All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Car olina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the North Carolina Reports and North Carolina Court of Appeals Reports, the latest print version is to be consid ered authoritative.
1. Confessions and Incriminating Statements_allegations of harassment,
threats, promises_contradictory law enforcement testimony_denial of
motion to suppress
The trial court did not err in a capital first-degree murder
prosecution by denying defendant's motion to suppress statements to
investigators where defendant alleged that he was threatened, harassed, and
told that he could avoid the death penalty by confessing, but there was
contradictory testimony from law enforcement officers. The trial court's
finding of fact that no promises or offers of reward were made was
supported by competent evidence in the record, and the court's conclusion
that defendant's statement was voluntary is supported by the finding of
fact and the law.
2. Jury_selection_capital trial_rehabilitation questions_excusal of
prospective juror
The trial court did not abuse its discretion during jury selection for
a capital first-degree murder prosecution by sustaining the State's
objections to three questions during defendant's attempted rehabilitation
of a prospective juror or by excusing that juror. The three questions did
not address the issue of whether the prospective juror would be able to
return a death verdict under any circumstances and the court properly
excused her when she stated unequivocally that she could never return a
death sentence.
3. Evidence_hearsay_explanation of subsequent actions
The trial court did not err in a capital prosecution for first-degree
murder by admitting testimony from the victim's father that someone had
telephoned him to say that his son's car would be in a particular place at
a particular time where the testimony was admitted not for the truth of the
matter asserted, but to explain the action of the witness and the deputies
in staking out that location the next morning.
4. Appeal and Error; Constitutional Law_Confrontation Clause_nonhearsay
testimony
A first-degree murder defendant's contention that the introduction of
testimony about an anonymous telephone call to his father violated his
constitutional right to confrontation was not properly before the Supreme
Court where defendant objected at trial only on the basis of hearsay, and
this testimony was proper nonhearsay evidence. Nonhearsay raises no
Confrontation Clause concern.
5. Evidence_expert testimony_firearms identification_admissible
The trial court did not err in a first-degree murder prosecution by
admitting the testimony of an SBI agent regarding two bullets found in the
victim, despite defendant's contention that the testimony was based on
speculation, where the agent was received without objection as an expert in
firearms identification and the agent tested the bullets about which he
provided an opinion.
6. Robbery_sufficiency of evidence_killing victim and taking car
The evidence was sufficient to permit a rational jury to find that
defendant robbed the victim with a dangerous weapon where defendant
admitted that he called the victim and arranged to meet him; defendant and
a friend waited for the victim and pulled a gun when he arrived; the
victim was forced into his car with a gun to his head; the friend shot the
victim and defendant decided to shoot him twice in the head when he heard
him gasping for breath and calling for help; and defendant drove the
victim's car until he was apprehended.
7. Robbery_taking car after victim killed--continuous transaction with
murder_sufficiency of evidence
The evidence was sufficient to permit a rational jury to find that the
victim's murder and the act of stealing his car were so connected as to
form a continuous chain of events and to support defendant's conviction of
armed robbery where the victim was lured to a church so that defendant and
a friend could forcibly take his car; the victim was killed soon after; and
defendant claimed the car as his own and used the car in a manner
suggesting ownership, driving the car until the day he was apprehended.
8. Kidnapping_confinement not inherent in murder_sufficiency of evidence
The trial court did not err by refusing to dismiss a first-degree
kidnapping charge for insufficient evidence that the kidnapping was
separate from the killing where the victim was lured to a meeting;
defendant put a gun to the victim's head and forced him to drive his own
car to another location, where he was taken into the woods; he was shot
when he tried to get away; the victim was alive when he was placed in the
trunk of the car; and he cried out for help before defendant fired the
fatal shots. There was ample evidence of confinement not inherent in the
first-degree murder.
9. Homicide_first-degree murder_second-degree not submitted_evidence of
premeditation and deliberation
The trial court did not err in a first-degree murder prosecution by
denying defendant's request for submission of second-degree murder as a
possible verdict where defendant presented no evidence; and the State's
evidence showed that the victim was shot six times, that defendant
deliberately walked to a car after the victim was wounded to retrieve a
gun, that defendant shot the victim twice when he was helpless and crying
for help, and that defendant dragged the body into the woods, covered it
with leaves and branches, and immediately disposed of the murder weapon and
the comforter in which the body had been wrapped. Defendant and an
accomplice had talked about stealing the victim's car before the date of
the murder and defendant had expressed both before and after the murder his
plan to move to California and change his identity.
10. Homicide_instruction on second-degree murder denied_possibility that
jury might not believe all of the State's evidence
A first-degree murder defendant was not entitled to an instruction on
second-degree murder upon the argument that the jury had to pick and choose
between pieces of evidence in order to convict of second-degree murder. A
defendant is not entitled to an instruction on a lesser-included offense
merely because the jury could possibly believe some of the State's evidence
but not all of it.
11. Constititional Law_argument of counsel_concession of guilt_effective
assistance of counsel
There was no error in a capital prosecution for first-degree murder
where defendant contended that his counsel made concessions of guilt where
counsel merely argued that defendant was guilty as an accessory after the
fact if he was guilty of anything. Defendant took counsel's statements out
of context and failed to note the consistent theory of the defense that
defendant was not guilty.
12. Kidnapping_bases of charge_and or or
There was no plain error in a first-degree kidnapping prosecution
where the indictment alleged failure to release in a safe place and
serious injury while the court's instructions joined the phrases with or.
There is no evidence that the jury erroneously considered the charge and,
in reality, only one of the two bases was necessary for the State to
convict defendant of first-degree kidnapping.
13. Kidnapping_first-degree_restraint or removal in
instruction_confinement in indictment
There was no plain error in a first-degree kidnapping prosecution
where the jurors were instructed on restraint or removal of the victim,
while the indictment asserted confinement. The evidence and defendant's
own admission make it clear that the victim was confined, restrained, and
removed and there was no reasonable basis for concluding that any different
combination of the terms in the instruction would have altered the result.
14. Criminal Law_contact between prosecutor's lunch companion and
jurors_mistrial denied
The trial court did not abuse its discretion in a capital first-degree
murder prosecution by overruling defendant's motion for a mistrial based on
asserted improper contact between two jurors and an individual having lunch
with the district attorney. The individual told the court that she was a
law student having lunch with a friend who worked in the district
attorney's office, that she had attended high school with the two jurors
and defendant, and that her interaction with the jurors was limited to
telling them that she was in law school and was married. Defendant's trial
counsel conceded that he did not believe that the contact was improper.
15. Appeal and Error_preservation of issues_failure to object at
trial_failure to assign plain error
There was no error in a capital first-degree murder prosecution in the
submission of the aggravating circumstance that the murder was committed
during the commission of a kidnapping where defendant alleged that there
was insufficient evidence of first-degree kidnapping, but did not object at
trial based on the insufficiency of the evidence and failed to specifically
and distinctly assign plain error.
16. Sentencing_capital_aggravating circumstances_murder committed during
kidnapping_murder committed for pecuniary gain_independent evidence
The trial court did not err in a capital sentencing proceeding by
submitting the aggravating circumstances that the murder was committed
during a kidnapping and that the murder was committed for pecuniary gain
where defendant argued that the jury was allowed to find both circumstances
based upon the same evidence. There was ample independent evidencesupporting each circumstance in that the victim was lured to a meeting a
nd
was several times restrained, confined, and moved from place to place; the
underlying motive was the theft of the victim's car; and defendant took the
car and used it as his own after the victim was killed.
17. Appeal and Error_preservation of issues_failure to object at
trial_failure to assign plain error
The defendant in a capital prosecution for first-degree murder did not
preserve for appeal the issue of whether there was sufficient evidence of
robbery to support the pecuniary gain aggravating circumstance where he
made no objection at trial as to the sufficiency of the evidence and did
not specifically and distinctly assign plain error.
18. Sentencing_capital_use of same evidence for more than one
circumstance_no instruction
There was no error in a capital sentencing proceeding where defendant
contended that the court should have instructed the jury that it should not
rely on the same evidence to support more than one aggravating
circumstance, but the instruction was not necessary because there was
distinct and separate evidence supporting both circumstances submitted.
Furthermore, defendant did not request the instruction, did not object to
the trial court's failure to instruct, did not assign error to the failure
to give the instruction, and did not distinctly alleged plain error.
19. Sentencing_capital_mitigating circumstance_no significant history of
prior criminal activity_evidence insufficient
The trial court did not err in a capital sentencing proceeding by
denying defendant's request to submit the mitigating circumstance that
defendant had no significant history of prior criminal activity where some
of defendant's witnesses indicated that defendant had not been in bad
trouble and had not been involved with illegal drugs, but defendant
offered no evidence of his criminal record. Defendant had the burden of
establishing that he had no significant criminal history and did not do so.
N.C.G.S. § 15A-2000(f)(1).
20. Sentencing_capital_mitigating circumstances_mental
disturbance_sufficiency of evidence
The trial court did not err in a capital sentencing proceeding by
denying defendant's request that the court submit the (f)(2) statutory
mitigating circumstance that the crime was committed under the influence of
mental or emotional disturbance. Defendant presented no evidence that he
acted under the influence of a mental or emotional disturbance at the time
of the murder and his expert witness, who testified that defendant suffered
from personality disorders, admitted that he had reservations about his
opinions because defendant had not cooperated with the evaluation. A trial
court is not required to submit a mitigating circumstance unless there is
substantial evidence to support it. N.C.G.S. § 15A-2000(f)(2).
21. Sentencing_capital_mitigating circumstances_impaired
capacity_sufficiency of evidence
The trial court did not err in a capital sentencing proceeding by
denying defendant's request to submit the mitigating circumstance of
impaired capacity where defendant's expert testified that defendant
suffered from mixed personality disorder but knew what the act of murder
was, and further testified that his evaluation was not reliable becausedefendant would not tell him anything about the date of the murder.
Defendant's statements to officers, his actions in organizing the crime,
and his actions after the killing indicate that he was aware that his
actions were criminal. N.C.G.S. § 15A-2000(f)(6)
22. Sentencing_capital_mitigating circumstances_defendant's
age_sufficiency of evidence
The trial court did not err in a capital sentencing proceeding by
denying defendant's request for submission of the mitigating circumstance
of defendant's age where defendant cited no evidence to support his
assertion and there was testimony that defendant had graduated from high
school without repeating grades, that he had a stable work history, and
that he was the father of five children. N.C.G.S. § 15A-2000(f)(7)
23. Sentencing_capital_nonstatutory mitigating circumstances_peremptory
instructions given as a group
The trial court did not err in a capital sentencing proceeding by
giving peremptory instructions on nonstatutory mitigating circumstances as
a group rather than by repeating the instruction for each circumstance.
The trial court went through each of the nonstatutory mitigating
circumstances during the trial conference, the court instructed the jury
that circumstances two through seven existed as the predicate instruction
for each of the nonstatutory circumstances, and defendant failed to object
at trial when given the opportunity to do so after the instructions were
given. Any possible error from failing to repeat the instruction six times
was harmless.
24. Appeal and Error_preservation of issues_failure to object to issues
and recommendation as to punishment form
The Supreme Court did not consider the argument of a first-degree
murder defendant that the court did not properly set forth nonstatutory
mitigating circumstances on the form for Issues and Recommendation as to
Punishment where defendant indicated to the trial court that he had no
objections to the form.
25. Sentencing_capital_instructions_statutory and nonstatutory mitigating
circumstances
The oral instructions given by the trial court, in conjunction with
the distinction between the statutory and nonstatutory mitigating
circumstances on the issues and recommendation as to punishment form, were
sufficient to provide proper instruction for the jurors.
26. Sentencing_capital_instructions_life imprisonment without parole
The trial court's instructions in a capital sentencing proceeding, in
conjunction with the trial court's response to a jury question, were both
clear and consistent with the statutory requirement for the meaning of the
term life imprisonment. Furthermore, the plain meaning of the term
suggests that defendant will spend the rest of his life in prison, and the
jurors heard life imprisonment without parole numerous times. Finally,
defendant made no objection at trial and, in a discussion with the court,
confirmed that the court had informed the jurors that life imprisonment
means life imprisonment without parole.
27. Sentencing_capital_nonstatutory mitigating circumstances_rejection by
jury not arbitrary
The rejection by the jury of the nonstatutory mitigating circumstances
that defendant had demonstrated love and affection to certain relatives and
that his behavior was impaired by professionally diagnosed emotional or
mood disorders did not result in an arbitrary death penalty because the
jury is free to find that a nonstatutory circumstance does not have
mitigating value even if the evidence is uncontradicted.
28. Constitutional Law--effective assistance of counsel_failure to object
The defendant in a capital sentencing proceeding did not demonstrate
that his counsel was ineffective in failing to object to alleged errors
regarding the admission of statements, jury instructions, and verdict
sheets where the alleged errors were without merit, defense counsel's
failure to object cannot be said to fall below an objective standard of
reasonableness, and the evidence of guilt was overwhelming.
29. Sentencing_capital_proportionality
A death sentence was proportionate where the record fully supported
the aggravating circumstances found by the jury, there was no indication
that the sentence was imposed under the influence of passion, prejudice, or
other arbitrary factors, this case is distinguishable from those cases in
which the North Carolina Supreme Court concluded that the death penalty was
disproportionate, and this case is more similar to certain cases in which a
death sentence was found proportionate than to those in which it was found
disproportionate or to those in which juries have consistently returned
recommendations of life imprisonment. Moreover, it was noted that
similarity is not the last word on proportionality, which ultimately rests
upon the judgment of the Court.
Appeal as of right pursuant to N.C.G.S. § 7A-27(a) from a judgment
imposing a sentence of death entered by Barnette, J., on 13 July 1999 in
Superior Court, Harnett County, upon a jury verdict finding defendant
guilty of first-degree murder. On 20 November 2000, the Supreme Court
allowed defendant's motion to bypass the Court of Appeals as to his appeal
of additional judgments. Heard in the Supreme Court 11 September 2001.
Roy Cooper, Attorney General, by Gail E. Dawson and Teresa H. Pell,
Special Deputy Attorneys General, for the State.
Sue A. Berry for defendant-appellant.
LAKE, Chief Justice.
Defendant was indicted on 13 April 1998 for one count of first-degree
murder, one count of first-degree kidnapping, and one count of robbery with
a dangerous weapon. The cases came on for a joint trial at the 28 June
1999 Criminal Session of Superior Court, Harnett County.
On 9 July 1999, the jury returned a verdict of guilty, and following acapital sentencing proceeding, recommended a
sentence of death for the
first-degree murder. Defendant was sentenced to death and further received
a sentence of 117 to 150 months' imprisonment for robbery with a dangerous
weapon. The trial court also sentenced defendant to a consecutive term of
46 to 65 months' imprisonment for second-degree kidnapping, finding that
the first-degree kidnapping was subsumed in the first-degree murder
conviction. For the reasons that follow, we conclude that defendant's
trial and sentences, including specifically his capital sentencing
proceeding, were free of prejudicial error and that defendant's sentence of
death is not disproportionate.
At trial, the State presented forensic evidence and various statements
by defendant which were inconsistent in some respects, but in all of which
defendant readily admitted active participation in the murder. The State's
evidence tended to show that on 3 March 1998, defendant and Larry McDougald
lured Dwayne Winfield McNeill, the victim, to Norrington Church on the
pretext that he would receive headlight covers to put on his new black
Mustang GT. Defendant and McDougald then took McNeill at gunpoint to an
uninhabited trailer located near defendant's home. Defendant there shot
the victim several times. Defendant put the victim's body, wrapped in a
comforter, in the trunk of the victim's car and drove it down Tim Currin
Road and then off the road and back into some woods. As he dragged the
victim's body further into the woods, he heard the victim say, [H]elp me.
Defendant went back to the car, got his gun, and fired two fatal shots.
Defendant left the victim's body about one hundred yards into the woods,
covered with pine straw and a tree branch. Defendant immediately disposed
of the comforter and gun he had used in the murder, and he cleaned the car.
Around 5 March 1998, Carolyn Campbell, defendant's neighbor, went to a
trailer she used for storage. She found bullet holes, pools of blood, and
signs that someone had broken into the trailer. Campbell notified the
Harnett County Sheriff's Department. They searched the trailer and foundsix .22-caliber shell casings. The blood they found in the traile
r matched
the victim's.
The evidence further showed that on 10 March 1998, Dwight McNeill, the
victim's father, received an anonymous phone call that the victim's car
would be heading down Highway 87 in Spring Lake about 10:00 a.m. the next
morning. Dwight McNeill informed the Harnett County Sheriff's Department,
and officers waited the next morning for the Mustang. When the car passed,
they immediately stopped the Mustang and found defendant driving the car.
Defendant was wearing the victim's black leather jacket and had also taken
possession of his wallet.
Defendant made several incriminating statements to investigators at
the Harnett County Sheriff's Department. He later led investigators to the
victim's body, and he showed them where he disposed of the gun and
comforter. Investigators found the comforter but never located the gun.
Blood found on the comforter matched the victim's.
On 13 March 1998, Marshall Gainey, defendant's father, contacted
investigators and provided them with .22-caliber bullets that had not been
fired. The bullets found in Campbell's trailer and those given to
investigators by Marshall were all .22-caliber bullets manufactured by
Federal.
An autopsy of the victim showed six gunshot wounds: to the forehead,
the right eye, the left side of the upper lip, the left side of the chest,
the right forearm, and the left upper back. The wounds to the right eye
and the chest would have been fatal. The medical examiner also concluded
that the bullet fragments removed from the victim's body were .22-caliber.
Defendant acknowledges the first six assignments of error presented in
his brief as preservation issues, all of which we address as such later in
this opinion. Further, we note that defendant has interspersed
preservation issues throughout his brief, all of which are subsequently
addressed herein, and that defendant has expressly abandoned a number ofassignments of error. Accordingly, we will address defendant's rem
aining
substantive assignments of error sequentially, without numerical reference.
[1]In his next assignment of error, defendant asserts that the trial
court unconstitutionally denied his motion to suppress statements to
investigators. Defendant contends that his statements were not knowing,
intelligent and voluntary and that they were made in response to
impermissible statements by law enforcement officials that defendant would
receive a benefit by giving the statements. Defendant did not testify, but
he presented an affidavit in support of his motion. Defendant alleged that
Lieutenant Billy Wade threatened and harassed him and told him that if he
confessed, he could avoid the death penalty.
At the suppression hearing, the State presented the testimony of
Special Agent Michael East of the State Bureau of Investigation (SBI) and
Lieutenant Billy Wade of the Harnett County Sheriff's Department.
Lieutenant Wade testified that he told defendant, [I]f he wanted to help
himself that he could help himself by cooperating. Special Agent East
testified that he was unaware of any force used against defendant and that
he did not know of any promises or representations being made to defendant.
The trial court found as a fact that [a]t no time prior to or during
defendant's interviews did law enforcement officers threaten, strike or
coerce him, or make any promises or offers of reward to him. The trial
court also concluded, as a matter of law, that all of the statements were
made freely and voluntarily.
Defendant concedes that findings of fact made by a trial judge
following a voir dire on the voluntariness of a confession are conclusive
upon this Court if they are supported by competent evidence. State v.
Rook, 304 N.C. 201, 212, 283 S.E.2d 732, 740 (1981), cert. denied, 455 U.S.
1038, 72 L. Ed. 2d 155 (1982). Conclusions of law that are correct in
light of the findings of fact are also binding on appeal. State v. Howell,
343 N.C. 229, 239, 470 S.E.2d 38, 43 (1996). The voluntariness of a confession is determined by the totality of
the circumstances. State v. Corley, 310 N.C. 40, 47, 311 S.E.2d 540, 545
(1984). The proper determination is whether the confession at issue was
the product of improperly induced hope or fear. Id. at 48, 311 S.E.2d at
545. This Court has held that an improper inducement must promise relief
from the criminal charge to which the confession relates, and not merely
provide the defendant with a collateral advantage. State v. Pruitt, 286
N.C. 442, 458, 212 S.E.2d 92, 102 (1975).
Lieutenant Wade testified that he never made any promises to defendant
concerning the disposition of his case, and Special Agent East also
testified that he never heard Lieutenant Wade make any promises to
defendant.
Accordingly, the trial court's finding of fact that no promises or
offer of reward were made to defendant is supported by competent evidence
in the record. The trial court's conclusion of law that the statement was
voluntary is supported by the finding of fact and the law. Therefore, the
trial court properly denied defendant's motion to suppress his statements.
This assignment of error is overruled.
[2]Defendant's next assignment of error involves the trial court's
sustaining the State's objections to three questions posed during
defendant's rehabilitation of prospective juror Barbara Jackson Wheeler.
Defendant further asserts that the trial court improperly excused Wheeler
over his objection.
When questioned by the prosecutor, Wheeler initially admitted she had
mixed emotions and was not sure if she could sentence someone to death.
She subsequently stated three times that she could never return a death
verdict. The prosecutor challenged Wheeler for cause after she stated she
could never return a death verdict. The trial court allowed defense
counsel the opportunity to question Wheeler further. Defense counsel
initially asked Wheeler three general questions as to whether she couldfollow the law of North Carolina, and counsel did not address the is
sue as
to whether she could impose the death penalty. Finally, defense counsel
asked Wheeler: [U]nder any circumstances could you render a verdict that
meant the death penalty? She replied, No, sir.
The standard this Court applies when determining when a prospective
juror can be excluded for cause because of his or her views on capital
punishment is whether the juror's views would 'prevent or substantially
impair the performance of his duties as a juror in accordance with his
instructions and his oath.' Wainwright v. Witt, 469 U.S. 412, 424, 83 L.
Ed. 2d 841, 851-52 (1985) (quoting Adams v. Texas, 448 U.S. 38, 45, 65 L.
Ed. 2d 581, 589 (1980)). Prospective jurors with reservations about
imposing the death penalty must be able to 'state clearly that they are
willing to temporarily set aside their own beliefs in deference to the rule
of law.' State v. Brogden, 334 N.C. 39, 43, 430 S.E.2d 905, 907-08 (1993)
(quoting Lockhart v. McCree, 476 U.S. 162, 176, 90 L. Ed. 2d 137, 149-50
(1986)). The granting of a challenge for cause where the juror's fitness
is at issue is a matter within the discretion of the trial court and will
not be disturbed absent a showing of abuse of discretion. State v.
Dickens, 346 N.C. 26, 42, 484 S.E.2d 553, 561 (1997).
In the instant case, defendant is unable to show an abuse of
discretion by the trial court in granting the State's challenge for cause
of prospective juror Wheeler. Wheeler stated three times that she would
not be able to impose the death penalty. Where a prospective juror's
answers reveal that his views on the death penalty prevent him from
following the law, the juror is properly excused for cause. Wainwright,
469 U.S. at 424, 83 L. Ed. 2d at 851-52. Regardless of Wheeler's statement
that she could follow the law of North Carolina, it was reasonable for
the trial court to find that she could not. Even if Wheeler's answers had
been equivocal, this Court has held that excusals for cause may properly
include persons who equivocate or who state that although they believegenerally in the death penalty, they indicate that they personally wo
uld be
unable or would find it difficult to vote for the death penalty. State v.
Simpson, 341 N.C. 316, 342-43, 462 S.E.2d 191, 206 (1995), cert. denied,
516 U.S. 1161, 134 L. Ed. 2d 194 (1996).
In the instant case, defendant cannot show an abuse of discretion on
the part of the trial court in sustaining the State's objections to the
three questions. Defendant stated that he was satisfied with each juror
and did not exhaust his peremptory challenges; therefore, he cannot show
prejudice from the trial court's ruling during rehabilitation of Wheeler.
See State v. Miller, 339 N.C. 663, 678, 455 S.E.2d 137, 145, cert. denied,
516 U.S. 893, 133 L. Ed. 2d 169 (1995).
The trial court also properly sustained the State's objection to three
general questions posed by defense counsel that did not address the
pertinent issue: whether prospective juror Wheeler would be able to return
a verdict of death under any circumstances. The trial court properly
excused Wheeler when she unequivocally stated that she could not ever
return a sentence of death. This assignment of error is overruled.
[3]In his next assignment of error, defendant argues that the trial
court erred as a matter of law or, alternatively, abused its discretion, in
overruling his objection to testimony by the victim's father, Dwight
McNeill. McNeill testified that he received a phone call on 10 March 1998
from an anonymous caller. He testified, over objection, that the caller
told him, I think I know where your son's Mustang is at, I think I know
who's got your car, and [y]our car will be coming through Spring Lake at
approximately 10:00. The caller also told him that the car has dealer
tags on it.
McNeill testified that, in response to the call, he immediately
called the sheriff's department. He also testified that he and his
brother and deputies went to Spring Lake the next morning and that when
defendant passed by in McNeill's son's car, defendant was immediatelyapprehended. Defendant contends that this testimony was inadmissible
and
prejudicial hearsay.
The North Carolina Rules of Evidence define hearsay as a statement,
other than one made by the declarant while testifying at the trial or
hearing, offered in evidence to prove the truth of the matter asserted.
N.C.G.S. § 8C-1, Rule 801(c) (1999). Out-of-court statements that are
offered for purposes other than to prove the truth of the matter asserted
are not considered hearsay. State v. Call, 349 N.C. 382, 409, 508 S.E.2d
496, 513 (1998). Specifically, statements are not hearsay if they are made
to explain the subsequent conduct of the person to whom the statement was
directed. State v. Coffey, 326 N.C. 268, 282, 389 S.E.2d 48, 56 (1990).
In Call, the witness testified as to a phone call he received from
his mother telling him that there was a Mexican at her house and that she
could not figure out what he wanted. Call, 349 N.C. at 409, 508 S.E.2d at
513. The witness testified that he immediately went to his mother's house
after receiving the call. This Court determined that the trial court did
not commit error in allowing this testimony into evidence for the sole
purpose of showing what the witness did after receiving the telephone call.
In the present case, McNeill's testimony was not offered to prove the
truth of the matter asserted, but rather to explain his subsequent actions.
Without McNeill's statement, it would have been difficult for jurors to
understand why deputies were staked out in Spring Lake the next morning,
waiting for the victim's car. Accordingly, this testimony was proper
nonhearsay evidence, and the trial court did not err in admitting it.
[4]Defendant also now asserts that McNeill's testimony regarding the
anonymous call violated his constitutional right to confrontation. This
claim is not properly before this Court, as defendant objected to this
testimony at trial only on the basis of hearsay. Constitutional issues not
raised and passed upon at trial will not be considered for the first time
on appeal. State v. Benson, 323 N.C. 318, 322, 372 S.E.2d 517, 519 (1988). Notwithstanding, admission
of nonhearsay 'raises no Confrontation
Clause concerns.' United States v. Inadi, 475 U.S. 387, 398 n.11, 89 L.
Ed. 2d 390, 400 n.11 (1986) (quoting Tennessee v. Street, 471 U.S. 409,
414, 85 L. Ed. 2d 425, 431 (1985)), quoted in State v. Jones, 322 N.C. 406,
414, 368 S.E.2d 844, 849 (1988). [A] witness under oath, [who is] subject
to cross-examination, and whose demeanor can be observed by the trier of
fact, is a reliable informant not only as to what he has seen, but also as
to what he has heard. Dutton v. Evans, 400 U.S. 74, 88, 27 L. Ed. 2d 213,
226 (1970).
Accordingly, defendant's assertion that his rights pursuant to the
Confrontation Clause were violated by admission of McNeill's statement as
to what the anonymous caller said to him is without merit. This assignment
of error is overruled.
[5]In his next assignment of error, defendant contends that the trial
court erred in admitting the opinion testimony provided by SBI Special
Agent Eugene Bishop. Agent Bishop testified that, in his opinion, the two
bullets found in the right side of the victim's neck and in his chest were
both .22-caliber bullets and had similar rifling characteristics.
Defendant asserts that Agent Bishop's testimony as to this opinion was
based on mere speculation or conjecture.
The admissibility of expert testimony is governed by Rule 702 of the
North Carolina Rules of Evidence, which provides, If scientific, technical
or other specialized knowledge will assist the trier of fact to understand
the evidence or to determine a fact in issue, a witness qualified as an
expert by knowledge, skill, experience, training, or education, may testify
thereto in the form of an opinion. N.C.G.S. § 8C-1, Rule 702(a) (1999).
Expert testimony is properly admissible when the witness, because of his
expertise, is in a better position to have an opinion on the matter than is
the trier of fact. State v. Lawrence, 352 N.C. 1, 17, 530 S.E.2d 807, 818
(2000), cert. denied, 531 U.S. 1083, 148 L. Ed. 2d 684 (2001); State v.Wilkerson, 295 N.C. 559, 568-69, 247 S.E.2d 905, 911 (
1978). The trial
court is given great latitude in determining the admissibility of expert
testimony. State v. Taylor, 354 N.C. 28, 41, 550 S.E.2d 141, 150 (2001);
State v. Bullard, 312 N.C. 129, 140, 322 S.E.2d 370, 376 (1984).
Agent Bishop was received without objection by the trial court as an
expert in forensic firearms identification. Agent Bishop has been an agent
with the SBI for twenty-six years, and he works in the firearms and
toolmark section of the crime laboratory. He estimated that he had done in
excess of 500 to 1,000 comparisons in matching bullets with the particular
gun that fired them. Agent Bishop testified that the six fired cartridge
cases found at the Campbell trailer and the five unfired bullets supplied
to the Harnett County Sheriff's Department by defendant's father were all
.22-caliber bullets manufactured by Federal. He was also able to conclude
that bullet fragments removed from the victim's body were also .22-caliber.
In light of his extensive knowledge of the subject matter, Agent
Bishop certainly met the standard of Rule 702 of the North Carolina Rules
of Evidence and was in a better position to provide an expert opinion on
this subject than was the jury. Furthermore, Agent Bishop tested the
bullets upon which he provided his opinion. This assignment of error is
without merit and is overruled.
In his next two assignments of error, defendant challenges the
sufficiency of the evidence presented in support of his robbery with a
dangerous weapon and first-degree murder charges. This Court has held that
in ruling on a motion to dismiss for insufficiency of the evidence, the
trial court must consider the evidence in the light most favorable to the
State and give the State every reasonable inference to be drawn therefrom.
State v. Lee, 348 N.C. 474, 488, 501 S.E.2d 334, 343 (1998). The State is
required to present substantial evidence for each element of the offense
charged. Id. The trial court must consider all evidence presented that is
favorable to the State. State v. Jones, 342 N.C. 523, 540, 467 S.E.2d 12,23 (1996). If there is substantial evidence, either direc
t or
circumstantial, that the defendant committed the offense charged, then a
motion to dismiss is properly denied. State v. Locklear, 322 N.C. 349,
358, 368 S.E.2d 377, 383 (1988).
[6]Defendant first contends that the evidence was insufficient to
prove that he committed the crime of robbery with a dangerous weapon. The
necessary elements of this offense are: (1) an unlawful taking or an
attempt to take the personal property from the person or presence of
another, (2) by use or threatened use of a firearm or other dangerous
weapon, (3) whereby the life of another is either endangered or threatened.
Call, 349 N.C. at 417, 508 S.E.2d at 518; see also N.C.G.S. § 14-87 (1999).
In the case sub judice, the evidence viewed in the light most
favorable to the State shows that defendant's confession provides adequate
support for a finding that defendant took the victim's Mustang from him by
threatening his life with a gun. Defendant admitted he called the victim
on 3 March 1998 and told him to meet defendant at Norrington Church to pick
up some headlight covers. Defendant and his friend McDougald waited for
the victim to arrive, with McDougald hiding in a car behind the church.
According to defendant's statements, when the victim arrived and went to
the trunk of the car to get the headlight covers, defendant and McDougald
pulled a gun on him. They forced the victim back into his car with a gun
to his head. Again, according to defendant's statements, McDougald shot
the victim, and when defendant heard him gasping for breath and calling for
help, defendant decided to put the victim out of his misery by shooting him
twice in the head so he wouldn't suffer like that. Defendant drove the
victim's Mustang until he was apprehended on 11 March 1998. This evidence
is sufficient to permit a rational jury to find that defendant robbed the
victim with a dangerous weapon.
[7]Defendant further contends that he could not have committed the
offense of robbery with a dangerous weapon because he took the victim'sMustang only after the victim was dead. This Court has held that
147;[w]hen,
as here, the death and the taking are so connected as to form a continuous
chain of events, a taking from the body of the dead victim is a taking
'from the person.' State v. Fields, 315 N.C. 191, 202, 337 S.E.2d 518,
525 (1985). Where a continuous transaction occurs, the temporal order of
the threat or the use of a dangerous weapon and the taking is immaterial.
State v. Green, 321 N.C. 594, 605, 365 S.E.2d 587, 594, cert. denied, 488
U.S. 900, 102 L. Ed. 2d 235 (1988).
When viewing the evidence in the light most favorable to the State,
the robbery of the victim and the murder were all part of a continuous
chain of events. Defendant's confession shows that the victim was lured to
the church so that defendant and McDougald could forcibly take his car.
The evidence further shows that soon thereafter, the victim was killed.
Defendant made use of the car in a manner to suggest that he owned the
Mustang, he claimed it was his, and he had even put his belongings in the
car, thus suggesting ownership. Furthermore, defendant drove the victim's
car from the time of the murder until the day he was apprehended. This
evidence is sufficient to permit a rational jury to find that the victim's
murder and the act of stealing his car were so connected as to form a
continuous chain of events. This assignment of error is overruled.
[8]Defendant next contends that the trial court erred in denying his
motion to dismiss the first-degree kidnapping charge because there was
insufficient evidence that the confinement of the victim was separate and
apart from the killing. N.C.G.S. § 14-39(a) provides, in part, as follows:
(a) Any person who shall unlawfully confine, restrain, or
remove from one place to another, any other person 16 years of
age or over without the consent of such person, or any other
person under the age of 16 years without the consent of a parent
or legal custodian of such person, shall be guilty of kidnapping
if such confinement, restraint or removal is for the purpose of:
. . . .
(2) Facilitating the commission of any felony or
facilitating flight of any person following the
commission of a felony.
N.C.G.S. § 14-39(a)(2) (1999). As used in our statute, confine suggests
some form of imprisonment within a given area, such as a room, a house or
a vehicle. State v. Fulcher, 294 N.C. 503, 523, 243 S.E.2d 338, 351
(1978).
Viewed in the light most favorable to the State, the evidence
permitted a rational trier of fact to find that defendant lured the victim
to Norrington Church under the pretense that he would be getting headlight
covers for his car. When the victim arrived at the church, defendant put a
gun to the victim's head and forced him to drive his own car to the
Campbell trailer. The victim was then taken into the woods, and when he
tried to get away, he was shot. The victim was alive when he was placed in
the trunk of the car, as he was crying out for help before defendant
delivered the fatal shots. We conclude that these facts provided ample
evidence of confinement not inherent in the first-degree murder to support
the charge of first-degree kidnapping. This assignment of error is
overruled.
[9]In his next assignment of error, defendant contends that the trial
court erred in denying his request for submission of second-degree murder
as a possible verdict.
Murder in the first degree, the crime of which defendant was
convicted, is the intentional and unlawful killing of a human being with
malice and with premeditation and deliberation. State v. Fisher, 318 N.C.
512, 517, 350 S.E.2d 334, 337 (1986). Murder in the second degree is the
unlawful killing of a human being with malice but without premeditation and
deliberation. State v. Brown, 300 N.C. 731, 735, 268 S.E.2d 201, 204
(1980). A defendant is entitled to have a lesser-included offense
submitted to the jury only when there is evidence to support the lesser-
included offense. Id. at 735-36, 268 S.E.2d at 204.
Here, evidence of the lesser-included offense of second-degree murder
is lacking. Defendant presented no evidence, and the State's evidencetended to show that the victim was shot six times. After the victim
had
been wounded, defendant deliberately walked to the car, got the gun out,
and shot the victim twice. Defendant shot the victim as he was helpless
and crying out for help. He then dragged the victim's body into the woods
and covered it with leaves and branches. Defendant immediately disposed of
the murder weapon and the comforter in which the victim's body had been
wrapped.
Defendant and McDougald talked about stealing the victim's car before
3 March 1998. Both before and after the murder, defendant expressed to
others his plan to move to California and change his identity. The
evidence fully supports a finding of premeditation and deliberation and,
accordingly, an instruction for first-degree murder. There is no evidence
supporting second-degree murder, and to suggest that defendant acted
without premeditation and deliberation is to invite total disregard of the
evidence.
[10]Defendant further contends that in order to find him guilty of
first-degree murder, the jury had to pick and choose between the pieces of
evidence it was going to believe. However, a defendant is not entitled to
an instruction on a lesser-included offense merely because the jury could
possibly believe some of the State's evidence but not all of it. State v.
Annadale, 329 N.C. 557, 568, 406 S.E.2d 837, 844 (1991). Defendant, in his
brief to this Court, further speculates as to what could have occurred in
the trailer that would tend to show that premeditation and deliberation
were lacking. This Court has noted, however, that mere speculation is not
sufficient to negate evidence of premeditation and deliberation. State v.
Gary, 348 N.C. 510, 524, 501 S.E.2d 57, 67 (1998). We conclude that the
trial court correctly denied defendant's request to submit the offense of
second-degree murder to the jury. This assignment of error is overruled.
[11]In his next assignment of error, defendant contends that his
counsel made concessions of his guilt, without defendant's expresspermission, during opening and closing arguments.
In State v. Harbison, 315 N.C. 175, 180, 337 S.E.2d 504, 507-08
(1985), cert. denied, 476 U.S. 1123, 90 L. Ed. 2d 672 (1986), this Court
held that a defendant has been denied effective assistance of counsel if
his counsel admits his guilt to the jury without his consent. However,
argument that
the defendant is innocent of all charges, but if he is found
guilty of any of the charges it should be of a lesser crime
because the evidence came closer to proving that crime than any
of the greater crimes charged, is not an admission that the
defendant is guilty of anything, and the rule of Harbison does
not apply.
State v. Harvell, 334 N.C. 356, 361, 432 S.E.2d 125, 128 (1993); see also
State v. Greene, 332 N.C. 565, 572, 422 S.E.2d 730, 733-34 (1992).
In the present case, defense counsel never conceded that defendant was
guilty of any crime. Counsel merely noted defendant's involvement in the
events surrounding the death of the victim, arguing that if he's guilty of
anything, he's guilty of accessory after the fact. He's guilty of
possession of a stolen vehicle. This was hardly the equivalent of
admitting that defendant was guilty of the crime of murder. Defendant has
taken defense counsel's statements out of context to form the basis of his
claim, and he fails to note the consistent theory of the defense that
defendant was not guilty. This assignment of error is overruled.
[12]In his next assignment of error, defendant contends that the
trial court erred in its instruction to the jury on the first-degree
kidnapping charge. He also alleges that the instruction on failure to
release in a safe place and serious injury were joined with or, while
the language of the indictment joined the phrases with and. Defendant
did not object to or make a constitutional claim for these errors at trial,
but he now contends that they rise to the level of plain error.
Constitutional questions not raised and passed upon at trial will not
be considered on appeal. Benson, 323 N.C. at 322, 372 S.E.2d at 519. In
criminal cases, a question which was not preserved by objection noted attrial and which is not deemed preserved by rule or law without any
such
action, nevertheless may be made the basis of an assignment of error where
the judicial action questioned is specifically and distinctly contended to
amount to plain error. N.C. R. App. P. 10(c)(4). In order to establish
plain error, a defendant must establish that the trial court committed
error and that absent this error, the jury would have probably reached a
different result. State v. Morganherring, 350 N.C. 701, 722, 517 S.E.2d
622, 634 (1999), cert. denied, 529 U.S. 1024, 146 L. Ed. 2d 322 (2000).
The instructional error must be 'so fundamental that it denied the
defendant a fair trial and quite probably tilted the scales against him.'
State v. Lucas, 353 N.C. 568, 584, 548 S.E.2d 712, 723 (2001) (quoting
State v. Collins, 334 N.C. 54, 62, 431 S.E.2d 188, 193 (1993)).
Defendant's contention of plain error, based on the indictment being
in the conjunctive and the jury instruction in the disjunctive, is without
merit. There is no evidence in the record which in any way suggests or
infers that any of the jurors erroneously considered the first-degree
kidnapping charge in light of this minute discrepancy. The indictment
merely informed defendant that the State planned to rely on two bases for
proving defendant was guilty of first-degree kidnapping. In reality, only
one of the two bases was necessary for the State to convict defendant of
first-degree kidnapping. See State v. Moore, 315 N.C. 738, 743, 340 S.E.2d
401, 404 (1986) (holding that [a]lthough the indictment may allege more
than one purpose for the kidnapping, the State has to prove only one of the
alleged purposes in order to sustain a conviction of kidnapping). We
conclude that the trial court's instruction in this regard was without
error.
[13]Defendant further argues that the trial court erred in its
instruction on the first-degree kidnapping charge because the instruction
permitted the jury to convict on theories of the crime which were not
charged in the bill of indictment. Defendant was tried under N.C.G.S. § 14-39, which requires
confinement, restraint or removal of the victim from one place to
another. In the trial court's instruction to the jury on first-degree
kidnapping as a separate and distinct charge, the jurors were instructed on
restraint or removal, while the indictment asserted confining.
Defendant asserts that this was plain error. Because this issue was not
raised before the trial court, it is reviewed under the plain error
standard by this Court. See State v. Odom, 307 N.C. 655, 660, 300 S.E.2d
375, 378 (1983).
Defendant relies upon State v. Tucker, 317 N.C. 532, 346 S.E.2d 417
(1986). We find Tucker to be distinguishable from this case. In Tucker,
the indictment alleged removal from one place to another, while the trial
court instructed on restraint. Id. at 537, 346 S.E.2d at 420. This Court
held that the instructional error might have tilted the scales and caused
the jury to reach its guilty verdict [i]n light of the highly conflicting
evidence in the . . . kidnapping case on the unlawful removal and restraint
issues. Id. at 540, 346 S.E.2d at 422. The evidence in the case sub
judice is not highly conflicting. In fact, the evidence and defendant's
own admission make it clear that the victim was confined, restrained, and
removed during the course of events, which ultimately resulted in the
victim's death. According to defendant's own statement, the victim was
forced at gunpoint into his own car and was later held in the trunk of the
car.
The trial court's instruction included the terms restricted his
freedom of movement and restrained. Restriction, confinement or
restraint all require restraint in some form. In Fulcher, 294 N.C. at 523,
243 S.E.2d at 351, this Court stated:
As used in G.S. 14-39, the term confine connotes some form
of imprisonment within a given area, such as a room, a house or a
vehicle. The term restrain, while broad enough to include a
restriction upon freedom of movement by confinement, connotes
also such a restriction, by force, threat or fraud, without a
confinement. Thus, one who is physically seized and held, orwhose hands or feet are bound, or who, by the threatened use of a
deadly weapon, is restricted in his freedom of motion, is
restrained within the meaning of this statute.
The evidence shows that defendant confined, restrained and removed the
victim during the course of events on 3 March 1998. Given the strength of
the evidence against defendant, including his own admissions, there is no
reasonable basis for us to conclude that any different combination of the
terms confine, restrain or remove in the instruction would have
altered the result. We cannot conclude that had the trial court instructed
the jury that the defendant had to confine the victim to be guilty of
first-degree kidnapping, this would have tilted the scales in favor of
defendant. This assignment of error is overruled.
[14]In his next assignment of error, defendant contends the trial
court erred in overruling his motion for a mistrial based on asserted
improper contact between two jurors and an individual visiting the district
attorney. During the lunch recess on 11 July 1999, two jurors hugged and
spoke with a woman who was having lunch with the district attorney. This
woman had been present that day during trial of the case.
Defendant made a motion for a mistrial based on an asserted appearance
of inappropriate prejudicial contact between the two jurors and the
district attorney's lunch companion. Pursuant to defendant's request, the
trial court heard from the district attorney's lunch companion, Amy
Elizabeth Blackman Johnson. Johnson told the trial court that she was a
law student having lunch with a friend of hers who worked in the district
attorney's office. Johnson had attended high school with the two jurors
and defendant. She explained to the court that her interaction with the
jurors was very limited, and she merely told them that she was in law
school and was married. After hearing from Johnson, the trial court denied
defendant's motion for a mistrial.
When a trial court learns of alleged improper conduct with a juror,
the trial court's inquiry into the substance and possible prejudicialimpact of the contact is a vital measure for ensuring the impart
iality of
the juror. State v. Burke, 343 N.C. 129, 149, 469 S.E.2d 901, 910-11,
cert. denied, 519 U.S. 1013, 136 L. Ed. 2d 409 (1996). In State v. Willis,
332 N.C. 151, 173, 420 S.E.2d 158, 168 (1992), this Court held that [i]n
the event of some contact with a juror it is the duty of the trial judge to
determine whether such contact resulted in substantial and irreparable
prejudice to the defendant. It is within the discretion of the trial judge
as to what inquiry to make.
Defense counsel told the trial court that he did not believe anything
inappropriate took place, but I think we need to put something on the
record. The trial court then questioned Johnson to determine the
substance of the conversation that she had with the two jurors.
Furthermore, defendant made no objection to the trial court's ruling
on his motion for a mistrial. Immediately before the charge conference
began, defendant renewed his motion for a mistrial, but he did not state
any grounds upon which he based his motion. He did not at any time ask the
trial court to question the two jurors, nor did he try to call additional
witnesses to establish a case of inappropriate conduct. The trial court
again denied the motion.
Defendant's concern was getting something on the record, and he stated
numerous times that he did not think that any inappropriate conduct had
taken place. The trial court did exactly what defendant requested by
putting its inquiry into the matter on the record. Furthermore, when a
defendant fails to object to the trial court's failure to conduct further
inquiry into the report of inappropriate juror contact and does not allege
plain error, he has waived his right to raise the issue on appeal. State
v. Jaynes, 342 N.C. 249, 263, 464 S.E.2d 448, 457 (1995), cert. denied, 518
U.S. 1024, 135 L. Ed. 2d 1080 (1996).
Even if we wanted to address the substance of defendant's claim, he
has failed to show an abuse of discretion by the trial court. In light ofthe response by Johnson that her conversation was purely personal
and
unrelated to the case, and defense counsel's own concession that he did not
believe that the contact was inappropriate, we conclude that the trial
court acted appropriately within its discretion. This assignment of error
is overruled.
[15]In his next assignment of error, defendant contends there was
error in the submission of the (e)(5) aggravating circumstance, that the
murder was committed while defendant was engaged in the commission of a
kidnapping, see N.C.G.S. § 15A-2000(e)(5) (1999), because there was
insufficient evidence to prove first-degree kidnapping beyond a reasonable
doubt.
At trial, defendant made no objection to the submission of the (e)(5)
aggravator based on the sufficiency of the evidence. In order to preserve
an issue for appellate review, a party must have presented the trial court
with a timely request, objection or motion, stating the specific grounds
for the ruling sought if the specific grounds are not apparent. N.C. R.
App. P. 10(b)(1); State v. Eason, 328 N.C. 409, 420, 402 S.E.2d 809, 814
(1991). Defendant has not properly preserved the issue of the sufficiency
of the evidence to support the (e)(5) aggravator, and at most, defendant
would be entitled to a plain error review of this claim. However,
defendant has failed to specifically and distinctly assign plain error, as
required by Rule 10(c)(4) of the North Carolina Rules of Appellate
Procedure.
[16]Defendant further argues that the trial court improperly allowed
the jury to double-count aggravating circumstances by submitting both
(e)(5) and (e)(6), that the murder was committed for pecuniary gain, see
N.C.G.S. § 15A-2000(e)(6). He argues the trial court allowed jurors to
find both of these circumstances based on the same evidence.
Defendant objected to the trial court's submission of both the (e)(5)
and (e)(6) aggravating circumstances. We conclude that this error wassufficiently preserved.
This Court has held that it is error to submit more than one
aggravating circumstance unless each is supported by different evidence.
State v. Quesinberry, 319 N.C. 228, 239, 354 S.E.2d 446, 452 (1987).
However, when there is evidence supporting each aggravating circumstance,
the trial court may submit both even though the evidence that supports each
may overlap. State v. Rouse, 339 N.C. 59, 97, 451 S.E.2d 543, 564 (1994),
cert. denied, 516 U.S. 832, 133 L. Ed. 2d 60 (1995). Aggravating
circumstances are not considered redundant absent a complete overlap in the
evidence supporting them. State v. Moseley, 338 N.C. 1, 54, 449 S.E.2d
412, 444 (1994), cert. denied, 514 U.S. 1091, 131 L. Ed. 2d 738 (1995).
This Court has recognized that in some cases the same evidence will
support inferences from which the jury might find that more than one of the
enumerated aggravating circumstances is present and that this will usually
occur where the defendant's motive, rather than a specific factual element,
is at issue. State v. Goodman, 298 N.C. 1, 30, 257 S.E.2d 569, 588 (1979).
It is well settled that it is not error to submit to the jury multiple
aggravating circumstances, so long as the inquiry that is prompted by their
submission is directed at distinct aspects of the defendant's character or
the crime for which he is to be punished. State v. Wilkinson, 344 N.C.
198, 230, 474 S.E.2d 375, 392 (1996).
In the present case, the trial court instructed the jurors as to the
(e)(5) and (e)(6) aggravating circumstances as follows:
Under the evidence in this case there are two possible
aggravating circumstances that you may consider, and the
following are those aggravating circumstances. One, Was this
murder committed by the defendant, David Gainey, while he was
engaged in the commission of the felony of kidnapping? And two,
Was this murder committed for pecuniary gain?
. . . .
So, if you find from the evidence beyond a reasonable doubt
that when the defendant, David Gainey, or someone he was acting
in concert with, killed Dwayne McNeill; that the defendant, or
someone he was acting in concert with, unlawfully . . . confined
Dwayne McNeill without Dwayne McNeill's consent, and that thisconfinement was for the purpose of facilitating the commission of
the crime of murder, and that this confinement was a separate
complete act, independent of and apart from the murder, if the
State has proven all of this to you beyond a reasonable doubt,
then you would find this aggravating circumstance . . . .
. . . .
Next, consider the second one. . . .
If you find from the evidence beyond a reasonable doubt that
when the defendant or someone he was acting in concert with
killed Dwayne McNeill, that the defendant, or someone he was
acting in concert with, intended to rob Dwayne McNeill of his
automobile and that the robbery was a reason for the killing,
then you would find this aggravating circumstance.
Defendant argues that the instructions essentially ask the jury to
decide whether defendant kidnapped the victim to kill him for pecuniary
gain. Defendant does not make reference to any portion of the jury
instructions upon which he bases this conclusion, nor does he articulate
how each of the aggravating circumstances is supported by the same
evidence. At no place in the instructions does the trial court mention
that defendant kidnapped the victim for pecuniary gain.
Upon review of the evidence, we find ample independent evidence
supporting both the (e)(5) aggravator, on the basis of kidnapping, and the
(e)(6) aggravator, on the basis of the theft of the victim's car. The
evidence shows clearly that the victim was lured to Norrington Church and
was at several times restrained, confined and removed from place to place.
The evidence further shows quite clearly that the underlying motivation for
all of defendant's actions was the theft of the victim's car. After the
victim was killed and his body left in the woods, defendant and his
accomplice then took the victim's car, which defendant thereafter used as
his own. Accordingly, we conclude there was ample independent evidence
supporting the submission of each of these aggravating circumstances
without depending on precisely the same evidence. This assignment of error
is overruled.
[17]In his next assignment of error, defendant further contends that
the trial court erred in submitting the (e)(6) aggravating circumstance tothe jury. Initially, defendant contends there was insufficient e
vidence to
support a finding beyond a reasonable doubt of robbery with a dangerous
weapon, the underlying felony which elevates the confinement, restraint or
removal to kidnapping for the submission of (e)(5). See N.C.G.S. § 14-
39(a)(2). Defendant's assignment of error, however, is based solely on his
objection to the submission of robbery with a dangerous weapon, the
underlying felony for (e)(5), and to the submission of the (e)(6) pecuniary
gain aggravating circumstance. At trial, defendant objected to the
submission of robbery with a dangerous weapon in conjunction with the
pecuniary gain aggravating circumstance, but made no objection as to the
sufficiency of the evidence supporting robbery with a dangerous weapon.
Defendant has failed to properly preserve this issue because of his
failure to raise it before the trial court. N.C. R. App. P. 10(b)(1);
Eason, 328 N.C. at 420, 402 S.E.2d at 814. At most, defendant is entitled
to a plain error review of this issue by this Court. However, defendant
has failed to specifically and distinctly assign plain error as required by
Rule 10(c)(4) of the North Carolina Rules of Appellate Procedure.
[18]Defendant made no request for the trial court to instruct the
jury that it should not rely on the same evidence to support both
aggravating circumstances. Defendant also failed to assign this omission
as error, but refers to it in his brief to this Court. The scope of review
by this Court is limited to those assignments that were set out in the
record on appeal. N.C. R. App. P. 10(a).
Defendant cites State v. Jennings, 333 N.C. 579, 430 S.E.2d 188, cert.
denied, 510 U.S. 1028, 126 L. Ed. 2d 602 (1993), as supporting his
contention that the trial court should have instructed the jury that it
could not use the same evidence as the basis for a finding of two
aggravating circumstances. In Jennings, the defendant asserted that the
same evidence was necessary to prove both (e)(5), that the murder was
committed during a sex offense, and (e)(9), that the murder was especiallyheinous, atrocious, or cruel, N.C.G.S. § 15A-200
0(e)(9). Jennings, 333
N.C. at 627, 430 S.E.2d at 213. The defendant in Jennings argued that the
evidence of the sex offense was necessary to the jury's finding that the
murder was especially heinous, atrocious, or cruel. Id. We disagreed,
concluding there was substantial evidence of the (e)(9) aggravator apart
from evidence the murder was committed during the sex offense. Id. The
evidence showed that the victim had sustained multiple bruises and cuts to
various parts of his body. Id. The hotel room had blood splattered on the
ceiling, walls, floor and back of the mirror. Id. This Court determined
the evidence was sufficient to establish that the killing was especially
heinous, atrocious, or cruel. Id. We addressed the trial court's error in
failing to instruct jurors that they could not rely on the same evidence
for both circumstances, but noted that the defendant did not object to the
trial court's failure to give the instruction. Id. at 628, 430 S.E.2d at
214. We held that the failure to instruct did not rise to the level of
plain error. Id.
As in Jennings, in the case sub judice, defendant failed to object to
the trial court's failure to instruct. Furthermore, defendant did not
request the instruction, did not assign error to the failure to give the
instruction, and did not distinctly allege plain error in his claim before
this Court. Most significantly, the instruction defendant contends was
necessary was not, because there is distinct and separate evidence
supporting both aggravating circumstances.
This assignment of error is overruled.
[19]In his next assignment of error, defendant contends the trial
court erred by denying his request to submit the (f)(1) mitigating
circumstance, that defendant has no significant history of prior criminal
activity, N.C.G.S. § 15A-2000(f)(1).
This Court has held that the proper determination is 'whether a
rational jury could conclude that defendant had no significant history ofprior criminal activity.' State v. Atkins, 34
9 N.C. 62, 87-88, 505 S.E.2d
97, 113 (1998) (quoting State v. Wilson, 322 N.C. 117, 143, 367 S.E.2d 589,
604 (1988)), cert. denied, 526 U.S. 1147, 143 L. Ed. 2d 1036 (1999). A
significant history of prior criminal activity, for purposes of (f)(1), is
one that is likely to influence the jury's sentence recommendation. Id. at
88, 505 S.E.2d at 113. The (f)(1) mitigating circumstance is not supported
by the mere absence of any substantial evidence concerning the defendant's
prior criminal history. State v. Laws, 325 N.C. 81, 381 S.E.2d 609 (1989),
sentence vacated on other grounds, 494 U.S. 1022, 108 L. Ed. 2d 603 (1990);
State v. Hutchins, 303 N.C. 321, 355-56, 279 S.E.2d 788, 809 (1981). It is
the defendant's duty to provide evidence that tends to show the existence
of a mitigating circumstance. Hutchins, 303 N.C. at 355-56, 279 S.E.2d at
809.
While some of defendant's witnesses indicated that, to the best of
their knowledge, defendant had been in no real or bad trouble and had not
been involved with illegal drugs or weapons, defendant offered no evidence
of his criminal record. In State v. Gibbs, 335 N.C. 1, 55, 436 S.E.2d 321,
352 (1993), cert. denied, 512 U.S. 1246, 129 L. Ed. 2d 881 (1994), the
defendant provided this Court with no evidence at all of any prior criminal
conviction. We concluded in Gibbs that the defendant had provided no
support for submission of the (f)(1) mitigator and that the trial court did
not err in failing to submit it.
Defendant has the burden of establishing that he has no significant
criminal history, and he has not done so in this case. Therefore, the
trial court was not required to submit the (f)(1) mitigating circumstance.
This assignment of error is overruled.
[20]In his next three assignments of error, defendant contends that
the trial court erred in denying his requests to submit mitigating
circumstances to the jury.
Initially, defendant asserts error in the trial court's denial of hisrequest to submit the (f)(2) statutory mitigat
ing circumstance, [t]he
capital felony was committed while the defendant was under the influence of
mental or emotional disturbance, N.C.G.S. § 15A-2000(f)(2).
At the outset, we note that a trial court is not required to submit a
mitigating circumstance unless there is substantial evidence to support it.
Rouse, 339 N.C. at 100, 451 S.E.2d at 566. The defendant has the burden
of proving the substantial evidence which tends to show that the
mitigating circumstance exists. Id. Substantial evidence is relevant
evidence that a reasonable mind might accept as adequate to support a
conclusion. State v. Fletcher, 348 N.C. 292, 323, 500 S.E.2d 668, 686
(1998), cert. denied, 525 U.S. 1180, 143 L. Ed. 2d 113 (1999).
In considering when the (f)(2) mitigating circumstance may be
submitted, this Court has stated that the central question is a defendant's
mental and emotional state at the time of the crime. State v. Hooks, 353
N.C. 629, 548 S.E.2d 501 (2001); State v. Bonnett, 348 N.C. 417, 502 S.E.2d
563 (1998), cert. denied, 525 U.S. 1124, 142 L. Ed. 2d 907 (1999). The
use of the word 'disturbance' in the (f)(2) circumstance 'shows the General
Assembly intended something more . . . than mental impairment which is
found in another mitigating circumstance [N.C.G.S. § 15A-2000(f)(6)].'
State v. Geddie, 345 N.C. 73, 102-03, 478 S.E.2d 146, 161 (1996) (quoting
State v. Spruill, 320 N.C. 688, 696, 360 S.E.2d 667, 671 (1987), cert.
denied, 486 U.S. 1061, 100 L. Ed. 2d 934 (1988)), cert. denied, 522 U.S.
825, 139 L. Ed. 2d 43 (1997), quoted in Hooks, 353 N.C. at 640, 548 S.E.2d
at 509.
Dr. Jerry Noble, a clinical psychologist and defendant's expert
witness, testified that defendant has a chronic mild depressive condition,
a mixed personality disorder with paranoid and schizoid features, and a
learning disorder. Dr. Noble further noted that defendant was easily
subject to domination by others. Defendant also presented the testimony of
a former teacher who testified that defendant had a learning disability. Defendant now contends that this testimony
regarding his low
intelligence and mental illness was sufficient to link his mental and
emotional state to the time of the murder. Defendant concludes that a
reasonable juror could have inferred from this evidence that he was under
the influence of a mental or emotional disturbance at the time of the
killing. We disagree.
Dr. Noble admitted that his findings were in doubt, as defendant was
guarded in interviews and was hesitant to reveal information about himself.
Dr. Noble also testified that defendant made a conscious decision not to
participate in the evaluation, and Dr. Noble was unable to perform all of
his standard tests on defendant. It is not relevant that defendant has a
habit of deferring to others, as the evidence did not show that defendant
acted under the domination of anyone. In fact, with each incriminating
statement that defendant made to law enforcement officials, his own
independent actions in the crime became more apparent. Dr. Noble diagnosed
defendant as having learning disorders, but admitted that defendant's last
IQ test showed his score to be 89 and that defendant had graduated from
high school. Dr. Noble did not testify that it was his opinion that the
murder was committed while defendant was under the influence of any mental
or emotional disturbance. In fact, he testified that because of
defendant's failure to cooperate in the evaluations, he did not have enough
information to conclude that defendant was insane, nor was he able to
provide an opinion as to defendant's state of mind on 3 March 1998. Dr.
Noble opined that defendant's personality disorders existed on 3 March
1998, as he noted that such disorders generally originate in the early
growing-up years, but this does not equate to evidence that the murder took
place while defendant was under the influence of mental or emotional
disturbance.
The evidence defendant submitted was not sufficient to warrant the
trial court's submitting the (f)(2) mitigating circumstance. Defendantprovided no evidence that he acted under the influence of a mental or
emotional disturbance at the time of the murder. Dr. Noble even admitted
that he had reservations about his opinions, because of defendant's
unwillingness to participate in the evaluation.
[21]Next, defendant suggests the trial court erred in denying his
request to submit the (f)(6) mitigating circumstance, that the capacity of
defendant to appreciate the criminality of his conduct or to conform his
conduct to the requirements of the law was impaired. See N.C.G.S. § 15A-
2000(f)(6).
According to the testimony of Dr. Noble, defendant had suffered from a
moderately severe to severe mixed personality disorder since high school,
with paranoid and schizoid features which tended to make him restless and
impulsive. Dr. Noble also opined that defendant had a tendency to defer to
the domination of others, caused from being raised in fear of his alcoholic
father.
This does not provide sufficient evidence that defendant did not fully
appreciate the criminality of his conduct or that he lacked the ability to
conform his acts to the requirements of the law. Dr. Noble opined that on
3 March 1998, defendant knew what the act of murder was, and Dr. Noble was
not aware of any psychological disorder that would have prevented defendant
from understanding that stealing was wrong. Dr. Noble provided no evidence
to suggest that defendant's capacity to appreciate the criminality of his
conduct was impaired or that he was unable to conform his conduct to the
requirements of law.
Dr. Noble's evaluation, as even he admits, is not reliable. Defendant
would not tell him anything about 3 March 1998, and therefore Dr. Noble
could make no assessments as to defendant's mental status on that date.
Contrary to defendant's contention, the evidence shows that he did
fully understand that his acts were criminal. Defendant's statement to
police officers about his conduct leading up to and during the murderdemonstrated both purposefulness and deliberation. Defendant organize
d,
designed and executed a scheme in which he lured the victim to the
Norrington Church, where he and McDougald waited, and they shot the victim
six times. Finally, defendant's actions after killing the victim
demonstrate that he was aware that his acts were criminal. Defendant
admitted that immediately after the killing he disposed of both the gun and
the comforter used in the murder. After the murder, defendant also told
friends that he was planning to run away. When he was apprehended,
defendant even had a false identification in his possession. These actions
show that defendant knew full well the nature of his actions and the
criminality of his conduct.
[22]Finally, defendant argues that the trial court erred in denying
his request for the (f)(7) mitigating circumstance, defendant's age at the
time of the offense. See N.C.G.S. § 15A-2000(f)(7). Defendant relies upon
the fact that he was twenty-five years old at the time of the murder.
Defendant further asserts that the fact that he had an alcoholic father and
a chaotic childhood along with his low-average intelligence and learning
disability provide substantial evidence that the (f)(7) circumstance should
have been submitted. We disagree.
This Court has repeatedly held that chronological age is not the
determinative factor in concluding this mitigating circumstance exists.
State v. Oliver, 309 N.C. 326, 372, 307 S.E.2d 304, 333 (1983). The
defendant's immaturity, youthfulness, or lack of emotional or intellectual
development is also relevant. State v. Bowie, 340 N.C. 199, 203, 456
S.E.2d 771, 773, cert. denied, 516 U.S. 994, 133 L. Ed. 2d 435 (1995).
Defendant broadly asserts that he submitted substantial evidence of
his immaturity, youthfulness, and lack of emotional and intellectual
development at the time of these crimes, yet cites no evidence in the
record to support this bare assertion. Further, Dr. Noble testified that
defendant had graduated from high school without repeating grades, that hehad a stable work history, and that he was the father of five chi
ldren. We
conclude that defendant did not provide evidence sufficient to convince a
reasonable juror that defendant's age at the time of the crime was a
mitigating circumstance. The trial court did not err in refusing to submit
this mitigating circumstance.
These assignments of error are overruled.
[23]In his next assignment of error, defendant contends that the
trial court erred by failing to properly give peremptory instructions on
the nonstatutory mitigating circumstances. Specifically, he argues the
trial court erred in giving the instructions on the nonstatutory mitigating
circumstances as a group and in not repeating the peremptory instruction
for each individual nonstatutory circumstance. Defendant claims violations
of numerous constitutional provisions and, in the alternative, plain error,
but he fails to make an argument for either.
Defendant did not raise a constitutional claim before the trial court.
Constitutional questions which are not raised and passed upon at trial will
not be considered on appeal. Benson, 323 N.C. at 322, 372 S.E.2d at 519.
During the trial conference, the trial court went through each of the
nonstatutory mitigating circumstances with both the State and defendant to
determine whether defendant was entitled to peremptory instructions on the
circumstances. Defendant made no objections during this discussion. The
trial court instructed the jury as follows:
You should also consider the following circumstances arising
from the evidence which you find to have mitigating value. And
this would be--actually be two through seven. If one or more of
you find by a preponderance of the evidence that any of these
following circumstances exists and also are deemed by you to have
mitigating value, you would so indicate by having your foreperson
write yes in the space provided. If none of you find the
circumstance to exist, or if--well, if none of you deem that
these circumstances have mitigating value, then you would
indicate by having your foreperson write no in the space
provided.
As to two through seven, I'm going to instruct you that
those circumstances do exist. You will still have to determine
whether or not they have mitigating value. I'm going to take
them up one at a time now.
(Emphasis added.)
Defendant now contends that these instructions were confusing and that
no juror would have been able to discern their meaning. He further asserts
that the problem was compounded by the erroneous Issues and Recommendation
as to Punishment form.
After the trial court gave the jury instructions, the judge inquired
as to whether defendant had any objections to the jury instructions given,
and defendant stated that he had none. Furthermore, when specifically
questioned about the Issues and Recommendation as to Punishment form,
defendant expressed no objections.
Pursuant to N.C. R. App. P. 10(b)(2), a party is required to object to
a jury charge, or any omission therefrom, if he feels aggrieved thereby,
before the jury retires. State v. McNeil, 350 N.C. 657, 691, 518 S.E.2d
486, 507 (1999), cert. denied, 529 U.S. 1024, 146 L. Ed. 2d 321 (2000). At
most, in the absence of an objection, defendant is entitled to a plain
error review by this Court. Benson, 323 N.C. at 322, 372 S.E.2d at 519.
[D]efendant is entitled to relief only if the instructions amounted
to plain error, which is error 'so fundamental as to amount to a
miscarriage of justice or which probably resulted in the jury reaching a
different verdict than it otherwise would have reached.' State v. Parker,
350 N.C. 411, 427, 516 S.E.2d 106, 118 (1999) (quoting State v. Bagley, 321
N.C. 201, 213, 362 S.E.2d 244, 251 (1987), cert. denied, 485 U.S. 1036, 99
L. Ed. 2d 912 (1988)), cert. denied, 528 U.S. 1084, 145 L. Ed. 2d 681
(2000). It is indeed the rare case when a criminal conviction will be
reversed on the basis of an improper instruction where the defendant made
no objection. Odom, 307 N.C. at 661, 300 S.E.2d at 378.
Defendant was entitled to a peremptory instruction as to each of the
nonstatutory mitigating circumstances, and as agreed upon during the trial
conference, the jurors did receive a peremptory instruction on each. See
State v. White, 349 N.C. 535, 568, 508 S.E.2d 253, 274 (1998) (holding thata defendant is entitled to a peremptory instruction when the
mitigating
circumstance is supported by uncontroverted evidence), cert. denied, 527
U.S. 1026, 144 L. Ed. 2d 779 (1999). The fact that the instruction was not
repeated six times does not constitute a violation of defendant's
constitutional or statutory rights.
This Court has discouraged needless repetition during instructions to
the jury. See, e.g., State v. Dawson, 278 N.C. 351, 365, 180 S.E.2d 140,
149 (1971) (holding that the needless repetition of a charge in response to
jury requests is undesirable and has been held erroneous on occasion). In
State v. Robbins, 275 N.C. 537, 549-50, 169 S.E.2d 858, 866 (1969), the
defendant challenged the trial court's instruction to the jury because the
court did not define malice in its instruction on first-degree murder, even
though it had been defined previously in the charge. This Court held that
[t]he trial judge is not required to repeat a definition each time a word
or term is repeated in the charge when it has once been defined. Id.
In the case sub judice, the trial court instructed the jurors, As to
two through seven, I'm going to instruct you that those circumstances do
exist. This instruction was the predicate instruction for each of the
following nonstatutory mitigating circumstances, and defendant failed to
find any error in this instruction that was given at trial. Even if the
instruction could have been stated more appropriately, every poorly stated
instruction does not result in prejudice which requires a new trial. See
State v. Harris, 290 N.C. 681, 699, 228 S.E.2d 437, 447 (1976).
For the foregoing reasons, we conclude that any possible error
resulting from the failure to repeat the jury instruction six times was
harmless. This assignment of error is overruled.
[24]In his next assignment of error, defendant contends that the
trial court erred by failing to properly set forth the nonstatutory
mitigating circumstances on the Issues and Recommendation as to
Punishment form. Defendant asserts that this error denied him the rightto a fair and reliable trial under the Eighth and Fourteenth
Amendments to
the United States Constitution. Defendant further argues that this error,
in combination with the instructional error addressed above, entitles him
to a new sentencing proceeding. We disagree.
Defendant failed to raise his constitutional claims before the trial
court; therefore, we will not consider them now. See Benson, 323 N.C. at
322, 372 S.E.2d at 519. Defendant expressed to the trial court that he had
no objections to the Issues and Recommendation as to Punishment form. A
defendant is precluded from obtaining relief when the error was invited by
his own conduct. See N.C.G.S. § 15A-1443(c) (1999); State v. Payne, 280
N.C. 170, 171, 185 S.E.2d 101, 102 (1971). Furthermore, defendant had a
duty to object before the jury retired. N.C. R. App. P. 10(b)(2); McNeil,
350 N.C. at 691, 518 S.E.2d at 507.
[25]The Issues and Recommendation as to Punishment form at Issue
Two states:
Do you find from the evidence the existence of one or more
of the following mitigating circumstances?
. . . .
Before you answer issue two, consider each of the following
mitigating circumstances. In the space after each mitigating
circumstance, write yes if one or more of you finds that
mitigating circumstance by a preponderance of the evidence.
Write no if none of you finds that mitigating circumstance.
The form then lists the eight possible mitigating circumstances. The two
statutory mitigating circumstances, N.C.G.S. § 15A-2000(f)(8) (that
defendant aided in the apprehension of another capital felon), (f)(9) (the
catchall), are stated and each is followed by this language:
ANSWER: ____ One or more of us finds this mitigating
circumstance to exist.
The six nonstatutory mitigating circumstances are followed by:
ANSWER: ____ This circumstance does exist and one or more of
us finds it to have mitigating value.
The distinction made on the form between statutory and nonstatutory
mitigating circumstances, in conjunction with the trial court's oralinstructions, clearly sets forth the peremptory instruction and the
nonstatutory mitigating circumstances.
In State v. Warren, 348 N.C. 80, 115-17, 499 S.E.2d 431, 450-52, cert.
denied, 525 U.S. 915, 142 L. Ed. 2d 216 (1998), the defendant claimed that
an omission on the Issues and Recommendation as to Punishment form had
violated his constitutional rights. After the (f)(2) statutory mitigating
circumstance was the following: ANSWER: ____ One or more of us finds this
mitigating. Id. at 115, 499 S.E.2d at 451. The words circumstance to
exist were inadvertently omitted from the form. Id. The defendant did
not object to the form at trial, and this Court found that any error was
harmless beyond a reasonable doubt. Id. This Court reasoned that the
trial court's oral instructions and the language distinguishing the
statutory and nonstatutory mitigating circumstances on the form were
sufficient to show that there was no reasonable possibility that the
omitted words impacted the jury's verdict. Id. at 117, 499 S.E.2d at 452.
As in Warren, the oral instructions given by the trial court in the
case sub judice, in conjunction with the distinction between the statutory
and nonstatutory mitigating circumstances on the form, were sufficient to
provide proper instruction for the jurors. In the case at bar, the trial
court did not improperly set forth the nonstatutory mitigating
circumstances on the Issues and Recommendation as to Punishment form, and
this assignment of error is overruled.
[26]In his next assignments of error, defendant contends the trial
court erred in submitting to the jury an Issues and Recommendation as to
Punishment form which described one of the possible punishments as life
imprisonment rather than life imprisonment without parole, and
thereafter erred in its instructions on the meaning of life imprisonment.
On the form, the choice at Issue One and Issue Three was life
imprisonment, and the choices at Issue Four were death or life
imprisonment. During the trial court's instructions to the jury, thecourt stated: If you unanimously recommend a sentence of
life
imprisonment, the court will impose a sentence of life imprisonment without
parole.
Defendant asserts that these errors denied him his constitutional
right to a fair and reliable sentencing proceeding under the Eighth and
Fourteenth Amendments to the United States Constitution. Defendant
concludes that he is, therefore, entitled to a new sentencing proceeding.
Defendant did not raise these constitutional claims before the trial
court, and constitutional questions not raised before the trial court will
not be considered on appeal. See Benson, 323 N.C. at 322, 372 S.E.2d at
519. When asked, defendant specifically told the trial court that he had
no problems with the Issues and Recommendation as to Punishment form.
Defendant made no objection after the jury instructions were given, and in
a discussion between the trial court and counsel for both sides as to
whether the trial court informed jurors that life imprisonment means life
without parole, defense counsel confirmed that the court had provided this
instruction.
To the extent that defendant agreed with the trial court's manner of
instruction, defendant has invited any alleged error, and he may not obtain
relief from such error. See N.C.G.S. § 15A-1443(c); Payne, 280 N.C. at
171, 185 S.E.2d at 102. Pursuant to N.C. R. App. P. 10(b)(2), a party must
object to the jury charge before the jury retires. See McNeil, 350 N.C. at
691, 518 S.E.2d at 507.
During the initial portion of the sentencing instructions, the trial
court told the jury: If you unanimously recommend a sentence of life
imprisonment, the court will impose a sentence of life imprisonment without
parole. During deliberations, the foreperson sent a note to the trial
court requesting clarification as to the meaning of a life sentence. The
trial court expressed its intent to instruct the jurors that if they
recommend a life sentence, then such sentence means life withoutparole. Defendant made no objection. The trial co
urt thereafter
instructed the jury that, If the jury's recommendation is life
imprisonment, then that means that I will sentence him to life without
parole. During their closing arguments, both the State and defense
counsel referred to life without parole several times.
The trial court's instructions were in accord with N.C.G.S. § 15A-
2002, which requires the judge to instruct the jury in words substantially
equivalent to those of this section that a sentence of life imprisonment
means a sentence of life without parole. The trial court's instructions,
in conjunction with the trial court's response to the jury's question
during deliberations, make clear and comport with the statutory requirement
for the meaning of the term life imprisonment. Furthermore, the plain
meaning of the term life imprisonment suggests that the intent of this
sentencing option is that defendant spend the rest of his life in prison.
Also, the jurors heard the statement life imprisonment without parole
numerous times.
Based on the foregoing, we conclude that the Issues and
Recommendation as to Punishment form properly listed the two sentencing
alternatives, and the trial court's instructions adequately defined the
option of life imprisonment. These assignments of error are overruled.
[27]In his next assignments of error, defendant contends that the
jury's rejection of two nonstatutory mitigating circumstances violated his
state and federal constitutional rights. Specifically, defendant asserts
that his death sentence was imposed in an unconstitutionally arbitrary
manner.
Defendants in capital sentencing proceedings have no constitutional
right requiring jurors to find any nonstatutory mitigating circumstance.
Whether the jury finds a nonstatutory mitigating circumstance depends not
only upon whether that circumstance is supported by the evidence, but also
upon whether the jury determines that circumstance to have mitigatingvalue. Rouse, 339 N.C. at 106, 451 S.E.2d at 570.
Even if the evidence is uncontradicted, the jury is still free to
deliberate or to find that the circumstance does not have mitigating value.
See Lawrence, 352 N.C. at 31, 530 S.E.2d at 826 (holding that jurors may
find that a nonstatuory mitigating circumstance exists, but choose not to
give that circumstance mitigating value); State v. Carter, 342 N.C. 312,
322, 464 S.E.2d 272, 279 (1995) (holding that even when peremptorily
instructed, jurors have the right to reject the evidence if they lack faith
in its credibility), cert. denied, 517 U.S. 1225, 134 L. Ed. 2d 957 (1996).
Initially, defendant refers to the nonstatutory mitigating
circumstance, Consider whether the defendant David Gainey has demonstrated
love and affection to his mother, brother, maternal aunt and his five
children. Defendant acknowledges that jurors may have rejected this
circumstance, not because they did not believe it was supported by the
evidence, but because they did not believe it had mitigating value. See
id.
Next, defendant refers to the nonstatutory mitigating circumstance,
Consider whether the defendant David Gainey's social functioning and
behavior are impaired by professionally diagnosed emotional or mood
disorders.
Defendant asserts that during the sentencing phase, he introduced
compelling evidence in mitigation showing the love that he has demonstrated
for his mother, aunt, brother and children. Defendant further argues that
he introduced compelling evidence in mitigation, including the professional
diagnosis of his emotional or mood disorders, which impair his social
functioning.
The jury was free to reject these two nonstatutory mitigating
circumstances on the basis that they had no mitigating value; therefore,
defendant is not entitled to a new sentencing proceeding. For the
foregoing reasons, we conclude that the jury's sentencing decision not tofind the existence of these two nonstatutory mitigating circumstan
ces was
not unconstitutionally arbitrary. This assignment of error is overruled.
[28]In his final assignment of error, defendant argues that he was
denied effective assistance of counsel because his counsel failed to
properly preserve the record for appellate review. Specifically, he
contends that his counsel failed to properly preserve errors regarding the
admission of his statements, the jury instructions and the verdict sheets.
Absent objection, all instructional and evidentiary issues raised before
this Court must be tested under the plain error analysis as a result of
defense counsel's failure to preserve these issues at the trial court. See
State v. Steen, 352 N.C. 227, 256, 536 S.E.2d 1, 18 (2000), cert. denied,
531 U.S. 1167, 148 L. Ed. 2d 997 (2001). Defendant asserts that
application of plain error review, a strenuous analysis, is prejudicial to
him. Furthermore, he claims that his counsel's failure to make timely
objections in these three areas constituted ineffective assistance of
counsel.
To successfully assert an ineffective assistance of counsel claim,
defendant must satisfy a two-prong test. See Strickland v. Washington, 466
U.S. 668, 687, 80 L. Ed. 2d 674, 693 (1984). First, he must show that
counsel's performance fell below an objective standard of reasonableness.
See State v. Braswell, 312 N.C. 553, 561-62, 324 S.E.2d 241, 248 (1985).
Second, once defendant satisfies the first prong, he must show that the
error committed was so serious that a reasonable probability exists that
the trial result would have been different. Id. at 563, 324 S.E.2d at 248.
There is a presumption that trial counsel acted in the exercise of
reasonable professional judgment. Strickland, 466 U.S. at 689, 80 L. Ed.
2d at 694. In analyzing the reasonableness under the performance prong,
the material inquiry is whether the actions were reasonable considering the
totality of the circumstances at the time of performance. Id. Reviewing
courts should avoid the temptation to second-guess the actions of trialcounsel, and judicial review of counsel's performance must be highly
deferential. Id. Under Strickland, a defendant must also show that he was
prejudiced by his trial counsel's deficient performance to such a degree
that but for counsel's unprofessional errors, the result of the proceeding
would have been different. Id. at 694, 80 L. Ed. 2d at 698.
Defendant's argument is broad and addresses no specific instances of
error. Defendant has also failed to show how any of these alleged errors,
if objected to by counsel, would have been resolved with a different
outcome. Furthermore, contrary to N.C. R. App. P. 10(c)(4), defendant has
failed to provide this Court with specific and distinct allegations of
plain error.
Defendant has not demonstrated to this Court that his counsel was
ineffective by failing to object to alleged errors with regard to the
admission of his statements, the jury instructions and the verdict sheets.
We thus conclude that these alleged errors are without merit and that
defense counsel's failure to object to these issues at trial cannot be said
to fall below an objective standard of reasonableness. Further, the
evidence of defendant's guilt, including his confessions, is overwhelming.
Accordingly, defense counsel's failure to object to the alleged errors did
not have an impact on the trial that might have resulted in a different
outcome. This assignment of error is overruled.
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