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STATE OF NORTH CAROLINA
v.
RICHARD ALLEN STOKES
Appeal pursuant to N.C.G.S. § 7A-30(2) from the
decision of a divided panel of the Court of Appeals, 150 N.C.
App. 211, 565 S.E.2d 196 (2002), ordering a new trial after
appeal from a judgment entered 29 February 2000 by Judge
Michael E. Beale in Superior Court, Davidson County. On
15 August 2002, the Supreme Court granted discretionary review of
an additional issue. Heard in the Supreme Court 10 March 2003.
Upon consideration of the briefs filed with this Court and after
hearing oral argument, on 10 March 2003, this Court allowed the
State's petition for discretionary review as to an additional
issue.
Roy Cooper, Attorney General, by Robert J. Blum,
Special Deputy Attorney General, for the State-
appellant.
Danny T. Ferguson for defendant-appellee.
Robinson, Bradshaw & Hinson, P.A., by Joshua F.P. Long;
and Seth H. Jaffe, General Counsel, on behalf of the
American Civil Liberties Union North Carolina Legal
Foundation, amicus curiae.
EDMUNDS, Justice.
Defendant was convicted of first-degree felony murder
and of felonious child abuse and was sentenced to life
imprisonment without parole. Defendant appealed to the Court ofAppeals, which, in a split decision, found error and ordered a
new trial. The State of North Carolina appealed as of right and
petitioned for discretionary review as to additional issues.
This Court allowed discretionary review as to one issue. After
hearing oral argument, this Court sought briefing from the
parties as to an additional issue. We reverse the Court of
Appeals and reinstate defendant's conviction.
The victim in the case, two-year-old Alexander Ray
Asbury (Alex), was the son of Tricia Burnette (Tricia), who went
by the name Tricia Asbury at the time of the offense. Alex,
Tricia, and defendant had been living together for several
months. At approximately 9:30 p.m. on 31 March 1998, Tricia put
Alex to bed. She turned in about a half-hour later, and
defendant followed shortly thereafter. Just before 4:00 a.m. the
next morning, 1 April 1998, defendant yelled to Tricia from
Alex's room that Alex was not breathing. Tricia called 911.
Defendant attempted to perform CPR on Alex, but when the
emergency medical technicians responded, they found that Alex was
not breathing and had no pulse. Alex was transported to Wake
Forest University Medical Center, where he was pronounced dead at
4:52 a.m.
On the afternoon of 1 April 1998, Detective Sergeant
David McDade of the Davidson County Sheriff's Department went to
the funeral home to meet defendant. After Detective McDade
explained that he was participating in the investigation of
Alex's death, defendant voluntarily accompanied Detective McDade
to the Sheriff's Department, where he was advised of his rightspursuant to Miranda v. Arizona, 384 U.S. 436, 16 L. Ed. 2d 694
(1966). Defendant acknowledged that he understood his rights and
said he was willing to talk to Detective McDade without a lawyer
present. During the following extended interview, defendant made
several statements. He began by claiming that he had nothing to
do with Alex's death. He said that when he checked Alex around
4:00 a.m., he saw that Alex's fingers were blue. This statement
was reduced to writing. About two hours later, defendant made an
oral statement during which he said, [I]f I did it, I don't
remember it, just give me the death penalty or I will do it in
jail. Detective McDade wrote this comment down, and shortly
thereafter, defendant signed a similar written statement in which
he said that he did not remember being abusive to Alex but that
if he had been, it was not intentional. Later during this same
interview, defendant admitted striking Alex: I told Alex to go
to sleep and I hit him in the head with my right hand half open,
fingers closed. I guess I lost it. Detective McDade
transcribed this statement, and defendant signed it. Questioning
of defendant ended in the early morning hours of 2 April 1998.
He was then arrested and taken to a jail cell.
Defendant's father and sister retained counsel for him
at approximately 8:30 a.m. on 2 April 1998, and defendant met
with his attorney for about an hour at approximately 10:00 a.m.
that day. However, at about noon on 2 April 1998, Davidson
County Sheriff's Deputy Todd Varner, who then held the rank of
patrol sergeant and had been participating in the investigation,
went to defendant's cell to see who had been arrested in thecase.
(See footnote 1)
According to Varner, defendant asked him, What do you
want? and Varner answered with the word How. Varner described
defendant's response as, He just kept crying, 'I lost it, there
ain't nothing I can do but the time now.'
Defendant moved to suppress all statements made by him.
After conducting an evidentiary pretrial hearing on the motion,
Judge James C. Davis entered an order denying the motion to
suppress. However, at defendant's trial before Judge Michael E.
Beale, the State presented evidence in its case-in-chief of the
statements made by defendant to Detective McDade before he met
with his attorney but did not present evidence of defendant's
later statement to Varner. In addition, Tricia's mother
testified that, on the evening before he died, Alex had appeared
healthy and active, though he had twice run into a piece of
furniture and hit his head. She stated that the impacts did not
cause a bruise or break the skin, and she did not feel that Alex
needed medical treatment as a result of these mishaps.
Dr. Patrick Lantz, the forensic pathologist who
performed the autopsy, testified as to his observations of Alex's
body. He saw that Alex
had a small bruise between his right eyebrow
and the hairline, which was about a quarter
of an inch in size, then he had a smaller one
than that, a small little bruise right at the
corner of his eyebrow on the right side. He
also had a small little bruise on the left
side. Looking through the hair, I could
actually see that there was some bruising of
the scalp on the right and left side in thehair, farther back on the forehead, both on
the right and the left side.
He concluded that Alex's death was caused by cerebral edema or
swelling of the brain due to an intracranial injury from blunt
trauma of the head. Dr. Lantz did not believe that Alex's
injuries were consistent with running into a piece of furniture.
Instead, it was his opinion that Alex's head trauma could be
consistent with a mature adult taking his right hand, folding it
. . . and striking th[e] child.
Dr. Lantz was also accepted as an expert in the field
of battered-child syndrome. After reviewing the records
maintained by other physicians who treated Alex, along with
hospital records, Alex's computerized axial tomography scan, and
other related materials, Dr. Lantz testified that he was of the
opinion that Alex suffered from battered-child syndrome. In
addition, another witness stated that she had observed injuries
to Alex's ear and head approximately two months before his death.
Defendant testified on his own behalf. He stated that
he did not notice anything unusual about Alex's condition when he
helped Tricia put the child to bed the evening of 31 March 1998.
He admitted that he smoked marijuana that night but denied that
he ever smoked marijuana or drank alcohol around Alex. He
testified that he checked on Alex around midnight and observed
that he was breathing regularly. However, when he checked again
around 3:55 a.m., he saw that Alex's fingers were blue. He
attempted CPR on Alex while calling for Tricia to dial 911. He
claimed that the admissions contained in his signed statements
were coerced and not true. He also denied ever hitting Alex. Inaddition, defendant presented expert evidence supporting a theory
that Alex suffered from Reyes Syndrome or a similar condition and
that the injuries could have resulted from some cause other than
being struck by a fist.
As noted above, the prosecution did not introduce
evidence of defendant's statement to Varner during its case-in-
chief. The first testimony pertaining to this encounter was
provided by defendant. During his direct testimony, defendant
stated that a uniformed individual approached and stood before
his cell for several seconds. Defendant testified that he asked
the individual, [W]hat do you want? According to defendant,
the individual commented that he had children of his own, then
asked defendant, [W]hy did you do it? Defendant testified that
he responded by saying, I didn't do anything. Defendant went
on to testify that the individual asked, [W]hy did you write
this statement, confession? and defendant responded, I f---ed
up. The uniformed individual then departed.
On cross-examination, defendant denied that the
uniformed individual had said to him the word, How. Over
objection, he further denied telling this individual, I lost it.
Ain't nothing I can do but the time now. The prosecutor then
called Varner as a rebuttal witness. Varner testified that, on
his own initiative, he went to defendant's cell to see who had
been charged in Alex's death. When defendant asked, What do you
want? Varner testified that he responded by saying only the word
How. Defendant then just kept crying, 'I lost it, there ain't
nothing I can do but the time now.' Varner further testifiedthat he and defendant swapped a few inconsequential comments, and
then he left the cell area.
The Court of Appeals' majority held that the superior
court erred in ruling that defendant's statement to Varner, made
approximately nineteen hours after defendant was given his
Miranda rights, was voluntary. The Court of Appeals concluded
that the encounter was an interrogation and that enough time had
passed and a sufficient number of legally significant events had
taken place in the meantime to vitiate the Miranda warnings.
Accordingly, the Court of Appeals held that the taking of
defendant's statement violated defendant's Fifth Amendment right
against self-incrimination. The dissenting judge disagreed and
argued that defendant's statement was given voluntarily. State
v. Stokes, 150 N.C. App. 211, 227, 565 S.E.2d 196, 207 (2002)
(Hunter, J., dissenting). However, we are not called upon to
determine whether the trial court correctly determined that the
statement was admissible because the testimony was never offered
as direct evidence. Instead, the statement was tendered only
after defendant took the stand and, while under oath, denied
making the comment described above to Varner. Therefore, we must
determine whether defendant's statement was properly admitted in
rebuttal as impeachment testimony.
First, assuming without deciding that the statement to
Varner was made in violation of defendant's constitutional right
against self-incrimination, we consider whether he could be
cross-examined about the statement. This Court addressed a
similar issue in State v. McQueen, 324 N.C. 118, 377 S.E.2d 38(1989). In that case, the defendant was charged with the murder
of a highway patrol officer. The State presented evidence that,
as part of the offense, the defendant had also kidnapped an
individual named Barker. Id. at 121-23, 377 S.E.2d at 40-42.
The State's case included evidence that the defendant had left
Barker's car while carrying a rifle, a pistol, and a box of
ammunition. However, when the defendant was arrested, he had
only two pocketknives in his possession. After his arrest, the
defendant was advised of his Miranda rights, made several
statements, and then told the investigators that he wanted a
lawyer. Id. at 127-30, 377 S.E.2d at 43-45. At trial, the
defendant's cross-examination of the arresting officers included
questions that pointed out that the firearms had not been found.
When the defendant took the stand, he testified that he had only
a knife when he left Barker's car. On cross-examination, the
prosecutor asked the defendant about statements he made to
investigators after asking for counsel. While suggesting that
these statements were otherwise inadmissible, this Court held
that the questions were proper impeachment.
Every criminal defendant is privileged
to testify in his own defense, or to refuse
to do so. But that privilege cannot be
construed to include the right to commit
perjury. Having voluntarily taken the stand,
petitioner was under an obligation to speak
truthfully and accurately, and the
prosecution here did no more than utilize the
traditional truth-testing devices of the
adversary process. Had inconsistent
statements been made by the accused to some
third person, it could hardly be contended
that the conflict could not be laid before
the jury by way of cross-examination and
impeachment.
Id. at 134-35, 377 S.E.2d at 48 (quoting Harris v. New York, 401
U.S. 222, 225-26, 28 L. Ed. 2d 1, 4-5 (1971)). Accordingly, as
in State v. McQueen, the cross-examination questions of defendant
here about his statement to Varner were proper.
We next consider whether Varner was properly called as
a rebuttal witness. Under certain circumstances a witness may
be impeached by proof of prior conduct or statements which are
inconsistent with the witness's testimony. State v. Whitley,
311 N.C. 656, 663, 319 S.E.2d 584, 589 (1984); see also
N.C.G.S. § 8C-1, Rule 607 (2001). We have held that when a
witness is confronted with prior statements that are inconsistent
with the witness' testimony, the witness' answers are final as to
collateral matters, but where the inconsistencies are material to
the issue at hand in the trial, the witness' testimony may be
contradicted by other testimony. State v. Green, 296 N.C. 183,
192-93, 250 S.E.2d 197, 203 (1978). There can be no doubt that
any statement defendant made to Varner about his treatment of
Alex on the night of Alex's death is material to the central
issue of this trial. Moreover, the impeaching evidence pertained
to the substance of defendant's statement. See State v.
Williams, 322 N.C. 452, 456, 368 S.E.2d 624, 626 (1988).
Accordingly, we hold that Varner's testimony rebutting
defendant's cross-examination responses to the prosecutor was
properly admitted.
Defendant argues that the State is improperly changing
its theory of the case. He points out that the State's position
before the Court of Appeals was that the statement was admissiblebecause it was given voluntarily. The Court of Appeals' opinion
and dissent analyzed the issue of the statement's admissibility
as though it had been offered as substantive evidence. Defendant
contends that this Court is limited to reviewing the issues
raised in the dissent in the Court of Appeals and also that the
State is precluded from raising a new theory for the first time
before us. However, as defendant also properly acknowledges,
this Court has the inherent power to supervise the other courts
of this state. State v. Williams, 274 N.C. 328, 333, 163 S.E.2d
353, 357 (1968). We allowed the State's petition for
discretionary review as to this issue. Accordingly, we may
consider whether defendant's statement to Varner was properly
admitted as impeaching evidence.
Defendant also maintains that the statement was in fact
admitted as substantive evidence rather than as impeaching
evidence and that the error was compounded when the prosecutor
argued to the jury that the statement should be considered as
substantive evidence. As to the first of these contentions,
although defendant made a pretrial motion to suppress the
statement, he did not object when it was offered and admitted at
trial. See State v. Golphin, 352 N.C. 364, 405, 533 S.E.2d 168,
198 (2000), cert. denied, 532 U.S. 931, 149 L. Ed. 2d 305 (2001).
In the absence of a contemporaneous objection, we review for
plain error. State v. Gary, 348 N.C. 510, 518, 501 S.E.2d 57, 63
(1998). Because defendant has not asserted plain error, this
review is waived. See id. However, even assuming arguendo that
defendant properly preserved plain error review and that thetrial court committed some error in admitting the statement, we
do not find that the alleged error arises to the level of plain
error. See id. As to defendant's second argument, relating to
the prosecutor's characterization of the statement during closing
argument, defendant again did not object. We have reviewed the
prosecutor's argument and conclude that it was not so grossly
improper (if it was improper at all) that the trial court abused
its discretion in failing to intervene ex mero motu. See State
v. Richmond, 347 N.C. 412, 433, 495 S.E.2d 677, 688 (1998). In
addition, we note that the trial court instructed the jury as
follows:
The State contends, and the defendant
denies, that the defendant made false,
contradictory or conflicting statements. If
you find that the defendant made such
statements, they may be considered by you as
a circumstance tending to reflect the mental
process of a person possessed of a guilty
conscience seeking to divert suspicion or to
exculpate themselves and you should consider
that evidence along with the other believable
evidence in this case. However, if you find
that defendant made such statements, they do
not create a presumption of guilt and such
evidence standing alone is not sufficient to
establish guilt. Such evidence may not be
considered by you in any way as tending to
show premeditation and deliberation . . . .
This instruction was adequate to advise the jury that defendant's
statement to Varner, which he denied making, was being admitted
for the limited purpose of impeaching defendant's truthfulness.
In light of this result, we determine that this Court
improvidently granted discretionary review as to whether the
passage of time diluted the reading of defendant's Miranda
rights. The opinion of the Court of Appeals is reversed.
REVERSED; DISCRETIONARY REVIEW IMPROVIDENTLY ALLOWED IN
PART.
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