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JOHN MALLOY, d/b/a THE DOGWOOD GUN CLUB v. ROY COOPER, Attorney
General for the State of North Carolina; DAVID R. WATERS,
District Attorney for the 9th Prosecutorial District; DAVID S.
SMITH, Sheriff of Granville County; STATE OF NORTH CAROLINA
Declaratory Judgments_constitutionality of criminal
statute_jurisdiction
The trial court had jurisdiction to grant a declaratory
judgment determining the constitutionality of the cruelty to
animals statute, N.C.G.S. § 14-360, prior to prosecution where
the district attorney notified plaintiff that he considered
plaintiff's annual pigeon shoot to be a violation of the statute.
The case presents an actual controversy between parties with
adverse interests and plaintiff sufficiently alleged imminent
prosecution and that he stands to lose fundamental human rights
and property interests if the statute is enforced and is later
determined to be unconstitutional.
On writ of certiorari pursuant to N.C.G.S. § 7A-32(b) of a
unanimous decision of the Court of Appeals, 146 N.C. App. 66, 551
S.E.2d 911 (2001), reversing an order entered 9 May 2000 by
Spencer, J., in Superior Court, Granville County. Heard in the
Supreme Court 15 April 2002.
Tharrington Smith, L.L.P., by Roger W. Smith; and Greenberg
Traurig, LLP, by C. Allen Foster, for plaintiff-appellant.
Roy Cooper, Attorney General, by John J. Aldridge, III,
Special Deputy Attorney General, for defendant-appellees Roy
Cooper, Attorney General for the State of North Carolina;
David R. Waters, District Attorney for the 9th Prosecutorial
District; and the State of North Carolina.
Parker, Poe, Adams & Bernstein, L.L.P., by Cynthia L.
Wittmer, on behalf of the North Carolina Network for
Animals; Justice for Animals; the Fund for Animals, Inc.;
and the Humane Society of the United States, amici curiae.
PARKER, Justice.
On 3 March 1999 Plaintiff instituted this action fordeclaratory judgment against defendants Roy Cooper
(See footnote 1)
, Attorney
General for the State of North Carolina; David R. Waters,
District Attorney for the Ninth Prosecutorial District; David S.
Smith, Sheriff of Granville County; and the State of North
Carolina. The issue before this Court is whether the Court of
Appeals erred in holding that the trial court lacked jurisdiction
and should have dismissed plaintiff's declaratory judgment action
under North Carolina Rule of Civil Procedure 12(b)(1). The
uncontroverted facts are as follows.
Plaintiff is a resident of Granville County, North Carolina,
and owns an unincorporated business operating under the name
Dogwood Gun Club. Twice a year plaintiff sponsors a pigeon
shoot, known as The Dogwood Invitational, on his private land
in Granville County. Plaintiff has sponsored, organized, and
operated the pigeon shoots since 1987. Contestants participate
by invitation only, and each contestant pays $275.00 per day to
participate. According to plaintiff's response to
interrogatories, the pigeon shoot is conducted as follows: Each
contestant faces a ring. Inside the ring are a number of boxes
which are opened on cue. An individual ferel [sic] pigeon flies
from a particular box. The feral pigeon serves as a target at
which the contestant shoots. The last two pigeon shoots
conducted before institution of this action utilizedapproximately 40,000 pigeons each. Pigeons that are killed by
the contestants are buried, whereas pigeons that are merely
injured are dispatched promptly and buried. Plaintiff claims
to have spent $500,000 in capital improvements to his land to
further the pigeon shoots and further claims that the pigeon
shoots provide approximately fifty percent of his net income.
In response to interrogatories, plaintiff answered that the
District Attorney for the Ninth Prosecutorial District, which
covers Granville County, notified the Plaintiff, through
counsel, that he considers the conduct at the Dogwood
Invitational to be in violation of amended N.C.G.S. §
14-360[entitled Cruelty to animals; construction of section]
and that if given the opportunity, he will prosecute the
Plaintiff. Thus, the District Attorney appears to have
determined that the 1998 amendments to the statute, see Act of
Oct. 30, 1998, ch. 212, sec. 17.16(c), 1997 N.C. Sess. Laws 937,
1192, brought plaintiff's pigeon shoots within the purview of the
statute. After receiving this threat of prosecution, plaintiff
filed the complaint for declaratory judgment praying the trial
court to declare that plaintiff's pigeon shoots do not violate
the statute; that the statute is unconstitutional as applied to
plaintiff; that the statute is unconstitutionally vague; and that
defendants be enjoined from enforcing the statute against
plaintiff.
On 9 May 2000 the trial court denied defendants' motion to
dismiss pursuant to North Carolina Rules of Civil Procedure
12(b)(1) and 12(b)(6), and for summary judgment pursuant toRule 56 as to the misdemeanor portion of N.C.G.S. § 14-360.
Further, the trial court granted summary judgment in favor of
plaintiff as to the misdemeanor portion of N.C.G.S. § 14-360,
decreeing that portion constitutionally deficient and void.
Accordingly, the trial court permanently enjoined defendants from
enforcing that portion of the statute against plaintiff.
A unanimous panel of the Court of Appeals reversed the trial
court's ruling. Malloy v. Easley, 146 N.C. App. 66, 74, 551
S.E.2d 911, 916 (2001). The Court of Appeals held that the
action was beyond the scope of the Declaratory Judgment Act,
N.C.G.S. ch. 1, art. 26 (2001), and, therefore, should have been
dismissed pursuant to Rule 12(b)(1) of the North Carolina Rules
of Civil Procedure. Malloy, 146 N.C. App. at 74, 551 S.E.2d at
916. In reaching its holding, the Court of Appeals determined
that the issues raised necessarily involve questions of fact as
well as questions of law, id. at 72, 551 S.E.2d at 915, and that
plaintiff failed to establish that prosecution would result in
loss of fundamental human rights or property interests, id. at
73, 551 S.E.2d at 915-16. This Court allowed plaintiff's
petition for writ of certiorari to review the decision of the
Court of Appeals.
The sole issue before this Court is whether jurisdiction
exists to grant a declaratory judgment regarding the
constitutionality of the statute in question. Whether a court
has jurisdiction is a question of law determinable by this Court
on appeal. See, e.g., Union Carbide Corp. v. Davis, 253 N.C.
324, 327, 116 S.E.2d 792, 794 (1960); see also Lemmerman v. A.T.Williams Oil Co., 318 N.C. 577, 580, 350 S.E.2d 83, 85 (1986).
The Declaratory Judgment Act states that courts shall have power
to declare rights, status, and other legal relations, whether or
not further relief is or could be claimed. N.C.G.S. § 1-253.
Accordingly, any person whose rights, status or other legal
relations are affected by a statute . . . may have determined any
question of construction or validity arising under the . . .
statute . . . and obtain a declaration of rights, status, or
other legal relations thereunder. N.C.G.S. § 1-254.
However, 'the apparent broad terms of the [Declaratory
Judgment Act] do not confer upon the court unlimited jurisdiction
of a merely advisory nature to construe and declare the law.'
State ex rel. Edmisten v. Tucker, 312 N.C. 326, 338, 323 S.E.2d
294, 303 (1984) (quoting Town of Tryon v. Duke Power Co., 222
N.C. 200, 203, 22 S.E.2d 450, 452 (1942)). Thus, jurisdiction
under the Declaratory Judgment Act may be invoked only in a case
in which there is an actual or real existing controversy between
parties having adverse interests in the matter in dispute.
Tucker, 312 N.C. at 338, 323 S.E.2d at 303.
Persons directly and adversely affected by the
decision may be expected to analyze and bring to the
attention of the court all facets of a legal problem.
Clear and sound judicial decisions may be expected when
specific legal problems are tested by fire in the
crucible of actual controversy. So-called friendly
suits, where, regardless of form, all parties seek the
same result, are quicksands of the law.
City of Greensboro v. Wall, 247 N.C. 516, 520, 101 S.E.2d 413,
416-17 (1958).
The case before us presents an actual existing controversy
between parties with adverse interests. The uncontrovertedevidence shows that plaintiff conducted the pigeon shoots in a
substantially identical manner twice a year for twelve years
before filing this action. No question is in dispute about the
birds used _ how they are gathered, how the actual shooting is
conducted, how the birds are killed, and how the birds are
disposed of. Nor is any other material fact in dispute. Given
that the uncontroverted evidence shows that plaintiff has
conducted the pigeon shoots in the same manner for such an
extended period of time, and with such regularity and frequency,
this controversy rises above mere speculation that he will
conduct the pigeon shoots in the same manner in the future.
Thus, this case presents a concrete and real controversy, as
opposed to mere speculation as to future conduct; therefore,
plaintiff is not seeking an advisory opinion from this Court.
Likewise, the record is clear that the parties have adverse
interests. Plaintiff, given the amount of money he has invested
in the pigeon shoots and the amount of income he derives
therefrom, is situated to advocate strongly his position that the
statute is unconstitutional. Likewise, defendants, who represent
the State and are charged with enforcing its laws, are situated
to advocate strongly that the statute is constitutional. Thus,
the basic requirement of a real controversy between parties with
adverse interests is satisfied in this case.
However, even when an actual controversy exists between
adverse parties, declaratory judgment is not generally available
to challenge the constitutionality of a criminal statute. See,
e.g., Tucker, 312 N.C. at 349, 323 S.E.2d at 309 (It is widelyheld that a declaratory judgment is not available to restrain
enforcement of a criminal prosecution, especially where a
criminal action is already pending.); Jernigan v. State, 279 N.C.
556, 560, 184 S.E.2d 259, 263 (1971) (A declaratory judgment is
a civil remedy which may not be resorted to to try ordinary
matters of guilt or innocence.); Chadwick v. Salter, 254 N.C.
389, 394, 119 S.E.2d 158, 162 (1961) (Ordinarily, the
constitutionality of a statute . . . will not be determined in an
action to enjoin its enforcement.). Nevertheless, a declaratory
judgment action to determine the constitutionality of a criminal
statute prior to prosecution is not completely barred. For
example, in Calcutt v. McGeachy, 213 N.C. 1, 195 S.E. 49 (1938),
the plaintiff, a manufacturer and distributer of amusement
machines, was threatened with prosecution under a statute making
possession of slot machines illegal and authorizing their seizure
by authorities. Id. at 4, 195 S.E. at 49-50. The Court, noting
that the plaintiff's action was proper under the Declaratory
Judgment Act, determined that the statute in question was
constitutional. Id. at 4, 9, 195 S.E. at 49, 54.
This Court has enunciated what a plaintiff must show in
order to seek a declaratory judgment that a criminal statute is
unconstitutional.
The key to whether or not declaratory relief is
available to determine the constitutionality of a
criminal statute is whether the plaintiff can
demonstrate that a criminal prosecution is imminent or
threatened, and that he stands to suffer the loss of
either fundamental human rights or property interests
if the criminal prosecution is begun and the criminal
statute is enforced.
Tucker, 312 N.C. at 350, 323 S.E.2d at 310. We agree with the Court of Appeals' holding that the record
does establish that the State has threatened plaintiff with
prosecution under the statute if plaintiff hosts a subsequent
pigeon shoot. Malloy, 146 N.C. App. at 72, 551 S.E.2d at 915.
Plaintiff stated in response to interrogatories that the District
Attorney notified the Plaintiff, through counsel, that he
considers the conduct at the Dogwood Invitational to be in
violation of amended N.C.G.S. § 14-360 and that if given the
opportunity, he will prosecute the Plaintiff. This unrefuted
allegation clearly satisfies plaintiff's burden to allege
imminent or threatened prosecution.
However, the Court of Appeals incorrectly held that
plaintiff failed to show that he stands to suffer the loss of
either fundamental human rights or property interests if the
prosecution is begun and the criminal statute is enforced. Id.
at 73, 551 S.E.2d at 915-16.
This Court has held that [a]n Act will be declared
unconstitutional and its enforcement will be enjoined when it
clearly appears either that property or fundamental human rights
are denied in violation of constitutional guarantees. Roller v.
Allen, 245 N.C. 516, 518, 96 S.E.2d 851, 854 (1957), quoted in
Jernigan, 279 N.C. at 562, 184 S.E.2d at 264 (applying Roller to
declaratory judgment action regarding a penal statute). After
announcing this right, the Court in Roller immediately explained
that '[t]he right to conduct a lawful business, or to earn a
livelihood, is regarded as fundamental.' Roller, 245 N.C. at
518-19, 96 S.E.2d at 854 (quoting McCormick v. Proctor, 217 N.C.23, 31, 6 S.E.2d 870, 876 (1940) (Stacy, C.J., concurring)).
Thus, if plaintiff can show that the statute's enforcement, if
unconstitutional, will deny him his fundamental right to conduct
a lawful business or to earn a livelihood, this second criterion
is satisfied.
Plaintiff alleges that he receives fifty percent of his
income from conducting the pigeon shoots. Furthermore, he
alleges that he has expended $500,000 in capital improvements to
his land in furtherance of the pigeon shoots. Based on these
facts, the pigeon shoots constitute a substantial portion of
plaintiff's livelihood. If the statute is, indeed,
unconstitutional, then its enforcement will deny plaintiff his
fundamental right to conduct a lawful business. Thus, as to
plaintiff's claims that the statute is unconstitutionally vague
and overbroad, that the statute permits an unconstitutional
delegation of legislative power, and that the unconstitutional
portions of the statute are not severable from the remainder of
the statute, plaintiff has sufficiently alleged facts to
establish the second criterion.
The rationale of the Court of Appeals on this issue is
unpersuasive. The Court of Appeals held that, if the statute is
constitutional, plaintiff's fundamental rights are not violated
by enforcement of the statute. Conversely, if the statute is
unconstitutional, plaintiff's fundamental rights will be
vindicated at trial as the statute will be held unconstitutional.
This analysis is not consistent with this Court's language in
Jernigan, where the Court acknowledged the possibility ofgranting declaratory judgment where an unconstitutional statute
impinges upon a fundamental right. Jernigan, 279 N.C. at 562,
184 S.E.2d at 264. Accordingly, we reject the Court of Appeals'
rationale.
Moreover, we note that plaintiff has also demonstrated that
he stands to suffer the loss of property rights if the statute is
enforced. In holding that no property interest is at stake, the
Court of Appeals reasoned that the statute did not authorize
confiscation or removal of plaintiff's property and, thus, under
Chadwick, 254 N.C. 389, 119 S.E.2d 158, no property interests are
implicated. Malloy, 146 N.C. App. at 73, 551 S.E.2d at 915. We
disagree with the Court of Appeals' application of Chadwick. In
Chadwick, the plaintiffs owned cattle that roamed unrestrained on
property on the Outer Banks not owned by the plaintiffs.
Chadwick, 254 N.C. at 394, 119 S.E.2d at 162. The plaintiffs
challenged a 1957 act allowing for prosecution of the owner of
freely roaming cattle and a 1959 act allowing for confiscation of
freely roaming cattle. Id. at 390, 119 S.E.2d at 159. The
Court, noting that the plaintiffs did not own the land where the
cattle roamed, held that declaratory judgment as to the 1957 act
was improper as that act allowed for prosecution only rather than
confiscation of the cattle. Id. at 394-95, 119 S.E.2d at 162.
The Court then held that declaratory judgment as to the
constitutionality of the 1959 Act was appropriate as that act
allowed for the immediate confiscation of the cattle without any
judicial process. Id. at 396, 119 S.E.2d at 163.
Thus, the Court considered the property interest in questionto be possession of the cattle. So long as possession
of the
cattle was not at issue, no property right was at issue.
Accordingly, the Court held that declaratory judgment was not
appropriate for the 1957 act (which did not authorize seizure of
the cattle) but was appropriate for the 1959 act (which allowed
seizure of the cattle). Assuming arguendo that Chadwick mandates
that the only property interest which may sustain a declaratory
judgment action is the right of possession, such a mandate is
limited, upon the facts of that case, to chattel. As the rights
of a landowner were not at issue in Chadwick, the opinion sheds
no light upon whether, in a case involving land, possession of
the land is the only property interest triggering jurisdiction
for declaratory judgment or whether the owner's use of that land
is also a triggering property interest. We hold that usage of
one's land is a property interest sufficient to invoke
declaratory judgment.
The Court of Appeals further held that this Court's opinion
in Jernigan mandates that declaratory judgment is appropriate
only where the case presents no questions of fact. Malloy, 146
N.C. App. at 72, 551 S.E.2d at 915. However, the portion of
Jernigan cited by the Court of Appeals, and relied upon by
defendants in their brief, deals with the impropriety of
declaratory judgment actions when prosecution has already begun.
Jernigan, 279 N.C. at 560-61, 184 S.E.2d at 263. In that
context, the Court in Jernigan quoted a New York case which
stated that the rationale prohibiting declaratory judgment where
prosecution has already begun is inapplicable where the 'crucialquestion is one of law, since the question of law will be decided
by the court in any event and not by the triers of the facts.'
Id. (quoting Bunis v. Conway, 17 A.D.2d 207, 208, 234 N.Y.S.2d
435, 437 (N.Y. App. Div. 1962)). Thus, while Jernigan stands for
the proposition that declaratory judgment may be appropriate when
prosecution is pending if only questions of law are at issue, it
does not create a requirement that all declaratory judgment
actions present only questions of law.
In summary, we hold that this case presents an actual
controversy between parties with adverse interests. Furthermore,
plaintiff has sufficiently alleged imminent prosecution and that
he stands to lose fundamental human rights and property interests
if the statute is enforced and is later determined to be
unconstitutional. Accordingly, the trial court properly denied
defendants' motion to dismiss pursuant to Rule 12(b)(1). We,
therefore, remand this case to the Court of Appeals for decision
on the merits of the underlying action.
REVERSED.
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