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STATE OF NORTH CAROLINA
v.
BRIAN ALEXANDER SCOTT
On discretionary review pursuant to N.C.G.S. § 7A-31 of
a unanimous decision of the Court of Appeals, 146 N.C. App. 283,
551 S.E.2d 916 (2001), affirming dismissal of a conviction for
driving while impaired entered by Bullock, J., on 14 October 1999
in Superior Court, Durham County. Heard in the Supreme Court
9 September 2002.
Roy Cooper, Attorney General, by Isaac T. Avery, III,
Special Deputy Attorney General, and Patricia A. Duffy,
Assistant Attorney General, for the State-appellant.
Daniel Shatz for defendant-appellee.
Morrow Alexander Tash Kurtz & Porter, by Benjamin D.
Porter, on behalf of the North Carolina Academy of
Trial Lawyers, amicus curiae.
BUTTERFIELD, Justice.
This case comes to us on discretionary review from a
unanimous opinion of the Court of Appeals affirming the trial
court's dismissal of defendant's conviction for driving while
impaired (DWI). Defendant was indicted for DWI, habitual DWI,
driving while license revoked (DWLR), carrying a concealed
weapon, possession of a firearm by a felon, and being an habitual
felon. A careful examination of the record reveals that
defendant informed the trial court that he had authorized his
counsel to stipulate to prior convictions of DWI and a priorfelony larceny conviction. The record also reveals that there
was a clear understanding between defense counsel, the
prosecutor, and the trial judge that there had been stipulations
as to the DWI convictions and the felony larceny conviction
pursuant to N.C.G.S. § 15A-928(c). The trial court proceeded
with the trial accordingly. At the close of the State's case in
chief, defendant moved to dismiss the charges because of
insufficiency of the evidence. The trial court denied the
motion. Defendant called three witnesses in his defense. At the
close of all evidence, defendant did not move for dismissal or
nonsuit.
The jury found defendant guilty of DWI and not guilty
of carrying a concealed weapon. The parties disagree regarding
the actual DWI charge upon which defendant was tried and
convicted. Our careful review of the record confirms the State's
argument that defendant was tried upon and found guilty of
habitual DWI. Defendant pled guilty to the DWLR charge. Prior
to proceeding with sentencing on the habitual DWI conviction,
defendant moved to dismiss the DWI conviction based on
insufficiency of the evidence. The trial court granted
defendant's motion to dismiss. The order of 14 October 1999
references the offense as simply driving while impaired. We
have examined that portion of the transcript immediately after
the jury returned its verdict of guilty. In the discussion
between the prosecutor, defense counsel, and the trial judge
regarding the habitual felon charge, the trial judge stated, And
you are saying habitual DWI is habitual felon, is the underlyingcharge to support the habitual felon? Notwithstanding the
clerical error in the order, the trial judge clearly intended to
dismiss the habitual DWI charge.
The trial court subsequently sentenced defendant on the
DWLR charge to which defendant pled guilty. The only issue
before us is the dismissal of the habitual DWI charge. The Court
of Appeals held that the State's appeal did not violate
principles of double jeopardy. The Court of Appeals then
addressed whether the trial court properly dismissed the habitual
DWI charge. The Court of Appeals held that the trial court
properly dismissed the charge and affirmed the actions of the
trial court. From this determination, the State appeals.
The State raises two issues for our consideration:
first, whether the Court of Appeals applied the correct standard
of review in determining whether the trial court properly
dismissed the habitual DWI charge, under N.C.G.S. §
15A-1227(a)(3), after the jury had returned a verdict of guilty
but before entry of judgment; and second, whether there was
sufficient evidence to sustain the jury's verdict of guilty. We
first address the applicable standard of review.
The Court of Appeals wrote, As defendant refused to
take the Intoxilyzer test, the State needed to prove beyond a
reasonable doubt that defendant was impaired through his actions
and words, and through other indicia that showed he was
appreciably impaired. We conclude that the State has not met
this burden. State v. Scott, 146 N.C. App. 283, 287, 551 S.E.2d
916, 919 (2001). The Court of Appeals then summarized theState's evidence against defendant. The Court of Appeals held
that this evidence, in and of itself, is not sufficient to prove
beyond a reasonable doubt that defendant was appreciably
impaired. Id. The State contends that the Court of Appeals
erred in applying this proof beyond a reasonable doubt standard
of review. We agree.
The Court of Appeals' holding requires the State to
prove a defendant's guilt beyond a reasonable doubt in order to
survive a motion to dismiss for insufficiency of the evidence
after a jury has returned a verdict of guilty but prior to entry
of judgment. The applicable statutory provision, which the trial
court referenced in deciding the motion, is N.C.G.S. §
15A-1227(a)(3). The statute provides as follows:
(a) A motion for dismissal for
insufficiency of the evidence to sustain a
conviction may be made at the following
times:
(1) Upon close of the State's evidence.
(2) Upon close of all the evidence.
(3) After return of a verdict of guilty
and before entry of judgment.
(4) After discharge of the jury without
a verdict and before the end of the
session.
(b) Failure to make the motion at the
close of the State's evidence or after all
the evidence is not a bar to making the
motion at a later time as provided in
subsection (a).
(c) The judge must rule on a motion to
dismiss for insufficiency of the evidence
before the trial may proceed.
(d) The sufficiency of all evidence
introduced in a criminal case is reviewable
on appeal without regard to whether a motion
has been made during trial, as provided in
G.S. 15A-1446(d)(5).
N.C.G.S. § 15A-1227 (2001). The State invites us to compare
other statutory post-verdict motions that address the sufficiencyof the evidence. However, a review of these statutes is not
necessary to determine the issue before us. Therefore, we
decline to address these statutes in the abstract and in
hypothetical terms that would fall outside the scope of our
review.
The State argues that the standard of review for a
motion to dismiss should be uniform throughout the statute
regardless of whether the motion is made at the close of the
State's evidence, at the close of all the evidence, after return
of a verdict of guilty and before entry of judgment, or after
discharge of the jury without a verdict and before the end of the
session. As this appears to be a case of first impression for
this Court, we note that the doctrine of stare decisis requires
us to hold that the standard of review to be applied to each
provision in N.C.G.S. § 15A-1227 shall be uniform.
The legislature did not distinguish a motion to dismiss
after the return of a verdict of guilty by setting it apart in
another statute. Rather, the legislature included it within
N.C.G.S. § 15A-1227 along with the other provisions. Parts of
the same statute dealing with the same subject matter must be
considered and interpreted as a whole. State ex rel. Comm'r of
Ins. v. N.C. Auto. Rate Admin. Office, 294 N.C. 60, 66, 241
S.E.2d 324, 328 (1978). We shall thus review this statute as a
whole.
This Court has examined the standard of review for
motions to dismiss in criminal trials. In State v. Powell, 299
N.C. 95, 261 S.E.2d 114 (1980), this Court held: Upon defendant's motion for dismissal,
the question for the Court is whether there
is substantial evidence (1) of each essential
element of the offense charged, or of a
lesser offense included therein, and (2) of
defendant's being the perpetrator of such
offense. If so, the motion is properly
denied.
If the evidence is sufficient only to
raise a suspicion or conjecture as to either
the commission of the offense or the identity
of the defendant as the perpetrator of it,
the motion should be allowed.
Id. at 98, 261 S.E.2d at 117 (citations omitted). We reiterated
this holding in State v. Barnes, 334 N.C. 67, 75, 430 S.E.2d 914,
918 (1993), and in State v. Fritsch, 351 N.C. 373, 378, 526
S.E.2d 451, 455, cert. denied, 531 U.S. 890, 148 L. Ed. 2d 150
(2000). We find no compelling reason to depart from this
standard of review. Therefore, the Powell standard of review is
appropriate for our examination of the evidence in the case sub
judice.
We now turn to the State's second issue, which
addresses whether there was sufficient evidence to support the
jury's verdict of guilty. In applying the standard of review for
motions to dismiss as established in Powell, rather than the
standard applied by the Court of Appeals in this case, we follow
our holdings in Barnes and Fritsch. In Fritsch, we quoted the
holding in Barnes and expanded upon it as follows:
In reviewing challenges to the
sufficiency of evidence, we must view
the evidence in the light most favorable
to the State, giving the State the
benefit of all reasonable inferences.
State v. Benson, 331 N.C. 537, 544, 417
S.E.2d 756, 761 (1992). Contradictions
and discrepancies do not warrant
dismissal of the case but are for thejury to resolve. Id. The test for
sufficiency of the evidence is the same
whether the evidence is direct or
circumstantial or both. State v.
Bullard, 312 N.C. 129, 322 S.E.2d 370
(1984). Circumstantial evidence may
withstand a motion to dismiss and
support a conviction even when the
evidence does not rule out every
hypothesis of innocence. State v.
Stone, 323 N.C. 447, 452, 373 S.E.2d
430, 433 (1988). If the evidence
presented is circumstantial, the court
must consider whether a reasonable
inference of defendant's guilt may be
drawn from the circumstances. Once the
court decides that a reasonable
inference of defendant's guilt may be
drawn from the circumstances, then 'it
is for the jury to decide whether the
facts, taken singly or in combination,
satisfy [it] beyond a reasonable doubt
that the defendant is actually guilty.'
State v. Thomas, 296 N.C. 236, 244, 250
S.E.2d 204, 209 (1978) (alteration in
original) (quoting State v. Rowland, 263
N.C. 353, 358, 139 S.E.2d 661, 665
(1965)).
Barnes, 334 N.C. at 75-76, 430 S.E.2d at
918-19. Both competent and incompetent
evidence must be considered. State v.
Lyons, 340 N.C. 646, 658, 459 S.E.2d 770, 776
(1995). In addition, the defendant's
evidence should be disregarded unless it is
favorable to the State or does not conflict
with the State's evidence. See State v.
Earnhardt, 307 N.C. 62, 67, 296 S.E.2d 649,
653 (1982). The defendant's evidence that
does not conflict may be used to explain or
clarify the evidence offered by the State.
Id. When ruling on a motion to dismiss, the
trial court should be concerned only about
whether the evidence is sufficient for jury
consideration, not about the weight of the
evidence. See id. at 67, 296 S.E.2d at 652.
Fritsch, 351 N.C. at 378-79, 526 S.E.2d at 455-56. Substantial
evidence is that amount of relevant evidence necessary to
persuade a rational juror to accept a conclusion. State v. Mann,
355 N.C. 294, 301, 560 S.E.2d 776, 781, cert. denied, ___ U.S.___, ___ L. Ed. 2d ___, 71 U.S.L.W. 3317 (2002). Following these
holdings, we now review the sufficiency of the evidence in this
case.
Defendant was charged with habitual DWI under N.C.G.S.
§ 20-138.5. One element of habitual DWI is driving while
impaired as defined in N.C.G.S. § 20-138.1, which, in pertinent
part, provides:
(a) Offense. -- A person commits the
offense of impaired driving if he drives any
vehicle upon any highway, any street, or any
public vehicular area within this State:
(1) While under the influence of an
impairing substance; or
(2) After having consumed sufficient
alcohol that he has, at any
relevant time after the driving, an
alcohol concentration of 0.08 or
more.
N.C.G.S. § 20-138.1(a) (2001). The State presented evidence
that: (1) defendant was traveling at a speed in excess of sixty
miles per hour; (2) defendant's vehicle had no motor vehicle
tags; (3) defendant did not immediately stop after the arresting
officer activated his red and blue lights and did not do so until
after the officer accelerated to keep up with the vehicle and
activated his airhorn more than once; (4) defendant did not stop
in the rightmost lane of the four-lane highway, but rather
stopped at a T intersection in such a manner that defendant's
and the officer's cars blocked the intersection; (5) defendant
left his vehicle and started toward the officer's vehicle before
being ordered to return to his vehicle; (6) upon approaching
defendant's vehicle, the officer smelled a strong odor of
alcohol; (7) the officer observed an open container of beer inthe passenger area of defendant's vehicle; (8) defendant's coat
was wet from what appeared to the officer to be beer waste;
(9) defendant's speech was slurred; (10) defendant refused to
take the ALCO-SENSOR test; and (11) defendant refused the
Intoxilyzer test. Defendant presented evidence to contradict the
State's evidence. Evidence in the record supporting a contrary
inference is not determinative on a motion to dismiss. Fritsch,
351 N.C. at 382, 526 S.E.2d at 457.
Under the proper standard of review, substantial
evidence existed for each essential element of DWI. Viewing the
evidence in a light most favorable to the State, we conclude that
a reasonable inference of defendant's guilt may be drawn from the
direct and circumstantial evidence presented by the State. Such
evidence was sufficient to support the jury's verdict of guilty.
Accordingly, the Court of Appeals erred in affirming the trial
court's dismissal of the DWI charge.
Defendant has filed a motion with this Court to amend
the record on appeal to reflect additional orders from the
Superior Court, Durham County. After this matter was docketed in
the Court of Appeals, appellate defense counsel filed a motion in
the Superior Court, Durham County, to dismiss the habitual DWI
and habitual felon charges that were still reflected in the
Durham County Clerk of Superior Court's computer records.
Appellate counsel's argument for allowing this motion was
premised on the same argument that he has presented to this
Court: that defendant was not convicted of habitual DWI and that
the trial judge dismissed the DWI charge, as reflected on the14 October 1999 order with the clerical error. The presiding
judge allowed the motion in an order dated 8 February 2001. The
State gave notice of appeal from the 8 February 2001 order.
Appellate defense counsel filed a motion to dismiss the State's
appeal for failure to perfect it. The presiding judge, with the
State's consent, entered an order dated 6 August 2001 dismissing
the appeal. We have allowed defendant's motion to amend the
record so that we may prevent any misunderstanding regarding
entry of judgment upon remand. The orders of 8 February 2001 and
6 August 2001, whereby appellate defense counsel sought to
dismiss the charges of habitual DWI and being an habitual felon,
did not affect the State's appeal. As we have determined, the
trial court intended, and did, dismiss the habitual DWI charge.
When the trial court dismissed the habitual DWI charge, the
habitual felon charge was automatically dismissed because it was
predicated on the habitual DWI conviction. The orders, at most,
corrected the Durham County computer records.
Based upon the foregoing, we reverse the decision of
the Court of Appeals and remand this case to that court for
further remand to the Superior Court, Durham County. Upon
remand, the trial court is to sentence defendant for the habitual
DWI and may continue with any proceedings pertinent to the
habitual felon charge.
REVERSED AND REMANDED.
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