't believe there was
any such testimony.
THE COURT: It will be up to the jury to determine whether
or not it corroborates. So, I'll allow her to testify.
A. When I was talking to her about that, she said that he would
leave in the middle of the night and she didn't know where he
would go, and that happened on a couple of occasions.
[DEFENSE COUNSEL]: Motion to strike.
THE COURT: Denied.
Defendant's contention is that the jury, in essence, was allowed to decide
on the admissibility of this evidence. We disagree.
From reading the transcript, we conclude that the trial judge decided
that this specific testimony from Turner was corroborative of Pulley's
testimony, and therefore the testimony was admissible. The trial judge
left it up to the jury to determine what corroborative effect the testimony
would have. Furthermore, throughout the trial, the trial judge had given
the jury limiting instructions on the use of corroborative evidence.
Therefore, the jury was aware of what it meant for the judge to say that
evidence was going to be admitted as corroborating evidence. Thus, we
conclude that the trial judge, not the jury, decided on the admissibility
of this evidence, and we therefore overrule this assignment of error.
We also note that defendant attempts to argue in his brief that this
evidence was inadmissible under N.C.G.S. § 8C-1, Rule 608 and as
inadmissible hearsay. However, defendant did not object on these grounds
at trial. Thus, defendant did not preserve these specific arguments forappellate review. N.C. R. App. P. 10(b)(1);
see also Frye,
341 N.C. at
495-96, 461 S.E.2d at 676-77.
[34]Defendant next argues that the trial court erred by allowing
certain testimony by Detective William Medlin to be admitted as
corroborative evidence of William Hargrove's testimony pertaining to the
Deborah Elliot case. During Medlin's testimony, the prosecutor asked him
about an interview that he had conducted with Hargrove. Hargrove was
responsible for a van that belonged to the A.S.K., a store that was
combined with a temporary employment agency. Hargrove would drive people
to work in the van, and he lived in the van some of the time. Hargrove
also used the van to make sexual arrangements between men and some of the
women he knew. Defendant objected on the basis of hearsay to three
different instances during Medlin's testimony. We will discuss each
instance separately.
The first instance concerned Medlin's statement that Hargrove told
Medlin that defendant knew Deborah Elliot, that Hargrove had seen defendant
and Elliot speaking to each other, and that defendant had met Elliot
through Hargrove. Defendant contends that this testimony by Medlin was
hearsay and not corroborative of Hargrove's testimony.
The pertinent part of Hargrove's testimony was as follows:
Q. Ah, and when John would come down there, you and John would
be hanging out together. You'd be drinking liquor, and smoking
dope, and chasing women. Right?
A. Yes.
Q. Okay. And you would carry John around, and you and he would
sort of go out together?
A. Yes.
Q. And so a lot of times you were with John when he was with
women and having sex with women. Isn't that true?
A. In a way of speaking, yes.
Q. All right. You never saw John get violent or ugly with a
woman, did you?
A. No. Not in my presence, no.
Q. Jean Elliot was a friend of [y]ours, but you never saw John
with Ms. Elliot?
A. No.
Hargrove used his van at times to arrange meetings between prostitutes and
their customers. Hargrove also admitted to arranging women for defendant
on various occasions and also at times being present when defendant was
having sex with these women. Thus, taken in context, Hargrove's testimony
about not seeing defendant and Elliot together could be construed as
Hargrove not seeing defendant and Elliot together in a sexual manner.
Therefore, Medlin's testimony would not contradict Hargrove's testimony.
In order to be admissible as corroborative evidence, a
witness's prior consistent statements merely must tend to add
weight or credibility to the witness's testimony. Further, it is
well established that such corroborative evidence may contain new
or additional facts when it tends to strengthen and add
credibility to the testimony which it corroborates.
State v. Farmer, 333 N.C. 172, 192, 424 S.E.2d 120, 131 (1993) (citation
omitted). Furthermore, the trial judge is in the best position to rule on
such an issue, and he determined that Medlin's testimony corroborated the
testimony of Hargrove. Thus, we conclude that the trial court did not err
in ruling that Medlin's testimony corroborated Hargrove's testimony and
that the weight to be given to such corroboration was for the jury to
decide.
The second instance to which defendant objected concerned whether
Hargrove told Medlin that defendant usually carried a box cutter. Hargrove
had previously testified that he did not know whether defendant carried a
knife or any other kind of weapon. However, Medlin testified that Hargrove
had told him that defendant usually carried a regular box cutter.
Defendant contends that Medlin's testimony contradicts Hargrove's
testimony, and therefore, it cannot be admitted for purposes of
corroboration.
Even assuming
arguendo that it was error for the trial court to admit
this testimony as corroboration, we hold that defendant has failed to showprejudice as required by N.C.G.S. § 15A-1443(a), and we cann
ot conclude
that a different result would have been reached at trial had the trial
court not admitted this testimony.
Sylvia Wilson and Audrey Hall testified
that defendant had a box cutter. Kimberly Warren testified that defendant
had a sharp object in his hand. Shirley Jackson thought defendant had a
razor in his hand, and the police seized a box cutter from defendant
shortly after his assault on Jackson. Plus, Deborah Elliot's bra had been
cut apart. Thus, Medlin's testimony was not necessary to prove to the jury
that defendant used a box cutter to assault his victims.
The third instance to which defendant objected involves a mistake
Medlin made in repeating what Hargrove had told him. The pertinent part of
Medlin's testimony went as follows:
Q. Now, with regard to Kimberly Warren, did Mr. Hargrove
indicate to you that he knew an individual by that name?
. . . .
A. He did not give a last name at the time. No, ma'am; just
that he knew a female by the first name of Kim.
Q. And directing your attention to page thirty-two of your
interview, did you have a conversation with Mr. Hargrove about
this individual named Kim?
[DEFENSE COUNSEL]: Objection, hearsay.
THE COURT: Overruled.
A. Yes, ma'am.
Q. And what did he tell you about Kim?
[DEFENSE COUNSEL]: Objection, hearsay.
THE COURT: Overruled.
A. He stated that Ms. Warren stated that the defendant was
trying to make her take her clothes off; said he tried to cut her
throat, and she throwed her arms. That he cut her on the arm or
hand. Said she kicked him in the -- his statement were -- was
balls. He stated, I don't know anything other than that.
I'm sorry. That's actually from previous cases discussed in
here.
[DEFENSE COUNSEL]: Motion to strike.
THE COURT: Overruled.
Q. Now, with regard to Kim Warren, what did he tell you about
Kim?
A. It's actually on page thirty-four of the interview. He
stated --
[DEFENSE COUNSEL]: Objection.
THE COURT: Overruled.
A. He stated that Ms. Warren told me about that he had tried
to make her -- make her give him some head and she got away from
him.
Q. Did he tell you anything -- did he tell you anything about a
weapon, or anything involved in that?
[DEFENSE COUNSEL]: Objection, hearsay.
THE COURT: Overruled.
A. Yes, ma'am.
Q. And what did he tell you about that?
[DEFENSE COUNSEL]: Objection.
THE COURT: Overruled.
A. That Ms. Warren told him that he, he being the defendant,
put a knife to her throat and tried to make her give him head.
Defendant argues that the testimony regarding Medlin describing an event
which actually pertained to another case was Unidentifiable Hearsay
Testimony and was therefore inadmissible. However, we conclude that this
statement by Medlin was an honest mistake that was immediately corrected.
Medlin was referred by the prosecutor to the wrong page of his interview
with Hargrove. Once Medlin realized the mistake, he quickly turned to the
correct page and continued his testimony. Defendant has given us no reason
to believe that this mistake constituted prejudicial error and that a
different result would have been reached at trial had the trial court not
admitted this testimony.
See N.C.G.S. § 15A-1443(a). Thus, even if there
was error on the part of the trial court, we conclude that it was not
prejudicial.
For the reasons stated above regarding the three instances of Medlin's
testimony to which defendant objected, we find no error, and we thereforeoverrule this assignment of error.
[35]By another question presented, defendant contends that the trial
court erred by overruling his objections and motions to strike certain
testimony by Gloria Anderson with regard to the Deborah Elliot case.
Anderson's testimony related to her seeing defendant on 24 December 1996
between 9:00 a.m. and 10:00 a.m., after defendant had been released from
jail for taking Cynthia Pulley's purse. Anderson's relevant testimony was
as follows:
Q. How did the defendant act when he came up to you?
[DEFENSE COUNSEL]: Object.
A. He acted real strange. He acted like he had seen a ghost or
something. I mean, he was just weird. He was upset. He wanted
to see Cynthia about a pocketbook or something, something about
the pocketbook.
[DEFENSE COUNSEL]: Objection, motion to strike.
THE COURT: Overruled.
Q. Did he say anything about Cynthia at the time?
A. He said he was going to kill her if he saw her.
[DEFENSE COUNSEL]: Object, motion to strike.
THE COURT: Overruled.
Q. Did you hear him say that?
A. Yes, I did.
Q. And what did you say in response to that?
A. Me and my friend-girl told him don't do that.
Defendant argues that this testimony was irrelevant under N.C.G.S. § 8C-1,
Rule 401; that the testimony was prejudicial under N.C.G.S. § 8C-1, Rule
403; and that the testimony was inadmissible hearsay.
However, considering the overwhelming evidence against defendant with
regard to the Elliot case, we hold that defendant has failed to show
prejudice as required by N.C.G.S. § 15A-1443(a), and we cannot conclude
that a different result would have been reached at trial had the trial
court not admitted this testimony.
Therefore, this assignment of error isoverruled.
[36]Defendant's next question presented before this Court pertains to
certain testimony from Detectives Poplin and Turner concerning defendant's
demeanor towards Turner, who is a female, during their interview of
defendant on 25 February 1997. Defendant contends that the testimony was
irrelevant. We disagree.
The relevant portion of Detective Poplin's testimony on direct
examination was as follows:
Q. Detective Poplin, during the course of this interview, you
were asking the defendant some questions at some points during
the interview, and Detective Turner, you indicated, was also
present. She asked the defendant some questions during the
interview?
A. Yes.
Q. And during the course of the time that you spent with the
defendant, did you notice any change in his demeanor between the
times that you would ask him a question and the time that
Detective Turner would ask him a question?
[DEFENSE COUNSEL]: Object.
THE COURT: Overruled.
A. Initially, he was more polite to me, he would answer my
questions, but when she asked questions, he seemed more hostile
and would give shorter, quicker answers. He didn't seem to
really like to speak with her. Later in the interview, he was
doing the same with me as well, but initially he was more, I
guess the term would be friendly towards me.
[DEFENSE COUNSEL]: Move to strike.
THE COURT: Denied.
As to defendant's objection to Detective Turner's testimony, the
following colloquy ensued between the prosecutor and Turner on direct
examination:
Q. Now with regard to that particular interview that you did
with the defendant on February 25th of 1997, did you speak with
the defendant during that period of time as well?
A. Yes.
Q. What was his demeanor like with you, Detective Turner?
[DEFENSE COUNSEL]: Objection.
THE COURT: Overruled.
A. Well, he -- it appeared that he was short with me, and when
I looked directly at John to ask him a question he would not look
at me with the answer. He would look at Detective Poplin.
[DEFENSE COUNSEL]: Motion to strike.
THE COURT: Denied.
Q. Did he treat you different than he treated Detective Poplin?
[DEFENSE COUNSEL]: Objection; speculation.
THE COURT: Overruled.
A. Yes.
Q. And how was that?
A. He was short with his answers, and just looked at Detective
Poplin instead of me while talking.
We conclude that the foregoing testimony had no impact on the case
considering the overwhelming evidence against defendant. Therefore, once
again, we hold that defendant has failed to show prejudice as required by
N.C.G.S. § 15A-1443(a), and we cannot conclude that a different result
would have been reached at trial had the trial court not admitted this
testimony. Therefore, the assignments of error under this issue are
overruled.
[37]Next, defendant argues that the trial court erred by admitting
certain testimony by Detective Turner regarding her observation of
defendant's reaction upon his seeing Audrey Hall enter the courtroom.
During jury selection, Turner had entered the courtroom at the same time as
Audrey Hall. On direct examination, the prosecutor questioned Turner about
that incident as follows:
Q. Were you in a position to observe the defendant's demeanor
when Ms. Hall came into the courtroom?
A. Yes.
[DEFENSE COUNSEL]: Objection.
THE COURT: Overruled.
Q. What was his demeanor and actions when Ms. Hall came into
the courtroom?
[DEFENSE COUNSEL]: Objection.
THE COURT: Overruled.
A. Well, Ms. Hall came out of that door first, then Ms. Scott,
and then I was last, and she went into the back to sit down about
three or four rows back, and I came to the front so I was heading
towards the front, and I noticed that the defendant, John
Williams, had a very strong reaction whenever he looked back and
saw her.
[DEFENSE COUNSEL]: Objection. Motion to strike.
THE COURT: Overruled.
A. He, ah --
Q. What was that reaction?
A. He looked at her, and he turned around and he looked at her
again, and he spoke to his attorney . . . and pointed his finger
back like that (indicating), and I thought that was very strange
because during the interview that I was with Detective Poplin in
the interview of the defendant, John Williams, he said he didn't
know her.
Defendant contends that this testimony was speculative and inadmissible.
We disagree.
N.C.G.S. § 8C-1, Rule 701 provides as follows:
If the witness is not testifying as an expert, his testimony
in the form of opinions or inferences is limited to those
opinions or inferences which are (a) rationally based on the
perception of the witness and (b) helpful to a clear
understanding of his testimony or the determination of a fact in
issue.
N.C.G.S. § 8C-1, Rule 701 (2001). Defendant had previously stated to
Detectives Poplin and Turner that he did not know Hall, even though other
evidence was introduced to the contrary. Thus, Turner's testimony as to
defendant's conduct towards Hall was a reasonable inference that was
rationally based on Turner's perception and it helped to refute defendant's
statement that he did not know Audrey Hall. It is for the jury to
determine the proper weight to give to this evidence. Therefore, we
conclude that this evidence was relevant and admissible, and we overrule
this assignment of error.
[38]Defendant next contends that the trial court erred in the Deborah
Elliot case by admitting into evidence two exhibits that were used duringthe interview of defendant on 25 February 1997. The exhibits
consisted of
a diagram and some photographs. Defendant used the diagram and photographs
when giving his statement on 25 February 1997. Defendant did not object to
the introduction of these exhibits, but he did object to Detective Poplin's
testimony in relation to what defendant said regarding the exhibits during
the interview. We have previously determined in this opinion that
defendant's statement on 25 February 1997 was admissible. The exhibits
were a part of that statement, and defendant has not given us any reason to
reconsider our decision on that issue. Thus, the assignments of error
presented under this issue are overruled.
[39]In defendant's next issue before this Court, he contends that the
trial court erred in the Deborah Elliot case during the jury view of the
crime scene by not permitting defendant to raise a bay roll-up door at the
old Pine State building. Defendant, in his statement to Detectives Poplin
and Turner on 25 February 1997, said that he witnessed Elliot being
murdered while he was looking under the roll-up door at the old Pine State
building. Defendant said that the door had been raised approximately
eighteen inches. Detective Poplin testified that he returned to the scene
and raised the roll-up door approximately eighteen to twenty inches and
that he could see into the area only two or three feet. A jury view of the
crime scene at the old Pine State building was held on 19 February 1998.
At the jury view, the trial judge reiterated his ruling not to allow
defendant to conduct any demonstrations with regard to the roll-up door
because the circumstances at the time of the jury view were not the same as
at the time of the offense. For the reasons set forth below, we agree with
the trial court's decision.
The test for admissibility of evidence regarding a demonstration is
whether, if relevant, the probative value of the evidence 'is substantially
outweighed by the danger of unfair prejudice, confusion of the issues or
misleading the jury.'
Golphin, 352 N.C. at 434, 533 S.E.2d at 215(quoting
State v. Allen, 323 N.C. 208, 225, 372 S.E.2
d 855, 865 (1988),
sentence vacated on other grounds, 494 U.S. 1021, 108 L. Ed. 2d 601
(1990)). Furthermore, [t]he determination of whether relevant evidence
should be excluded pursuant to Rule 403 'is a matter left to the sound
discretion of the trial court, and the trial court can be reversed only
upon a showing of abuse of discretion.'
Id. (quoting
Wallace, 351 N.C. at
523, 528 S.E.2d at 352-53). We find no evidence, and defendant has
provided no argument, that the trial court abused its discretion in
determining that a demonstration was inappropriate because of changed
circumstances. The trial judge is in the best position to make the ruling,
and we find no reason to overrule his decision. Moreover, defendant has
given us no reason to believe that even if it was error not to allow the
demonstration, a different result would have been reached at trial had the
trial court not committed this error.
See N.C.G.S. § 15A-1443(a).
Therefore, this assignment of error is overruled.
[40]Defendant's next contention is that the trial court erred by
allowing Gustavo Medina to testify concerning statements he overheard
defendant make while in jail. Medina was serving a sixty-day sentence for
DWI in the Wake County jail. The trial court conducted a hearing before
Medina testified in order to determine the admissibility of his testimony.
The trial court determined that some of Medina's proffered testimony was
admissible under N.C.G.S. § 8C-1, Rules 404(b) and 801(d). At trial,
Medina testified as follows:
Q. Okay. So you could hear what they were saying?
A. Yeah.
Q. Could you see them talking, too?
A. Yeah. He was talking.
Q. Okay. What was he talking about?
A. About the girls killed.
Q. I'm sorry?
A. About the girls killed.
Q. Okay --
[DEFENSE COUNSEL]: Objection. Motion to strike.
THE COURT: Overruled.
Q. And what did he say about the girls that got killed?
A. It was him; that he did it.
Q. Did you see him say that he did it?
A. Yes.
Q. Did you hear him say that he did it?
A. Yes.
Q. Did you know him at the time?
A. I recognize him, his face. It was in the newspaper.
Defendant argues that this testimony was inadmissible under N.C.G.S. §
8C-1, Rules 404(b) and 801(d). For the reasons discussed below, we
conclude that this testimony was admissible under Rule 801(d), and
therefore, we decline to address defendant's argument under Rule 404(b).
N.C.G.S. § 8C-1, Rule 801(d) reads, in pertinent part, that [a]
statement is admissible as an exception to the hearsay rule if it is
offered against a party and it is . . . his own statement, in either his
individual or a representative capacity. N.C.G.S. § 8C-1, Rule 801(d)(a).
Further, [a]n admission is a statement of pertinent facts which, in light
of other evidence, is incriminating.
State v. Trexler, 316 N.C. 528, 531,
342 S.E.2d 878, 879-80 (1986).
The trial court found as fact that Mr. Medina heard the defendant
make some incriminating statements with regard to the defendant's
involvement in the murders for which he is currently on trial. The trial
court also found that Mr. Medina heard and saw the defendant tell other
inmates that 'I killed those girls and two more in Georgia.' These
findings of fact plus Medina's testimony regarding what he heard defendant
say lead us to conclude that Medina's testimony was admissible as anadmission by defendant under N.C.G.S. § 8C-1, Rule 801(d)(A).
[41]Next, defendant contends that the trial court erred by admitting
into evidence videotapes and photographs that showed crime scenes and
injuries with respect to Audrey Hall, Jacqueline Crump, Patricia Ashe,
Sylvia Wilson, and Deborah Elliot. Defendant argues that the introduction
of this evidence was inadmissible under N.C.G.S. § 8C-1, Rules 401 and 403.
We disagree, and we will address each instance of alleged error with
respect to each person listed above.
With regard to Audrey Hall, the trial court admitted exhibits AH-1
through AH-6, which included photographs of Hall. Defendant contends that
he objected to the introduction of these photographs. However, the State
introduced these exhibits to illustrate Hall's testimony, and defendant did
not object to the introduction of these exhibits at that time. Later in
the trial, the State used these exhibits to illustrate Detective Poplin's
testimony. A visual presenter was also set up in order to aid the
testimony. At that time, defendant objected to the introduction of these
photographs and specifically renew[ed] the objection to the [specific]
photo that was being shown on the visual presenter. Defendant also
reiterated that he specifically renewed his objection to all of the
exhibits.
Defendant was mistaken in the belief that he had previously objected
to the introduction of these exhibits. Since defendant did not object to
the introduction of these exhibits during Hall's testimony, he has lost the
benefit of his objection to these exhibits at this time, and he has failed
to properly preserve this argument for appeal.
See N.C.G.S. § 8C-1, Rule
103(a)(1); N.C. R. App. P. 10(b)(1). Even if defendant had objected, we
conclude that these exhibits were not so cumulative in nature as to
constitute undue prejudice. Thus, this assignment of error is overruled.
As to Jacqueline Crump, defendant contends that the trial court erred
by allowing the State to introduce photographs that repeatedly showed thebloody wall of the tunnel and Crump's injuries. First, defendant
cites no
transcript reference that refers to the State's introduction of any
photographs depicting Crump's injuries, and the State contends that it
never introduced any photographs depicting Crump. Thus, the only
photographs in issue are those of the crime scene.
At trial, when the State moved to introduce exhibits JC-4 through
JC-15, which depicted the crime scene in the Crump case, defendant just
said, Objection. The trial court admitted the exhibits for the purpose
of illustrating the testimony of City-County Bureau of Identification Agent
Harley Frame, who took the photographs on 26 October 1995.
A general objection, when overruled, is ordinarily not adequate
unless the evidence, considered as a whole, makes it clear that
there is no purpose to be served from admitting the evidence.
Counsel claiming error has the duty of showing not only that the
ruling was incorrect, but must also provide the trial court with
a specific and timely opportunity to rule correctly.
State v. Jones, 342 N.C. 523, 535-36, 467 S.E.2d 12, 20 (1996) (citation
omitted);
see also N.C.G.S. § 8C-1, Rule 103(a)(1). We conclude that
defendant's general objection to these exhibits was not adequate to
preserve this assignment of error properly for appellate review.
Therefore, this assignment of error is overruled.
With regard to the Patricia Ashe case, the exhibits included a
videotape of the crime scene, photographs taken during the autopsy, and
photographs of Ashe's body at the crime scene. At trial, defendant did not
object to the admission of the photographs of Ashe's body at the crime
scene, and he did not assign error to the admission of the photographs.
Thus, the crime scene photographs are not in issue.
See N.C. R. App. P.
10(c)(1); N.C. R. App. P. 28(b)(6).
Defendant contends that the videotape focused the jury on Ashe's body
and that the autopsy photographs were repetitive. Defendant provides no
other support for his argument except to make this blanket statement. We
find nothing in the record or transcripts to conclude that the videotape or
photographs were repetitive or that the trial court abused its discretionby allowing these exhibits to be admitted. Furthermore, defendant
has not
carried his burden by showing that even if it was error for the trial court
to admit these exhibits, a different result would have been reached at
trial had the trial court not committed this error.
See N.C.G.S. §
15A-1443(a). Thus, these assignments of error are overruled with regard to
this question presented.
Next, with regard to Sylvia Wilson, defendant argues that Investigator
Lantam was shown a series of photographs of the crime scene and of Wilson's
injuries. Defendant also contends that Lantam admitted that two of the
exhibits were basically the same. Once again, defendant provides no
argument in support of his contentions. Furthermore, we conclude that the
photographs were not too gruesome or repetitive and cumulative as to
violate N.C.G.S. § 8C-1, Rule 403. Therefore, this assignment of error is
overruled.
Finally, as to Deborah Elliot, the State introduced exhibits
consisting of eleven photographs taken at the crime scene, three
photographs taken at Elliot's autopsy, and a videotape of the crime scene
and Elliot's body at the Wake Medical Center morgue. Defendant argues that
these exhibits were gruesome and repetitive and were thus inadmissible. We
disagree.
As a general rule, gory or gruesome photographs have been held
admissible so long as they are used for illustrative purposes and are not
introduced solely to arouse the passions of the jury.
Warren, 348 N.C. at
110, 499 S.E.2d at 448
. Also, [p]hotographs depicting '[t]he condition of
the victim's body, the nature of the wounds, and evidence that the murder
was done in a brutal fashion [provide the] circumstances from which
premeditation and deliberation can be inferred.'
State v. Hyde, 352 N.C.
37, 54, 530 S.E.2d 281, 293 (2000) (quoting
Warren, 348 N.C. at 111, 499
S.E.2d at 448),
cert. denied, 531 U.S. 1114, 148 L. Ed. 2d 775 (2001).
Furthermore, this Court has previously stated the following: Photographs showing the c
ondition of the body when found,
its location . . . , and the surrounding scene at the time . . .
are not rendered incompetent by the portrayal of the gruesome
events which the witness testifies they accurately portray.
State v. Elkerson, 304 N.C. 658, 665, 285 S.E.2d 784, 789 (1982).
Repetitive photographs may be introduced, even if they are
revolting, as long as they are used for illustrative purposes and
are not aimed solely at prejudicing or arousing the passions of
the jury.
State v. Peterson, 337 N.C. 384, 393-94, 446 S.E.2d 43, 49 (1994). The
same principles that apply to the admissibility of photographs apply to the
admissibility of videotapes.
Blakeney, 352 N.C. at 310, 531 S.E.2d at 816.
After reviewing the record and the exhibits, we conclude that the
photographs and videotape submitted in the Elliot case were not so gruesome
and repetitive as to require their inadmissibility. Applying the above
principles and the requirements of N.C.G.S. § 8C-1, Rule 403, we also
conclude that the trial court properly admitted this evidence. Therefore,
these assignments of error are overruled as they pertain to this issue.
[42]Defendant next argues that the trial court erred by denying his
motion to dismiss the murder and rape charges in the Patricia Ashe case at
the end of the State's evidence and at the end of all of the evidence based
on the insufficiency of the evidence. We disagree. The jury convicted
defendant of first-degree murder based on premeditation and deliberation
and based upon the felony murder rule, with rape as the underlying felony.
The jury also convicted defendant of first-degree rape in the Ashe case.
The question that must be answered when presented with a motion to
dismiss a charge at the close of all the evidence is
whether, upon consideration of all the evidence in the light most
favorable to the State, there is substantial evidence that the
crime charged in the bill of indictment was committed and that
defendant was the perpetrator. Substantial evidence is that
amount of relevant evidence that a reasonable mind might accept
as adequate to support a conclusion.
State v. Vick, 341 N.C.
569, 583-84, 461 S.E.2d 655, 663 (1995).
State v. Armstrong, 345 N.C. 161, 164-65, 478 S.E.2d 194, 196 (1996)
(citation omitted). If there is substantial evidence -- whether direct,
circumstantial, or both -- to support a finding that the offense chargedhas been committed and that the defendant committed it, the case is
for the
jury and the motion to dismiss should be denied.
State v. Locklear, 322
N.C. 349, 358, 368 S.E.2d 377, 382-83 (1988)
. In order to overcome a
motion to dismiss, the evidence does not have to rule out every hypothesis
of innocence.
See Golphin, 352 N.C. at 458, 533 S.E.2d at 229.
Furthermore, contradictions and inconsistencies do not warrant dismissal;
the trial court is not to be concerned with the weight of the evidence.
Ultimately, the question for the court is whether a reasonable inference of
defendant's guilt may be drawn from the circumstances.
State v. Lee, 348
N.C. 474, 488, 501 S.E.2d 334, 343 (1998) (citation omitted).
When viewing all of the evidence in the light most favorable to the
State, we conclude that the trial court did not err in denying defendant's
motion to dismiss the murder and rape charges in the Ashe case. The
evidence at trial tended to show that DNA testing was conducted on vaginal
swabs taken from Ashe and that a DNA match was found with defendant. Also,
the doctor who performed the autopsy on Ashe's body concluded that Ashe
died as a result of strangulation. Scrapes and scratches were found on
both sides of Ashe's neck as well as on the front of her neck. Although
the sexual encounter may have been voluntary in the beginning, the evidence
indicates that at some point it turned involuntary as testified to by
Dr. John Butts, who stated that the multiple scratches and scrapes on
Ashe's neck are signs indicative of someone struggling. Furthermore, the
Rule 404(b) evidence presented at trial showed that defendant would
consistently choke his victims while raping or assaulting them, which would
be consistent with the evidence in the Ashe case.
Other evidence at trial showed that there was evidence of crack
cocaine use at the scene of the crime that was consistent with defendant's
modus operandi of inducing women to go with him in order to consume crack.
Moreover, defendant denied to Detectives Poplin and Turner that he knew
Patricia Ashe, but the DNA evidence refutes this statement. Finally,defendant's statement, overheard by Gustavo Medina, that he killed tho
se
girls provides further evidence in order to survive a motion to dismiss.
Overall, the evidence presented in this case considered in the light most
favorable to the State could permit a jury to find that these crimes were
committed against Ashe and that defendant was the perpetrator of these
crimes. Therefore, this assignment of error is overruled.
[43]Defendant also argues that it was error to submit as an
aggravating circumstance N.C.G.S. § 15A-2000(e)(5), which provides that
[t]he capital felony was committed while the defendant was engaged . . .
in the commission of, or an attempt to commit, or flight after committing
or attempting to commit, any . . . rape or a sex offense. However, we
have found no instance where defendant objected to the submission of this
aggravating circumstance at trial, and defendant has cited no transcript
page in which he objected to the submission of this aggravating
circumstance. Thus, defendant has failed to properly preserve this alleged
error and has therefore waived appellate review of this issue.
See N.C. R.
App. P. 10(b)(1);
Thomas, 350 N.C. at 363, 514 S.E.2d at 515. Accordingly,
this assignment of error is overruled.
[44]Defendant next contends that the trial court erred by denying his
motion to dismiss the murder charge in the Deborah Elliot case, both at the
end of the State's evidence and at the end of all of the evidence, based on
the insufficiency of the evidence. The jury convicted defendant of first-
degree murder of Elliot based upon premeditation and deliberation and under
the felony murder rule with attempted rape as the underlying felony.
Specifically, defendant argues that the evidence was insufficient in order
to determine that defendant was the perpetrator of the murder and that the
evidence was insufficient in order to determine that defendant attempted to
rape Elliot. We disagree and will discuss each argument separately.
As to the sufficiency of the evidence that defendant was the
perpetrator of the Elliot murder, there was enough evidence to submit thecharge to the jury. As previously stated, Elliot's body was found
in a
building that was formerly part of the Pine State Creamery. Defendant was
familiar with this area because he had stayed there three weeks earlier
with Cynthia Pulley. Shoe tracks inside the dispatcher's shack were
determined to be consistent with the soles of Elliot's shoes. Defendant's
shoe print was also found inside the shack. It was also determined that
the shoe print was fresh since the area was very dusty, and dust had not
yet covered the shoe print. Also, defendant told Detectives Poplin and
Turner through his statement of 25 February 1997 that he had witnessed
Elliot's murder by looking into the bay area of the building through a gap
in a roll-up door. Detective Poplin testified that he attempted to look
into the bay area through the roll-up door, with the door lifted up to
about the size that defendant said the door was open, and he determined
that it was not possible to see the events that defendant described.
Defendant told the detectives where the murder took place, the nature of
the weapon, and the nature of the blows. Defendant had also lied to
Detective Curtis Womble and Officer A.S. Odette as to when he had last seen
Elliot.
Furthermore, Elliot had been choked, and the scratches on her neck
were consistent with the marks that defendant had left on his other
victims. Also, the crime scene was close to the house where defendant had
stayed with Cynthia Pulley and was about four blocks from the location
where the attacks on Kimberly Warren and Shelly Jackson took place. On a
final note, Gustavo Medina, while in the Wake County jail, overheard
defendant say that he had killed those girls.
Overall, the evidence presented in this case, considered in the light
most favorable to the State, could permit a jury to find that defendant was
the perpetrator of the murder of Deborah Elliot. Thus, the trial court did
not err in denying defendant's motions to dismiss, thereby allowing the
jury to decide whether defendant was the perpetrator of the Elliot murder.
[45]Next, as to the sufficiency of the e
vidence that defendant
attempted to rape Elliot, which evidence was the basis for the felony
murder conviction, we conclude that the evidence was sufficient to survive
defendant's motions to dismiss.
The elements of an attempt to commit any crime are: (1) the intent
to commit the substantive offense, and (2) an overt act done for that
purpose which goes beyond mere preparation, but (3) falls short of the
completed offense.
State v. Miller, 344 N.C. 658, 667, 477 S.E.2d 915,
921 (1996)
. First, Elliot's body was found naked except for her shoes and
socks. Elliot's bra had been cut apart, and a couple of buttons appeared
to have been torn off of her shirt. Rule 404(b) evidence tended to show
that defendant lured his victims to isolated locations where he would
assault them in part by choking them while raping or attempting to rape
them. The evidence showed that Elliot was choked, which was consistent
with some of defendant's other victims. Considering all of this evidence
in the light most favorable to the State, we conclude that a reasonable
inference could be made that defendant attempted to rape Elliot.
Therefore, the trial court did not err by permitting the jury to find that
defendant attempted to rape Elliot.
[46]Once again, defendant argues that the trial court erred by
submitting N.C.G.S. § 15A-2000(e)(5) as an aggravating circumstance. As
stated previously, we have found no instance where defendant objected to
the submission of this aggravating circumstance at trial, and defendant has
cited no transcript page in which he objected to the submission of this
aggravating circumstance. Thus, defendant has failed to properly preserve
this alleged error and has therefore waived appellate review of this issue.
See N.C. R. App. P. 10(b)(1);
Thomas, 350 N.C. at 363, 514 S.E.2d at 515.
Therefore, this assignment of error is overruled.
[47]In defendant's next question presented, he argues that the trial
court erred by not giving the jury an alibi instruction with respect to theAudrey Hall case.
During the charge conference at the guilt-innocence phase of the
trial, the judge asked the parties for any specific instructions that they
would like the judge to consider. With respect to an alibi instruction,
defendant just responded 301.10, alibi. The State objected to the alibi
instruction on the basis that there was no evidence to warrant the
instruction. Defendant responded by arguing that there was evidence that
defendant had an alibi for the Deborah Elliot case, but defendant did not
make an argument for an alibi instruction with regard to the other victims.
The judge ultimately gave the jury an alibi instruction only for the Elliot
case. At the end of the jury charge, defendant objected to the alibi
instruction being limited to just the Elliot case. The judge responded
that he gave the instruction that defendant requested. Defendant then
argued that there was evidence to support the instruction in the Audrey
Hall case. For the reasons discussed below, defendant failed to properly
request the alibi instruction with regard to the Audrey Hall case.
[S]ince the decision in
State v. Hunt, 283 N.C. 617, 197 S.E.2d 513
(1973), the trial judge is not required to instruct on alibi unless
defendant specifically requests such instruction.
State v. Waddell, 289
N.C. 19, 33, 220 S.E.2d 293, 303 (1975) (citation altered),
death sentence
vacated, 428 U.S. 904, 49 L. Ed. 2d 1210 (1976). In this case, defendant
did not request an alibi instruction for the Audrey Hall case until after
the jury charge. Defendant's request was with regard only to the Deborah
Elliot case. Furthermore, the evidence in the Hall case was insufficient
to support an alibi instruction. The only evidence suggesting alibi was on
cross-examination of Cynthia Pulley when she stated that she could not
recall when in May 1996 defendant had left for his trip to Augusta,
Georgia. This does not constitute enough evidence to support an alibi
instruction. Thus, defendant did not properly request the alibi
instruction, nor did the evidence support the instruction. Therefore, thisassignment of error is overruled.
[48]In defendant's next question presented, he argues that the trial
court erred by giving a general flight instruction and a flight instruction
with regard to first-degree murder cases. The State requested the
instructions, to which defendant objected, but defendant eventually
conceded that the instruction was appropriate in the Shelly Jackson case.
The trial court ultimately gave the following instruction to the jury with
regard to flight:
The State contends and the defendant denies that the
defendant, Mr. Williams, fled at the time of these alleged
offenses. Evidence of flight may be considered by you, together
with all other facts and circumstances in this case, in
determining whether the combined circumstances amount to an
admission or show of a consciousness of guilt. However, proof of
this circumstance is not sufficient in itself to establish the
defendant's guilt of any crime.
Further, this circumstance has no bearing on the question of
whether the defendant acted with premeditation and deliberation
in the two murder charges. Therefore, it must not be considered
by you as evidence of premeditation or deliberation in those two
cases.
Defendant argues that the evidence did not support this instruction in any
case except the Jackson case. We will not address the instruction with
regard to the Jackson case because defendant conceded that the instruction
in that case was correct, and we will also not address the instruction with
regard to the Vicki Whitaker case because defendant was acquitted in that
case.
We first note that defendant has provided virtually no factual support
in his brief for his argument that the flight instruction was not supported
by the evidence. In
State v. Steen, 352 N.C. 227, 264, 536 S.E.2d 1, 23
(2000),
cert. denied, 531 U.S. 1167, 148 L. Ed. 2d 997 (2001), this Court
determined that the defendant abandoned his assignment of error because he
did not specifically assess the evidence or make an argument with cited
authorities, and therefore, the assignment of error was not presented in a
way for this Court to give it meaningful review.
See also N.C. R. App. P.
28(a), (b)(5). However, even assuming
arguendo that the flight instructionwas improper as to the other victims, we hold that defend
ant has failed to
show prejudice as required by N.C.G.S. § 15A-1443(a), and we cannot
conclude that a different result would have been reached at trial had the
trial court not given this instruction.
Accordingly, this assignment of
error is overruled.
SENTENCING ISSUES
[49]Next, defendant contends that the trial court committed plain
error at the capital sentencing proceeding by instructing the jury on the
mitigating circumstance set forth in N.C.G.S. § 15A-2000(f)(1) and thereby
allowing the State to introduce evidence of prior incidents committed by
defendant that were irrelevant and grossly prejudicial. We disagree.
As defendant concedes, since he did not object to this mitigating
circumstance being admitted at the time (he actually considered requesting
it himself at one point), we must review this issue under a plain error
analysis to determine whether defendant is entitled to a new capital
sentencing proceeding.
See N.C. R. App. P. 10(c)(4).
[T]he plain error rule . . . is always to be applied cautiously
and only in the exceptional case where, after reviewing the
entire record, it can be said the claimed error is a
fundamental
error, something so basic, so prejudicial, so lacking in its
elements that justice cannot have been done, or where [the
error] is grave error which amounts to a denial of a fundamental
right of the accused, or the error has 'resulted in a
miscarriage of justice or in the denial to appellant of a fair
trial' or where the error is such as to seriously affect the
fairness, integrity or public reputation of judicial proceedings
or where it can be fairly said the instructional mistake had a
probable impact on the jury's finding that the defendant was
guilty.
State v. Odom, 307 N.C. 655, 660, 300 S.E.2d 375, 378 (1983) (quoting
United States v. McCaskill, 676 F.2d 995, 1002 (4th Cir. 1982) (footnotes
omitted),
cert. denied, 459 U.S. 1018, 74 L. Ed. 2d 513 (1982)). Thus, in
our review of the record for plain error, we must determine whether the
submission of the (f)(1) mitigator and the subsequent rebuttal evidence by
the State was so egregious and prejudicial that defendant was not able to
receive a fair sentencing proceeding as a result of the trial court'sdecision.
State v. Lemons, 352 N.C. 87, 97, 530 S.E.2d 5
42, 548 (2000),
cert. denied, 531 U.S. 1091, 148 L. Ed. 2d 698 (2001). After reviewing the
whole record, we find no plain error.
N.C.G.S. § 15A-2000(f)(1) reads: The defendant has no significant
history of prior criminal activity. In response to the (f)(1) mitigator,
the rebuttal evidence by the State included the following: (1) a forgery
conviction from the State of Georgia; (2) misdemeanor convictions for
simple battery and simple assault against Carolyn Barker and criminal
trespass against the property of Rusty Griffin, all of which occurred in
Georgia; (3) information dealing with a probation violation based on a
shoplifting charge and having contact with Carolyn Barker; (4) the charges
stemming from the assault on Sylvia Wilson in Georgia, to which Wilson had
already testified during the trial; (5) a misdemeanor charge of harassing
phone calls to Carolyn Barker; (6) a simple battery charge involving
Carolyn Barker; (7) an indictment for burglary against Gwendolyn Smoot,
which was reduced to criminal trespass; and (8) a charge of motor vehicle
theft, which was not pursued because defendant was being charged for an
offense in another county.
The jury had just found defendant guilty of the first-degree murder of
Deborah Elliot, the first-degree murder of Patricia Ashe, the first-degree
rape of Patricia Ashe, the first-degree rape of Audrey Hall, the first-
degree sexual offense of Audrey Hall, the assault with a deadly weapon with
intent to kill inflicting serious injury on Audrey Hall, the first-degree
rape of Jacqueline Crump, the assault with a deadly weapon with intent to
kill inflicting serious injury on Jacqueline Crump, the attempted first-
degree rape of Shelly Jackson, the assault with a deadly weapon with intent
to kill on Shelly Jackson, and the assault with a deadly weapon of Kimberly
Warren. Based on these findings by the jury, we conclude that any alleged
error by the trial court in allowing the (f)(1) mitigator to be introduced
and thereby allowing the State's rebuttal evidence was not so egregiousand prejudicial that defendant was not able to receive a fair
sentencing
proceeding as a result of the trial court's decision, and therefore it did
not rise to the level of plain error.
Lemons, 352 N.C. at 97, 530 S.E.2d
at 548. Accordingly, this assignment of error is overruled.
[50]Defendant next argues that his execution would violate provisions
of the International Covenant on Civil and Political Rights, which this
country ratified on 8 September 1992. Specifically, defendant argues that
the long delays between sentencing and execution and the conditions in
which death row inmates are kept constitute cruel, inhuman or degrading
treatment or punishment in violation of article VII of the covenant, and
because of errors briefed in this appeal, the death penalty in this case
constitutes the arbitrary deprivation of life in violation of article VI,
section 1 of the covenant.
This issue was presented to this Court and specifically overruled in
State v. Smith, 352 N.C. 531, 566, 532 S.E.2d 773, 795 (2000),
cert.
denied, 532 U.S. 949, 149 L. Ed. 2d 360 (2001). Defendant has presented no
new arguments or any compelling reason for this Court to reconsider the
issue in the present case. Therefore, this assignment of error is
overruled.
[51]In defendant's next question presented before this Court, he
contends that the trial court erred in determining that his prior record
level was VI rather than V and that the trial court therefore erred in
sentencing him for his noncapital felony convictions. The trial court
added a point to defendant's prior record level as authorized under
N.C.G.S. § 15A-1340.14(b)(6), which provides: If all the elements of the
present offense are included in the prior offense, 1 point. N.C.G.S. §
15A-1340.14(b)(6) (Supp. 1996) (amended 1997). The additional point that
the trial court added pursuant to this section gave defendant a total of
nineteen points, causing defendant to be placed in the highest prior record
level, level VI.
See N.C.G.S. § 15A-1340.14(c). Without this extra point,defendant would have been sentenced according t
o prior record level V.
Id.
The State concedes that [t]he error in adding a point under N.C.G.S.
§ 15A-1340.14(b)(6) arises because the only relevant prior offenses for the
purposes of that subdivision were defendant's convictions in Georgia in
1977 for attempted rape and aggravated assault. The State cannot establish
that all the elements of the present offenses are included in these two
prior offenses. Thus, the State concedes this issue in that the trial
court erred by adding a point to defendant's prior record level and that
the extra point resulted in longer sentences for the noncapital felony
offenses.
However, the State does not concede this issue as it relates to
defendant's conviction against Jacqueline Crump for assault with a deadly
weapon with intent to kill inflicting serious injury. The State argues
that the trial court imposed the longest minimum sentence in the
presumptive range allowed by N.C.G.S. § 15A-1340.17(c) for each felony
conviction, under the theory that defendant's prior record level was VI.
If the trial court had considered defendant's prior record level to be V,
then the court could not have imposed minimum sentences of such duration.
However, the State continues by stating that in the Crump assault, the
trial court broke away from this practice and sentenced defendant to a
minimum of 145 months, although the highest minimum term for this class C
felony at prior record level VI is 168 months. Under the State's theory,
145 months falls within the range for minimum presumptive sentences for
class C felonies at a prior record level V, and therefore, the trial court
may have been somewhat lenient in the Crump assault case. Thus, the State
contends that defendant has not suffered any harm in the sentence for the
Crump assault from the trial court's error finding defendant to have a
prior record level of VI. We disagree.
Defendant was sentenced at an incorrect prior record level, and the
trial court sentenced defendant according to this incorrect prior recordlevel. We are not persuaded by the State's contention that defenda
nt was
not harmed because the trial court could have sentenced defendant to lesser
time for the Crump assault if the proper prior record level had been
calculated. If the trial court was lenient with regard to sentencing
defendant in the Crump assault case, as the State contends, then that is
for the trial court to determine, not the State. Therefore, we remand this
case for resentencing on only the noncapital felony convictions at a prior
record level V.
PRESERVATION ISSUES
Defendant raises nine additional issues which he concedes have been
previously decided contrary to his position by this Court: (1) the trial
court erred in denying defendant's motion to strike the death penalty on
the ground that it is unconstitutional, and the court committed plain error
by imposing a sentence of death that was arbitrary and conflicted with the
constitutional requirement of individualized sentencing; (2) the trial
court erred in its denial of defendant's motion to restrict death-
qualification of the jury; (3) the trial court erred in its denial of
defendant's motion to bifurcate the jury; (4) the trial court erred by
instructing the sentencing jury that a unanimous verdict was required for
defendant to receive a sentence of life imprisonment; (5) the trial court
erred by using the term may in its instructions in sentencing Issue
Three; (6) the trial court erred by instructing the jurors that they had a
duty to recommend a sentence of death if they unanimously answered yes to
Issue Four; (7) the (e)(9) aggravating circumstance that a murder is
especially heinous, atrocious, or cruel is unconstitutionally vague and
arbitrary; (8) the trial court erred by denying defendant's pretrial motion
for individual jury
voir dire; (9) the trial court erred by granting the
State's motion to limit defendant's questions on
voir dire.
Defendant raises these issues in order to urge this Court to reexamine
its prior holdings with regard to these issues. We have considereddefendant's arguments on these issues, and we find no compelling reason
to
reverse our prior holdings. Therefore, the assignments of error presented
under this issue are overruled.
PROPORTIONALITY REVIEW
[52]Having concluded that defendant's trial and capital sentencing
proceeding were free from prejudicial error, we must now determine:
(1) whether the record supports the aggravating circumstances found by the
jury and upon which the sentences of death were based; (2) whether the
death sentences were entered under the influence of passion, prejudice, or
any other arbitrary factor; and (3) whether the death sentences are
excessive or disproportionate to the penalty imposed in similar cases,
considering both the crime and the defendant.
See N.C.G.S. §
15A-2000(d)(2) (2001).
In the instant case, defendant was convicted of two counts of first-
degree murder. Each conviction was based both on premeditation and
deliberation and under the felony murder rule.
Following the capital sentencing proceeding as to the Elliot murder,
the jury found the following submitted aggravating circumstances:
defendant had been previously convicted of a felony involving the use or
threat of violence to the person, N.C.G.S. § 15A-2000(e)(3); the murder was
committed by defendant while defendant was engaged in an attempt to commit
first-degree rape, N.C.G.S. § 15A-2000(e)(5); the murder was especially
heinous, atrocious, or cruel, N.C.G.S. § 15A-2000(e)(9); and the murder was
part of a course of conduct in which defendant engaged and which included
the commission by defendant of other crimes of violence against another
person or persons, N.C.G.S. § 15A-2000(e)(11).
Also, as to the Elliot murder, the jury found two statutory mitigating
circumstances: that the murder was committed while defendant was under the
influence of mental or emotional disturbance, N.C.G.S. § 15A-2000(f)(2),
and that the capacity of defendant to appreciate the criminality of hisconduct or to conform his conduct to the requirements of the law was
impaired, N.C.G.S. § 15A-2000(f)(6). Two additional statutory mitigating
circumstances were submitted to but not found by the jury: defendant had
no significant history of prior criminal activity, N.C.G.S. § 15A-
2000(f)(1), and the catchall statutory mitigating circumstance, N.C.G.S. §
15A-2000(f)(9). Of the twenty-five nonstatutory mitigating circumstances
submitted, the jury found that seventeen had mitigating value.
As to the Ashe murder, the jury found the following submitted
aggravating circumstances: defendant had been previously convicted of a
felony involving the use or threat of violence to the person, N.C.G.S. §
15A-2000(e)(3); the murder was committed by defendant while defendant was
engaged in the commission of first-degree rape, N.C.G.S. § 15A-2000(e)(5);
and the murder was part of a course of conduct in which defendant engaged
and which included the commission by defendant of other crimes of violence
against another person or persons, N.C.G.S. § 15A-2000(e)(11). The jury
did not find the (e)(9) aggravator in this case, that the murder was
especially heinous, atrocious, or cruel.
Also, as to the Ashe murder, the jury found two statutory mitigating
circumstances: that the murder was committed while defendant was under the
influence of mental or emotional disturbance, N.C.G.S. § 15A-2000(f)(2),
and that the capacity of defendant to appreciate the criminality of his
conduct or to conform his conduct to the requirements of the law was
impaired, N.C.G.S. § 15A-2000(f)(6). Two additional statutory mitigating
circumstances were submitted to but not found by the jury: defendant had
no significant history of prior criminal activity, N.C.G.S. § 15A-
2000(f)(1), and the catchall statutory mitigating circumstance, N.C.G.S. §
15A-2000(f)(9). Of the twenty-four nonstatutory mitigating circumstances
submitted, the jury found that sixteen had mitigating value. After
thoroughly reviewing the record, transcripts, and briefs in this case, we
conclude that the evidence fully supports as to each murder the aggravatingcircumstances found by the jury. Further, we conclude that noth
ing in the
record suggests that defendant's death sentences in this case were imposed
under the influence of passion, prejudice, or any other arbitrary factor.
We must now turn to our final statutory duty of proportionality review.
Proportionality review is designed to eliminate the possibility that
a person will be sentenced to die by the action of an aberrant jury.
State v. Holden, 321 N.C. 125, 164-65, 362 S.E.2d 513, 537 (1987),
cert.
denied, 486 U.S. 1061, 100 L. Ed. 2d 935 (1988). In conducting
proportionality review, we determine whether the sentence of death is
excessive or disproportionate to the penalty imposed in similar cases,
considering both the crime and the defendant.
State v. Williams, 308 N.C.
47, 79, 301 S.E.2d 335, 355,
cert. denied, 464 U.S. 865, 78 L. Ed. 2d 177
(1983);
accord N.C.G.S. § 15A-2000(d)(2). Whether the death penalty is
disproportionate ultimately rest[s] upon the 'experienced judgments' of
the members of this Court.
State v. Green, 336 N.C. 142, 198, 443 S.E.2d
14, 47,
cert. denied, 513 U.S. 1046, 130 L. Ed. 2d 547 (1994).
In our proportionality review, it is proper to compare the present
case with other cases in which this Court has concluded that the death
penalty was disproportionate.
State v. McCollum, 334 N.C. 208, 240, 433
S.E.2d 144, 162 (1993),
cert. denied, 512 U.S. 1254, 129 L. Ed. 2d 895
(1994). This Court has determined that the sentence of death was
disproportionate in seven cases.
Benson, 323 N.C. 318, 372 S.E.2d 517;
State v. Stokes, 319 N.C. 1, 352 S.E.2d 653 (1987);
State v. Rogers, 316
N.C. 203, 341 S.E.2d 713 (1986),
overruled on other grounds by State v.
Gaines, 345 N.C. 647, 483 S.E.2d 396,
cert. denied, 522 U.S. 900, 139 L.
Ed. 2d 177 (1997),
and by State v. Vandiver, 321 N.C. 570, 364 S.E.2d 373
(1988);
Young, 312 N.C. 669, 325 S.E.2d 181;
State v. Hill, 311 N.C. 465,
319 S.E.2d 163 (1984);
Bondurant, 309 N.C. 674, 309 S.E.2d 170;
Jackson,
309 N.C. 26, 305 S.E.2d 703.
However, we find the present case distinguishable from each of theseseven cases. In three of those cases,
Benso
n,
Stokes, and
Jackson, the
defendant either pled guilty or was convicted by the jury solely under the
theory of felony murder. In the instant case, defendant was also convicted
on the theory of premeditation and deliberation as to each murder. We have
said that [t]he finding of premeditation and deliberation indicates a more
cold-blooded and calculated crime.
State v. Artis, 325 N.C. 278, 341, 384
S.E.2d 470, 506 (1989),
sentence vacated on other grounds, 494 U.S. 1023,
108 L. Ed. 2d 604 (1990). Additionally, this Court has never found a
sentence of death to be disproportionate in a case where the jury found a
defendant guilty of murdering more than one victim.
State v. Goode, 341
N.C. 513, 552, 461 S.E.2d 631, 654 (1995).
Finally, as previously stated, in each murder, the jury found the
following aggravating circumstances: (1) defendant had been previously
convicted of a felony involving the use or threat of violence to the
person, N.C.G.S. § 15A-2000(e)(3); (2) in the Ashe case, the murder was
committed while defendant was engaged in the commission of first-degree
rape, and in the Elliot case the murder was committed whiled defendant was
engaged in attempted first-degree rape, N.C.G.S. § 15A-2000(e)(5); and (3)
the murder was part of a course of conduct in which defendant engaged and
that course of conduct included the commission by defendant of other crimes
of violence against another person or persons, N.C.G.S. § 15A-2000(e)(11).
The jury also found as to one of the victims the aggravating circumstance
that the murder was especially heinous, atrocious, or cruel, N.C.G.S. §
15A-2000(e)(9). There are four statutory aggravating circumstances which,
standing alone, this Court has held sufficient to support a sentence of
death.
Wallace, 351 N.C. at 535, 528 S.E.2d at 360 (citing
State v.
Bacon, 337 N.C. 66, 110 n.8, 446 S.E.2d 542, 566 n.8 (1994),
cert. denied,
513 U.S. 1159, 130 L. Ed. 2d 1083 (1995)). The N.C.G.S. § 15A-2000(e)(3),
(e)(5), (e)(9), and (e)(11) statutory aggravating circumstances which the
jury found in these two murders ((e)(9) was found only in the Elliotmurder) are among those four aggravating circumstances.
See id.
It is also proper for this Court to compare this case with the cases
in which we have found the death penalty to be proportionate.
McCollum,
334 N.C. at 244, 433 S.E.2d at 164. In addition, while it is important for
this Court to review all the cases in the pool when engaging in our duty of
proportionality review, we will not undertake to discuss or cite all of
those cases each time we carry out that duty.
Id. It is sufficient to
state that we have concluded that the instant case is more similar to cases
in which we have found the death penalty proportionate than to those in
which we have found the sentence of death disproportionate.
Based on the foregoing and the entire record in this case, we cannot
conclude as a matter of law that the sentences of death were either
excessive or disproportionate. After a thorough and careful review of the
record, transcripts, briefs, and oral arguments, we conclude that defendant
received a fair trial and capital sentencing proceeding, free from
prejudicial error. Therefore, the convictions and sentences of death
entered against defendant must be and are left undisturbed. We further
conclude that defendant's trial on the noncapital charges was free from
prejudicial error, but we remand those cases for resentencing as discussed
previously herein.
NO. 97CRS8388, NO. 97CRS17582, FIRST-DEGREE MURDER: NO ERROR.
NO. 97CRS17583, NO. 97CRS17584, FIRST-DEGREE RAPE: REMANDED FOR
RESENTENCING.
NO. 97CRS17587, FIRST-DEGREE SEXUAL OFFENSE: REMANDED FOR
RESENTENCING.
NO. 97CRS17588, ASSAULT WITH A DEADLY WEAPON: REMANDED FOR
RESENTENCING.
NO. 97CRS17590, NO. 97CRS17591, ASSAULT WITH A DEADLY WEAPON WITH
INTENT TO KILL INFLICTING SERIOUS INJURY: REMANDED FOR RESENTENCING.
NO. 97CRS8000, ATTEMPTED FIRST-DEGREE RAPE: REMANDED FOR
RESENTENCING.
NO. 97CRS8001, ASSAULT WITH A DEADLY WEAPON WITH INTENT TO KILL:
REMANDED FOR RESENTENCING.
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