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KAREN McKINNEY, Individually and as Administratrix of the Estate
of MICHAEL EDWARD McKINNEY
v.
JAMES EVERETT RICHITELLI
On discretionary review pursuant to N.C.G.S. § 7A-31 of
a unanimous, unpublished decision of the Court of Appeals, 149
N.C. App. 973, 563 S.E.2d 100 (2002), reversing summary judgment
entered by Judge Narley Cashwell, on 14 March 2001 in Superior
Court, Wake County. Heard in the Supreme Court 3 December 2002.
Pipkin, Knott, Clark & Berger, L.L.P., by Ashmead P.
Pipkin, for plaintiff-appellant.
Huggard, Obiol & Blake, P.L.L.C., by John P. Huggard,
for defendant-appellee.
EDMUNDS, Justice.
Plaintiff Karen McKinney, acting individually and as
the personal representative of the estate of her deceased son,
Michael Edward McKinney
(See footnote 1)
(Michael), brought this declaratory
action against Michael's father, James Everett Richitelli
(defendant), to determine the rights of the parties with respect
to any proceeds of Michael's estate and to any proceeds of a
wrongful death action brought on Michael's behalf. The Court of
Appeals reversed the trial court's entry of summary judgment infavor of plaintiff. For the reasons discussed herein, we reverse
the decision of the Court of Appeals.
Taken in the light most favorable to defendant, the
evidence shows that plaintiff and defendant were married in 1976
and that their son, Michael, was born on 30 July 1977. Plaintiff
and defendant were divorced in 1981. The district court entered
a custody order awarding primary custody of Michael to plaintiff,
while providing defendant visitation rights. Although the
custody order required defendant to pay child support of $240.00
per month beginning on 1 October 1980, he failed to make any
payments from 1 January 1981 through Michael's eighteenth
birthday, 30 July 1995. Defendant admits that he had no contact
or communication with Michael during this period, but explains
that for most of these years, he was either incarcerated for
theft and robbery convictions or suffering from drug and alcohol
abuse.
Defendant's first contact with Michael after 1981 came
when he wrote Michael in March 1997. At this time, Michael was
nineteen years old, had been diagnosed with cancer, and would
later file a medical malpractice action in which he alleged that
a radiologist caused his illness. By defendant's accounts, after
their initial contact, he and Michael visited with each other on
at least three occasions and spoke regularly by telephone before
Michael's death. Between October 1997 and December 1998,
defendant sent Michael six checks totaling $3,150.
Michael's medical malpractice suit was filed on 13 May1998, and he died intestate on 21 February 1999. After plaintiff
was appointed as the personal representative of Michael's estate
on 19 March 1999, she amended Michael's suit to include a
wrongful death claim. While the wrongful death claim was
pending, plaintiff on 6 July 2000 filed a declaratory judgment
complaint against defendant, seeking a judicial determination of
defendant's rights to any potential award resulting from the
wrongful death suit. Defendant answered and moved to dismiss the
declaratory judgment action pursuant to N.C. R. Civ. P. 12(b)(6).
Following discovery, plaintiff filed a motion for summary
judgment claiming she was entitled to judgment as a matter of law
because defendant's behavior during the period of 1981 through
July 30, 1995 constituted a willful abandonment resulting in the
loss of his right to intestate succession in any part of
[Michael's] estate including wrongful death proceeds.
The motions were heard in the Superior Court, Wake
County, on 31 January 2001. The key issue was the interpretation
of N.C.G.S. § 31A-2, Acts barring rights of parents, which
provides as follows:
Any parent who has wil[l]fully abandoned
the care and maintenance of his or her child
shall lose all right to intestate succession
in any part of the child's estate and all
right to administer the estate of the child,
except --
(1) Where the abandoning parent resumed
its care and maintenance at least
one year prior to the death of the
child and continued the same until
its death; or
(2) Where a parent has been deprived of
the custody of his or her childunder an order of a court of
competent jurisdiction and the
parent has substantially complied
with all orders of the court
requiring contribution to the
support of the child.
N.C.G.S. § 31A-2 (2001). On 14 March 2001, the trial court
denied defendant's motion to dismiss and granted plaintiff's
motion for summary judgment by an order declaring that pursuant
to N.C.G.S. § 31A-2 defendant . . . has lost all right to
intestate succession in any part of [Michael's] estate,
including, but not limited to, the proceeds of any wrongful death
claim because of his willful abandonment of the care and
maintenance of [Michael] during his minority.
Defendant appealed, and in an unpublished opinion, the
Court of Appeals reversed the trial court's judgment. McKinney
v. Richitelli, 149 N.C. App. 973, 563 S.E.2d 100 (2002). The
Court of Appeals noted that our case law remains unclear whether
a parent can resume a relationship with a child after the child
reaches the age of majority and therefore fall within the first
exception to N.C.G.S. § 31A-2, but concluded that a genuine
issue of material fact existed as to whether defendant had
resumed a relationship with Michael sufficient to invoke the
exception set out in N.C.G.S. § 31A-2(1). The Court of Appeals'
opinion and the briefs to this Court relied heavily on our order
vacating In re Estate of Lunsford, 143 N.C. App. 646, 547 S.E.2d
483 (2001), a case similar to the one at issue, and remanding the
case only for additional findings of fact by the trial court. Inre Estate of Lunsford, 354 N.C. 571, 556 S.E.2d 292 (2001).
However, in that order, we made no determinations as to questions
of law. Because the record in the case at bar is sufficiently
developed to allow us to reach the underlying issues, we do not
consider arguments based on our order in Lunsford to be
applicable.
Summary judgment may be granted in a declaratory
judgment action where 'the pleadings, depositions, answers to
interrogatories, and admissions on file, together with the
affidavits, if any, show that there is no genuine issue as to any
material fact and that any party is entitled to a judgment as a
matter of law.' Williams v. Blue Cross Blue Shield of N.C., 357
N.C. 170, 178, 581 S.E.2d 415, 422 (2003) (quoting N.C.G.S.
§ 1A-1, Rule 56(c) (2001)). Plaintiff argues that the Court of
Appeals erred in determining that a genuine issue of material
fact existed as to whether defendant had resumed statutorily
adequate care and maintenance of Michael.
In deciding whether summary judgment was proper in this
case, we must undertake a three-fold inquiry. First, we must
determine whether N.C.G.S. § 31A-2 applies after a child has
reached his or her majority to prevent an abandoning parent from
recovering through an offspring that was abandoned while a
minor.
(See footnote 2)
If so, we must next consider whether defendant abandonedMichael such that N.C.G.S. § 31A-2 precludes defendant from
taking under intestate succession. Finally, if we find that
defendant abandoned Michael, we must determine whether a parent
who has abandoned his or her minor child may thereafter resume a
parent-child relationship with the now-adult child and, by so
doing, come under the exception set out in N.C.G.S. § 31A-2(1).
See Heyward D. Armstrong, In re Estate of Lunsford and Statutory
Ambiguity: Trying to Reconcile Child Abandonment and the
Intestate Succession Act, 81 N.C. L. Rev. 1149 (2003).
We observe at the outset that N.C.G.S § 31A-2 is
ambiguous because nowhere in chapter 31A of the General Statutes
is the term child defined, nor is the meaning of the term clear
from its context. Thus child here could reasonably mean either
a minor offspring or an offspring of any age. Although defendant
contends that the word child as used in the body of the statute
logically refers to a minor child, he argues that the word
child as used in the exception set out in N.C.G.S. § 31A-2(1)
refers to a child regardless of age. Under defendant's
interpretation, a parent may reconcile with his or her offspring
after the child has reached majority and thereafter take if the
adult child dies intestate. In contrast, plaintiff argues that
under N.C.G.S. § 31A-2 the continuous abandonment of a minor
child by a parent permanently terminates that parent's right to
participate in the intestate share when the child reaches his or
her majority. Under plaintiff's interpretation, the exception
set out in N.C.G.S. § 31A-2(1) can take effect only if thereconciliation occurs while the child is still a minor.
In interpreting such a statutory ambiguity, we adhere
to the following rules of construction:
Where the language of a statute is clear and
unambiguous, there is no room for judicial
construction and the courts must construe the
statute using its plain meaning. Utilities
Comm. v. Edmisten, Atty. General, 291 N.C.
451, 232 S.E.2d 184 (1977). But where a
statute is ambiguous, judicial construction
must be used to ascertain the legislative
will. Young v. Whitehall Co., 229 N.C. 360,
49 S.E.2d 797 (1948). The primary rule of
construction of a statute is to ascertain the
intent of the legislature and to carry out
such intention to the fullest extent. Buck
v. Guaranty Co., 265 N.C. 285, 144 S.E.2d 34
(1965). This intent must be found from the
language of the act, its legislative history
and the circumstances surrounding its
adoption which throw light upon the evil
sought to be remedied. Milk Commission v.
Food Stores, 270 N.C. 323, 332, 154 S.E.2d
548, 555 (1967).
Burgess v. Your House of Raleigh, Inc., 326 N.C. 205, 209, 388
S.E.2d 134, 136-37 (1990).
Our analysis begins with Avery v. Brantley, 191 N.C.
396, 131 S.E. 721 (1926). In Avery, the father abandoned his
daughter, and the issue before us was the father's ability to
recover in the negligence suit brought when his intestate
daughter was killed in an accident. We considered two statutes
then in effect. One statute, 1 N.C. Cons. Stat. § 189 (1920),
terminated the rights of a natural parent to the care, custody,
and services of a child once the parent gave up the child for
adoption. The other statute, 1 N.C. Cons. Stat. 137(6) (Supp.
1924), provided that a parent would inherit if a child diedintestate. This second statute did not contain a provision
limiting its operation when a parent had abandoned the child.
Because the child in Avery had not been adopted, we held that the
statutes could not be interpreted in pari materia and that the
statute allowing the parents to inherit from their intestate
daughter controlled. Id. at 400, 131 S.E. at 722. Accordingly,
we concluded that the mother and father shared in the proceeds of
the child's estate, even though the father had abandoned the
child. Id. Thereafter, the General Assembly amended 137(6) to
provide,
[i]f, in the lifetime of its father and
mother, a child dies intestate, without
leaving husband, wife or child, or the issue
of a child, its estate shall be equally
divided between the father and mother. If
one of the parents is dead at the time of the
death of the child, the surviving parent
shall be entitled to the whole of the
estate. . . . Provided, that a parent, or
parents, who has willfully abandoned the
care, custody, nurture and maintenance of
such child to its kindred, relatives or other
person, shall forfeit all and every right to
participate in any part of said child's
estate under the provisions of this section.
Act of Mar. 9, 1927, ch. 231, 1927 N.C. Sess. Laws 591 (amending
1 N.C. Cons. Stat. § 137(6), later recodified as N.C.G.S. § 28-
149(6) (1943).
With the adoption in 1960 of a new Intestate Succession
Act, N.C.G.S. ch. 29, N.C.G.S. § 28-149(6) was abolished. The
General Statutes Commission, cognizant of the inadequate
statutory law relating to the inheritance of property by unworthy
heirs, thereupon created a special committee to draft newlegislation addressing the topic. Report of Drafting Committee
to the General Statutes Commission, Special Report of the General
Statutes Commission on an Act to Be Entitled Acts Barring
Property Rights, at 1 (Feb. 8, 1961). The committee responded
by drafting a bill (enacted by the General Assembly and now
codified as N.C.G.S. § 31A-2) that, among other provisions,
prohibited abandoning parents from recovering through their
intestate children. The committee stated that the purpose of
this section was to revise, broaden, and reintroduce abolished
N.C.G.S. § 28-149(6). Id. at 4. The committee reasoned that
[i]t seems very inequitable to allow a parent who has abandoned
his child to inherit from such child when the child dies
intestate. Id. However, the committee also provided two
exceptions that allowed an abandoning parent to share in the
intestate's estate. Id. The first of these exceptions
encouraged an abandoning parent to resume his or her duties of
care and maintenance of the child in an effort to renew the
parent-child relationship. See N.C.G.S. § 31A-2(1).
It is apparent from this history that the legislative
intent behind N.C.G.S. § 31A-2 was both to discourage parents
from shirking their responsibility of support to their children
and to prevent an abandoning parent from reaping an undeserved
bonanza. Were we to hold that section 31A-2 has no application
once a child reaches majority, a parent who has abandoned his or
her child would nevertheless automatically inherit if the still-
abandoned child died intestate after reaching the age ofeighteen. Such an interpretation would frustrate the statute's
purpose and effectively forgive the abandoning parent's
dereliction. Therefore, we hold that N.C.G.S. § 31A-2 applies to
any abandoned child dying intestate regardless of the child's age
at death.
We next consider whether defendant abandoned Michael.
While we have observed the difficulty of formulating a uniform
definition of the term, we have explained abandonment of a
child as wil[l]ful or intentional conduct on the part of the
parent which evinces a settled purpose to forego all parental
duties and relinquish all parental claims to the child. Pratt
v. Bishop, 257 N.C. 486, 501, 126 S.E.2d 597, 608 (1962); see
also In re Young, 346 N.C. 244, 251, 485 S.E.2d 612, 617 (1997).
Abandonment has also been defined as
wil[l]ful neglect and refusal to perform the
natural and legal obligations of parental
care and support. It has been held that if a
parent withholds his presence, his love, his
care, the opportunity to display filial
affection, and wil[l]fully neglects to lend
support and maintenance, such parent
relinquishes all parental claims and abandons
the child.
Pratt v. Bishop, 257 N.C. at 501, 126 S.E.2d at 608; see also
Lessard v. Lessard, 77 N.C. App. 97, 100-01, 334 S.E.2d 475, 477
(1985) (utilizing the Pratt definitions of abandonment in the
context of N.C.G.S. § 31A-2), aff'd per curiam, 316 N.C. 546, 342
S.E.2d 522 (1986). Maintenance or support refers to a parent's
financial obligation to provide support during the child's
minority. See generally Wells v. Wells, 227 N.C. 614, 44 S.E.2d31 (1947).
Applying these precepts to this case, the evidence,
even viewed in the light most favorable to defendant,
demonstrates that defendant abandoned Michael. From the time
Michael was four until after his eighteenth birthday, defendant
violated the court's order by failing to make any child support
payments. Both in her brief and at oral argument, plaintiff
claimed defendant owed approximately $42,000 in arrearages
accrued during Michael's minority. Although defendant states
that for a significant amount of that time he was either
unemployed or in prison, at no point during this period did
defendant attempt to modify the child support order. Even though
defendant was entitled under the support order to visit Michael
on alternate weekends, holidays, and two weeks in the summer, he
did not see his son even once in fifteen years. Defendant admits
that he had no communication with Michael at all during this
period even though he was allowed to write letters from prison
during his periods of incarceration. These findings demonstrate
wil[l]ful or intentional conduct on the part of the parent which
evinces a settled purpose to forego all parental duties and
relinquish all parental claims to the child. Pratt v. Bishop,
257 N.C. at 501, 126 S.E.2d at 608. Thus, we hold that defendant
abandoned Michael as contemplated by N.C.G.S. § 31A-2.
Finally, we must determine whether defendant is
entitled to the benefit of the exception provided in N.C.G.S.
§ 31A-2(1). Defendant argues that this exception applies to anyabandoned child, whether or not that child has reached majority.
He reasons that although the duty of maintenance or financial
support ends at majority, the duty of care applies to a child of
any age. Because he provided sufficient evidence to establish
that he resumed the care and maintenance of Michael at least one
year before Michael's death, defendant argues that his conduct in
the final two years of Michael's life restored defendant's right
to inheritance. We find defendant's arguments unpersuasive.
The critical inquiry as to N.C.G.S. § 31A-2(1) is not
whether a parent can resume a relationship with a child, but
whether a parent resumed its care and maintenance at least one
year prior to the death of the child and continued the same until
its death. N.C.G.S. § 31A-2(1). The exception requires that
the parent resume both the care and maintenance of the child.
Id. (emphasis added). These requirements may not be read in the
disjunctive. As stated above, while care pertains to love and
concern for the child, maintenance refers to the financial
support of a child during minority. See generally Wells v.
Wells, 227 N.C. 614, 44 S.E.2d 31. Our jurisprudence establishes
that [t]he authority of the court to require support for a
normal child ceases when the legal obligation to support no
longer exists. The parents' duty to support . . . cease[s] upon
emancipation. Shoaf v. Shoaf, 282 N.C. 287, 290, 192 S.E.2d
299, 302 (1972). The age of emancipation is precisely fixed--
eighteen. Id. at 291, 192 S.E.2d at 303. Although a parent may
have a duty of support of an older child who is still in school,N.C.G.S. § 50-13.4(c)(2) (2001), there is no evidence to indicate
this provision applies here. In the case at bar, defendant did
not reestablish contact with Michael until he was almost twenty
years old. Even assuming that defendant presented sufficient
evidence that he resumed the care of Michael, defendant cannot
resume the maintenance of Michael because his legal obligation to
do so ceased at eighteen.
We held above that N.C.G.S. § 31A-2 pertains to the
estate of a child of any age. Under the logic of that analysis--
that a parent who abandons a child should benefit from the death
of the child only if the parent has resumed a parental
relationship with the child--an abandoning parent who seeks to
come under the exception in N.C.G.S. § 31A-2(1) must renew both
the care and the maintenance of the child during the child's
minority, when care and maintenance are most valuable. See
Williford v. Williford, 288 N.C. 506, 510, 219 S.E.2d 220, 223
(1975) (although issue not squarely presented, we held that the
plaintiff father, having abandoned the deceased when the latter
was a minor child, may not now share in the proceeds of the
settlement of the claim for wrongful death now in the hands of
the administratrix) (emphasis added). Under the terms of the
statute, the care and maintenance must continue for a year before
the child's death. Therefore, we hold that, in order to benefit
from this provision, a parent must renew such care and
maintenance at least one year before the child reaches the age of
eighteen. This holding not only follows from the preceding
historical and textual analysis, it is also consistent with our
understanding of the General Assembly's overall intent. When an
adult or emancipated child discerns that a parent who had
previously abandoned him or her now sincerely seeks
reconciliation, the child is free to execute a will making
provisions for the no-longer-wayward parent. Although we
acknowledge that this argument is of limited application to the
facts before us because any recovery for Michael's wrongful death
would pass under the laws of intestate succession even if he had
written a will, see N.C.G.S. § 28A-18-2(a) (2001), the larger
principle that the abandoned child has the power to prevent a
reconciled parent from being excluded from the child's estate
informs our analysis. We believe that the General Assembly has
adequately demonstrated an unwillingness to allow an abandoning
parent to take from an abandoned adult child as the result of a
mechanical application of the rules of intestate succession.
We hold that summary judgment in favor of plaintiff was
proper in this case. Accordingly, we reverse the decision of the
Court of Appeals.
REVERSED.
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