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STATE OF NORTH CAROLINA
v.
RONALD O'NEAL VALENTINE
Appeal as of right pursuant to N.C.G.S. § 7A-27(a) from
a judgment imposing a sentence of death entered by Judge Thomas
D. Haigwood on 1 February 2000 in Superior Court, Hertford
County, upon a jury verdict finding defendant guilty of
first-degree murder. On 22 November 2000, the Supreme Court
allowed defendant's motion to bypass the Court of Appeals as to
his appeal of an additional judgment. On 30 August 2002, upon
motion by defendant, the Supreme Court ordered the parties to
submit supplemental briefs addressing the issues set out in Ring
v. Arizona, 536 U.S. 584, 153 L. Ed. 2d 556 (2002). Heard in the
Supreme Court 10 September 2002.
Roy Cooper, Attorney General, by Robert C. Montgomery,
Assistant Attorney General, for the State.
Ann B. Petersen for defendant-appellant.
LAKE, Chief Justice.
Defendant was indicted on 12 January 1998 for one count
of first-degree murder and one count of discharging a firearm
into occupied property. The cases came on for trial at the 3
January 2000 session of Superior Court, Hertford County.
On 20 January 2000, the jury returned verdicts of
guilty on both counts and, following a capital sentencing
proceeding, recommended a sentence of death on the conviction forfirst-degree murder. Defendant was sentenced to death and
further received a sentence of thirty-four to fifty months'
imprisonment on the conviction for discharging a firearm into
occupied property.
The State's evidence at trial tended to show the
following: Around 9:00 a.m. on the morning of 29 November 1997,
defendant called his former girlfriend, Stephanie Lassiter, and
informed her that he planned to come to her home in Ahoskie,
North Carolina. Defendant was angry because Steve Hannah, the
victim, was staying at Lassiter's home. Defendant told Lassiter
to get that nigger out of [your] house. Lassiter told
defendant to leave her alone and hung up the phone. Shortly
thereafter, defendant called Lassiter a second time and informed
her again that he was coming to her home.
Less than thirty minutes after defendant's second call
to Lassiter, defendant arrived at her home. Defendant banged on
the door, yelled obscenities at her and demanded that she open
the door. When Lassiter opened the door, defendant and his
brother, Carl Valentine, barged into the home. Defendant went
straight to the bedroom where Hannah was located. After knocking
the bedroom door open, defendant went to the kitchen, where he
pulled a steak knife out of the kitchen sink. Hannah then went
to his car, got a gun and pointed it at defendant. At this
point, defendant decided to leave Lassiter's home, but before
doing so, he threatened the victim by saying, You pulled a gun
on me, I'll be back. After Hannah left Lassiter's home, he told his friend
Emmanuel Parker about the altercation with defendant. Parker
informed the victim that he knew defendant and assured Hannah
that he would try to help resolve the situation. Parker
suggested that Hannah hide out at a friend's house until the
situation with defendant was resolved.
After talking with Hannah, Parker spoke with both
defendant and defendant's brother, Carl. Defendant was adamant
that the argument with the victim was not over. During their
conversation, Parker noticed that defendant had a baseball bat
and a gun in the car with him.
Shortly after the incident at Lassiter's home,
defendant and Carl returned to Lassiter's apartment complex.
With a baseball bat in his hand, defendant stood in the parking
lot yelling, Tell the nigger I came back.
Around 11:00 a.m. on November 29, two hours after the
incident between defendant and the victim, defendant and his
brother saw the victim in his car at the home of Wardell and
Ryoko Moody. Defendant jumped out of his car, ran towards the
victim and shot into the victim's car six times. Four of the six
shots hit the victim: two in the right leg, one in the left leg,
and one in the chest. The chest wound was fatal.
In his first assignment of error, defendant contends
the trial court erred by allowing the victim's hearsay statements
into evidence. Emmanuel Parker and Wardell Moody testified
regarding statements made by the victim to each of them. The
trial court conducted several voir dire proceedings to determinethe admissibility of these statements and concluded that the
statements were admissible under Rules 803(3), 803(24) and
804(b)(5) of the North Carolina Rules of Evidence.
Defendant first argues that the victim's statements
were not properly admissible under 803(3) because the victim's
statements did not contain any evidence of his then-existing
emotions or state of mind.
As a general rule, hearsay evidence is not admissible,
State v. Rivera, 350 N.C. 285, 288, 514 S.E.2d 720, 722 (1999);
however, Rule 803(3) of the North Carolina Rules of Evidence
allows for the admission of what is otherwise hearsay testimony
when it tends to show the declarant's then-existing state of
mind, N.C.G.S. § 8C-1, Rule 803(3) (2001).
This issue was also addressed in State v. Gary, 348
N.C. 510, 501 S.E.2d 57 (1998), where the defendant argued that
the trial court erred in allowing into evidence the hearsay
testimony of the victim's mother regarding threats made by the
defendant to the victim. The victim's mother testified, [The
victim] said, '[The defendant] told me he'd kill me if I left
him.' Id. at 519, 501 S.E.2d at 64. The defendant argued that
the testimony of the victim's mother was not properly admissible
to establish the victim's fearful state of mind. Id. at 518, 501
S.E.2d at 63. This Court concluded that the victim's factual
statements fell within the purview of Rule 803(3) because the
facts served to demonstrate the basis for [the victim's] fear.
Id. at 522, 501 S.E.2d at 65. Mere recitations of fact, totally devoid of emotion,
are inadmissible under Rule 803(3). State v. Hardy, 339 N.C.
207, 229, 451 S.E.2d 600, 612 (1994). In Hardy, the trial court
admitted excerpts from the victim's diary as hearsay statements
under Rule 803(3). 339 N.C. at 227, 451 S.E.2d at 611. This
Court concluded that the diary entries were inadmissible because
they were merely a recitation of facts which describe various
events. Id. at 228, 451 S.E.2d at 612. When referring
specifically to one of the diary entries, this Court noted that
the entry expressed no emotion and seemed to have been written in
a calm and detached manner. As a result, this Court concluded
that the diary entry did not establish the victim's state of
mind. Id. at 229-30, 451 S.E.2d at 613.
In the first set of hearsay statements in the instant
case, Emmanuel Parker testified that the victim appeared upset
about something and that the victim inquired as to whether
Parker knew any O'Neal Valentino or Valentine. The victim also
told Parker about the confrontation which took place earlier that
morning at Lassiter's home. The victim told Parker how defendant
had pulled a knife on him and why the victim felt he had to get
his gun so that he could keep them off him and so that he could
get out.
In the second set of hearsay statements, Wardell Moody
testified that the victim asked him if he knew anyone by the name
of Valentino or Valentine. The victim told Moody that [the
victim] was at this girl's house and that two brothers came in on
them. One of them had a knife and [the victim] pulled his gun onthem and he backed them off. Moody also testified that the
victim acted concerned.
Unlike Hardy, the statements in the case sub judice
were made orally by the victim to two witnesses rather than being
merely recorded on paper in a calm, detached manner. The factual
circumstances in the statements made to both Parker and Moody
explained the victim's upset and concern[ed] state of mind.
Because the statements made by the victim to both Parker and
Moody related directly to the victim's fear of defendant, the
statements were admissible to establish the victim's then-
existing state of mind.
Defendant further contends that the hearsay statements
admitted through the testimony of Parker and Moody were factually
inconsistent with Lassiter's testimony and that the State chose
to admit the victim's hearsay statements because they provided a
more preferential presentation of the facts than that provided by
Lassiter's testimony. Specifically, defendant asserts that
Lassiter's version of the events revealed that the victim did not
get his gun from the car in order to get away from defendant and
that defendant never threatened the victim with a knife and never
made any statement to the victim until after the victim
threatened defendant with a gun.
The victim's statements to Parker and Moody establish
that the victim interpreted defendant's actions as pull[ing] a
knife out on him and that the victim felt he needed to get his
gun in an effort to back[] them off. The victim's account of
the events is important because it establishes the basis for thevictim's fear or concern: his belief that defendant's
actions were so life-threatening that he needed to retrieve the
gun to protect himself from defendant and defendant's brother.
Other than admission under Rule 803(3), the trial
court's alternative bases for admission of the victim's hearsay
statements to Parker and Moody were the residual exceptions,
Rules 803(24) and 804(b)(5). Defendant asserts that these bases
for admission were also error because the trial court did not
make or include findings of fact or conclusions of law in the
record.
Once a trial court establishes that a declarant is
unavailable pursuant to Rule 804(a) of the North Carolina Rules
of Evidence, there is a six-part inquiry to determine the
admissibility of the hearsay evidence proffered under Rule
804(b)(5). State v. Fowler, 353 N.C. 599, 608-09, 548 S.E.2d
684, 696 (2001), cert. denied, 535 U.S. 939, 152 L. Ed. 2d 230
(2002); State v. Triplett, 316 N.C. 1, 8-9, 340 S.E.2d 736, 741
(1986). Rule 803(24) of the North Carolina Rules of Evidence is
essentially identical to Rule 804(b)(5), but it does not require
that the declarant be unavailable. Triplett, 316 N.C. at 7, 340
S.E.2d at 740. Under either of the two residual exceptions to
the hearsay rule, the trial court must determine the following:
(1) whether proper notice has been given, (2) whether the hearsay
is not specifically covered elsewhere, (3) whether the statement
is trustworthy, (4) whether the statement is material, (5)
whether the statement is more probative on the issue than any
other evidence which the proponent can procure through reasonableefforts, and (6) whether the interests of justice will be best
served by admission. State v. Smith, 315 N.C. 76, 91-98, 337
S.E.2d 833, 844-48 (1985); accord N.C.G.S. § 8C-1, Rule 804(b)(5)
(2001); see also Triplett, 316 N.C. at 8-10, 340 S.E.2d at 740-
41.
Defendant argues that the third step of the analysis--
determining the equivalent circumstantial guarantees of
trustworthiness of the hearsay statements--was not established.
When determining the trustworthiness, the following
considerations are at issue: (1) whether the declarant had
personal knowledge of the underlying events, (2) whether the
declarant is motivated to speak the truth or otherwise, (3)
whether the declarant has ever recanted the statement, and (4)
whether the declarant is available at trial for meaningful cross-
examination. State v. King, 353 N.C. 457, 479, 546 S.E.2d 575,
592 (2001), cert. denied, 534 U.S. 1147, 151 L. Ed. 2d 1002
(2002); State v. Tyler, 346 N.C. 187, 195, 485 S.E.2d 599, 603,
cert. denied, 522 U.S. 1001, 139 L. Ed. 2d 411 (1997); State v.
Nichols, 321 N.C. 616, 624, 365 S.E.2d 561, 566 (1988).
The trial court is required to make findings of fact
and conclusions of law when determining the trustworthiness of a
hearsay statement. State v. Swindler, 339 N.C. 469, 474, 450
S.E.2d 907, 910-11 (1994); State v. Deanes, 323 N.C. 508, 515,
374 S.E.2d 249, 255 (1988), cert. denied, 490 U.S. 1101, 104 L.
Ed. 2d 1009 (1989). The State concedes that the trial court
erroneously failed to make the required findings of fact and
conclusions of law. Because the trial court failed to determinewhether the victim's statements to Parker and Moody contained
equivalent circumstantial guarantees of trustworthiness
necessary for admission under the exceptions to the hearsay rule,
we will review the record and make our own determination.
This Court has previously addressed cases where the
trial court failed to make the findings necessary to establish
the trustworthiness of a hearsay statement. In State v.
Daughtry, 340 N.C. 488, 459 S.E.2d 747 (1995), cert. denied, 516
U.S. 1079, 133 L. Ed. 2d 739 (1996), the trial court concluded
that the hearsay statement at issue possessed the requisite
trustworthiness but failed to make findings of fact in support of
its conclusion of law. Id. at 514, 459 S.E.2d at 760. Although
the trial court's failure to make findings of fact was erroneous,
this Court reviewed the record and concluded that the record
supported the trial court's conclusion. Id. In addition, this
Court noted the overwhelming evidence in support of the
defendant's guilt and concluded that any error in the admission
of the hearsay statement was harmless beyond a reasonable doubt.
Id.
In Swindler, the trial court also failed to make any
particularized findings of fact or conclusions of law regarding
whether the hearsay statement at issue possessed equivalent
circumstantial guarantees of trustworthiness. 339 N.C. at 474,
450 S.E.2d at 911. The trial court summarily concluded, I think
that there are some indications that this is a truthful
statement. Id. This bare assertion was inadequate to establish
the trustworthiness of the hearsay statement; however, this Courtperformed its own analysis on the trustworthiness of the
statement using the four considerations addressed in King. Id.
at 474-75, 450 S.E.2d at 911.
In applying the King considerations to establish the
trustworthiness in the case sub judice, we note that the hearsay
statements at issue were made by the victim to Parker and Moody
on 29 November 1997. First, the victim had personal knowledge of
the events described in the statements, and the statements were
made within two hours after the initial altercation between
defendant and the victim. Second, the victim had no reason to
lie to Parker and Moody, and there is no indication he would have
benefitted from altering the story. Third, the victim never
recanted the statements he made to Parker and Moody, and the
victim died shortly after the statements were made. Fourth and
finally, the victim was unavailable to testify, having died from
gunshot wounds shortly after the statements were made. In sum,
the evidence in the record establishes that the statements
possessed equivalent circumstantial guarantees of
trustworthiness.
Having established the trustworthiness prong under
Rule 804(b)(5), we turn now to the rest of the test. The State
provided defendant with timely notice of its intent to introduce
the victim's hearsay statements, and defendant did not allege
that he failed to receive notice of the State's intent to use the
hearsay statements. Without the victim's statements, the jurors
would not have learned how the victim felt about the altercation
that occurred at Lassiter's home or hear the victim'sinterpretation of the facts which supported his then-existing
state of mind. This information was material to the case in
that the circumstances of the relationship between defendant and
the victim are relevant to establish defendant's motive for
killing the victim.
The testimonies of Parker and Moody provided insight
into how the victim felt following the altercation with
defendant. Further, the victim's rendition of the altercation
provided jurors with an understanding of how the victim perceived
the events that had occurred at Lassiter's home shortly before
the murder. The victim's statements to Parker and Moody were
more probative in establishing the victim's state of mind shortly
after the altercation with defendant than any other evidence the
State could have procured by reasonable means.
The North Carolina Rules of Evidence provide that the
rules shall be construed to secure fairness in administration,
elimination of unjustifiable expense and delay, and promotion of
growth and development of the law of evidence to the end that the
truth may be ascertained and proceedings justly determined.
N.C.G.S. § 8C-1, Rule 102(a) (2001). By permitting the victim's
statements to be admitted into evidence, the trial court served
the interests of justice by providing jurors with the necessary
tools to ascertain the truth.
Defendant further alleges that the admission of the
hearsay statements violated his constitutional right to
confrontation. Specifically, he asserts that because the hearsay
statements were not admissible under a firmly rooted exception,the statements were not sufficiently reliable to satisfy the
Sixth Amendment's Confrontation Clause requirements for
admissibility. Evidence which falls within a firmly rooted
hearsay exception is sufficiently reliable to prevent violation
of a defendant's right to confrontation. State v. Jackson, 348
N.C. 644, 651, 503 S.E.2d 101, 106 (1998); accord State v.
Gainey, 343 N.C. 79, 86, 468 S.E.2d 227, 231-32 (1996). As noted
above, the statements at issue fall within a firmly rooted
hearsay exception; therefore, this contention is without merit.
Based on the foregoing, we conclude that the victim's
statements were admissible under Rule 803(3) and under the
exceptions to the hearsay rule, Rule 803(24) and Rule 804(b)(5).
In his next assignment of error, defendant asserts that
the trial court erred by admitting into evidence statements made
by defendant's brother, Carl. Following a voir dire, the trial
court concluded that the statements were admissible pursuant to
the co-conspirator exception. N.C.G.S. § 8C-1, Rule 801(d)(E)
(2001). Defendant contends the State did not establish the
existence of a conspiracy between defendant and Carl. Assuming
first, arguendo, that the statements were hearsay, we consider
whether these statements fall within the co-conspirator
exception.
A statement by one conspirator made during the course
and in furtherance of the conspiracy is admissible against his
co-conspirators. State v. Mahaley, 332 N.C. 583, 593, 423
S.E.2d 58, 64 (1992), cert. denied, 513 U.S. 1089, 130 L. Ed. 2d
649 (1995). Admission of a conspirator's statement into evidenceagainst a co-conspirator requires the State to establish that:
(1) a conspiracy existed; (2) the acts or declarations were made
by a party to it and in pursuance of its objectives; and (3)
while it was active, that is, after it was formed and before it
ended. State v. Lee, 277 N.C. 205, 213, 176 S.E.2d 765, 769-70
(1970), quoted in Mahaley, 332 N.C. at 593-94, 423 S.E.2d at 64.
Proponents of a hearsay statement under the co-conspirator
exception must establish a prima facie case of conspiracy,
without reliance on the statement at issue. State v. Williams,
345 N.C. 137, 141, 478 S.E.2d 782, 784 (1996); State v. Tilley,
292 N.C. 132, 138, 232 S.E.2d 433, 438 (1977). In establishing
the prima facie case, the State is granted wide latitude, and the
evidence is viewed in a light most favorable to the State. State
v. Bonnett, 348 N.C. 417, 438, 502 S.E.2d 563, 577 (1998), cert.
denied, 525 U.S. 1124, 142 L. Ed. 2d 907 (1999); see also
Williams, 345 N.C. at 143, 478 S.E.2d at 785.
In the present case, Emmanuel Parker testified about
statements made to him by Carl, defendant's brother, at two
different times on the day of 29 November 1997. The first
statements were made to Parker shortly after Parker spoke with
the victim about the events which had transpired at Lassiter's
home. According to Parker, Carl told him, [Y]ou know where we
are from and if somebody pulls a knife or a gun out [on] you, you
are supposed to get smoked. Parker also testified that when he
tried to reason with Carl by telling him that the situation was
not worth killing anybody over, Carl agreed with Parker and toldhim, I'm through, and it's over with, but you need to talk
to [defendant].
As to the second series of statements made by Carl
later that morning, Parker testified that he again tried to
persuade Carl that the altercation with the victim did not
justify a murder. Carl again agreed with Parker and said, I
should just take the baseball bat and f--- [the victim] up.
Defendant argues that the evidence was insufficient to
establish a prima facie case of conspiracy and that even if the
State had proven the existence of a conspiracy, the statements
attributed to Carl were not made in the furtherance of the
conspiracy. Specifically, defendant contends that Carl's
statements were merely narratives of things to be done and were
therefore inadmissible as statements in furtherance of the
conspiracy.
A criminal conspiracy is an agreement between two or
more persons to do an unlawful act or to do a lawful act by
unlawful means. State v. Lamb, 342 N.C. 151, 155, 463 S.E.2d
189, 191 (1995); see also State v. Barnes, 345 N.C. 184, 216, 481
S.E.2d 44, 61, cert. denied, 522 U.S. 876, 139 L. Ed. 2d 134
(1997), and cert. denied, 523 U.S. 1024, 140 L. Ed. 2d 473
(1998). This Court has recognized the inherent difficulty in
establishing a criminal conspiracy. Mahaley, 332 N.C. at 594,
423 S.E.2d at 65; accord Tilley, 292 N.C. at 139, 232 S.E.2d at
438. However, in establishing a criminal conspiracy, direct
proof is not required. State v. Gibbs, 335 N.C. 1, 48, 436
S.E.2d 321, 348 (1993), cert. denied, 512 U.S. 1246, 129 L. Ed.2d 881 (1994). It may be, and generally is, established by a
number of indefinite acts, each of which, standing alone, might
have little weight, but, taken collectively, they point
unerringly to the existence of a conspiracy. State v.
Whiteside, 204 N.C. 710, 712, 169 S.E. 711, 712 (1933), quoted in
Gibbs, 335 N.C. at 48, 436 S.E.2d at 348. In finding the
existence of a criminal conspiracy, jurors are allowed to make
the logical inference that one who conspires to bring about a
result intends the accomplishment of that result, or of anything
which naturally flows from its attempted accomplishment. State
v. Small, 301 N.C. 407, 419, 272 S.E.2d 128, 136 (1980) (emphasis
added).
As a general rule, the acts and declarations of a
conspirator are not admissible when they come in the form of
narratives or descriptions. State v. Wells, 219 N.C. 354, 356,
13 S.E.2d 613, 614 (1941); see also State v. Potter, 252 N.C.
312, 314, 113 S.E.2d 573, 575 (1960) (holding that testimony was
erroneously admitted against the defendant because it was merely
a narrative regarding what the defendant had previously said and
done). Narrative declarations are admissible only when admitted
against the defendant who made them or in whose presence the
statements were made. Wells, 219 N.C. at 356, 13 S.E.2d at 614.
The following evidence was presented at trial and
tended to establish a conspiracy: Carl accompanied defendant to
Lassiter's home after Lassiter told defendant she did not want
defendant to come to her home and after defendant had made
threats regarding the victim. After defendant barged intoLassiter's home, Carl also entered the home. Further, Carl was
present when defendant made his way to Lassiter's bedroom,
knocked open the bedroom door, saw the victim and went to the
kitchen where defendant retrieved a steak knife. Carl drove the
car as he and defendant left Lassiter's home following
defendant's threat to the victim, I'll be back.
Carl drove defendant back to Lassiter's home shortly
after the altercation. During this second visit, defendant
displayed a baseball bat and made threatening statements about
the victim. When defendant left Lassiter's home the second time,
Carl continued to drive, with defendant riding as a passenger.
When defendant and Carl talked with Parker, defendant expressed
his plans to get even with the victim and showed Parker the gun
he was carrying.
Just prior to the murder, defendant was seen exiting
the passenger side of a black car. The same black car was seen
leaving the site of the shooting which resulted in the victim's
death. This evidence, when viewed in a light most favorable to
the State, is sufficient to meet the State's burden of
establishing that a conspiracy between defendant and Carl
existed.
The actions of both Carl and defendant clearly
establish that they both intended to harm the victim and that
they were acting in unison. Carl was aware that defendant
intended to kill the victim, as defendant stated many times in
Carl's presence that he planned to kill the victim. Also,
defendant was armed with a gun and a baseball bat as he rodearound town with Carl. The evidence further shows that Carl
intended to harm the victim, as Carl accompanied defendant to
Lassiter's home after defendant had made threats towards the
victim on the telephone. Carl is responsible for driving himself
and defendant to and from the scene where the victim was killed.
In sum, the evidence shows that both Carl and defendant intended
and collaborated to harm the victim in a way likely to lead to
the death of the victim.
We further conclude that the statements at issue were
made in furtherance of the conspiracy and were not merely
narratives. The State submitted substantial evidence that Carl
and defendant had entered into an agreement and a collaborative
effort to harm the victim. Carl's statements to Parker that he
should just f--- [the victim] up and Carl's statement that the
victim's actions resulted in the need, according to custom, to
smoke him were statements made in furtherance of the objective
to harm the victim. We conclude that this evidence tended to
show an implicit agreement and collaborative effort between Carl
and defendant to commit the murder.
Accordingly, we conclude that Carl's statements were
properly admissible under Rule 801(d)(E) as statements of a co-
conspirator. Even if the statements were not properly admissible
under the co-conspirator exception, we conclude that the
statements were not hearsay; therefore, it was not necessary for
the statements to fall within a hearsay exception.
The probative value of a nonhearsay statement does not
depend, in whole or in part, upon the competency and credibilityof any person other than the witness. State v. Dilliard, 223
N.C. 446, 447, 27 S.E.2d 85, 86 (1943); see also State v. Holder,
331 N.C. 462, 484, 418 S.E.2d 197, 209 (1992) (witness'
statements about the defendant's conduct were not hearsay, as
they were not probative of the truth and were admitted to
establish that the victim made the statements). Further, a
nonhearsay statement does not put the truth or falsity of the
statement at issue. Dilliard, 223 N.C. at 447, 27 S.E.2d at 86-
87.
Specifically, Carl's initial statement that where we
are from pulling a knife or gun on someone results in getting
smoked was not offered to establish the truth of this
statement: that this was in fact the custom in the area where
defendant and Carl were raised. Rather, the statement was
offered to show that defendant intended to shoot the victim.
Likewise, Carl's statement made during the same conversation to
Parker that I'm through, but you need to talk to [defendant]
was offered to establish that at that time defendant had a plan
to kill the victim. Offered in connection with one another, the
statements serve to demonstrate that the brothers had a common
plan to harm the victim.
Similarly, Carl's second statement that defendant and
Carl should just assault the victim with a baseball bat instead
of kill the victim was not admitted to establish the truth of
this statement: that in fact Carl thought a better alternative
was to assault the victim with a baseball bat. Rather, the
statement was admitted to further demonstrate a common planbetween defendant and Carl. With both sets of Carl's statements,
the truth or falsity thereof was not at issue. The weight that
jurors chose to give these statements in deciding the issue of
defendant's guilt or innocence depended upon the credibility of
witness Parker in relating the statements. The statements at
issue were nonhearsay. The trial court did not err in allowing
the admission of these statements.
In his final guilt-innocence phase issue, defendant
argues that the trial court committed plain error by allowing the
State to present evidence that defendant, upon being informed of
his constitutional rights under Miranda, chose not to make a
statement and requested an attorney. At two points during the
trial, the chief investigating officer, Detective Scott Outlaw,
was asked whether defendant made any response after being advised
of his Miranda rights. When Detective Outlaw was questioned the
first time, defendant objected, and the trial court sustained the
objection. The second time Detective Outlaw was asked about
defendant's failure to make any statement, defendant made no
objection. Detective Outlaw testified that after he read
defendant his Miranda rights, he asked if defendant wanted to
obtain the services of an attorney. Defendant, according to
Detective Outlaw, replied that he wanted to speak to an attorney.
Detective Outlaw then testified that defendant did not make any
other statements.
[A]dmission of evidence without objection waives prior
or subsequent objection to the admission of evidence of a similar
character. State v. Campbell, 296 N.C. 394, 399, 250 S.E.2d228, 231 (1979) (emphasis added); see also State v. Alford, 339
N.C. 562, 569-70, 453 S.E.2d 512, 516 (1995) (holding that the
defendant waived his objection by failing to object to the
admission of the same evidence at other points in the trial);
State v. Maccia, 311 N.C. 222, 229, 316 S.E.2d 241, 245 (1984)
(holding that the defendant waived his original objection by
failing to object when the prosecution later returned to the same
subject material).
Defendant's argument is based upon his Fifth Amendment
right to silence and his Sixth Amendment right to counsel.
However, defendant did not raise these constitutional concerns
before reaching this Court. The failure to raise a
constitutional issue before the trial court bars appellate
review. N.C. R. App. P. 10(b)(1); State v. Wiley, 355 N.C. 592,
624, 565 S.E.2d 22, 44-45 (2002), cert. denied, 537 U.S. 1117,
154 L. Ed. 2d 795 (2003); State v. Golphin, 352 N.C. 364, 411,
533 S.E.2d 168, 202 (2000), cert. denied, 532 U.S. 931, 149 L.
Ed. 2d 305 (2001). Based upon our long-established law,
defendant has waived this issue, and he is barred from raising it
on appellate review before this Court. This assignment of error
is dismissed.
In a further issue arising subsequent to defendant's
trial, as a result of the United States Supreme Court's recent
ruling in Ring v. Arizona, 536 U.S. 584, 153 L. Ed. 2d 556,
defendant asserts that the State's failure to allege in the
indictment the aggravating circumstances supporting the death
penalty left the trial court without jurisdiction to enterjudgment on the capital crime. Specifically, he argues that Ring
held that aggravating circumstances are elements of the crime
of capital murder and must be alleged in the indictment because
aggravating circumstances can increase the maximum penalty.
Defendant further argues that the failure of the short-form
murder indictment to allege any aggravating circumstance was a
jurisdictional defect requiring that his death sentence be
vacated and a sentence of life imprisonment without parole be
imposed. We considered and rejected this argument recently in
State v. Hunt, 357 N.C. 257, 582 S.E.2d 593, cert. denied, ___
U.S. ___, ___ L. Ed. 2d ___, 72 U.S.L.W. 3234 (2003).
Accordingly, this assignment of error is overruled.
For the foregoing reasons, upon our full consideration
of the record on appeal and arguments of counsel on all issues
appropriately presented, we conclude that defendant received a
fair trial, free from prejudicial error. We therefore uphold the
guilty verdicts.
As to the assignment of error arising from the
sentencing phase, defendant argues that the trial court erred by
limiting his right to cross-examine the witness whose testimony
supported submission of the (e)(3) aggravating circumstance.
Defendant asserts that this error entitles him to a new trial.
The sole aggravator submitted to the jury was the
(e)(3) aggravating circumstance, that defendant had been
previously convicted of a felony involving the use or threat of
violence to the person. N.C.G.S. § 15A-2000(e)(3). To prove
the existence of the (e)(3) aggravator, three distinct prongsmust be established: (1) the defendant has been convicted of a
felony, (2) the felony for which he was convicted involved the
use or threat of violence to the person, and (3) the conduct
supporting the conviction occurred prior to the events giving
rise to the capital felony charge. State v. Goodman, 298 N.C. 1,
22, 257 S.E.2d 569, 583 (1979); see also State v. Hamlette, 302
N.C. 490, 503-04, 276 S.E.2d 338, 347 (1981).
Although a certified judgment is sufficient to
establish the existence of all three prongs of the test, the
State is entitled to present witnesses in the penalty phase of
the trial to prove the circumstances of prior convictions and is
not limited to the introduction of evidence of the record of
conviction. State v. Roper, 328 N.C. 337, 365, 402 S.E.2d 600,
616, cert. denied, 502 U.S. 902, 116 L. Ed. 2d 232 (1991); see
also State v. Blakeney, 352 N.C. 287, 316, 531 S.E.2d 799, 819
(2000), cert. denied, 531 U.S. 1117, 148 L. Ed. 2d 780 (2001).
Conversely, a defendant may present evidence which mitigates his
involvement in the previous felony supporting the (e)(3)
aggravating circumstance. Hamlette, 302 N.C. at 504, 276 S.E.2d
at 347; see also State v. Taylor, 304 N.C. 249, 279, 283 S.E.2d
761, 780 (1981) (holding that the better rule here is to allow
both sides to introduce evidence in support of aggravating and
mitigating circumstances which have been admitted into evidence
by stipulation), cert. denied, 463 U.S. 1213, 77 L. Ed. 2d 1398
(1983).
The State presented evidence that on 11 March 1998,
defendant was convicted of assault with a deadly weaponinflicting serious injury. The victim, Thomas Futrell, testified
about the assault. During cross-examination of Futrell,
defendant tried to question him regarding defendant's Exhibit
Number 32. Exhibit Number 32 was a hand-printed statement,
titled Affidavit, which contained Futrell's signature on the
initial line of written material. At the bottom of the document
was what appeared to be a notary's seal with the signature,
Patrina Brown. The substance of Exhibit Number 32 stated that
defendant was not involved in the beating of Futrell. When
questioned by defendant, Futrell repeatedly contended that he
signed only a piece of blank paper when defendant pointed out
that Exhibit Number 32 was a signed statement that defendant did
not assault Futrell. The State objected to this line of
questioning, and the trial court conducted voir dire to determine
whether defendant's questioning of Futrell was proper.
During voir dire, defendant argued that the State was
allowed to bolster the evidence regarding the assault conviction
with the testimony of the alleged victim and that he should have
the same right to present evidence which would contradict or
mitigate the State's evidence. Futrell testified during voir
dire that his signature on Exhibit Number 32 was his drunken
signature, that the document was signed when it was only a blank
sheet of paper, and that the paper was not signed in the presence
of the notary. The trial court ruled that defendant would be
allowed to ask Futrell only to identify Exhibit Number 32 and
generally to ask Futrell whether he had ever stated that
defendant did not take part in assaulting him. The trial courtfurther ruled that defendant would not be allowed to refer to the
content of Exhibit Number 32 if Futrell denied having made a
statement that defendant was not involved in his assault.
Defendant contends that these limitations on his right to cross-
examine Futrell were error.
We agree and conclude that this error violated
defendant's right to rebut the evidence the State submitted in
support of the (e)(3) aggravating circumstance. However, we
disagree with defendant's contention that he is entitled to a new
trial. The error occurred during the sentencing phase, and any
impact from this error is limited to the sentencing proceeding.
Accordingly, we hold that defendant is entitled to a new capital
sentencing proceeding.
NO. 98CRS208, DISCHARGING FIREARM INTO OCCUPIED PROPERTY: NO ERROR.
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