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SHELLEY AUSTIN WOOD v. GUILFORD COUNTY, BURNS INTERNATIONAL SECURITY
SERVICES CORPORATION, f/k/a BORG-WARNER PROTECTIVE SERVICES CORPORATION
and BURNS INTERNATIONAL SECURITY SERVICES
1. Appeal and Error_preservation of issues_subject matter
jurisdiction
The question of subject matter jurisdiction was properly raised
for the first time on appeal. Subject matter jurisdiction may be
raised at any time, even in the Supreme Court.
2. Workers' Compensation_assault in courthouse_not exclusive remedy
The Workers Compensation Act did not provide the exclusive remedy
for a court employee assaulted in a courthouse, and the Industrial
Commission was not the exclusive forum for a claim against the county,
because the county was a stranger to the employment relationship
between the plaintiff and the Administrative Office of the Courts_a
state agency. The county was not assisting the Administrative Office
of the Courts nor conducting the business of the courts by providing
judicial facilities and security.
3. Cities and Towns; Counties--public duty doctrine_county retaining
private security company
The public duty doctrine barred a negligence claim against a
county arising from an assault on a state judicial employee in a
courthouse where the county had contracted with a private company for
security at the courthouse. The public duty doctrine recognizes that
local law enforcement acts for the benefit of the public rather than
specific individuals and refuses to judicially impose an overwhelming
liability on local government for not preventing every crime. Counties
are required by N.C.G.S. § 7A-302 to provide judicial facilities, but
the legislature did not intend to subject counties to tort liability
for claims arising from third-party criminal conduct, particularly
where a county has undertaken security measures not required by statute
in an effort to protect the public. Isenhour v. Hutto, 350 N.C. 601,
is distinguished.
4. Cities and Towns; Counties_public duty doctrine_exceptions
The two exceptions to the public duty doctrine did not apply to an
action by a state judicial employee against a county arising from an
assault in a courthouse where plaintiff did not allege a special
relationship with this county, plaintiff's status as an employee did
not create a special relationship involving greater protection than
afforded the general public, the statute requiring that counties
provide judicial facilities does not crate a special duty to employees
working in the courthouses, and the record is devoid of any allegation
that this county promised to protect plaintiff from third-party
criminal assaults.
5. Immunity_waiver_preceding issue--whether duty exists
A plaintiff's claim that a county waived its protection under the
public duty doctrine by hiring a security firm was not addressed
because the issue of whether a duty is owed logically precedes waiver,
and the county owed no duty to plaintiff individually.
On discretionary review pursuant to N.C.G.S. § 7A-31 of a
unanimous decision of the Court of Appeals, 143 N.C. App. 507, 546
S.E.2d 641 (2001), affirming in part and reversing in part an order
entered 29 March 2000 by Albright, J., in Superior Court, Guilford
County. Heard in the Supreme Court 14 November 2001.
Fisher, Clinard & Craig, PLLC, by John O. Craig, III, and Shane T.
Stutts, for plaintiff-appellee.
Womble Carlyle Sandridge & Rice, PLLC, by Burley B. Mitchell, Jr.,
and Mark A. Davis; and Jonathan V. Maxwell, Guilford County
Attorney, and Mercedes Oglukian Chut, Deputy Guilford County
Attorney, for defendant-appellant Guilford County.
MARTIN, Justice.
Plaintiff Shelley Austin Wood initiated this action against
defendants for injuries sustained on 31 March 1998 when she was
assaulted on the second floor of the Guilford County courthouse (the
courthouse). Plaintiff was employed by the Administrative Office of
the Courts (AOC) and worked in the courthouse. Plaintiff's assailant
was subsequently convicted of attempted first-degree rape and assault
with a deadly weapon inflicting serious injury.
On 30 July 1999, plaintiff filed a complaint against Guilford
County (the County) and Burns International Security Services
Corporation f/k/a Borg-Warner Professional Services Corporation (Burns
Security), the firm contracted by the County to provide security at the
courthouse, alleging the following claims for relief: (1) the County
breached its duty by failing to provide adequate security at the
courthouse; (2) Burns Security breached its duty by failing to provide
adequate security at the courthouse; (3) as a result of the County'swillful and wanton conduct, plaintiff was entitled to punitive dam
ages;
and (4) plaintiff, as an AOC employee stationed at the courthouse, was
an intended third-party beneficiary of the security contract between
the County and Burns Security, which both breached the contract by
failing to provide reasonably adequate security at the courthouse.
In its answer, the County asserted governmental immunity and the
public duty doctrine as complete bars to plaintiff's action and moved
to dismiss the complaint on the ground that plaintiff failed to state a
claim for relief under North Carolina Rule of Civil Procedure 12(b)(6).
The County also alleged that punitive damages were not recoverable
against a local government under North Carolina law.
On 29 March 2000, the trial court entered an order granting the
County's motion to dismiss with respect to plaintiff's punitive damages
claim but denying the motion with respect to plaintiff's negligence and
breach of contract claims. On 7 April 2000, the County filed an
interlocutory appeal from the trial court's order. On 15 May 2001, the
Court of Appeals entered a decision affirming the trial court's denial
of the County's motion to dismiss the negligence claims and reversing
the trial court's order with respect to the breach of contract claim.
This Court allowed the County's petition for discretionary review on
22 August 2001 to determine (1) whether the Court of Appeals erred in
failing to hold that the trial court lacked subject matter jurisdiction
over the action, and (2) whether the Court of Appeals erred in failing
to determine that plaintiff's claims were barred by the public duty
doctrine and governmental immunity.
[1]The County initially raised the defense of subject matter
jurisdiction in the Court of Appeals. It argues before this Court that
the North Carolina Workers' Compensation Act (the Act) provides the
exclusive remedy for a state employee injured while working in abuilding maintained by the County and that this case should therefore
have been brought before the North Carolina Industrial Commission (the
Industrial Commission). Plaintiff argues that the trial court had
subject matter jurisdiction over the instant action because the Act
does not extend to the type of relationship existing between the County
and the State of North Carolina.
At the outset we note that [t]he question of subject matter
jurisdiction may be raised at any time, even in the Supreme Court.
Lemmerman v. A.T. Williams Oil Co., 318 N.C. 577, 580, 350 S.E.2d 83,
85 (1986); see also N.C.G.S. § 8C-1, Rule 12(h)(3) (1999). The County
therefore properly raised this defense on appeal. Accordingly, the
threshold question is whether the trial court properly exercised
subject matter jurisdiction over plaintiff's negligence claim against
the County.
[2]It is well settled that the Act provides the exclusive remedy
when an employee is injured by accident arising out of and in the
course and scope of employment. See N.C.G.S. § 97-10.1 (1999); Bryant
v. Dougherty, 267 N.C. 545, 548, 148 S.E.2d 548, 551 (1966).
Specifically, the Act bars a worker from bringing a common law
negligence action against the employer. Pleasant v. Johnson, 312 N.C.
710, 713, 325 S.E.2d 244, 247 (1985); see also Hicks v. Guilford Cty.,
267 N.C. 364, 148 S.E.2d 240 (1966). The exclusivity provisions of the
Act extend to parties conducting [the employer's] business, N.C.G.S.
§ 97-9 (1999), whereby an employer may be liable to an employee under
the Act for injuries negligently caused by another employee or by a
party acting as an agent of the employer. See Strickland v. King, 293
N.C. 731, 733, 239 S.E.2d 243, 244 (1977). This Court has interpreted
N.C.G.S. § 97-10--the predecessor to N.C.G.S. § 97-10.1--as allowing an
injured worker to bring a common law negligence action against a thirdparty, however, when the third party is a 'stranger to the
employment.' Jackson v. Bobbitt, 253 N.C. 670, 677-78, 117 S.E.2d
806, 811-12 (1961) (quoting Warner v. Leder, 234 N.C. 727, 69 S.E.2d 6
(1952), overruled on other grounds by Woodson v. Rowland, 329 N.C. 330,
348-49, 407 S.E.2d 222, 233 (1991), and by Pleasant, 312 N.C. at 718,
325 S.E.2d at 250) (holding that nonemployee driver was a stranger to
the employment because employees injured in car accident did not show
that transportation provided was anything more than gratuitous or a
mere accommodation), quoted in Pleasant, 312 N.C. at 713, 325 S.E.2d
at 247.
North Carolina law requires counties to provide facilities for the
operation of the state's judicial system: In each county in which a
district court has been established, courtrooms . . . and related
judicial facilities (including furniture), as defined in this
Subchapter, shall be provided by the county. N.C.G.S. § 7A-302
(1999). In addition to providing judicial facilities, the County
elected to provide security for the courthouse through a contract
negotiated with Burns Security. The County argues that by providing
the courthouse, as well as the security for the courthouse, it was
conducting the state's business and therefore was acting as an agent of
the state, making the Industrial Commission the proper forum for this
action. We disagree.
The County was not employed by the state, nor was it required by
the express terms of N.C.G.S. § 7A-302 to provide security for the
courthouse. The AOC is responsible for administering the state's
judicial system. By providing judicial facilities and contracting with
a private security company, the County was not assisting the AOC, nor
was the County conducting the business of the AOC for purposes of
N.C.G.S. § 97-9. Insofar as its provision of the building and securitywas concerned, the County remained a stranger to the act
ual employment
relationship existing between plaintiff and the state. Accordingly, we
reject the County's argument that the Industrial Commission provided
the exclusive forum for the instant action.
The County next argues that the trial court erred by denying its
Rule 12(b)(6) motion to dismiss plaintiff's negligence claim on grounds
of the public duty doctrine and governmental immunity. Plaintiff
argues that both the trial court and the Court of Appeals correctly
determined that the public duty doctrine is unavailable to the County
and, furthermore, that the County waived its governmental immunity by
contracting with Burns Security and requiring that [the County] be
named as an additional insured on the Defendant Burns' liability
insurance policy.
We observe that [a] waiver of governmental immunity
. . . does not give rise to a cause of action where none previously
existed. Lynn v. Overlook Dev., 98 N.C. App. 75, 79, 389 S.E.2d 609,
612 (1990) aff'd in part and rev'd in part, 328 N.C. 689, 403 S.E.2d
469 (1991). Our consideration of the public duty doctrine therefore
logically precedes the question of waiver of governmental immunity. In
other words, absent the existence of a duty, a waiver of governmental
immunity in and of itself affords little aid to a plaintiff seeking to
recover damages for a municipality's alleged negligence. Florence v.
Goldberg, 44 N.Y.2d 189, 195, 375 N.E.2d 763, 766 (1978).
[3]On a Rule 12(b)(6) motion to dismiss, the question is whether,
as a matter of law, the allegations of the complaint, treated as true,
state a claim upon which relief can be granted. Isenhour v. Hutto, 350
N.C. 601, 604, 517 S.E.2d 121, 124 (1999). Dismissal under Rule
12(b)(6) is proper when one of the following three conditions is
satisfied: (1) the complaint on its face reveals that no law supportsthe plaintiff's claim; (2) the complaint on its face reveal
s the
absence of facts sufficient to make a good claim; or (3) the complaint
discloses some fact that necessarily defeats the plaintiff's claim.
Oates v. JAG, Inc., 314 N.C. 276, 278, 333 S.E.2d 222, 224 (1985).
Actionable negligence occurs only where there is a failure to
exercise proper care in the performance of some legal duty which the
defendant owed the plaintiff, under the circumstances in which they
were placed. Mattingly v. N.C. R.R. Co., 253 N.C. 746, 750, 117
S.E.2d 844, 847 (1961). Moreover, in the context of the provision of
police protection by a local government, the duty breached must be more
specific than a duty owing to the general public. Lovelace v. City of
Shelby, 351 N.C. 458, 526 S.E.2d 652 (2000). This principle of law,
known as the public duty doctrine, was first applied by this Court in
Braswell v. Braswell, 330 N.C. 363, 370, 410 S.E.2d 897, 901 (1991).
The doctrine recognizes that a local government entity and its agents
act for the benefit of the public, and therefore, there is no liability
for the failure to furnish police protection to specific individuals.
Id. Under the public duty doctrine, governmental entities have no duty
to protect particular individuals from harm by third parties, thus no
claim may be brought against them for negligence. See id. This rule
acknowledges the limited resources of law enforcement and refuses to
impose, by judicial means, an overwhelming burden of liability on local
governments for failure to prevent every criminal act. Id. at 371, 410
S.E.2d at 901.
In Braswell, this Court also recognized that while the public duty
doctrine is a necessary and reasonable limitation on liability, there
are two well-established exceptions to the doctrine that prevent
inequities to certain individuals: (1) when there is a special
relationship between the injured party and the police; and (2) when amunicipality creates a special duty by promising protection to an
individual. Id. at 371, 410 S.E.2d at 902.
As applied to local government, this Court has declined to expand
the public duty doctrine beyond agencies other than local law
enforcement departments exercising their general duty to protect the
public. Thompson v. Waters, 351 N.C. 462, 464-65, 526 S.E.2d 650,
651-52 (2000); Lovelace, 351 N.C. at 461, 526 S.E.2d at 654. In
Lovelace, we stated:
While this Court has extended the public duty doctrine to
state agencies required by statute to conduct inspections for
the public's general protection, see Hunt v. N.C. Dep't of
Labor, 348 N.C. 192, 499 S.E.2d 747 (1998); Stone v. N.C.
Dep't of Labor, 347 N.C. 473, 495 S.E.2d 711, cert. denied,
525 U.S. 1016, 142 L. Ed. 2d 449 (1998), we have never
expanded the public duty doctrine to any local government
agencies other than law enforcement departments when they are
exercising their general duty to protect the public, see
Isenhour[, 350 N.C. at 604, 517 S.E.2d at 124] (refusing to
extend the public duty doctrine to shield a city from
liability for the allegedly negligent acts of a school
crossing guard). . . . Thus, the public duty doctrine, as it
applies to local government, is limited to the facts of
Braswell.
351 N.C. at 461, 526 S.E.2d at 654.
In light of the fact that we have previously delineated the
boundaries of the public duty doctrine--as applied to local
government--to the provision of police protection, see id., the first
issue we must address is whether the County, in providing security at
the courthouse, was providing a service analogous to police protection
to the general public. The Court of Appeals reasoned that the public
duty doctrine was inapplicable to the present case because
[d]efendant, as a local government, was not acting in a law
enforcement capacity or exercising its general duty to protect the
public by providing security to the Courthouse, but was acting as owner
and operator of the Courthouse. Wood v. Guilford Cty., 143 N.C. App.
507, 512, 546 S.E.2d 641, 645 (2001). The Court of Appeals' holding that the public duty doctrine does
not preclude local government liability to an individual injured by
the intentional criminal act of a third party is inconsistent with the
conceptual underpinnings of the public duty doctrine as recognized in
Braswell: that local government's duty to protect against crime flows
to the general public rather than to specific individuals. 330 N.C. at
371, 410 S.E.2d at 901. We observe that N.C.G.S. § 7A-302 essentially
renders the County an involuntary landlord by requiring it to provide
courtrooms, office space . . . , and related judicial facilities for
the state's judicial system. We do not believe that the General
Assembly intended, by enacting section 7A-302, to subject the County to
tort liability for claims arising from third-party criminal conduct
particularly when, as here, the County undertook affirmative security
measures not expressly required by section 7A-302 in its apparent
effort to protect the public from harm.
Plaintiff argues before this Court that because the hired security
guards were not sworn public officers with the full panoply of
authority reserved to those in law enforcement (i.e., the power to
arrest, to investigate crimes, to operate the County jail, to enforce
safety statutes, and to serve warrants and civil court documents), they
are not part of a law enforcement department, as required by the
language in Lovelace, nor are they providing police protection, as
required by Braswell. In our view, this is an overly literal reading
of the limitations we have placed on the public duty doctrine as
applied to local governments in Lovelace, and an overly narrow
interpretation of the doctrine itself as articulated in Braswell. The
test of whether the public duty doctrine applies is a functional one
and includes consideration of the nature of the duty assumed by the
local governmental defendant. For example, in Isenhour, the plaintiff's son was struck by a car
and killed after a school crossing guard, stationed at an intersection
by the City of Charlotte, gave the child permission to cross the
street. 350 N.C. at 608, 517 S.E.2d at 126. Plaintiff brought a
negligence action against the city. This Court held that, unlike the
provision of police protection to the general public, as in Braswell,
or the statutory duty of a state agency to inspect various facilities
for the benefit of the public, as in Stone and Hunt, a school crossing
guard is employed to provide a protective service to an identifiable
group of children. Isenhour, 350 N.C. at 607-08, 517 S.E.2d at 126.
In its assessment of whether the actions of a crossing guard fall
within the intended scope of the public duty doctrine or whether the
guard's actions are meaningfully distinct from the law enforcement
function in Braswell, this Court observed that the protective services
of the crossing guard were limited as to time, place, beneficiaries,
and purpose. Id. The city's provision of a school crossing guard did
not equate to, and was meaningfully distinct from, the provision of
police protection in Braswell, and therefore the public duty doctrine
did not apply. Id.
In the instant case, the protective services provided at the
courthouse through the County's contract with Burns Security are
analogous to the police protection provided to the general public in
Braswell. The rationale underlying the public duty doctrine is thus
applicable. The courthouse security guards were employed to provide
protective services, as was the crossing guard in Isenhour, but the
group the guards were called upon to protect can hardly be
characterized as identifiable, as plaintiff argues. Rather, the
protective services provided by Guilford County were intended to
benefit the public at large, including those members of the public whoworked at the courthouse. Specifically, the protective duty undertak
en
by the courthouse security guards was not limited in scope to the same
degree as the crossing guards in Isenhour in respect to time (all day
in the present case, as opposed to the specific time periods when
children were going to or coming from school in Isenhour), place (a
whole courthouse building here, as opposed to one narrow strip of road
in Isenhour), intended beneficiaries (all people entering the building
in the instant case, as opposed to schoolchildren only in Isenhour) and
purpose (the general safeguarding of the public from a multitude of
dangers at the courthouse in the instant case, as opposed to the
singular purpose of safeguarding schoolchildren from the hazards of
vehicular traffic coming from predictable directions in Isenhour).
As we have stated on numerous occasions, the public duty doctrine
exists to prevent the imposition of an overwhelming burden of liability
on governmental agencies with limited resources. Stone, 347 N.C. at
481, 495 S.E.2d at 716; Braswell, 330 N.C. at 370-71, 410 S.E.2d at
901. The doctrine retains limited vitality, as applied to local
government, within the context of government's duty to protect the
public generally, see Southern Ry. Co. v. Mecklenburg Cty., 231 N.C.
148, 151, 56 S.E.2d 438, 440 (1949), which is necessarily limited by
the resources of the [local] community. Florence, 44 N.Y.2d at 198,
375 N.E.2d at 768.
[4]Having determined that the public duty doctrine bars
plaintiff's civil action against the County, we next determine whether
either of the recognized exceptions to the doctrine applies. In
Braswell, we reiterated the example that most commonly gives rise to
the special relationship exception to the public duty doctrine: the
relationship between the police department and a state's witness or
informant who has aided law enforcement officers. Braswell, 330 N.C.at 371, 410 S.E.2d at 902. Examining the special relationship
exception in the context of the present case, we fail to see how,
standing alone, plaintiff's status as an AOC employee working at the
courthouse qualifies as special for purposes of the public duty
doctrine. In other words, having security patrols at the courthouse
where plaintiff worked did not create a special relationship from which
accrued greater protective benefits to plaintiff against violent crime
than those afforded to the general public using the same courthouse.
In any event, plaintiff, in her complaint, failed to allege the
existence of a special relationship between her and the County.
Accordingly, the special relationship exception to the public duty
doctrine is inapplicable to the instant case.
The second recognized exception to the public duty doctrine
examines whether a special duty arose to a particular individual.
Plaintiff must show that an actual promise was made to create a special
duty, that this promise was reasonably relied upon by plaintiff, and
that this reliance was causally related to the injury ultimately
suffered by plaintiff. See id. [T]he 'special duty' exception to the
general rule against liability of law enforcement officers for criminal
acts of others is a very narrow one; it should be applied only when the
promise, reliance, and causation are manifestly present. Id. at 372,
410 S.E.2d at 902.
In the present case, as already indicated, the County had a
statutory responsibility to provide facilities for operation of the
state's judicial system. See N.C.G.S. § 7A-302. The statute does not
contain any language to suggest the creation of a special duty,
however, whereby the County owed employees working in the courthouse
greater protection than that owed to the general public using the
courthouse. Moreover, the record is devoid of any allegation that theCounty made a promise to plaintiff to protect her against third-party
criminal assaults. Accordingly, as the pleadings fail to allege the
existence of a special duty, this exception to the doctrine is
inapplicable.
[5]Plaintiff further alleges that the County waived its
protection under the public duty doctrine. By hiring a security firm,
plaintiff asserts, the County created a duty to courthouse tenants and
their employees. This argument essentially restates in different terms
the special duty exception to the public duty doctrine. In any event,
by contracting with Burns Security, the County was merely executing the
law enforcement duties required of it as a local governmental entity.
See Southern Ry. Co., 231 N.C. at 151, 56 S.E.2d at 440. Accordingly,
plaintiff's waiver argument is without merit.
As previously stated, the issue of whether a duty is owed to a
claimant alleging negligence logically precedes the issue of a waiver
of governmental immunity. As the County owed no duty to plaintiff
individually, the public duty doctrine operates to foreclose liability
against the County on plaintiff's negligence claim. Consequently, we
do not address governmental immunity or plaintiff's allegation of
waiver of governmental immunity. We express no opinion as to
plaintiff's negligence claim against Burns Security at this stage of
the proceedings in the trial court.
Accordingly, the Court of Appeals' conclusion that the trial court
properly exercised jurisdiction over plaintiff's civil claims against
the County is affirmed. The Court of Appeals' determination that the
public duty doctrine was inapplicable in the present case is reversed.
This case is remanded to the Court of Appeals for further remand to
the trial court for further proceedings consistent with this opinion.
AFFIRMED IN PART AND REVERSED AND REMANDED IN PART.
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