All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Car
olina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the
print version appearing in the North Carolina Reports and North Carolina Court of Appeals Reports, the latest print version is to be consid
ered authoritative.
STATE OF NORTH CAROLINA v. LIONEL LEWIS ROGERS
No. 373A00]
(Filed 10 May 2002)
1. Venue_-motion to change_pretrial publicity
The trial court did not abuse its discretion in a first-degree murder, first-degree burglary, and first-degree
sexual offense prosecution by denying defendant's motion to change venue under N.C.G.S. § 15A-957 based on
pretrial publicity including several newspaper articles and a broadcast television report about the murder, because
defendant's general allegations that the attention devoted by local media tainted the jury pool in this case failed to
establish the particularized prejudice necessary to support a change of venue.
2. Jury--motion for individual selection of jurors--improper comments
The trial court did not err in a first-degree murder, first-degree burglary, and first-degree sexual offense
prosecution by denying defendant's motion for individual selection of jurors even though defendant contends several
prospective jurors tainted the pool by allegedly expressing improper opinions as to defendant's guilt or the outcome of
the trial while other prospective jurors were listening, because: (1) the trial court maintained control over the jury
selection process, intervening to ask questions as necessary and clarifying matters to the prospective jurors as
appropriate; (2) the trial court interrupted on at least one occasion when a prospective juror appeared to be on the
verge of making an improper comment and allowed challenges for cause as to jurors who were unable to follow the
law; (3) the trial court instructed the prospective jurors to disregard improper comments; and (4) a judge who observes
the prospective juror's demeanor as he responds to questions and efforts at rehabilitation is best able to determine
whether the juror should be excused for cause.
3. Identification of Defendants--photographic lineup--motion to suppress
The trial court did not err in a first-degree murder, first-degree burglary, and first-degree sexual offense
prosecution by denying defendant's motion to suppress a witness's identification of defendant in a photographic
lineup, because: (1) defendant was not impermissibly photographed since he came to the police station voluntarily and
was not under arrest or in custody when photographed; (2) the photographic identification process was not suggestive
since the witness was shown an array of six photographs, including the photograph taken of defendant that day, and
the witness quickly selected defendant's photograph; (3) the witness identified defendant in court as the man she saw
at the victim's home; and (4) although defendant is the only one in the photo array not standing before a grid of
horizontal lines, a photographic lineup is not impermissibly suggestive merely based on the fact that defendant has a
distinctive appearance, and none of the men in the photo array appears particularly distinctive in comparison with any
of the others.
4. Identification of Defendants_-in-court--motion to suppress
The trial court did not err in a first-degree murder, first-degree burglary, and first-degree sexual offense
prosecution by denying defendant's motion to suppress a witness's in-court identification of defendant as the
perpetrator of the crime, because: (1) the witness had the opportunity to view the perpetrator of the crime from a
distance of approximately forty feet for several seconds on two occasions; (2) although it was night, lighting was
adequate to allow the witness to see the man's face and the witness's eyesight was good; (3) the witness was paying
close attention and shortly thereafter provided a detailed description to the investigators; and (4) at the suppression
hearing, the witness was careful to ask to see defendant without his hat before committing herself and then was
confident of her identification.
5. Jury_-challenges for cause-_familiarity with defendant--opposition to death penalty
The trial court did not abuse its discretion in a first-degree murder, first-degree burglary, and first-degree
sexual offense prosecution by excusing two prospective jurors for cause after voir dire, because: (1) one of the
prospective jurors stated unambiguously and without prodding by the court that she would be unable to return a
verdict of guilty, and the trial court also learned that the prospective juror knew defendant personally, was a friend of
defendant's mother, had misgivings about serving on the jury, and left the court with the definite impression that this
prospective juror would be unable to faithfully and impartially apply the law; and (2) the second prospective juror
revealed his inability to serve on a capital jury.
6. Jury--peremptory challenges_-racially neutral reasons
The trial court did not abuse its discretion in a first-degree murder, first-degree burglary, and first-degree
sexual offense prosecution by overruling defendant's objections to the prosecutor's peremptory challenges of several
African-American jurors based on alleged racial discrimination, because the prosecutor gave racially neutral reasons
including that: (1) one prospective juror was dismissed because the juror knew defendant's mother and was
ambivalent about sitting in judgment; (2) another prospective juror's spouse had worked for one of defendant's
counsel; (3) another prospective juror had a history of problems with the law and may have been mentally challenged;
(4) another prospective juror seemed uncomfortable with the law and unwilling to participate in the trial; (5) another
prospective juror had a prior DWI and seemed to the prosecutor to be weak on the death penalty; and (6) another
prospective juror also appeared to be mentally challenged and had a family history of encounters with the law.
7. Jury--excusal--age
The trial court did not abuse its discretion in a first-degree murder, first-degree burglary, and first-degree
sexual offense prosecution by excusing two prospective jurors over the age of sixty-five based on their age, because:
(1) both prospective jurors asked to be excused, and N.C.G.S. § 9-6.1 allows a person over sixty-five years of age to
be excused if they ask to be excused; (2) citizens over the age of sixty-five do not make up a distinctive group for the
purposes of determining whether defendant was denied his right to have a jury selected from a cross-section of the
community as guaranteed by the Sixth Amendment to the United States Constitution and Article I, Section 26 of the
North Carolina Constitution; and (3) the rational basis of the General Assembly's decision to allow trial judges to
excuse jurors on the basis of advanced age is readily apparent when the adverse affects of growing old do not strike all
equally or at the same time.
8. Constitutional Law_-effective assistance of counsel--failure to object
A defendant in a first-degree murder, first-degree burglary, and first-degree sexual offense prosecution did not
receive ineffective assistance of counsel based on defense counsel's failure to object when the trial court excused two
prospective jurors over sixty-five based on their age, because: (1) the trial court acted properly by excusing the jurors;
and (2) there is no evidence in the record suggesting that the two jurors who were excused would have led the other
jurors to a different verdict if they had been selected to sit on this case in light of the strong evidence of defendant's
guilt.
9.Criminal Law--defendant's pro se motion--failure to conduct a hearing
The trial court did not err in a first-degree murder, first-degree burglary, and first-degree sexual offense
prosecution by failing to conduct a hearing on defendant's pro se motion during trial, because: (1) most of the
allegations in defendant's filing involved conclusory claims that are best addressed during a trial and by cross-
examination, including that defendant was discriminated against based on his race, that witnesses lied, that the
investigators paid witnesses to perjure themselves, and that defendant was innocent; (2) the issues raised by defendant
such as the admissibility of his statements to investigators were handled in pretrial proceedings; and (3) although
defendant's filing was extraordinary and did not require any action by the court, the trial judge conscientiously
allowed defendant to present his case before a neutral and detached magistrate.
10. Criminal Law_-prosecutor's argument--defendant's exercise of his right not to testify or produce
evidence--failure to rebut the State's evidence
The trial court did not err by failing to intervene ex mero motu in a first-degree murder, first-degree burglary,
and first-degree sexual offense prosecution during the prosecutor's closing argument allegedly commenting on
defendant's exercise of his right not to testify or produce evidence, because: (1) the prosecutor was addressing
defendant's failure to refute the State's theory of the case while acknowledging that some questions remained
unanswered; (2) there is no error in an argument that the State's evidence was uncontradicted, and a prosecutor's
argument pointing out a defendant's failure to answer the State's evidence is not a comment on defendant's failure to
testify; and (3) it is assumed that the jurors followed the court's admonition to disregard any comments relating to a
polygraph and that the stricken testimony played no part in the jurors' evaluation of the portions of the prosecutor's
argument relating to defendant's failure to rebut the State's evidence.
11. Criminal Law_-prosecutor's argument_-vouching for witnesses
The trial court did not err by failing to intervene ex mero motu in a first-degree murder, first-degree burglary,
and first-degree sexual offense prosecution during the prosecutor's closing argument where the prosecutor allegedly
vouched for his own witnesses by stating the State's witnesses had no axe to grind and came to tell the truth, because:
(1) counsel is allowed to give the jurors reasons why they should believe the State's evidence; and (2) the prosecutor
did not personally vouch for the witnesses or place the State's imprimatur on their testimony, but only argued thatlogic compelled the conc
lusion that the witnesses were credible.
12. Criminal Law_-prosecutor's argument_-community revulsion
The trial court did not err by failing to intervene ex mero motu in a first-degree murder, first-degree burglary,
and first-degree sexual offense prosecution during the prosecutor's closing argument allegedly asking the jury to
convict on the basis of community revulsion to the crime, because: (1) the prosecutor did not argue that the jury
should be swayed by local sentiment, but instead pointed out that the jurors had the responsibility of deciding the case;
(2) arguments characterizing the jury as the conscience of the community have been upheld; and (3) the prosecutor in
fact instructed the jurors not to be swayed by community sentiment.
13. Sentencing--capital--prosecutor's argument--expert's untruthful testimony in exchange for pay
The trial court did not err by failing to intervene during the prosecutor's closing argument in the capital
sentencing phase stating that defendant's expert should not be believed based on the fact that he would give untruthful
or inaccurate testimony in exchange for pay. While an argument imputing perjury to a witness on the basis of
evidence no more substantial than the mere fact the witness was compensated is improper, it was not so grossly
improper as to require the trial court to intervene ex mero motu.
14. Sentencing_capital_psychiatric expert_prosecutor's cross-examination and argument_cumulative effect
Defendant is entitled to a new capital sentencing proceeding because of the cumulative effect of improprieties
in the prosecutor's cross-examination of defendant's psychiatric expert and the prosecutor's closing argument
pertaining to the expert where the prosecutor went beyond ascribing the basest of motives to defendant's expert that
the expert would perjure himself for pay, but he also indulged in ad hominem attacks, disparaged the witness's area of
expertise, and distorted the expert's testimony.
Appeal as of right pursuant to N.C.G.S. § 7A-27(a) from a judgment
imposing a sentence of death entered by Haigwood, J., on 14 April 2000 in
Superior Court, Halifax County, upon a jury verdict finding defendant guilty of
first-degree murder. On 21 June 2001, the Supreme Court allowed defendant's
motion to bypass the Court of Appeals as to his appeal of additional judgments.
Heard in the Supreme Court 13 February 2002.
Roy Cooper, Attorney General, by Valérie B. Spalding, Special Deputy
Attorney General, for the State.
Staples Hughes, Appellate Defender, and Janet Moore, Assistant Appellate
Defender, for defendant-appellant.
EDMUNDS, Justice.
On 25 August 1997, defendant Lionel Lewis Rogers was indicted for first-
degree murder, first-degree burglary, and first-degree sexual offense. He was
tried capitally before a jury at the 20 March 2000 session of Superior Court,
Halifax County. On 10 April 2000, the jury found defendant guilty of all
charges. The first-degree murder conviction was based on theories both of
premeditation and deliberation and of felony murder. At defendant's capital
sentencing proceeding, the jury found the existence of five aggravatingcircumstances, two statutory mitigating circumstances, and fourteen
nonstatutory mitigating circumstances, and recommended the death penalty. On
14 April 2000, the trial court sentenced defendant to death for the first-
degree murder conviction. The trial court also imposed consecutive sentences
of 146 to 185 months' imprisonment for the first-degree burglary conviction and
480 to 585 months' imprisonment for the first-degree sexual offense conviction.
Defendant appeals his conviction for first-degree murder and his sentence of
death to this Court as a matter of right. On 21 June 2001, we allowed
defendant's motion to bypass the Court of Appeals as to his burglary and sexual
offense convictions. For the reasons that follow, we conclude that defendant's
trial was free from prejudicial error; however, we hold that defendant is
entitled to a new capital sentencing proceeding.
At trial, the State presented evidence that Hazel Sechler, the eighty-
eight-year-old victim in this case, lived alone in Weldon, North Carolina. At
approximately 9:25 p.m. on 11 May 1997, her neighbor Irma Johnson telephoned
the victim. During their conversation, the line went dead. When Johnson's
attempts to call the victim back were unsuccessful, she took a flashlight onto
her porch and looked toward the victim's house, which was about forty feet
away. The lights in the victim's home provided adequate illumination, and
Johnson saw a man on the victim's porch. She noticed the man's appearance,
complexion, hair style, and clothing. When she saw the man enter the victim's
home, she called the police.
As Johnson continued to watch, she saw the man emerge from the victim's
house carrying in his left hand an implement that appeared to be a knife. She
called the police again, and shortly thereafter, Lieutenant Eugene Harris of
the Weldon Police Department responded. He met Johnson, then observed that the
telephone wires leading to the victim's house appeared to have been cut. Upon
entering the victim's home, he noticed that a door leading upstairs had been
forced open, then saw a cane and a shoe in the hall and what appeared to be a
spot of blood on the wall.
Lieutenant Harris found the victim lying on her bed, bleeding frominjuries to her throat and hands. Her neck had b
een sliced so deeply that she
was breathing through the wound in her trachea. Her nightgown had been ripped
away from her chest and abdomen. Her panties were around her ankles, and the
responding paramedics observed blood around her vaginal area. The victim was
conscious but unable to speak because her larynx had been cut.
The victim was transported to a local hospital, then immediately airlifted
to Duke University Medical Center. While receiving treatment the next day, the
victim suffered a fatal heart attack. John Butts, chief medical examiner for
the State of North Carolina, was accepted by the court as an expert in the
field of forensic pathology. He conducted the autopsy of the victim and
described the injuries to her neck. He stated that she had a large gaping
wound in her throat and two deeper cutting injuries in the same area,
indicating that it [took] more than one stroke or movement to produce the
cut. He also found defensive wounds on both of the victim's hands and
evidence of injury to the victim's genitalia. Dr. Butts' opinion was that the
victim's death was caused by the injuries to her neck.
After the victim was taken to the hospital on 11 May 1997, police
interviewed Johnson. She described the individual she saw as a black male with
dreadlocks who was wearing a blue-green T-shirt. On 12 May 1997, police found
a T-shirt matching Johnson's description 131 feet from defendant's home.
Individuals who saw defendant at different times on 11 May 1997 identified the
T-shirt as being the one he had been wearing that day. Also on 12 May 1997,
police observed defendant walk slowly past the victim's home, then later twice
drive past it.
Defendant voluntarily went to the police station on 13 May 1997, where he
provided blood, hair, and clothing samples. He also was photographed, and that
same day, police showed Johnson a photographic lineup. She promptly identified
defendant as the individual she had seen enter the victim's home and also
identified the T-shirt found by the police as matching the shirt worn by the
intruder.
Subsequent testing of the DNA in two hairs found on the T-shirt excludeddefendant as the source of the hairs, but t
he victim was in 8.5% of the
Caucasian population that could have contributed the strands. DNA testing of
the blood found on the shirt revealed that there was only one chance in many
millions that the blood did not come from the victim. Additional DNA testing
of fabric around the T-shirt's collar indicated that while there had been more
than one wearer, the profile of the major contributor nevertheless could be
determined. That profile matched the DNA obtained from defendant's blood
sample. The odds against an unrelated individual also matching the major
contributor's genetic profile were one in 4,800 for the African-American
population, one in 230,000 for the Caucasian population, one in 130,000 for the
southeastern Hispanic population, and one in 68,000 for the southwestern
Hispanic population.
One of defendant's neighbors testified that after the assault on the
victim, she visited defendant at his home and saw him carrying a bag containing
a knife that appeared to be bloody. As she watched, defendant cleaned the
knife. Defendant told her he had dropped it in some blood on the way home and
to keep the knife a secret.
On 6 August 1997, defendant was arrested. He was transported to the
police station and given Miranda warnings. Defendant appeared unconcerned and
told investigators that they had nothing on him. However, when investigators
showed defendant a photograph of the victim and advised him that she could not
have identified him because she had been legally blind, defendant grew quiet
and remarked, She didn't have to die. The next day, police searched a mini-
storage bin rented by defendant and recovered several knives of a style similar
to those found in defendant's home.
Defendant presented no evidence during the guilt-innocence phase of his
trial.
PRETRIAL ISSUES
[1]First, defendant contends that the trial court erred in denying his
motion to change venue. In this motion, originally filed on 15 September 1997,
defendant cited several newspaper articles about the murder. When this motionwas heard on 19 April 1999, defendant submitted to the c
ourt seven articles
from the local newspaper. The court reviewed these articles and observed that
some of them described the events of the crime and the nature of the victim
without naming defendant. Defendant responded by pointing out that other
articles focused on defendant and argued that even where he was not mentioned,
the articles had a natural tendency to inflame the readers. After considering
defendant's arguments, the trial court noted that the most recent article was
more than a year and a half old and that additional time would pass before the
case would be called for trial. Because of this extended interval, the court
concluded
that there's no reasonable likelihood that members of the public
would be able to recall in any specific detail the reports of the
media concerning this event or of the defendant, nor is it likely
that they would have preconceived impressions that they would
continue to have about this matter based upon such pretrial
publicity.
. . . The defendant has failed to show that there's a reasonable
likelihood that prejudicial pretrial publicity will prevent a fair
trial in this case.
Accordingly, the court denied defendant's motion without prejudice to defendant
to raise the issue again at the time of trial.
When the case was called for trial on 20 March 2000, defendant renewed his
motion, citing a recently broadcast television report. The court viewed the
segment, considered arguments of counsel, and denied defendant's motion;
however, the court allowed defendant to address pretrial publicity during jury
voir dire. Of the sixty-nine prospective jurors considered for service, forty-
one had some knowledge of the case, and of the fifteen jurors actually
selected, nine had such knowledge.
A motion to change venue is controlled by N.C.G.S. § 15A-957, and a trial
court's denial of such a motion will not be reversed absent an abuse of
discretion. State v. Golphin, 352 N.C. 364, 391-92, 533 S.E.2d 168, 190
(2000), cert. denied, 532 U.S. 931, 149 L. Ed. 2d 305 (2001). Similarly, a
motion for individualized jury selection is also addressed to the trial court's
discretion. State v. Anderson, 355 N.C. 136, 147, 558 S.E.2d 87, 95 (2002).
Our review of the record and the particular incidents cited by defendantsatisfy us that the trial court did not abuse its discretion here.
To obtain a
change of venue, a defendant must show a specific and identifiable prejudice
against him as a result of pretrial publicity. State v. Barnes, 345 N.C. 184,
204, 481 S.E.2d 44, 54, cert. denied, 522 U.S. 876, 139 L. Ed. 2d 134 (1997),
and cert. denied, 523 U.S. 1024, 140 L. Ed. 2d 473 (1998). Defendant's general
allegations that the attention devoted by local media to this case tainted the
jury pool fail to establish the particularized prejudice necessary to support a
change of venue. Accordingly, the trial court did not abuse its discretion by
denying defendant's motion for change of venue.
[2]Defendant also moved for individual selection of jurors. The court
denied his motion, holding that, in its discretion, it would follow the
procedures set out in the statutes. See N.C.G.S. ch. 15A, art. 72 (2001)
(entitled Selecting and Impaneling the Jury). Defendant now argues that
several prospective jurors tainted the pool by expressing improper opinions as
to defendant's guilt or the outcome of the trial while other prospective jurors
were listening. Defendant further contends that he was compelled to expend
peremptory challenges to remove several prospective jurors who were prejudiced
against him. However, our review of the record reveals that the trial court
maintained control over the jury selection process, intervening to ask
questions as necessary and clarifying matters to the prospective jurors as
appropriate. The trial court interrupted on at least one occasion when a
prospective juror appeared to be on the verge of making an improper comment and
allowed challenges for cause as to jurors who were unable to follow the law.
The court also instructed the prospective jurors to disregard improper
comments. The trial court's actions, consistent with the statutory scheme,
ensured that voir dire was conducted properly.
Defendant specifically claims that he was compelled to accept one
objectionable juror after he had expended all his peremptory challenges. This
juror, who was initially called as an alternate, first stated that she was
familiar with the case and, while she had no opinion as to whether defendant
was guilty or innocent, would favor the death penalty if defendant wereconvicted. The court then took over the questioning of this juror,
and
following some inquiries and explanations of the law from the bench, the juror
stated that she now understood the sentencing process and affirmed that she
could set aside her personal beliefs and follow the law. This juror was
accepted as an alternate and later became a regular juror during the trial.
Defendant asks us to revisit our doctrine that holds that even after a
prospective juror initially voices sentiments that would normally make him or
her vulnerable to a challenge for cause, that prospective juror may
nevertheless serve if the prospective juror later confirms that he or she will
put aside prior knowledge and impressions, consider the evidence presented with
an open mind, and follow the law applicable to the case. See, e.g., State v.
Wallace, 351 N.C. 481, 521, 528 S.E.2d 326, 351, cert. denied, 531 U.S. 1018,
148 L. Ed. 2d 498 (2000). It appears to be defendant's position that such a
juror cannot be rehabilitated and that allowing such a juror to serve
constitutes structural error. We disagree. A judge who observes the
prospective juror's demeanor as he or she responds to questions and efforts at
rehabilitation is best able to determine whether the juror should be excused
for cause. In the case at bar, we discern no abuse of discretion in the trial
court's decision not to allow a challenge for cause of this prospective juror.
Similarly, we see no abuse of discretion in the trial court's denial of
defendant's motion for individualized jury selection.
These assignments of error are overruled.
[3]Next, defendant argues that the trial court erred in denying his
motions to suppress Johnson's identification of him in a photographic lineup.
Defendant filed two such motions to suppress. In the first, filed 12 April
1999, defendant claimed that he was impermissibly photographed on 13 May 1997
because he was then in custody at the Weldon Police Department. Defendant also
contended in this motion that the identification procedure was highly
suggestive and prejudicial. In his second motion to suppress, filed 23 August
1999, defendant made a more detailed argument that the identification procedure
was suggestive. The trial court conducted a hearing on 13 September 1999 at which Johnson
and Chief Karl Clark of the Weldon Police Department testified. The
prosecution presented evidence through Chief Clark that defendant came to the
police station voluntarily and was not under arrest or in custody when
photographed. As to the photographic identification procedure, Chief Clark
testified that on 13 May 1997, officers showed Johnson an array of six
photographs, including the photograph taken of defendant that day, and that she
quickly selected defendant's photograph. The array was admitted into evidence.
Johnson testified that she was satisfied that the individual she
identified in the photographic lineup was the man she saw at the victim's home
the night of the murder. She added that some time after making this
identification, she saw two photographs of defendant in a newspaper when he was
arrested. When asked if the man she saw at the victim's home was then in
courtroom, she identified defendant.
After the prosecution completed its presentation of evidence, defendant
argued that the array was defective for two reasons: (1) defendant's
photograph was the only one that did not have a background of horizontal lines,
suggesting that his was the only photograph that was not a mug shot; and
(2) those in the array were all distinctively different in coloration,
hairstyle, and so forth. The court viewed the array, considered additional
arguments of counsel, then orally denied defendant's motions.
The court entered its written order on 23 September 1999. In addition to
reciting the evidence, the court noted that it had examined the array and found
as a fact
that the photographs of the persons depicted therein are of the same
type and contain similarities and consistencies of appearance, and
said photographic lineup was not so unnecessarily suggestive or
conducive so as to lead to any chance of mistaken identification to
the extent that the Defendant would be denied due process of law.
Based on its findings of fact, the court concluded as a matter of law that
defendant's photograph was legally obtained, that the photographic lineup was
not so unnecessarily suggestive as to lead to a chance of mistaken
identification to the extent that defendant would be denied due process of law,and that Johnson's identification of defendant in court was
of independent
origin and based on what she had seen at the time of the offense. Accordingly,
the trial court denied defendant's motions to suppress. Defendant has not
appealed the court's finding that he was not in custody when photographed.
However, defendant vigorously contends that the identification procedures
followed here were improper.
Whether an identification procedure is unduly suggestive depends on the
totality of the circumstances. State v. Pigott, 320 N.C. 96, 99, 357 S.E.2d
631, 633 (1987). A due process analysis requires a two-part inquiry. State v.
Fowler, 353 N.C. 599, 617, 548 S.E.2d 684, 698 (2001), cert. denied, ___ U.S.
___, ___ L. Ed. 2d ___, 70 U.S.L.W. 3577 (2002). First, the Court must
determine whether the identification procedures were impermissibly suggestive.
Id. If so, the Court must then determine whether the [suggestive] procedures
created a substantial likelihood of irreparable misidentification. Id. In
determining whether identification procedures are impermissibly suggestive,
courts have considered such factors as the opportunity of the witness to view
the criminal at the time of the crime, the witness' degree of attention, the
accuracy of the witness' prior description of the criminal, the level of
certainty shown by the witness, and the time between the offense and the
identification. Manson v. Brathwaite, 432 U.S. 98, 114, 53 L. Ed. 2d 140, 154
(1977). Where a witness identifies a defendant in a photographic lineup, this
Court has considered pertinent aspects of the array, such as similarity of
appearance of those in the array and any attribute of the array tending to
focus the witness' attention on any particular person therein, as factors in
determining whether the identification procedures are impermissibly suggestive.
See, e.g., State v. Freeman, 313 N.C. 539, 545, 330 S.E.2d 465, 471 (1985)
(affirming that photographic lineup was lawful despite the defendant's
contention that he was the heaviest individual in the array and also affirming
the trial court's denial of the defendant's motion to suppress the in-court
identification testimony of three witnesses who had also identified the
defendant in the photographic lineup); State v. Gaines, 283 N.C. 33, 40, 194S.E.2d 839, 844 (1973) (affirming that photographic line
up was lawful despite
the defendant's contention that he was the youngest and lightest man in the
array); State v. Roberts, 135 N.C. App. 690, 694, 522 S.E.2d 130, 132-33 (1999)
(affirming that photographic lineup was lawful despite the defendant's
contention that he was the only one with freckles in the array), disc. rev.
denied, 351 N.C. 367, 543 S.E.2d 142 (2000). In addition, we have held that
[a] photographic lineup is not impermissibly suggestive merely because
defendant has a distinctive appearance. State v. Freeman, 313 N.C. at 545,
330 S.E.2d at 471. Indeed, [i]f such were the rule, no lineup would be valid
because no two men are alike. State v. Gaines, 283 N.C. at 40, 194 S.E.2d at
844. The trial court's findings of fact are binding on appeal when supported
by competent evidence. State v. Fowler, 353 N.C. at 618, 548 S.E.2d at 698.
On appeal, defendant has refined his argument that the photographic array
is improper by adding that the color of his shirt matches the outline of tape
that frames and holds together the array, therefore drawing a viewer's eye to
defendant. This Court has viewed the array. It depicts six African-American
males of similar complexion and age. Only the top of the shoulders show in the
photographs, so that clothing is not particularly significant; nevertheless, we
note that two men are wearing gold or orange, one is wearing gray, one is
wearing green, one is wearing white, and defendant is wearing red. All are
bearded. Four of the men have dreadlocks or otherwise braided hair, one has
short hair, and one has an Afro. The red tape that borders the array is closer
to two others than to defendant. Although defendant is the only one in the
array not standing before a grid of horizontal lines, all the photographs have
a light background. None of the men appears particularly distinctive in
comparison with any of the others. Accordingly, we agree with the trial court
that the photographic array was not improperly suggestive, and therefore we
need not consider whether the procedure created a substantial likelihood of
irreparable misidentification. Id. at 619, 548 S.E.2d at 698.
[4]Defendant also challenges Johnson's in-court identification.
[T]he viewing of a defendant in the courtroom during the various
stages of a criminal proceeding by witnesses who are offered totestify as to identification of the defendant is not, of itself, such
a confrontation as will taint an in-court identification unless other
circumstances are shown which are so unnecessarily suggestive and
conducive to irreparable mistaken identification as would deprive
defendant of his due process rights.
State v. Covington, 290 N.C. 313, 324, 226 S.E.2d 629, 638 (1976) (quoting
Stovall v. Denno, 388 U.S. 293, 302, 18 L. Ed. 2d 1199, 1206 (1967)). The
record reveals that Johnson had the opportunity to view the perpetrator from a
distance of approximately forty feet for several seconds on two occasions.
Although it was night, lighting was adequate to allow her to see the man's
face. Her eyesight is good. She was paying close attention and shortly
thereafter provided a detailed description to the investigators. At the
suppression hearing, she was careful to ask to see defendant without his hat
before committing herself, then was confident of her identification.
We hold that her in-court identification was made independently of the
photographic identification procedure and was properly admitted. This
assignment of error is overruled.
JURY SELECTION
[5]Defendant raises three issues pertaining to jury selection. First,
defendant argues that the trial court improperly excused two prospective jurors
for cause without conducting adequate voir dire. This Court recently discussed
the law applicable to challenges for cause in State v. Reed, 355 N.C. 150,
155-56, 558 S.E.2d 167, 171-72 (2002). Grounds for allowing a challenge for
cause include that the juror [a]s a matter of conscience, regardless of the
facts and circumstances, would be unable to render a verdict with respect to
the charge in accordance with the law of North Carolina, N.C.G.S.
§ 15A-1212(8), or [f]or any other cause is unable to render a fair and
impartial verdict, N.C.G.S. § 15A-1212(9). Moreover, [t]he judge may excuse
a juror without challenge by any party if he determines that grounds for
challenge for cause are present. N.C.G.S. § 15A-1211(d). To determine
whether a prospective juror is capable of rendering a fair and impartial
verdict, the trial court must 'reasonably conclude from the voir dire
examination that a prospective juror can disregard prior knowledge andimpressions, follow the trial court's instructions on the law, and re
nder an
impartial, independent decision based on the evidence.' State v. Jaynes, 342
N.C. 249, 270, 464 S.E.2d 448, 461 (1995) (quoting State v. Green, 336 N.C.
142, 167, 443 S.E.2d 14, 28, cert. denied, 513 U.S. 1046, 130 L. Ed. 2d 547
(1994)), cert. denied, 518 U.S. 1024, 135 L. Ed. 2d 1080 (1996).
A trial court's excusal of a prospective juror for cause is reviewed for
abuse of discretion. State v. Smith, 352 N.C. 531, 543, 532 S.E.2d 773, 782
(2000), cert. denied, 532 U.S. 949, 149 L. Ed. 2d 360 (2001). Such abuse of
discretion occurs where the trial court's determination is 'manifestly
unsupported by reason' and 'so arbitrary that it could not have been the
result of a reasoned decision.' State v. T.D.R., 347 N.C. 489, 503, 495
S.E.2d 700, 708 (1998) (quoting White v. White, 312 N.C. 770, 777, 324 S.E.2d
829, 833 (1985)). An appellate court will affirm a trial court's discretionary
ruling if the trial court's findings are fairly supported by the record.
Wainwright v. Witt, 469 U.S. 412, 434, 83 L. Ed. 2d 841, 858 (1985).
The attorneys and the court conducted the following pertinent voir dire of
Lucy Williams, the first prospective juror who defendant claims was improperly
challenged for cause:
THE COURT: Do you know the defendant in this matter, Lionel
Lewis Rogers?
MS. WILLIAMS: Yes, I do.
THE COURT: Okay. Do you know members of his family?
MS. WILLIAMS: I knew his mother for years, his adopted mother,
I [knew] her for years.
THE COURT: All right. Have you visited in their home or they
visited in your home?
MS. WILLIAMS: She has.
THE COURT: Do you know the defendant through his mother?
MS. WILLIAMS: Through his mother.
THE COURT: That's how you know him?
MS. WILLIAMS: Yes. Yes.
THE COURT: Would you consider -- is he a casual acquaintance or
is he someone that you . . .
MS. WILLIAMS: (Interjected) I would just say casual because I
didn't see him that much, but I have talked with him a couple of
hours at the store and, you know, things like that.
THE COURT: You know his mother much better.
MS. WILLIAMS: Yes.
THE COURT: She's more than a casual acquaintance?
MS. WILLIAMS: Yes, she is.
THE COURT: The fact that you know him in the manner that you
described and know his mother in the way you have told us, would that
prevent you -- would that be something that you would carry into this
case and would prevent you from being able to be impartial?
MS. WILLIAMS: I don't know. I really couldn't say because like
I said, she's a very good friend, she's a very good friend of my
mother's and I've known her for years.
THE COURT: Okay. And only you would know, but what I'm asking
you is, the fact that you know her in the way that you've described,
do you believe that would be something that you would take -- if you
were selected as a juror, that would be something that you would take
with you into the jury room and would affect how you would decide
issues . . .
MS. WILLIAMS: (Interjected) It might.
THE COURT: . . . of guilt or innocence?
MS. WILLIAMS: I think so because I just care a lot about her.
THE COURT: Care a lot about her?
MS. WILLIAMS: About his mother; yes.
THE COURT: Would you be able to set that aside?
MS. WILLIAMS: I really couldn't say.
THE COURT: I mean there's no right or wrong answers, I want you
to understand that, nobody is trying to . . .
MS. WILLIAMS: (Interjected) Yeah, I understand what you're
saying and I'm trying to understand it myself. I wouldn't want, I
wouldn't know if it would [--] you understand what I'm saying? I
wouldn't know if it would come up because I've never been through
this before.
THE COURT: Yes, ma'am. Well, because we don't -- I would say
to you as I would to the other members of the jury panel, this case,
both the State and the defendant are entitled to a trial and a jury's
decision . . .
MS. WILLIAMS: (Interjected) I know.
THE COURT: . . . based upon the evidence that comes out here in
the courtroom . . .
MS. WILLIAMS: (Interjected) Yeah, what happened.
THE COURT: . . . in accordance with the law and not based upon
personal acquaintances . . .
MS. WILLIAMS: (Interjected) I know, I know.
THE COURT: . . . in the community or maybe even what people are
saying in the community but based upon what happens here, the
evidence and the law.
MS. WILLIAMS: (Interjected) Yeah, what's right and what's
wrong.
THE COURT: And would you be able -- what I'm asking you is
whether you would be able if you were selected as a juror to base
your verdict upon the evidence and the law that comes out during the
trial or whether you feel like that your personal acquaintance with
the defendant and his family, or his mother, would -- that would be
something that you would not be able to set aside[,] that it would
play a part in your verdict?
MS. WILLIAMS: I think it would hinder it.
THE COURT: Okay. You believe it would cause you a problem?
MS. WILLIAMS: I think it would.
THE COURT: Cause you a problem?
MS. WILLIAMS: Yes, it would.
THE COURT: And you would -- and your verdict, if you were to
arrive at a verdict in this case it would be effected [sic] by . . .
MS. WILLIAMS: (Interjected) The way I feel about her.
THE COURT: . . . not wanting to -- about how you care for his
mother?
MS. WILLIAMS: That's right.
THE COURT: All right. And then that would -- if the evidence,
well, let me move right on then, if the evidence and the law in this
case satisfied you beyond a reasonable doubt that the defendant was
guilty of murder in the first degree or first degree burglary or
first degree sex offense or any lesser included offenses, would you
be able to return such a verdict or would your personal acquaintance
and friendship with his mother prevent you or impair you from being
able to do that?
MS. WILLIAMS: I would have to do the right thing now. I would
have to do that. If this happened I would have to do the right
thing.
THE COURT: Okay.
MS. WILLIAMS: I know what bothers me with his mother, I know
that's true, but I mean right is right.
THE COURT: So you would, even though it would cause you --
would concern you . . .
MS. WILLIAMS: (Interjected) Yes, it would be very muchconcerning me.
THE COURT: . . . you would be able then to set it aside?
MS. WILLIAMS: Uh huh . . .
THE COURT: Now, ma'am, you need to listen to me.
MS. WILLIAMS: I know what you're saying and . . .
THE COURT: I just want to be sure I understand what you're
saying.
MS. WILLIAMS: [Y]eah.
THE COURT: If you can't set it aside just, you know . . .
MS. WILLIAMS: (Interjected) I don't think so.
THE COURT: You could not set it aside?
MS. WILLIAMS: No, I don't think so. I really don't.
THE COURT: So it would prevent you from being able to return a
verdict . . .
MS. WILLIAMS: (Interjected) Yes, I think so.
THE COURT: . . . of guilty . . .
MS. WILLIAMS: (Interjected) Uh huh, it would.
THE COURT: . . . because of your friendship with his mother?
MS. WILLIAMS: Uh huh.
THE COURT: And now you're sure of that, ma'am?
MS. WILLIAMS: I'm sure, yes.
THE COURT: I'm not putting words in your mouth.
MS. WILLIAMS: I know you're not. No, I'm sure of it.
THE COURT: Do I clearly understand what you're saying now?
MS. WILLIAMS: Yes, uh huh, yes.
THE COURT: The State have a motion?
[PROSECUTOR]: For cause, Your Honor.
THE COURT: State's challenge for cause is allowed.
[DEFENSE COUNSEL]: We would object.
THE COURT: Defendant's objection to the Court allowing the
State's challenge for cause is overruled and denied.
[DEFENSE COUNSEL]: Request an opportunity to rehabilitate.
THE COURT: Your request to get her to seek to change her mindis denied.
Defendant argues that whenever this prospective juror gave responses indicating
a willingness to consider the evidence with an open mind, the court steered her
toward answers that would make her open to a challenge for cause. However, the
record, as quoted above, demonstrates that the judge learned that the juror
knew defendant personally, was a friend of defendant's mother, and had
misgivings about serving on the jury. Alerted by these potential sources of
conflict, the court did not direct the prospective juror's answers in any
direction. Instead, the court cautioned the prospective juror to listen to his
questions, apparently in response to her tendency to interrupt. This record
leaves no doubt that the experienced trial judge was 'left with the definite
impression that [this] prospective juror would be unable to faithfully and
impartially apply the law.' State v. Smith, 352 N.C. at 543, 532 S.E.2d at
782 (quoting Wainwright v. Witt, 469 U.S. at 426, 83 L. Ed. 2d at 852).
Moreover,
[w]hen challenges for cause are supported by prospective jurors'
answers to questions propounded by the prosecutor and by the court,
the court does not abuse its discretion, at least in the absence of a
showing that further questioning by defendant would likely have
produced different answers, by refusing to allow the defendant to
question the juror challenged.
State v. Oliver, 302 N.C. 28, 40, 274 S.E.2d 183, 191 (1981). Here, the
prospective juror had unambiguously, and without prodding by the court, stated
that she would be unable to return a verdict of guilty. The court did not
abuse its discretion in denying defendant's motion to rehabilitate this
prospective juror.
As to Robert Hudson, the second prospective juror who defendant contends
was improperly dismissed, the following pertinent voir dire took place:
[PROSECUTOR]: You understand that anybody who sits on this jury
must be able upon hearing the evidence and the law must be able upon
finding this defendant guilty of first degree murder, they must be
able to recommend the death penalty, they must be able to recommend
life imprisonment without parole. You understand?
MR. HUDSON: (Nods his head.)
[PROSECUTOR]: Are you saying that that's something that you
. . .
MR. HUDSON: (Interjected) I can probably recommend him life in
prison [sic].
[PROSECUTOR]: But insofar as recommending the death penalty,
you feel that's something you just couldn't do?
MR. HUDSON: Right now in this point in my life I can't say
death penalty because of stuff that's been going on with my life so I
can't say.
[PROSECUTOR]: Is that coming from a religious conviction that
you have or a personal conviction that you have, or moral conviction
that you have?
MR. HUDSON: It's both, personal and religious.
[PROSECUTOR]: Okay. Is this a conviction that you've had for
some time or, and if so, can you tell us how long it's been?
MR. HUDSON: Over about three years and then when I started
school they motivated us like during different times of the class and
stuff and they changed like my thoughts and my thinking and so I
can't say.
[PROSECUTOR]: But would it be fair and honest to say that as a
matter of conscience that regardless of what the facts are in this
case or any other case that recommending the death penalty is just
something you couldn't do?
. . . .
MR. HUDSON: I think it's something that I could do but I got
[sic] to hear the evidence and get down into it before I can say if I
can say that he should be put to death or if he was found guilty he
should be put to death, so I can't say. I can't say. I can't say.
[PROSECUTOR]: So as you sit there right now this morning would
it be fair and honest to say that upon hearing the evidence and the
law that you could say right now that you could vote that he receive
life imprisonment without parole, could you do that?
. . . .
MR. HUDSON: That by hearing the evidence that if found guilty I
recommended life in prison?
[PROSECUTOR]: Yes.
MR. HUDSON: Depends on if he can get like some type of
psychology and you know check out his head and brain and all that I
might -- I don't know.
. . . .
THE COURT: Let me ask you sir, first, based on your religious
and personal views can you conceive of some set of facts or
circumstances in your mind, not asking you what they are, but just
asking if you can conceive of some set of facts and circumstances in
your mind where you if you were selected as a juror could vote to
recommend a sentence of death?
MR. HUDSON: No.
THE COURT: You cannot?
MR. HUDSON: (Shakes his head.)
THE COURT: Then if you were selected as a juror in this case --
well, let me first ask you one further question, is that -- and is
that because of -- the reason you can't conceive of any set of facts
or circumstances is that because of your religious and moral and
personal beliefs?
MR. HUDSON: About the death penalty?
THE COURT: Yes, sir.
MR. HUDSON: Yes, sir, but . . .
THE COURT: (Interjected) All right, now, if you were selected
as a juror in this case and the jury that you were a part of had
found the defendant guilty of first degree murder, and you had heard
evidence as it relates to aggravating and mitigating circumstances
and at that point you were satisfied from the evidence and beyond a
reasonable doubt of the existence of one or more aggravating
circumstances; secondly, you were satisfied that if there were
mitigating circumstances that they were insufficient to outweigh the
aggravating circumstances beyond a reasonable doubt; and third, you
were satisfied from the evidence and beyond a reasonable doubt that
one or more of those aggravating circumstances was sufficiently
substantial to call for the imposition of the death penalty when
considered with the mitigating circumstances, would you be able or
unable to recommend a sentence of death?
MR. HUDSON: Not able.
THE COURT: You would not be able?
MR. HUDSON: Unable.
THE COURT: And that would be no matter what the facts are, no
matter what the circumstances might reveal? Is that correct or not?
MR. HUDSON: That's correct.
THE COURT: Any question in your mind about that sir?
MR. HUDSON: (Shakes his head.)
THE COURT: Anything I can explain to you any further to help
you understand the process by which a jury would go about reaching
that decision?
MR. HUDSON: No, sir.
THE COURT: You're satisfied with your answers?
MR. HUDSON: (Nods his head.)
THE COURT: You would then always recommend a sentence of life
imprisonment without parole, correct?
MR. HUDSON: Yes, yes, sir.
THE COURT: And never recommend a sentence of death, correct?
MR. HUDSON: Yes, yes, sir, it's hard to say, it's really hard
to say, hard to say.
THE COURT: Wait a minute now, tell me -- a minute ago I thought
you had said you would always recommend a sentence of life
imprisonment.
MR. HUDSON: See, I'm like the lady that just left, I mean it's
still -- that's two deaths, you know, that's like religious, the
Bible says Thou shalt not kill, that [H]e'll take care of your
enemies or whatever.
THE COURT: Yes, sir. So that would prevent you then from being
able to recommend a sentence of death?
MR. HUDSON: Yes, sir. If you would have called me three years
back maybe.
THE COURT: Three years ago you might have been able . . .
MR. HUDSON: (Interjected) I might have, yeah, I might have.
THE COURT: But now you can't?
MR. HUDSON: I can't since I been [sic] reading the Bible and
stuff, you know.
THE COURT: Thank you. [Mr. Prosecutor], do you have a motion?
[PROSECUTOR]: For cause, Your Honor.
THE COURT: The State's challenge for cause is allowed.
[DEFENSE COUNSEL]: Defendant would object.
[DEFENSE COUNSEL]: Defendant objects; request an opportunity to
rehabilitate.
THE COURT: Thank you. That request is denied. State's
challenge for cause is allowed. Court denies the request to
rehabilitate in the Court's discretion. And in exercise of my
discretion I'm satisfied based on the juror's answers that his
position is an unequivocal position, one based upon strong religious
and personal views that he's held for over three years and,
therefore, this juror is excused for reasons as a matter of
conscience, regardless of the facts or circumstances he would be
unable to render a verdict with respect to the charge in accordance
with the laws of North Carolina.
This record reveals that the trial court made searching and impartial inquiry
of the prospective juror, whose answers revealed his inability to serve on a
capital jury. The trial court correctly allowed the prosecutor's motion to
challenge the juror for cause and did not abuse its discretion in denying
defendant's motion to attempt to rehabilitate the juror.
These assignments of error are overruled.
[6]Defendant next argues that the trial court erred in overruling hisobjections to the prosecutor's peremptory cha
llenges of several jurors.
Defendant contends that these strikes were racially discriminatory and a
violation of his rights under the United States and North Carolina
Constitutions, as set out in Batson v. Kentucky, 476 U.S. 79, 90 L. Ed. 2d 69
(1986).
Defendant is African-American, and the victim was Caucasian. The race of
a defendant and of a victim may be a relevant factor in determining whether a
defendant has raised an inference of purposeful discrimination. State v.
Locklear, 349 N.C. 118, 140, 505 S.E.2d 277, 290 (1998), cert. denied, 526 U.S.
1075, 143 L. Ed. 2d 559 (1999). During jury selection, the prosecution
exercised two peremptory strikes against African-American prospective jurors.
Defendant raised a Batson objection. Finding that defendant had failed to make
a prima facie showing of discrimination, the court overruled the objection.
The prosecutor then peremptorily struck two more African-American prospective
jurors, and defendant renewed his Batson challenge. In again overruling
defendant's objection, the trial court noted that during the first selection
round the prosecution had passed six African-American jurors and six Caucasian
jurors, and during the second selection round had passed two African-Americans
and six Caucasians.
However, when the prosecutor peremptorily struck a fifth African-American
prospective juror, the court required the prosecutor to set his reasons on the
record. The prosecutor complied, giving his explanation for challenging both
Caucasian and African-American prospective jurors. One prospective juror knew
defendant's mother and was ambivalent about sitting in judgment, another's
spouse had worked for one of defendant's counsel, another had a history of
problems with the law and may have been mentally challenged, another seemed
uncomfortable with the law and unwilling to participate in the trial, another
had a prior DWI and seemed to the prosecutor to be weak on the death penalty,
and another also appeared to be mentally challenged and had a family history of
encounters with the law. When the prosecutor completed his recitation,
defendant declined the court's offer to present rebuttal evidence. The courtthen noted that it had been observing the selection process fr
om the beginning
and accepted the prosecution's proffered reasons for his peremptory challenges
as race-neutral.
The trial court thus followed the three-step inquiry set out in Batson.
When the court determined that defendant had established a prima facie case of
discrimination, it required the prosecution to offer race-neutral explanations
for its peremptory challenges. After those explanations were provided, the
court determined that defendant had not established purposeful racial
discrimination. See Batson v. Kentucky, 476 U.S. at 96-97, 90 L. Ed. 2d at
87-88. The burden of persuasion was on defendant in making this motion, see
Purkett v. Elem, 514 U.S. 765, 767, 131 L. Ed. 2d 834, 839 (1995); State v.
Locklear, 349 N.C. at 140, 505 S.E.2d at 290, and on appeal, we give deference
to the trial court's ruling, see State v. Smith, 328 N.C. 99, 127, 400 S.E.2d
712, 727-28 (1991) (The ability of the trial judge to observe firsthand the
reactions, hesitations, emotions, candor, and honesty of the lawyers and
veniremen during voir dire questioning is crucial to the ultimate determination
whether the district attorney has discriminated.). A trial court's ruling on
a Batson challenge is reviewed for clear error. State v. Kandies, 342 N.C.
419, 434-35, 467 S.E.2d 67, 75, cert. denied, 519 U.S. 894, 136 L. Ed. 2d 167
(1996).
The jury that sat in this case consisted of ten African-Americans and two
Caucasians, with two Caucasian and one Hispanic alternates.
(See footnote 1)
Although we have
held that the excusal of even a single juror for a racially discriminatory
reason is impermissible, State v. Locklear, 349 N.C. at 141, 505 S.E.2d at
290, we also have held that the trial court may consider the acceptance rate
of minority jurors by the State as evidence bearing on alleged discriminatory
intent, id. at 141, 505 S.E.2d at 291. The reasons given by the prosecutor
and accepted by the trial court were both race-neutral and plausible. Although
defendant argues that the prosecution passed other jurors who showed the sameor similar characteristics as those challenged for cause, we h
ave rejected this
mechanical type of analysis.
[A]lleged disparate treatment of prospective jurors would not be
dispositive necessarily. Choosing jurors, more art than science,
involves a complex weighing of factors. Rarely will a single factor
control the decision-making process. . . . A characteristic deemed
to be unfavorable in one prospective juror, and hence grounds for a
peremptory challenge, may, in a second prospective juror, be
outweighed by other, favorable characteristics.
State v. Porter, 326 N.C. 489, 501, 391 S.E.2d 144, 152-53 (1990) (quoting
People v. Mack, 128 Ill. 2d 231, 239, 538 N.E.2d 1107, 1111 (1989), cert.
denied, 493 U.S. 1093, 107 L. Ed. 2d 1072 (1990)).
Defendant also argues that the prosecution's contentions that it was
neutral on the matter of race was belied by its later reverse Batson
objection based upon defendant's exercise of peremptory strikes, allegedly made
against Caucasian prospective jurors to increase the number of minorities on
the jury. However, we note that the record shows that the trial judge observed
defendant's pattern of peremptory strikes and gently reminded defense counsel
that both sides had constitutional responsibilities during jury selection. The
Batson motions made by trial counsel do not reveal a racially discriminatory
intent on the part of either the prosecution or defendant.
Based upon the record in this case, we hold that the trial court did not
commit clear error in denying defendant's Batson motion. These assignments of
error are overruled.
[7]Finally, defendant contends that the trial court erred in excusing two
prospective jurors solely on account of their age. The record reveals that the
first such prospective juror, Barbara Whitehead, asked to address the court
during voir dire:
THE COURT: Okay. Tell me what . . .
MS. WHITEHEAD: Well, on Monday I did not understand the nature
of this case and I'm sixty-eight years old and I do not think I can
work, you know.
THE COURT: Are you asking because of your age if you can be
excused?
MS. WHITEHEAD: Yes and the fact that I could not be impartial
. . .
THE COURT: (Interjected) Well I'm not able to get into that at
this point but as far as your age, ma'am, if you're over sixty-five
years of age the law allows me to allow you to be excused if you ask
to be excused.
MS. WHITEHEAD: I'm sixty-eight and I ask to be excused.
THE COURT: Yes, ma'am. I can excuse you for that reason.
The second prospective juror, Warren Braswell, also asked to address the court:
THE COURT: Good morning, Mr. Braswell.
MR. BRASWELL: Sir, due to my age I would like to be dismissed
if possible.
THE COURT: And how old are you Mr. Braswell?
MR. BRASWELL: Sixty-nine.
THE COURT: Yes, sir. Counsel, Mr. Braswell is a member of
Group C. Mr. Braswell in light of your age you're entitled to that,
to be released and I will release you.
Defendant did not object to the court's excusing of either juror. He now
contends that the court's action violated the applicable statutes and was
unconstitutional. In the alternative, he argues that trial counsel was
ineffective in not objecting to the court's action. The State responds that
defendant waived the issue by failing to object and that defendant cannot raise
a constitutional issue on appeal without preserving it below. Although we
acknowledge the validity of the State's position, we will address defendant's
arguments because similar issues related to jury selection periodically come
before this Court.
By statute, citizens over the age of sixty-five are qualified to serve on
juries. N.C.G.S. § 9-3 (2001). However, a prospective juror over that age
may, when summoned, request an exemption. N.C.G.S. § 9-6.1 (2001). The judge
has the option of allowing or denying the request. Id. Once the venire is in
the courtroom, any juror, though qualified, nevertheless may ask to be excused.
The General Assembly has
declare[d] the public policy of this State to be that jury service is
the solemn obligation of all qualified citizens, and that excuses
from the discharge of this responsibility should be granted only for
reasons of compelling personal hardship or because requiring service
would be contrary to the public welfare, health, or safety.
N.C.G.S. § 9-6(a) (2001). This language gives trial courts considerablelatitude to deal with the particular problems that appear
with every trial, and
we have recognized that the decision to excuse a prospective juror lies in the
trial court's discretion. State v. Neal, 346 N.C. 608, 619, 487 S.E.2d 734,
741 (1997), cert. denied, 522 U.S. 1125, 140 L. Ed. 2d 131 (1998). We have
stated that a juror may properly be excused on the basis of age. State v.
Nobles, 350 N.C. 483, 494, 515 S.E.2d 885, 892 (1999) (The transcript shows
that [the prospective juror] was properly excused '[b]ecause he was over sixty-
five.'); State v. Sanders, 276 N.C. 598, 606, 174 S.E.2d 487, 493 (1970)
(court in its discretion properly excused the juror who was 84 years of age),
death sentence vacated on other grounds, 403 U.S. 948, 29 L. Ed. 2d 860 (1971).
Accordingly, we discern no abuse of discretion in the trial court's decision to
grant the jurors' requests to be excused. Nevertheless, in light of the
statutory admonition contained in N.C.G.S. § 9-6(a), we remind the trial courts
that excusing prospective jurors present in the courtroom who are over the age
of sixty-five must reflect a genuine exercise of judicial discretion.
Defendant correctly points out that such jurors often bring to the jury pool
both a wealth of experience and a willingness to serve.
Defendant also raises two constitutional objections to the excusing of
these jurors. First, he states that the statutes permitting the removal of
jurors on the basis of age violate the fair cross-section requirement of the
Sixth Amendment [to the United States Constitution] by allowing the arbitrary
removal of jurors on a discriminatory basis unrelated to their ability to
serve. Defendant also cites Article I, Section 26 of the North Carolina
Constitution. To establish his claim, however, defendant must show that there
has been a systematic exclusion of a distinctive group in the community.
Lockhart v. McCree, 476 U.S. 162, 174, 90 L. Ed. 2d 137, 149 (1986). To be
distinctive, a group must: (1) show a quality or attribute that defines or
limits membership in the group; (2) possess a cohesiveness of ideas, attitudes,
or experiences that distinguishes the purported group from the rest of society;
and (3) share a community of interest that may not be represented in other
segments of the population. State v. Price, 301 N.C. 437, 445-46, 272 S.E.2d103, 109 (1980). We have held that individuals between
the ages of eighteen
and twenty-nine do not constitute a distinctive group because there is no
evidence that the values and attitudes of this purported group are
substantially different from those of other segments of the community or that
the values and attitudes of the members of the purported group are cohesive
and consistent. Id. at 446, 272 S.E.2d at 110. In the case at bar, defendant
presented no evidence to support his claim that citizens over sixty-five make
up a distinctive group. For the reasons articulated in Price, we now hold
that citizens over the age of sixty-five do not make up a distinctive group
for the purposes of determining whether defendant was denied his right to have
a jury selected from a fair cross-section of the community as guaranteed by the
Sixth Amendment to the United States Constitution and pursuant to Article I,
Section 26 of the North Carolina Constitution.
Defendant's second constitutional claim is that the statutes
impermissibly discriminate on the basis of age, in violation of the equal
protection clauses of the Fourteenth Amendment [to the United States
Constitution] and Article I, § 19 of the North Carolina Constitution.
However, because age has never been determined to be a suspect class, Phelps v.
Phelps, 337 N.C. 344, 352, 446 S.E.2d 17, 22 (1994), classifications based on
age are subject to a rational basis review, State v. Elam, 302 N.C. 157, 162,
273 S.E.2d 661, 665 (1981). The rational basis of the General Assembly's
decision to allow trial judges to excuse jurors on the basis of advanced age is
readily apparent. The adverse effects of growing old do not strike all equally
or at the same time, and it is only sensible to allow trial judges to consider
the individual when a prospective juror seeks to be excused because of his or
her age. Accordingly, we find no constitutional infirmity in the statutory
scheme as it relates to jurors over the age of sixty-five.
[8]Finally, defendant argues that his trial counsel provided ineffective
assistance by failing to object when the court excused these jurors. Because
the trial court acted properly in excusing the jurors, defense counsel's
acquiescence was also proper. Moreover, even if there had been any question asto the propriety of the court's actions, we see no derelicti
on by trial
counsel. Pursuant to Strickland v. Washington, 466 U.S. 668, 80 L. Ed. 2d 674
(1984), a defendant making a claim of ineffective assistance of counsel must
establish both that counsel's performance was so deficient as to deprive him
of his right to be represented and that absent the deficient performance by
defense counsel, there would have been a different result at trial. State v.
Strickland, 346 N.C. 443, 455, 488 S.E.2d 194, 201 (1997), cert. denied, 522
U.S. 1078, 139 L. Ed. 2d 757 (1998). However, if we can determine at the
outset that there is no reasonable probability that in the absence of counsel's
alleged errors the result of the proceeding would have been different, then the
court need not determine whether counsel's performance was actually deficient.
State v. Braswell, 312 N.C. 553, 563, 324 S.E.2d 241, 249 (1985). Here, the
evidence of defendant's guilt was strong. There is no evidence in the record
suggesting that the two jurors who were excused would have led the other jurors
to a different verdict if they had been selected to sit on this case.
Accordingly, we do not see any possibility that the outcome of the trial
would have been different if defense counsel had objected to the actions of the
trial court. This assignment of error is overruled.
GUILT-INNOCENCE PHASE
[9]Defendant argues that the trial court erred in failing to conduct a
hearing on a pro se motion that he filed during trial. This motion consisted
of several handwritten letters and printed forms, collectively titled Notice
of Motion and Motion of Complaint for Investigation, Declaration; Points &
Authorities. In his motion, defendant claimed that he was innocent; that he
was the victim of bias; and that the prosecutor and police had presented
perjured testimony, obstructed justice, and coerced and bribed witnesses, along
with a host of other wrongs. Defendant sought the court's assistance in
investigating these claims.
The record shows that as the court prepared to adjourn at the end of one
day of trial, defendant sought to file this pro se motion. When the trial
court made inquiry, defendant stated that he had initially presented thematerial to another judge during the pretrial portion of his case b
ut had later
withdrawn it. The court asked both of defendant's trial counsel if they cared
to be heard as to the filing, but neither did. The court allowed the documents
to be filed, then asked defendant if he had anything else to add. Defendant
responded in the negative.
Defendant's motions came before the court again the next afternoon. After
the jury was excused, defense counsel inquired of the court whether it had
considered or ruled on defendant's motion. When invited to address the motion
by the court, defense counsel responded that the motions speak for themselves
and would ask the Court to make the appropriate ruling. Following further
consultation with defense counsel, the court observed that the only prayer for
relief in defendant's filing was a request that the court investigate his
allegations and allow him to bring criminal charges against those named in his
complaint. When defense counsel concurred in the court's understanding, the
court ordered that a magistrate be made available to defendant so that he could
seek a warrant. The court then recessed for the day.
Defendant's filing was discussed again the following day after the
prosecutor concluded his closing argument in the guilt-innocence phase of the
trial. Defendant advised the court that he had spoken with a magistrate, who
had turned his complaints over to the district attorney. Because many of his
complaints contained allegations against the prosecutors, defendant contended
that the referral was futile. He again claimed that there was bias against
him, that the prosecutors showed him disrespect, and that lies were being told
about him. Defendant became increasingly disruptive during this colloquy, and
the court warned defendant that he was at risk of being held in contempt. It
does not appear that defendant's filing again came to the court's attention.
Defendant now contends that the trial court should have conducted a
hearing on his allegations. However, our review of the record indicates that
the court handled this matter properly. Many, even most, of the allegations in
defendant's filing were mere conclusory claims that he was discriminated
against because of his race, that witnesses lied, that the investigators paidwitnesses to perjure themselves, and that he was innocent. Su
ch claims are
best addressed in the crucible of trial and cross-examination. Other issues
raised by defendant, such as the admissibility of his statements to
investigators, were handled in pretrial proceedings. Defendant was represented
by two capable attorneys who, despite difficulties with their client obvious
from a review of the transcript, took pains to preserve all his rights while
mounting his defense. The record reveals that defendant's attorneys were
understandably uncertain how best to handle this filing. Although they did not
endorse it, they were careful to ensure that defendant's pro se claims were
brought to the attention of the trial court. Defendant was sometimes
obstreperous during the trial, to the point that he was shackled after
threatening one of the prosecutors. Nevertheless, the judge presided over the
proceedings with commendable restraint and forbearance. Although our review of
the record reveals that defendant's filing was extraordinary and did not
require any action by the court, the trial judge conscientiously allowed
defendant to present his case before a neutral and detached magistrate. More
than that he cannot ask. The court's handling of defendant's pro se filing was
appropriate in all respects. This assignment of error is overruled.
[10]Defendant next argues that the prosecutor's closing arguments to the
jury during the guilt-innocence phase of his trial were improper. Defendant
focuses on three prosecutorial themes. First, defendant states that the
prosecutor improperly commented on the exercise of his right not to testify or
produce evidence. The prosecutor argued that [o]nly the defendant knew
whether a knife admitted into evidence (apparently, a knife retrieved from
defendant's storage bin) was from a set of knives found at defendant's home and
that [o]nly the defendant can tell you his intent when he attacked the
victim. The prosecutor also argued that not one person had come forward for
defendant, and [t]hat's [defendant's] choice. Because defendant did not
object to this argument, we must consider whether the argument was so grossly
improper that the trial court erred by failing to intervene ex mero motu. See
State v. Lloyd, 354 N.C. 76, 116, 552 S.E.2d 596, 624 (2001). Our review of the pertinent portions of the prosec
utor's argument reveals
that the prosecutor was addressing defendant's failure to refute the State's
theory of the case while acknowledging that some questions remained unanswered.
In addition to the comments quoted above, the prosecutor argued that every
witness that has come forward and testified before you under oath has pointed
to this defendant's guilt. Every piece of evidence does the same thing. It's
unrefuted. It's uncontradicted. Defendant contends that such arguments
amount to a comment upon his failure to take the stand. However, we have found
no error in an argument that the State's evidence was uncontradicted. State v.
Smith, 290 N.C. 148, 168, 226 S.E.2d 10, 22, cert. denied, 429 U.S. 932, 50 L.
Ed. 2d 301 (1976). A prosecutor's argument pointing out a defendant's failure
to answer the State's evidence is not a comment on the defendant's failure to
testify. State v. Barrett, 343 N.C. 164, 179, 469 S.E.2d 888, 897, cert.
denied, 519 U.S. 953, 136 L. Ed. 2d 259 (1996).
Defendant seeks to buttress his contention by pointing out that the jury
became aware that he had taken a polygraph examination. Existence of this
examination inadvertently came to light during cross-examination of a State's
witness. The court denied the prosecutor's motion for a mistrial and, with the
approval of defense counsel, gave the jurors a cautionary instruction to
disregard all testimony about a polygraph. Although defendant now argues that
[u]nanswered questions about the polygraph undoubtedly fueled juror
speculation as to why defendant had not testified, jurors are presumed to heed
a trial judge's instructions. State v. Nicholson, 355 N.C. 1, 60, 558 S.E.2d
109, 148 (2002). Accordingly, we assume that the jurors followed the court's
admonition to disregard any comments relating to a polygraph and that the
stricken testimony played no part in the jurors' evaluation of the portions of
the prosecutor's argument relating to defendant's failure to rebut the State's
evidence.
[11]Second, defendant argues that the prosecutor improperly vouched for
his own witnesses. The prosecutor argued that the State's witnesses had no
axe to grind whatsoever except to come in here and tell you the truth. That'sit. There's nothing in it for them. Come in here and tell y
ou the truth.
Although defendant claims such an argument is improper, we have consistently
held that counsel may give the jurors reasons why they should believe the
State's evidence. State v. Burrus, 344 N.C. 79, 94, 472 S.E.2d 867, 877 (1996)
(prosecutor's argument that if State's cooperating codefendant witnesses were
lying, they would have told better lies and minimized their roles gave jury
reason to believe those witnesses); State v. Worthy, 341 N.C. 707, 711-12, 462
S.E.2d 482, 484-85 (1995) (when the defendant attacked credibility of State's
witness, prosecutor entitled to argue in response that in deciding a witness'
credibility, it is important to consider why a witness might be motivated to
testify in a certain way); State v. Bunning, 338 N.C. 483, 489, 450 S.E.2d
462, 464 (1994) (same where prosecutor argued that professional law enforcement
officers would not make up testimony and risk reputation merely to convict the
defendant). The prosecutor here did not personally vouch for the witnesses or
place the State's imprimatur on their testimony; he argued only that logic
compelled the conclusion that the witnesses were credible. There was no
impropriety in this appeal to reason.
[12]Finally, defendant argues that the prosecutor improperly asked the
jury to convict on the basis of community revulsion to the crime. The
pertinent portion of the prosecutor's argument was as follows:
[A]s your District Attorney, ladies and gentlemen, I'm asking you on
behalf of the State of North Carolina to return those guilty
verdicts, not out of malice or ill will or hard feelings toward
anybody, but because the facts and the law lead you there.
It would be improper, ladies and gentlemen, and I will not do
it, to try to tell you what this community is sick and tired of.
We're sick and tired of crime, sick and tired of this. And do you
know why that's improper? Because you, you fourteen people, you
fourteen people, citizens and residents of Halifax County, do you
know that you are not the ear of Halifax County? You're not the ear
of this county. You're not to sit here and listen what this county
is sick and tired of. You are not to set the standards for this
county by listening with your ears. You are, you are today, you are
Halifax County. You are the conscience of Halifax County and you are
the voice, you're the voice of Halifax County. So don't let anybody
tell you what folks are sick and tired of. You tell us. You tell us
through your verdicts, ladies and gentlemen, you tell us that we can
have folks roaming our streets who cut and hack and slash and murder
and abuse and sexually assault eighty-eight year old citizens of this
county. If you feel that way turn him loose, find him not guilty and
let's give him his T-shirt back and his row of knives back, and thenwe'll know where we stand in Halifax County.
So you tell us, ladies and gentlemen, you're the voice; you're
the conscience. Just do what the very word []verdicts[] means.
You know what the word verdict means. . . . It means to speak the
truth.
The prosecutor did not argue that the jury should be swayed by local sentiment;
instead, he pointed out that the jurors had the responsibility of deciding the
case. We have upheld arguments characterizing the jury as the conscience of
the community. State v. Nicholson, 355 N.C. at 43, 558 S.E.2d at 138.
Moreover, in his argument, the prosecutor instructed the jurors not to be
swayed by community sentiment. See State v. Golphin, 352 N.C. at 471, 533
S.E.2d at 237 ([t]he State cannot encourage the jury to lend an ear to the
community). We discern no impropriety in this portion of the prosecutor's
argument.
Our review of the prosecutor's closing argument satisfies us that the
trial court did not err in failing to intervene ex mero motu. These
assignments of error are overruled. Accordingly, we find no error in the
guilt-innocence phase of defendant's first-degree murder trial or in his
convictions of first-degree sexual offense and first-degree burglary.
CAPITAL SENTENCING PROCEEDING
[13]During the sentencing proceeding, defendant presented the testimony
of Dr. Nathan Strahl, who, after being qualified, was tendered and accepted as
an expert in psychiatry. During his direct examination, Dr. Strahl presented
opinion testimony to support a number of mitigating circumstances, such as his
opinion that defendant was under the influence of a mental or emotional
disturbance at the time of the offense and that defendant did not have a
meaningful relationship with his father. Dr. Strahl testified that in his
opinion defendant suffered from a narcissistic personality disorder,
demonstrated schizoid and antisocial traits, and also suffered from a general
anxiety disorder with alcohol and marijuana dependence. In addition,
Dr. Strahl was of the opinion that defendant's intelligence level fell in the
dull-normal range, and he believed that defendant's personality, as diagnosed,
resulted in part from defendant's genetic makeup and in part from his peergroup and socialization. During this testimony, Dr. Strahl
opined that
defendant's condition was treatable and that he would benefit from prison's
structured environment. At no point during his mitigation testimony did
Dr. Strahl indicate that defendant was not guilty of or culpable for the
offenses of conviction.
When the direct examination of Dr. Strahl was completed, he was cross-
examined by the prosecutor. Much of the cross-examination consisted of the
sparring between knowledgeable adversaries that makes this procedure the
'greatest legal engine ever invented for the discovery of truth.' California
v. Green, 399 U.S. 149, 158, 26 L. Ed. 2d 489, 497 (1970) (quoting 5 John H.
Wigmore, Evidence § 1367 (3d ed. 1940)). However, in a number of instances,
the prosecutor's inquiries were, at best, problematic. The prosecutor's
questions as to the amount of time Dr. Strahl spent working with criminal cases
and the number of cases in which he had testified for the State and for a
defendant were entirely appropriate. However, the prosecutor then asked how
much Dr. Strahl was paid per hour and, upon receiving an answer, suggested that
he was paid by defendant instead of the State:
Q. How long have you been employed by the defendant in this case?
A. Employed by the defendant? I think I'm employed by the State of
North Carolina through the Office of Courts [sic] but I've been
working on this case for over a year.
Despite Dr. Strahl's correction, the prosecutor's subsequent questions relating
to the amount Dr. Strahl expected to be compensated for his work on the case
continued to imply that he might be paid by defendant:
Q. Did you bill the defendant or the State of North Carolina for the
first six months of your employment?
A. I've not billed anybody for anything at this point.
Q. Well, are you planning on doing it?
A. Yes, I am.
Q. For what?
A. I don't follow you, sir. For the same thing you're doing right
here. You're working to do your job. I'm doing my job up here. I
don't understand the difference.
Q. How long have you been notified, contacted, involved in thiscase?
A. Okay. I first saw [defendant] on June 14th of 1999 and I would
estimate that I was contacted in May of 1999 to work on the case.
I'm not sure there's anything else to state than that.
Q. So your billing started in May, you first saw [defendant] in
June?
A. My billing will start for the contact time I spent on the case
whether it's in a group of hours like it is today or it's nothing for
two, three months. I'll only bill for the time that I spent on the
case.
Q. And how many hours did you say so far?
A. Well, I think you remember. I said between twenty and thirty.
Q. Which is it?
A. I don't have the exact figure, sir. I don't tally that up. I'll
tally it up when we're all done here. I'm estimating between twenty
and thirty hours for this case. It's been one of the more rigorous
cases to deal with and I've spent more time on it than most other
cases I've had to deal with.
Q. So what you will bill somebody will be between $3000 and $4500 so
far?
A. Somewhere in that range I would guess if that's how it works out
mathematically. That's correct.
Q. For your work in this case?
A. That is correct.
Q. And do you understand, Dr. Strahl, that almost everybody in this
room has spent more time with this defendant than you have?
A. I don't know that for a fact. If you say so. You're making
something evil out of my charging for my expertise.
It is difficult to imagine that any prosecutor with even minimal experience
would not know that experts testifying for indigent defendants are paid through
the Administrative Office of the Courts. No apparent reason existed for the
prosecutor to suggest otherwise except, perhaps, to confuse the jury.
When the prosecutor turned to Dr. Strahl's testimony that defendant had
been affected by his chaotic early life and lack of contact with his natural
father, the following exchange took place:
Q. . . . You were asked by [defense counsel] what affect this
defendant's being born to an unwed mother had on him, isn't that
correct?
A. That is correct.
Q. Did you grow up in a home with both your parents?
[DEFENSE COUNSEL]: Objection, Judge.
[THE COURT]: Overruled.
A. I did.
Q. So you're probably ill equipped in your personal life to testify
as to how being born to an unwed mother might affect someone
personally. Wouldn't you agree?
Dr. Strahl's childhood had little if anything to do with his professional
ability to assess the impact on defendant of an absent parent. These questions
were not a probe of Dr. Strahl's methodology; instead, they were an improper
attempt to discredit or subvert his expert opinion by raising an irrelevant
aspect of Dr. Strahl's personal life. Perhaps pertinently, the jury failed to
find two submitted mitigating circumstances relating to defendant's
relationships with his natural parents. A similar attack occurred when the
prosecutor questioned Dr. Strahl as to his opinion that defendant suffered from
a narcissistic personality disorder.
Q. Now, Dr. Strahl, you have testified in giving your Curriculum
Vitae that you are licensed to practice medicine in Virginia as well
as North Carolina?
A. I have a license in Virginia as well. I would need to reactivate
that because it's on kind of like a hold pattern since I don't work
in Virginia directly and I don't have to pay certain fees but I can
reactivate it any time. I'm in good standing with the State of
Virginia.
Q. So you are not currently licensed to practice medicine in
Virginia as you previously testified?
A. I think I am currently licensed to practice in the State of
Virginia. I only need to send a letter indicating that I do want to
do so. In my license I have a registration certificate from the
State of Virginia that I receive every year or two that I pay for
every year or two.
Q. Well, regardless of that, you're certainly familiar with the
Violent Offender Profile that is prepared as offenders go into the
Virginia Correction System, are you not?
A. I am not. I've never seen such a document before.
Q. How long have you been practicing medicine in Virginia?
A. I have never practiced medicine in Virginia. I think that's what
I'm trying to tell you. I'm allowed to, I am able to, I'm registered
to but I never have.
Q. What was the purpose of telling this jury then that you'relicensed to practice in Virginia, if your license is
not current and
you've never done it?
A. Not doing it is different. My license is current. I pay a
current fee and I have a number on my license that is active. I can
practice anytime I want to practice in the State of Virginia. I do
not choose to practice in the State of Virginia. I was asked where I
am licensed and I'm licensed actively in two states, North Carolina
and Virginia. Those remain true statements.
Q. You can practice anytime you want to in the State of Virginia?
A. That is correct.
Q. Would you define narcissistic for this jury one more time?
A. Narcissistic is a statement that results in an excessive level of
entitlement over and above what is deserved.
The prosecutor returned to the unsavory implications of this line of questions
in his closing argument, as discussed below. We also cannot fail to observe
that, throughout this exchange, the prosecutor twisted Dr. Strahl's answers.
Finally, the prosecutor asked a question wholly irrelevant to Dr. Strahl's
professional role in the case but designed to inflame the jury and diminish the
impact of Dr. Strahl's testimony:
Q. Do you have any idea how many homes this defendant has invaded,
how much space of other people, weak and defenseless people he's
invaded. Do you have any idea?
A. Not exactly, sir. But you're asking me to condone his behavior
and I'm not.
[DEFENSE COUNSEL]: Objection.
THE COURT: Please just answer the question, sir.
Before Dr. Strahl could respond to the court's instruction, the prosecutor
asked an unrelated question. The prosecutor's questions were not designed to
elicit competent evidence. More in the nature of rhetorical assertions, their
likely effect was unfairly to prejudice the jury against this witness. State
v. Sanderson, 336 N.C. 1, 13, 442 S.E.2d 33, 40 (1994).
During his closing argument in the sentencing proceeding, the prosecutor
returned to the themes addressed during his cross-examination of Dr. Strahl.
In his preliminary comments to the jury, he distorted Dr. Strahl's testimony to
suggest that Dr. Strahl countenanced defendant's conduct:
You're to bring [your recollections of the evidence] with you into
this sentencing proceeding. You're to bring as well as your reasonand common sense, you're to bring that experience into this
proceeding with you. But in addition to that we're past [the]
guilt[-innocence proceeding], well some of us are past it, there are
two people who are not quite past it and that is the defendant and
Nathan Strahl, they still haven't gotten it yet.
The prosecutor later reinforced his contention, unsupported by any
evidence, that Dr. Strahl believed defendant was not guilty, then argued that
the jury should find that Dr. Strahl padded his bill and lied in order to be
paid:
To him [defendant] is still not guilty. He comes in here yesterday
and said that he spent five hours with this defendant. Spent a half
an hour yesterday morning as a courtesy call or something, I don't
know what, of course, it'll cost the State of North Carolina seventy-
five dollars for that half hour, but anyway, wouldn't it have been
beneficial for him before he jumped up on the stand and took the oath
to tell the truth, wouldn't it have been beneficial to go to this
defendant when they had their little chat yesterday morning and say,
[defendant], look, the jigs [sic] up son, the jigs [sic] up, this not
guilty mess, we're past that, I'm gone [sic] look like a moron if I
get up on that stand as an expert and talk about your innocence to
the jury that convicted you. [Defendant] come clean with me son,
let's talk about your emotional state. Let's talk about your mental
disturbance when you went in there and sliced that lady up. And
you're supposed to put stock, you're supposed to put credence, you're
supposed to put credibility in that kind of expert?
Now, ladies and gentlemen, I don't mean to degrade, deride
anybody personally or any profession, but dag-gone-it, when you come
into this court and you put your hand on that Bible up there and you
talk about your degrees and where you can practice medicine and where
you can't practice medicine, you better not be trying to sell a bill
of goods, you better not be looking to pick up your three thousand
dollar check and stay on that defense witness testimony list and keep
picking up that little ten percent. You need to come in here and get
up and tell the truth cause that's what you deserve. That's what you
deserve, ladies and gentlemen. And it's a crying shame when
education is corrupted for filthy lucre, it's a crying shame when
people who've got the education abuse it. It's up to you to
determine whether that happened in this case or not. But it was a
far cry on direct examination, everything was consistent, oh, yeah,
answered yes to everything. As soon as he gets a little cross
examination he wants to say somebody's evil for talking about what
money he's making and he gets choked up and has to go to the water
jug. Well what's stuck in his throat? The truth? It's been said,
ladies and gentlemen, that it's a mighty small frog, it's a mighty
small frog that can't get a croak out of his own pond. And you may
have heard it, I don't know, but you know what it means. You know
what it means. You know that when all you can do in mitigation in a
capital murder case is to put up a psychiatrist that has spent less
time with this defendant than you have and know less about him,
that's a mighty small croak in mitigation. And saying it doesn't
make it so cause you can pay somebody to say anything.
(Emphases added.)
The prosecutor next belittled Dr. Strahl's profession: When you get, you know, any disc
ipline, psychiatry, psychology,
whatever, plumbing, whatever, when you get to the point that you can
make a call like that, you don't need to be running around testifying
for any three thousand dollars. Play the lottery. Play the lottery
if you're that good. Get on the Psychic Friends Network. Get to
reading minds. And I don't say that again to deride the good doctor
or to deride his profession, I say that because there's no evidence
to back up what he spouts[.] . . .
. . . .
. . . Of course, Dr. Strahl was to work from various [tracts]
and treatises because you remember he grew up in a two-parent home,
didn't he? He grew up in a two-parent home. So when he wants to
stand up or sit up and spout his expert opinion to you about this
defendant's mitigation being from born to an unwed mother, he's not
quite talking from experience, is he? He's talking about experience
about like he is when he talks about this defendant's genetic makeup.
Mumbo jumbo is basically what it is.
The prosecutor also used closing argument to misstate Dr. Strahl's
testimony as to his Virginia license and to mischaracterize Dr. Strahl's
diagnosis while suggesting that Dr. Strahl was himself mentally afflicted:
[C]onsider whether the defendant has been diagnosed as having a
Narcissistic Personality Disorder.
Well, the good doctor defined that for us as being having an
excessive level of entitlement. And then when I asked if he's
licensed to practice in Virginia he said I can treat any patient I
want to over there. Of course, he owes them some money, he's not
currently licensed, but that's why, you remember he was asked, well,
define narcissistic for us one more time, Dr. Strahl. Define that
for us one more time. Excessive level of entitlement. Everybody has
-- everybody who thinks something of himself is narcissistic I guess,
it's called self-esteem. But thank you Dr. Strahl for making it a
personality disorder, thank you for driving that square peg into a
round hole and taking self-esteem and making something, as he would
call it, making something evil out of it.
Although defendant unsuccessfully objected to some of the prosecutor's cross-
examination questions, he did not object to the prosecutor's closing argument.
It is well settled in North Carolina that counsel is allowed
wide latitude in the argument to the jury. Even so, counsel may not
place before the jury incompetent and prejudicial matters by
injecting his own knowledge, beliefs and personal opinions not
supported by the evidence. The control of the arguments of counsel
must be left largely to the discretion of the trial judge, and the
appellate courts ordinarily will not review the exercise of the trial
judge's discretion in this regard unless the impropriety of counsel's
remarks is extreme and is clearly calculated to prejudice the jury in
its deliberations. In capital cases, however, an appellate court may
review the prosecution's argument, even though defendant raised no
objection at trial, but the impropriety of the argument must be gross
indeed in order for this Court to hold that a trial judge abused his
discretion in not recognizing and correcting ex mero motu an argument
which defense counsel apparently did not believe was prejudicial when
he heard it.
State v. Johnson, 298 N.C. 355, 368-69, 259 S.E.2d 752, 761 (1979) (citations
omitted).
A number of our cases have considered arguments where an attorney has
directly or indirectly challenged the veracity of a party or witness. Although
we have found grossly improper the practice of flatly calling a witness or
opposing counsel a liar when there has been no evidence to support the
allegation, Couch v. Private Diagnostic Clinic, 133 N.C. App. 93, 100, 515
S.E.2d 30, 36, aff'd per curiam, 351 N.C. 92, 520 S.E.2d 785 (1999); see also
State v. Locklear, 294 N.C. 210, 217-18, 241 S.E.2d 65, 70 (1978), we have also
held that it is proper for a party to point out potential bias resulting from
payment that a witness received or would receive for his or her services, State
v. Lawrence, 352 N.C. 1, 22, 530 S.E.2d 807, 820 (2000), cert. denied, 531 U.S.
1083, 148 L. Ed. 2d 684 (2001). However, where an advocate has gone beyond
merely pointing out that the witness' compensation may be a source of bias to
insinuate that the witness would perjure himself or herself for pay, we have
expressed our unease while showing deference to the trial court. For instance,
we held that an argument made during the guilt-innocence phase of a capital
case where the prosecutor stated in reference to the defendant's expert
witness, 'It is a sad state of our legal system[] that when you need someone
to say something, you can find them. You can pay them enough and they'll say
it,' State v. Murillo, 349 N.C. 573, 604, 509 S.E.2d 752, 770 (1998), cert.
denied, 528 U.S. 838, 145 L. Ed. 2d 87 (1999), was not so grossly improper as
to require the trial court to intervene ex mero motu, id. at 606, 509 S.E.2d at
771. Similarly, where a prosecutor argued during a capital sentencing
proceeding that the defendant's psychiatric expert was '[a] guy who's making
fifteen hundred dollars a day is absolutely going to tell you every time you
show him a crime like this that it's the result of mental illness. His way of
life depends on that. . . . Nobody's paying someone fifteen hundred dollars a
day to [say defendant is sane],' State v. May, 354 N.C. 172, 180, 552 S.E.2d
151, 156 (2001), we again held that the trial court did not err in failing to
intervene ex mero motu, id. at 181, 552 S.E.2d at 157. Despite this deference, we have advised counsel
that such arguments,
imputing perjury to a witness on the basis of evidence no more substantial than
the mere fact the witness was compensated, are improper. Where the prosecutor
argued of the defendant's expert that 'I submit to you, ladies and gentlemen,
she's getting paid three thousand dollars to work on this case, she'll say
anything he wants her to say,' State v. Spruill, 338 N.C. 612, 651, 452 S.E.2d
279, 300 (1994), cert. denied, 516 U.S. 834, 133 L. Ed. 2d 63 (1995), we
assumed arguendo that the statement was improper, id. at 652, 452 S.E.2d at
300. More recently, where a prosecutor argued that the defendant's mitigating
circumstances 'were developed skillfully by the defense experts who go around
this State testifying for defendants in capital cases, selling their services
and opinions at rates from $75 to $125 an hour,' State v. Hill, 347 N.C. 275,
299, 493 S.E.2d 264, 278 (1997), cert. denied, 523 U.S. 1142, 140 L. Ed. 2d
1099 (1998), we again assumed the argument was improper but not so grossly
improper as to entitle the defendant to a new sentencing hearing, id. at 300,
493 S.E.2d at 278. We went on to disapprove of one of the statements made by
the prosecutor, presumably the one quoted above.
(See footnote 2)
Id. Although it might be
possible to differentiate the particular words in the instant argument from
those used in the cases cited above, we would have to slice the salami pretty
thin. Accordingly, consistent with our holdings in Murillo and May, we
conclude that while the prosecutor's argument that the expert should not be
believed because he would give untruthful or inaccurate testimony in exchange
for pay was improper, it was not so grossly improper as to require the trial
court to intervene ex mero motu.
Nevertheless, we are disturbed that some counsel have failed to heed our
repeated warnings that such arguments are improper, even if not always grossly
so. State v. Smith, 351 N.C. 251, 270, 524 S.E.2d 28, 42, cert. denied, 531
U.S. 862, 148 L. Ed. 2d 100 (2000). One measure of the professionalism that we
expect from litigants in North Carolina courts is the avoidance of all knownimproprieties. State v. Jones, 355 N.C. 117, 127-28, 55
8 S.E.2d 97, 104
(2002). Our prior holdings, where the conviction was not reversed on the basis
of a prosecutor's improper argument only because of the demanding standard of
review, should not be construed as an invitation to trial counsel to try the
same thing again. We admonish counsel to refrain from arguing that a witness
is lying solely on the basis that the witness has been or will be compensated
for his or her services. We also instruct trial judges to be prepared to
intervene ex mero motu if such arguments continue to be made. Id. at 128, 558
S.E.2d at 104.
[14]Our inquiry does not end here, however. In the case at bar, the
prosecutor went beyond ascribing the basest of motives to defendant's expert.
As detailed above, he also indulged in ad hominem attacks, disparaged the
witness' area of expertise, and distorted the expert's testimony. We have
observed that maligning the expert's profession rather than arguing the law,
the evidence, and its inferences is not the proper function of closing
argument. State v. Smith, 352 N.C. at 561, 532 S.E.2d at 792. When vigor in
unearthing bias becomes personal insult, all bounds of civility, if not of
propriety, have been exceeded. Id. Particularly in capital cases, we believe
it appropriate to require that practitioners conduct themselves with a probity
and dignity consistent with the gravity of the proceedings.
That a prosecutor refrain from improper conduct is especially
important in the context of a capital sentencing hearing, where the
issue before the jury is whether a human being should live or die and
where this decision involves the exercise of the jury's judgment as
to how certain aggravating and mitigating circumstances should be
weighed against each other.
State v. Sanderson, 336 N.C. at 8, 442 S.E.2d at 38. In light of the
cumulative effect of the improprieties in the prosecutor's cross-examination of
defendant's expert and the prosecutor's closing argument, we are unable to
conclude that defendant was not unfairly prejudiced. Id. at 15, 442 S.E.2d at
40.
Accordingly, we hold that defendant is entitled to a new capital
sentencing proceeding. Because we reach this result, we need not address other
issues raised by defendant relating to his sentencing proceeding that areunlikely to recur.
NO. 97CRS6891, FIRST-DEGREE MURDER: NO ERROR IN THE TRIAL; DEATH SENTENCE
VACATED AND CASE REMANDED FOR NEW CAPITAL SENTENCING PROCEEDING.
NO. 97CRS6892, FIRST-DEGREE BURGLARY: NO ERROR.
NO. 97CRS6893, FIRST-DEGREE SEXUAL OFFENSE: NO ERROR.
Footnote: 1 One Caucasian juror who was original
ly seated was
replaced with the Hispanic alternate while the trial was under
way.
Footnote: 2 We make this assumption beca
use the comment is the only
one quoted in that portion of our opinion in Hill.
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