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APRIL SHIPMAN
v.
CASEY SHIPMAN
Appeal pursuant to N.C.G.S. § 7A-30(2) from the
decision of a divided panel of the Court of Appeals, 155 N.C.
App. 523, 573 S.E.2d 755 (2002), affirming an order entered
5 October 2001 by Judge Laura J. Bridges in District Court,
Henderson County. Heard in the Supreme Court 6 May 2003.
Wade Hall for plaintiff-appellant.
Edwin R. Groce; and Bazzle & Carr, P.A., by Eugene M.
Carr III, for defendant-appellee.
BRADY, Justice.
The dispositive issue before this Court is whether the
trial court's findings of fact were adequate to support its
conclusion of law that a substantial change in circumstances
warranted a modification of the custody arrangement regarding the
parties' minor child. A divided panel of the Court of Appeals
concluded that the trial court's findings of fact supported its
conclusion of law. For the reasons stated below, we affirm the
decision of the Court of Appeals.
On 5 October 1999, April Shipman (plaintiff) and Casey
Shipman (defendant) entered into a post-separation consent order,
in which the parties agreed to the joint custody of their onlychild, Spencer. The order also granted plaintiff primary care,
physical custody, and control of the parties' minor child, and
established visitation for defendant. In addition, defendant was
required to pay $110.00 per week in child support.
In May 2001, defendant moved for sole custody of
Spencer, alleging that a material change in circumstances had
occurred and that such a change had affected the child's welfare.
Defendant also admitted that his child support obligation was in
arrearage and requested that the trial court vacate his support
obligations if he agreed to pay the arrearage. In support of his
motion seeking sole custody, defendant alleged that plaintiff's
relationship with her boyfriend, Christopher Vaughn, created
abusive and neglectful living conditions that were not in
Spencer's best interests. Defendant also alleged that plaintiff
had denied defendant any visitation with the child in violation
of the 5 October 1999 consent order. Plaintiff denied
defendant's allegations and requested that the trial court hold
defendant in contempt for his failure to pay child support in
accordance with the consent order.
After a hearing on the matter, the trial court
concluded that a substantial change of circumstances affecting
Spencer's welfare had occurred during the nineteen-month period
between the date of the original consent order and defendant's
motion for sole custody. Consequently, the trial court ordered
that defendant, rather than plaintiff, be granted primary care,
physical custody, and control of the minor child. The trialcourt also established a visitation schedule for plaintiff and
ordered her to pay child support based on her earnings.
Plaintiff was additionally awarded a child support credit of
$5,853.22, the amount of defendant's child support arrearage at
the time of the hearing.
Plaintiff's arguments to this Court can be summarized
as follows: The Court of Appeals erred in concluding that (1)
the trial court's findings of fact were supported by competent
evidence; (2) the trial court's findings of fact were adequate to
support its conclusion that a material change in circumstances
affecting Spencer's welfare had been established; and (3) the
trial court did not abuse its discretion in ordering that
defendant be given primary care, physical custody, and control of
the minor child. Plaintiff additionally argues that the Court of
Appeals erred in determining that trial court's decision to
modify the parties' child support obligations was premised on
substantial supporting evidence.
It is well established in this jurisdiction that a
trial court may order a modification of an existing child custody
order between two natural parents if the party moving for
modification shows that a 'substantial change of circumstances
affecting the welfare of the child' warrants a change in
custody. Pulliam v. Smith, 348 N.C. 616, 619, 501 S.E.2d 898,
899 (1998) (quoting Blackley v. Blackley, 285 N.C. 358, 362, 204
S.E.2d 678, 681 (1974)); see also N.C.G.S. § 50-13.7(a) (2001)
(establishing that custody orders may be modified or vacated atany time, upon motion in the cause and a showing of changed
circumstances by either party). The party seeking to modify a
custody order need not allege that the change in circumstances
had an adverse effect on the child. Pulliam, 348 N.C. at 619,
501 S.E.2d at 899. While allegations concerning adversity are
acceptable factor[s] for the trial court to consider and will
support modification, a showing of a change in circumstances
that is, or is likely to be, beneficial to the child may also
warrant a change in custody. Id. at 620, 501 S.E.2d at 900.
As in most child custody proceedings, a trial court's
principal objective is to measure whether a change in custody
will serve to promote the child's best interests. In re Custody
of Peal, 305 N.C. 640, 645-46, 290 S.E.2d 664, 667-68 (1982); see
also In re Lewis, 88 N.C. 31, 34 (1883) (noting that the welfare
of the infants themselves is the polar star by which the
discretion of the courts is to be guided). Therefore, if the
trial court does indeed determine that a substantial change in
circumstances affects the welfare of the child, it may only
modify the existing custody order if it further concludes that a
change in custody is in the child's best interests. Pulliam, 348
N.C. at 629-30, 501 S.E.2d at 905-06 (Orr, J., concurring).
The trial court's examination of whether to modify an
existing child custody order is twofold. The trial court must
determine whether there was a change in circumstances and then
must examine whether such a change affected the minor child. If
the trial court concludes either that a substantial change hasnot occurred or that a substantial change did occur but that it
did not affect the minor child's welfare, the court's examination
ends, and no modification can be ordered. If, however, the trial
court determines that there has been a substantial change in
circumstances and that the change affected the welfare of the
child, the court must then examine whether a change in custody is
in the child's best interests. If the trial court concludes that
modification is in the child's best interests, only then may the
court order a modification of the original custody order.
When reviewing a trial court's decision to grant or
deny a motion for the modification of an existing child custody
order, the appellate courts must examine the trial court's
findings of fact to determine whether they are supported by
substantial evidence. Pulliam, 348 N.C. at 625, 501 S.E.2d at
903. Substantial evidence is such relevant evidence as a
reasonable mind might accept as adequate to support a
conclusion. State v. Smith, 300 N.C. 71, 78-79, 265 S.E.2d 164,
169 (1980).
Our trial courts are vested with broad discretion in
child custody matters. Pulliam, 348 N.C. at 624, 501 S.E.2d at
902. This discretion is based upon the trial courts' opportunity
to see the parties; to hear the witnesses; and to 'detect
tenors, tones, and flavors that are lost in the bare printed
record read months later by appellate judges,' Surles v. Surles,
113 N.C. App. 32, 37, 437 S.E.2d 661, 663 (1993) (quoting Newsome
v. Newsome, 42 N.C. App. 416, 426, 256 S.E.2d 849, 855 (1979)),quoted in Pulliam, 348 N.C. at 625, 501 S.E.2d at 903.
Accordingly, should we conclude that there is substantial
evidence in the record to support the trial court's findings of
fact, such findings are conclusive on appeal, even if record
evidence 'might sustain findings to the contrary.' Pulliam,
348 N.C. at 625, 501 S.E.2d at 903 (quoting Williams v. Pilot
Life Ins. Co., 288 N.C. 338, 342, 218 S.E.2d 368, 371 (1975)).
In addition to evaluating whether a trial court's
findings of fact are supported by substantial evidence, this
Court must determine if the trial court's factual findings
support its conclusions of law. Id. at 628, 501 S.E.2d at 904.
With regard to the trial court's conclusions of law, our case law
indicates that the trial court must determine whether there has
been a substantial change in circumstances and whether that
change affected the minor child. Upon concluding that such a
change affects the child's welfare, the trial court must then
decide whether a modification of custody was in the child's best
interests. If we determine that the trial court has properly
concluded that the facts show that a substantial change of
circumstances has affected the welfare of the minor child and
that modification was in the child's best interests, we will
defer to the trial court's judgment and not disturb its decision
to modify an existing custody agreement. Id.
In the child custody order in the instant case, the
trial court set out ten findings of fact in support of its
conclusion that defendant had demonstrated that a substantialchange in circumstance[s] affecting the welfare of the minor
child had occurred. An examination of the trial court's summary
of the evidence and enumerated findings of fact indicates that
certain evidence played a crucial role in its determination that
a substantial change in circumstances had occurred between the
time of the original consent order and the date that defendant
moved for sole custody.
A brief summary of the pivotal circumstances set out in
the trial court evidentiary summary and findings of fact, as they
relate to our analysis, follows. Regarding plaintiff, the trial
court noted that although she had been a good mother and had
provided good day-to-day care for the minor child, plaintiff: (1)
moved frequently since the time of the original custody order;
(2) had no home of her own at the time of the hearing; (3)
demonstrated instability by moving often and not maintaining a
home of her own; (4) violated the original custody order by
moving in with her boyfriend, Vaughn, with her minor child
present; (5) further violated the original consent order by
actively working to prevent defendant from visiting with the
minor child, which included a failure to inform defendant of her
address and telephone number; (6) used deceit in her efforts to
deprive defendant of visitation; (7) allowed the minor child to
stay in the home of plaintiff's mother, where plaintiff had
previously been molested; and (8) initiated a spiteful criminal
prosecution against Shelia Bishop, defendant's mother and the
minor child's paternal grandmother. The trial court found only one adverse circumstances
regarding defendant--that defendant had violated the consent
order by failing to pay child support. The trial court found
that defendant had a good relationship with the minor child, that
the minor child loved defendant, and that the child looked
forward to visiting with defendant. The factual findings further
revealed that defendant resided in a three-bedroom home, that he
was to marry the day after the hearing, and that he could provide
for the minor child. The trial court also found that defendant's
fiancée, Kelly Squirer, had a child near the age of Spencer and
could provide defendant with assistance in caring for the child.
Our review of the record discloses that substantial
evidence supported each of the trial court's relevant findings of
fact. It was undisputed that plaintiff moved numerous times and
often stayed in others' homes since the time of the original
custody order. In addition, plaintiff did not deny she had left
Spencer in the care of her mother, once for a period of up to ten
days, in a location where she had been molested. The above-noted
evidence unequivocally supports the trial court's
characterization of plaintiff's living arrangements as unstable.
Furthermore, it was undisputed that plaintiff moved in
with her boyfriend, Vaughn. Vaughn testified that the two lived
together for a four-month period. Although testimony varied as
to the precise dates and conditions of the living arrangement
between plaintiff and Vaughn, the evidence showed that Spencerlived with the couple during the four-month period and even
shared a bedroom with them for a time.
Moreover, evidence in the record supports the trial
court's findings as to plaintiff's deceit in hiding her
whereabouts from defendant as a means of preventing him from
visiting with the child. At the hearing, plaintiff was elusive
when questioned about her failure to provide timely notice of
address and telephone changes. The evidence tended to show that
plaintiff had employed a variety of strategies aimed at
concealing her and Spencer's whereabouts from defendant.
The trial court's finding as to plaintiff's deceit was
also supported by another finding, that plaintiff filed a
spiteful criminal action against defendant's mother. Evidence
in the record established that plaintiff failed to appear in
court to prosecute the action. Additional evidence indicated
that plaintiff had previously sought a domestic violence
protective order against defendant, which was later dismissed
when plaintiff failed to appear in court. Hearing testimony
suggested that the protective order may have been filed, not to
protect plaintiff from defendant or his threats, but rather as
another means to distance herself and her child from defendant.
Admittedly, the trial court did not include a reference to
plaintiff's filing a domestic violence protective order against
defendant in its findings of fact. Nevertheless, the fact that
plaintiff sought a protective order against defendant under
questionable circumstances was further evidence to support thetrial court's characterization of the warrant filed against
defendant's mother as spiteful.
We conclude that adequate evidence supports the trial
court's finding that defendant had failed to abide by his child
support obligations. Defendant did not dispute the fact that he
was in arrears at the time of the hearing or that his arrearage
totaled $5,853.22. We acknowledge that the trial court did not
include a finding that defendant also lived with his girlfriend
during the period in question. However, defendant's testimony
revealed that the minor child did not spend the night in
defendant's home under such conditions. It would appear that the
trial court did not consider defendant's living arrangements a
violation of the original consent order, which forbade either
party from having non-familial overnight guests of the opposite
sex in the presence of the minor child. Because defendant's
cohabitation did not violate the original order and, more
important, because defendant's cohabitation could not have
affected the minor child, we presume that the trial court did not
consider the cohabitation a substantial change in circumstances
affecting the minor child. See Browning v. Helff, 136 N.C. App.
420, 524 S.E.2d 95 (2000) (concluding that a parent's
cohabitation alone does not constitute a substantial change in
circumstances affecting the minor child).
The judge dissenting in the Court of Appeals was of the
opinion that the trial court's order was incomplete in that the
trial court failed to make findings of fact as to how the changeof circumstances affected the welfare of the minor child.
Shipman v. Shipman, 155 N.C. App. 523, 531, 573 S.E.2d 755, 760
(2002) (Walker, J., dissenting). As our appellate case law has
previously indicated, before a child custody order may be
modified, the evidence must demonstrate a connection between the
substantial change in circumstances and the welfare of the child,
and flowing from that prerequisite is the requirement that the
trial court make findings of fact regarding that connection. See
Carlton v. Carlton, 145 N.C. App. 252, 262, 549 S.E.2d 916, 923
(Tyson, J., dissenting) (emphasizing the importance of a trial
court's factual findings as to any effect that a change in
circumstances might have on the minor child), rev'd per curiam
per dissent, 354 N.C. 561, 557 S.E.2d 529 (2001), cert. denied,
536 U.S. 944, 153 L. Ed. 2d 811 (2002); see also 3 Suzanne
Reynolds, Lee's North Carolina Family Law § 13.103 (5th rev. ed.
2002) [hereinafter Lee's Family Law] (noting that the moving
party must prove what the treatise author refers to as a nexus
between the changed circumstances and the welfare of the child).
In situations where the substantial change involves a discrete
set of circumstances such as a move on the part of a parent,
Carlton, 145 N.C. App. 252, 549 S.E.2d 916; a parent's
cohabitation, Browning, 136 N.C. App. 420, 524 S.E.2d 95; or a
change in a parent's sexual orientation, Pulliam, 348 N.C. 616,
501 S.E.2d 898, the effects of the change on the welfare of the
child are not self-evident and therefore necessitate a showing of
evidence directly linking the change to the welfare of the child. See generally Lee's Family Law § 13.103 (discussing cases in
which our appellate courts have required a showing of specific
evidence linking the change in circumstances to the welfare of
the child). Other such situations may include a remarriage by a
parent or a parent's improved financial status. Evidence linking
these and other circumstances to the child's welfare might
consist of assessments of the minor child's mental well-being by
a qualified mental health professional, school records, or
testimony from the child or the parent. See, e.g., Carlton, 145
N.C. App. at 262, 549 S.E.2d at 923 (Tyson, J., dissenting)
(noting that the trial court relied upon a psychiatric assessment
of the child, the child's record of school absentees, and the
child's poor school performance to assess the effects of a
parent's move on the welfare of the child); MacLagan v. Klein,
123 N.C. App. 557, 562, 473 S.E.2d 778, 782-83 (1996) (affirming
modification where the child's therapist testified that the child
was experiencing emotional and physical difficulties as a result
of moving with custodial parent to a new community where the
child was being taught religious beliefs that conflicted with the
beliefs the child learned prior to the move), disc. rev. denied,
345 N.C. 343, 483 S.E.2d 170 (1997), and overruled on other
grounds by Pulliam, 348 N.C. 616, 501 S.E.2d 898.
While, admittedly, the trial court's findings of fact
do not present a level of desired specificity, the court's
factual findings were sufficient for our review, given the
circumstances in the instant case. Unlike the facts presented bythe cases noted supra, the effects of the substantial changes in
circumstances on the minor child in the present case are self-
evident, given the nature and cumulative effect of those changes
as characterized by the trial court in its findings of fact.
Most notable is the effect of plaintiff's deceitful denial of
visitation to defendant. We recognize that our appellate courts
have previously stated that, generally, interference alone by the
custodial parent with the noncustodial parent's visitation rights
does not justify a modification of a child custody order. See,
e.g., Woncik v. Woncik, 82 N.C. App. 244, 248, 346 S.E.2d 277,
279 (1986). In the instant case, however, the trial court's
findings of fact reflected far more than the mere interference
with defendant's visitation rights, warranting the court's
intervention. As noted supra, the trial court characterized the
child's relationship with defendant, his father, as a good
relationship and further found that the child looked forward to
seeing defendant. The trial court's findings indicate that the
denial of defendant's visitation was deceitful and more than
simply an interference or frustration with his rights, as it
encompassed a considerable period. See id. (holding that where
interference [with visitation] becomes so pervasive as to harm
the child's close relationship with the noncustodial parent,
there can be a conclusion drawn that the actions of the custodial
parent show a disregard for the best interests of the child,
warranting a change of custody). Furthermore, denying the minor
child visitation with a loving father was coupled with anunequivocally unstable home life created by plaintiff's often
transient living arrangements. Given our review of the trial
court's factual findings, we cannot agree with the dissenting
Court of Appeals' judge that the findings failed to establish
that the change in circumstances had any effect on the minor
child.
In sum, we conclude that there was substantial
underlying evidence to support each of the trial court's ten
findings of fact pertaining to whether there had been a
substantial change in circumstances affecting the welfare of the
minor child. As a result, we hold that the trial court's
findings are conclusive on appeal.
We must next determine whether the trial court's
factual findings adequately support its conclusion of law that a
substantial change in circumstance[s] affecting the welfare of
the minor child has occurred since the entry of the October 5,
1999 Order in this cause. The trial court's conclusion
indicates its satisfaction that the minor child's welfare had
been adversely affected by the following substantial changes in
circumstances: (1) defendant's failure to pay adequate child
support, which obviously resulted in denying the minor child the
benefits that attach to such financial resources; (2) plaintiff's
failure to provide a stable home environment, which resulted in
denying the minor child the benefits of the security that
attaches to a dependable and consistent home life; (3)
plaintiff's failure to ensure that defendant was accorded hisvisitation opportunities, which resulted in denying the minor
child the benefits of maintaining regular contact with his
father; and (4) plaintiff's failure to initiate or sustain
contact with defendant's family, including Spencer's paternal
grandmother, which resulted in denying the minor child the
benefits of access and contact with other members of his extended
family. In our view, such findings provide adequate support for
the trial court's initial conclusion that defendant had shown
that a substantial change in circumstance[s] had occurred
during the period following the original custody decree and that
the change had affected the welfare of the minor child.
In addition to noting that a substantial change in
circumstances had adversely affected the welfare of the minor
child, the order also includes language indicating that the trial
court considered changes in circumstances that could positively
affect the circumstances of the minor child. See Pulliam, 348
N.C. at 620, 501 S.E.2d at 900 (holding that a showing of a
change in circumstances that is, or is likely to be, beneficial
to the child may also warrant a change in custody). In finding
of fact number nine (finding 9), the trial court stated that
[d]efendant and Kelly Squirer have a three bedroom home, can
provide for the child, Kelly Squirer has a four year old son and
can help with the child. The evidence and testimony at the
hearing showed that finding 9 was the culmination of a series of
developments that occurred after the original custody decree.
Defendant secured new employment, he began a relationship withSquirer, and the two bought a house together. Other testimony
indicated that the two planned to marry immediately following the
modification hearing and that both were employed. Thus, there is
ample evidence to support the trial court's factual finding, and
we conclude that the court properly considered finding 9 as an
additional showing of a substantial change in circumstances that
would likely have a beneficial effect on the welfare of the minor
child.
We next examine whether the trial court erred by
deciding that such a change of circumstances warranted a
modification of the original custody order. Upon determining
that a substantial change in circumstances affecting the welfare
of the minor child occurred, a trial court must then determine
whether modification would serve to promote the child's best
interests. Peal, 305 N.C. at 645-46, 290 S.E.2d at 667-68. In
the case at bar, the trial court considered the significance of
the changes in circumstances and the effects of those changes on
Spencer, and expressly concluded that the best interest[s] of
the minor child would be materially and essentially promoted by
a change in custody. Consequently, the trial court ordered a
modification of the original custody agreement, granting
defendant [p]rimary care, custody[,] and control of the child.
We note that although the content of the trial court's
order in the instant case is adequate for our review, the lack of
specificity in the order, particularly concerning the findings of
fact as to the effect of the changes in circumstances on thechild's welfare, has made our review far more difficult. Given
different factual circumstances, a slightly more pervasive lack
of specificity could necessitate our reversal of a modification
order. To avoid further confusion, we would encourage trial
courts, when memorializing their findings of fact, to pay
particular attention in explaining whether any change in
circumstances can be deemed substantial, whether that change
affected the welfare of the minor child, and, finally, why
modification is in the child's best interests.
The trial court's findings of facts are supported by
substantial evidence, and these findings are adequate to support
the trial court's conclusions of law. Those conclusions, in
turn, justify the modification of the original child custody
order, including those provisions relating to defendant's child
support obligations. Therefore, this Court affirms the holding
of the Court of Appeals and concludes, for the reasons stated in
this opinion, that the trial court's decision to modify the
original custody order complied with the applicable substantive
and procedural law.
AFFIRMED.
No. 71A03- Shipman v. Shipman
Justice ORR dissenting.
I respectfully dissent from the majority opinion. The majority acknowledges the trial court's findings
of fact do not present a level of desired specificity.
Unfortunately, the majority then proceeds to draw its own factual
determinations from the recitation of the evidence found in the
trial court's order. While I acknowledge that there is evidence
in the record to support a determination that circumstances have
changed over the course of the approximate eighteen months
between the original custody determination and the modification
hearing, the trial court's findings do not show that the changes
were substantial and that they affected the welfare of the child.
The majority acknowledges a series of eight findings.
None of these findings, however, directly address the effect of
the changes on the minor child; it is only assumed by the
majority that the change in circumstances affected the child.
As the majority notes, where the effects of the change
on the welfare of the child are not self-evident it necessitates
a showing of evidence directly linking the change to the welfare
of the child. See generally Lee's Family Law § 13.103
(discussing cases in which our appellate courts have required a
showing of specific evidence linking the change in circumstances
to the welfare of the child).
Unfortunately, it is the majority that makes the
requisite linkage between the substantial change in circumstances
and the purported effect on the child, not the District Court
Judge. Since whatever effects there may be -- if any -- are notself-evident, this case should be reversed and remanded for
additional findings of fact.
Justice PARKER joins in this dissenting opinion.
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