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KATHERINE T. LANGE
v.
DAVID R. LANGE
Appeal pursuant to N.C.G.S. § 7A-30(2) from the
decision of a divided panel of the Court of Appeals, 157 N.C.
App. 310, 578 S.E.2d 677 (2003), dismissing as moot an appeal
from an order entered 4 October 2001 by Judge William A.
Christian in District Court, Mecklenburg County. Heard in the
Supreme Court 17 November 2003.
Reid, Lewis, Deese, Nance & Person, L.L.P., by Renny W.
Deese, for plaintiff-appellee.
James, McElroy & Diehl, P.A., by William K. Diehl, Jr.,
Katherine S. Holliday, and Preston O. Odom, III, for
defendant-appellant.
LAKE, Chief Justice.
This appeal arises from an order entered by Judge
William A. Christian requiring the recusal of Judge William G.
Jones and ordering a new hearing in a custody modification
proceeding involving the parties. The Court of Appeals dismissed
as moot defendant's appeal of the recusal order, over Judge
Calabria's dissent, because Judge Jones retired subsequent to
entry of the recusal order but before the appeal was heard. For
the reasons stated herein, we hold that the appeal was not
rendered moot by Judge Jones' retirement. We therefore remand
this case to the Court of Appeals for a determination of the
appeal on the merits and in accordance with this opinion. On 16 November 1998, in District Court, Mecklenburg
County, Judge William G. Jones entered an order settling issues
regarding child custody, visitation, and child support. Pursuant
to the order, the parties were to share legal custody of their
two children. Plaintiff, Katherine Lange, was given primary
physical custody, and a visitation schedule was established for
defendant, David Lange.
On 23 March 2000, plaintiff filed a motion to modify
the custody arrangement because she planned to move to another
city with the children. Defendant filed a response seeking
primary physical custody in the event plaintiff moved to another
city. A custody modification hearing was held before Judge
Jones, the same judge that entered the original custody order.
On 30 June 2000, Judge Jones sent a letter to the
parties which announced his decision in favor of defendant and
requested defendant's attorney, Katherine Holliday, to prepare
the order. The attorneys for both parties consulted several
times regarding the exact wording of the order. Just prior to
Judge Jones' signing the final order, plaintiff's attorney
informed Judge Jones and Katherine Holliday that he planned to
file a motion to recuse Judge Jones on the basis that Judge Jones
and Katherine Holliday jointly owned, with others, vacation
property in the mountains of North Carolina. Judge Jones delayed
signing the custody modification order pending the outcome of the
recusal hearing.
Plaintiff filed a recusal motion, and a hearing was
held before Judge William A. Christian. On 4 October 2001, JudgeChristian entered an order in which he concluded that Judge Jones
had not violated any provision of the North Carolina Code of
Judicial Conduct. Judge Christian also concluded that no
evidence existed of any bias or partiality by Judge Jones towards
either party in the case. Despite these conclusions of law,
Judge Christian ordered that Judge Jones be recused because the
relationship between Judge Jones and Katherine Holliday was such
that it would cause a reasonable person to question whether the
Honorable William G. Jones could rule impartially in the matter.
Finally, Judge Christian ordered that plaintiff was entitled to a
new hearing on her motion for custody modification. Defendant
filed a timely notice of appeal from Judge Christian's order.
Plaintiff cross-appealed from Judge Christian's conclusion that
Judge Jones did not violate the North Carolina Code of Judicial
Conduct.
Judge Jones retired prior to the Court of Appeals
hearing this matter on appeal. As a result of his retirement,
the Court of Appeals' majority dismissed the case as moot. The
Court of Appeals held that because Judge Jones could no longer
preside over any further hearing or sign the custody modification
order, a new judge would have to consider the matter anew, thus
making moot all issues on appeal.
A case is considered moot when a determination is
sought on a matter which, when rendered, cannot have any
practical effect on the existing controversy. Roberts v.
Madison Cty. Realtors Ass'n, 344 N.C. 394, 398-99, 474 S.E.2d
783, 787 (1996). Courts will not entertain such cases because itis not the responsibility of courts to decide abstract
propositions of law. In re Peoples, 296 N.C. 109, 147, 250
S.E.2d 890, 912 (1978), cert. denied, 442 U.S. 929, 61 L. Ed. 2d
297 (1979). Conversely, when a court's determination can have a
practical effect on a controversy, the court may not dismiss the
case as moot. Given the circumstances of this case, a decision
on the merits of the parties' appeal will have a practical effect
on the controversy. Therefore, the Court of Appeals erred by
dismissing the appeal as moot.
Putting the issue of Judge Jones' recusal aside for a
moment, his retirement triggers Rule 63 of the North Carolina
Rules of Civil Procedure. Rule 63 provides:
If by reason of death, sickness or other
disability, resignation, retirement,
expiration of term, removal from office, or
other reason, a judge before whom an action
has been tried or a hearing has been held is
unable to perform the duties to be performed
by the court under these rules after a
verdict is returned or a trial or hearing is
otherwise concluded, then those duties,
including entry of judgment, may be
performed:
. . . .
(2) In actions in the district
court, by the chief judge of
the district, or if the chief
judge is disabled, by any
judge of the district court
designated by the Director of
the Administrative Office of
the Courts.
If the substituted judge is satisfied
that he or she cannot perform those duties
because the judge did not preside at the
trial or hearing or for any other reason, the
judge may, in the judge's discretion, grant a
new trial or hearing.
N.C.G.S. § 1A-1, Rule 63 (2001). In general, the application of
Rule 63 presents the substituted judge with two options in how
to proceed. The judge could choose to honor Judge Jones'
decision in the matter, and enter Judge Jones' order as written.
In the alternative, the judge could choose to grant a new trial
or hearing for the parties. Thus, application of Rule 63 gives
the substituted judge discretion in determining how to
proceed.
If the Court of Appeals determines that Judge Christian
erred in entering his order recusing Judge Jones from the
parties' case, the matter will be remanded to the trial court for
further proceedings in accordance with Rule 63. In such
circumstance, the newly assigned judge will have the discretion
either to enter Judge Jones' order or to hold a new custody
modification hearing.
However, if Judge Christian's recusal order is affirmed
on appeal, Rule 63 has no application in that Judge Jones was
properly recused before he retired. In such case, the newly
assigned judge will have no discretion in how to proceed in that
a new hearing will be held and a new order entered. Therefore,
affirming Judge Christian's recusal order will have the effect of
eliminating any discretion a judge may have to enter Judge Jones'
custody modification order.
Given these options, a decision by the Court of Appeals
on the merits of the parties' appeal will indeed have a practical
effect on the existing controversy. Therefore, the issue is notmoot, and the Court of Appeals erred in dismissing the parties'
appeal.
Because the Court of Appeals will be reviewing the
merits of the parties' appeal regarding Judge Christian's recusal
order, we deem it appropriate to reiterate the standard for
recusal. This Court has previously held that 'the burden is
upon the party moving for disqualification to demonstrate
objectively that grounds for disqualification actually exist.
Such a showing must consist of substantial evidence that there
exists such a personal bias, prejudice or interest on the part of
the judge that he would be unable to rule impartially.' State
v. Scott, 343 N.C. 313, 325, 471 S.E.2d 605, 612 (1996) (quoting
State v. Fie, 320 N.C. 626, 627, 359 S.E.2d 774, 775 (1987)).
Thus, the standard is whether grounds for disqualification
actually exist.
In this case, Judge Christian made specific findings of
fact and conclusions of law that Judge Jones did not violate the
Code of Judicial Conduct by his actions in this case and that
there was no evidence of any bias by Judge Jones. Nevertheless,
Judge Christian then went on to conclude that Judge Jones should
be recused because a reasonable person could question his ability
to rule impartially. Judge Christian's ruling was based on
inferred perception and not the facts as they were found to
exist. On remand, the Court of Appeals should apply the standard
as it has been previously set out by this Court. If the Court of
Appeals determines that Judge Christian's findings were supported
by the evidence and that, in fact, Judge Jones did not violatethe Code of Judicial Conduct, it should conclude that Judge
Christian erred by ordering Judge Jones' recusal. However, if
the Court of Appeals determines that Judge Christian's conclusion
that Judge Jones did not violate the Code of Judicial Conduct is
not supported by the evidence, then the Court of Appeals should
remand for further proceedings in accordance with its holding.
The opinion of the Court of Appeals dismissing as moot
defendant's appeal of the recusal order is, therefore, vacated
and this case is remanded to that court for determination of the
appeal on the merits and in accordance with this opinion.
VACATED AND REMANDED.
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