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STATE OF NORTH CAROLINA
v.
CLIFFORD RAY MILLER
Appeal as of right pursuant to N.C.G.S. § 7A-27(a) from
a judgment imposing a sentence of death entered by Judge
Russell J. Lanier, Jr. on 25 October 2001 in Superior Court,
Onslow County, upon a jury verdict finding defendant guilty of
first-degree murder. On 13 February 2002, the Supreme Court
allowed defendant's motion to bypass the Court of Appeals as to
his appeal of additional judgments. Heard in the Supreme Court
5 May 2003.
Roy Cooper, Attorney General, by Robert C. Montgomery
and Amy C. Kunstling, Assistant Attorneys General, for
the State.
Paul M. Green for defendant-appellant.
ORR, Justice.
On 16 October 2001, defendant Clifford Ray Miller was
convicted of robbery with a dangerous weapon, felonious
conspiracy to commit robbery with a dangerous weapon, first-
degree kidnapping, felonious larceny, and first-degree murder.
The jury found defendant guilty of first-degree murder on the
basis of premeditation and deliberation and under the felony
murder rule. Following a capital sentencing hearing, the jury
recommended a sentence of death for the murder and the trial
court imposed consecutive sentences totaling 168 to 230 months
imprisonment for the remaining felonies. Defendant presented no evidence at trial, but the
State's evidence tended to show the following: On 13 August
2000, David William Brandt was employed as the assistant manager
of Aladdin's Castle, an arcade located in the Jacksonville Mall.
As assistant manager, Brandt was responsible for depositing the
arcade's earnings in a nearby bank every day or every other day.
When Brandt left the mall on 13 August 2000, he was carrying
three bank deposit bags containing a total of $2,688.25. As he
was leaving, defendant and his friend Angelito Reyes Maniego
approached Brandt and asked him for a ride. Brandt had given
Maniego rides home on several prior occasions, so Maniego was
aware that Brandt often dropped off the arcade's bank deposits
after work.
Brandt agreed to give defendant and Maniego a ride.
Once inside Brandt's truck, defendant held a knife to Brandt's
throat and told him that he would not hurt Brandt if Brandt
cooperated. Defendant instructed Brandt to drive to Wal-Mart,
but Maniego told Brandt to keep driving. Brandt drove to an
apartment complex where Maniego took over the driving. After
driving for about two hours, defendant told Maniego to find the
nearest woods, which Maniego did. They pulled to the side of the
road and exited the truck. Defendant told Brandt to remove his
shirt, and then walked Brandt into the woods, with Maniego
following. Next, defendant took a pair of handcuffs from his
backpack and handcuffed Brandt to the largest tree he could find.
When the handcuffs broke, defendant claimed Brandt fell
unconscious. At some point after he handcuffed Brandt, defendantplaced a racquetball in Brandt's mouth and wrapped electrical
tape around his head to secure the ball. Maniego said, Now just
off him, and handed defendant a knife Maniego had brought from
home. Defendant handed the knife back to Maniego, and they
argued for several minutes about who should kill Brandt.
Ultimately, defendant took the knife and stabbed Brandt
approximately 31 times.
Defendant and Maniego then drove Brandt's truck back to
Jacksonville. Once there, they cleaned out the truck and left it
in a Wal-Mart parking lot. They disposed of Brandt's clothes and
divided the money from the deposit bags.
Detectives Condry and Fifield investigated Brandt's
disappearance as a missing person case. On 15 August 2000 at
4:00 p.m., the detectives went to defendant's residence to talk
with him because he was one of the last people seen with Brandt.
Defendant agreed to go with the detectives to the Jacksonville
Police Department. At approximately 4:20 p.m., defendant gave a
written statement, in which he said Brandt drove defendant and
Maniego home.
Detective Condry told defendant his statement was
inconsistent with what Maniego told the police. Defendant then
made a second statement to the police telling them that a few
hours after Brandt left defendant at defendant's home, Maniego
returned and took defendant down to the waterfront. At the
waterfront Maniego showed defendant the bags of money Brandt had
been carrying, and offered defendant half the money in exchange
for defendant's silence. Defendant stated that he took half themoney and stashed it under a sofa cushion in his home. Based on
this statement, the detectives asked defendant if they could
search his home for the money. Defendant accompanied the
detectives to his home and showed them where he had hidden
bundles of cash totaling $892.00 under a sofa cushion. The
police then took defendant into custody at which time defendant
made a third statement. In this statement, defendant confessed
to murdering Brandt.
After defendant's arrest, defendant and Maniego tried
unsuccessfully to help police locate Brandt's body. Ultimately,
police officers used bloodhounds to find Brandt's body in a
swampy, wooded area of Duplin County.
Defendant assigned no errors to the guilt phase of his
trial. Therefore, we only review the sentencing phase of his
trial for possible error.
Defendant first contends that the trial court erred by
failing to intervene ex mero motu to prevent and correct the
effects of improper cross-examination and closing argument by the
State during the sentencing phase. Defendant argues the State
improperly commented on defendant's failure to testify; the State
misstated evidence; the trial court improperly denied defendant a
protective order; and the trial court failed to prevent misuse of
raw psychological data. In determining whether the trial court
should have intervened, we must determine whether the
argument[s] in question strayed far enough from the parameters of
propriety that the trial court, in order to protect the rights of
the parties and the sanctity of the proceedings, should haveintervened on its own accord and: (1) precluded other similar
remarks from the offending attorney; and/or (2) instructed the
jury to disregard the improper comments already made. State v.
Jones, 355 N.C. 117, 133, 558 S.E.2d 97, 107 (2002).
Defendant argues the following statement made by the
prosecutor during closing argument constituted improper comment
on defendant's failure to testify:
Who is leading who in this case? Who's
leading whom? This defendant would have you
believe that in fact he is simply a sheep or
pawn of Maniego. Well, ladies and gentlemen,
this defendant's version of the facts, ladies
and gentlemen, that is not in evidence.
Defendant contends that the prosecutor's statement that
defendant's version of the facts . . . is not in evidence is a
clear and definite request for the jury to draw an adverse
inference from defendant's failure to testify.
Because defendant did not object to this portion of the
closing argument at trial, he carries the burden on appeal of
showing the prosecutor's argument was so grossly improper that
the trial court should have intervened ex mero motu. State v.
Call, 349 N.C. 382, 419-20, 508 S.E.2d 496, 519 (1998). [T]he
impropriety of the argument must be gross indeed in order for
this Court to hold that a trial judge abused his discretion in
not recognizing and correcting ex mero motu an argument which
defense counsel apparently did not believe was prejudicial when
he heard it. State v. Johnson, 298 N.C. 355, 369, 259 S.E.2d
752, 761 (1979). In evaluating whether the prosecutor improperly
commented on defendant's failure to testify, we must consider the
prosecutor's comments in the context in which they were made andin light of the overall factual circumstances to which they
referred. Call, 349 N.C. at 420, 508 S.E.2d at 519.
It is well-established that it is improper for a
prosecutor to comment in closing argument on a defendant's
failure to testify. State v. Ward, 354 N.C. 231, 250-51, 555
S.E.2d 251, 264-65 (2001); State v. Mitchell, 353 N.C. 309, 326,
543 S.E.2d 830, 840, cert. denied, 534 U.S. 1000, 151 L. Ed. 2d
389 (2001); State v. Parker, 350 N.C. 411, 430-31, 516 S.E.2d
106, 120 (1999), cert. denied, 528 U.S. 1084, 145 L. Ed. 2d 681
(2000). However, a prosecutor does not violate this prohibition
unless 'the language used [was] manifestly intended to be, or
was . . . of such character that the jury would naturally and
necessarily take it to be a comment on the failure of the accused
to testify.' State v. Rouse, 339 N.C. 59, 95-96, 451 S.E.2d
543, 563 (1994), cert. denied, 516 U.S. 832, 133 L. Ed. 2d 60
(1995), quoting United States v. Anderson, 481 F.2d 685, 701 (4th
Cir. 1973) aff'd, 417 U.S. 211, 41 L. Ed. 2d 20 (1974).
When the prosecutor's statement in the case sub judice
is considered in its proper context, it is apparent that the
prosecutor did not comment on defendant's failure to testify.
Rather, the prosecutor's statement was aimed at demonstrating a
weakness in defendant's theory of the case. In opening
arguments, defendant's counsel emphasized the forthcoming
testimony of Dr. Hilkey, a psychologist who was expected to
testify that, but for Maniego's strong influence over defendant,
defendant would not have killed Brandt. In response, the
prosecutor began his closing argument by reminding the jury ofthe evidence which tended to show that defendant acted
independently. The prosecutor pointed out that defendant held a
knife to Brandt's throat, told Maniego where to drive and where
to pull over, restrained Brandt with the handcuffs, gagged Brandt
with a ball and electrical tape, and then stabbed him
approximately 31 times. Only after this recitation of the
evidence did the prosecutor make the statement in question.
After making the statement in question, the prosecutor said
[b]oth of these individuals are culpable in this killing. The
prosecutor was arguing that, contrary to defendant's assertion,
evidence showed both defendant and Maniego were responsible for
Brandt's death, and that the evidence did not show Maniego's
influence was the driving force in Brandt's murder. The
prosecutor's statement properly demonstrated that the evidence
did not confirm defendant's version of the facts; the statement
was not an improper comment on defendant's decision not to
testify.
Since the prosecutor's statement neither strayed from
the bounds of propriety nor, in its proper context, was of such
character that the jury would naturally and necessarily take it
to be a comment on the failure of the accused to testify, Rouse,
339 N.C. at 95-96, 451 S.E.2d at 563, quoting Anderson, 481 F.2d
at 701, it was not so grossly improper that the trial court
should have intervened ex mero motu. Therefore, defendant's
argument is without merit.
Defendant next argues that the prosecutor misstated the
evidence during his cross-examination of Dr. Hilkey when heasked, [d]id you ever ask this particular defendant why he took
a knapsack to this robbery containing a pair of handcuffs, a roll
of electric tape and a racquetball? Later, during closing
argument, the prosecutor made several similar statements, each
assuming that defendant brought the ball and electrical tape:
According to this particular defendant's
statement he's the one who brought the ball
to this horrible crime. He's the one who
brought the tape. . . .
What possesses a person to bring electric
tape and a racquetball to a robbery?
. . .
Ladies and gentlemen of the [j]ury, he didn't
just jump David Brandt out there in the
parking lot of the Jacksonville Mall as he
was walking out of the store and beat him.
He didn't just let David drive a little ways
and rob him. Ladies and gentlemen of the
[j]ury, he had it thought out to the point he
brought along handcuffs, he brought along
tape, he brought along a rubber ball.
Despite the prosecutor's repeated statements to the
contrary, the evidence does not show defendant told the police he
brought the ball and electrical tape to the scene. While he
revealed in his statement that he brought the handcuffs,
defendant only confessed to using, not bringing, the ball and
electrical tape to silence Brandt.
This Court has held that [c]ounsel may argue the facts
in evidence and all reasonable inferences that may be drawn
therefrom together with the relevant law in presenting the case.
State v. Anderson, 322 N.C. 22, 37, 366 S.E.2d 459, 468 (emphasis
added), cert. denied, 488 U.S. 975, 102 L. Ed. 2d 548 (1988).
Certainly, the facts give rise to an inference that defendantbrought the ball and tape to the scene of the crime. First,
defendant admitted to bringing the handcuffs to the scene in a
backpack he regularly carried. While defendant did not expressly
admit to bringing the ball and tape, he confessed to the police
that he used all three implements -- the ball, the tape and the
handcuffs -- to restrain Brandt before stabbing him.
Additionally, defendant pointed out in his statement that Maniego
handed him the knife Maniego had brought to the scene and told
defendant to kill Brandt. That defendant did not tell the police
Maniego also brought the ball and tape to the scene gives rise to
an inference that defendant brought them himself. Finally, Dr.
Hilkey testified on cross-examination that he was aware the ball
and tape were brought to the scene, but he could not remember
whether defendant had disclosed this information to him or
whether he had read it in one of Maniego's statements. While the
inference is less direct here, counsel for the State could infer
that Dr. Hilkey's response meant he was aware, either through his
contact with defendant or his review of Maniego's statements,
that defendant brought the ball and tape. Because the
prosecutor's comments were reasonable inferences drawn from
facts in evidence, Anderson, 322 N.C. at 37, 366 S.E.2d at 468,
the prosecutor's remarks were not improper. Therefore, the
prosecutor's remarks did not amount to gross impropriety
warranting the trial court's intervention, and defendant's
assignment of error is overruled.
Defendant also claims the trial court erred by denying
his motion for a protective order requiring raw psychologicaltest data pertaining to the defendant to be released only to
qualified professionals retained by the State. Defendant argues
that releasing the data directly to prosecutors was error, and
that the trial court erred by failing to intervene in order to
prevent the subsequent misuse of the raw data during the State's
cross-examination of Dr. Hilkey at the sentencing hearing.
In the present case, the State requested that the trial
court order the defense to disclose the raw test data obtained
from Dr. Hilkey's psychological examination of defendant.
Defendant's counsel explained that Dr. Hilkey had some ethical
concerns about disclosing the data, but would agree to turn it
over if the court ordered him to do so. On the trial court's
order, the data was disclosed to the State, which later used it
to cross-examine Dr. Hilkey.
We first address whether the trial court erred in
denying defendant's motion for a protective order. N.C.G.S §
15A-905(b) requires defendants to produce to the State during
discovery, among other things,
results or reports of physical or mental
examinations or of tests, measurements or
experiments made in connection with the case,
or copies thereof, within the possession and
control of the defendant which the defendant
intends to introduce in evidence at the trial
or which were prepared by a witness whom the
defendant intends to call at the trial, when
the results or reports relate to his
testimony.
N.C.G.S. § 15A-905(b) (2001). In addition, in applying N.C.G.S.
§ 15A-905(b), this Court has held that raw psychological data
like the data at issue in the present case must be disclosed to
the State during discovery. See State v. Cummings, 352 N.C. 600,615, 536 S.E.2d 36, 48 (2000). Because the trial court's order
did nothing more than employ the provisions of N.C.G.S. § 15A-
905(b), we conclude that the trial court did not err in its
denial of defendant's motion for a protective order and its
subsequent order requiring defendant to turn over the data in
question directly to the prosecutors.
We next consider whether the trial court erred in
failing to intervene ex mero motu to prevent alleged misuse of
the raw psychological data during the State's cross-examination
of Dr. Hilkey at the sentencing hearing. Because defendant did
not object, we review the cross-examination for plain error. See
N.C. R. App. P. 10(c)(4); and State v. Barden, 356 N.C. 316, 348,
572 S.E.2d 108, 130 (2002) (where defendant assigned error, but
failed to object, to the prosecutor's cross-examination, and this
Court applied plain error review), cert. denied, __ U.S. __, 155
L. Ed. 2d 1074 (2003). Under plain error review, reversal is
justified when the claimed error is so basic, prejudicial, and
lacking in its elements that justice was not done. State v.
Prevatte, 356 N.C. 178, 258, 570 S.E.2d 440, 484 (2002), cert.
denied, __ U.S. __, 155 L. Ed. 2d 681 (2003).
We have already established that defense counsel was
required by N.C.G.S. § 15A-905(b) to turn over the data in
question during discovery. While the Rules of Evidence do not
apply during sentencing hearings, we are also guided in this
instance by N.C.G.S. § 8C-1, Rule 705 (2001), which states in
part that [t]he expert may in any event be required to disclose
the underlying facts or data on cross-examination. Additionally, this Court has held that if an expert obtained any
information from a psychological test administered to a defendant
which related to the expert's testimony, then the test is both
discoverable and within the proper scope of cross-examination.
State v. McCarver, 341 N.C. 364, 397-98, 462 S.E.2d 25, 44
(1995), cert. denied, 517 U.S. 1110, 134 L. Ed. 2d 482 (1996).
We therefore conclude that the cross-examination of Dr. Hilkey
was proper, and that the trial court committed no error in
failing to intervene ex mero motu. Defendant's assignment of
error is overruled.
Defendant next claims the trial court erred by
providing jury instructions that allowed double-counting of
evidence and elements between statutory aggravating
circumstances. Defendant presents two arguments in support of
his claim: aggravating factor (e)(6) was subsumed within factor
(e)(5); and aggravating factor (e)(5) was subsumed within factor
(e)(9).
The State claims plain error review applies because
defendant failed to object to the alleged double counting of
elements and evidence. However, defendant contends harmless
error analysis applies because the trial court failed to record
the charge conference as N.C.G.S. § 15A-1231(b) requires, and
because Stringer v. Black, 503 U.S. 222, 231, 117 L. Ed. 2d 367,
379 (1992), states that plain error review is not
constitutionally sufficient for invalid aggravating
circumstances. We conclude that the aggravating circumstances
were not duplicative. Therefore, the trial court committedneither plain nor harmless error regarding the double-counting of
elements and evidence in its aggravating circumstances jury
instructions, and we need not reach the issue of which standard
of review applies.
Defendant first argues aggravating factor (e)(5) (the
murder was committed in commission of a kidnapping) was subsumed
within aggravating factor (e)(6) (the murder was committed for
pecuniary gain). A jury may not consider two aggravating
circumstances when one completely overlaps the other. State v.
Jennings, 333 N.C. 579, 628, 430 S.E.2d 188, 214, cert. denied,
510 U.S. 1028, 126 L. Ed. 2d 602 (1993). The trial court
properly instructed the jury on the (e)(5) aggravating factor as
follows:
First-degree kidnapping is the unlawful
confinement, restraint or removal of a person
without the person's consent for the purpose
of facilitating his commission of the felony
of robbery with a dangerous weapon, when the
confinement, restraint or removal was a
separate complete act, independent of and
apart from the robbery with the dangerous
weapon and the person was not released by the
defendant in a safe place or had been
seriously injured.
If you find from the evidence beyond a
reasonable doubt that when the defendant
killed the victim, the defendant unlawfully
confined a person, restrained a person,
removed a person from one place to another
and that the person did not consent and that
this was done for the purpose of facilitating
the defendant's commission of robbery with a
dangerous weapon and this confinement,
restraint or removal was a separate complete
act, independent of and apart from the
robbery with a dangerous weapon and that the
person confined, restrained or removed was
not released by the defendant in a safe place
or had been seriously injured, you would find
this aggravating circumstance and would soindicate by having your foreperson write
yes in the space after this aggravating
circumstance on the Issues and
Recommendations form.
The trial court then instructed the jury on the (e)(6)
aggravating factor as follows:
A murder is committed for pecuniary gain if
the defendant, when he commits it, obtained
or intends or expects to obtain money or some
other thing which can be valued in money,
either as compensation for committing it or
as a result of the death of the victim.
If you find from the evidence beyond a
reasonable doubt that when the defendant
killed the victim, the defendant did so to
obtain from the victim $2688 in U.S. money
held by the victim for the victim's employer,
you would find this aggravating circumstance,
and would so indicate by having your
foreperson write yes in the space after
this aggravating circumstance on the Issues
and Recommendation form.
Double-counting occurs when two aggravating
circumstances based upon the same evidence are submitted to the
jury. State v. Barnes, 345 N.C. 184, 238, 481 S.E.2d 44, 74,
cert. denied, Chambers v. North Carolina, 522 U.S. 876, 139 L.
Ed. 2d 134 (1997), cert. denied, 523 U.S. 1024, 140 L. Ed. 2d 473
(1998). While a complete overlap is impermissible, some overlap
in the evidence supporting each aggravating circumstance is
permissible. Id. Defendant argues that the submission of both
the (e)(5) and (e)(6) aggravating circumstances in this case
constitutes impermissible double-counting. We disagree.
As we stated in State v. Green, 321 N.C. 594, 610, 365
S.E.2d 587, 596-97, cert. denied, 488 U.S. 900, 102 L. Ed. 2d 235
(1998), 'there is no error in submitting multiple aggravating
circumstances provided that the inquiry prompted by theirsubmission is directed at distinct aspects of the defendant's
character or the crime for which he is to be punished.' (quoting
State v. Hutchins, 303 N.C. 321, 354, 279 S.E. 2d 788, 808
(1981), cert. denied, 464 U.S. 1065, 79 L. Ed. 2d 207 (1984)).
Such is the case here. The circumstance of the committing the
murder while in commission of a kidnapping directs the jury's
attention to the factual circumstances of defendant's crimes.
The circumstance of [committing the murder for pecuniary gain]
requires the jury to consider not defendant's actions but his
motive for killing the victim. Green, 321 N.C. at 610, 365
S.E.2d at 597. Therefore, we conclude the trial court did not
err by submitting both the (e)(5) and the (e)(6) aggravating
circumstances to the jury.
Furthermore, in Call, 349 N.C. 382, 508 S.E.2d 496, we
considered nearly identical jury instructions and found no error.
Our rationale in Call applies to this case.
Even though the jury would necessarily
have to consider evidence of the robbery to
find each aggravating circumstance, it is
clear from the record that the trial court
did not allow the jury to find both
aggravating circumstances using the exact
same evidence. Further, both circumstances
were supported by sufficient, independent
evidence, apart from that which overlapped,
upon which the jury could rely.
Id. at 427, 508 S.E.2d at 524. As in Call, we conclude that
aggravating circumstance (e)(6) was not subsumed within
aggravating circumstance (e)(5), and that the trial court did not
commit error by instructing the jury on both circumstances.
Next, we examine whether aggravating circumstance
(e)(5) (the murder was committed while defendant was engaged inthe commission of a kidnapping) was completely subsumed within
aggravating circumstance (e)(9) (the capital felony was
especially heinous, atrocious, or cruel), and whether the trial
court erred in failing to intervene to prevent improper argument
regarding aggravating circumstance (e)(9).
The evidence showing the murder was committed during a
kidnapping is, as the trial court stated in its instruction to
the jury, that the defendant unlawfully confined a person,
restrained a person, removed a person from one place to another
and that the person did not consent and that this was done for
the purpose of facilitating the defendant's commission of robbery
with a dangerous weapon. Evidence exists separate from the
kidnapping, showing the murder was especially heinous, atrocious,
or cruel, including that defendant made the victim take off his
clothes, put a ball into the victim's mouth, and put electrical
tape around the victim's head to secure the ball. The electrical
tape covered the victim's mouth and nose. The ball and tape
completely cut off the victim's oxygen supply. Dr. Christopher
Ingram, the medical examiner who performed the autopsy on the
victim, testified that the victim would have lost consciousness
within four minutes due to the ball and tape if defendant had not
stabbed the victim. Defendant then stabbed the victim ten to 30
times while the victim was alive. Thus, separate evidence, apart
from the kidnapping, shows the murder was especially heinous,
atrocious, or cruel.
The trial court instructed the jury not to use the same
evidence as a basis for finding more than one aggravating factor. Because separate evidence exists for each factor, and because we
must presume the jury followed the trial court's instructions,
State v. Wiley, 355 N.C. 592, 637, 565 S.E.2d 22, 52, cert.
denied, 537 U.S. 1117, 154 L. Ed. 2d 795 (2003), we conclude that
aggravating circumstance (e)(5) was not subsumed within
aggravating circumstance (e)(9). Hence, we conclude the trial
court did not err by instructing the jury on aggravating
circumstances (e)(5) and (e)(9).
Defendant also claims that the trial court erred by
permitting the prosecutor's (e)(9) argument (that the murder was
especially heinous, atrocious, or cruel) to go beyond the
victim's murder experience to include the kidnapping offense as
well. Defendant also argues that the prosecutor asked the jury
to use the same evidence to find these two aggravating
circumstances.
When the prosecutor first asked the jury to image
[sic] what [the victim] thought during his closing arguments,
defendant objected. We assume defendant was objecting to the
prosecutor's request that the jury imagine what the victim was
thinking. However, we have consistently found such requests to
be proper. See State v. Anthony, 354 N.C. 372, 427, 555 S.E.2d
557, 592 (2001); State v. Jones, 346 N.C. 704, 714-15, 487 S.E.2d
714, 720-21 (1997). Moreover, defendant does not argue that the
prosecutor's general request that the jury imagine what the
victim was thinking was improper. Therefore, we decline to find
the prosecutor's request improper in this case. Furthermore, defendant did not object to the
prosecutor's request that the jury imagine defendant's feelings
during the kidnapping. Thus, we must determine whether the
prosecutor's remarks were so grossly improper that the trial
court erred in failing to intervene ex mero motu. Barden, 356
N.C. at 358, 572 S.E.2d at 135.
Although a complete overlap in the evidence supporting
each aggravating factor is impermissible, some overlap in the
evidence supporting each aggravating factor is permitted.
Barnes, 345 N.C. at 238, 481 S.E.2d at 74. Here, although some
of the evidence of aggravating circumstances (e)(5) and (e)(9)
overlaps, separate and distinct evidence exists for each factor.
We conclude that the prosecutor's request for the jury to
consider the victim's thoughts during the kidnapping was proper.
We also conclude that the prosecutor's argument was not a request
for the jury to consider the exact same evidence to find
aggravating circumstances (e)(5) and (e)(9). Therefore, we
overrule defendant's assignment of error.
Next, defendant contends he was denied effective
assistance of counsel by counsel's failure to object or preserve
error, counsel's failure to provide prior evaluations to Dr.
Hilkey, counsel's failure to provide a prior witness statement to
Dr. Hilkey, and counsel's failure to elicit a favorable element
of diagnosis from Dr. Hilkey.
In State v. Braswell, this Court adopted the United
States Supreme Court's language in Strickland v. Washington, andenunciated the following two-part test for determining whether a
defendant received ineffective assistance of counsel:
First, the defendant must show that
counsel's performance was deficient. This
requires showing that counsel made errors so
serious that counsel was not functioning as
the counsel guaranteed the defendant by the
Sixth Amendment. Second, the defendant must
show that the deficient performance
prejudiced the defense. This requires
showing that counsel's errors were so serious
as to deprive the defendant of a fair trial,
a trial whose result is reliable.
Braswell, 312 N.C. 553, 562, 324 S.E.2d 241, 248 (1985) (quoting
Strickland, 466 U.S. 668, 687, 80 L. Ed. 2d 674, 693 (1984)). We
conclude that counsel's performance was not deficient; therefore,
defendant did not receive ineffective assistance of counsel.
Defendant first claims he received ineffective
assistance of counsel because his counsel failed to object or
preserve error regarding the following: the prosecutor's
improper comment on defendant's failure to testify; the
prosecutor's misstatement of evidence; the double-counting of
elements and evidence between statutory aggravating
circumstances; and the prosecutor's improper argument regarding
the especially heinous, atrocious, or cruel aggravating
circumstance.
Defendant argues that his counsel failed to object to
the prosecutor's comment on defendant's failure to testify.
However, we have previously concluded that the prosecutor's
statement was not an improper comment on defendant's failure to
testify. Therefore, the prosecutor's statement was not improper,and defendant failed to show that counsel's performance was
deficient, as the first part of the Strickland test requires.
Defendant next argues he received ineffective
assistance of counsel because his counsel failed to object to the
prosecutor's misstatement of the evidence during the prosecutor's
cross-examination of Dr. Hilkey. However, the prosecutor did not
misstate the evidence. Therefore because the prosecutor's
statement was proper, defendant's counsel did not err by
declining to object, and defendant failed to show his counsel was
deficient as required by the first part of the Strickland test.
Defendant also argues he received ineffective
assistance of counsel because his counsel failed to object to the
double-counting of elements and evidence between statutory
aggravating circumstances. However, we have already determined
that the trial court properly instructed the jury on all three
aggravating circumstances. Therefore, the prosecutor's statement
was not improper, and defendant failed to meet the first prong of
the Strickland test.
Additionally, defendant claims he received ineffective
assistance of counsel because his counsel failed to object to the
prosecutor's improper argument regarding the especially heinous,
atrocious, or cruel aggravating circumstance. Having concluded
that the prosecutor's remarks were not improper, counsel was not
deficient by choosing not to object, and defendant again has
failed to meet the first part of the Strickland test.
Defendant next claims he received ineffective
assistance of counsel because of his counsel's failure to providedefendant's prior psychiatric evaluations to Dr. Hilkey, the
psychologist who testified on defendant's behalf. Defendant
contends this failure made Dr. Hilkey look unprepared and
undermined the psychologist's credibility. The transcript
contains sufficient information to determine whether counsel's
decision not to provide defendant's prior psychiatric evaluations
to Dr. Hilkey prejudiced defendant. Therefore, we will review
this issue on direct appeal.
We do not conclude defense counsel's conduct fell[]
below an objective standard of reasonableness, State v. Fair,
354 N.C. 131, 166-67, 557 S.E.2d 500, 525 (2001), cert. denied,
535 U.S. 1114, 153 L. Ed. 2d 162 (2002), when defense counsel
failed to provide Dr. Hilkey with defendant's prior psychological
evaluations. Defendant argues that because Dr. Hilkey did not
review these evaluations prior to testifying, he appeared
unprepared during the State's cross-examination. However, Dr.
Hilkey's credibility was not harmed. In fact, defense counsel
used the cross-examination in his closing argument to bolster Dr.
Hilkey's credibility. Therefore, because defendant failed to
show counsel made errors so serious that counsel was not
functioning as the counsel guaranteed the defendant by the
Sixth Amendment, Braswell, 312 N.C. at 562, 324 S.E. 2d at 248,
defendant did not meet the first prong of the Strickland test.
Defendant next claims he received ineffective
assistance of counsel because defense counsel did not provide Dr.
Hilkey with a witness statement. After Dr. Hilkey testified, the
State presented rebuttal evidence consisting of Anthony Nathan'stestimony that he heard defendant tell another jail inmate, I
can't change anything. I mean, I'm guilty. . . . I know I did it
and I didn't feel anything. The transcript contains sufficient
information to determine whether counsel's decision not to
provide Dr. Hilkey with Nathan's statement prejudiced defendant.
Therefore, we will review this issue on direct appeal.
Defense counsel's failure to inform Dr. Hilkey of this
statement did not harm Dr. Hilkey's credibility. In defense
counsel's closing argument at sentencing, counsel stated: after
the fourth stab wound and [defendant] went into a fog. . . .[that
defendant said he] didn't feel anything is consistent with Dr.
Hilkey's opinion. Because evidence that defendant didn't feel
anything when he killed the victim is not inconsistent with
defendant feeling remorse at a later time, defense counsel did
not err by failing to inform Dr. Hilkey of this statement. Thus,
defendant failed to show that counsel's performance was
deficient, Braswell, 312 at 562, 324 S.E.2d at 248.
Next, defendant argues his trial counsel was
ineffective by failing to elicit testimony from Dr. Hilkey
concerning one element of dependent personality. Dr. Hilkey
testified that defendant met six of eight criteria for a
dependent personality, as defined by the Revised Diagnostic and
Statistical Manual of Mental Disorders (Michael B. First ed. 4th
ed. 2000). Dr. Hilkey described the fifth criterion as: goes
to excessive lengths to obtain nurturing and support of others.
The Revised Diagnostic and Statistical Manual of Mental Disorders
in fact defines the fifth criterion as: a person who goes toexcessive lengths to obtain nurturance and support from others,
to the point of volunteering to do things that are unpleasant.
Id. at 725 (emphasis added). Defendant argues the italicized
language, which defense counsel did not elicit from Dr. Hilkey,
directly addresses how defendant's dependent personality related
to his criminal actions.
The record indicates defense counsel did not fail to
elicit defendant's dependent personality from Dr. Hilkey.
Although Dr. Hilkey's description of the fifth criterion did not
indicate Maniego influenced defendant to commit crimes, other
portions of Dr. Hilkey's testimony indicate Maniego's influence.
For example, Dr. Hilkey testified that defendant would often
times seek people who he would rely on who he would become
dependent on and abandon his own . . . sense of . . . self. Dr.
Hilkey also testified that defendant's need to belong . . . took
precedence over his own capacity to know right from wrong, and
that defendant was directly influenced by the behavior of
[Maniego]. Thus, Dr. Hilkey did indicate that defendant's
personality disorder influenced his commission of crimes.
Defendant's counsel did not err merely by failing to
elicit evidence of Maniego's influence at the beginning of Dr.
Hilkey's testimony. Therefore, defendant failed to show
ineffective assistance of counsel because he did not show his
counsel's performance was deficient. Braswell, 312 N.C. at
562, 324 S.E.2d at 248.
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