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STATE OF NORTH CAROLINA
v.
JAMES HOLLIS WATTS
Appeal as of right pursuant to N.C.G.S. § 7A-27(a) from
a judgment imposing a sentence of death entered by Judge W. Erwin
Spainhour on 19 July 2001 in Superior Court, Davidson County,
upon a jury verdict finding defendant guilty of first-degree
murder. On 22 August 2002, the Supreme Court allowed defendant's
motion to bypass the Court of Appeals as to his appeal of
additional judgments. Heard in the Supreme Court 9 April 2003.
Roy Cooper, Attorney General, by Jill Ledford Cheek and
William P. Hart, Special Deputy Attorneys General, for
the State.
Staples Hughes, Appellate Defender, by Benjamin
Dowling-Sendor, Assistant Appellate Defender, for
defendant-appellant.
LAKE, Chief Justice.
Defendant was indicted on 3 January 2000 for one count
of first-degree murder, one count of felonious breaking and
entering, and one count of robbery with a dangerous weapon. The
cases came on for trial at the 2 July 2001 Special Criminal
Session of Superior Court, Davidson County.
On 18 July 2001, the jury returned a verdict of guilty
as to all of the charges and, following a capital sentencing
proceeding, recommended a sentence of death for the first-degree
murder. Defendant was sentenced to death and further received asentence of 11 to 14 months' imprisonment for felonious breaking
and entering and a sentence of 117 to 150 months' imprisonment
for robbery with a dangerous weapon. For the reasons that
follow, we conclude that defendant's trial and sentences,
including specifically his capital sentencing proceeding, were
free of prejudicial error and that defendant's sentence of death
is not disproportionate.
The evidence at trial showed that on the morning of 22
November 1999, Thomas Gene Owens returned to his home in Linwood,
North Carolina, to find his wife, Joyce McBride Owens, the
victim, lying in a pool of blood on their living room floor. The
victim's body had numerous stab wounds and two gunshot wounds to
the head. The victim's throat had been slit, and her left wrist
had been tied with a black electrical cord.
The evidence further showed that earlier on the morning
of 22 November, James Hollis Watts, defendant, and Alton Cline
McIntyre, codefendant, had been to the victim's house. A few
days before the murder, Johnny Pierce, defendant's friend, had
talked with defendant and McIntyre about obtaining guns for him.
On the day of the murder, defendant and McIntyre went to the
victim's house with the intent of stealing guns known to be kept
there. Defendant and McIntyre knocked on the victim's door.
When the victim came to the door, defendant inquired as to
whether her husband was home. After establishing that the victim
was alone, defendant pulled out a semiautomatic gun and forced
the victim into her house. Defendant then ordered McIntyre to tie up the victim's
hands. While McIntyre was attempting to tie the victim's hands
with a black electrical cord, defendant took a kitchen knife and
cut her throat. Defendant and McIntyre then stabbed the victim
numerous times before she fell to the floor.
The evidence also showed that after disabling the
victim, defendant and McIntyre went to the gun cabinet in the
master bedroom and took two rifles, two shotguns, and one muzzle
loader. They also found and took two crossbows that were
displayed on the wall. After taking the weapons, defendant took
a pillow from the victim's bed, put it over her head to muffle
the sound, and shot the victim twice in the head.
After leaving the victim's house, defendant and
McIntyre initially went to the home of defendant's girlfriend,
Kathy Coleman. At Coleman's house, McIntyre changed clothes and
washed off. Defendant and McIntyre then traveled to Salisbury,
North Carolina, to the home of defendant's sister, Tanya Gentry.
Gentry noticed that defendant looked as if he had held something
up and gutted it. Defendant explained the presence of blood on
his clothes by telling Gentry that he and McIntyre had been
hunting.
At Gentry's house, defendant disposed of the evidence.
He gave his sister the two kitchen knives which were used to kill
the victim and informed her they were tater knives. Defendant
also asked his sister to destroy his bloody clothes.
On or about 23 November 1999, defendant and McIntyre
went to Pierce's home to sell the stolen weapons. Defendant andMcIntyre received only a couple hundred dollars and a bag of
marijuana as payment for the weapons.
Defendant acknowledges that several of the assignments
of error presented in his brief are preservation issues, all of
which we address as such later in this opinion. Further, we note
that defendant has interspersed these preservation issues
throughout his brief. Accordingly, we will address each of
defendant's remaining substantive assignments of error
sequentially, without numerical reference.
In his first substantive assignment of error, defendant
argues that the trial court erred by excluding the testimony of
defense witness Chasity Hill. During voir dire, Hill testified
that she overheard codefendant McIntyre threaten the victim's
life. Defendant contends that this testimony was relevant to
establish third-party guilt.
Hill dated the victim's grandson, Terry Owens, for
almost two years. Around March 1997, while at the victim's home,
Hill overheard the victim talking on the phone with McIntyre.
Hill testified that the victim was upset after her conversation
with McIntyre and that the victim told Hill that McIntyre had
threatened to kill her. The trial court concluded this
testimony was not relevant. We agree.
When the evidence at issue is proffered to establish
that someone other than the defendant committed the crime:
'[A]dmission of the evidence must do more than create mere
conjecture of another's guilt in order to be relevant. Such
evidence must (1) point directly to the guilt of some specificperson, and (2) be inconsistent with the defendant's guilt.'
State v. Burr, 341 N.C. 263, 293, 461 S.E.2d 602, 618 (1995)
(quoting State v. McNeill, 326 N.C. 712, 721, 392 S.E.2d 78, 83
(1990)), cert. denied, 517 U.S. 1123, 134 L. Ed. 2d 526 (1996);
see also State v. Brewer, 325 N.C. 550, 564, 386 S.E.2d 569, 576
(1989), cert. denied, 495 U.S. 951, 109 L. Ed. 2d 541 (1990).
Evidence tending to show that someone other than the accused had
the opportunity to commit the crime, yet not tending to show that
such person rather than the defendant actually committed the
crime, is too speculative and remote to be relevant. Burr, 341
N.C. at 293, 461 S.E.2d at 618; Brewer, 325 N.C. at 564, 386
S.E.2d at 576.
Defendant's theory of the case was that McIntyre killed
the victim because the victim stated that she intended to prove
that McIntyre had committed a crime for which the victim's
grandson had been punished. Further, defendant sought to
establish that McIntyre included him in the crime to make it
appear that a break-in and robbery were the motives behind the
victim's murder.
The testimony that McIntyre allegedly threatened the
victim was proffered to establish that McIntyre had a motive for
killing the victim and that the murder by McIntyre was
premeditated. While this evidence supported the conclusion that
McIntyre was involved in killing the victim, it was not
inconsistent with the defendant's guilt. See Burr, 341 N.C. at
293, 461 S.E.2d at 618. The evidence presented at trial
established that both men were involved in the vicious attack onthe victim which resulted in her death. Further, the fact that
McIntyre had a motive to kill the victim does not exclude the
possibility that defendant was also involved in the murder of the
victim. Accordingly, the testimony of Hill regarding an incident
some nineteen months prior to the murder in this case was not
relevant because it was not inconsistent with defendant's guilt.
Moreover, any benefit provided by Hill's testimony
would have been cumulative. Julian Atwood, a fellow inmate with
McIntyre, testified that McIntyre admitted to sole responsibility
in the murder of the victim. Atwood also testified that
defendant's involvement was limited to stealing the weapons from
the victim's home. Because the jury was presented with testimony
that McIntyre was solely responsible for the murder, any possible
error in the exclusion of Hill's testimony was harmless.
Defendant contends that the exclusion of Hill's
testimony violated his constitutional rights under the Sixth,
Eighth and Fourteenth Amendments to the United States
Constitution. This issue was not raised before the trial court.
Constitutional issues not raised and passed upon at trial will
not be considered for the first time on appeal. State v. Benson,
323 N.C. 318, 322, 372 S.E.2d 517, 519 (1988). Accordingly, we
will not address whether the exclusion of Hill's testimony
violated defendant's constitutional rights.
Finally, defendant contends that Hill's testimony was
admissible under exceptions to the hearsay rule. Having
determined that this testimony was properly excluded asirrelevant under the theory of third-party guilt, we need not
address this issue. This assignment of error is overruled.
In his next assignment of error, defendant contends
that the trial court erred in finding the following portion of
defense counsel's closing argument improper:
[DEFENSE COUNSEL]: From this morning I
remember that Julian Atwood did not want to
be here. He told you that he was in New
Jersey, Cape May County Jail. Didn't want to
come back to North Carolina, and they held a
hearing and a judge ordered he be sent back
to this--
[PROSECUTOR]: Objection, your Honor.
That was not the evidence.
THE COURT: Objection sustained.
[DEFENSE COUNSEL]: He came back to
North Carolina. You heard that. He came in,
'cause he was in custody.
A defendant has a constitutional right to present a
closing argument. State v. Fletcher, 354 N.C. 455, 474, 555
S.E.2d 534, 546 (2001), cert. denied, ___ U.S. ___, 154 L. Ed. 2d
73 (2002). However, the scope and control of these arguments
lies primarily within the discretion of the trial court. State
v. Carroll, 356 N.C. 526, 536, 573 S.E.2d 899, 906 (2002), cert.
denied, ___ U.S. ___, 156 L. Ed. 2d 640 (2003). Upon objection,
it is the duty of the trial court to censor remarks not warranted
by the law or evidence. State v. Barden, 356 N.C. 316, 354, 572
S.E.2d 108, 133 (2002), cert. denied, ___ U.S. ___, 155 L. Ed. 2d
1074 (2003). 'This Court will not disturb the trial court's
exercise of discretion over the latitude of counsel's argument
absent any gross impropriety in the argument that would likely
influence the jury's verdict.' State v. Lloyd, 354 N.C. 76,113, 552 S.E.2d 596, 622 (2001) (quoting State v. Cummings, 353
N.C. 281, 297, 543 S.E.2d 849, 859, cert. denied, 534 U.S. 965,
151 L. Ed. 2d 286 (2001)).
The evidence defense counsel was arguing was admitted
through Julian Atwood's testimony. During defense counsel's
questioning of Atwood on direct examination, the following
testimony was elicited:
Q. Mr. Atwood, did you come back to
Davidson County, North Carolina voluntarily?
A. No.
Q. Did a New Jersey Court order that
you come back for this case?
A. Yes.
Q. Was that after a hearing?
A. Yes.
Even if the trial court erred in sustaining the State's
objection to defense counsel's argument, the error was harmless
because it appears the essence of the above testimony was allowed
in the argument after the objection was sustained. Further,
Atwood's testimony was not credible. All of his testimony was
related to establishing that McIntyre was the sole participant in
the murder, testimony which was inconsistent with the testimony
from the other witnesses. For instance, Johnny Pierce, the man
who purchased the stolen weapons from defendant and McIntyre,
testified that he was defendant's friend and that defendant
introduced him to McInytre just days before the murder. Further,
it was defendant who made contact with Pierce the night theweapons were sold to Pierce, and it was defendant who handled the
negotiation and sale of the weapons.
Moreover, the trial court instructed the jury that when
the arguments of counsel differed from the evidence presented,
the jurors were to rely solely upon your recollection of the
evidence in your deliberations. In view of Atwood's testimony
as a whole and the allowed portions of defense counsel's
argument, the trial court's decision to limit defense counsel's
closing argument was not an abuse of discretion. Accordingly, we
hold that the trial court did not err in sustaining the State's
objection. This assignment of error is overruled.
In his next assignment of error, defendant contends
that the trial court erred in failing to instruct the jury under
Enmund v. Florida, 458 U.S. 782, 73 L. Ed. 2d 1140 (1982) and
Tison v. Arizona, 481 U.S. 137, 95 L. Ed. 2d 127 (1987). In
Enmund, the United States Supreme Court precluded the death
penalty for a defendant convicted of first-degree murder who
neither killed nor intended the killing. When addressing the
Supreme Court's holding in Enmund, this Court has stated:
[T]he Eighth Amendment forbids the
imposition of the death penalty on a
defendant who aids and abets in the
commission of a felony in the course of which
a murder is committed by others, when the
defendant does not himself kill, attempt to
kill, or intend that a killing take place or
that lethal force will be employed.
Fletcher, 354 N.C. at 479, 555 S.E.2d at 549 (quoting State v.
McCollum, 334 N.C. 208, 223, 433 S.E.2d 144, 151 (1993), cert.
denied, 512 U.S. 1254, 129 L. Ed. 2d 895 (1994)). In Tison v. Arizona, the Supreme Court further
interpreted its holding in Enmund by concluding that major
participation in the felony committed, combined with reckless
indifference to human life, is sufficient to satisfy the Enmund
culpability requirement. 481 U.S. at 158, 95 L. Ed. 2d at 145.
[N]o Enmund/Tison instruction is required when a defendant is
convicted of first-degree murder on the basis of premeditation
and deliberation and under the felony murder rule. Fletcher,
354 N.C. at 479, 555 S.E.2d at 549; see also State v. Robinson,
342 N.C. 74, 88, 463 S.E.2d 218, 226 (1995), cert. denied, 517
U.S. 1197, 134 L. Ed. 2d 793 (1996).
Defendant argues that the trial court was required to
give the Enmund/Tison instruction notwithstanding the fact that
he was convicted of first-degree murder under the theory of
premeditation and deliberation as well as under the felony murder
rule. Specifically, defendant argues that there is a possibility
that he could have been convicted of premeditated first-degree
murder without the jury finding that he intended to kill the
victim. Defendant further contends that this Court's holding in
Fletcher is inapplicable to this case because the finding of
premeditated murder in this case could have been based on a
finding that defendant acted in concert.
Here, the State's evidence portrayed defendant as an
actor in concert, and the jury was given an acting in concert
instruction. By contrast, in Fletcher, the jury found the
defendant guilty of premeditated first-degree murder undercircumstances where the jury was not given an instruction on
acting in concert. 354 N.C. at 480, 555 S.E.2d at 550.
In the case sub judice, the trial court's acting in
concert instruction prevented the jury from concluding that
defendant committed premeditated first-degree murder without also
finding that defendant intended to kill the victim. In pertinent
part, the trial court instructed the jury:
[I]f you find from the evidence beyond a
reasonable doubt that on or about the alleged
date the defendant either by himself or
acting with another intentionally killed the
victim with a deadly weapon and that this
proximately caused the victim's death, and
that the defendant intended to kill the
victim, and that he acted with malice and
premeditation and with deliberation, it would
be your duty to return a verdict of first-
degree murder on the basis of malice,
premeditation, and deliberation. However, if
you do not so find or have a reasonable doubt
as to one or more of these things, you would
not return a verdict of guilty of first-
degree murder on the basis of malice,
premeditation, and deliberation.
(Emphasis added.)
Because the jury instructions explicitly required, for
a finding of first-degree murder on the basis of premeditation
and deliberation, that defendant, alone or acting with another,
intentionally killed the victim, it would have been most
improbable and in clear contravention of the instructions for the
jury to have found defendant guilty under the premeditation and
deliberation theory without also concluding that defendant
intended to kill the victim. The jury is presumed to have
followed the trial court's instructions. See State v. Cummings,352 N.C. 600, 623, 536 S.E.2d 36, 53 (2000), cert. denied, 532
U.S. 997, 149 L. Ed. 2d 641 (2001).
Finally, defendant argues that during closing argument,
the prosecutor improperly argued the meaning of acting in
concert. Defendant suggests that the prosecutor's argument on
acting in concert could have allowed the jury to find that
defendant was guilty of premeditated first-degree murder without
also finding that defendant intended to murder the victim. The
prosecutor argued to the jury as follows:
[F]or a person to be guilty of a crime, it is
not necessary that he, himself, do all of the
acts necessary to constitute the crime. If
two or more persons join in a purpose to
commit robbery with a dangerous weapon,
felony breaking or entering, each of them if
actually or constructively present is not
only guilty of that crime . . . but he is
also guilty of any other crime committed by
the other in the pursuance of the common
purpose . . . as a natural or probable
consequence thereof.
Defendant made no objection to this argument at trial.
While this Court will review a prosecutor's argument even though
no objection was made at trial, there must be gross impropriety
in order for this Court to hold that the trial court erred by
failing to intervene ex mero motu. Carroll, 356 N.C. at 536, 573
S.E.2d at 906; State v. Johnson, 298 N.C. 355, 369, 259 S.E.2d
752, 761 (1979).
In the instant case, any possible confusion created by
the prosecutor's closing argument was rendered harmless by the
trial court's instructions. The instructions conformed to the
requirements of Enmund by requiring the jury to find that
defendant intend[ed] to kill the victim. 458 U.S. at 798, 73L. Ed. 2d at 1152. Moreover, this Court can presume that the
jury followed the trial court's instructions. See Barden, 356
N.C. at 381-82, 572 S.E.2d at 149; State v. Jennings, 333 N.C.
579, 618, 430 S.E.2d 188, 208, cert. denied, 510 U.S. 1028, 126
L. Ed. 2d 602 (1993).
Accordingly, defendant's argument that he was entitled
to an instruction under Enmund and Tison is without merit. This
assignment of error is overruled.
In his next assignment of error, defendant argues that
the failure of the murder indictment to allege any aggravating
circumstance was a jurisdictional defect requiring that his death
sentence be vacated and a sentence of life imprisonment without
parole be imposed. We considered and rejected this argument
recently in State v. Hunt, 357 N.C. 257, 582 S.E.2d 593 (2003).
Accordingly, this assignment of error is overruled.
In defendant's final assignment of error, he argues
that the trial court erred in failing to submit to the jury and
to instruct the jury on the (f)(4) mitigator. See N.C.G.S. §
15A-2000(f)(4) (2001) (The defendant was an accomplice in or
accessory to the capital felony committed by another person and
his participation was relatively minor.). Specifically,
defendant contends that the testimony of defense witness Julian
Atwood supported submission of the (f)(4) mitigating
circumstance. Based upon our review of the record, we disagree.
Defendant concedes that he did not request the
submission of this circumstance at trial. However, a trial court
has no discretion in determining whether to submit a mitigatingcircumstance when substantial evidence in support of the
circumstance has been presented. Fletcher, 354 N.C. at 477, 555
S.E.2d at 547; State v. Skipper, 337 N.C. 1, 44, 446 S.E.2d 252,
276 (1994), cert. denied, 513 U.S. 1134, 130 L. Ed. 2d 895
(1995). The test for determining if the evidence is substantial
evidence is 'whether a juror could reasonably find that the
circumstance exists based on the evidence.' State v. Kemmerlin,
356 N.C. 446, 478, 573 S.E.2d 870, 892 (2002) (quoting State v.
Fletcher, 348 N.C. 292, 323, 500 S.E.2d 668, 686 (1998), cert.
denied, 525 U.S. 1180, 143 L. Ed. 2d 113 (1999)). The defendant
bears the burden of producing substantial evidence of a
circumstance before its submission to the jury is proper. State
v. Holmes, 355 N.C. 719, 736, 565 S.E.2d 154, 166-67, cert.
denied, ___ U.S. ___, 154 L. Ed. 2d 412 (2002); State v. Rouse,
339 N.C. 59, 100, 451 S.E.2d 543, 566 (1994), cert. denied, 516
U.S. 832, 133 L. Ed. 2d 60 (1995).
In order to be entitled to an instruction on [(f)(4)],
it is necessary that there be evidence tending to show (1) that
defendant was an accomplice in or an accessory to the capital
felony committed by another, and (2) that his participation in
the capital felony was relatively minor. State v. Stokes, 308
N.C. 634, 656, 304 S.E.2d 184, 197 (1983). At trial, Atwood
testified that McIntyre admitted to being the sole participant in
the murder of the victim and that defendant's participation was
limited to the break-in and armed robbery. Atwood further
testified that McIntyre stated that he had given defendant theidea that they were only going to steal the weapons, although
McIntyre had always planned to shut this lady [the victim] up.
Several disinterested witnesses discredited Atwood's
testimony that McIntyre was the sole actor in the murder of the
victim. Tanya Gentry, defendant's sister, testified that when
defendant arrived at her home on the day of the murder, he was
covered in blood in a way that made it appear that he had held
something up and gutted it. Further, defendant asked Gentry to
destroy his bloody clothes. Defendant introduced McIntyre to
Johnny Pierce, the man who purchased the stolen weapons from
defendant and McIntyre, just days after the murder. Defendant
also called Pierce to inform him that they were coming to his
house with the weapons. Moreover, defendant handled the
negotiation and sale of the weapons to Pierce. Kathy Coleman,
defendant's girlfriend, testified that after the murder,
defendant gave her the victim's jacket. These disinterested
witnesses presented testimony which was inconsistent with the
account of events provided by Atwood.
Based on the evidence, the jury could not reasonably
have found that defendant played a relatively minor role in the
murder of the victim. Therefore, the trial court did not err in
not submitting to the jury and instructing the jury on the (f)(4)
mitigating circumstance. This assignment of error is overruled.
In an additional argument, not formally designated as
an issue for review by this Court, defendant asserts a potential
claim for ineffective assistance of counsel (IAC). Defendant
bases his argument on defense counsel's failure to present anymitigating evidence during the sentencing phase. Defendant
asserts that his IAC claim cannot be presented adequately on
direct appeal because information necessary to develop this claim
is outside the record. Specifically, defendant contends that he
would need to look at all mitigating evidence which was obtained
by defense counsel, as well as mitigating evidence that was
reasonably available yet not acquired by defense counsel.
In State v. Long, 354 N.C. 534, 540, 557 S.E.2d 89, 93
(2001), this Court previously addressed this issue and concluded
that a defendant is not required to raise an IAC claim on direct
appeal in all situations. Further, given the nature of IAC
claims, 'defendants likely will not be in a position to
adequately develop many IAC claims on direct appeal.' Id.
(quoting State v. Fair, 354 N.C. 131, 167, 557 S.E.2d 500, 525
(2001), cert. denied, 535 U.S. 1114, 153 L. Ed. 2d 162 (2002)).
Based upon our review of the record as it relates to
this issue, it does appear there are evidentiary issues which may
need to be developed before defendant will be in a position to
adequately raise his potential IAC claim. Accordingly, we hold
that defendant's IAC claim has not been waived by his failure to
raise the issue before this Court on direct appeal.
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