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STATE OF NORTH CAROLINA
v.
WESLEY TOBY SMITH, JR.
Appeal as of right pursuant to N.C.G.S. § 7A-27(a) from
a judgment imposing a sentence of death entered 29 May 2002 by
Judge Charles C. Lamm, Jr., in Superior Court, Rowan County, upon
a jury verdict finding defendant guilty of first-degree murder.
Heard in the Supreme Court 8 September 2003.
Roy Cooper, Attorney General, by Joan M. Cunningham,
Assistant Attorney General, for the State.
Staples S. Hughes, Appellate Defender, by Barbara S.
Blackman, Assistant Appellate Defender, for defendant-
appellant.
LAKE, Chief Justice.
On 15 October 2001, defendant was indicted for first-
degree murder for the stabbing death of Margaret Leighann Martin.
He was tried capitally to a jury at the 6 May 2002 Criminal
Session of Superior Court, Rowan County, the Honorable Charles C.
Lamm, Jr. presiding. The jury found defendant guilty of first-
degree murder, and, following a capital sentencing proceeding,
recommended that defendant be sentenced to death. On 29 May
2002, Judge Lamm sentenced defendant accordingly. Defendant
appeals his conviction for first-degree murder and his death
sentence to this Court as of right.
The evidence at trial tended to show that defendant met
the victim's boyfriend, Jason Wagner, while working as a painterat a construction site. Defendant became acquainted with the
victim, Margaret Leighann Martin, during her visits to the
construction site to see Wagner. Defendant visited the couple at
their home several times, occasionally staying even when Wagner
was not there.
On two separate occasions, Martin expressed her
discomfort about being around defendant. In the summer of 2001,
Martin told her mother that she had stopped visiting Wagner at
work because defendant gave her the creeps. On 8 September
2001, Martin told her mother that she intended to tell defendant
to stop visiting her home and to stop associating with Wagner.
On 11 September 2001, Wagner returned home early in the
day to check on Martin. Defendant's van was parked in the
driveway, and Wagner found defendant and Martin sitting at
opposite ends of the couch watching television. Defendant asked
Wagner if he had any work available. Wagner replied in the
negative and defendant left shortly thereafter.
The following day, Wagner left for work at
approximately eight o'clock in the morning. He returned home in
the evening to find the front door open. Once inside, Wagner
noticed a dining room chair was flipped over, the dishwasher door
was open, and there was blood in the kitchen. Wagner ran to the
bedroom, where he found Martin lying face down on the floor
beside the bed. Wagner checked for a pulse and discovered that
Martin was dead. She had been stabbed approximately sixty times
in the back, head, and chest areas. Additionally, her throat and
neck were cut in several places. Defendant was first questioned by police on 17
September 2001. At that time, defendant denied any involvement
in the victim's murder and consented to giving blood, hair, and
fingernail samples. That same day, the police searched
defendant's home and property, finding a pair of shoes that were
later determined to match prints found in the victim's home.
After searching defendant's property, the police asked defendant
to return to the sheriff's department for further questioning.
Defendant confessed to Martin's murder during his second
interview with police and gave a written statement detailing the
circumstances of the victim's death. The basic issue for the
jury to determine at trial was whether defendant murdered the
victim with premeditation and deliberation.
Defendant sets forth several assignments of error in
the proceedings. He additionally argues that the sentence of
death imposed upon him is disproportionate to the crime. For the
reasons that follow, we conclude that defendant's trial and
capital sentencing proceeding were free of prejudicial error and
that defendant's sentence of death is not disproportionate.
In his first assignment of error, defendant contends
that the trial court erred in admitting a hearsay statement of
the victim at trial. Martin's mother, Tonia Helms, testified as
to a conversation she had with Martin shortly before her death.
According to this testimony, the Saturday before Martin died, she
told her mother that she intended to tell defendant to stop
coming by the house and to stop associating with Wagner. During
the same conversation, Martin told her mother that it wasspooky at home, alone, during the day, and that sometimes a
blue van would come to the end of the road and hesitate before
turning around to leave. Defendant objected to the testimony
regarding the blue van, but the trial court admitted the
testimony pursuant to N.C.G.S. § 8C-1, Rule 803(3).
Defendant contends that Helms' testimony regarding the
blue van was not within the Rule 803(3) hearsay exception. Rule
803(3) allows for the admission of
[a] statement of the declarant's then
existing state of mind, emotion, sensation,
or physical condition (such as intent, plan,
motive, design, mental feeling, pain, and
bodily health), but not including a statement
of memory or belief to prove the fact
remembered or believed unless it relates to
the execution, revocation, identification, or
terms of declarant's will.
N.C.G.S. § 8C-1, Rule 803(3) (2001). Statements that merely
recount a factual event are not admissible under Rule 803(3)
because such facts can be proven with better evidence, such as
the in-court testimony of an eyewitness. State v. Hardy, 339
N.C. 207, 229, 451 S.E.2d 600, 612 (1994). However, where such
statements serve . . . to demonstrate the basis for the
[victim's] emotions, the statements will be admitted under Rule
803(3). State v. Gray, 347 N.C. 143, 173, 491 S.E.2d 538, 550
(1997), cert. denied, 523 U.S. 1031, 140 L. Ed. 2d 486 (1998),
and overruled in part on other grounds by State v. Long, 354 N.C.
534, 557 S.E.2d 89 (2001). Martin told her mother, just prior to
relating the story of the blue van, that it was spooky at home
alone during the day. Martin's statement that it was spooky
at home alone indicated her general feeling of discomfort aboutbeing home alone and was a part of her expressed feeling
regarding defendant. The activity of the blue van was a factor
contributing to Martin's discomfort. We thus hold that the
testimony regarding the blue van served to support Martin's
assertion that it was spooky at home alone during the day and
tended to show her state of mind at the time of the conversation.
Ms. Helms' testimony of the statements Martin made four days
prior to her death reflects Martin's state of mind and comes
within the Rule 803(3) hearsay exception.
Defendant also contends that even if the testimony was
admissible under Rule 803(3), the testimony should have been
excluded as irrelevant because defendant's van was black and
burgundy in color. We disagree. [A] victim's state of mind is
relevant if it relates directly to circumstances giving rise to a
potential confrontation with the defendant. State v. McLemore,
343 N.C. 240, 246, 470 S.E.2d 2, 7 (1996). Here, Ms. Helms
testified that Martin told her she intended to tell defendant to
stop coming to the house. She followed up by stating that it was
spooky there and that she had seen a blue van come down the
road and hesitate before leaving. Martin's statements, along
with an earlier statement that defendant gave her the creeps,
support her intent to tell defendant to stay away. The testimony
was relevant because it related to Martin's intent to tell
defendant to stop coming to the house, giving rise to a potential
confrontation.
Even assuming arguendo that the testimony regarding the
blue van was inadmissible, defendant has not shown that the errorwas prejudicial to his case. In order to prevail, defendant must
show that a reasonable possibility exists that a different
result would have been reached absent the error. State v.
Weeks, 322 N.C. 152, 170, 367 S.E.2d 895, 906 (1988). The
prosecution did not attempt to connect defendant to the blue van
or suggest that the driver of the blue van murdered the victim.
Testimony from several witnesses established that defendant drove
a black and burgundy colored van. The only link ever made
between defendant and the blue van was made by defendant's
counsel. Given that a relationship between defendant and the
blue van was never established, defendant cannot show that a
reasonable possibility exists that the outcome would have been
different had the testimony been excluded. Therefore, even if
the trial court did err in admitting the testimony regarding the
blue van, such error was harmless to defendant beyond a
reasonable doubt. This assignment of error is overruled.
Defendant next assigns error to the trial court's
decision to allow the nonexpert testimony of nurse Leslie Burgess
regarding the effects of ten milligrams of Valium. Defendant, in
an attempt to negate the mens rea required for first-degree
murder, argued that he was under the influence of a combination
of drugs at the time he murdered the victim and thus was not
capable of premeditation and deliberation. In his statement to
police, defendant stated that on the morning of the murder, he
took some pills, 2 Valium, ten milligrams, 3 Klonopins, ten
milligrams, 2 Xanax, number 10's. Ms. Burgess testified for the
State as to the effects of two, ten-milligram Valium on the body. Ms. Burgess testified that she holds bachelor degrees
in preveterinary medicine and in nursing. She has been a
registered nurse since 1995. She has worked in the Intensive
Care, Pediatric Intensive Care, and Pediatric Open Heart units of
various hospitals. At the time of her encounter with defendant,
Ms. Burgess worked in the emergency room of Rowan Regional
Medical Center. Ms. Burgess was a highly qualified nurse with
years of experience, but she did not have sufficient specialized
knowledge, training, or experience necessary to testify as an
expert regarding the effects of ten milligrams of Valium. Even
though Ms. Burgess could not testify as an expert as to the
effects of ten milligrams of Valium and was not so tendered, her
testimony was still admissible under N.C.G.S. § 8C-1, Rule 701 as
a nonexpert's opinion, based on her reasonable perceptions.
North Carolina Rule of Evidence 701 states:
If the witness is not testifying as an
expert, [her] testimony in the form of
opinions or inferences is limited to those
opinions or inferences which are (a)
rationally based on the perception of the
witness and (b) helpful to a clear
understanding of [her] testimony or the
determination of a fact in issue.
N.C.G.S. § 8C-1, Rule 701 (2001).
Ms. Burgess gave extensive testimony as to defendant's
physical condition at the time she treated him at the hospital.
She testified that his temperature, pulse rate, respiration,
blood pressure, and oxygen saturation levels were all in the
normal range for a man of his age and size. She additionally
testified that his pupils reacted normally to light and he did
not appear intoxicated or otherwise impaired. After questioningMs. Burgess on defendant's condition as she observed him on 12
September 2001, the State went on to ask Ms. Burgess several
questions about the effects of Valium on an individual. The
following colloquy occurred during a voir dire of Ms. Burgess:
Q. And just say where you worked, if
you can recall, in this last twelve years.
A. At Presbyterian Hospital in
Charlotte, I worked in their Intensive Care
Unit, and then I worked in the Pediatric
Intensive Care Unit. I've worked at MUSC,
Medical University of South Carolina in
Charleston, South Carolina in the Pediatric
Intensive Care Unit, Pediatric Open Heart
Unit, and Pediatric Emergency Room, and at
Northeast Medical Center in Concord in the
Pediatric Intensive Care Unit and Rowan
Regional Medical Center in the Emergency
Department.
Q. In the course of your duties, did
you see the--did you see Valium prescribed?
A. Yes. I also worked at Carolina
Medical in the Emergency Department on a
part-time basis.
Q. You saw Valium prescribed for
patients that were under your care?
A. That's correct.
Q. And did you personally observe the
effects of Valium on--specifically, of taking
two, ten milligram Valiums.
A. Of two, ten? Rarely.
Q. Okay.
A. Because that was a high dose.
Q. All right. What would be a typical
dose of Valium?
A. Ten--ten milligrams.
Q. One, ten milligrams.
A. That's correct.Ms. Burgess was then allowed to testify before the jury as to the
effects of taking two, ten-milligram Valium. She testified as
follows:
Q. Now, Ms. Burgess, I think I was
asking you whether, in the course of your
duties and training, that you're familiar
with the effects of the drug known as Valium?
A. Yes, I am.
. . . .
Q. All right. And, are you familiar
with the effects of taking two, ten milligram
Valium at the same time would be on a person?
A. Yes, sir. It'd make them lethargic,
somewhat disoriented, slow to respond,
pupillary response would be sluggish . . . .
Movements would be slow, the vital signs
would be depressed, meaning the respirations
would be low, the blood pressure would be low
and the pulse would definitely be low.
Q. Did you find any of these effects on
Wesley [Toby] Smith, Jr. when you examined
him at 12:15, on September 12th?
A. No, sir.
Q. Do you have an opinion as to how
long the effects of taking two, ten milligram
Valium would remain--how long the effects
would last on the individual that had taken
them?
A. The maximum I would say would be six
hours, maybe four hours.
Ms. Burgess' testimony regarding the effects of two,
ten-milligram Valium was rationally based on her perceptions
while working as a nurse over a number of years. She testified
that she had seen the effects of Valium on patients in her care.
Although Ms. Burgess did acknowledge during voir dire that she
had rarely seen the effects of two, ten-milligram Valium, thetrial court could reasonably infer from her response that she had
seen the effects of such a dose at least once. Even if Ms.
Burgess had not had personal experience with a patient taking
two, ten-milligram Valium, her observations of the effects of a
normal dose, along with her observations of the effects of
medication in general, were sufficient for her to render a lay
opinion as to the effects of two, ten-milligram Valium.
Ms. Burgess' testimony was further admissible as a
nonexpert opinion under Rule 701 because the testimony was
helpful in the determination of a fact in issue. Ms. Burgess'
testimony was helpful to the jury in determining whether
defendant was so impaired when he killed the victim that he could
not have killed with premeditation and deliberation. Since Ms.
Burgess' opinion as to the effects of two, ten-milligram Valium
was rationally based on her perceptions while working as a nurse
and her testimony was helpful to the jury in determining a fact
in issue, the trial court did not err by allowing Ms. Burgess'
testimony. This assignment of error is overruled.
Defendant's third assignment of error is that the trial
court committed prejudicial error by admitting testimony that
defendant sometimes carried a pocketknife. Dr. Kenneth Snell,
the pathologist who performed the victim's autopsy, concluded
that the murder weapon was a knife with a blade no longer than
three inches. The State introduced evidence that defendant had
been known to occasionally carry a four-inch knife on his person.
Defendant contends that because his pocketknife could not havebeen the weapon, the testimony that he sometimes carried it was
irrelevant and prejudicial.
Evidence is relevant if it has any logical tendency,
however slight, to prove a fact in issue. In criminal cases,
'every circumstance that is calculated to throw any light upon
the supposed crime is admissible. The weight of such evidence is
for the jury.' State v. Lytch, 142 N.C. App. 576, 580, 544
S.E.2d 570, 573 (2001) (quoting State v. Hamilton, 264 N.C. 277,
286-87, 141 S.E.2d 506, 513 (1965), cert. denied, 384 U.S. 1020,
16 L. Ed. 2d 1044 (1966)). Defendant admitted to stabbing the
victim with a knife, yet the murder weapon was never found. The
testimony to which defendant objects was relevant because it
established that defendant sometimes carried a knife. The
particular knife described had a four-inch blade, however,
defendant may have carried different knives at different times.
Because the weapon used to murder the victim was never found,
evidence that defendant carried a knife with him at times had
some relevance to the case.
Even assuming arguendo that the testimony was not
relevant, defendant has the burden of establishing that the trial
court's error in allowing the testimony was so prejudicial that a
different result would have occurred had the testimony been
excluded. State v. Gappins, 320 N.C. 64, 68, 357 S.E.2d 654, 657
(1987). Defendant has failed to meet his burden. Defendant
argues that the testimony may have led the jury to infer that
defendant was a violent man. However, defendant elicited
testimony from his own witnesses regarding the various knives heowned and carried. In light of such testimony from his own
witnesses, defendant cannot now say that the testimony may have
caused the jury to speculate as to his tendencies towards
violence. Additionally, it was not necessary for the State to
prove that defendant carried a knife the day he murdered the
victim. The jury could find defendant guilty based upon his
picking up and using a knife found in the home, as defendant
stated in his confession. Defendant cannot establish that the
outcome of his trial would have been any different had the
testimony regarding the knife been excluded. This assignment of
error is overruled.
Defendant's fourth assignment of error is that the
State's closing argument was unsupported by the evidence and was
grossly improper. Defendant failed to object to the prosecutor's
closing argument at trial. Therefore, review is limited to an
examination of whether the argument was so grossly improper that
the trial [court] abused [its] discretion in failing to intervene
ex mero motu. State v. Gladden, 315 N.C. 398, 417, 340 S.E.2d
673, 685, cert. denied, 479 U.S. 871, 93 L. Ed. 2d 166 (1986).
In his closing argument, the prosecutor told the jury
that the crime scene was absolutely critical in determining
defendant's intent when he murdered the victim. The prosecutor
then suggested a scenario of the crime in which defendant first
stabbed the victim in the back and in the head. Later, the
prosecutor suggested to the jury that defendant may have been
leaving at one point while the victim was still alive, but,
instead of leaving, he returned to the victim and cut her throatbefore she died. Defendant contends that the prosecutor's
scenario of what occurred the morning of 12 September 2001 was
unsupported by the evidence and, given that the story the crime
scene tells is absolutely critical in deciding defendant's
guilt, the trial court erred by not intervening. We disagree.
During closing arguments, prosecutors may create a
scenario of the crime committed that is reasonably inferable from
the evidence in the record. State v. Ingle, 336 N.C. 617, 645,
445 S.E.2d 880, 895 (1994), cert. denied, 514 U.S. 1020, 131 L.
Ed. 2d 222 (1995). Such arguments rest within the discretion of
the trial court, and counsel will be granted wide latitude in
hotly contested cases. State v. Roseboro, 344 N.C. 364, 376, 474
S.E.2d 314, 320 (1996). Here, the prosecutor's inferences from
the evidence presented were not so tenuous that the trial court
needed to intervene. There was evidence presented at trial
regarding the wounds inflicted upon the victim, blood sample
analysis from various places throughout the house, and footprint
identifications that were all available and used to infer the
scenario suggested by the prosecutor. Further, the prosecutor
himself informed the jury that his was just one interpretation of
the evidence presented at trial. Reviewing the prosecutor's
closing argument in light of the evidence presented at trial, we
hold that there was sufficient evidence to support the scenario
presented by the prosecutor. In light of the evidence, we cannot
say that the prosecutor's argument was improper, much less so
grossly improper as to require intervention ex mero motu by the
trial court. This assignment of error is overruled. Defendant's fifth assignment of error is that the trial
court erred by denying defendant's motion to dismiss because the
evidence was insufficient to support a conviction for first-
degree premeditated murder. When ruling on a motion to dismiss,
the trial court must determine whether the prosecution has
presented substantial evidence of each essential element of the
crime. State v. Call, 349 N.C. 382, 417, 508 S.E.2d 496, 518
(1998). Substantial evidence is that amount of 'relevant
evidence that a reasonable mind might accept as adequate to
support a conclusion.' State v. Williams, 355 N.C. 501, 579,
565 S.E.2d 609, 654 (2002) (quoting State v. Vick, 341 N.C. 569,
583-84, 461 S.E.2d 655, 663 (1995)), cert. denied, 537 U.S. 1125,
154 L. Ed. 2d 808 (2003). In making its decision, the trial
court must view the evidence in the light most favorable to the
State. State v. Hyatt, 355 N.C. 642, 666, 566 S.E.2d 61, 77
(2002), cert. denied, 537 U.S. 1133, 154 L. Ed. 2d 823 (2003).
Here, the trial court correctly determined that the State
presented substantial evidence of each element of the crime of
first-degree murder.
Defendant confessed to killing the victim by stabbing
her repeatedly. In his confession, defendant claimed that
something just came over him and he went into a rage. His
defense at trial was that his rage was not premeditated and he
lacked the requisite intent for first-degree murder. For the
jury to find defendant guilty of first-degree murder, it had to
find that the murder was committed with premeditation and
deliberation. Premeditation and deliberation, both processes ofthe mind, must generally be proven by circumstantial evidence.
State v. Small, 328 N.C. 175, 181, 400 S.E.2d 413, 416 (1991).
Circumstances which may be considered include: (1) lack of
sufficient provocation by the victim; (2) defendant's conduct
before and after the killing, including attempts to cover up
involvement in the crime; and (3) evidence of the brutality of
the crime, and the dealing of lethal blows after the victim has
been rendered helpless. The State produced substantial evidence
covering each of these circumstances.
First, the State presented evidence tending to show
that the victim intended to tell defendant to stop coming to her
home and to stop associating with Wagner. Defendant, by his own
admission, establishes that the victim did tell him to stay away.
Shortly thereafter, defendant went into a rage and began
stabbing the victim. Although such request to stay away was
presumably the trigger for defendant's actions, telling a casual
acquaintance to stay away is definitely not sufficient
provocation to compel a killing by stabbing or even a rage.
Second, the State presented evidence that on the
morning of the victim's murder, defendant lied to his wife about
where he was going when he left their house. Defendant told his
wife that he was going to the store when, in fact, he intended on
going to see the victim. After the murder, defendant continued
to lie to his wife and to others. Defendant cut his hands during
the commission of the crime. He told his wife and a housemate
that, while at the store, a man approached defendant and ordered
him off of the pay phone. When defendant refused, the man pulledout a knife and cut defendant. Defendant went to the hospital
for treatment, where he told a nurse he cut his hands while
stripping wires at work. He later told a police officer that he
injured his hands during an altercation that occurred at his
house. Then, when first questioned about the murder, defendant
told police he injured his hands while stripping wires at home.
Defendant told four different stories of how he injured his
hands, in an attempt to avoid being linked to the crime.
Additionally, when first questioned by police, defendant denied
involvement and attempted to divert suspicion to Wagner by
telling police that Wagner was abusive towards the victim.
Finally, the State's evidence shows that the victim was
stabbed and cut approximately sixty times. Her skull was
fractured and her throat was cut. Some of the stab wounds were
so forceful that the knife handle left marks on the victim's
body. Further, defendant admitted in his statement to police
that he repeatedly stabbed the victim, even as she fell to the
floor and tried to crawl away. The State presented substantial
evidence of premeditation and deliberation. The trial court did
not err in denying defendant's motion to dismiss because a
reasonable jury could conclude from the evidence that defendant
murdered the victim with premeditation and deliberation. This
assignment of error is overruled.
Defendant's sixth assignment of error is that the trial
court erred by failing to intervene when the State, during its
penalty phase closing argument, commented on defendant's failure
to testify. N.C.G.S. § 8-54 provides that a defendant's failureto testify shall not create any presumption against him. To that
end, prosecutors cannot directly refer to a defendant's failure
to testify. Griffin v. California, 380 U.S. 609, 614, 14 L. Ed.
2d 106, 109 (1965). This is so because, extended reference by
the court or counsel concerning [defendant's failure to testify]
would nullify the policy that the failure to testify should not
create a presumption against the defendant. State v. Randolph,
312 N.C. 198, 206, 321 S.E.2d 864, 869 (1984). In determining
whether a prosecutor's statement is, in fact, a direct reference
to a defendant's failure to testify, the Court must consider
whether 'the language used [was] manifestly intended to be, or
was . . . of such character that the jury would naturally and
necessarily take it to be a comment on the failure of the accused
to testify.' United States v. Anderson, 481 F.2d 685, 701 (4th
Cir. 1973) (quoting U.S. ex rel. Leake v. Follette, 418 F.2d
1266, 1269 (2d Cir. 1969), cert. denied, 397 U.S. 1050, 25 L. Ed.
2d 665 (1970)), aff'd, 417 U.S. 211, 41 L. Ed. 2d 20 (1974). See
also State v. Rouse, 339 N.C. 59, 95-96, 451 S.E.2d 543, 563
(1994), cert. denied, 516 U.S. 832, 133 L. Ed. 2d 60 (1995).
In the present case, the prosecutor made the following
statements during his penalty phase closing argument.
One of the things you're going to hear
is whether [Toby] Smith has any remorse for
this killing. You heard the tape of the
telephone conversation that was played from
jail, and you heard [Toby] Smith say to his
wife, I didn't mean to kill that girl.
Well, I'd say to you you've sat here for two
weeks of trial. Have you seen any expression
of remorse or regret from Wesley [Toby]
Smith, Jr., other than when it had to do with
his present predicament? . . . . Did you see
any reaction from him on the verdict fromthis jury? The only time Wesley [Toby] Smith
has shown any remorse is remorse over his own
condition.
Defendant contends that the jury could have only understood these
statements to be a reference to defendant's failure to testify at
trial and at the sentencing hearing. We disagree.
The prosecutor's statements, viewed as a whole, do not
make reference to defendant's failure to testify. Rather, the
prosecutor was commenting on defendant's demeanor. The jury may
properly consider the demeanor of defendant in making its
sentencing decision. The prosecutor, referring to the tape
recorded telephone conversation between defendant and his wife,
asked the jury if it had heard any remorse from defendant. The
prosecutor also asked the jury if it had seen any remorse from
defendant during the trial. Viewing the prosecutor's statements
as a whole, it is clear that he did not intend to comment on
defendant's failure to testify. Further, the prosecutor's
statements were not of such a character that the jury would take
the statements to be a reference to defendant's failure to
testify. This assignment of error is without merit and is
overrruled.
Defendant's seventh assignment of error is that the
trial court erred by failing to inquire whether defendant wished
to testify at his sentencing proceeding. Defendant contends that
he has a constitutional right to testify on his own behalf, and
that this right was violated because the trial court did not
inquire as to whether defendant wished to testify at the
sentencing proceeding. This Court has never required trialcourts to inform a defendant of his right to testify or to make
an inquiry on the record regarding his waiver of the right to
testify. State v. Carroll, 356 N.C. 526, 533, 573 S.E.2d 899,
905 (2002), cert. denied, ___ U.S. ___, 156 L. Ed. 2d 640 (2003).
While defendant does have a constitutional right to testify, this
right was not violated in the instant case. In State v. Hayes,
314 N.C. 460, 334 S.E.2d 741 (1985), this Court held that absent
a defendant's indication that he wished to testify, it cannot be
said that the trial court denied defendant of his right. Id. at
474-75, 334 S.E.2d at 750.
After all evidence was presented at the guilt-innocence
phase of the trial, defendant's attorney made it clear to the
trial court that defendant wished to waive the right to testify
on his own behalf. Defendant's attorney informed the trial court
that defendant had been continuously consulted throughout the
trial regarding his right to testify, and defendant was informed
that it was solely his decision whether to testify on his own
behalf. Defendant's attorney further informed the trial court
that defendant had chosen not to testify in his own defense. At
that point, defendant affirmed to the trial court that he had
decided not to testify. Defendant presented testimony from
nineteen witnesses at his sentencing proceeding, and he did not
testify on his own behalf. Defendant's attorney was by his side
at all times and available to counsel defendant regarding his
right to testify. Given these circumstances, and because
defendant never made a request to testify on his own behalf, wecannot say that defendant's rights were violated. This
assignment of error is without merit and is overruled.
Defendant's eighth assignment of error is that the
trial court did not have the jurisdiction to enter a death
sentence against defendant because the indictment did not allege
any aggravating circumstances. This Court recently considered
and rejected this argument in State v. Hunt, 357 N.C. 257, 582
S.E.2d 593, cert. denied, ___ U.S. ___, 156 L. Ed. 2d 702 (2003).
This assignment of error is, therefore, overruled.
Defendant's ninth assignment of error is that the trial
court did not have the jurisdiction to convict defendant of
first-degree murder because he was charged by a short-form
indictment that did not specifically allege the elements
necessary for first-degree murder. Defendant, recognizing that
previous decisions by this Court have been contrary to his
position in this argument, raises this issue for the purpose of
preserving it for possible further judicial review of this case.
We have considered defendant's arguments on this issue and find
no reason to depart from our previous holdings. This assignment
of error is overruled.
Defendant's tenth assignment of error is that he was
deprived of the effective assistance of counsel because his trial
attorney failed to move for dismissal of the charges due to a
lack of jurisdiction. To prevail in his argument, defendant must
satisfy a two-part test, first set out by the United States
Supreme Court in Strickland v. Washington, 466 U.S. 668, 687, 80
L. Ed. 2d 674, 693 (1984). Under Strickland, a defendant mustestablish (1) that his counsel's performance was deficient and
(2) that the deficiencies prejudiced the defendant. Id. In
order to prevail, a defendant must establish that his counsel
made errors so serious that counsel was not functioning as the
'counsel' guaranteed the defendant by the Sixth Amendment. Id.
The errors must have been so serious as to deprive the defendant
of a fair trial. Id. In the case sub judice, defendant has not
met his burden in this regard. As discussed above, the
indictment charging defendant was proper and the trial court had
jurisdiction to convict defendant of first-degree murder and to
sentence him to death. Since the indictment was legally
sufficient, defendant's counsel's failure to object to it was not
a deficiency in performance, and there was no prejudice to
defendant. Defendant cannot meet the requirements for an
ineffective assistance of counsel claim, and therefore, this
assignment of error is overruled.
Having concluded that defendant's trial and capital
sentencing proceeding were free of prejudicial error, we must now
review the record and determine: (1) whether the evidence
supports the aggravating circumstance found by the jury and upon
which the sentencing court based its sentence of death; (2)
whether the sentence was imposed under the influence of passion,
prejudice, or any other arbitrary factor; and (3) whether the
sentence is excessive or disproportionate to the penalty imposed
in similar cases, considering both the crime and the defendant.
N.C.G.S. § 15A-2000(d)(2) (2001). After a thorough review of the record on appeal,
briefs, and oral arguments of counsel, we conclude that the
evidence fully supports the aggravating circumstance found by the
jury. The jury found, as an aggravating circumstance, that the
murder of the victim was especially heinous, atrocious, or cruel.
N.C.G.S. § 15A-2000(e)(9) (2001). The victim was stabbed
approximately sixty times in her own home. Defendant continued
to stab the victim even as she fell to the ground and attempted
to crawl away. Evidence presented by the State tended to show
that it took approximately ten minutes for the victim to die.
The circumstances of the victim's death provide ample support for
the jury's finding of the above aggravating circumstance.
Further, we conclude there is no indication that the sentence of
death was imposed under the influence of passion, prejudice, or
any other arbitrary factor. We therefore turn to our final
statutory duty of proportionality review.
We conduct a proportionality review to eliminate the
possibility that a person will be sentenced to die by the action
of an aberrant jury. State v. Holden, 321 N.C. 125, 164-65, 362
S.E.2d 513, 537 (1987), cert. denied, 486 U.S. 1061, 100 L. Ed.
2d 935 (1988). In doing so, we must look at both the defendant
and the crime. State v. Watts, 357 N.C. 366, 379, 584 S.E.2d
740, 750 (2003). In the present case, the jury found the
existence of one aggravating circumstance: that the murder was
especially heinous, atrocious, or cruel. N.C.G.S. § 15A-
2000(e)(9). The trial court submitted five statutory mitigating
circumstances, including the catchall circumstance, of which
the jury found none to exist. The trial court additionally
submitted sixteen nonstatutory mitigating circumstances, of which
the jury found only four to exist: (1) defendant had no history
of violence or aggression toward others; (2) defendant's mother
was tragically killed in a car accident when he was fifteen years
old and this had a dramatic impact on him; (3) defendant loves
and cares for his family, consisting of his father, two sisters,
and three children; and (4) defendant admitted his guilt to
police officers.
We begin our proportionality review by comparing this
case to the eight cases where this Court has determined the
sentence of death to be disproportionate. See State v.
Kemmerlin, 356 N.C. 446, 573 S.E.2d 870 (2002); State v. Benson,
323 N.C. 318, 372 S.E.2d 517 (1988); State v. Stokes, 319 N.C. 1,
352 S.E.2d 653 (1987); State v. Rogers, 316 N.C. 203, 341 S.E.2d
713 (1986), overruled on other grounds by State v. Gaines, 345
N.C. 647, 483 S.E.2d 396, cert. denied, 522 U.S. 900, 139 L. Ed.
2d 177 (1997), and by State v. Vandiver, 321 N.C. 570, 364 S.E.2d
373 (1988); State v. Young, 312 N.C. 669, 325 S.E.2d 181 (1985);
State v. Hill, 311 N.C. 465, 319 S.E.2d 163 (1984); State v.
Bondurant, 309 N.C. 674, 309 S.E.2d 170 (1983); and State v.
Jackson, 309 N.C. 26, 305 S.E.2d 703 (1983). After careful
review, we conclude that this case is not substantially similar
to any case in which this Court has previously found the death
penalty disproportionate. First, defendant was convicted of first-degree murder
on the basis of premeditation and deliberation, the finding of
which 'indicates a more cold-blooded and calculated crime.'
State v. Haselden, 357 N.C. 1, 30, 577 S.E.2d 594, 612 (quoting
State v. Artis, 325 N.C. 278, 341, 384 S.E.2d 470, 506 (1989),
sentence vacated on other grounds, 494 U.S. 1023, 108 L. Ed. 2d
604 (1990)), cert. denied, ___ U.S. ___, ___ L. Ed. 2d ___, 72
U.S.L.W. 3308 (2003). Additionally, the victim was murdered in
her own home, a factor which shocks the conscience, not only
because a life was senselessly taken, but because it was taken
[at] an especially private place, one [where] a person has a
right to feel secure. State v. Brown, 320 N.C. 179, 231, 358
S.E.2d 1, 34, cert. denied, 484 U.S. 970, 98 L. Ed. 2d 406
(1987). Further, the murder was found to be especially heinous,
atrocious, or cruel under N.C.G.S. § 15A-2000(e)(9). These
factors distinguish the present case from those in which this
Court has found the sentence of death to be disproportionate.
In conducting a proportionality review, we must also
compare this case with prior cases where this Court has found the
death penalty to be proportionate. Haselden, 357 N.C. at 31, 577
S.E.2d at 613. Although this Court reviews all similar cases
when engaging in our duty of proportionality review, we will not
undertake to discuss or cite all of those cases each time we
carry out that duty. Id. at 31, 577 S.E.2d at 613 (quoting
State v. McCollum, 334 N.C. 208, 244, 433 S.E.2d 144, 164 (1993),
cert. denied, 512 U.S. 1254, 129 L. Ed. 2d 895 (1994)). Upon
comparison of the present case with those in which we havepreviously conducted a proportionality review, we conclude that
this case is more similar to cases in which this Court has found
the sentence of death proportionate than to those in which this
Court has found the sentence of death disproportionate.
The similarities between this case and prior cases in
which a sentence of death was found proportionate merely serves
as an initial point of inquiry. State v. Daniels, 337 N.C. 243,
287, 446 S.E.2d 298, 325 (1994), cert. denied, 513 U.S. 1135, 130
L. Ed. 2d 895 (1995). The final decision of whether a death
sentence is disproportionate ultimately rest[s] upon the
'experienced judgments' of the members of this Court. State v.
Green, 336 N.C. 142, 198, 443 S.E.2d 14, 47, cert. denied, 513
U.S. 1046, 130 L. Ed. 2d 547 (1994). Therefore, having
thoroughly reviewed the entire record in this matter, and based
upon the characteristics of this defendant and the crime he
committed, we cannot conclude as a matter of law that the
sentence of death in this case is disproportionate or excessive.
Accordingly, we hold that defendant received a fair
trial and capital sentencing proceeding, free of prejudicial
error.
NO ERROR.
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