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STATE OF NORTH CAROLINA
v.
WILLIAM ANTHONY HEARST
On discretionary review pursuant to N.C.G.S. § 7A-31 of
a unanimous decision of the Court of Appeals, 147 N.C. App. 298,
555 S.E.2d 357 (2001), affirming a judgment entered 10 August
2000 by Winner, J., in Superior Court, Buncombe County. Heard in
the Supreme Court 15 May 2002.
Roy Cooper, Attorney General, by Christopher W. Brooks,
Assistant Attorney General, for the State.
William H. Leslie, Assistant Public Defender, for
defendant-appellant.
N.C. Prisoner Legal Services, Inc., by Kari L. Hamel
and Susan H. Pollitt, amicus curiae.
LAKE, Chief Justice.
On 7 June 1998, defendant, William Anthony Hearst, was
indicted for felony possession with intent to sell and deliver a
controlled substance. He was also indicted for the misdemeanors
of resisting a public officer, assault on a government official,
no operator's license, and hit and run property damage. On 13
July 1999, defendant pled guilty to the charges. The trial court
determined that defendant's prior record level was II and
sentenced defendant in the presumptive range of six to eight
months. The trial court suspended defendant's sentence, placed
him on supervised probation for sixty months, and assigned him to
the Intensive Supervision Program for twelve months. On 11 August 1999, defendant's probation officer filed
a probation violation report. On 26 August 1999, the trial court
modified defendant's terms of probation and ordered him to attend
the Intensive Motivational Program of Alternative Correctional
Treatment (IMPACT). Defendant spent eighty-one days at IMPACT
and successfully completed the program on 18 November 1999.
Defendant's probation officer filed two more violation reports,
on 21 February and 29 February 2000. On 10 August 2000, the
trial court ordered that defendant's probation be revoked and
that the suspended sentence of six to eight months be activated.
Pursuant to N.C.G.S. § 15-196.1, defendant requested both the
eighty-one days spent at IMPACT and twenty-five days spent in
prior confinement for the charges be credited against his
sentence. The trial court allowed the twenty-five days' credit
but denied credit for the eighty-one days.
Defendant appealed to the Court of Appeals, which
affirmed the trial court's denial of credit toward defendant's
activated sentence for the eighty-one days spent at IMPACT.
Defendant subsequently filed a notice of appeal with this Court
based upon a substantial constitutional question pursuant to
N.C.G.S. § 7A-30(1) and a petition for discretionary review
pursuant to N.C.G.S. § 7A-31(c). On 31 January 2002, this Court
dismissed ex mero motu defendant's notice of appeal but allowed
his petition for discretionary review.
In defendant's first assignment of error, he contends
the Court of Appeals erred in affirming the trial court's denial
of credit toward defendant's activated sentence for the eighty-one days spent at IMPACT. Specifically, defendant argues that he
was committed to or confined in a state or local correctional,
mental or other institution while at IMPACT and that he was
therefore entitled to the credit. See N.C.G.S. § 15-196.1
(2001). We agree.
N.C.G.S. § 15-196.1, titled Credits Allowed, is the
statute which controls the trial court's application of credit
for time served in sentencing defendants upon probation
revocation. This statute provides:
The minimum and maximum term of a
sentence shall be credited with and
diminished by the total amount of time a
defendant has spent, committed to or in
confinement in any State or local
correctional, mental or other institution as
a result of the charge that culminated in the
sentence. The credit provided shall be
calculated from the date custody under the
charge commenced and shall include credit for
all time spent in custody pending trial,
trial de novo, appeal, retrial, or pending
parole, probation, or post-release
supervision revocation hearing: Provided,
however, the credit available herein shall
not include any time that is credited on the
term of a previously imposed sentence to
which a defendant is subject.
N.C.G.S. § 15-196.1 (emphasis added).
In State v. Farris, 336 N.C. 552, 444 S.E.2d 182
(1994), this Court interpreted N.C.G.S. § 15-196.1 in regard to
whether time served as a special condition of probation should be
credited against a suspended sentence activated upon revocation
of probation. The trial court in that case placed the defendant
on special probation pursuant to N.C.G.S. § 15A-1351 with an
active sentence of ninety days. Id. at 553, 444 S.E.2d at 183.
N.C.G.S. § 15A-1351 allows a trial court to order a defendant tosubmit to a period or periods of imprisonment in a local
confinement facility or in the custody of the Department of
Correction as a condition of special probation. N.C.G.S. § 15A-
1351(a) (2001). This Court rejected the State's argument that
imprisonment imposed as a condition of special probation is like
any other probation condition and thus should not be credited
against an activated sentence. Farris, 336 N.C. at 555, 444
S.E.2d at 184. In Farris, we concluded that the language of
N.C.G.S. § 15-196.1 demonstrated the legislature's intention
that a defendant be credited with all time defendant was in
custody and not at liberty as the result of the charge. Id. at
556, 444 S.E.2d at 185.
The State contends, in the instant case, that defendant
was not committed to or confined while in IMPACT and thus was
not entitled to credit. Specifically, the State argues that
statutory changes made to the IMPACT program in December 1998
demonstrate the legislature's intent that the IMPACT program not
be a period of confinement or imprisonment. The State further
contends that based upon this Court's opinion in Farris, the key
issue is whether defendant was in custody while in IMPACT.
According to the State's argument, the nature of the program
itself, and defendant's testimony at his probation violation
hearing, demonstrate he was not in custody and therefore was
not entitled to jail credit.
N.C.G.S. § 15A-1343(b1) lists special conditions of
probation. One of the special conditions of probation includes
the IMPACT program. See N.C.G.S. § 15A-1343(b1)(2a) (2001). Under the original language in N.C.G.S. § 15A-1343(b1), a
defendant ordered to attend IMPACT must submit to a period of
confinement in a facility operated by the Department of
Correction for a minimum of 90 days or a maximum of 120 days
under special probation . . . with the Intensive Motivational
Program of Alternative Correctional Treatment. N.C.G.S. § 15A-
1343(b1)(2a) (amendment effective 1 December 1998).
In a section of the Operations and Capital Improvement
Appropriations Act of 1998 titled Convert IMPACT to Residential
Program, the North Carolina General Assembly amended the IMPACT
program. Act of Oct. 30, 1998, ch. 212, sec. 17.21, 1997 N.C.
Sess. Laws 937, 1,200 (amending N.C.G.S. §§ 15A-1343(b1) and 15A-
1343.1). The amended version of N.C.G.S. § 15A-1343(b1)(2a)
requires a defendant to [s]ubmit to a period of residential
treatment in the IMPACT program, rather than a period of
confinement. The remainder of the statute did not change in any
substantial form.
The legislature also amended N.C.G.S. § 15A-1343.1,
which sets out criteria for selecting and sentencing defendants
to IMPACT. Id. The amendment added language stating that IMPACT
shall be a residential program as defined by N.C.G.S. § 15A-
1340.11(8). This statute defines residential program as a
program where a defendant is required to reside in a facility
for a specified period and to participate in activities such as
counseling, treatment, social skills training, or employment
training, conducted at the residential facility or at otherspecified locations. N.C.G.S. § 15A-1340.11(8) (2001) (emphasis
added).
On appeal, the Court of Appeals agreed with the State
and concluded that the General Assembly's action in converting
IMPACT to a residential program . . . acknowledged that
participation in IMPACT is a lesser sanction than commitment to
or confinement in a state institution. State v. Hearst, 147
N.C. App. 298, 302, 555 S.E.2d 357, 360 (2001). In reaching this
determination, the Court of Appeals noted that it recently
considered N.C.G.S. § 15-196.1 in relation to house arrest and
held that time spent under house arrest does not constitute
confinement and is not entitled to credit. Id. at 301, 555
S.E.2d at 359 (citing State v. Jarman, 140 N.C. App. 198, 206,
535 S.E.2d 875, 880 (2000)). The Court of Appeals also found
that defendant was no more entitled to credit for time spent in
the IMPACT program than he is for time spent during required
visits with his probation officer. Hearst, 147 N.C App. at 303,
555 S.E.2d at 361. Therefore, based upon the above
determinations, the Court of Appeals held that the IMPACT program
was not sufficiently incarcerative as to be 'custodial' and
that defendant was not entitled to credit against his active
sentence. Id. We disagree.
'Criminal statutes are to be strictly construed
against the State.' State v. Raines, 319 N.C. 258, 263, 354
S.E.2d 486, 489 (1987) (quoting State v. Glidden, 317 N.C. 557,
561, 346 S.E.2d 470, 472 (1986)). The intent of the legislature
controls the interpretation of a statute. State v. Green, 348N.C. 588, 596, 502 S.E.2d 819, 824 (1998), cert. denied, 525 U.S.
1111, 142 L. Ed. 2d 783 (1999). Words in a statute generally
must be construed in accordance with their common and ordinary
meaning, unless a different meaning is apparent or clearly
indicated by the context. Raines, 319 N.C. at 262, 354 S.E.2d
at 489 (citing State v. Koberlein, 309 N.C. 601, 605, 308 S.E.2d
442, 445 (1983)). In addition, in Raines, this Court stated the
following:
The object in construing penal, as well as
other statutes, is to ascertain the
legislative intent. . . . The words must not
be narrowed to the exclusion of what the
legislature intended to embrace. . . . When
the words . . . include various classes of
persons, there is no authority which would
justify a court in restricting them to one
class and excluding others, where the purpose
of the statute is alike applicable to all.
The proper course in all cases is to adopt
that sense of the words which best harmonizes
with the context, and promotes in the fullest
manner the policy and object of the
legislature. The rule of strict construction
is not violated by permitting the words of
[a] statute to have their full meaning, or
the more extended of two meanings, . . . but
the words should be taken in such a sense,
bent neither one way nor the other, as will
best manifest the legislative intent.
Raines, 319 N.C. at 263, 354 S.E.2d at 489-90 (quoting United
States v. Hartwell, 73 U.S. 385, 395-96, 18 L. Ed. 830, 832-33
(1867)).
The canon in favor of strict construction
[of criminal statutes] is not an inexorable
command to override common sense and evident
statutory purpose. . . . Nor does it demand
that a statute be given the 'narrowest
meaning'; it is satisfied if the words are
given their fair meaning in accord with the
manifest intent of the lawmakers.
Raines, 319 N.C. at 263-64, 354 S.E.2d at 490 (quoting United
States v. Brown, 333 U.S. 18, 25-26, 92 L. Ed. 442, 448 (1948)).
Although the legislature changed the IMPACT program's
designating caption and terminology from confinement to
submission to residential treatment, the 1998 amendments did
not make any substantive changes to the program itself. While we
acknowledge that the wording used in the title of an act can
provide useful guidance, we hold that this change in terminology
is merely cosmetic and does not clearly demonstrate a legislative
intent that the IMPACT program should not qualify for credit
under N.C.G.S. § 15-196.1.
We thus turn our analysis to whether defendant's time
in IMPACT constitutes confinement under N.C.G.S. § 15-196.1.
After interpreting the plain meaning of N.C.G.S. § 15-196.1 and
based upon our decision in Farris, we conclude that defendant was
in custody and not at liberty and therefore was in
confinement while at IMPACT.
Based upon information provided in the September 2000
Department of Correction's IMPACT brochure, the Department of
Correction's Boot Camp began in Hoffman, North Carolina, with a
ninety bed facility on 30 October 1989. In 1993, the General
Assembly established a one hundred eighty bed facility in
Morganton, North Carolina, now known as IMPACT West. The
General Assembly also approved the expansion of the program in
Hoffman to a one hundred eighty bed facility, now known as
IMPACT East. The stated mission of IMPACT in this brochure is
to instill self-confidence, discipline and the work ethic by theadministration of a strictly regimented paramilitary system.
IMPACT provides the opportunity for youthful offenders to
develop positive, responsible behavior. Only convicted youthful
offenders who meet the program's criteria may be ordered to
attend IMPACT. See N.C.G.S. § 15A-1343.1 (2001). Upon
successfully completing the program, defendants are discharged
from IMPACT and released into the custody of their probation
officers to complete their probation.
The conditions of confinement at IMPACT greatly differ
from those of a parolee or a defendant on house arrest.
Defendants held at an IMPACT facility, referred to as trainees,
relinquish all their freedom to the IMPACT staff composed of
Department of Correction officers. Daily activities are strictly
regimented from 4:30 a.m. wake-up until 8:30 p.m., when trainees
are given thirty minutes of free time before lights out at 9:00
p.m. The daily routine involves physical training, marching,
cleaning rooms, and eight hours of work or drills. A majority of
the work involves clearing land or cleaning property for federal,
state, and local government agencies. Five nights a week,
trainees are required to participate in two and one half hours of
school, either GED instruction or a life-skills program.
During his probation violation hearing, defendant
testified as to his experiences and the conditions at IMPACT. He
testified that he voluntarily attended IMPACT, that the facility
was not locked, that it did not have a fence around it, and that
he could leave at any time. Defendant also gave testimony about
the average day in the program. The State contends thistestimony demonstrates that defendant was not in the custody of
the State. We disagree. Regardless of defendant's testimony and
contrary to the State's argument, we conclude that this
environment does present a custodial situation wherein defendant
was denied his liberty.
In this case, defendant was ordered to attend and
thus was required to [s]ubmit to a period of residential
treatment in the Intensive Motivational Program of Alternative
Correctional Treatment (IMPACT). N.C.G.S. § 15A-1343(b1)(2a).
If defendant had not attended IMPACT as ordered, he would have
been in violation of the special conditions of probation and
subject to having his sentence activated. See generally N.C.G.S.
§ 15A-1344(a), (d), (e) (2001). As discussed above, the Court of
Appeals likened defendant's attending IMPACT to a defendant's
required visits with his probation officer and determined that
both are voluntary conditions of probation. Hearst, 147 N.C.
App. at 302, 555 S.E.2d at 360. The Court of Appeals concluded
that defendant was not required to participate in IMPACT and was
not required to meet with his probation officer. However, the
Court of Appeals noted that if he had failed to do either,
defendant would have been subject to activation of his suspended
sentence. Id. at 302-03, 555 S.E.2d at 360. In its brief, the
State agrees with the Court of Appeals' conclusion that if
defendant had failed to attend IMPACT, he would have been subject
to activation of his active sentence.
Although IMPACT is reported to be a ninety-eight day
program on average, we note that defendant successfully completedthe program in eighty-one days. The trial court sentenced
defendant to a minimum of six months' imprisonment and a
corresponding maximum of eight months' imprisonment and then
suspended this sentence subject to terms of probation. Upon his
violation of these terms, defendant was ordered to IMPACT in lieu
of outright revocation and activation, which subsequently
occurred. Thus, at the time of his first violation, defendant
had the choice of either (1) attending IMPACT for the requisite
period for completion of the program and then completing the rest
of his probation, or (2) serving his active sentence of six to
eight months. Under these circumstances, defendant's decision to
either attend IMPACT or be sentenced to a longer period of
incarceration cannot be found to be voluntary in the ordinary
sense of that term as the State contends and the Court of Appeals
concluded. In addition, while there are no locked gates or
fences, the conditions at IMPACT resemble imprisonment. Trainees
have no control over any daily activities while at IMPACT, except
for thirty minutes a day, as demonstrated by defendant's
testimony and the IMPACT brochure.
A defendant placed on house arrest or one required to
visit a probation officer has no such restrictions. While
sentenced to house arrest, a defendant is confined to his or her
home, but still maintains a large amount of liberty. In fact,
all such defendants are free to do as they please in their own
homes. They are allowed to associate with family and friends,
eat when and what they want, engage in all their normal home
activities, and sleep when they want in the comfort of their ownhomes. Likewise, there exists substantial liberty in regard to
required visits with a probation officer. A defendant meets with
his or her probation officer for only a brief amount of time
during a day over a specified period. Other than those required
visits, a defendant has full freedom of association, activity and
movement as long as such does not violate any other condition of
probation.
While trainees may be free to leave IMPACT, those who
fail or withdraw from the program face the probability of
returning to prison. The State stated in oral argument that
failure to complete IMPACT is a probation violation, which
results in the defendant being returned to court for modification
of the trial court's original order. See generally N.C.G.S. §
15A-1344(c). Defendant was aware of the consequences of leaving
or quitting IMPACT. He testified during his probation violation
hearing that if he left the facility, he would have [to come]
back to court for the contempt of court charge. As the State
acknowledged in its brief, modification of a judgment based on a
probation violation often results in a defendant facing
activation of his or her suspended sentence. See generally
N.C.G.S. § 15A-1344(d).
In many respects, a defendant ordered to submit to the
IMPACT program has less freedom or liberty than a defendant
serving an active sentence in a standard correctional facility.
Confinement is defined as the act of imprisoning or
restraining someone; the state of being imprisoned or
restrained, while custody is defined as the care and controlof a thing or person for inspection, preservation, or security.
Black's Law Dictionary 390 (7th ed. 1999). Black's Law
Dictionary also specifically defines types of custody such as
penal custody and physical custody. Id. Penal custody is
defined as custody intended to punish a criminal offender, and
physical custody is defined as custody of a person . . . whose
freedom is directly controlled and limited. Id. The
requirements and demands of the IMPACT program fully meet these
definitions, and we thus conclude that defendant was in
confinement or custody while attending IMPACT, within the
ordinary and reasonable meaning of each of those terms as they
are used in N.C.G.S. § 15-196.1. Defendant was therefore
entitled to credit for the eighty-one days he spent in the
program. See N.C.G.S. § 15-196.1.
Defendant contends in his second assignment of error
that failure to credit time spent attending IMPACT is in
violation of N.C.G.S. § 15A-1340.17 because the sentence served
will exceed the statutory sentence allowed; and in his third
assignment of error, he argues that failure to credit time spent
attending IMPACT violates guarantees in the United States
Constitution and the North Carolina Constitution against double
jeopardy. In view of our determination that time spent attending
IMPACT should be credited against a defendant's activated
sentence, we decline to address these issues.
In summary, based upon our holding in Farris, and
pursuant to N.C.G.S. § 15-196.1, defendant must be credited with
all time [he] was in custody and not at liberty as the result ofthe charge. Farris, 336 N.C. at 556, 444 S.E.2d at 185.
Defendant was in custody and not at liberty while participating
in the IMPACT program. Id. Thus, we conclude that the trial
court's refusal to credit the eighty-one days defendant spent
attending IMPACT was error. The decision of the Court of Appeals
is therefore reversed, and this case is remanded to that court
for further remand to the trial court for disposition in accord
with this opinion.
REVERSED AND REMANDED.
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